“The Hill We Climb” by Amanda Gorman: A Critical Analysis

“The Hill We Climb” by Amanda Gorman first appeared in the world’s spotlight during the inauguration of Joe Biden in 2021.

"The Hill We Climb" by Amanda Gorman: A Critical Analysis
Introduction: “The Hill We Climb” by Amanda Gorman

“The Hill We Climb” by Amanda Gorman first appeared in the world’s spotlight during the inauguration of Joe Biden in 2021. Commissioned for this momentous occasion, the poem quickly became a symbol of hope and unity in a deeply divided nation. Gorman’s masterful use of rhythm, rhyme, and imagery, coupled with her powerful delivery, transformed the poem into a call to action. Its themes of perseverance, resilience, and the pursuit of a more perfect union resonated deeply with audiences, making it an instant classic and a testament to the enduring power of poetry to inspire and uplift.

Text: “The Hill We Climb” by Amanda Gorman

When day comes, we ask ourselves, where can we find light in this never-ending shade?

The loss we carry. A sea we must wade.

We braved the belly of the beast.

We’ve learned that quiet isn’t always peace, and the norms and notions of what “just” is isn’t always justice.

And yet the dawn is ours before we knew it.

Somehow we do it.

Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.

We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.

And, yes, we are far from polished, far from pristine, but that doesn’t mean we are striving to form a union that is perfect.

We are striving to forge our union with purpose.

To compose a country committed to all cultures, colors, characters and conditions of man.

And so we lift our gaze, not to what stands between us, but what stands before us.

We close the divide because we know to put our future first, we must first put our differences aside.

We lay down our arms so we can reach out our arms to one another.

We seek harm to none and harmony for all.

Let the globe, if nothing else, say this is true.

That even as we grieved, we grew.

That even as we hurt, we hoped.

That even as we tired, we tried.

That we’ll forever be tied together, victorious.

Not because we will never again know defeat, but because we will never again sow division.

Scripture tells us to envision that everyone shall sit under their own vine and fig tree, and no one shall make them afraid.

If we’re to live up to our own time, then victory won’t lie in the blade, but in all the bridges we’ve made.

That is the promise to glade, the hill we climb, if only we dare.

It’s because being American is more than a pride we inherit.

It’s the past we step into and how we repair it.

We’ve seen a force that would shatter our nation, rather than share it.

Would destroy our country if it meant delaying democracy.

And this effort very nearly succeeded.

But while democracy can be periodically delayed, it can never be permanently defeated.

In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.

This is the era of just redemption.

We feared at its inception.

We did not feel prepared to be the heirs of such a terrifying hour.

But within it we found the power to author a new chapter, to offer hope and laughter to ourselves.

So, while once we asked, how could we possibly prevail over catastrophe, now we assert, how could catastrophe possibly prevail over us?

We will not march back to what was, but move to what shall be: a country that is bruised but whole, benevolent but bold, fierce and free.

We will not be turned around or interrupted by intimidation because we know our inaction and inertia will be the inheritance of the next generation, become the future.

Our blunders become their burdens.

But one thing is certain.

If we merge mercy with might, and might with right, then love becomes our legacy and change our children’s birthright.

So let us leave behind a country better than the one we were left.

Every breath from my bronze-pounded chest, we will raise this wounded world into a wondrous one.

We will rise from the golden hills of the West.

We will rise from the windswept Northeast where our forefathers first realized revolution.

We will rise from the lake-rimmed cities of the Midwestern states.

We will rise from the sun-baked South.

We will rebuild, reconcile, and recover.

And every known nook of our nation and every corner called our country, our people diverse and beautiful, will emerge battered and beautiful.

When day comes, we step out of the shade aflame and unafraid.

The new dawn blooms as we free it.

For there is always light, if only we’re brave enough to see it.

If only we’re brave enough to be it.

Annotations: “The Hill We Climb” by Amanda Gorman
Line from the PoemAnnotation/Explanation
“When day comes, we ask ourselves, where can we find light in this never-ending shade?”The “day” symbolizes hope or a new beginning, while “never-ending shade” represents challenges or struggles. The line questions how we can find hope amidst difficulties.
“We braved the belly of the beast.”This metaphor references enduring significant challenges or facing fears head-on, drawing inspiration from Biblical and mythological imagery.
“We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.”The line suggests that silence does not equate to true peace, and what is considered normal or fair is not necessarily just.
“Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.”The poem argues that the nation, despite its flaws, is not beyond repair but is still in the process of becoming better.
“We close the divide because we know to put our future first, we must first put our differences aside.”Unity is essential for progress, implying that focusing on the future requires overcoming division and discord.
“But while democracy can be periodically delayed, it can never be permanently defeated.”The line expresses confidence in the resilience of democracy, despite temporary setbacks or challenges.
“In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.”The line emphasizes the importance of the present generation’s actions, which will be judged by future generations.
“Our blunders become their burdens.”Mistakes made by the current generation will have consequences that future generations will have to bear.
“If we merge mercy with might, and might with right, then love becomes our legacy and change our children’s birthright.”The poem advocates for a combination of compassion and strength in leadership, leading to a legacy of love and positive change for future generations.
“For there is always light, if only we’re brave enough to see it. If only we’re brave enough to be it.”“Light” symbolizes hope or goodness. The line suggests that recognizing and embodying this hope requires courage.
Literary And Poetic Devices: “The Hill We Climb” by Amanda Gorman
DeviceDefinitionExampleExplanation
AlliterationRepetition of consonant sounds at the beginning of words“We braved the belly of the beast.”The repetition of the “b” sound creates a strong, forceful rhythm.
AnaphoraRepetition of a word or phrase at the beginning of successive clauses“We’ve learned that quiet isn’t always peace, and the norms and notions of what “just” is isn’t always justice.”Emphasizes and reinforces the idea of societal inequities.
AssonanceRepetition of vowel sounds within words“Somehow we do it.”The repetition of the short “u” sound creates a sense of determination.
ConsonanceRepetition of consonant sounds within or at the end of words“We will rise from the windswept Northeast where our forefathers first realized revolution.”The repetition of the “s” sound creates a hissing effect, suggesting a sense of urgency.
EnjambmentContinuing a sentence or phrase beyond the end of a line“We’ve learned that quiet isn’t always peace, / and the norms and notions of what “just” is isn’t always justice.”Creates a sense of flow and momentum, mimicking the challenges faced by the nation.
ImageryVivid language that appeals to the senses“We braved the belly of the beast.”Creates a powerful image of overcoming adversity.
IronyA contrast between what is expected and what actually happens“We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.”Highlights the disparity between the American ideal and reality.
MetaphorA comparison between two unlike things without using “like” or “as”“The loss we carry. A sea we must wade.”Compares the weight of collective loss to the overwhelming nature of a sea.
MetonymyA figure of speech in which a thing is referred to by the name of something closely associated with it“We lay down our arms so we can reach out our arms to one another.”Represents the idea of peace and reconciliation.
OnomatopoeiaWords that imitate soundsNot explicitly used, but the rhythm and cadence of the poem can mimic the sound of a heartbeat, symbolizing the nation’s pulse.
OxymoronA figure of speech that combines contradictory terms“quiet isn’t always peace”Highlights the complexity of societal issues.
PersonificationGiving human qualities to non-human things“The dawn is ours”The dawn is given ownership, symbolizing a new beginning.
RepetitionRepeating words or phrases for emphasis“We will rise”Reinforces the theme of resilience and hope.
RhymeRepetition of similar sounds at the end of wordsWhile not strictly rhyming, the poem uses a rhythmic structure that creates a musical quality.
SimileA comparison between two unlike things using “like” or “as”Not explicitly used in this excerpt.
SymbolismThe use of objects or ideas to represent something else“The hill we climb” represents the challenges faced by the nation.
ToneThe author’s attitude toward the subject matterHopeful, determined, and resilient.
UnderstatementPresenting something as less important than it actually is“Somehow we do it.”Understates the incredible challenges overcome.
Themes: “The Hill We Climb” by Amanda Gorman
  • Hope and Resilience: The theme of hope and resilience is central to the poem, as it emphasizes the nation’s ability to overcome adversity. Gorman writes, “Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.” This line suggests that despite the challenges faced by the nation, there is a belief in its capacity to rebuild and improve. The poem concludes with a powerful call to embrace hope: “For there is always light, if only we’re brave enough to see it. If only we’re brave enough to be it.” This embodies the idea that hope is not just something to aspire to but something to actively embody and pursue.
  • Unity and Collective Responsibility: Unity and collective responsibility are emphasized as crucial for the nation’s progress. Gorman speaks to the need for unity when she states, “We close the divide because we know to put our future first, we must first put our differences aside.” The poem highlights that progress requires the nation to come together, setting aside individual differences for the greater good. This theme is further supported by the line, “We lay down our arms so we can reach out our arms to one another,” which advocates for reconciliation and mutual support as a foundation for a stronger nation.
  • Justice and Equality: The poem addresses the ongoing struggle for justice and equality, acknowledging that the journey is far from complete. Gorman asserts, “We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.” This line critiques the complacency that can arise when societal norms are mistaken for true justice. The poem calls for a redefinition of justice that is inclusive and equitable, as reflected in the aspiration to “compose a country committed to all cultures, colors, characters and conditions of man.” This highlights the importance of diversity and equality in shaping a just society.
  • The Power of Democracy: Gorman emphasizes the enduring power of democracy, even in the face of challenges and setbacks. She acknowledges that while democracy may be tested, it ultimately prevails: “But while democracy can be periodically delayed, it can never be permanently defeated.” The poem reflects on the responsibility of the current generation to uphold democratic values, asserting, “In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.” This theme underscores the idea that democracy is a collective responsibility, and its preservation is essential for the nation’s future.
Literary Theories and “The Hill We Climb” by Amanda Gorman
  Literary TheoryApplication to “The Hill We Climb”Critique
New HistoricismNew Historicism examines the work within the context of its historical and cultural moment. “The Hill We Climb” can be seen as a direct response to the socio-political climate in the United States during the transition of presidential power in 2021. Gorman reflects on the nation’s history and its struggles, particularly with race and democracy, to comment on the present moment: “We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.”This approach highlights the importance of understanding the poem within its specific historical context but may overlook the universality of its themes. The poem’s messages of hope, unity, and democracy can resonate beyond its immediate historical moment.
Critical Race Theory (CRT)CRT examines the ways in which race and racism intersect with other social structures. Gorman’s poem addresses issues of race and identity, particularly in her recognition of the historic struggles and achievements of Black Americans: “Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.” Gorman critiques the existing social norms and calls for a more just and inclusive society: “We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.”While CRT provides a powerful lens to analyze the poem’s exploration of racial issues, it might be criticized for focusing too heavily on race, potentially overshadowing other intersecting issues such as class or gender that the poem also implicitly addresses.
Feminist TheoryFeminist theory explores the representation of gender and the empowerment of women. Gorman’s poem celebrates the achievements of women, particularly Black women, and challenges traditional gender roles. The line, “We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president,” highlights the progress and ongoing struggles of women in society.While feminist theory effectively addresses the gender aspects of the poem, it may not fully account for the intersectionality of Gorman’s identity, including her experiences as a Black woman, which are also critical to understanding the poem’s impact.
Critical Questions about “The Hill We Climb” by Amanda Gorman
  • Question 1: How does Gorman construct a collective American identity in “The Hill We Climb”?
  • Gorman masterfully weaves together a tapestry of shared experiences and aspirations to forge a collective American identity in “The Hill We Climb.” She achieves this by emphasizing common challenges such as loss, division, and the pursuit of a better future (e.g., “The loss we carry. A sea we must wade.”), while also acknowledging the nation’s diversity and complexities (e.g., “a country committed to all cultures, colors, characters and conditions of man”). By balancing these elements, Gorman crafts a unifying vision of America that resonates with people from all walks of life.
  • Question 2: What role does hope play in “The Hill We Climb” as a tool for social change?
  • Hope serves as a central catalyst for social change in Gorman’s poem. She presents it as a force that can illuminate the darkest of times (“There is always light, if only we’re brave enough to see it”) and inspire collective action (“We will rise from the golden hills of the West”). By emphasizing the power of hope, Gorman encourages readers to believe in the possibility of a better future and to actively contribute to its realization.
  • Question 3: How does Gorman’s use of language and poetic devices shape the overall message of the poem?
  • Gorman’s skillful use of language and poetic devices is instrumental in conveying the poem’s powerful message. Through repetition, anaphora, and vivid imagery (e.g., “We will rise”), she creates a rhythmic and inspiring tone that underscores the themes of resilience and unity. Additionally, her use of metaphor and symbolism (e.g., “the hill we climb”) invites readers to engage with the poem on a deeper level, fostering reflection and contemplation about the nation’s challenges and aspirations.
  • Question 4: What is the significance of Gorman’s personal narrative within the broader context of the poem?
  • Gorman’s inclusion of personal details about her identity as a young Black woman is crucial to the poem’s impact. By sharing her story, she provides a powerful counter-narrative to dominant societal perceptions and offers a glimpse into the experiences of marginalized groups. Her personal journey becomes a symbol of hope and possibility for others facing similar challenges, demonstrating the transformative power of individual stories within a collective narrative.
Literary Works Similar to “The Hill We Climb” by Amanda Gorman
  • “I Have a Dream” by Martin Luther King Jr.: Both works are powerful speeches turned into poems, addressing issues of racial inequality and social injustice with a hopeful and inspiring tone.
  • “On Being Brought from Africa to America” by Phillis Wheatley: Both pieces explore themes of identity, resilience, and the human spirit in the face of adversity, drawing on personal experiences to illuminate broader societal issues.
  • “The New Colossus” by Emma Lazarus: Both works celebrate the ideals of freedom, opportunity, and refuge, and evoke a sense of national identity and purpose.
  • “Invictus” by William Ernest Henley: Both poems explore themes of perseverance, courage, and the indomitable human spirit in the face of adversity.
  • “If We Must Die” by Claude McKay: Both pieces address themes of racial injustice and the importance of resistance, but with different tones and approaches.
Suggested Readings: “The Hill We Climb” by Amanda Gorman
  1. Brooks, Katherine. “Amanda Gorman’s Poem Stole the Show at the Inauguration, but That’s Not All She’s Writing.” HuffPost, 20 Jan. 2021.
  2. Gorman, Amanda. “The Hill We Climb.” The Hill We Climb and Other Poems. Viking Books, 2021.
Representative Quotations of “The Hill We Climb” by Amanda Gorman
QuoteContextTheoretical Perspective
We braved the belly of the beast.This line appears early in the poem, referencing the recent political turmoil and violence that has shaken the nation.This quote utilizes metaphor to depict the challenges faced by the country as a monstrous entity that must be overcome.
We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.Gorman references her own background and the historical significance of being the first Youth Poet Laureate to recite at a presidential inauguration.This quote highlights the ongoing struggle for racial equality and the complexities of representation within American society (Critical Race Theory).
And so we lift our gaze, not to what stands between us, but what stands before us.This line marks a shift in the poem, urging the nation to focus on its shared goals rather than dwelling on divisions.This quote aligns with social movement theory, promoting collective action and solidarity over internal conflict.
Let the globe, if nothing else, say this is true. That even as we grieved, we grew. That even as we hurt, we hoped. That even as we tired, we tried.Reflecting on the challenges overcome, Gorman emphasizes the nation’s capacity for growth and perseverance.This quote aligns with resilience theory, highlighting the ability of individuals and communities to adapt and overcome adversity.
We will rise from the golden hills of the West. We will rise from the windswept Northeast where our forefathers first realized revolution. We will rise from the lake-rimmed cities of the Midwestern states. We will rise from the sun-baked South.In a powerful call to unity, Gorman evokes the imagery of different regions rising together as a nation.This quote aligns with American nationalism, celebrating the nation’s vastness and diversity while promoting a sense of shared identity.

“Poetry and Beliefs” by I. A. Richards: Summary and Critique

“Poetry and Beliefs” by I. A. Richards, first published in the year 1932 as part of the collection “Principles of Literary Criticism,” holds significant importance in both literature and literary theory.

Introduction: “Poetry and Beliefs” by I. A. Richards

“Poetry and Beliefs” by I. A. Richards, first published in the year 1932 as part of the collection “Principles of Literary Criticism,” holds significant importance in both literature and literary theory. In this essay, Richards explores the interplay between language, emotion, and cognition, delineating how poetry harnesses emotive language to evoke responses beyond the factual or scientific realm. His analysis provides a foundational understanding of how poetry operates on psychological and emotional levels, challenging readers and critics to reconsider the ways in which they interact with literary texts. Richards’ emphasis on the emotive versus the cognitive functions of language in poetry has profoundly influenced subsequent literary criticism, encouraging a deeper appreciation for the subjective and experiential aspects of reading and interpreting poetry. This work remains a critical piece in the study of literature, offering insights into the complex dynamics between a poem’s structural elements and its broader impacts on the reader’s beliefs and emotions.

Summary of “Poetry and Beliefs” by I. A. Richards  

Emotive vs. Scientific Use of Language

  • Historical Origin: Initially, all language was emotive; its scientific application developed later and became perceived as the norm due to its users often reflecting on language while employing it scientifically.
  • Primary Use: Most language continues to be emotive, even though scientific use has gained prominence.

Function and Nature of Poetry

  • Emotive Focus: Poetry is described as the supreme form of emotive language, differentiating statements that invoke attitudes from those that communicate scientific truths.
  • Influence on Attitudes: Rather than conveying factual information, poetic statements primarily stimulate emotional and psychological responses.

Critical Misunderstanding

  • Common Misinterpretation: Readers often misinterpret poetic truthfulness or falsity, believing it affects the poem’s value, whereas the actual value lies in the evoked response regardless of the factual accuracy.
  • Impact of Misunderstanding: The misinterpretation leads to a misuse of poetry, diminishing its potential impact and causing stagnation in critical studies.

Interplay of Beliefs and Poetry

  • Influence of Beliefs: Beliefs, whether true or not, can temporarily enhance certain attitudes but are not crucial to the emotional experience poetry aims to produce.
  • Role of Reference and Belief: Poetry often uses references not for factual correctness but to foster a conducive emotional environment for the reader.

Perversion of Poetry Through Intellectualization

  • Substitution by Intellectual Formula: Poetic works are sometimes reduced to intellectual constructs, which can undermine the emotive and experiential aspect that defines poetry.
  • Harm of Over-Intellectualization: Overemphasis on factual or intellectual content in poetry can diminish its emotional and artistic integrity.

Distinguishing Between Scientific and Emotive Beliefs

  • Definition and Differences: Scientific beliefs involve a readiness to act based on the truthfulness of information, whereas emotive beliefs are more about the readiness to feel in response to poetic or dramatic contexts.
  • Relevance in Art: In artistic contexts, particularly in poetry and drama, emotive beliefs are more prevalent and crucial for the depth of experience.

Consequences of Mixing Knowledge with Emotion

  • Risks of Misalignment: Confusing knowledge-based and emotive beliefs can lead to a misalignment of emotional responses and factual understanding, weakening the overall experience.
  • Necessity of Distinct Separation: A clear distinction between emotive and scientific contexts in understanding poetry is essential for preserving the integrity of emotional responses.

Societal and Psychological Implications

  • Cultural Shifts: The evolution from emotive to scientific perspectives in language reflects broader societal shifts and has profound implications on cultural and psychological levels.
  • Impact on Human Behavior: Misunderstandings and misalignments in the interpretation of poetry and art can influence broader human endeavors and societal attitudes.
Literary Terms/Concepts in “Poetry and Beliefs” by I. A. Richards  
Literary Device/ConceptDefinition/Explanation
Emotive LanguageLanguage used to evoke emotions rather than to convey information or factual correctness. Richards notes, “It is the supreme form of emotive language.”
Scientific vs. Emotive Use of LanguageDistinguishes between language used for factual, scientific purposes and language used to evoke emotional responses. Richards argues that the latter was the original use of language.
Subordination of Reference to AttitudeThe idea that in poetry, the reference (or factual content) is less important than the attitude or emotional response it evokes in the reader. “For all that matters in either case is acceptance, that is to say, the initiation and development of the further response.”
Vagueness of ReferenceThe concept that poetic references often lack precise, verifiable scientific truth and instead focus on being emotionally resonant or evocative. “References as they occur in poetry are rarely susceptible of scientific truth or falsity.”
Indiscernibility of Fancy and KnowledgeDiscusses the blurring lines between imagination (fancy) and factual knowledge in poetic expressions, which often leads to a twilight of understanding where both are indistinguishable.
Misuse of PoetryCriticizes the common misunderstanding of poetry’s purpose, highlighting that assessing its truth or falsity is a misuse and overlooks the emotional and psychological impacts. “The people who say ‘How True!’… are misusing his work.”
Critical Emotive UtterancesRefers to critical statements about poetry that are emotive rather than analytical, shaping attitudes rather than providing objective critiques. “And the same is true of those critical but emotive utterances about poetry which gave rise to this discussion.”
Objectless BeliefsBeliefs formed not based on direct references or facts but as a result of the emotional interplay and artistic manipulation in poetry, leading to emotive responses disconnected from factual bases.
Revelation DoctrinesDiscusses the tendency in criticism to ascribe a false sense of revelation or profound truth to poetic works based on subjective emotional responses rather than objective truths. “One perversion…is in fact responsible for Revelation Doctrines.”
Contribution of “Poetry and Beliefs” by I. A. Richards  to Literary Theory/Theories

Establishment of Emotive Language Theory:

  • Comprehensive Comments: Richards emphasizes that poetry primarily uses language emotively rather than cognitively, stating, “It is the supreme form of emotive language.” This perspective challenges traditional views that prioritize factual accuracy in literary works, urging a reevaluation of how emotional responses are elicited through poetic expressions.

Differentiation Between Emotive and Scientific Uses of Language:

  • Comprehensive Comments: He clarifies the distinction between the scientific and emotive uses of language, explaining, “Originally all language was emotive; its scientific use is a later development.” This differentiation underpins much of contemporary literary theory, which often investigates the emotional versus the rational elements of texts.

Influence on Reader Response Theory:

  • Comprehensive Comments: Richards contributes to the foundation of Reader Response Theory by illustrating how a poem’s impact is less about its literal truth and more about the response it invokes in readers. He asserts, “For all that matters in either case is acceptance, that is to say, the initiation and development of the further response.” This idea foregrounds the reader’s engagement with the text, prioritizing personal interpretation over objective analysis.

Critique of Over-Intellectualization in Poetry:

  • Comprehensive Comments: By critiquing the over-intellectualization of poetry, Richards warns against the dangers of basing emotional responses on intellectual constructs rather than genuine emotive engagement, noting, “This substitution of an intellectual formula for the poem or work of art is of course most easily observed in the case of religion, where the temptation is greatest.” This critique has influenced theories that favor a more nuanced approach to interpreting literary texts, recognizing the complexity of human emotional and intellectual interactions.

Implications for Literary Criticism:

  • Comprehensive Comments: Richards’ work challenges critics to reconsider their approaches, especially concerning the validity and relevance of critical analysis. He argues that much literary criticism fails to appreciate the emotive power of poetry, suggesting, “Too much inferior poetry has been poured out as criticism, too much sack and too little bread.” This call for a reevaluation of critical methods has encouraged a broader, more inclusive approach to literary studies.

Examination of the Psychological Effects of Poetry:

  • Comprehensive Comments: Richards delves into the psychological impact of poetry on the reader, exploring how beliefs and attitudes are influenced by poetic expressions. He discusses the concept of ‘objectless beliefs,’ which are significant in shaping the psychological states induced by poetry, stating, “It is often held that recent generations suffer more from nervous strain…the strain imposed by the vain attempt to orient the mind by belief of the scientific kind alone.” This examination contributes to an understanding of literature’s deep and varied effects on human psychology.
Examples of Critiques Through “Poetry and Beliefs” by I. A. Richards
Literary WorkCritique through “Poetry and Beliefs”
“Ode to a Nightingale” by John KeatsRichards might critique this poem for its deep emotional resonance which surpasses factual or scientific interpretation. He would likely appreciate how Keats uses the emotive power of language to evoke a profound sense of escapism and melancholy, embodying his idea that, “Poetry is the supreme form of emotive language.”
“The Waste Land” by T.S. EliotIn Richards’ view, Eliot’s work exemplifies the complexity of references and beliefs interwoven into poetry. He would discuss how the poem’s obscure allusions and fragmented structure challenge the reader’s emotive and intellectual responses, reflecting his thought that, “No one can understand such utterances about poetry…without distinguishing the making of a statement from the incitement or expression of an attitude.”
“Song of Myself” by Walt WhitmanRichards might analyze how Whitman’s expansive, inclusive lyrical style invites readers to engage emotionally rather than seek factual correctness. This approach aligns with Richards’ assertion that, “The emotions and attitudes resulting from a statement used emotively need not be directed towards anything to which the statement refers.” Whitman’s work would be seen as an illustration of poetry that transcends scientific validation to touch upon universal truths through emotive expression.
“Daddy” by Sylvia PlathThrough Richards’ perspective, Plath’s poem could be critiqued for its intense emotive language that powerfully conveys personal trauma and complex emotional states. He would likely focus on how the poem uses emotive expressions to provoke a response that is not dependent on the veracity of the references but on the emotional impact, illustrating his idea that, “Only references which are brought into certain highly complex and very special combinations, so as to correspond to the ways in which things actually hang together, can be either true or false, and most references in poetry are not knit together in this way.”
Criticism Against “Poetry and Beliefs” by I. A. Richards  

Overemphasis on Emotive Language

  • Neglect of cognitive elements: Critics argue that Richards oversimplifies poetry by reducing it solely to emotive language, ignoring the cognitive and intellectual dimensions.
  • Underestimation of meaning: By focusing excessively on emotional response, Richards is accused of downplaying the importance of meaning and understanding in poetic interpretation.

Reductionist View of Belief

  • Oversimplified dichotomy: Critics contend that Richards’ distinction between scientific and emotive belief is overly simplistic and fails to account for the complex interplay between the two.
  • Ignoring the role of belief in meaning-making: Richards’ emphasis on the emotional impact of poetry leads to a neglect of the role of belief in constructing meaning.

Neglect of Context and Historical Factors

  • Ahistorical approach: Critics argue that Richards’ analysis is ahistorical, failing to consider the historical and cultural contexts in which poetry is produced and received.
  • Ignoring the social and political dimensions: By focusing primarily on the individual reader’s response, Richards overlooks the social and political implications of poetry.

Overreliance on Psychological Explanation

  • Reduction of poetry to psychology: Critics contend that Richards’ attempt to explain poetic experience through psychology reduces poetry to a mere stimulus-response mechanism.
  • Ignoring the aesthetic dimension: By prioritizing psychological factors, Richards is accused of neglecting the aesthetic qualities and formal elements of poetry.

Ambiguous and Overly Broad Concepts

  • Vague terminology: Critics argue that Richards’ use of terms like “belief,” “attitude,” and “emotion” is often ambiguous and lacks precise definition.
  • Overgeneralization: Richards’ claims about the nature of poetry are seen as overly broad and applicable to a wide range of literary works, leading to a lack of specificity.

Implications for Poetic Practice

  • Negative impact on poetic creation: Some critics argue that Richards’ theory could lead to a focus on emotional manipulation rather than genuine poetic expression.
  • Limited critical framework: Richards’ approach is seen as providing a limited framework for analyzing and evaluating poetry, as it neglects important aspects such as form, language, and intertextuality.
Suggested Readings: “Poetry and Beliefs” by I. A. Richards  
  1. Greene, Roland, et al., editors. “B.” The Princeton Encyclopedia of Poetry and Poetics: Fourth Edition, STU-Student edition, Princeton University Press, 2012, pp. 114–72. JSTOR, http://www.jstor.org/stable/j.ctt2tt8jz.10. Accessed 12 Aug. 2024.
  2. VENDLER, HELEN. “TEACHING I: I. A. Richards.” The American Scholar, vol. 49, no. 4, 1980, pp. 499–503. JSTOR, http://www.jstor.org/stable/41210668. Accessed 12 Aug. 2024.
  3. Cohn, Jan. “The Theory of Poetic Value in I. A. Richards’ ‘Principles of Literary Criticism’ and Shelley’s ‘A Defence of Poetry.’” Keats-Shelley Journal, vol. 21/22, 1972, pp. 95–111. JSTOR, http://www.jstor.org/stable/30212743. Accessed 12 Aug. 2024.
  4. Brooks, Cleanth. “I. A. Richards and ‘Practical Criticism.’” The Sewanee Review, vol. 89, no. 4, 1981, pp. 586–95. JSTOR, http://www.jstor.org/stable/27543909. Accessed 12 Aug. 2024.
  5. Winterowd, W. Ross. “I. A. Richards, Literary Theory, and Romantic Composition.” Rhetoric Review, vol. 11, no. 1, 1992, pp. 59–78. JSTOR, http://www.jstor.org/stable/465880. Accessed 12 Aug. 2024.
  6. Brown, Stuart C. “I. A. Richards’ New Rhetoric: Multiplicity, Instrument, and Metaphor.” Rhetoric Review, vol. 10, no. 2, 1992, pp. 218–31. JSTOR, http://www.jstor.org/stable/465482. Accessed 12 Aug. 2024.
  7. Shafer, Robert E. “The Practical Criticism of I. A. Richards and Reading Comprehension.” Journal of Reading, vol. 14, no. 2, 1970, pp. 101–08. JSTOR, http://www.jstor.org/stable/40012942. Accessed 12 Aug. 2024.
Representative Quotations from “Poetry and Beliefs” by I. A. Richards  with Explanation
QuotationExplanation
“It is the supreme form of emotive language.”Richards refers to poetry as the highest expression of emotive language, which prioritizes emotional response over factual or logical clarity. This underscores the primary function of poetry—to evoke feelings and attitudes, rather than to convey information or argue rationally.
“Only references which are brought into certain highly complex and very special combinations… can be either true or false, and most references in poetry are not knit together in this way.”This quote emphasizes the notion that poetic references typically do not adhere to the standards of factual truth or falsehood because they are not intended to be verifiable but are designed to enhance the emotive and aesthetic experience of the poem.
“The people who say ‘How True!’ at intervals while reading Shakespeare are misusing his work.”Richards critiques readers who seek factual accuracy or literal truths in poetry, arguing that this approach misses the essence of poetic expression, which is to invoke a deeper, emotional, or contemplative response rather than to confirm empirical truths.
“No one can understand such utterances about poetry… without distinguishing the making of a statement from the incitement or expression of an attitude.”Here, Richards points out the necessity of distinguishing between literal statements and the emotional or attitudinal effects intended by poetic language. Understanding poetry requires recognizing its primary function to affect the reader’s emotions and thoughts, rather than to state facts.
“Too much inferior poetry has been poured out as criticism, too much sack and too little bread.”Richards laments the quality of much poetic criticism, suggesting that it is often as emotively charged and unsubstantial as bad poetry. This metaphor criticizes literary criticism that fails to offer substantive insights, instead indulging in the same stylistic excesses as the texts it critiques.
“But it is easy, by what seems only a slight change of approach, to make the initial step an act of faith, and to make the whole response dependent upon a belief as to a matter of fact.”This quote warns of the danger in poetry and criticism of turning emotive responses into rigid dogmas or beliefs, which can distort the intended artistic experience. It highlights the subtle but significant shift that can lead to misinterpretations and misuse of poetic works by overly literal readings.

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky: Summary and Critique

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky, first published in 1936 in the collection Structure, Sign and Function, holds immense significance in literature and literary theory.

"Aesthetic Function, Norm, And Value As Social Facts" by Jan Mukarovsky: Summary and Critique
Introduction: “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky, first published in 1936 in the collection Structure, Sign and Function, holds immense significance in literature and literary theory. This seminal work introduced the concept of the aesthetic function as a social phenomenon, arguing that art and literature are not isolated expressions but are deeply intertwined with the social fabric. Mukarovsky’s exploration of how aesthetic norms and values are shaped by and, in turn, influence society laid the groundwork for subsequent studies in sociology of art, cultural studies, and literary theory.

Summary of “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

·  Literary Work’s Dependence on Literary Environment:

  • Medvedev and Bakhtin argue that a literary work is inherently part of the “literary environment,” which is the collective body of socially active literary works of a given epoch. They state, “The individual literary work is a dependent and therefore actually inseparable element of the literary environment” (p. 26). This environment directly influences the work, making it inseparable from the socio-cultural and ideological context of its time.

·  Complex System of Interconnections:

  • The authors describe a “complex system of interconnections and mutual influences” within literature, where each element is defined within multiple, interrelated unities (p. 27). They assert that literature cannot be understood outside the context of the ideological and socioeconomic environment, as “the ideological environment in its totality and in each of its elements is likewise a dependent element of the socioeconomic environment” (p. 27). This interconnectedness emphasizes the need to study literature as part of a larger socio-cultural system.

·  Dialectical Approach to Literary History:

  • Medvedev and Bakhtin advocate for a dialectical approach in literary history, where the study of a literary work must account for its place within the broader ideological and socioeconomic context. They emphasize, “The work cannot be understood outside the unity of literature,” and this unity itself “cannot be studied outside the unified socioeconomic laws of development” (p. 28). This dialectical method is crucial for understanding the dynamic interactions that shape literary works.

·  Literary Individuality within Social Context:

  • While literature interacts with various domains of socio-economic life, it does not lose its individuality. The authors argue, “In fact, its individuality can only be completely discovered and defined in this process of interaction” (p. 30). This statement highlights that the unique characteristics of a literary work are best understood when analyzed within its broader social and ideological context.

·  Rejection of Isolated Literary Systems:

  • Medvedev and Bakhtin reject the idea of viewing literature as a closed, independent system, asserting that “The notion of closed and independent cultural systems is completely inadmissible” (p. 31). They argue that literature is always in interaction with other cultural and social systems, and studying it in isolation would result in an incomplete understanding of its role and significance.

·  Sociological Poetics and Literary History:

  • The authors introduce the concept of sociological poetics as essential for a comprehensive understanding of literary history. They state, “Literary history essentially presupposes the answers sociological poetics provides to the problems which have been set” (p. 32). This approach involves analyzing the structure of literary works—such as genre, style, and theme—in relation to their ideological and social contexts.

·  Critique of Formalism:

  • Medvedev and Bakhtin critique the formalist approach to literature, which isolates literary works from their social context. They argue, “For if literature is a social phenomenon, then the formal method, which ignores and denies this, is first of all inadequate to literature itself” (p. 34). They believe that formalism fails to capture the true nature of literature by neglecting its social and ideological dimensions.

·  Marxism and the Formal Method:

  • The authors stress the importance of Marxist criticism in countering the formalist approach. They claim that Marxism “cannot leave the work of the formalists without exhaustive critical analysis” (p. 34). This analysis is necessary because formalism’s neglect of the social nature of literature leads to “false interpretations and definitions” (p. 34). Marxist literary scholarship, therefore, seeks to incorporate social and ideological context into the study of literature to provide a more accurate and comprehensive understanding.
Literary Terms/Concepts in “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
TermDefinitionExplanation
FictionalityThe quality of being fictional.While literature often uses elements of reality, its primary function is not to convey factual information but to create aesthetic experiences.
Poetic ActThe creative process of constructing a literary work.The author’s creation of fictional elements is not considered lying but a form of artistic expression.
Indirect (Figurative) TieThe connection between a literary work and reality that is not direct or literal.A literary work can evoke real-life experiences, emotions, and situations without explicitly describing them.
Material RelationshipThe connection between a literary work and the reader’s world.A strong literary work can engage the reader on multiple levels, connecting with their personal experiences and values.
Extra-aesthetic ValuesValues that exist beyond the aesthetic realm, such as social, moral, and political values.Literary works often carry implicit or explicit values that resonate with readers.
Aesthetic ValueThe value derived from the artistic qualities of a work.While important, aesthetic value is not isolated but interacts with other values within the work.
Mutual TensionThe conflict or contrast between the values within a literary work and the values of the society in which it is created.This tension can lead to social commentary and critical reflection.
Contribution of “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky to Literary Theory/Theories

Aesthetic Function as a Structural Element:

  • Mukarovsky argues that the aesthetic function is integral to the structure of art, not just an addition or an attribute. This function elevates the artistic sign beyond simple communication, imbuing it with a deeper, more complex relationship with reality.

Artistic Sign and Indirect Realities:

  • The artistic sign does not directly represent reality but acts as a mediator to connect with various indirect realities. This connection is crucial for the audience to engage with art on a personal and social level, enhancing the interpretive richness of the artwork.

Social Construct of Artistic Interpretation:

  • Interpretation of art is not purely individualistic but deeply rooted in social constructs. Mukarovsky posits that every artistic interpretation is influenced by the social context, making art a social fact, contrary to the notion of subjective isolation.

Dynamic Relationship Between Art and Reality:

  • Art creates a dynamic interaction between its own content and the broader societal values. This interaction is not merely reflective but actively engages with and potentially transforms societal norms and values.

The Role of Aesthetic Values in Social Dynamics:

  • Aesthetic values are not static; they participate actively in the social dialogue, challenging and potentially altering societal values. Art’s autonomy allows it to experiment with these values, proposing new configurations and adaptations.

Negation of Concrete Reality in Art:

  • Art serves as a dialectical negation of concrete reality, allowing for a more profound exploration of themes and concepts that extend beyond the immediate and tangible. This negation is essential for the transformative power of art.

Form and Content Integration:

  • Mukarovsky challenges the traditional separation of form and content in art. He argues that all elements of a work of art are interdependent and contribute to its overall meaning and impact, blurring the lines between form and content.

Extra-Aesthetic Values in Art:

  • Art is seen as a repository of extra-aesthetic values. These values transcend the immediate aesthetic experience and engage with broader life values, influencing the viewer’s perception of reality and their position within it.

Transformative Potential of Art:

  • The transformative potential of art lies in its ability to reorder and redefine value systems within a society. Art’s engagement with life values facilitates a critical examination and potential transformation of these values, contributing to societal evolution.

Art as a Social Agent:

  • Art functions as a significant social agent, capable of influencing and reflecting societal changes and tensions. Its autonomy and aesthetic function enable it to engage deeply with societal dynamics, making it a powerful tool in the social arena.
Examples of Critiques Through “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
Literary WorkCritique Using Mukarovsky’s Framework
Crime and Punishment by Fyodor DostoevskyMukarovsky’s theory highlights the novel’s aesthetic function as it engages with moral and ethical dilemmas, not just as themes, but as part of the structural design of the narrative. The novel mediates complex realities, influencing the reader’s perception of justice and morality beyond the text.
The Great Gatsby by F. Scott FitzgeraldThrough Mukarovsky’s lens, the aesthetic function of this novel transcends its plot, creating a symbolic landscape that critiques the American Dream. The social norms and values of the 1920s are not only depicted but interrogated, challenging the reader’s understanding of success and happiness.
To Kill a Mockingbird by Harper LeeThis work can be critiqued using Mukarovsky’s ideas on the social construction of interpretation. The racial injustices and moral complexities presented in the novel activate a dialogue with the reader’s societal context, questioning enduring social norms and values about race and justice.
“Waiting for Godot” by Samuel BeckettApplying Mukarovsky, the play’s minimalist form and content integrate to challenge traditional narrative expectations, reflecting existential themes that resonate with the viewer’s personal and collective existential queries, thus transforming viewer attitudes towards meaning and time.
Beloved by Toni MorrisonMorrison’s novel can be analyzed through Mukarovsky’s perspective on extra-aesthetic values. The narrative structure intertwines with historical and emotional realities of slavery, pushing the reader to reevaluate the historical memory and its impact on contemporary values and identities.
Criticism Against “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

Overemphasis on Social Determinism

  • Mukarovsky’s theory tends to overemphasize the role of social factors in shaping aesthetic experience, potentially neglecting the autonomy of the individual and the power of the artwork itself.
  • It risks reducing the complexity of artistic creation and reception to a mere reflection of social structures.

Limited Account of Individual Experience

  • While acknowledging the influence of social context, Mukarovsky’s theory may not fully account for the unique and personal experiences of individual readers or viewers.
  • It might overlook the subjective and emotional dimensions of aesthetic response.

Difficulty in Defining “Aesthetic Value”

  • Despite its centrality to the theory, the concept of “aesthetic value” remains somewhat elusive and difficult to precisely define.
  • The relationship between aesthetic value and extra-aesthetic values is not always clearly articulated.

Oversimplification of Form and Content

  • Mukarovsky’s rejection of the traditional form-content distinction might be seen as an oversimplification of the complex relationship between these elements in a work of art.
  • It could potentially lead to a neglect of the formal qualities of art.

Neglect of Historical and Cultural Variation

  • While recognizing the role of social context, Mukarovsky’s theory might not adequately account for the historical and cultural specificity of aesthetic experiences.
  • It risks generalizations that may not hold true across different times and places.

Potential for Reductionism

  • By focusing on the social determinants of aesthetic experience, there is a risk of reducing art to a mere instrument of social ideology or propaganda.
  • This could limit the potential for art to challenge and transform social norms.
Suggested Readings: “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
  1. Bürger, Peter. Theory of the Avant-Garde. Translated by Michael Shaw, University of Minnesota Press, 1984.
  2. Călinescu, Matei. Five Faces of Modernity: Modernism, Avant-Garde, Decadence, Kitsch, Postmodernism. Duke University Press, 1987.
  3. Eco, Umberto. The Limits of Interpretation. Indiana University Press, 1990.
  4. Fokkema, Douwe, and Elrud Ibsch. Theories of Literature in the Twentieth Century: Structuralism, Marxism, Aesthetics of Reception, Semiotics. Hurst, 1977.
  5. Steiner, Peter. Russian Formalism: A Metapoetics. Cornell University Press, 1984.
Representative Quotations from “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky with Explanation
QuotationExplanation
“The aesthetic function is not merely an added ornament but the very foundation of what makes a work of art.”This quote emphasizes that the aesthetic function is intrinsic to art, defining its nature rather than being just an embellishment. It shapes how art communicates and interacts with its audience, forming the core of its impact.
“Artistic signs are dialectically negated reality; they do not simply mirror reality but transform it into something else.”Mukarovsky suggests that art does not replicate reality straightforwardly but reconstructs it, offering new interpretations and perspectives. This transformation is a critical process where art becomes a medium for deeper understanding and reflection.
“The social fact of art lies in its collective interpretation; it is never solely an individual encounter.”This statement underlines the communal aspect of art interpretation. Art exists within a social context and its meanings are shaped by collective experiences and social dynamics, not just by individual perceptions.
“Each element of a work of art, whether content or form, is charged with a network of social values and norms.”Here, Mukarovsky highlights that every component of an artwork—its form and content—is imbued with societal values and norms. These elements are not neutral but are active participants in the dialogue between art and society.
“The indirect relationship between art and reality is its strength, allowing art to comment on reality from a unique vantage point.”This quotation points out that art’s strength lies in its indirect approach to reality, enabling it to provide commentary and critique from a distinct perspective that can offer insightful and transformative views.
“Art is a social agent; it has the power to influence and reshape societal values through its aesthetic function.”Mukarovsky casts art as an active social agent with the power to influence and reshape societal norms and values. Through its aesthetic function, art engages with and can alter the social fabric, highlighting its critical role in cultural dynamics.

“Manners, Morals and the Novel” by Lionel Trilling: Summary and Critique

“Manners, Morals, and the Novel” by Lionel Trilling, first appeared in 1948 in The Kenyon Review, has since become a cornerstone in literary criticism.

"Manners, Morals and the Novel" by Lionel Trilling: Summary and Critique
Introduction: “Manners, Morals and the Novel” by Lionel Trilling

“Manners, Morals, and the Novel” by Lionel Trilling, first appeared in 1948 in The Kenyon Review, has since become a cornerstone in literary criticism, offering profound insights into the novel’s role in exploring the complexities of human behavior. Trilling’s exploration of the interplay between social conventions (manners) and ethical principles (morals) within the narrative form has had a lasting impact on discussions of realism, morality, and the novel’s capacity to illuminate the human condition.

Summary of “Manners, Morals and the Novel” by Lionel Trilling

·  Complex Understanding of “Manners”:

  • Trilling defines “manners” not merely as social etiquettes but as a broader cultural hum of implications, hinting at unexpressed values and norms. He articulates this as “the whole evanescent context in which its explicit statements are made” which includes everything from slang and humor to the gestures of daily life.

·  Significance of the Unexpressed in Historical Context:

  • The essay highlights the charm and melancholy of the past, suggesting that historical literature often misses the ‘buzz’ of implications, leaving a tranquil yet incomplete picture. Trilling writes, “Somewhere below all the explicit statements that a people makes through its art, religion, architecture, legislation, there is a dim mental region of intention.”

·  Literature’s Inquiry into Reality and Appearance:

  • Trilling discusses literature’s obsession with the dichotomy between reality and appearance, using classical examples like Oedipus and Othello to illustrate how literature explores the tension between what seems and what is. He emphasizes, “All literature tends to be concerned with the question of reality—I mean quite simply the old opposition between reality and appearance.”

·  Social Critique through the Novel:

  • The novel serves as a medium for social critique by capturing and reflecting the dynamics of social classes and manners. Trilling observes that novels historically have grappled with these themes, often revealing deep societal truths through their narratives.

·  American Literature’s Detachment from Social Reality:

  • Unlike European novels, American literature, according to Trilling, often eschews deep social exploration. He mentions American authors who diverged from exploring social realities, noting, “American writers of genius have not turned their minds to society.”

·  Contemporary American Literature and Its Shortcomings:

  • Modern American novels fail to adequately capture the complexities of contemporary society, often focusing on superficial narratives rather than profound social dynamics. Trilling argues that this superficial focus misses the potential richness of the American social landscape.

·  Criticism of Snobbery and Class Dynamics:

  • Trilling critiques the novel’s fixation on class and snobbery, emphasizing how these elements often overshadow deeper social insights. He argues that snobbery in literature reflects a preoccupation with status rather than meaningful social function.

·  The Novel as a Medium for Moral and Cultural Education:

  • The essay champions the novel as a tool for moral reflection and cultural education, arguing that it engages readers with ethical dilemmas and societal roles, prompting introspection about personal and collective morals.

·  Potential of the Novel for Social Reflection and Change:

  • Trilling concludes by highlighting the novel’s role in fostering a moral imagination and understanding of human motives, which is crucial for effective societal reform and empathy. He stresses, “It is to prevent this corruption, the most ironic and tragic that man knows, that we stand in need of the moral realism which is the product of the free play of the moral imagination.”
Literary Terms/Concepts in “Manners, Morals and the Novel” by Lionel Trilling

·  Expanding the Understanding of “Manners” in Literature:

  • Trilling redefines “manners” beyond mere social etiquette to encompass the implicit cultural norms and values that shape societal interactions. He articulates this broader understanding by identifying manners as the “culture’s hum and buzz of implication,” encompassing all unexpressed or partially expressed societal values that influence behavior.

·  Emphasis on the Implicit Over the Explicit:

  • Trilling highlights the importance of what is not explicitly stated in literature, arguing that the unspoken or subtly implied elements often carry more weight in understanding a culture’s moral and ethical landscape. This contributes to literary theory by stressing the role of subtext and the implicit meanings that underpin the explicit narratives.

·  Exploration of Reality versus Appearance:

  • The essay extensively discusses the literary preoccupation with the conflict between reality and appearance, drawing on examples from classic literature like Oedipus and Othello. Trilling’s discussion contributes to literary theory by framing this conflict as central to understanding characters and plots, influencing how reality is constructed and perceived in literary contexts.

·  Novel as a Social Document:

  • Trilling argues that the novel serves as a critical reflection of societal norms and values, effectively making it a social document that offers insights into the manners and morals of the time. This view contributes to literary theory by supporting the idea that literature serves as a historical and sociological resource, reflecting and critiquing societal structures.

·  Critical Examination of American Literature’s Social Engagement:

  • Trilling critiques American literature for its lack of engagement with deep social realities, contrasting it with European literature’s rich exploration of class and societal dynamics. This contributes to literary theory by challenging American literary criticism to reconsider the depth and scope of its social engagement.

·  The Novel’s Role in Moral Education:

  • The essay positions the novel as a tool for moral education, suggesting that it engages readers with moral dilemmas and societal roles, encouraging introspection and ethical consideration. This perspective enriches literary theory by underscoring the ethical responsibilities of literature and its potential to influence readers’ moral considerations.

·  Implications for Modern Literary Criticism and Social Responsibility:

  • Trilling calls for a modern literary criticism that acknowledges the novel’s potential to reflect and reform societal morals and manners. This challenges existing literary theories to incorporate a more robust consideration of literature’s role in shaping and critiquing societal norms, emphasizing the ethical implications of literary production and criticism.
Examples of Critiques Through “Manners, Morals and the Novel” by Lionel Trilling
Literary WorkMannersMoralsTrilling’s Critique
Pride and PrejudiceReflects societal hierarchies and power dynamics; used to expose moral complexitiesCharacters navigate societal expectations while maintaining personal integrityAusten effectively uses manners to illuminate moral dilemmas.
The Great GatsbySuperficiality and moral decay masked by opulent manners; critique of American DreamExploration of idealism, disillusionment, and the American DreamFitzgerald employs manners to expose the emptiness of material wealth and the distortion of values.
BelovedFractured manners and cultural norms of African Americans post-slavery; reveal psychological and societal scarsChallenges traditional notions of morality; explores ethical dilemmas in an oppressive societyMorrison uses manners to illuminate the impact of historical trauma on individuals and communities.
1984Rigid social control and manipulation of language; tool for suppressing individualityRaises questions about truth, power, and resistanceOrwell employs manners to critique totalitarian regimes and the dangers of unchecked authority.
Criticism Against “Manners, Morals and the Novel” by Lionel Trilling
  • Overemphasis on Traditional Narrative Forms: Critics argue that Trilling places too much importance on traditional novelistic forms and their exploration of manners and morals, potentially disregarding other literary forms and modern experimental narratives that may not fit into his framework.
  • Idealization of European Literature: Trilling’s apparent preference for European literature’s depth and complexity might be seen as an idealization, possibly overlooking the unique cultural and social contributions of American literature beyond its European counterparts.
  • Narrow Definition of American Literature: Some critics might find that Trilling’s characterization of American literature as lacking in social texture is overly broad and dismissive of the varied and rich contributions of American writers who deeply engage with social issues.
  • Elitist Perspective: Trilling’s focus on literature as a medium for moral and cultural education can be criticized as elitist, suggesting a top-down approach to culture that values high literature as a moral guide for the masses.
  • Neglect of Non-Western Literatures: By focusing primarily on Western literary traditions, Trilling may be criticized for not acknowledging the rich literary and cultural traditions outside the Western canon that also explore complex social and moral issues.
  • Underestimation of Audience Engagement: His view might underestimate the ability of readers to engage with complex social issues in literature without the traditional narrative structures he champions.
  • Potential Misinterpretation of Historical Context: Critics might argue that Trilling imposes contemporary moral and cultural interpretations on historical literature, potentially distorting the original contexts and meanings of those works.
Suggested Readings: “Manners, Morals and the Novel” by Lionel Trilling
  1. Berman, Marshall. All That is Solid Melts into Air: The Experience of Modernity. Verso, 1982.
  2. Kirsch, Adam. Why Trilling Matters. Yale University Press, 2011.
  3. Leitch, Vincent B. American Literary Criticism Since the 1930s. 2nd ed., Routledge, 2010.
  4. Longstaff, Charles. The Role of the Intellectual in Public Bureaucracy: Lionel Trilling and the Critic’s Mandate. Nova Science Publishers, 2008.
  5. Menand, Louis. The Marketplace of Ideas: Reform and Resistance in the American University. W.W. Norton & Company, 2010.
  6. Poirier, Richard. Lionel Trilling: And the Fate of Cultural Criticism. Northwestern University Press, 1987.
  7. Quirk, Tom. Lionel Trilling and the End of Romanticism. Southern Illinois University Press, 1999.
  8. Rawlings, Peter. American Theorists of the Novel: Henry James, Lionel Trilling and Wayne C. Booth. Routledge, 2006.
Representative Quotations from “Manners, Morals and the Novel” by Lionel Trilling with Explanation
QuotationExplanation
“What I understand by manners, then, is a culture’s hum and buzz of implication.”Trilling expands the definition of “manners” beyond mere social etiquette to encompass the broader, often unspoken cultural norms that subtly influence behavior and social dynamics.
“The right way to begin to deal with such a subject is to gather together as much of its detail as we possibly can.”Emphasizes the importance of comprehensively understanding cultural nuances to fully grasp the societal implications of literature.
“All literature tends to be concerned with the question of reality—I mean quite simply the old opposition between reality and appearance.”Trilling highlights a central theme in literary analysis, the distinction between what things are and what they seem to be, which is a recurrent exploration in literature.
“The novel, then, is a perpetual quest for reality, the field of its research being always the social world.”Defines the novel’s primary function as exploring and reflecting the social realities of its time, thereby acting as a tool for societal reflection and critique.
“It is the peculiar vice not of aristocratic societies…but of bourgeois democratic societies.”Discusses snobbery as a distinctive feature of modern democratic societies, contrasting it with the class pride of aristocratic systems, thus critiquing contemporary social structures.
“We make public demands for love, for we know that broad social feeling should be infused with warmth…”Criticizes the superficial engagement with societal issues, arguing that true engagement requires a deeper, more genuine emotional investment.
“The very people who talk most about class and its evils think that Fitzgerald was bedazzled and Hemingway right.”Challenges the simplistic and often hypocritical views of social class held by literary critics and readers, urging a more nuanced understanding.
“For our time the most effective agent of the moral imagination has been the novel of the last two hundred years.”Trilling asserts the novel’s unique power in shaping moral and ethical sensibilities, emphasizing its role in the development of individual and collective moral consciousness.

“Art as Technique” by Victor Shklovsky: Summary and Critique

“Art as Technique” by Victor Shklovsky, first appeared in the 1917 collection A Theory of Prose, introduces the concept of “defamiliarization,” arguing that art’s primary function is to disrupt habitual perception and force viewers or readers to see the world anew.

"Art as Technique" by Victor Shklovsky: Summary and Critique
Introduction: “Art as Technique” by Victor Shklovsky

“Art as Technique” by Victor Shklovsky, first appeared in the 1917 collection A Theory of Prose, introduces the concept of “defamiliarization,” arguing that art’s primary function is to disrupt habitual perception and force viewers or readers to see the world anew. Shklovsky’s ideas had a profound impact on literary theory, inspiring movements like Russian Formalism and influencing subsequent critical and artistic endeavors. His emphasis on form and technique over content shifted the focus of literary analysis, laying the groundwork for a more formalist approach to understanding and appreciating literature.

Summary of “Art as Technique” by Victor Shklovsky

·  Art as a Way of Thinking:

  • The article begins by discussing the concept that “art is thinking in images,” a notion influenced by Potebnya, who believed that without imagery, there is no art, particularly no poetry.
  • Potebnya equates poetry with imagery, leading to the theory that “Imagery equals symbolism.”

·  Distinction Between Poetic and Prosaic Imagery:

  • The article emphasizes the distinction between the language of poetry and prose, pointing out that imagery can serve both practical (prosaic) and poetic purposes.
  • Poetic imagery is described as a device to create strong impressions, used alongside other poetic techniques like hyperbole, repetition, and parallelism.

·  Habitualization and Art’s Role:

  • The article explains how habitual perception becomes automatic, diminishing our conscious experience of life.
  • Art’s purpose is to counter this by making us feel things anew, “making the stone stony” through techniques that make objects unfamiliar, thereby prolonging the process of perception.

·  Defamiliarization Technique:

  • The concept of “defamiliarization,” a key technique in art, is highlighted as a way to make familiar objects and actions seem strange, thus disrupting habitual perception.
  • Tolstoy’s work is cited as an example, where he avoids naming familiar objects directly, instead describing them in a way that makes them seem new or strange.

·  Application of Defamiliarization:

  • Defamiliarization is found in various literary forms, such as in the description of sexual acts or objects not called by their proper names, which creates a unique perception and disrupts the automatic recognition of these acts or objects.

·  Poetic Language and Perception:

  • The article concludes by stressing that poetic language is designed to remove automatism from perception, slowing down the process and thereby creating a more profound and satisfying experience.
Literary Terms/Concepts in “Art as Technique” by Victor Shklovsky
TermDefinition
DefamiliarizationA technique used to make the familiar unfamiliar, forcing the reader to perceive the world in a new way.
Automatism of PerceptionThe habitual and unconscious way of perceiving the world.
ImageryThe use of vivid language to create images in the reader’s mind.
Poetic ImageryImagery used to create a strong emotional impact.
Prosaic ImageryImagery used for practical purposes, such as categorization.
ParallelismThe use of similar grammatical structures or sounds to create a sense of balance and rhythm.
Psychological ParallelismA form of parallelism that creates a sense of disharmony within a harmonious context.
Contribution of “Art as Technique” by Victor Shklovsky to Literary Theory/Theories
  • Introduction of Defamiliarization (Ostranenie):
    Shklovsky introduced the concept of “defamiliarization,” arguing that art’s purpose is to make the familiar strange, thereby renewing our perception of everyday objects and experiences. This concept became a cornerstone of Russian Formalism and influenced subsequent literary theories.
  • Focus on the Form of the Text:
    Shklovsky emphasized the importance of the form of a text over its content. He argued that literature’s uniqueness lies in its formal devices and techniques, which distinguish it from ordinary language and communication.
  • Art as a Technique Rather Than an Expression:
    Shklovsky shifted the focus from the notion of art as an expression of the author’s emotions to art as a craft or technique. He posited that the effectiveness of a literary work depends on its ability to disrupt habitual perception through innovative techniques.
  • Impact on Russian Formalism:
    “Art as Technique” became foundational to Russian Formalism, a movement that analyzed literary texts by focusing on their formal elements rather than their historical or biographical context. Shklovsky’s ideas influenced scholars like Roman Jakobson and others in the Formalist movement.
  • Influence on Structuralism and Beyond:
    Shklovsky’s emphasis on the formal aspects of literature anticipated the development of Structuralism and later post-structuralist theories, which continued to explore the relationship between language, form, and meaning.
  • Rejection of Symbolism and Psychologism:
    Shklovsky challenged Symbolism and Psychologism by arguing that literature should not be reduced to a reflection of the author’s psyche or symbolic meanings. Instead, it should be analyzed based on its formal construction and techniques.
Examples of Critiques Through “Art as Technique” by Victor Shklovsky
Literary WorkAuthorDefamiliarization TechniquesCritique through Shklovsky
UlyssesJames JoyceStream of consciousness, fragmentation, wordplay, mythologizationJoyce masterfully employs defamiliarization to disrupt linear narrative and force readers to actively engage with the text, prolonging perception and creating a “vision” of Dublin.
In Search of Lost TimeMarcel ProustRemembrance, introspection, time dilationProust’s exploration of memory and time, using techniques like flashbacks and detailed sensory descriptions, defamiliarizes the concept of time, offering a new perspective on human experience.
MetamorphosisFranz KafkaAbsurdity, alienation, grotesque imageryKafka’s transformation of Gregor Samsa into a cockroach is a stark example of defamiliarization, forcing readers to confront the unfamiliar and question the nature of humanity.
One Hundred Years of SolitudeGabriel Garcia MarquezMagical realism, nonlinear narrative, cyclical timeMarquez’s blend of magical and realistic elements disrupts conventional storytelling, creating a unique perspective on history and family. The novel’s cyclical structure also challenges linear time perception.
Criticism Against “Art as Technique” by Victor Shklovsky
  • Overemphasis on Form Over Content:
    Critics argue that Shklovsky’s focus on form and technique downplays the importance of content and meaning in literature. By privileging how something is said over what is said, the richness of thematic exploration and the emotional resonance of a text can be diminished.
  • Neglect of Historical and Social Context:
    Shklovsky’s approach, rooted in Russian Formalism, largely ignores the historical and social contexts in which literary works are produced. Critics suggest that understanding the context is crucial for fully appreciating a text’s significance and impact.
  • Reduction of Literature to Technique:
    Shklovsky’s concept of “defamiliarization” and the emphasis on literary devices may reduce the complexity of literature to mere technical manipulation. This perspective can overlook the multifaceted nature of literature, including its ethical, philosophical, and political dimensions.
  • Limited Application Beyond Russian Formalism:
    While Shklovsky’s ideas were influential within Russian Formalism, some critics argue that his theories have limited applicability outside this specific theoretical framework. The emphasis on form and technique may not resonate with or fully explain other literary traditions and movements.
  • Potential for Elitism:
    The focus on defamiliarization and the sophisticated manipulation of form could be seen as creating a barrier between literature and a general audience. This can lead to an elitist view of art, where only those with specialized knowledge can appreciate the “true” value of a literary work.
  • Inadequate Consideration of Reader Response:
    Shklovsky’s theories do not account for the reader’s role in interpreting and experiencing a text. Critics argue that this oversight fails to acknowledge the active engagement of readers in making meaning, which is central to many modern literary theories.
Suggested Readings: “Art as Technique” by Victor Shklovsky
  1. Lemon, Lee T., and Marion J. Reis, eds. Formalist Criticism: Four Essays. University of Nebraska Press, 1965.
  2. Erlich, Victor. Russian Formalism. Yale University Press, 1965.
  3. Eagleton, Terry. Theory of Literature. University of Minnesota Press, 1983.
  4. Gunn, Daniel P. “Making Art Strange: A Commentary on Defamiliarization.” The Georgia Review, vol. 38, no. 1, 1984, pp. 25–33. JSTOR, http://www.jstor.org/stable/41398624. Accessed 11 Aug. 2024.
  5. McManmon, John J. “Formalism, Structuralism, Poststructuralism, and Text.” Christianity and Literature, vol. 40, no. 1, 1990, pp. 57–67. JSTOR, http://www.jstor.org/stable/44311872. Accessed 11 Aug. 2024.
  6. Bogdanov, Alexei. “Ostranenie, Kenosis, and Dialogue: The Metaphysics of Formalism According to Shklovsky.” The Slavic and East European Journal, vol. 49, no. 1, 2005, pp. 48–62. JSTOR, https://doi.org/10.2307/20058220. Accessed 11 Aug. 2024.
Representative Quotations from “Art as Technique” by Victor Shklovsky with Explanation
QuotationExplanation
“The purpose of art is to impart the sensation of things as they are perceived and not as they are known.”Shklovsky argues that art’s role is to make us see the world anew by disrupting our automatic, habitual perceptions. This aligns with his concept of “defamiliarization,” where art makes the familiar strange and forces us to reconsider our everyday experiences.
“Art is a way of experiencing the artfulness of an object; the object is not important.”This statement emphasizes Shklovsky’s belief that the value of art lies not in the object or content itself, but in the way art allows us to experience it differently. The technique used to present the object is what matters, not the object per se.
“The technique of art is to make objects ‘unfamiliar,’ to make forms difficult, to increase the difficulty and length of perception.”Shklovsky is advocating for a technique in literature that slows down the process of perception, making readers more aware of the text’s form and structure. This difficulty forces readers to engage more deeply with the work, rather than passively consuming it.
“Automatization eats things, clothes, furniture, your wife, and the fear of war.”Here, Shklovsky is critiquing how habitual perception (“automatization”) causes people to overlook the true nature of things, making them invisible in a sense. Art counters this by breaking through automatization and renewing our awareness.
“The process of ‘algebrization,’ the over-automatization of an object, permits the greatest economy of perceptive effort.”Shklovsky suggests that over time, our perception of objects and experiences becomes simplified and formulaic (algebrized), reducing the effort needed to understand them. Art disrupts this process by complicating perception, requiring more effort and attention.