Travel Writing in English Literature

The term “travel writing” which emerged as a distinct genre in the late 18th century is a compound noun formed from the words “travel,” derived from the Middle English “travail” (meaning “work,” “labor,” or “journey”), and “writing,” from Old English “writan” (meaning “to scratch” or “form letters”).

Travel Writing in English Literature
Travel Writing: Etymology and Concept
Etymology of Travel Writing

The term “travel writing” which emerged as a distinct genre in the late 18th century is a compound noun formed from the words “travel,” derived from the Middle English “travail” (meaning “work,” “labor,” or “journey”), and “writing,” from Old English “writan” (meaning “to scratch” or “form letters”). The etymology reflects the historical intertwining of arduous journeys and the subsequent recording of experiences, observations, and reflections. Early travel writings often focused on exploration, trade, pilgrimage, or diplomatic missions. As literacy and leisure travel increased, the genre expanded to encompass a wider range of perspectives, styles, and motivations.

Table: Key Concepts in Travel Writing
ConceptDescription
SubjectivityTravel writing is inherently subjective, reflecting the writer’s unique perceptions, biases, and cultural background.
PlaceThe depiction of place is central to travel writing. This includes physical landscapes, cultural atmospheres, and the writer’s emotional response to the environment.
JourneyThe narrative of the journey itself is often as important as the destination. This includes modes of transportation, encounters with people, and the challenges and triumphs experienced along the way.
Cultural ExchangeTravel writing frequently explores encounters with different cultures, customs, and beliefs. This can lead to greater understanding or, at times, reinforce stereotypes.
TransformationTravel is often portrayed as a transformative experience, leading to personal growth, self-discovery, and a changed perspective on the world.
PurposeTravel writing can serve various purposes, including entertainment, education, social commentary, or even political advocacy.
Literary TechniquesTravel writers employ various literary techniques, such as vivid descriptions, metaphors, anecdotes, and dialogue, to create engaging and evocative narratives.
Travel Writing: Theorists, Works and Arguments
TheoristKey Work(s)Central Arguments
Dean MacCannellThe Tourist: A New Theory of the Leisure Class (1976)Tourism as Ritual: Argues that tourism is a modern ritual through which people seek authenticity and staged experiences to reaffirm their own cultural identity.
Mary Louise PrattImperial Eyes: Travel Writing and Transculturation (1992)Contact Zones: Introduces the concept of “contact zones” where cultures meet and clash, and how travel writing often reflects power dynamics and cultural misunderstandings.
Edward SaidOrientalism (1978)Critique of Orientalism: Examines how Western representations of the “Orient” (Middle East, Asia) have been historically inaccurate and shaped by colonial power structures due to the travellogue writing.
James CliffordRoutes: Travel and Translation in the Late Twentieth Century (1997)Travel and Identity: Explores the complex relationship between travel, identity formation, and cultural exchange.
Sara MillsDiscourses of Difference: An Analysis of Women’s Travel Writing and Colonialism (1991)Gender and Travel Writing: Analyzes how gender shapes travel writing experiences and representations, particularly in the context of colonialism and post-colonialism.
Paul FussellAbroad: British Literary Traveling Between the Wars (1980)Travel and Modernity: Examines how travel writing in the early 20th century reflected anxieties about modernity, cultural change, and the decline of the British Empire.
Tim YoungsThe Cambridge Introduction to Travel Writing (2013)Overview of Travel Writing: Provides a comprehensive overview of travel writing’s history, genres, and key themes.
Jonathan RabanOld Glory: An American Voyage (1981)Personal Narrative and Place: Blends personal narrative with historical and cultural reflections on place, demonstrating the power of subjective experience in travel writing.
Travel Writing: Principles
  • Vivid Description: Engaging travel writing uses sensory details to paint a vivid picture of the place.
    • Example: In The Innocents Abroad by Mark Twain, Twain describes the vivid colors and bustling life of the Mediterranean ports, making readers feel as if they are experiencing the scenes themselves.
  • Personal Narrative: The writer’s personal experiences and reflections add depth and authenticity.
    • Example: Elizabeth Gilbert’s Eat, Pray, Love intertwines her personal journey of self-discovery with the cultural experiences she encounters in Italy, India, and Indonesia.
  • Cultural Insight: Providing insights into the culture, traditions, and customs of the destination.
    • Example: In Patagonia by Bruce Chatwin offers deep cultural insights into the Patagonian region, its history, and its inhabitants, blending travelogue with historical narrative.
  • Historical Context: Including historical context to enrich the reader’s understanding of the place.
    • Example: In A Short Walk in the Hindu Kush by Eric Newby, historical anecdotes about Afghanistan’s Hindu Kush mountains provide readers with a richer appreciation of the region’s significance.
  • Engaging Storytelling: Using narrative techniques to create an engaging and captivating story.
    • Example: The Great Railway Bazaar by Paul Theroux uses his journey on the train as a narrative framework, creating an engaging travelogue filled with interesting characters and adventures.
  • Authenticity: Maintaining an authentic voice and perspective.
    • Example: Pico Iyer’s The Art of Stillness offers an authentic exploration of the concept of stillness and travel, blending personal reflection with observations on the nature of travel and rest.
  • Humor and Wit: Incorporating humor and wit to entertain and engage the reader.
    • Example: Bill Bryson’s A Walk in the Woods is infused with humor and witty observations, making his account of hiking the Appalachian Trail both informative and entertaining.
  • Local Encounters: Highlighting interactions with local people to provide a human element.
    • Example: Shadow of the Silk Road by Colin Thubron focuses on Thubron’s encounters with diverse peoples along the Silk Road, offering intimate glimpses into their lives and cultures.
  • Reflective Tone: Including reflective and introspective elements to convey the writer’s inner journey.
    • Example: Travels with Charley: In Search of America by John Steinbeck is as much about Steinbeck’s reflections on America and its people as it is about the physical journey across the country.
  • Environmental Awareness: Addressing environmental issues and the natural landscape.
    • Example: Into the Wild by Jon Krakauer delves into the natural beauty of Alaska while also discussing the environmental implications of human intrusion into wild spaces.
Travel Writing: Relevance in Literary Theories
  • Postcolonial Theory:
    • Focus: Examines power dynamics between colonizer and colonized, representations of the “Other,” and the impact of colonialism on cultural identity.
    • Questions: How does the travel writer depict the local culture? Are they perpetuating stereotypes or challenging them? Do they acknowledge their position of privilege as a visitor?
  • Feminist Theory:
    • Focus: Explores gender roles and representations in literature, often challenging patriarchal norms.
    • Questions: How are women portrayed in the travel narrative? Does the writer consider gender dynamics in different cultures? Is the narrative informed by a feminist perspective?
  • Marxist Theory:
    • Focus: Analyzes the role of social class and economic structures in shaping literature.
    • Questions: How does the writer depict economic inequalities in the places they visit? Do they acknowledge the impact of capitalism on local communities?
  • Ecocriticism:
    • Focus: Examines the relationship between literature and the environment.
    • Questions: How does the writer represent nature? Do they discuss environmental issues in the places they visit? What is their attitude towards ecological impact?
  • New Historicism:
    • Focus: Analyzes literature in its historical context, considering social, political, and cultural factors.
    • Questions: What historical events or cultural norms influenced the writer’s perspective? How does the travel narrative reflect the historical context in which it was written?
Examples in a Table
Travel WorkLiterary TheoryKey QuestionsPossible Analysis
“In Patagonia” by Bruce ChatwinPostcolonial TheoryHow does Chatwin represent the indigenous people of Patagonia? Does he acknowledge the history of colonialism in the region?Chatwin’s portrayal of the indigenous people can be seen as romanticized and exotic, potentially perpetuating colonial stereotypes.
“A Woman Alone” by Nina RasmussenFeminist TheoryHow does Rasmussen navigate gender roles and expectations as a solo female traveler? Does she challenge traditional notions of femininity?Rasmussen’s experiences highlight the challenges and triumphs of female independence in a world often shaped by patriarchal norms.
“The Motorcycle Diaries” by Ernesto “Che” GuevaraMarxist TheoryHow does Guevara’s journey through South America shape his understanding of social class and economic inequality?Guevara’s observations of poverty and exploitation fuel his later political activism and revolutionary ideology.
“Desert Solitaire” by Edward AbbeyEcocriticismHow does Abbey depict the natural beauty of the American Southwest? Does he address the environmental impact of human activity in the region?Abbey’s passionate defense of wilderness areas and critique of consumerism laid the groundwork for the modern environmental movement.
“The Innocents Abroad” by Mark TwainNew HistoricismHow does Twain’s satirical commentary reflect the cultural attitudes and social norms of 19th-century America?Twain’s humorous observations offer insights into the anxieties and aspirations of Americans during a time of rapid industrialization and westward expansion.
Travel Writing: Examples

1. Travel Memoir/Narrative:

  • Features: Personal experiences, reflections, emotions, and insights gained during a journey. Often uses vivid language and storytelling techniques.
  • Examples:
    • “Eat, Pray, Love” by Elizabeth Gilbert: A woman’s journey of self-discovery through Italy, India, and Indonesia.
    • “Wild” by Cheryl Strayed: A memoir of a solo hike along the Pacific Crest Trail as a personal journey of healing.
    • “The Places In Between” by Rory Stewart: A walking journey through Afghanistan, exploring its history, culture, and landscape.

2. Travel Guidebook:

  • Features: Practical information, recommendations, maps, itineraries, cultural insights, and historical background. Focuses on assisting travelers in planning and navigating a destination.
  • Examples:
    • “Lonely Planet” series: Comprehensive guidebooks covering destinations worldwide, with detailed information on attractions, accommodation, transportation, and local culture.
    • “Fodor’s” series: Guidebooks known for their insider tips, cultural insights, and curated recommendations for various travel styles.
    • “Rough Guides” series: Guidebooks with a focus on independent travel, offering off-the-beaten-path suggestions and cultural immersion experiences.

3. Travelogue:

  • Features: A written account of a journey, often in a diary or journal format. May include personal observations, descriptions of places, people, and events, and reflections on the travel experience.
  • Examples:
    • “The Motorcycle Diaries” by Ernesto “Che” Guevara: A young Guevara’s journey through South America on a motorcycle, documenting his observations of poverty and social injustice.
    • “A Short Walk in the Hindu Kush” by Eric Newby: A humorous account of two friends’ trekking adventure in the remote mountains of Afghanistan.
    • “The Voyage of the Beagle” by Charles Darwin: Darwin’s scientific travelogue documenting his observations of natural history during his voyage around the world.

4. Travel Journalism:

  • Features: Objective reporting on travel destinations, events, and trends. Often published in newspapers, magazines, or online platforms. May include interviews, investigative reporting, and analysis of the travel industry.
  • Examples:
    • Articles in “Travel + Leisure” magazine: Features covering various destinations, travel trends, and cultural experiences.
    • Articles in “National Geographic Traveler” magazine: In-depth reporting on global destinations, cultures, and environmental issues.
    • Travel sections of major newspapers like “The New York Times” or “The Guardian”: News and feature articles on travel destinations, industry trends, and personal experiences.

5. Travel Blog:

  • Features: Online platform for sharing personal travel experiences, tips, advice, and recommendations. Often includes photos, videos, and interactive elements.
  • Examples:
    • “Nomadic Matt”: A popular travel blog offering budget travel tips, destination guides, and personal stories.
    • “The Blonde Abroad”: A travel blog focusing on solo female travel, adventure, and cultural immersion.
    • “Expert Vagabond”: A blog featuring stunning photography, adventure travel stories, and practical advice for outdoor enthusiasts.
Travel Writing: Key Terms
TermDefinition
Sense of PlaceThe unique atmosphere or character of a location, encompassing its physical, cultural, and historical aspects.
Evocative LanguageVivid and descriptive language that evokes emotions and sensory experiences in the reader.
Narrative ArcThe overall structure of a story, including its exposition, rising action, climax, falling action, and resolution.
AuthenticityThe degree to which a piece of writing genuinely reflects the author’s experiences and the reality of a place.
Cultural SensitivityAn awareness and respect for the cultural norms and values of the people and places described.
SubjectivityThe personal perspective or interpretation of the author, acknowledging that experiences are individual.
ObjectivityThe presentation of facts and information without personal bias or interpretation.
PacingThe rhythm and speed at which a story unfolds, affecting the reader’s engagement.
VoiceThe distinctive style or personality of the author, evident in their word choices and tone.
ReflexivityThe author’s self-awareness and reflection on their role in shaping the narrative and their impact on the places visited.
Travel Writing: Suggested Readings

Books:

Web Links:

Post-Apocalyptic Literature

The term “post-apocalyptic” in Post-Apocalyptic Literature is a compound word with Latin and Greek roots. “Post” is derived from the Latin word meaning “after” or “subsequent.”

Post-Apocalyptic Literature: Etymology and Concept
Etymology of “Post-Apocalyptic” in Literature

The term “post-apocalyptic” in Post-Apocalyptic Literature is a compound word with Latin and Greek roots. “Post” is derived from the Latin word meaning “after” or “subsequent.” “Apocalyptic” stems from the Greek word “apokalypsis,” meaning “unveiling” or “revelation.” In a literary context, “post-apocalyptic” refers to works set in a period after a catastrophic event—often a global disaster—that drastically alters society and the environment. The term encompasses a broad range of subgenres, from bleak dystopias to stories of survival and resilience. The etymology of the term underscores the dual nature of the post-apocalyptic genre, as it explores both the destruction and potential for renewal inherent in the aftermath of catastrophe.

Concept of Post-Apocalyptic Literature
AspectDescription
SettingA world significantly transformed by a catastrophic event (e.g., war, plague, natural disaster).
ThemesSurvival, societal collapse, loss, resilience, hope, rebuilding, the human condition.
CharactersOften survivors struggling to adapt to a new reality, facing physical and psychological challenges.
PlotTypically centered on the characters’ efforts to survive, find meaning, and possibly rebuild a new society.
SubgenresDystopia, survival horror, post-apocalyptic science fiction, eco-fiction.
Post-Apocalyptic Literature: Theorists, Works and Arguments

I. Frank Kermode

  • Work: The Sense of an Ending (1967)
  • Argument: Post-apocalyptic narratives reflect a universal human fascination with endings and the desire to impose order on chaos.

II. James Berger

  • Work: After the End: Representations of Post-Apocalypse (1999)
  • Argument: Post-apocalyptic fiction serves as a cultural critique, exploring anxieties about modernity, technology, and environmental destruction.

III. Teresa Heffernan

  • Work: Post-Apocalyptic Culture: Modernism, Postmodernism, and the Twentieth-Century Novel (2008)
  • Argument: Post-apocalyptic literature reflects a shift from modernist anxieties about the collapse of civilization to postmodern concerns with fragmentation and the loss of meaning.

IV. Matthew Schneider-Mayerson

  • Work: An Ecocritical Dictionary (2010)
  • Argument: Post-apocalyptic fiction often functions as environmental allegory, warning about the consequences of ecological damage and unsustainable practices.

V. Ursula K. Heise

  • Work: Sense of Place and Sense of Planet: The Environmental Imagination of the Global (2008)
  • Argument: Post-apocalyptic narratives can foster a sense of global ecological awareness and responsibility.

VI. Timothy Morton

  • Work: Hyperobjects: Philosophy and Ecology after the End of the World (2013)
  • Argument: Post-apocalyptic fiction can help us grapple with the concept of “hyperobjects” (e.g., climate change), phenomena so vast and complex that they defy traditional understanding.
Post-Apocalyptic Literature: Principles
PrincipleDescriptionExample(s)
Catastrophic EventThe narrative begins after a large-scale disaster that has drastically altered the world.The Road by Cormac McCarthy, A Canticle for Leibowitz by Walter M. Miller Jr.
Survival and AdaptationCharacters struggle to survive in a harsh and unfamiliar environment, often facing physical and psychological challenges.The Stand by Stephen King, Oryx and Crake by Margaret Atwood
Social Collapse and ReconstructionThe breakdown of societal norms and institutions leads to new forms of social organization, or attempts to rebuild the old.Lord of the Flies by William Golding, Station Eleven by Emily St. John Mandel
Loss and TraumaCharacters grapple with the loss of loved ones, homes, and familiar ways of life.The Handmaid’s Tale by Margaret Atwood, Never Let Me Go by Kazuo Ishiguro
Hope and ResilienceDespite the bleak circumstances, the narrative often explores the enduring human spirit and the possibility of renewal.Parable of the Sower by Octavia Butler, Wool by Hugh Howey
Moral and Philosophical QuestionsThe post-apocalyptic setting allows for exploration of fundamental questions about human nature, morality, and the meaning of life.The Children of Men by P.D. James, The Postman by David Brin
Environmental CommentaryThe genre often critiques human actions that have led to environmental degradation and explores the consequences of ecological collapse.The Windup Girl by Paolo Bacigalupi, The Wall by John Lanchester
Post-Apocalyptic Literature: How to Use in Critiques
  1. Identify the Post-Apocalyptic Elements:
  • Setting: Is the story set in a world significantly altered by a catastrophic event? What are the key characteristics of this world?
  • Characters: Are the characters survivors struggling to adapt to a new reality? What challenges do they face?
  • Plot: Does the plot revolve around survival, rebuilding, or exploring the consequences of the disaster?
  • Themes: Does the story explore themes like loss, hope, resilience, social collapse, or environmental destruction?
  1. Connect to Post-Apocalyptic Tropes and Conventions:
  • Does the story use familiar post-apocalyptic tropes (e.g., scavenger societies, mutated creatures, abandoned cities)?
  • Does it subvert or challenge any of these conventions?
  • How does it contribute to or deviate from the broader post-apocalyptic tradition?
  1. Analyze the Social and Political Commentary:
  • Does the story critique current social, political, or environmental issues?
  • What warnings or messages does it convey about the potential consequences of our actions?
  • Does it offer any solutions or alternative visions for the future?
  1. Examine the Representation of Human Nature:
  • How does the story portray human behavior in extreme circumstances?
  • Does it emphasize the potential for good or evil in humanity?
  • What does it suggest about the nature of hope, resilience, and the will to survive?
  1. Explore the Literary and Cultural Significance:
  • How does the story contribute to the broader literary and cultural conversation about apocalypse and disaster?
  • Does it offer any unique insights or perspectives?
  • What impact does it have on readers, and why does it resonate with them?
Example:

In Cormac McCarthy’s The Road, the post-apocalyptic setting of a desolate and ash-covered world serves as a backdrop for exploring the themes of survival, loss, and the enduring bond between a father and son. The novel’s bleakness and starkness can be seen as a commentary on the potential consequences of environmental destruction and the fragility of human civilization. The characters’ unwavering determination to survive, even in the face of overwhelming despair, speaks to the resilience of the human spirit.

By analyzing these elements, we can gain a deeper understanding of The Road as a powerful post-apocalyptic narrative that grapples with fundamental questions about human nature and the meaning of life in the face of unimaginable catastrophe.

Post-Apocalyptic Literature: Criticism Against It

I. Repetitive Tropes and Clichés

  • Overuse of familiar tropes like zombie outbreaks, nuclear holocausts, and dystopian governments.
  • Lack of originality and innovation in plotlines and character development.

II. Exploitation of Trauma and Suffering

  • Gratuitous violence and depictions of human suffering for shock value.
  • Insensitivity towards real-world traumas and tragedies.

III. Pessimism and Nihilism

  • Overemphasis on bleakness, despair, and the futility of hope.
  • Lack of positive or uplifting messages about the human spirit.

IV. Lack of Diversity and Representation

  • Predominance of white, male protagonists and a lack of diverse perspectives.
  • Stereotypical portrayals of marginalized groups.

V. Escapism and Wish-Fulfillment

  • Appeal to fantasies of societal collapse and starting over.
  • Avoidance of confronting real-world problems and challenges.

VI. Commercialization and Mass Production

  • Over-saturation of the market with formulaic post-apocalyptic stories.
  • Focus on profit over artistic merit and social commentary.

VII. Simplification of Complex Issues

  • Reduction of complex social, political, and environmental problems to simplistic narratives.
  • Failure to offer nuanced or meaningful solutions to real-world problems.
Post-Apocalyptic Literature: Suggested Readings
Books:
  1. Atwood, Margaret. Oryx and Crake. Anchor Books, 2004.
  2. Butler, Octavia E. Parable of the Sower. Four Walls Eight Windows, 1993.
  3. McCarthy, Cormac. The Road. Alfred A. Knopf, 2006.
  4. Miller, Walter M. Jr. A Canticle for Leibowitz. Lippincott, 1959.
  5. St. John Mandel, Emily. Station Eleven. Alfred A. Knopf, 2014.
Articles:
  1. Connor Pitetti. “Uses of the End of the World: Apocalypse and Postapocalypse as Narrative Modes.” Science Fiction Studies, vol. 44, no. 3, 2017, pp. 437–54. JSTOR, https://doi.org/10.5621/sciefictstud.44.3.0437. Accessed 21 July 2024.
  2. Carden, James, and Jacob Heilbrunn. “Post Apocalyptic.” The National Interest, no. 135, 2015, pp. 9–18. JSTOR, http://www.jstor.org/stable/44028351. Accessed 21 July 2024.
  3. Walter, Martin. “Landscapes of Loss: The Semantics of Empty Spaces in Contemporary Post-Apocalyptic Fiction.” Empty Spaces: Perspectives on Emptiness in Modern History: Perspectives on Emptiness in Modern History, edited by Courtney J. Campbell et al., University of London Press, 2019, pp. 133–50. JSTOR, http://www.jstor.org/stable/j.ctvp2n2r8.13. Accessed 21 July 2024.
  4. Miller, Jim. “Post-Apocalyptic Hoping: Octavia Butler’s Dystopian/Utopian Vision.” Science Fiction Studies, vol. 25, no. 2, 1998, pp. 336–60. JSTOR, http://www.jstor.org/stable/4240705. Accessed 21 July 2024.

Politeness Theory in English Literature

Politeness theory, a cornerstone of pragmatics, emerged in the late 20th century, primarily attributed to the seminal work of Penelope Brown and Stephen Levinson in 1978 and 1987.

Politeness Theory in English Literature
Politeness Theory: Etymology and Concept      
Etymology of Politeness Theory

Politeness theory, a cornerstone of pragmatics, emerged in the late 20th century, primarily attributed to the seminal work of Penelope Brown and Stephen Levinson in 1978 and 1987. The term “politeness” itself, derived from the Latin “politus” meaning “refined” or “smoothed,” has a long history in social and linguistic discourse. However, Brown and Levinson’s framework solidified it as a theoretical construct, exploring the intricate ways individuals navigate social interactions to maintain face, a concept borrowed from Erving Goffman. The theory’s etymology thus reflects a convergence of linguistic, sociological, and psychological perspectives, highlighting its interdisciplinary nature.

Concept of Politeness Theory
Key ConceptsDescription
FaceThe public self-image that individuals strive to maintain. It has two aspects: positive and negative face.
Positive FaceThe desire to be liked, appreciated, and approved of by others.
Negative FaceThe desire for autonomy, freedom from imposition, and the ability to act according to one’s own will.
Face-Threatening Acts (FTAs)Actions that potentially harm or threaten an individual’s positive or negative face.
Politeness StrategiesVerbal and nonverbal tactics employed to mitigate or redress FTAs, thus maintaining social harmony.
Positive Politeness StrategiesStrategies that emphasize solidarity, friendliness, and appreciation of the other person.
Negative Politeness StrategiesStrategies that respect the other person’s autonomy and avoid imposing on them.
Bald On-Record StrategyDirect and unambiguous communication, often used in situations where efficiency is prioritized over politeness.
Off-Record StrategyIndirect communication, often used to avoid directly threatening someone’s face.
Factors Influencing Politeness Strategy ChoiceSocial distance, power relations, and the degree of imposition of the FTA all influence the choice of strategy.
Politeness Theory: Theorists, Works and Arguments
  • Erving Goffman (1955, 1967)
    • Works: On Face-Work: An Analysis of Ritual Elements in Social Interaction (1955), Interaction Ritual (1967)
    • Argument: Introduced the foundational concept of “face” as the desired self-image presented in social interactions. Argued that individuals engage in “face-work” to manage their own and others’ face, maintaining a smooth flow of interaction and avoiding embarrassment or conflict.
  • Robin Lakoff (1973, 1975)
    • Works: Language and Woman’s Place (1973), Language and Woman’s Place: Text and Commentaries (1975)
    • Argument: While not explicitly focused on politeness theory, Lakoff’s work on language and gender laid the groundwork for understanding the role of politeness in social interactions. She argued that women are socialized to use more polite language than men, reflecting and reinforcing power imbalances.
  • Penelope Brown and Stephen Levinson (1978, 1987)
    • Work: Politeness: Some Universals in Language Usage (1987)
    • Argument: Developed the most influential framework for politeness theory, introducing the concepts of face-threatening acts (FTAs) and politeness strategies. They proposed that politeness is a universal phenomenon with cross-cultural variations and that individuals use different strategies to mitigate FTAs depending on social distance, power relations, and the degree of imposition.
  • Geoffrey Leech (1983)
    • Work: Principles of Pragmatics (1983)
    • Argument: Integrated politeness into a broader framework of pragmatics, proposing the Politeness Principle as a fundamental conversational maxim. He argued that politeness operates alongside Grice’s Cooperative Principle, guiding speakers to maintain social harmony and avoid conflict.
  • Shoshana Blum-Kulka (1987)
    • Work: “Indirectness and Politeness in Requests: Same or Different?” (1987)
    • Argument: Conducted cross-cultural research on politeness, challenging the universality claims of Brown and Levinson. She argued that politeness norms and strategies vary significantly across cultures, emphasizing the need to consider cultural context in understanding politeness phenomena.
  • Richard Watts (2003)
    • Work: Politeness (2003)
    • Argument: Critiqued the individualistic and rationalistic assumptions of traditional politeness theory. He proposed a more social and contextualized approach, emphasizing the dynamic nature of politeness and its role in constructing social identities and relationships.
  • Jonathan Culpeper (1996, 2011)
    • Works: “Towards an Anatomy of Impoliteness” (1996), Impoliteness: Using Language to Cause Offence (2011)
    • Argument: Expanded the scope of politeness theory by focusing on its opposite: impoliteness. He argued that impoliteness is not simply the absence of politeness but a strategic use of language to achieve specific social goals, such as challenging authority, expressing disapproval, or creating humor.
Politeness Theory: Principles
PrincipleDefinitionLiterary Example
Concept of FaceThe public self-image every individual strives to maintain.Mr. Darcy in Pride and Prejudice (“I certainly have not the talent…of conversing easily with those I have never seen before.”) – Desire for negative face (autonomy, freedom from imposition).
* Positive Face: The desire to be liked, appreciated, and approved of.
* Negative Face: The desire to be autonomous and free from imposition.
Face-Threatening Acts (FTAs)Speech acts that potentially harm or threaten another person’s face (positive or negative).Hamlet’s insult to Ophelia in Hamlet (“Get thee to a nunnery…”) – Threatens Ophelia’s positive face (desire to be liked).
Politeness StrategiesRedressive actions taken to counterbalance the disruptive effect of FTAs.
* Positive Politeness: Showing solidarity, emphasizing common ground, using in-group markers.Tom Sawyer’s invitation to Huck in The Adventures of Tom Sawyer (“Say, Huck—maybe you’d like to go with us, hey?”)
* Negative Politeness: Being indirect, using hedges, minimizing imposition.Gatsby’s cautious inquiry in The Great Gatsby (“I thought you might be here. I wondered if you wouldn’t mind…”)
* Bald On-record: Direct speech acts without any attempt to minimize the FTA.Iago’s accusation in Othello (“Look to your wife; observe her well with Cassio.”)
* Off-record (indirect): Indirect speech acts where the intent is not explicitly stated.Alice’s self-deprecating remark in Alice’s Adventures in Wonderland (“But that’s just the trouble with me. I give myself very good advice, but I very seldom follow it.”)
Factors Influencing Strategy ChoiceThe choice of politeness strategy depends on:
* Social distance between the speaker and hearer.
* Relative power of the speaker and hearer.
* Absolute ranking of impositions in a particular culture.Jane Eyre’s use of “sir” when addressing Mr. Rochester in Jane Eyre – Reflects the power differential and social distance between them.
Politeness Theory: How to Use in Critiques
  1. Identify Face-Threatening Acts (FTAs): Look for instances where characters’ words or actions threaten the positive or negative face of other characters. Pay attention to insults, criticisms, requests, disagreements, or any situation that could cause embarrassment or loss of autonomy.
  2. Analyze Politeness Strategies: Examine how characters respond to FTAs. Do they employ positive politeness (showing solidarity, offering compliments), negative politeness (apologizing, being indirect), bald on-record (being direct and blunt), or off-record strategies (using hints or ambiguity)?
  3. Consider Contextual Factors: Analyze the relationship between the characters involved in the FTA. Are they friends, enemies, family, or strangers? What is their social status relative to each other? How does the setting and situation influence their communication?
  4. Evaluate Effectiveness: Assess how successful the politeness strategies are in mitigating the FTA. Do they restore harmony, escalate conflict, or lead to misunderstandings? Consider the cultural context of the novel and the intended audience.
  5. Interpret the Author’s Intent: Based on your analysis, what do you think the author is trying to communicate about the characters, their relationships, or the social norms of the world they inhabit? How does the use of politeness (or lack thereof) contribute to the overall themes and messages of the novel?
Example: Applying Politeness Theory to “Lessons in Chemistry” by Bonnie Garmus (2022)
  1. FTA: In a scene, a male colleague undermines Elizabeth Zott’s research by claiming credit for her work. This is a threat to her positive face (professional recognition) and negative face (autonomy over her research).
  2. Politeness Strategy: Elizabeth responds with a bald on-record strategy, directly confronting her colleague and asserting her ownership of the research.
  3. Contextual Factors: The relationship between Elizabeth and her colleague is one of professional rivalry. The setting is a male-dominated scientific field in the 1960s, where women’s contributions are often dismissed or undervalued.
  4. Effectiveness: Elizabeth’s direct confrontation is effective in the short term, as she reclaims credit for her work. However, it also creates tension and potential long-term consequences for her career in a hostile environment.
  5. Author’s Intent: Garmus uses this scene to highlight the challenges faced by women in STEM fields and to critique the systemic sexism that often undermines their achievements. Elizabeth’s use of a bald on-record strategy reflects her determination and refusal to be silenced, but it also underscores the risks associated with challenging the status quo.
Politeness Theory: Criticism Against It
  • Overemphasis on Individualism: Some critics argue that the theory focuses too much on individual face needs and neglects the role of social and cultural context in shaping politeness norms.
  • Universalism vs. Cultural Relativism: The universality of Brown and Levinson’s model has been questioned, with researchers pointing out significant cultural variations in politeness norms and strategies.
  • Limited Scope: The theory primarily focuses on linguistic politeness and overlooks other forms of politeness expressed through nonverbal behavior, gestures, and actions.
  • Neglect of Power Dynamics: Critics argue that the theory does not adequately address the role of power relations in shaping politeness behavior, particularly in asymmetrical relationships where one party holds more power than the other.
  • Oversimplification of “Face”: The concept of face has been criticized for being too simplistic and failing to capture the complex and multifaceted nature of self-image and identity.
  • Lack of Empirical Evidence: Some critics argue that the theory lacks sufficient empirical evidence to support its claims, particularly regarding the universality of politeness strategies.
  • Neglect of Impoliteness: The traditional focus on politeness has led to a neglect of impoliteness, which is equally important for understanding social interaction and conflict.
Politeness Theory: Key Terms
TermDefinition
FaceThe public self-image that individuals strive to maintain. It has two aspects: positive and negative face.
Positive FaceThe desire to be liked, appreciated, and approved of by others.
Negative FaceThe desire for autonomy, freedom from imposition, and the ability to act according to one’s own will.
Face-Threatening Acts (FTAs)Actions (verbal or non-verbal) that potentially harm or threaten an individual’s positive or negative face.
Politeness StrategiesVerbal and nonverbal tactics employed to mitigate or redress FTAs, thus maintaining social harmony.
Positive PolitenessStrategies that emphasize solidarity, friendliness, and appreciation of the other person (e.g., compliments, offers).
Negative PolitenessStrategies that respect the other person’s autonomy and avoid imposing on them (e.g., apologies, indirect requests).
Bald On-RecordDirect and unambiguous communication, often used in situations where efficiency is prioritized over politeness (e.g., commands, orders).
Off-RecordIndirect communication, often used to avoid directly threatening someone’s face (e.g., hints, jokes).
Social DistanceThe degree of familiarity or intimacy between individuals, which influences the choice of politeness strategies.
Politeness Theory: Suggested Readings
  1. Blum-Kulka, Shoshana, Juliane House, and Gabriele Kasper, eds. Cross-Cultural Pragmatics: Requests and Apologies. Ablex Publishing Corporation, 1989.
  2. Brown, Penelope, and Stephen C. Levinson. Politeness: Some Universals in Language Usage. Cambridge University Press, 1987.
  3. Culpeper, Jonathan. Impoliteness: Using Language to Cause Offence. Cambridge University Press, 2011.
  4. Goffman, Erving. Interaction Ritual: Essays on Face-to-Face Behavior. Anchor Books, 1967.
  5. Lakoff, Robin Tolmach. Talking Power: The Politics of Language in Our Lives. Basic Books, 1990.
  6. Leech, Geoffrey N. Principles of Pragmatics. Longman, 1983.
  7. Watts, Richard J. Politeness. Cambridge University Press, 2003.
  8. Werkhofer, Konrad T. “Traditional and Modern Views: The Social Constitution and the Power of Politeness.” Journal of Politeness Research, vol. 1, no. 1, 2005, pp. 155-199.

Articles:

  1. Brown, Roger, and Albert Gilman. “Politeness Theory and Shakespeare’s Four Major Tragedies.” Language in Society, vol. 18, no. 2, 1989, pp. 159–212. JSTOR, http://www.jstor.org/stable/4168029. Accessed 21 July 2024.
  2. HARRIS, SANDRA. “Being Politically Impolite: Extending Politeness Theory to Adversarial Political Discourse.” Discourse & Society, vol. 12, no. 4, 2001, pp. 451–72. JSTOR, http://www.jstor.org/stable/42888379. Accessed 21 July 2024.
  3. Park, Jung-ran. “Western Politeness Theory and Non-Western Context.” Discourse as Cultural Struggle, edited by Shi-xu, Hong Kong University Press, 2007, pp. 123–42. JSTOR, http://www.jstor.org/stable/j.ctt1xwbkz.12. Accessed 21 July 2024.
  4. Terkourafi, Marina. “POLITENESS.” Key Ideas in Linguistics and the Philosophy of Language, edited by Siobhan Chapman and Christopher Routledge, Edinburgh University Press, 2009, pp. 157–61. JSTOR, http://www.jstor.org/stable/10.3366/j.ctt1g09vvm.61. Accessed 21 July 2024.