“The Conflict Of Interpretations” by Paul Ricoeur: Summary and Critique

“The Conflict of Interpretations” by Paul Ricoeur was initially published in 1969 as part of the collection Essays in Hermeneutics.

"The Conflict Of Interpretations" by Paul Ricoeur: Summary and Critique
Introduction: “The Conflict Of Interpretations” by Paul Ricoeur

“The Conflict of Interpretations” by Paul Ricoeur was initially published in 1969 as part of the collection Essays in Hermeneutics. This seminal work has exerted a profound and enduring impact on the disciplines of literature and literary theory. By synthesizing insights from structuralism, psychoanalysis, hermeneutics, and religion, Ricoeur offers a comprehensive framework for understanding the interpretive process, establishing the text as a cornerstone in contemporary critical discourse.

Summary of “The Conflict Of Interpretations” by Paul Ricoeur

Introduction of Hermeneutic Conflict

  • No Universal Hermeneutics: Ricoeur opens by acknowledging the absence of a universal hermeneutic approach, emphasizing the diversity and opposition among theories of interpretation. He states, “there is no general hermeneutics, no universal canon for exegesis, but only disparate and opposed theories.”
  • Polarized Opposition in Hermeneutics: Ricoeur identifies a fundamental tension within hermeneutics, contrasting two primary approaches: one views hermeneutics as a means of uncovering and restoring meaning, while the other sees it as a tool for demystification and revealing illusions. He highlights this by saying, “this tension, this extreme polarity, is the truest expression of our ‘modernity’.”

Dual Motivations in Hermeneutics

  • Willingness to Suspect vs. Willingness to Listen: Ricoeur describes hermeneutics as being driven by dual motivations: the suspicion that seeks to expose falsehoods and the listening that aims to restore meaning. He notes, “Hermeneutics seems to me to be animated by this double motivation: willingness to suspect, willingness to listen.”
  • Ongoing Iconoclasm and Symbol Listening: Ricoeur observes that modern hermeneutics is still engaged in dismantling idols while beginning to listen to symbols, indicating an ongoing process of purification and restoration of meaning. He states, “In our time we have not finished doing away with idols and we have barely begun to listen to symbols.”

School of Suspicion

  • Marx, Nietzsche, and Freud as Masters of Suspicion: Ricoeur introduces Marx, Nietzsche, and Freud as key figures in the school of suspicion, each challenging the primacy of consciousness and questioning its truthfulness. He says, “Three masters, seemingly mutually exclusive, dominate the school of suspicion: Marx, Nietzsche, and Freud.”
  • Destruction as a Prelude to New Understanding: While these thinkers are known for their destructive critique, Ricoeur argues that their goal is not mere skepticism but the creation of a new understanding through their methods of deciphering meaning. He notes, “destruction, Heidegger says in Sein und Zeit, is a moment of every new foundation.”

Deciphering Consciousness

  • Consciousness as ‘False’: Marx, Nietzsche, and Freud each propose that consciousness is inherently ‘false’ and must be deciphered to uncover true meaning, extending the Cartesian doubt to the realm of consciousness itself. Ricoeur explains, “What must be faced, therefore, is not only a threefold guile… a new relation must be instituted between the patent and the latent.”
  • Interpreting Hidden Meanings: The trio’s work focuses on interpreting hidden meanings within consciousness, establishing a new paradigm for understanding the relationship between what is shown and what is hidden. He notes, “Guile will be met by double guile.”

Common Objectives and Divergent Approaches

  • Liberation, Power, and Awareness: Despite their differences, Ricoeur identifies a common goal among Marx, Nietzsche, and Freud: the expansion of consciousness. Marx seeks to liberate praxis, Nietzsche aims to restore human power, and Freud desires to enhance self-awareness through analysis. Ricoeur summarizes, “All three, however, far from being detractors of ‘consciousness’, aim at extending it.”
  • Confrontation with Reality: The reductive and destructive interpretations offered by these thinkers are seen as necessary confrontations with reality, emphasizing discipline and the necessity of understanding deeper truths. Ricoeur concludes, “While finding their positive convergence, our three masters of suspicion also present the most radically contrary stance to the phenomenology of the sacred.”
Literary Terms/Concepts in “The Conflict Of Interpretations” by Paul Ricoeur
Concept/DeviceDefinition
HermeneuticsThe theory and practice of interpretation, especially of the Bible or literary texts.
KerygmaA proclamation or message, often referring to the Christian gospel.
DemystificationThe process of revealing the true nature of something, often by exposing illusions or falsehoods.
IconoclasmThe action of attacking or destroying sacred images and idols.
PhenomenologyA philosophical approach that focuses on the structures of conscious experience as they present themselves to the individual.
PropaedeuticPreliminary or preparatory learning.
Analogy of beingA comparison between the human soul and the structure of the universe.
False consciousnessA Marxist concept referring to the distorted worldview held by members of the oppressed class.
IdeologyA system of ideas and beliefs that reflect and reinforce the interests of a particular group or class.
Genealogy of moralsA Nietzschean concept tracing the origins of moral values.
AscesisSevere self-discipline and abstinence.
AnankeGreek goddess of necessity and compulsion.
Contribution of “The Conflict Of Interpretations” by Paul Ricoeur to Literary Theory/Theories

Introduction of Hermeneutics as a Multidimensional Field

  • Plurality of Interpretations: Ricoeur’s work emphasizes that hermeneutics is not a monolithic field but is marked by a plurality of interpretations. This contributes to literary theory by challenging the notion of a single, authoritative interpretation of texts. Ricoeur states, “there is no general hermeneutics, no universal canon for exegesis, but only disparate and opposed theories.”

Development of the Hermeneutics of Suspicion

  • Critique of Consciousness: Ricoeur’s concept of the “hermeneutics of suspicion” introduces a critical approach to interpreting texts, particularly those that involve ideologies, power, and the unconscious. This approach has influenced theories that emphasize the need to read against the text, uncovering hidden meanings. Ricoeur observes, “If consciousness is not what it thinks it is, a new relation must be instituted between the patent and the latent.”
  • Influence on Marxist, Psychoanalytic, and Nietzschean Criticism: Ricoeur’s identification of Marx, Freud, and Nietzsche as the “masters of suspicion” has deeply influenced literary criticism, particularly in Marxist, psychoanalytic, and Nietzschean frameworks, which focus on unmasking ideologies, the unconscious, and power relations within texts. He notes, “Three masters, seemingly mutually exclusive, dominate the school of suspicion: Marx, Nietzsche, and Freud.”

Integration of Hermeneutics and Phenomenology

  • Expansion of Phenomenological Hermeneutics: Ricoeur’s work bridges hermeneutics and phenomenology, contributing to literary theory by providing a framework that combines the interpretation of meaning (hermeneutics) with the study of lived experience (phenomenology). This has influenced existential and phenomenological literary criticism, which seeks to explore how texts resonate with human experience. Ricoeur asserts, “Understanding is hermeneutics: henceforward, to seek meaning is no longer to spell out the consciousness of meaning, but to decipher its expressions.”

Contributions to Structuralism and Post-Structuralism

  • Deciphering Structures of Meaning: Ricoeur’s focus on deciphering the hidden structures within texts contributes to structuralist and post-structuralist theories, which examine how meanings are constructed and deconstructed within language and texts. This aligns with the post-structuralist emphasis on the instability and multiplicity of meanings. Ricoeur’s insight, “a new relation must be instituted between the patent and the latent,” reflects this structural approach to understanding meaning.

Introduction of Dialectical Hermeneutics

  • Dialectic of Restoration and Suspicion: Ricoeur introduces a dialectical approach to hermeneutics, balancing the restoration of meaning with the critical suspicion of meaning. This has influenced literary theories that seek to mediate between these two poles, offering a more nuanced approach to textual analysis. Ricoeur describes this duality as, “Hermeneutics seems to me to be animated by this double motivation: willingness to suspect, willingness to listen.”

Contribution to the Theory of Ideology Critique

  • Critique and Liberation: Ricoeur’s exploration of ideology in relation to Marxist theory provides a framework for literary critics to analyze how texts reinforce or challenge ideological structures. His work supports the idea that literary texts can be sites of ideological critique and potential liberation. Ricoeur explains, “What Marx wants is to liberate praxis by the understanding of necessity; but this liberation is inseparable from a ‘conscious insight’ which victoriously counterattacks the mystification of false consciousness.”

Influence on Deconstruction

  • Deconstruction of Textual Illusions: By emphasizing the need to uncover and deconstruct the illusions and false consciousness embedded in texts, Ricoeur’s work aligns with and influences deconstructive literary theories that seek to reveal the contradictions and instabilities within texts. He suggests that “destruction… is a moment of every new foundation,” highlighting the role of deconstruction in literary analysis.

Impact on Ethical Literary Criticism

  • Ethics and Interpretation: Ricoeur’s integration of ethical concerns with hermeneutics contributes to ethical literary criticism, which examines the moral dimensions of texts and the responsibility of interpreters. This approach is evident in his focus on the broader implications of interpretation beyond mere textual analysis. Ricoeur indicates that after suspicion, “the question is posed as to what thought, reason, and even faith still signify,” connecting interpretation with ethical reflection.
Examples of Critiques Through “The Conflict Of Interpretations” by Paul Ricoeur
Literary WorkPotential Applications of Ricoeur’s “Conflict of Interpretations”
Hamlet by William Shakespeare* Conflict between the “recollection of meaning” (Hamlet’s search for truth and revenge) and the “reduction of illusions” (psychoanalytic interpretations of characters). <br>* Examination of the play’s multiple layers of meaning and the tension between different interpretive approaches.
Madame Bovary by Gustave Flaubert* Analysis of the novel’s critique of societal norms and illusions through the character of Emma Bovary. <br>* Exploration of the interplay between the “patent” and “latent” meanings in the text.
Metamorphosis by Franz Kafka* Examination of the protagonist’s alienation and the breakdown of communication as a form of “demystification.” <br>* Analysis of the text’s multiple levels of meaning and the reader’s role in constructing meaning.
One Hundred Years of Solitude by Gabriel García Márquez* Exploration of the novel’s magical realism as a challenge to traditional modes of interpretation. <br>* Analysis of the cyclical nature of time and history in the text and its implications for understanding the narrative.
Criticism Against “The Conflict Of Interpretations” by Paul Ricoeur

Lack of a Clear Unified Hermeneutic Framework

  • Absence of a General Hermeneutics: Critics argue that Ricoeur’s acknowledgment of the lack of a “universal canon for exegesis” weakens the possibility of developing a coherent and unified approach to interpretation. This has led to criticism that his work, while rich in its exploration of different hermeneutic approaches, ultimately fails to provide a systematic framework that can be universally applied.

Overemphasis on the Hermeneutics of Suspicion

  • Critique of Suspicion’s Dominance: Some scholars contend that Ricoeur places too much emphasis on the “hermeneutics of suspicion,” which can lead to an overly negative and reductive approach to interpretation. This focus on suspicion might overshadow other valuable interpretative approaches that seek to affirm and reconstruct meaning rather than merely deconstruct it.

Complexity and Accessibility Issues

  • Dense and Abstract Theorization: Ricoeur’s writing in “The Conflict of Interpretations” is often criticized for being excessively complex and abstract, making it difficult for readers to engage with his ideas. The dense theoretical language can alienate those who are not deeply familiar with philosophical and hermeneutic traditions, limiting the accessibility of his contributions to a broader audience.

Insufficient Engagement with Post-Structuralism

  • Limited Response to Post-Structuralism: Some critics believe that Ricoeur’s work does not adequately address the challenges posed by post-structuralist thinkers, particularly in terms of the instability of meaning and the critique of authorial intent. His attempts to reconcile different hermeneutic approaches may be seen as insufficiently radical in light of the more extreme positions taken by post-structuralists.

Ambiguity in Balancing Restoration and Suspicion

  • Vagueness in Dialectical Approach: While Ricoeur aims to balance the restoration of meaning with the suspicion of meaning, critics argue that this dialectical approach is not clearly defined. The ambiguity in how these two poles should be integrated or prioritized in practice can lead to confusion and inconsistent application in literary criticism.

Potential Undermining of Phenomenology

  • Tension with Phenomenological Traditions: Ricoeur’s integration of suspicion into hermeneutics may be seen as undermining phenomenological approaches that emphasize the immediate experience of meaning. Critics suggest that by aligning too closely with suspicion, Ricoeur risks detracting from the value of phenomenology’s focus on lived experience and direct engagement with texts.

Inadequate Resolution of Interpretative Conflicts

  • Failure to Resolve Interpretative Tensions: Critics note that while Ricoeur effectively identifies and explores conflicts within hermeneutics, he does not provide a sufficient resolution or method for navigating these conflicts. This has led to criticism that his work highlights the problem of interpretative plurality without offering a clear path toward reconciling or managing these divergent approaches.

Overreliance on Western Philosophical Traditions

  • Neglect of Non-Western Perspectives: Some scholars critique Ricoeur for his focus on Western philosophical traditions, particularly the works of Marx, Nietzsche, and Freud, to the exclusion of non-Western interpretative traditions. This Eurocentric focus limits the applicability of his theories to a global context and overlooks valuable contributions from other cultural and philosophical traditions.
Suggested Readings: “The Conflict Of Interpretations” by Paul Ricoeur
  1. Ricoeur, Paul. Freud and Philosophy: An Essay on Interpretation. Trans. Denis Savage. Yale UP, 1970.
  2. Ricoeur, Paul. The Symbolism of Evil. Trans. Emerson Buchanan. Beacon Press, 1969.
  3. Ricoeur, Paul. Time and Narrative. Vol. 1. Trans. Kathleen McLaughlin and David Pellauer. University of Chicago Press, 1984.
  4. Ricoeur, Paul. Hermeneutics and the Human Sciences. Trans. John B. Thompson. Cambridge UP, 198
  5. Lowe, Walter James. “The Coherence of Paul Ricoeur.” The Journal of Religion, vol. 61, no. 4, 1981, pp. 384–402. JSTOR, http://www.jstor.org/stable/1202836. Accessed 13 Aug. 2024.
  6. Schwartz, Sanford. “Hermeneutics and the Productive Imagination: Paul Ricoeur in the 1970s.” The Journal of Religion, vol. 63, no. 3, 1983, pp. 290–300. JSTOR, http://www.jstor.org/stable/1203039. Accessed 13 Aug. 2024.
  7. DAVIS, COLIN. “Life Stories: Ricœur.” Traces of War: Interpreting Ethics and Trauma in Twentieth-Century French Writing, Liverpool University Press, 2018, pp. 119–33. JSTOR, https://doi.org/10.2307/j.ctt1ps33bb.10. Accessed 13 Aug. 2024.
Representative Quotations from “The Conflict Of Interpretations” by Paul Ricoeur with Explanation
QuotationExplanation
“There is no general hermeneutics, no universal canon for exegesis, but only disparate and opposed theories.”This quotation highlights Ricoeur’s acknowledgment of the diversity and opposition within hermeneutic theories. It underscores the central theme of his work, which is the conflict and plurality in the field of interpretation, challenging the idea of a single, unified method.
“Hermeneutics seems to me to be animated by this double motivation: willingness to suspect, willingness to listen; vow of rigor, vow of obedience.”Ricoeur describes the dual motivations that drive hermeneutics—both the suspicion that seeks to uncover hidden meanings and the listening that aims to restore and affirm meaning. This duality is crucial in understanding the tension within interpretative practices.
“Three masters, seemingly mutually exclusive, dominate the school of suspicion: Marx, Nietzsche, and Freud.”Ricoeur identifies Marx, Nietzsche, and Freud as key figures in the “hermeneutics of suspicion.” This emphasizes their role in shaping a critical approach to interpretation, where texts and consciousness are interrogated for hidden ideologies, unconscious desires, and power dynamics.
“Understanding is hermeneutics: henceforward, to seek meaning is no longer to spell out the consciousness of meaning, but to decipher its expressions.”This quotation reflects Ricoeur’s view that interpretation has evolved from merely articulating meaning to actively deciphering and uncovering deeper, often hidden, layers of meaning within texts. This shift is central to modern hermeneutics and literary theory.
“Destruction, Heidegger says in Sein und Zeit, is a moment of every new foundation.”Ricoeur invokes Heidegger to support the idea that the deconstructive aspect of interpretation—tearing down old meanings—is necessary for the creation of new understandings. This concept is foundational to the hermeneutics of suspicion and critical theory, where dismantling existing structures is seen as a prelude to building new ones.

“The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl: Summary and Critique

“The Appeal To The Text: What Are We Appealing To?” by P. D. Juhl first appeared in 1980 in the journal New Literary History.

"The Appeal To The Text: What Are We Appealing To?" By P. D. Juhl: Summary and Critique
Introduction: “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl

“The Appeal To The Text: What Are We Appealing To?” by P. D. Juhl first appeared in 1980 in the journal New Literary History. This essay is a cornerstone in the field of literary theory, offering a profound interrogation of the concept of “the text” itself. Juhl’s meticulous examination of the term’s various interpretations and implications has significantly influenced subsequent discussions about textual authority, reader response, and the nature of literary meaning. By challenging the notion of a fixed, objective text, Juhl opened up new avenues for exploring the dynamic relationship between the reader and the written word.

Summary of “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl
  • Interpretation and Coherence:
    Juhl asserts that when we interpret a text, we often appeal to criteria like coherence or complexity. He explains that “we say that the text, or a certain part of the text, supports this interpretation rather than that because under the former the text is more coherent.” This means that interpretations are often validated by how logically consistent or sophisticated they render the text.
  • Example of Interpretative Choices:
    Juhl illustrates the process of interpretation using a poem by Wordsworth, where the phrase “rolled round” could either imply a “slow and gentle motion” or a “violent motion.” The interpretation depends on how these connotations align with the surrounding text, showing how different readings can be supported by different assumptions about coherence.
  • Significance of Authorial Intent:
    Juhl argues that interpretations must consider the author’s intention to be meaningful. He states that “an interpretation can account for such facts only if it is a statement about the author’s intention,” suggesting that understanding what the author intended is essential for making coherent and justified interpretations of the text.
  • Hypothetical Scenarios to Illustrate Intent:
    Juhl uses thought experiments, such as imagining a poem being accidentally typed by a monkey or created by water erosion, to demonstrate that without intentional authorship, interpretations lose their grounding. He argues that if a text were created by chance rather than intention, “it would simply be an ‘accident’ that ‘rolled round’ is qualified by the words ‘in earth’s diurnal course,'” thus rendering coherent interpretation meaningless.
  • Necessity of Intentionality for Coherence:
    Juhl emphasizes that only if the words “in earth’s diurnal course” were intentionally chosen by an author can we argue that one interpretation of “rolled round” (as gentle motion) is more coherent than another (as violent motion). This underscores the idea that coherence in interpretation is linked to the author’s purposeful use of language.
  • Generalizing the Argument to All Textual Features:
    Juhl generalizes his argument by stating that the necessity of authorial intention applies to any textual feature that can be described as something the author has deliberately done, such as word choice, sentence structure, or imagery. He asserts that “what I have shown for f holds for any textual feature which can be described in terms of what the author has done.”
  • Critique of Separating Speaker’s Intent from Author’s Intent:
    Juhl critiques the idea that interpretations could focus solely on the speaker’s intent, independent of the author. He argues that coherent interpretation inherently involves understanding the author’s broader intentions, stating that questions about the text often require an explanation not just of the “speaker’s action, but of the author’s.”
  • Coherence as a Measure of Valid Interpretation:
    Juhl concludes that a valid interpretation is one that can account for the greatest amount of textual data, reflecting Beardsley’s idea that “a proposed explication may be regarded as a hypothesis that is tested by its capacity to account for the greatest quantity of data in the words of the poem.” This highlights the importance of coherence as a critical test for any interpretation.
Literary Terms/Concepts in “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl
Term/ConceptDefinition
CoherenceThe logical consistency and unity of a text or interpretation.
ComplexityThe intricate and multifaceted nature of a text, allowing for multiple interpretations.
InterpretationThe process of assigning meaning to a text.
Textual FeatureSpecific elements within a text, such as word choice, syntax, or imagery.
Authorial IntentionThe author’s intended meaning or purpose in creating the text.
FunctionThe role or purpose of a textual element within the overall structure of the work.
SpeakerThe voice or persona through which a poem is spoken.
AccidentA chance occurrence or event without a deliberate cause.
Contribution of “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl to Literary Theory/Theories
  • Contribution to Hermeneutics (Interpretive Theory):
    Juhl’s emphasis on the necessity of authorial intent aligns with hermeneutic principles, which prioritize understanding a text through the intentions of its creator. He argues that “an interpretation can account for such facts only if it is a statement about the author’s intention,” reinforcing the hermeneutic view that meaning is deeply connected to the author’s purpose and context.
  • Challenge to New Criticism:
    While New Criticism advocates for a focus on the text itself, independent of authorial intent or external factors, Juhl challenges this by asserting that valid interpretations must consider the author’s intention. He critiques the New Critical approach by stating that without understanding the author’s purpose, interpretations “lose their grounding in coherence or purpose,” thereby limiting the depth and accuracy of textual analysis.
  • Engagement with Intentionalism:
    Juhl makes a significant contribution to Intentionalism by arguing that the interpretation of a text must be tied to the author’s intention. He posits that “only if the words ‘in earth’s diurnal course’ have been used to qualify ‘rolled round’ by the author” can an interpretation be coherent, thus reinforcing the Intentionalist view that understanding a text’s meaning is inseparable from understanding the author’s intended message.
  • Critique of Reader-Response Theory:
    By insisting on the primacy of authorial intent, Juhl implicitly critiques Reader-Response Theory, which centers the reader’s interpretation as the primary source of meaning. He argues that interpretations detached from the author’s intention, such as those produced randomly, “lose their grounding” and cannot account for the text’s coherence, thus questioning the validity of purely reader-centered interpretations.
  • Contribution to Functionalism in Literary Criticism:
    Juhl introduces a functional approach to literary criticism by suggesting that textual features can only be meaningfully explained if they serve the author’s purpose. He states, “the fact that the words ‘in earth’s diurnal course’ connote gentle motion could in principle explain” the author’s choice of words, but only if understood within the context of the author’s intentions. This perspective adds a functionalist dimension to the analysis of literary texts.
  • Reinforcement of the Role of Context in Interpretation (Contextualism):
    Juhl’s argument underscores the importance of considering the author’s context and intentions in forming valid interpretations, aligning with Contextualist approaches in literary theory. He emphasizes that understanding why an author chose specific words or structures requires an analysis of the author’s intentions and circumstances, thus supporting a Contextualist view that interpretation cannot be isolated from the context in which a text was created.
  • Support for Theories of Textual Authority:
    Juhl’s work contributes to debates on textual authority by asserting that the author’s intention holds significant interpretative weight. He argues that without considering the author’s intent, interpretations “cannot in principle account for” the coherence of the text, thereby supporting theories that view the author as the primary authority in determining textual meaning.
Examples of Critiques Through “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl

·  William Wordsworth’s “A Slumber Did My Spirit Seal”:

  • Interpretation of Motion:
    Applying Juhl’s framework, one could critique the interpretation of the phrase “rolled round” in Wordsworth’s poem. Juhl would argue that interpreting this phrase as connoting “slow and gentle motion” (as opposed to “violent motion”) requires understanding the author’s intent. Critics could explore how Wordsworth’s intention to evoke a natural, serene transition from life to death supports a more coherent reading of the poem, as Juhl emphasizes the necessity of linking interpretation to authorial intent for coherence.

·  T.S. Eliot’s “The Love Song of J. Alfred Prufrock”:

  • Understanding Imagery:
    In Eliot’s poem, the fragmented and modernist imagery has led to varied interpretations. Using Juhl’s approach, a critique would focus on how different interpretations of Eliot’s imagery are coherent only when linked to his intention to portray the alienation and indecision of modern life. For example, the famous line “I have measured out my life with coffee spoons” can be interpreted through Juhl’s lens by analyzing Eliot’s intention to illustrate the mundanity and precision in Prufrock’s life, thus ensuring that the interpretation remains coherent and grounded in the author’s purpose.

·  Franz Kafka’s “The Metamorphosis”:

  • Interpreting Symbolism:
    In Kafka’s work, the transformation of Gregor Samsa into a giant insect can be interpreted in various ways. Juhl’s theory would suggest that the interpretation of this transformation should be tied to Kafka’s intention, perhaps as a commentary on alienation or existential dread. Critics applying Juhl’s approach might argue that interpretations which align Gregor’s transformation with Kafka’s intent to critique societal pressures and dehumanization are more coherent and meaningful, as they account for the purpose behind Kafka’s use of grotesque symbolism.

·  Jane Austen’s “Pride and Prejudice”:

  • Character Motivation and Dialogue:
    Austen’s use of irony and social commentary in “Pride and Prejudice” can be critiqued through Juhl’s perspective by focusing on the intentional use of dialogue and character interactions. For instance, interpreting Mr. Darcy’s initial proposal to Elizabeth as a moment of pride and misjudgment should be linked to Austen’s intention to critique social class and personal prejudice. Juhl’s framework would emphasize that understanding Austen’s purpose in crafting this dialogue ensures that the interpretation remains coherent and respects the author’s narrative intent.
Criticism Against “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl
  • Overemphasis on Authorial Intent: Critics argue that Juhl’s focus on authorial intent limits the interpretive possibilities of a text. By insisting that valid interpretations must be grounded in the author’s intentions, Juhl may disregard the potential for readers to find new meanings in texts that were not consciously intended by the author.
  • Neglect of Reader Response: Juhl’s theory downplays the role of the reader in constructing meaning, which is a central tenet of Reader-Response Theory. Critics contend that this diminishes the importance of the reader’s engagement with the text, where meaning is seen as dynamic and created in the interaction between text and reader.
  • Dismissal of Textual Autonomy: Some literary theorists critique Juhl for not allowing the text to stand on its own. By tying interpretation so closely to authorial intent, Juhl potentially undermines the concept of the text as an autonomous entity, capable of generating meaning independent of the author’s original intentions.
  • Inflexibility in Interpretive Approaches: Juhl’s approach may be seen as too rigid, as it does not easily accommodate interpretative flexibility. Critics argue that this rigidity could stifle creative or alternative readings of texts that might offer valuable insights, particularly in post-structuralist and deconstructionist frameworks, where ambiguity and multiplicity of meaning are embraced.
  • Potential Historical Limitations: Critics also point out that Juhl’s emphasis on authorial intent may be problematic when interpreting historical texts, where the author’s intent is difficult, if not impossible, to ascertain. This reliance on intent could limit the applicability of his approach to literary works from earlier periods or works by anonymous authors.
  • Insufficient Consideration of Cultural and Social Contexts: Juhl’s focus on the author’s intention may overlook the broader cultural, social, and historical contexts that influence both the creation and interpretation of texts. Critics argue that these contexts are crucial for a comprehensive understanding of a text, and that Juhl’s approach might not fully account for these factors.
  • Exclusion of Non-Intentional Meanings: Juhl’s theory is critiqued for excluding interpretations that arise from unintended meanings or accidental features of the text. Critics argue that these non-intentional aspects can be just as significant in the interpretative process and that Juhl’s framework might dismiss these potential readings.
Suggested Readings: “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl
  1. Beardsley, Monroe C. The Possibility of Criticism. Detroit: Wayne State University Press, 1970.
  2. Fish, Stanley. Is There a Text in This Class? The Authority of Interpretive Communities. Harvard University Press, 1980.
  3. Hirsch, E. D. Jr. Validity in Interpretation. Yale University Press, 1967.
  4. Wimsatt, W. K., and Monroe C. Beardsley. The Verbal Icon: Studies in the Meaning of Poetry. University of Kentucky Press, 1954.
  5. Juhl, P. D. “The Appeal to the Text: What Are We Appealing To?” The Journal of Aesthetics and Art Criticism, vol. 36, no. 3, 1978, pp. 277–87. JSTOR, https://doi.org/10.2307/430438. Accessed 13 Aug. 2024.
  6. Hirsch, E. D. “The Politics of Theories of Interpretation.” Critical Inquiry, vol. 9, no. 1, 1982, pp. 235–47. JSTOR, http://www.jstor.org/stable/1343282. Accessed 13 Aug. 2024.
  7. HERMAN, LUC, and BART VERVAECK. “Before and Surrounding Structuralism.” Handbook of Narrative Analysis, 2nd ed., University of Nebraska Press, 2019, pp. 11–41. JSTOR, http://www.jstor.org/stable/j.ctvr43mhw.6. Accessed 13 Aug. 2024.
  8. KNAPP, STEVEN, et al. “The Impossibility of Intentionless Meaning.” Intention Interpretation, Temple University Press, 1992, pp. 51–64. JSTOR, http://www.jstor.org/stable/j.ctt14bs87q.8. Accessed 13 Aug. 2024.
  9. NATHAN, DANIEL O., and GARY ISEMINGER. “Irony, Metaphor, and the Problem of Intention.” Intention Interpretation, Temple University Press, 1992, pp. 183–202. JSTOR, http://www.jstor.org/stable/j.ctt14bs87q.15. Accessed 13 Aug. 2024.
Representative Quotations from “The Appeal To The Text: What Are We Appealing To?” By P. D. Juhl with Explanation
QuotationExplanation
“We say that the text, or a certain part of the text, supports this interpretation rather than that because under the former the text is more coherent, or more complex, than under the latter.”Juhl argues that coherence and complexity are often used as criteria to justify interpretations. This reflects the idea that interpretations are judged based on how well they make the text appear logically consistent or sophisticated.
“What is being claimed is that I), but not I2, can account for the fact that ‘rolled round’ is qualified by words connoting gentle motion rather than by words which would suggest that the woman is being violently whirled about.”Here, Juhl illustrates the importance of authorial intent in determining which interpretation of a text is more coherent. The interpretation that aligns with the gentle motion suggested by the phrase is considered more coherent because it aligns with what is presumed to be the author’s intent.
“It is immediately obvious that we can no longer say that the words ‘in earth’s diurnal course’ qualify ‘rolled round’ because they are an appropriate means to suggest gentle motion.”Juhl uses a hypothetical scenario to demonstrate that without authorial intent, the coherence of a text’s interpretation is lost. This underscores his argument that intentionality is crucial for making sense of a text’s features, such as word choice or phrasing.
“Hence the fact that the words ‘in earth’s diurnal course’ connote, or are an appropriate means to suggest, gentle motion could in principle explain f… only under the assumption that the author had a certain purpose or intention.”Juhl emphasizes that understanding the meaning of a text relies on assuming the author had specific intentions. This reflects his argument that interpretation must be tied to what the author intended to convey for it to be coherent and meaningful.
“I have argued that unless an interpretation is a statement about the author’s intention, it cannot in principle account for f.”This quotation encapsulates Juhl’s central thesis: that valid interpretations must reflect the author’s intentions. Without reference to what the author intended, an interpretation cannot fully account for the text’s features, making it less coherent or justified.

“Literary Criticism And Philosophy” by F. R. Leavis: Summary and Critique

“Literary Criticism And Philosophy” by F. R. Leavis was first published in 1937 in the journal Scrutiny.

"Literary Criticism And Philosophy" by F. R. Leavis: Summary and Critique
Introduction: “Literary Criticism And Philosophy” by F. R. Leavis

“Literary Criticism And Philosophy” by F. R. Leavis was first published in 1937 in the journal Scrutiny. A cornerstone of Leavis’s critical thought, the essay emerged as a response to René Wellek’s challenge to articulate the theoretical underpinnings of his literary criticism. This seminal piece solidified Leavis’s reputation as a leading figure in English literary criticism and laid the groundwork for his subsequent influential works.

Summary of “Literary Criticism And Philosophy” by F. R. Leavis
  • Acknowledgment of Fundamental Criticism: Leavis expresses gratitude to Dr. Wellek for his thorough critique, acknowledging that the issues raised were ones he was already aware of but did not explicitly address. He states, “I must thank Dr. Wellek for bringing fundamental criticism to my work, and above all for raising in so complete a way an issue that a reviewer or two had more or less vaguely touched on.” Leavis admits that he was conscious of these assumptions but chose not to explicitly defend them.
  • Assumptions in Literary Criticism: Leavis acknowledges making several assumptions in his analysis of English poetry, which he did not explicitly state or defend. Dr. Wellek points out, “I could wish that you had made your assumptions more explicitly and defended them systematically.” In response, Leavis admits, “I knew I was making assumptions… and I was not less aware than I am now of what they involve.” This recognition shows his awareness of the underlying assumptions in his work.
  • Distinction Between Literary Criticism and Philosophy: Leavis emphasizes the distinction between literary criticism and philosophy, arguing that they are fundamentally different disciplines. He asserts, “Literary criticism and philosophy seem to me to be quite distinct and different kinds of discipline.” He further notes, “I myself am not a philosopher, and I doubt whether in any case I could elaborate a theory that he would find satisfactory.” This highlights his belief that the two fields require different approaches and that his work in criticism is not intended to be philosophical.
  • The Role of the Critic: Leavis defines the critic as the “complete reader,” whose primary task is to engage deeply with the text and realize its full meaning. He argues, “By the critic of poetry I understand the complete reader: the ideal critic is the ideal reader.” He contrasts this with the philosophical approach, stating, “The reading demanded by poetry is of a different kind from that demanded by philosophy.” This distinction underlines the critic’s role in fully experiencing and understanding the work, rather than analyzing it through an abstract lens.
  • Evaluation in Literary Criticism: Leavis discusses the nature of evaluation in literary criticism, emphasizing that it is an intrinsic part of the critic’s engagement with the text. He rejects the notion of applying an external norm to measure poetry, arguing, “The critic’s aim is, first, to realize as sensitively and completely as possible this or that which claims his attention.” He clarifies that evaluation is a natural outcome of this process, stating, “A certain valuing is implicit in the realizing.” This approach positions evaluation as a product of deep engagement with the text rather than an external judgment.
  • The Critic’s Methodology: Leavis highlights the importance of a concrete and detailed approach in literary criticism. He argues that the critic should focus on thoroughly engaging with the text and avoid premature generalizations. He advises, “The business of the literary critic is to attain a peculiar completeness of response and to observe a peculiarly strict relevance in developing his response into commentary.” This approach prioritizes a full and nuanced understanding of the work, rooted in its specific details.
  • Criticism of Theoretical Generalization: Leavis critiques the idea of deriving abstract principles from literary criticism, suggesting that such an approach is secondary to the concrete work of the critic. He explains, “The cogency I hoped to achieve was to be for other readers of poetry—readers of poetry as such.” He continues, “Ideally I ought perhaps… to be able to complete the work with a theoretical statement.” However, Leavis argues that such theoretical work would be a separate task, not integral to his primary aim of engaging with poetry on a concrete level.
  • Importance of Concrete Judgment: Leavis argues for the primacy of concrete judgment in literary criticism over abstract theorizing. He insists that engaging directly with the text is more valuable than stating general principles. He notes, “My whole effort was to work in terms of concrete judgments and particular analyses.” He believes that summarizing these judgments into abstract propositions would diminish their clarity and usefulness, stating, “I cannot see that I should have added to the clarity, cogency, or usefulness of my book by enunciating such a proposition.”
  • Advancing Literary Theory: Despite recognizing the limitations of his approach, Leavis believes that his focus on concrete criticism has contributed to the advancement of literary theory. He reflects, “There is, I hope, a chance that I may in this way have advanced theory, even if I haven’t done the theorizing.” He acknowledges the limitations of his method but maintains that working within these constraints is essential to producing meaningful criticism, stating, “I believe that any approach involves limitations, and that it is by recognizing them and working within them that one may hope to get something.”
Literary Terms/Concepts in “Literary Criticism And Philosophy” by F. R. Leavis
ConceptDefinition
ConcretenessA focus on specific examples and experiences rather than abstract ideas.
AbstractionThe process of forming general ideas or concepts by considering specific examples.
NormA standard, pattern, or model against which something is compared.
TraditionA body of cultural practices or beliefs passed down through generations.
ConventionA widely accepted practice or custom.
Contribution of “Literary Criticism And Philosophy” by F. R. Leavis to Literary Theory/Theories
  • Contribution to Practical Criticism: Leavis’s emphasis on the detailed and concrete analysis of literary texts is foundational to the practice of Practical Criticism, a method developed by I.A. Richards and further advanced by Leavis. Practical Criticism involves a close, text-centered approach, free from external theoretical frameworks. Leavis asserts, “My whole effort was to work in terms of concrete judgments and particular analyses.” This method focuses on engaging directly with the text, thereby contributing to the development of Practical Criticism as a key approach in literary theory.
  • Advancement of New Criticism: Leavis’s insistence on the autonomy of the text and the importance of close reading aligns with the principles of New Criticism, a literary theory that emphasizes the intrinsic value of the text itself, independent of historical or biographical contexts. He writes, “The critic’s aim is, first, to realize as sensitively and completely as possible this or that which claims his attention.” This focus on the text’s formal qualities and the rejection of external norms are central tenets of New Criticism, to which Leavis’s work has significantly contributed.
  • Development of Reader-Response Theory: Leavis’s concept of the critic as the “complete reader” who fully engages with the text foreshadows ideas central to Reader-Response Theory, which emerged later in the 20th century. Reader-Response Theory emphasizes the active role of the reader in creating meaning from a text. Leavis’s statement, “By the critic of poetry I understand the complete reader: the ideal critic is the ideal reader,” highlights the importance of the reader’s subjective experience, a key element in Reader-Response Theory.
  • Impact on Ethical Criticism: Leavis’s work also contributes to Ethical Criticism, which explores the moral implications and responsibilities inherent in literary texts. Although Leavis does not explicitly frame his criticism as ethical, his focus on the importance of literature’s connection to “direct vulgar living” and the “actual” can be seen as aligning with Ethical Criticism. He argues, “Traditions, or prevailing conventions or habits, that tend to cut poetry in general off from direct vulgar living and the actual… have a devitalizing effect.” This suggests a belief in the moral and ethical responsibilities of literature, which is a central concern of Ethical Criticism.
  • Contribution to the Theory of Close Reading: Leavis’s insistence on focusing on the particularities of the text itself, avoiding premature generalizations, is a key contribution to the theory and practice of Close Reading. Close Reading is a technique central to both New Criticism and Practical Criticism, and Leavis’s approach strongly supports this method. He states, “The business of the literary critic is to attain a peculiar completeness of response and to observe a peculiarly strict relevance in developing his response into commentary.” This method has been fundamental to the development of Close Reading as a rigorous analytical approach in literary theory.
  • Influence on Structuralism: While not directly a Structuralist, Leavis’s attention to the internal coherence and organization of a text can be seen as an early influence on Structuralist approaches to literature, which analyze the underlying structures within texts. Leavis speaks of the critic’s task to understand “the organization into which [a text] settles as a constituent in becoming ‘placed’,” suggesting a focus on the internal systems of meaning within a work. This approach aligns with Structuralist ideas that emphasize the underlying systems and relations within a text.
  • Reinforcement of Anti-Theoretical Stance in Literary Criticism: Leavis’s reluctance to abstractly theorize and his preference for concrete literary analysis have contributed to an anti-theoretical stance within some branches of literary criticism, particularly in reaction to the more abstract and philosophical approaches of Structuralism and Post-Structuralism. He states, “I believe that any approach involves limitations, and that it is by recognizing them and working within them that one may hope to get something.” This has reinforced a critical approach that values the text itself over theoretical abstractions, influencing later critics who advocate for a more pragmatic and less theoretical approach to literature.
Examples of Critiques Through “Literary Criticism And Philosophy” by F. R. Leavis
WorkAuthorFocus (Theoretical Concepts)
King LearShakespeareHuman suffering, moral complexity (Concreteness in portraying Lear’s descent into madness)
Paradise LostMiltonLanguage, theology, morality (Emphasis on the poem’s engagement with religious themes rather than abstract theological concepts)
Tess of the D’UrbervillesHardyTragic heroine, social context, realism (Rejection of a fixed moral standard in portraying Tess’s struggles)
The Waste LandEliotModernist techniques, cultural disillusionment (Importance of lived experience in capturing the fragmented nature of modern society)
Criticism Against “Literary Criticism And Philosophy” by F. R. Leavis
  • Lack of Theoretical Rigor: Critics argue that Leavis’s refusal to explicitly state and defend his assumptions leads to a lack of theoretical rigor. By not engaging with the philosophical underpinnings of his critical practice, Leavis is seen as avoiding a deeper exploration of the theoretical foundations of his work, which some believe weakens the overall intellectual robustness of his criticism.
  • Anti-Theoretical Stance: Leavis’s dismissal of abstract theorizing is criticized for contributing to an anti-theoretical stance in literary criticism. This approach is seen by some as limiting the scope of literary analysis, as it discourages engagement with broader theoretical frameworks that could provide deeper insights into literary texts.
  • Overemphasis on the Text Itself: Leavis’s focus on the text alone, without considering external contexts such as historical, social, or authorial influences, is criticized for being overly narrow. This approach is seen as reductive, potentially missing the broader cultural and ideological forces that shape literature and its interpretation.
  • Neglect of Philosophical Engagement: Leavis’s clear distinction between literary criticism and philosophy has been criticized for neglecting the productive interplay between these disciplines. Some argue that his rejection of philosophical analysis in literary criticism overlooks the valuable insights that philosophy can provide in understanding literature’s deeper meanings and ethical implications.
  • Subjectivity in Criticism: Leavis’s emphasis on the critic as the “complete reader” is seen by some as overly subjective, leading to concerns about the consistency and objectivity of his evaluations. Critics argue that this reliance on personal response can result in idiosyncratic readings that lack broader critical validity.
  • Resistance to Generalization: Leavis’s reluctance to generalize from his concrete analyses is seen as a limitation by some critics. This resistance to forming broader theoretical conclusions is criticized for preventing his work from contributing more substantially to the development of literary theory as a whole.
  • Potential Elitism in Criticism: Some critics have accused Leavis’s approach of being elitist, suggesting that his emphasis on certain canonical texts and high standards for literary quality reflects a narrow view of literature. This perspective is criticized for potentially marginalizing diverse voices and literary traditions that do not fit within his defined norms.
Suggested Readings: “Literary Criticism And Philosophy” by F. R. Leavis
  1. Bradbury, Malcolm. The Social Context of Modern English Literature. Oxford University Press, 1971.
  2. Eagleton, Terry. Literary Theory: An Introduction. University of Minnesota Press, 1983.
  3. Ellis, David. The Art of Literary Biography. Oxford University Press, 2002.
  4. Green, David. F. R. Leavis: A Revaluation. Oxford University Press, 1980.
  5. Hillis Miller, J. The Ethics of Reading: Kant, de Man, Eliot, Trollope, James, and Benjamin. Columbia University Press, 1987.
  6. MacKillop, Ian. F. R. Leavis: A Life in Criticism. Penguin Books, 1997.
  7. Medalie, David. F. R. Leavis and the Modernist Prose Fiction Tradition. Clarendon Press, 2002.
  8. Pole, David. “Leavis and Literary Criticism.” Philosophy, vol. 51, no. 195, 1976, pp. 21–34. JSTOR, http://www.jstor.org/stable/3749766. Accessed 13 Aug. 2024.
  9. Joyce, Chis. “The Idea of ‘Anti-Philosophy’ in the Work of F. R. Leavis.” The Cambridge Quarterly, vol. 38, no. 1, 2009, pp. 24–44. JSTOR, http://www.jstor.org/stable/42966981. Accessed 13 Aug. 2024.
  10. Kinch, M. B. “F. R. Leavis: Cultural Theorist?” The Cambridge Quarterly, vol. 22, no. 4, 1993, pp. 408–12. JSTOR, http://www.jstor.org/stable/42967294. Accessed 13 Aug. 2024.
Representative Quotations from “Literary Criticism And Philosophy” by F. R. Leavis with Explanation
QuotationExplanation
“Literary criticism and philosophy seem to me to be quite distinct and different kinds of discipline – at least, I think they ought to be.”Leavis emphasizes the inherent differences between literary criticism and philosophy, suggesting they demand distinct approaches and methodologies.
“The reading demanded by poetry is of a different kind from that demanded by philosophy.”Leavis underscores the unique nature of reading poetry, positing that it requires a different kind of engagement and responsiveness compared to philosophical inquiry.
“The critic’s aim is, first, to realize as sensitively and completely as possible this or that which claims his attention; and a certain valuing is implicit in the realizing.”This statement highlights the critic’s primary task of immersing themselves in the literary work to develop a deep and nuanced understanding that informs their evaluation.
“I do not see what would be gained by the kind of explicitness he demands (though I see what is lost by it).”Leavis expresses his skepticism towards the need for elaborate theoretical justifications in literary criticism, arguing that excessive abstraction can hinder the appreciation of the concrete literary experience.
“There is, I hope, a chance that I may in this way have advanced theory, even if I haven’t done the theorizing.”This concluding remark suggests that Leavis believes his concrete critical practice can contribute to theoretical understanding, even without explicit theoretical formulations.

“The Hound of Heaven” by Francis Thompson: A Critical Analysis

“The Hound of Heaven” by Francis Thompson first appeared in 1890 in the periodical Merry England, later to be included in his 1893 collection of poems.

"The Hound of Heaven" by Francis Thompson: A Critical Analysis
Introduction: “The Hound of Heaven” by Francis Thompson

“The Hound of Heaven” by Francis Thompson first appeared in 1890 in the periodical Merry England, later to be included in his 1893 collection of poems. A masterpiece of spiritual exploration, the poem is renowned for its dramatic, confessional tone and its vivid, almost hallucinatory imagery. Thompson employs a complex rhyme scheme and intricate meter to mirror the tumultuous inner journey of the speaker, who flees from the relentless pursuit of divine love. The poem’s profound exploration of faith, doubt, and ultimate surrender has resonated with readers for over a century.

Text: “The Hound of Heaven” by Francis Thompson

I fled Him, down the nights and down the days;
   I fled Him, down the arches of the years;
I fled Him, down the labyrinthine ways
   Of my own mind; and in the midst of tears
I hid from Him, and under running laughter.
             Up vistaed hopes I sped;
             And shot, precipitated,
Adown Titanic glooms of chasmed fears,
   From those strong Feet that followed, followed after.
             But with unhurrying chase,
             And unperturbèd pace,
     Deliberate speed, majestic instancy,
             They beat—and a Voice beat
             More instant than the Feet—
     ‘All things betray thee, who betrayest Me’.

             I pleaded, outlaw-wise,
By many a hearted casement, curtained red,
   Trellised with intertwining charities;
(For, though I knew His love Who followed,
             Yet was I sore adread
Lest, having Him, I must have naught beside.)
But, if one little casement parted wide,
   The gust of His approach would clash it to:
   Fear wist not to evade, as Love wist to pursue.
Across the margent of the world I fled,
   And troubled the gold gateway of the stars,
   Smiting for shelter on their clanged bars;
             Fretted to dulcet jars
And silvern chatter the pale ports o’ the moon.
I said to Dawn: Be sudden—to Eve: Be soon;
   With thy young skiey blossom heap me over
             From this tremendous Lover—
Float thy vague veil about me, lest He see!
   I tempted all His servitors, but to find
My own betrayal in their constancy,
In faith to Him their fickleness to me,
   Their traitorous trueness, and their loyal deceit.
To all swift things for swiftness did I sue;
   Clung to the whistling mane of every wind.
          But whether they swept, smoothly fleet,
     The long savannahs of the blue;
            Or, whether, Thunder-driven,
          They clanged his chariot ‘thwart a heaven,
Plashy with flying lightnings round the spurn o’ their feet:—
   Fear wist not to evade as Love wist to pursue.
             Still with unhurrying chase,
             And unperturbed pace,
      Deliberate speed, majestic instancy,
             Came on the following Feet,
             And a Voice above their beat—
‘Naught shelters thee, who wilt not shelter Me.’

I sought no more after that which I strayed
          In face of man or maid;
But still within the little children’s eyes
          Seems something, something that replies,
They at least are for me, surely for me!
I turned me to them very wistfully;
But just as their young eyes grew sudden fair
         With dawning answers there,
Their angel plucked them from me by the hair.
Come then, ye other children, Nature’s—share
With me’ (said I) ‘your delicate fellowship;
          Let me greet you lip to lip,
          Let me twine with you caresses,
              Wantoning
          With our Lady-Mother’s vagrant tresses,
             Banqueting
          With her in her wind-walled palace,
          Underneath her azured dais,
          Quaffing, as your taintless way is,
             From a chalice
Lucent-weeping out of the dayspring.’
             So it was done:
I in their delicate fellowship was one—
Drew the bolt of Nature’s secrecies.
          I knew all the swift importings
          On the wilful face of skies;
           I knew how the clouds arise
          Spumèd of the wild sea-snortings;
             All that’s born or dies
          Rose and drooped with; made them shapers
Of mine own moods, or wailful divine;
          With them joyed and was bereaven.
          I was heavy with the even,
          When she lit her glimmering tapers
          Round the day’s dead sanctities.
          I laughed in the morning’s eyes.
I triumphed and I saddened with all weather,
          Heaven and I wept together,
And its sweet tears were salt with mortal mine:
Against the red throb of its sunset-heart
          I laid my own to beat,
          And share commingling heat;
But not by that, by that, was eased my human smart.
In vain my tears were wet on Heaven’s grey cheek.
For ah! we know not what each other says,
          These things and I; in sound I speak—
Their sound is but their stir, they speak by silences.
Nature, poor stepdame, cannot slake my drouth;
          Let her, if she would owe me,
Drop yon blue bosom-veil of sky, and show me
          The breasts o’ her tenderness:
Never did any milk of hers once bless
             My thirsting mouth.
             Nigh and nigh draws the chase,
             With unperturbed pace,
Deliberate speed, majestic instancy;
             And past those noisèd Feet
             A voice comes yet more fleet—
          ‘Lo! naught contents thee, who content’st not Me.’

Naked I wait Thy love’s uplifted stroke!
My harness piece by piece Thou has hewn from me,
             And smitten me to my knee;
          I am defenceless utterly.
          I slept, methinks, and woke,
And, slowly gazing, find me stripped in sleep.
In the rash lustihead of my young powers,
          I shook the pillaring hours
And pulled my life upon me; grimed with smears,
I stand amidst the dust o’ the mounded years—
My mangled youth lies dead beneath the heap.
My days have crackled and gone up in smoke,
Have puffed and burst as sun-starts on a stream.
          Yea, faileth now even dream
The dreamer, and the lute the lutanist;
Even the linked fantasies, in whose blossomy twist
I swung the earth a trinket at my wrist,
Are yielding; cords of all too weak account
For earth with heavy griefs so overplussed.
          Ah! is Thy love indeed
A weed, albeit an amarinthine weed,
Suffering no flowers except its own to mount?
          Ah! must—
          Designer infinite!—
Ah! must Thou char the wood ere Thou canst limn with it?
My freshness spent its wavering shower i’ the dust;
And now my heart is as a broken fount,
Wherein tear-drippings stagnate, spilt down ever
          From the dank thoughts that shiver
Upon the sighful branches of my mind.
          Such is; what is to be?
The pulp so bitter, how shall taste the rind?
I dimly guess what Time in mists confounds;
Yet ever and anon a trumpet sounds
From the hid battlements of Eternity;
Those shaken mists a space unsettle, then
Round the half-glimpsed turrets slowly wash again.
          But not ere him who summoneth
          I first have seen, enwound
With glooming robes purpureal, cypress-crowned;
His name I know and what his trumpet saith.
Whether man’s heart or life it be which yields
          Thee harvest, must Thy harvest-fields
          Be dunged with rotten death?

             Now of that long pursuit
             Comes on at hand the bruit;
          That Voice is round me like a bursting sea:
          ‘And is thy earth so marred,
          Shattered in shard on shard?
          Lo, all things fly thee, for thou fliest Me!

          ‘Strange, piteous, futile thing!
Wherefore should any set thee love apart?
Seeing none but I makes much of naught’ (He said),
‘And human love needs human meriting:
          How hast thou merited—
Of all man’s clotted clay the dingiest clot?
          Alack, thou knowest not
How little worthy of any love thou art!
Whom wilt thou find to love ignoble thee,
          Save Me, save only Me?
All which I took from thee I did but take,
          Not for thy harms,
But just that thou might’st seek it in My arms.
          All which thy child’s mistake
Fancies as lost, I have stored for thee at home:
          Rise, clasp My hand, and come!’

   Halts by me that footfall:
   Is my gloom, after all,
Shade of His hand, outstretched caressingly?
   ‘Ah, fondest, blindest, weakest,
   I am He Whom thou seekest!
Thou dravest love from thee, who dravest Me.’  

Annotations: “The Hound of Heaven” by Francis Thompson
StanzaTextAnnotations
1“I fled Him, down the nights and down the days…”The speaker begins by describing his relentless flight from God, who is personified as a persistent pursuer. Despite the speaker’s attempts to escape, God’s “unhurrying chase” continues. This stanza sets the tone of the poem, reflecting the tension between human will and divine pursuit.
2“I pleaded, outlaw-wise…”The speaker acknowledges the futility of his escape, expressing fear of surrendering to God’s love because it might require giving up everything else. The stanza portrays the inner conflict between the desire for autonomy and the inevitability of divine love.
3“Across the margent of the world I fled…”The speaker continues to describe his desperate attempts to evade God’s pursuit by seeking refuge in nature and the cosmos. The imagery here conveys the vastness of the speaker’s flight and the cosmic scale of his fear.
4“To all swift things for swiftness did I sue…”The speaker attempts to escape by aligning himself with the speed of nature’s elements (wind, thunder), but realizes that God’s pursuit is relentless and inevitable. The stanza emphasizes the futility of fleeing from divine love.
5“I sought no more after that which I strayed…”The speaker turns to human relationships, particularly the innocence and purity of children, as a refuge. However, even this proves inadequate, as the children are ultimately beyond his grasp. The stanza reflects the speaker’s growing sense of isolation.
6“Come then, ye other children, Nature’s—share…”The speaker attempts to find solace in nature and the natural world, seeking to become one with it. Despite this connection, the speaker feels unfulfilled, indicating that nature cannot satisfy the deeper spiritual longing.
7“So it was done: I in their delicate fellowship was one…”The speaker describes his temporary union with nature and its mysteries, but this connection does not alleviate his spiritual anguish. The fleeting joy found in nature is contrasted with the persistent sorrow of separation from God.
8“Nigh and nigh draws the chase…”God’s pursuit becomes more intense, and the speaker realizes that nothing in the world can satisfy or shelter him. The repetition of “deliberate speed, majestic instancy” highlights the inevitability of God’s love.
9“Naked I wait Thy love’s uplifted stroke!”The speaker finally surrenders to God’s love, acknowledging his defenselessness and spiritual nakedness. The imagery of being stripped and smitten reflects the speaker’s submission to divine will.
10“My days have crackled and gone up in smoke…”The speaker laments the wasted years of his life, which are now “crackled and gone up in smoke.” This stanza reflects the speaker’s regret and the realization of the emptiness of his pursuits.
11“For ah! we know not what each other says…”The speaker expresses a sense of disconnection from nature and its elements, feeling that they “speak by silences.” This stanza underscores the speaker’s spiritual loneliness and the inadequacy of nature to provide true solace.
12“Such is; what is to be?…”The speaker grapples with the bitterness of his experiences and the uncertainty of the future. The imagery of a “broken fount” and “tear-drippings” conveys the speaker’s emotional exhaustion and spiritual desolation.
13“But not ere him who summoneth…”The speaker catches a glimpse of eternity and the divine, but the vision is fleeting and obscured by the “mists” of time. This stanza reflects the speaker’s struggle to grasp the divine and the ephemeral nature of spiritual insights.
14“Whether man’s heart or life it be which yields…”The speaker questions whether God’s harvest of human souls must be nourished by suffering and death. The stanza reflects the speaker’s contemplation of the harsh realities of life and the role of suffering in spiritual growth.
15“Now of that long pursuit…”The speaker senses the imminent conclusion of God’s pursuit, likening it to a “bursting sea.” This stanza marks the climax of the poem, where the speaker is on the verge of being overtaken by divine love.
16“Strange, piteous, futile thing!…”God addresses the speaker directly, revealing that all the speaker’s attempts to find love and fulfillment apart from God were doomed to fail. The stanza highlights the theme of divine love as the only true source of fulfillment.
17“All which I took from thee I did but take…”God explains that the speaker’s losses were not meant to harm, but to guide him back to divine love. This stanza emphasizes the redemptive nature of God’s love and the idea that true fulfillment can only be found in returning to God.
18“Halts by me that footfall:…”The poem concludes with the speaker’s realization that his sense of separation from God was an illusion. God’s presence, which the speaker had fled, is now understood as an outstretched hand of love. The final lines convey a sense of reconciliation and the end of the speaker’s spiritual journey.
Literary And Poetic Devices: “The Hound of Heaven” by Francis Thompson
DeviceDefinitionExampleFunction
AlliterationRepetition of consonant sounds at the beginning of words“Fled Him, down the nights and down the days”Creates a rhythmic and haunting effect, emphasizing the speaker’s desperate flight.
ApostropheDirect address to an absent or imaginary person or thing“I said to Dawn: Be sudden—to Eve: Be soon;”Creates a sense of intimacy and emotional intensity, as if the speaker is confiding in the natural world.
EnjambmentContinuing a sentence or phrase beyond the end of a line“I fled Him, down the nights and down the days;<br>I fled Him, down the arches of the years;”Creates a breathless and urgent tone, mirroring the speaker’s frantic escape.
ImageryVivid description that appeals to the senses“Titanic glooms of chasmed fears”Creates a powerful and evocative picture of the speaker’s inner turmoil.
IronyA contrast between what is expected and what actually happens“Their traitorous trueness, and their loyal deceit”Highlights the complexity of human relationships and the speaker’s isolation.
MetaphorA comparison between two unlike things without using “like” or “as”“Nature, poor stepdame, cannot slake my drouth”Presents Nature as a harsh and uncaring mother figure, emphasizing the speaker’s spiritual thirst.
OnomatopoeiaWords that imitate sounds“Clung to the whistling mane of every wind”Creates a dynamic and sensory experience, bringing the natural world to life.
ParadoxA statement that seems contradictory but is actually true“Deliberate speed, majestic instancy”Emphasizes the paradoxical nature of God’s pursuit, which is both relentless and patient.
PersonificationGiving human qualities to non-human things“The gust of His approach would clash it to:”Creates a sense of immediacy and danger, as if God’s presence is a physical force.
RepetitionRepeating words or phrases for emphasis“I fled Him, down the nights and down the days”Reinforces the speaker’s obsessive desire to escape.
SimileA comparison between two unlike things using “like” or “as”“Their angel plucked them from me by the hair”Creates a vivid image of the speaker’s loss of innocence and purity.
SymbolismThe use of objects or images to represent abstract ideas“The Hound of Heaven” itself symbolizes God’s relentless pursuit of the speaker’s soul.
SynecdocheA figure of speech in which a part represents the whole“I shook the pillaring hours”Suggests the speaker’s control over time, which is ultimately illusory.
ToneThe author’s attitude toward the subject matterThe poem shifts from despair and fear to acceptance and surrender, reflecting the speaker’s spiritual journey.
UnderstatementPresenting something as less important than it actually is“I am defenceless utterly”Emphasizes the speaker’s vulnerability and complete reliance on God.
Verse FormThe structure of the poemBlank verse, with variations in line length and rhythmCreates a sense of fluidity and natural speech, allowing for emotional expression.
Themes: “The Hound of Heaven” by Francis Thompson

·       Theme 1: Divine Pursuit and Human Evasion: Thompson’s poem is a dramatic portrayal of the soul’s flight from God and the relentless pursuit of divine love. The speaker embodies humanity’s tendency to evade spiritual truths, seeking refuge in material possessions, relationships, and the natural world. Yet, despite every attempt to escape, “with unhurrying chase, and unperturbed pace,” God pursues the fleeing soul, ultimately leading to a moment of surrender.

·       Theme 2: The Insufficiency of Creation: The speaker desperately seeks fulfillment in the created world, turning to nature, relationships, and even childhood innocence. However, Thompson suggests that these earthly comforts are ultimately inadequate to satisfy the soul’s deepest longing. Nature, personified as a “poor stepdame,” fails to quench the speaker’s thirst, emphasizing the spiritual void that only divine love can fill.

·       Theme 3: The Transforming Power of Love: While the poem begins with a sense of despair and alienation, it culminates in a profound transformation. Through the relentless pursuit of the “Hound of Heaven,” the speaker is stripped of their defenses and brought to a state of utter vulnerability. This process, though painful, is ultimately liberating, as the soul is finally open to receive the love of God.

·       Theme 4: The Mystery of Divine Love: Thompson explores the paradoxical nature of God’s love, which is both consuming and comforting, demanding and tender. The poet grapples with the question of why God would pursue a seemingly unworthy soul, ultimately finding solace in the incomprehensible nature of divine mercy. The poem concludes with a sense of awe and wonder as the speaker yields to the love that has been relentlessly pursuing them.

Literary Theories and “The Hound of Heaven” by Francis Thompson

Literary TheoryApplication to “The Hound of Heaven”Critique
Psychoanalytic TheoryApplication: This theory, based on the ideas of Sigmund Freud, explores the unconscious mind, repressed desires, and internal conflicts. In “The Hound of Heaven,” the speaker’s flight from God can be interpreted as a manifestation of internal psychological conflict. The relentless pursuit by God symbolizes the speaker’s repressed guilt and the unconscious need for reconciliation with divine authority. The poem can be seen as a journey of the self, where the conscious mind (ego) battles against the demands of the unconscious (id) and the moral imperatives of the superego, embodied by God.Critique: Psychoanalytic theory offers a profound understanding of the speaker’s internal struggle, but it might oversimplify the spiritual dimensions of the poem by reducing them to psychological processes. The theory may overlook the theological and metaphysical aspects that are central to the poem, potentially misinterpreting the nature of the divine pursuit as merely a projection of the speaker’s psyche rather than a genuine spiritual encounter.
Christian Allegorical TheoryApplication: As a Christian allegory, “The Hound of Heaven” can be interpreted as a metaphorical narrative of the soul’s flight from God’s grace and its eventual return to divine love. The poem draws heavily on Christian themes such as sin, redemption, and divine mercy. The relentless pursuit by God represents the omnipresent and unyielding nature of divine grace, which the sinner cannot escape. The poem aligns with the biblical parable of the Prodigal Son, where the wayward individual eventually returns to the embrace of a loving Father.Critique: While the allegorical interpretation captures the religious essence of the poem, it might limit the reading of the text to strictly theological terms, potentially neglecting the personal, emotional, and existential dimensions of the speaker’s experience. This approach may also downplay the poem’s universal themes, making it primarily accessible to those with a Christian background, rather than a broader audience.
Existentialist TheoryApplication: Existentialism, which emphasizes the individual’s experience of alienation, freedom, and the search for meaning, provides a framework for understanding the speaker’s journey in “The Hound of Heaven.” The poem can be seen as an existential crisis where the speaker grapples with the meaning of life, the fear of losing autonomy, and the inevitability of divine confrontation. The speaker’s flight represents the existential fear of confronting the absolute, while the eventual surrender signifies the acceptance of one’s essence and the realization that true freedom lies in embracing divine purpose.Critique: The existentialist interpretation highlights the speaker’s struggle with autonomy and meaning, but it might neglect the spiritual resolution that the poem offers. Existentialism’s focus on individual experience and subjective meaning might underplay the universal and transcendent aspects of the poem, particularly the role of divine grace as a source of ultimate meaning beyond personal existence. This approach may also risk interpreting the divine pursuit as a form of existential dread rather than an act of love.
Critical Questions about “The Hound of Heaven” by Francis Thompson
  • How does the poem portray the tension between human free will and divine predestination?
  • “The Hound of Heaven” explores the tension between the speaker’s desire for autonomy and the inescapable pursuit of divine grace. Throughout the poem, the speaker exercises his free will by fleeing from God (“I fled Him, down the nights and down the days”), yet despite all attempts to escape, he is unable to evade the “unhurrying chase” of God’s love. The repeated imagery of pursuit and flight raises the question of whether the speaker’s free will is truly his own or whether he is ultimately predestined to return to God. The poem challenges the reader to consider whether human efforts to escape divine will are futile, as the divine presence appears inevitable and all-encompassing (“All things betray thee, who betrayest Me”).
  • In what ways does “The Hound of Heaven” reflect the theme of spiritual crisis and redemption?
  • The poem vividly portrays the speaker’s spiritual crisis as he grapples with the fear of losing his worldly attachments if he surrenders to God’s love. This fear is evident when the speaker says, “Lest, having Him, I must have naught beside,” revealing his dread of being left with nothing but God. The spiritual crisis deepens as the speaker realizes the futility of finding fulfillment in anything other than divine love, culminating in a moment of redemption when he finally stops fleeing and acknowledges God’s presence (“Rise, clasp My hand, and come!”). The poem’s narrative arc, from relentless flight to eventual submission, mirrors the process of spiritual awakening and redemption, highlighting the transformative power of divine grace.
  • How does Francis Thompson use imagery and symbolism to convey the speaker’s internal conflict?
  • Thompson employs rich imagery and symbolism throughout the poem to depict the speaker’s internal struggle. The “labyrinthine ways” of the speaker’s mind symbolize the complex and confusing nature of his thoughts as he attempts to escape from God. The “Titanic glooms of chasmed fears” represent the deep, overwhelming fears that the speaker faces as he flees, while the “gust of His approach” symbolizes the relentless and unavoidable presence of God. The symbolism of nature, such as the “gold gateway of the stars” and “pale ports o’ the moon,” reflects the speaker’s futile attempts to seek refuge in the physical world, only to find that it cannot provide the shelter he desires. These images powerfully illustrate the speaker’s inner turmoil and the inevitable pull of divine love.
  • What role does the concept of divine love play in the speaker’s journey, and how is it characterized in the poem?
  • Divine love is central to the speaker’s journey in “The Hound of Heaven,” characterized as both relentless and compassionate. God’s pursuit is described as “majestic instancy” and “unperturbed pace,” suggesting a love that is both powerful and patient. Despite the speaker’s fear and resistance, divine love is portrayed as unyielding, yet not forceful or violent, as it patiently waits for the speaker to return (“Thou dravest love from thee, who dravest Me”). The final revelation of God’s love as an outstretched hand ready to embrace the speaker (“Rise, clasp My hand, and come!”) underscores the idea that divine love is not punitive but rather redemptive, offering the speaker the ultimate solace and fulfillment that he had been fleeing from. The poem thus characterizes divine love as an inescapable, yet tender force that seeks to reclaim the soul.

Literary Works Similar to “The Hound of Heaven” by Francis Thompson

  1. “The Divine Comedy” by Dante Alighieri: Similarity: Both works explore the theme of a soul’s journey towards redemption and the relentless pursuit of divine grace. Like “The Hound of Heaven,” Dante’s epic poem depicts the protagonist’s spiritual awakening and reconciliation with God.
  2. “The Pilgrim’s Progress” by John Bunyan: Similarity: This Christian allegory shares with “The Hound of Heaven” the theme of the soul’s struggle to escape sin and the ultimate surrender to divine guidance. Both works emphasize the spiritual journey and the transformative power of divine love.
  3. “God’s Grandeur” by Gerard Manley Hopkins: Similarity: Hopkins’ poem, like “The Hound of Heaven,” reflects on the omnipresence and persistence of God’s presence in the world, despite human attempts to ignore or flee from it. Both poems convey the idea of an inescapable divine force.
  4. “Paradise Lost” by John Milton: Similarity: Milton’s epic explores the consequences of rebelling against God and the subsequent yearning for redemption, similar to the speaker’s flight and eventual submission to divine love in “The Hound of Heaven.” Both works engage deeply with Christian theology and the human condition.
  5. “Dark Night of the Soul” by St. John of the Cross: Similarity: This spiritual text, like “The Hound of Heaven,” describes the soul’s profound journey through spiritual desolation and the eventual union with God. Both works emphasize the concept of divine pursuit and the soul’s struggle to reconcile with God.
Suggested Readings: “The Hound of Heaven” by Francis Thompson
  1. Cross, F. L. “Francis Thompson’s ‘The Hound of Heaven’: A Poetic Encounter with God.” Literature and Theology, vol. 5, no. 3, 1991, pp. 267-278.
  2. Buchen, Irving H. “Source-Hunting versus Tradition: Thompson’s ‘The Hound of Heaven.’” Victorian Poetry, vol. 2, no. 2, 1964, pp. 111–15. JSTOR, http://www.jstor.org/stable/40001255. Accessed 10 Aug. 2024.
  3. Woollen, C. J. “The Hound of Heaven.” The Irish Monthly, vol. 77, no. 913, 1949, pp. 332–35. JSTOR, http://www.jstor.org/stable/20516020. Accessed 10 Aug. 2024.
  4. Brown, S. J. “Imagery in the Poetry of Francis Thompson.” The Irish Monthly, vol. 59, no. 701, 1931, pp. 710–18. JSTOR, http://www.jstor.org/stable/20513144. Accessed 10 Aug. 2024.
  5. Schaefer, William D. “Henley and ‘The Hound of Heaven.’” Victorian Poetry, vol. 5, no. 3, 1967, pp. 171–81. JSTOR, http://www.jstor.org/stable/40001409. Accessed 10 Aug. 2024.
  6. Leahy, Maurice. “‘The Hound of Heaven.’” The Irish Monthly, vol. 62, no. 735, 1934, pp. 565–74. JSTOR, http://www.jstor.org/stable/43649429. Accessed 10 Aug. 2024.
Representative Quotations of “The Hound of Heaven” by Francis Thompson
QuotationContextTheoretical Perspective
“I fled Him, down the nights and down the days; / I fled Him, down the arches of the years;”This opening line establishes the speaker’s persistent attempt to escape from God, symbolizing a flight from divine love and grace. It sets the tone for the poem, reflecting the speaker’s fear and reluctance to submit to God’s pursuit.Psychoanalytic Theory: This quote can be seen as an expression of the speaker’s internal psychological conflict, where fleeing represents the repression of guilt and fear of confronting the unconscious need for divine love.
“But with unhurrying chase, / And unperturbed pace, / Deliberate speed, majestic instancy,”This describes God’s relentless yet patient pursuit of the speaker. Despite the speaker’s attempts to flee, God’s pursuit is calm, inevitable, and filled with grandeur, underscoring the omnipresence of divine love.Christian Allegorical Theory: The portrayal of God’s pursuit in these lines aligns with the concept of divine grace in Christian theology, where God’s love is persistent and unwavering, seeking to bring the soul back to Him.
“All things betray thee, who betrayest Me.”Here, God speaks to the speaker, emphasizing that everything the speaker relies on or turns to in his flight is ultimately untrustworthy because he has rejected divine love. The betrayal the speaker feels from the world is a reflection of his own betrayal of God.Existentialist Theory: This quote highlights the existential realization that in rejecting the absolute (God), the speaker finds himself in a world that offers no true refuge or meaning, leading to a crisis of purpose and identity.
“Naked I wait Thy love’s uplifted stroke!”This line occurs when the speaker finally stops fleeing and submits to God’s will, recognizing his vulnerability and complete dependence on divine mercy. It marks the turning point in the poem where the speaker acknowledges the futility of his resistance.Psychoanalytic Theory: The speaker’s “nakedness” symbolizes the stripping away of all defenses and illusions, representing the moment of surrender to the unconscious truth of his need for divine love, akin to the psychoanalytic process of confronting repressed emotions.
“Rise, clasp My hand, and come!”In the poem’s climax, God extends an invitation to the speaker to return to Him, offering redemption and forgiveness. This moment represents the resolution of the speaker’s spiritual journey, where divine love triumphs over the speaker’s resistance.Christian Allegorical Theory: This quotation is a direct allegory for the Christian concept of salvation, where the prodigal soul is welcomed back into the fold of divine love and grace. It embodies the idea of redemption and the unconditional nature of God’s love.

“The Hollow Men” by T. S. Eliot: A Critical Analysis

“The Hollow Men” by T. S. Eliot, a seminal work of Modernist poetry, first appeared in 1925 as an integral component of his collection Poems, 1920.

"The Hollow Men" by T. S. Eliot: A Critical Analysis
Introduction: “The Hollow Men” by T. S. Eliot

“The Hollow Men” by T. S. Eliot, a seminal work of Modernist poetry, first appeared in 1925 as an integral component of his collection Poems, 1920. Characterized by its fragmented and disjointed structure, which mirrors the shattered psyche of a post-war generation, the poem delves into the profound depths of spiritual desolation and existential emptiness. Through its haunting imagery and evocative symbolism, Eliot masterfully captures the pervasive sense of alienation and meaninglessness that gripped society in the aftermath of the Great War, rendering the poem a poignant and enduring reflection of its era.

Text: “The Hollow Men” by T. S. Eliot

Mistah Kurtz-he dead
            A penny for the Old Guy



                        I

    We are the hollow men
    We are the stuffed men
    Leaning together
    Headpiece filled with straw. Alas!
    Our dried voices, when
    We whisper together
    Are quiet and meaningless
    As wind in dry grass
    Or rats’ feet over broken glass
    In our dry cellar
   
    Shape without form, shade without colour,
    Paralysed force, gesture without motion;
   
    Those who have crossed
    With direct eyes, to death’s other Kingdom
    Remember us-if at all-not as lost
    Violent souls, but only
    As the hollow men
    The stuffed men.

   
                              II

    Eyes I dare not meet in dreams
    In death’s dream kingdom
    These do not appear:
    There, the eyes are
    Sunlight on a broken column
    There, is a tree swinging
    And voices are
    In the wind’s singing
    More distant and more solemn
    Than a fading star.
   
    Let me be no nearer
    In death’s dream kingdom
    Let me also wear
    Such deliberate disguises
    Rat’s coat, crowskin, crossed staves
    In a field
    Behaving as the wind behaves
    No nearer-
   
    Not that final meeting
    In the twilight kingdom

   
                    III

    This is the dead land
    This is cactus land
    Here the stone images
    Are raised, here they receive
    The supplication of a dead man’s hand
    Under the twinkle of a fading star.
   
    Is it like this
    In death’s other kingdom
    Waking alone
    At the hour when we are
    Trembling with tenderness
    Lips that would kiss
    Form prayers to broken stone.

   
                      IV

    The eyes are not here
    There are no eyes here
    In this valley of dying stars
    In this hollow valley
    This broken jaw of our lost kingdoms
   
    In this last of meeting places
    We grope together
    And avoid speech
    Gathered on this beach of the tumid river
   
    Sightless, unless
    The eyes reappear
    As the perpetual star
    Multifoliate rose
    Of death’s twilight kingdom
    The hope only
    Of empty men.

   
                            V

    Here we go round the prickly pear
    Prickly pear prickly pear
    Here we go round the prickly pear
    At five o’clock in the morning.

   
    Between the idea
    And the reality
    Between the motion
    And the act
    Falls the Shadow
                                    For Thine is the Kingdom
   
    Between the conception
    And the creation
    Between the emotion
    And the response
    Falls the Shadow
                                    Life is very long
   
    Between the desire
    And the spasm
    Between the potency
    And the existence
    Between the essence
    And the descent
    Falls the Shadow
                                    For Thine is the Kingdom
   
    For Thine is
    Life is
    For Thine is the
   
    This is the way the world ends
    This is the way the world ends
    This is the way the world ends
    Not with a bang but a whimper.

Annotations: “The Hollow Men” by T. S. Eliot
StanzaTextAnnotation
Epigraph“Mistah Kurtz—he dead A penny for the Old Guy”The epigraph references Conrad’s “Heart of Darkness” where Kurtz represents a figure of moral decay and existential emptiness. “A penny for the Old Guy” alludes to Guy Fawkes, symbolizing betrayal and failed rebellion. Together, these references introduce themes of futility and spiritual desolation.
I“We are the hollow men We are the stuffed men Leaning together Headpiece filled with straw. Alas!”The “hollow men” symbolize the emptiness of modern existence. They are “stuffed” with straw, indicating a lack of true substance or soul, similar to scarecrows. The phrase “Alas!” underscores the lamentation over this condition.
“Our dried voices, when We whisper together Are quiet and meaningless As wind in dry grass Or rats’ feet over broken glass In our dry cellar”The hollow men’s voices are dry and insignificant, likened to meaningless whispers or sounds of decay. The imagery of “wind in dry grass” and “rats’ feet over broken glass” evokes a sense of desolation and lifelessness.
“Shape without form, shade without colour, Paralysed force, gesture without motion;”The hollow men are depicted as paradoxical figures—existing without essence, having the appearance of life but devoid of actual vitality. This highlights their spiritual paralysis and inability to take meaningful action.
“Those who have crossed With direct eyes, to death’s other Kingdom Remember us—if at all—not as lost Violent souls, but only As the hollow men The stuffed men.”Those who have faced death with courage (“with direct eyes”) may remember the hollow men not as souls who have lost their way through violence, but as empty beings—insignificant and devoid of purpose.
II“Eyes I dare not meet in dreams In death’s dream kingdom These do not appear:”The “eyes” symbolize judgment or truth that the speaker fears to confront, even in the dreamlike state of death. The avoidance of these eyes indicates a fear of self-awareness or moral reckoning.
“There, the eyes are Sunlight on a broken column There, is a tree swinging And voices are In the wind’s singing More distant and more solemn Than a fading star.”In “death’s dream kingdom,” the eyes are compared to sunlight on a broken column, symbolizing fragmented truth or ruined ideals. The imagery of a tree swinging and distant voices adds to the feeling of isolation and melancholy in this realm.
“Let me be no nearer In death’s dream kingdom Let me also wear Such deliberate disguises Rat’s coat, crowskin, crossed staves In a field Behaving as the wind behaves No nearer—”The speaker wishes to remain distant from this truth or revelation in death, preferring to hide behind “deliberate disguises” that evoke decay and death (“rat’s coat,” “crowskin”). The desire to “behave as the wind behaves” suggests a longing for detachment and invisibility.
“Not that final meeting In the twilight kingdom”The “final meeting” likely refers to a confrontation with ultimate truth or judgment, which the speaker fears and wishes to avoid. “Twilight kingdom” implies a liminal state between life and death, reality and dream.
III“This is the dead land This is cactus land Here the stone images Are raised, here they receive The supplication of a dead man’s hand Under the twinkle of a fading star.”The “dead land” and “cactus land” symbolize a barren, spiritually desolate place. The “stone images” suggest idols or false gods, receiving prayers from the dead, indicating futility in worship and the collapse of meaning in this world.
“Is it like this In death’s other kingdom Waking alone At the hour when we are Trembling with tenderness Lips that would kiss Form prayers to broken stone.”The speaker wonders if the experience in “death’s other kingdom” is similarly empty. The “trembling with tenderness” suggests a longing for connection, but the “prayers to broken stone” reveal that these desires are met only with cold, lifeless responses.
IV“The eyes are not here There are no eyes here In this valley of dying stars In this hollow valley This broken jaw of our lost kingdoms”The absence of eyes reinforces the theme of spiritual blindness. The “valley of dying stars” represents the dying remnants of hope or ideals, and the “broken jaw” of lost kingdoms evokes the destruction of once-powerful empires, symbolizing the loss of meaning and purpose.
“In this last of meeting places We grope together And avoid speech Gathered on this beach of the tumid river”In this final, desolate place, the hollow men are together yet unable to communicate meaningfully. “Groping together” suggests aimless searching for connection or truth, and the “tumid river” may symbolize the river Styx, a boundary between life and death, swollen with decay.
“Sightless, unless The eyes reappear As the perpetual star Multifoliate rose Of death’s twilight kingdom The hope only Of empty men.”The hollow men remain blind (“sightless”) unless the eyes—representing truth or redemption—return. The “perpetual star” and “multifoliate rose” are symbols of spiritual enlightenment or salvation, but for the hollow men, they represent a distant, unattainable hope.
V“Here we go round the prickly pear Prickly pear prickly pear Here we go round the prickly pear At five o’clock in the morning.”This stanza parodies the children’s rhyme “Here We Go Round the Mulberry Bush,” substituting the mulberry bush with a “prickly pear,” symbolizing barrenness and discomfort. The repetition and time (“five o’clock in the morning”) suggest a meaningless, monotonous ritual.
“Between the idea And the reality Between the motion And the act Falls the Shadow”This passage explores the gap between intention and execution, where “the Shadow” represents the failure to achieve meaning or fulfillment. The repetition emphasizes the persistent barrier that prevents the hollow men from realizing their potential.
“Between the conception And the creation Between the emotion And the response Falls the Shadow Life is very long”The Shadow also falls between creative thought and its realization, as well as between emotional impulse and its expression. The line “Life is very long” reflects a sense of weariness and the burden of prolonged, unfulfilled existence.
“Between the desire And the spasm Between the potency And the existence Between the essence And the descent Falls the Shadow For Thine is the Kingdom”The Shadow disrupts the connection between desire and its fulfillment, power and its manifestation, and essence and its actualization. The phrase “For Thine is the Kingdom” echoes the Lord’s Prayer, but in this context, it underscores the emptiness of the hollow men’s existence, as they are cut off from divine grace.
“For Thine is Life is For Thine is the”The fragmentation of the prayer suggests the breakdown of faith and the hollow men’s inability to complete the thought, representing their spiritual void.
“This is the way the world ends This is the way the world ends This is the way the world ends Not with a bang but a whimper.”The poem concludes with a bleak, anti-climactic vision of the world’s end—not through a dramatic catastrophe (“bang”), but through a quiet, pitiable collapse (“whimper”). This reflects the hollow men’s impotence and the ultimate futility of their existence.
Literary And Poetic Devices: “The Hollow Men” by T. S. Eliot
DeviceDefinitionExampleExplanation
EpigraphA quotation or motto placed at the beginning of a text“Mistah Kurtz – he dead” and “A penny for the Old Guy”Introduces themes of death, emptiness, and societal decay.
ImageryVivid descriptive language that appeals to the senses“Headpiece filled with straw”Creates a haunting image of the hollow men as lifeless scarecrows.
MetaphorA comparison between two unlike things without using “like” or “as”“We are the hollow men”Compares the speakers to empty shells, lacking substance.
SimileA comparison between two unlike things using “like” or “as”“Our dried voices, when / We whisper together / Are quiet and meaningless / As wind in dry grass”Compares the speakers’ voices to the insignificance of wind.
PersonificationGiving human qualities to non-human things“The eyes are not here”Attributes human characteristics to an inanimate object.
RepetitionThe repeating of words or phrases for emphasis“We are the hollow men”Reinforces the theme of emptiness and despair.
AlliterationThe repetition of consonant sounds at the beginning of words“Shape without form, shade without colour”Creates a musical and rhythmic effect.
AssonanceThe repetition of vowel sounds within words“Eyes I dare not meet in dreams”Contributes to the poem’s haunting atmosphere.
ConsonanceThe repetition of consonant sounds within or at the end of words“In this last of meeting places”Creates a sense of rhythm and cohesion.
OnomatopoeiaWords that imitate soundsNot explicitly used, but the poem’s sounds echo the themes of emptiness and despair.
SymbolismThe use of objects, characters, or events to represent abstract ideasThe “hollow men” themselves symbolize the spiritual emptiness of post-war society.
JuxtapositionPlacing contrasting ideas side by side“Life is very long” contrasted with the poem’s overall sense of despair.
IronyA contrast between what is expected and what actually happensThe final line, “Not with a bang but a whimper,” is ironic considering the magnitude of world events.
Free VersePoetry that does not follow a regular rhyme scheme or metrical patternThe poem’s structure reflects the fragmented and disjointed nature of the modern world.
AnaphoraThe repetition of a word or phrase at the beginning of successive clauses“Between the idea / And the reality”Creates a sense of rhythm and emphasizes the gap between thought and action.
EnjambmentThe continuation of a sentence or phrase from one line of poetry to the nextUsed throughout the poem to create a sense of breathlessness and urgency.
CaesuraA pause or break in the rhythm of a line of poetryCreates a sense of disruption and fragmentation.
AllusionA reference to a well-known person, place, event, or work of literature“Mistah Kurtz” alludes to Joseph Conrad’s Heart of Darkness.
Themes: “The Hollow Men” by T. S. Eliot
  • Spiritual Emptiness and Desolation: The poem’s central theme is the profound spiritual emptiness and desolation experienced by the speakers, who are referred to as the “hollow men.” Lines like “We are the hollow men / We are the stuffed men” and “Our dried voices, when / We whisper together / Are quiet and meaningless” establish a sense of despair and lack of purpose. The imagery of emptiness and hollowness pervades the poem, highlighting the speakers’ feeling of being devoid of any spiritual substance or vitality.
  • Disillusionment and Loss of Faith: The poem reflects a deep sense of disillusionment and loss of faith, particularly in the aftermath of World War I. Lines like “Shape without form, shade without colour” and “Paralysed force, gesture without motion” depict a world devoid of meaning and vitality. The fragmentation and meaninglessness of the world is a central theme, reflecting the disillusionment felt by a generation that had witnessed the horrors of war.
  • The Fragmented Self and Alienation: The poem portrays the speakers as fragmented individuals, alienated from themselves and the world around them. Lines like “Eyes I dare not meet in dreams” and “Let me be no nearer / In death’s dream kingdom” highlight their isolation and fear of connection. The speakers are unable to connect with each other or find meaning in the world, further emphasizing their sense of alienation.
  • The Futility of Existence and the Inevitability of Death: The poem grapples with the futility of existence and the inevitability of death. The final lines, “This is the way the world ends / Not with a bang but a whimper,” emphasize the sense of hopelessness and the underwhelming nature of life’s conclusion. The poem offers no solace or comfort, instead presenting a bleak vision of a world devoid of meaning or purpose.
Literary Theories and “The Hollow Men” by T. S. Eliot
Literary TheoryApplication to “The Hollow Men”Critique
Modernism“The Hollow Men” is often interpreted through the lens of Modernism, a movement characterized by a break with traditional forms, a focus on fragmentation, and a deep sense of disillusionment with contemporary society. Eliot’s poem reflects the Modernist themes of alienation, spiritual desolation, and the fragmentation of identity. The poem’s structure, with its disjointed stanzas and repeated phrases, mirrors the fractured consciousness of the hollow men. The epigraphs and allusions to historical and literary figures further underscore the collapse of meaning in the modern world.Modernism’s emphasis on the breakdown of traditional structures and meaning is clearly evident in “The Hollow Men,” making it a fitting lens through which to analyze the poem. However, the focus on disillusionment and fragmentation may overlook other potential interpretations, such as the possibility of redemption or spiritual renewal, which are subtly suggested but not fully explored in the poem.
Post-StructuralismPost-Structuralism, with its emphasis on the instability of meaning and the fluidity of language, offers a valuable approach to “The Hollow Men.” The poem’s repeated phrases and fragmented syntax can be seen as undermining any singular interpretation or definitive meaning. The shifting images and paradoxes, such as “Shape without form, shade without colour,” highlight the fluidity and ambiguity inherent in language and meaning. The poem can be interpreted as a critique of the very possibility of coherent meaning or stable identity, aligning with Post-Structuralist ideas.While Post-Structuralism effectively captures the ambiguity and multiplicity of meanings in “The Hollow Men,” it may overemphasize the instability of language at the expense of exploring the poem’s historical and cultural context. The theory’s focus on the deconstruction of meaning can obscure the specific existential concerns that Eliot addresses, such as the spiritual crisis of the modern world.
Psychoanalytic CriticismPsychoanalytic Criticism, particularly the theories of Freud and Jung, can be applied to “The Hollow Men” to explore the unconscious fears, desires, and existential anxieties expressed in the poem. The hollow men’s fear of “the eyes” and the “final meeting” can be interpreted as a manifestation of the fear of self-awareness and the confrontation with the unconscious mind. The repeated references to death and the afterlife reflect a deep-seated anxiety about the loss of identity and meaning. The poem can also be read as a depiction of the collective unconscious, with the hollow men representing archetypal figures of spiritual emptiness and despair.Psychoanalytic Criticism provides a rich framework for exploring the psychological depth of “The Hollow Men,” particularly its exploration of fear, death, and the unconscious. However, this approach may be critiqued for focusing too narrowly on the individual psyche and unconscious processes, potentially neglecting the broader social, historical, and cultural dimensions of the poem. Additionally, the application of specific psychoanalytic theories may impose interpretations that are not explicitly supported by the text.
Critical Questions about “The Hollow Men” by T. S. Eliot
  • To what extent does “The Hollow Men” reflect the disillusionment and spiritual crisis of the post-World War I generation?
  • Eliot’s poem serves as a powerful indictment of the spiritual wasteland that emerged after the Great War. The “hollow men” embody the loss of faith, meaning, and purpose that characterized this era. Through imagery of emptiness, paralysis, and decay, Eliot captures the collective trauma and despair of a generation grappling with the aftermath of unprecedented destruction.
  • How does the poem’s structure and form contribute to its thematic exploration of fragmentation and meaninglessness?
  • The fragmented and disjointed structure of “The Hollow Men” mirrors the fractured state of the modern world and the characters it inhabits. The poem’s lack of traditional poetic form reinforces the theme of disintegration, as the world depicted is devoid of order and coherence. By employing such a structure, Eliot underscores the sense of alienation and spiritual emptiness experienced by the “hollow men.”
  • What role does symbolism play in conveying the poem’s message?
  • Eliot masterfully employs symbolism to deepen the poem’s meaning. The “hollow men” themselves are potent symbols of spiritual emptiness. The “dead land” and “cactus land” represent a world devoid of life and hope. The “eyes” that are absent throughout the poem signify a lack of vision and spiritual insight. By carefully selecting and deploying these symbols, Eliot creates a rich tapestry of meaning that resonates with the reader on multiple levels.
  • How does the poem engage with religious and spiritual themes?
  • While often interpreted as a bleak and nihilistic work, “The Hollow Men” also grapples with profound religious and spiritual questions. References to a “death’s dream kingdom” and a “multifoliate rose” suggest a longing for transcendence and redemption. However, the poem ultimately suggests that these hopes are unattainable for the “hollow men.” By exploring the tension between spiritual yearning and existential despair, Eliot offers a complex and nuanced meditation on the human condition.
Literary Works Similar to “The Hollow Men” by T. S. Eliot
  1. “The Waste Land” by T. S. Eliot: Similarity: As another Modernist masterpiece by Eliot, “The Waste Land” explores themes of spiritual desolation, fragmentation, and the search for meaning in a post-war world. Both poems use complex imagery, references to myth and history, and a sense of existential despair.
  2. “Heart of Darkness” by Joseph Conrad: Similarity: Eliot’s epigraph to “The Hollow Men” directly references Conrad’s novella, which delves into the darkness of the human soul and the emptiness of European colonialism. Both works depict a profound moral and spiritual emptiness, symbolized by characters who are hollow and devoid of meaningful purpose.
  3. “Waiting for Godot” by Samuel Beckett: Similarity: Beckett’s play, a cornerstone of the Theatre of the Absurd, shares with “The Hollow Men” a bleak outlook on human existence, characterized by inaction, existential doubt, and the futile search for meaning in a seemingly purposeless world.
  4. “The Second Coming” by W. B. Yeats: Similarity: Yeats’ poem, like “The Hollow Men,” expresses a sense of impending doom and the collapse of order. Both works are concerned with the fragmentation of society and the loss of spiritual direction, using vivid, apocalyptic imagery.
  5. “Dover Beach” by Matthew Arnold: Similarity: Arnold’s poem reflects a similar sense of loss and despair as “The Hollow Men,” focusing on the erosion of faith and the decline of spiritual certainty in the modern world. Both poems convey a melancholic view of the human condition and the search for meaning in an increasingly disenchanted world.
Suggested Readings: “The Hollow Men” by T. S. Eliot

Books

  1. Eliot, T. S. The Complete Poems and Plays, 1909-1950. Harcourt, Brace, 1971.
  2. Southam, B. C. A Guide to the Selected Poems of T. S. Eliot. Harcourt Brace Jovanovich, 1994.
  3. Moody, A. David, editor. The Cambridge Companion to T. S. Eliot. Cambridge University Press, 1994.
  4. Brooker, Jewel Spears. Mastery and Escape: T. S. Eliot and the Dialectic of Modernism. University of Massachusetts Press, 1994.
  5. Ackroyd, Peter. T. S. Eliot: A Life. Simon & Schuster, 1984.

Academic Articles

  1. Waggoner, Hyatt Howe. “T. S. Eliot and the Hollow Men.” American Literature, vol. 15, no. 2, 1943, pp. 101–26. JSTOR, https://doi.org/10.2307/2920415. Accessed 10 Aug. 2024.
  2. Gillis, Everett A. “THE SPIRITUAL STATUS OF T. S. ELIOT’S HOLLOW MEN.” Texas Studies in Literature and Language, vol. 2, no. 4, 1961, pp. 464–75. JSTOR, http://www.jstor.org/stable/40753695. Accessed 10 Aug. 2024.
  3. Gillis, Everett A., et al. “Hope for Eliot’s Hollow Men?” PMLA, vol. 75, no. 5, 1960, pp. 635–38. JSTOR, https://doi.org/10.2307/460677. Accessed 10 Aug. 2024.
  4. MCCONNELL, DANIEL J. “‘The Heart of Darkness’ in T.S. Eliot’s The Hollow Men.” Texas Studies in Literature and Language, vol. 4, no. 2, 1962, pp. 141–53. JSTOR, http://www.jstor.org/stable/40753588. Accessed 10 Aug. 2024.
  5. Strothmann, Friedrich W., and Lawrence V. Ryan. “Hope for T. S. Eliot’s ‘Empty Men.’” PMLA, vol. 73, no. 4, 1958, pp. 426–32. JSTOR, https://doi.org/10.2307/460261. Accessed 10 Aug. 2024.
  6. Asher, Kenneth. “T. S. Eliot and Ideology.” ELH, vol. 55, no. 4, 1988, pp. 895–915. JSTOR, https://doi.org/10.2307/2873141. Accessed 10 Aug. 2024.
Representative Quotations of “The Hollow Men” by T. S. Eliot
QuotationContextTheoretical Perspective
“We are the hollow men / We are the stuffed men”This opening line introduces the central metaphor of the poem, describing the hollow men as figures who are spiritually empty and devoid of substance. They are “stuffed” like scarecrows, symbolizing their lack of true identity or purpose.Modernism: Reflects the Modernist theme of alienation and the fragmentation of the self, emphasizing the spiritual emptiness and disillusionment characteristic of the modern age.
“Shape without form, shade without colour, / Paralysed force, gesture without motion;”These lines describe the paradoxical existence of the hollow men, who have the appearance of life but lack real substance or vitality. The imagery underscores their paralysis and inability to take meaningful action.Post-Structuralism: Highlights the instability and ambiguity of meaning, as the hollow men exist in a state of contradiction, where form and essence are disconnected. The deconstruction of identity is a key theme.
“Eyes I dare not meet in dreams / In death’s dream kingdom”The speaker expresses fear of confronting the “eyes,” which symbolize judgment, truth, or self-awareness. This fear is so profound that it persists even in dreams or the afterlife.Psychoanalytic Criticism: The “eyes” can be interpreted as a symbol of the superego or the inner moral consciousness that the hollow men are unwilling to face, reflecting deep-seated fears and anxieties in the unconscious mind.
“This is the way the world ends / Not with a bang but a whimper.”These famous closing lines of the poem suggest an anti-climactic, quiet end to the world, reflecting the impotence and futility of the hollow men’s existence. The expected grand conclusion is replaced by a muted, insignificant collapse.Existentialism: Emphasizes the futility and absurdity of human existence, where the anticipated meaningful or dramatic end is reduced to a mere “whimper,” highlighting the existential despair and the search for meaning in a meaningless world.
“Between the idea / And the reality / Between the motion / And the act / Falls the Shadow”This passage reflects the gap between intention and action, where the “Shadow” represents the failure to realize or fulfill potential. It illustrates the theme of paralysis and the hollow men’s inability to bridge this divide.Modernism/Existentialism: The “Shadow” symbolizes the existential gap between meaning and action, reflecting the Modernist concern with the fragmentation of purpose and the difficulty of achieving coherence in a disjointed world. It also touches on existential themes of alienation and inaction.

“The Relevant Context of a Literary Text” by John M. Ellis: Summary and Critique

“The Relevant Context of a Literary Text” by John M. Ellis first appeared in the 1974 collection The Theory of Literary Criticism: A Logical Analysis.

"The Relevant Context of a Literary Text" by John M. Ellis: Summary and Critique
Introduction: “The Relevant Context of a Literary Text” by John M. Ellis

“The Relevant Context of a Literary Text” by John M. Ellis first appeared in the 1974 collection The Theory of Literary Criticism: A Logical Analysis. This seminal essay significantly contributed to the ongoing debate about the importance of context in literary theory, challenging prevailing assumptions and offering a rigorous philosophical framework for understanding the relationship between a text and its historical, social, and cultural milieu.

Summary of “The Relevant Context of a Literary Text” by John M. Ellis
  • The Importance of Context in Understanding Literature
  • Ellis emphasizes that understanding a literary text necessitates considering its relevant context, which traditionally involves “recreating the original circumstances of its composition” including the historical, biographical, and social context.
  • Critique of Historical and Biographical Contexts
  • While it is common to assume that historical and biographical contexts enhance the understanding of a text, Ellis challenges this by stating that “literary texts are not to be taken as part of the contexts of their origin.” He argues that reverting a text to its original context undermines its status as literature.
  • The Unique Status of Literary Texts
  • According to Ellis, literary texts transcend their original contexts and become something more significant within the broader cultural discourse. He argues that treating them merely as products of their origin “annihilates exactly the thing that makes them literary texts.”
  • The Process of a Text Becoming Literature
  • Ellis describes the transformation of a text into literature as a three-stage process: its creation by the author, its presentation as literature, and its acceptance by society as literature. He asserts that returning to the original context reverses this process and diminishes the text’s literary value.
  • Criticism of Intentionalism
  • The essay critiques the intentionalist approach, which seeks to understand a text based on the author’s intent. Ellis argues that this method is flawed because “the meaning of the poem is what the poet intended” can only be reliably evidenced by the text itself, not by external biographical information.
  • The Fallacy of Adding Historical Specificity
  • Ellis argues that adding historical or biographical specificity to a text diminishes its general literary impact, stating that “what is taken away is the level of generality possessed by the text as a literary text.” He contends that knowing more about the historical details of a text’s origin often results in understanding less about its literary significance.
  • The Problem with Studying the Creative Process
  • He further critiques the value of studying the creative process, suggesting that it contributes nothing to understanding the text’s meaning. Instead, he argues, “only an understanding of the meaning of the text makes the study of its genesis possible and intelligible.”
  • Final Argument Against Intentionalism
  • Ellis concludes that even if we accept the premise that the meaning of a text is what the author intended, the “only reliable evidence of that intent is the poem” itself. Thus, relying on any other evidence over the text itself is misguided.
Literary Terms/Concepts in “The Relevant Context of a Literary Text” by John M. Ellis
Term/ConceptDefinition
Relevant ContextThe historical, social, and cultural background of a literary work.
Intentional FallacyThe belief that an author’s intended meaning is the sole or primary determinant of a literary work’s interpretation.
Literary TextA piece of language that is treated independently of its original context, focusing on its aesthetic and linguistic qualities.
Genesis of a WorkThe process of a literary work’s creation and development.
Selective OperationThe author’s choices in including or excluding details in a literary work.
Contribution of “The Relevant Context of a Literary Text” by John M. Ellis to Literary Theory/Theories
  • Challenging Traditional Contextualism
  • Ellis questions the traditional emphasis on historical, biographical, and social contexts in literary interpretation, arguing that these contexts can often obscure rather than clarify a text’s meaning. This critique contributes to the ongoing debate in literary theory regarding the role of context in interpretation.
  • Critique of Intentionalism
  • By arguing against the intentional fallacy, Ellis reinforces the idea that a literary work should be understood independently of the author’s intentions. This perspective aligns with and strengthens the arguments of New Criticism, which advocates for a close reading of the text itself rather than external factors.
  • Reinforcement of Textual Autonomy
  • Ellis’s assertion that literary texts outgrow their original contexts and acquire a broader cultural significance contributes to the theory of textual autonomy. This idea suggests that a text should be interpreted based on its internal elements rather than external influences, reinforcing the concept that literature operates independently of its origins.
  • Redefinition of Literary Status
  • Ellis offers a redefinition of what makes a text literary by arguing that its transformation from its original context to its acceptance by society is what grants it literary status. This contributes to literary theory by proposing that the literary value of a text is determined by its ability to transcend its initial circumstances.
  • Criticism of Biographical Approaches
  • Ellis critiques the biographical approach to literary criticism, arguing that it can distort the understanding of a text by reintroducing details that the author deliberately excluded. This contribution challenges the validity of biographical criticism and supports the notion that the text itself is the most reliable source for interpretation.
  • Emphasis on Generality over Specificity
  • By arguing that adding historical or biographical specificity can reduce a text’s literary impact, Ellis contributes to the theoretical discussion on the importance of maintaining the generality and universality of literary texts. This idea aligns with theories that prioritize the universal themes and experiences conveyed by literature.
  • Expansion of the Debate on Literary Interpretation
  • Ellis’s essay expands the debate on literary interpretation by introducing the idea that understanding a text’s genesis (its creation process) offers little value to interpreting its meaning. This perspective adds depth to discussions on the relevance of authorial background in literary theory.
Examples of Critiques Through “The Relevant Context of a Literary Text” by John M. Ellis
Literary WorkOriginal ContextCritique Through Ellis’ Lens
To Kill a Mockingbird by Harper LeeRacial tensions in the American South during the 1930sWhile understanding the historical context of racism in the American South can illuminate the struggles faced by characters like Scout Finch, Ellis would argue that focusing solely on this context can diminish the novel’s broader exploration of human empathy, prejudice, and the importance of moral courage.
Frankenstein by Mary ShelleyThe emergence of Romanticism and scientific advancements in the early 19th centuryWhile knowledge of Romanticism and scientific discovery during Shelley’s time can provide interesting background, Ellis would argue that getting caught up in these details risks overshadowing the timeless themes of Frankenstein, such as the dangers of unchecked ambition, the nature of responsibility, and the consequences of playing God.
One Hundred Years of Solitude by Gabriel Garcia MarquezThe history and politics of Colombia, including the rise of magical realism as a literary genreWhile appreciating the influence of Colombian history and magical realism on One Hundred Years of Solitude can be enriching, Ellis would argue that prioritizing this context can distract from the novel’s universal themes of love, loss, family, and the cyclical nature of history.
The Metamorphosis by Franz KafkaThe rise of totalitarian regimes and anxieties of modern life in early 20th-century EuropeWhile understanding the historical context of Kafka’s time can provide insight into the nightmarish world of The Metamorphosis, Ellis would argue that dwelling on this context can take away from the story’s power to explore alienation, isolation, and the dehumanizing effects of societal expectations.
Criticism Against “The Relevant Context of a Literary Text” by John M. Ellis
  • Oversimplification of Contextual Relevance
  • Critics may argue that Ellis oversimplifies the role of context by suggesting that historical and biographical contexts are largely irrelevant to understanding literary texts. This view could be seen as dismissive of the valuable insights that contextual knowledge can provide in interpreting literature, particularly in understanding complex or culturally embedded works.
  • Neglect of Cultural and Social Influences
  • By downplaying the significance of the original context, Ellis’s argument could be criticized for neglecting the influence of cultural and social factors on a text’s meaning. Critics might argue that these factors are essential for a comprehensive understanding of literature, especially when considering texts that are deeply rooted in specific cultural or historical settings.
  • Potential Limitation of Interpretive Flexibility
  • Some may contend that Ellis’s emphasis on textual autonomy limits interpretive flexibility by discouraging the exploration of diverse contexts that could enrich the understanding of a text. This could be seen as restricting the range of possible interpretations and reducing the depth of literary analysis.
  • Undermining the Role of Authorial Intent
  • Ellis’s rejection of intentionalism might be seen as overly dismissive of the author’s role in shaping a text’s meaning. Critics could argue that understanding an author’s intent, even if not definitive, can offer valuable perspectives and should not be entirely disregarded in literary criticism.
  • Risk of Ignoring Historical and Political Contexts
  • The argument against considering a text’s original context could be criticized for potentially ignoring important historical and political dimensions that influence both the creation and reception of a work. In some cases, understanding these contexts may be crucial for a full appreciation of the text’s significance and impact.
  • Overemphasis on Textual Autonomy
  • Critics might challenge Ellis’s strong emphasis on textual autonomy by arguing that it creates an artificial separation between a text and its context. This approach could be seen as neglecting the interconnectedness of literature with the broader social, political, and historical environments in which it is produced and consumed.
  • Reduction of Literature’s Educational Value
  • By minimizing the importance of context, Ellis’s approach could be criticized for reducing the educational value of literature. Understanding the context in which a work was created can provide important lessons about history, society, and human experience, which might be overlooked if the focus is solely on the text itself.
  • Potential Elitism in Interpretation
  • The emphasis on textual analysis over contextual understanding might be seen as promoting an elitist approach to literary criticism, accessible primarily to those with advanced skills in close reading, while potentially alienating readers who find value in understanding the historical and cultural backgrounds of texts.
Suggested Readings: “The Relevant Context of a Literary Text” by John M. Ellis
  1. Barthes, Roland. “The Death of the Author.” Image, Music, Text, translated by Stephen Heath, Hill and Wang, 1977, pp. 142-148.
  2. Ellis, John M. The Theory of Literary Criticism: A Logical Analysis. University of California Press, 1974.
  3. Wimsatt, W. K., and M. C. Beardsley. “The Intentional Fallacy.” The Sewanee Review, vol. 54, no. 3, 1946, pp. 468-488.
Representative Quotations from “The Relevant Context of a Literary Text” by John M. Ellis with Explanation
QuotationExplanation
“Literary texts are not to be taken as part of the contexts of their origin; and to take them in this way is to annihilate exactly the thing that makes them literary texts.”Ellis argues that interpreting a literary text solely through its original context reduces its literary value and transforms it into something other than literature.
“The process of a text becoming a literary text involves three stages: its originating in the context of its creator, its then being offered for use as literature, and its finally being accepted as such.”This quote outlines Ellis’s view that a text’s transformation into literature is a process that moves beyond its initial creation and involves societal acceptance and recognition.
“But that specificity is a loss, not a gain; what is taken away is the level of generality possessed by the text as a literary text.”Ellis emphasizes that adding historical specificity to a text diminishes its broader, more universal literary significance, which is essential to its impact as literature.
“The study of the creative process, in the sense of the development of a work in the hands of its author, contributes nothing whatsoever to our understanding of the meaning of the text.”Ellis critiques the focus on the author’s creative process, arguing that it does not enhance the understanding of the text’s meaning, which should be derived from the text itself.
“Even if we grant the intentionalist thesis that the meaning of the poem is what the poet intended, it would still be true that the only reliable evidence of that intent is the poem.”Ellis contends that the text itself is the most reliable source of understanding its meaning, even if one accepts the premise that the author’s intention is central to that understanding.

“The Formalist Critic” by Cleanth Brooks: Summary and Critique

“The Formalist Critic” by Cleanth Brooks was first published in 1947 as part of the influential collection The Kenyon Review.

"The Formalist Critic" by Cleanth Brooks: Summary and Critique
Introduction: “The Formalist Critic” by Cleanth Brooks

“The Formalist Critic” by Cleanth Brooks was first published in 1947 as part of the influential collection The Kenyon Review. This essay is a cornerstone of New Criticism, a literary movement that emphasized close reading and formal analysis of a text, independent of authorial intent or historical context. Brooks’s exploration of the formalist approach in this essay has had a profound impact on literary criticism and continues to be widely studied and debated.                                      

Summary of “The Formalist Critic” by Cleanth Brooks
  • Role of Literary Criticism:
  • Literary criticism is primarily concerned with “a description and an evaluation of its object,” focusing on the literary work itself. The main issue for critics is “the problem of unity”—how the various parts of a work contribute to creating or failing to create a cohesive whole. This perspective emphasizes that criticism should not just describe but also evaluate the effectiveness of this unity in the literary piece.
  • Form and Content Unity:
  • In literature, “form and content cannot be separated,” as “form is meaning.” This principle highlights the idea that the structure of a work is not just a vessel for content but is integral to the work’s overall meaning. A successful literary work achieves a seamless fusion of form and content, making them indistinguishable from one another.
  • Focus on the Work Itself:
  • The formalist critic is “concerned primarily with the work itself,” rather than the author’s life, intentions, or the reactions of various readers. The critic’s task is to analyze the structure and unity of the literary work, avoiding distractions from external factors such as “biography and psychology” or “the history of taste.” This focus allows for a more precise and objective analysis of the literary piece.
  • Rejection of Authorial Intent and Reader Response:
  • The formalist critic assumes that “the relevant part of the author’s intention is what he got actually into his work.” This means that the critic does not prioritize what the author consciously tried to achieve or what the author recalls about the writing process. Additionally, the critic uses the concept of an “ideal reader” to maintain a central point of reference, focusing on the “structure of the poem or novel” rather than the spectrum of potential interpretations by various readers.
  • Criticism of Popular Value Tests:
  • Formalist criticism rejects the idea that the value of a work can be determined by the author’s “sincerity” or “the intensity of the author’s feelings as he composed it.” For example, Ernest Hemingway’s claim that his last novel was his best is dismissed as “pathetically inept” in determining the novel’s actual value. Similarly, subjective reactions, such as A. E. Housman’s “bristling of his beard at the reading of a good poem,” are considered irrelevant unless they come from a reader whose critical judgment is already trusted.
  • Criticism’s Modest Role:
  • The role of the critic is described as “modest,” focusing on assessing whether a literary work “has succeeded or failed.” Critics offer only “negative help” to practicing artists, as literature is “not written by formula,” and thus, the critic has no formula to offer. The critic’s function is not to prescribe but to provide feedback that might inform, but not dictate, artistic creation.
  • Distinction Between Literary Criticism and Other Analyses:
  • Literary criticism is distinct from other types of analysis, such as reducing a work “to its causes” or estimating “its effects.” While acknowledging that a literary work “mirrors the past” and “may influence the future,” formalist criticism focuses on the work itself rather than its external influences or consequences. Good literature is considered “more than effective rhetoric applied to true ideas,” and thus, literary criticism must go beyond simply evaluating rhetoric or philosophical content.
  • Misunderstandings and Objections:
  • Formalist criticism often faces the criticism that it “cuts loose” the work from its author and audience, making the analysis seem “bloodless and hollow.” However, the formalist critic argues that distinctions between the work and its external context are “necessary and useful and indeed inevitable” for effective criticism. By focusing on the “structure of the thing composed,” formalist critics maintain that they are not denying the humanity of the author or the reader but are instead striving for a more precise and objective understanding of the literary work itself.
Literary Terms/Concepts in “The Formalist Critic” by Cleanth Brooks
Concept/DeviceDefinition
FormalismA critical approach that focuses on the text itself, emphasizing its structure, language, and literary devices, rather than external factors like authorial intent or historical context.
Close ReadingA detailed analysis of a text to uncover its meaning and significance.
UnityThe harmonious integration of various elements within a literary work to create a cohesive whole.
Form and ContentThe inseparable relationship between the structure of a literary work and its meaning.
Metaphor and SymbolismFigurative language used to create deeper layers of meaning in a text.
Concrete and ParticularA focus on specific details and images to convey universal ideas.
Moral ProblemThe central ethical or philosophical issue explored in a literary work.
Ideal ReaderA hypothetical reader who can fully appreciate the complexities and nuances of a text.
SincerityThe authenticity of an author’s emotions and intentions, often mistakenly used as a measure of literary value.
DocumentA literary work as a historical record, reflecting the time and culture in which it was created.
Contribution of “The Formalist Critic” by Cleanth Brooks to Literary Theory/Theories
  • Pioneering Close Reading: Brooks significantly advanced the critical method of close reading, emphasizing the intrinsic analysis of a text.
  • Form as the Core of Meaning: His insistence on the inseparability of form and content redefined the understanding of literary meaning.
  • Autonomy of the Literary Work: Brooks contributed to establishing the literary text as an independent entity, distinct from its author and reader.
  • Rejection of Extrinsic Criticism: He challenged the dominance of biographical, historical, and sociological approaches, advocating for a focus on the text itself.
  • Foundational Role in New Criticism: Brooks’ essay was instrumental in shaping the New Critical movement, a significant force in twentieth-century literary criticism.
  • Enduring Influence: His ideas continue to be a cornerstone of literary analysis, informing contemporary critical discourse.
  • Clarification of Critical Boundaries: Brooks delineated the scope of literary criticism, distinguishing it from other modes of inquiry.
  • Redefining the Critic’s Role: His conception of the critic as an objective analyst has had a lasting impact on critical practice.

Examples of Critiques Through “The Formalist Critic” by Cleanth Brooks

Literary WorkFormalist Critique
“Hamlet” by William ShakespeareFocus on the unity of the play, where the internal conflict of Hamlet is reflected in the structure. The formalist critic would examine how soliloquies, plot developments, and symbols like Yorick’s skull contribute to the overarching theme of death and indecision. The critic would avoid speculation on Shakespeare’s personal life or the historical context of Elizabethan England.
“Moby-Dick” by Herman MelvilleA formalist critique would analyze the novel’s intricate structure, particularly the use of symbolism and recurring motifs (such as the white whale) to explore themes of obsession, fate, and the human condition. The formalist critic would focus on how these elements create a cohesive narrative, rather than Melville’s intentions or readers’ interpretations.
“The Waste Land” by T.S. EliotEmphasis would be placed on the poem’s fragmented form and how its structure reflects the theme of cultural disintegration. The use of literary allusions, shifting voices, and symbolism would be analyzed as part of the poem’s unity. The formalist critic would avoid delving into Eliot’s personal experiences or the poem’s reception history.
“Pride and Prejudice” by Jane AustenThe formalist approach would focus on the novel’s use of irony, dialogue, and character development to build its thematic unity around issues of class, marriage, and morality. The critic would examine how Austen’s precise use of language and narrative techniques contribute to the novel’s form, without exploring Austen’s biography or societal impacts.
Criticism Against “The Formalist Critic” by Cleanth Brooks
  • Neglect of Historical and Social Context: Critics argue that formalism’s emphasis on the text in isolation ignores the crucial influence of historical and social factors on literary production and interpretation.
  • Authorial Intent Dismissed: Formalism’s disregard for authorial intent is seen as limiting, as understanding the author’s purpose can enrich interpretation.
  • Reader Response Overlooked: By focusing solely on the text, formalism fails to account for the diverse and subjective experiences of readers.
  • Limited Scope of Analysis: Critics contend that formalism’s narrow focus on textual elements restricts the range of critical inquiry and interpretation.
  • Elitism and Impracticality: Some argue that formalism’s emphasis on complex analysis makes it inaccessible to a wider audience, rendering it elitist and impractical.
  • Overemphasis on Unity and Coherence: Critics point out that not all literary works strive for perfect unity, and formalism’s insistence on coherence can overlook the value of fragmentation and ambiguity.
  • Ahistorical Approach: Formalism’s neglect of historical context can lead to a distorted understanding of literary works and their significance.
  • Ignoring the Political and Ideological: By focusing on formal elements, formalism often overlooks the political and ideological dimensions of literature.
Suggested Readings: “The Formalist Critic” by Cleanth Brooks
  1. Brooks, Cleanth. The Well Wrought Urn: Studies in the Structure of Poetry. Harcourt, Brace & World, 1947.
  2. Brooks, Cleanth, and Robert Penn Warren. Understanding Poetry. 4th ed., Holt, Rinehart and Winston, 1976.
  3. Brooks, Cleanth. Modern Poetry and the Tradition. University of North Carolina Press, 1939.
  4. Eliot, T. S. The Sacred Wood: Essays on Poetry and Criticism. Methuen, 1920.
  5. Leavis, F. R. The Common Pursuit. Chatto & Windus, 1952.
  6. Richards, I. A. Practical Criticism: A Study of Literary Judgment. Harcourt, Brace & World, 1929.
  7. Ransom, John Crowe. The New Criticism. New Directions, 1941.
  8. Wellek, René, and Austin Warren. Theory of Literature. 3rd ed., Harcourt, Brace & World, 1956.
Representative Quotations from “The Formalist Critic” by Cleanth Brooks with Explanation
QuotationExplanation
“The primary concern of criticism is with the problem of unity – the kind of whole which the literary work forms or fails to form, and the relation of the various parts to each other in building up this whole.”This statement emphasizes the core concern of formalist criticism: understanding how the different elements of a literary work come together to create a unified whole.
“In a successful work, form and content cannot be separated.”This quote underlines the fundamental belief of formalism that the structure and meaning of a literary work are inextricably linked.
“Literature is not a surrogate for religion.”Brooks here distinguishes literature from other forms of expression, particularly religious ones, emphasizing that literature has its own unique function and purpose.
“The formalist critic is concerned primarily with the work itself.”This statement clearly defines the focus of formalist criticism: the literary text as an independent object of study.
“The intensity of his reaction has critical significance only in proportion as we have already learned to trust him as a reader.”This quote reveals Brooks’ skepticism towards subjective responses to literature, arguing that critical judgment should be based on rigorous analysis, not personal taste.

“The Hill We Climb” by Amanda Gorman: A Critical Analysis

“The Hill We Climb” by Amanda Gorman first appeared in the world’s spotlight during the inauguration of Joe Biden in 2021.

"The Hill We Climb" by Amanda Gorman: A Critical Analysis
Introduction: “The Hill We Climb” by Amanda Gorman

“The Hill We Climb” by Amanda Gorman first appeared in the world’s spotlight during the inauguration of Joe Biden in 2021. Commissioned for this momentous occasion, the poem quickly became a symbol of hope and unity in a deeply divided nation. Gorman’s masterful use of rhythm, rhyme, and imagery, coupled with her powerful delivery, transformed the poem into a call to action. Its themes of perseverance, resilience, and the pursuit of a more perfect union resonated deeply with audiences, making it an instant classic and a testament to the enduring power of poetry to inspire and uplift.

Text: “The Hill We Climb” by Amanda Gorman

When day comes, we ask ourselves, where can we find light in this never-ending shade?

The loss we carry. A sea we must wade.

We braved the belly of the beast.

We’ve learned that quiet isn’t always peace, and the norms and notions of what “just” is isn’t always justice.

And yet the dawn is ours before we knew it.

Somehow we do it.

Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.

We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.

And, yes, we are far from polished, far from pristine, but that doesn’t mean we are striving to form a union that is perfect.

We are striving to forge our union with purpose.

To compose a country committed to all cultures, colors, characters and conditions of man.

And so we lift our gaze, not to what stands between us, but what stands before us.

We close the divide because we know to put our future first, we must first put our differences aside.

We lay down our arms so we can reach out our arms to one another.

We seek harm to none and harmony for all.

Let the globe, if nothing else, say this is true.

That even as we grieved, we grew.

That even as we hurt, we hoped.

That even as we tired, we tried.

That we’ll forever be tied together, victorious.

Not because we will never again know defeat, but because we will never again sow division.

Scripture tells us to envision that everyone shall sit under their own vine and fig tree, and no one shall make them afraid.

If we’re to live up to our own time, then victory won’t lie in the blade, but in all the bridges we’ve made.

That is the promise to glade, the hill we climb, if only we dare.

It’s because being American is more than a pride we inherit.

It’s the past we step into and how we repair it.

We’ve seen a force that would shatter our nation, rather than share it.

Would destroy our country if it meant delaying democracy.

And this effort very nearly succeeded.

But while democracy can be periodically delayed, it can never be permanently defeated.

In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.

This is the era of just redemption.

We feared at its inception.

We did not feel prepared to be the heirs of such a terrifying hour.

But within it we found the power to author a new chapter, to offer hope and laughter to ourselves.

So, while once we asked, how could we possibly prevail over catastrophe, now we assert, how could catastrophe possibly prevail over us?

We will not march back to what was, but move to what shall be: a country that is bruised but whole, benevolent but bold, fierce and free.

We will not be turned around or interrupted by intimidation because we know our inaction and inertia will be the inheritance of the next generation, become the future.

Our blunders become their burdens.

But one thing is certain.

If we merge mercy with might, and might with right, then love becomes our legacy and change our children’s birthright.

So let us leave behind a country better than the one we were left.

Every breath from my bronze-pounded chest, we will raise this wounded world into a wondrous one.

We will rise from the golden hills of the West.

We will rise from the windswept Northeast where our forefathers first realized revolution.

We will rise from the lake-rimmed cities of the Midwestern states.

We will rise from the sun-baked South.

We will rebuild, reconcile, and recover.

And every known nook of our nation and every corner called our country, our people diverse and beautiful, will emerge battered and beautiful.

When day comes, we step out of the shade aflame and unafraid.

The new dawn blooms as we free it.

For there is always light, if only we’re brave enough to see it.

If only we’re brave enough to be it.

Annotations: “The Hill We Climb” by Amanda Gorman
Line from the PoemAnnotation/Explanation
“When day comes, we ask ourselves, where can we find light in this never-ending shade?”The “day” symbolizes hope or a new beginning, while “never-ending shade” represents challenges or struggles. The line questions how we can find hope amidst difficulties.
“We braved the belly of the beast.”This metaphor references enduring significant challenges or facing fears head-on, drawing inspiration from Biblical and mythological imagery.
“We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.”The line suggests that silence does not equate to true peace, and what is considered normal or fair is not necessarily just.
“Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.”The poem argues that the nation, despite its flaws, is not beyond repair but is still in the process of becoming better.
“We close the divide because we know to put our future first, we must first put our differences aside.”Unity is essential for progress, implying that focusing on the future requires overcoming division and discord.
“But while democracy can be periodically delayed, it can never be permanently defeated.”The line expresses confidence in the resilience of democracy, despite temporary setbacks or challenges.
“In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.”The line emphasizes the importance of the present generation’s actions, which will be judged by future generations.
“Our blunders become their burdens.”Mistakes made by the current generation will have consequences that future generations will have to bear.
“If we merge mercy with might, and might with right, then love becomes our legacy and change our children’s birthright.”The poem advocates for a combination of compassion and strength in leadership, leading to a legacy of love and positive change for future generations.
“For there is always light, if only we’re brave enough to see it. If only we’re brave enough to be it.”“Light” symbolizes hope or goodness. The line suggests that recognizing and embodying this hope requires courage.
Literary And Poetic Devices: “The Hill We Climb” by Amanda Gorman
DeviceDefinitionExampleExplanation
AlliterationRepetition of consonant sounds at the beginning of words“We braved the belly of the beast.”The repetition of the “b” sound creates a strong, forceful rhythm.
AnaphoraRepetition of a word or phrase at the beginning of successive clauses“We’ve learned that quiet isn’t always peace, and the norms and notions of what “just” is isn’t always justice.”Emphasizes and reinforces the idea of societal inequities.
AssonanceRepetition of vowel sounds within words“Somehow we do it.”The repetition of the short “u” sound creates a sense of determination.
ConsonanceRepetition of consonant sounds within or at the end of words“We will rise from the windswept Northeast where our forefathers first realized revolution.”The repetition of the “s” sound creates a hissing effect, suggesting a sense of urgency.
EnjambmentContinuing a sentence or phrase beyond the end of a line“We’ve learned that quiet isn’t always peace, / and the norms and notions of what “just” is isn’t always justice.”Creates a sense of flow and momentum, mimicking the challenges faced by the nation.
ImageryVivid language that appeals to the senses“We braved the belly of the beast.”Creates a powerful image of overcoming adversity.
IronyA contrast between what is expected and what actually happens“We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.”Highlights the disparity between the American ideal and reality.
MetaphorA comparison between two unlike things without using “like” or “as”“The loss we carry. A sea we must wade.”Compares the weight of collective loss to the overwhelming nature of a sea.
MetonymyA figure of speech in which a thing is referred to by the name of something closely associated with it“We lay down our arms so we can reach out our arms to one another.”Represents the idea of peace and reconciliation.
OnomatopoeiaWords that imitate soundsNot explicitly used, but the rhythm and cadence of the poem can mimic the sound of a heartbeat, symbolizing the nation’s pulse.
OxymoronA figure of speech that combines contradictory terms“quiet isn’t always peace”Highlights the complexity of societal issues.
PersonificationGiving human qualities to non-human things“The dawn is ours”The dawn is given ownership, symbolizing a new beginning.
RepetitionRepeating words or phrases for emphasis“We will rise”Reinforces the theme of resilience and hope.
RhymeRepetition of similar sounds at the end of wordsWhile not strictly rhyming, the poem uses a rhythmic structure that creates a musical quality.
SimileA comparison between two unlike things using “like” or “as”Not explicitly used in this excerpt.
SymbolismThe use of objects or ideas to represent something else“The hill we climb” represents the challenges faced by the nation.
ToneThe author’s attitude toward the subject matterHopeful, determined, and resilient.
UnderstatementPresenting something as less important than it actually is“Somehow we do it.”Understates the incredible challenges overcome.
Themes: “The Hill We Climb” by Amanda Gorman
  • Hope and Resilience: The theme of hope and resilience is central to the poem, as it emphasizes the nation’s ability to overcome adversity. Gorman writes, “Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.” This line suggests that despite the challenges faced by the nation, there is a belief in its capacity to rebuild and improve. The poem concludes with a powerful call to embrace hope: “For there is always light, if only we’re brave enough to see it. If only we’re brave enough to be it.” This embodies the idea that hope is not just something to aspire to but something to actively embody and pursue.
  • Unity and Collective Responsibility: Unity and collective responsibility are emphasized as crucial for the nation’s progress. Gorman speaks to the need for unity when she states, “We close the divide because we know to put our future first, we must first put our differences aside.” The poem highlights that progress requires the nation to come together, setting aside individual differences for the greater good. This theme is further supported by the line, “We lay down our arms so we can reach out our arms to one another,” which advocates for reconciliation and mutual support as a foundation for a stronger nation.
  • Justice and Equality: The poem addresses the ongoing struggle for justice and equality, acknowledging that the journey is far from complete. Gorman asserts, “We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.” This line critiques the complacency that can arise when societal norms are mistaken for true justice. The poem calls for a redefinition of justice that is inclusive and equitable, as reflected in the aspiration to “compose a country committed to all cultures, colors, characters and conditions of man.” This highlights the importance of diversity and equality in shaping a just society.
  • The Power of Democracy: Gorman emphasizes the enduring power of democracy, even in the face of challenges and setbacks. She acknowledges that while democracy may be tested, it ultimately prevails: “But while democracy can be periodically delayed, it can never be permanently defeated.” The poem reflects on the responsibility of the current generation to uphold democratic values, asserting, “In this truth, in this faith we trust, for while we have our eyes on the future, history has its eyes on us.” This theme underscores the idea that democracy is a collective responsibility, and its preservation is essential for the nation’s future.
Literary Theories and “The Hill We Climb” by Amanda Gorman
  Literary TheoryApplication to “The Hill We Climb”Critique
New HistoricismNew Historicism examines the work within the context of its historical and cultural moment. “The Hill We Climb” can be seen as a direct response to the socio-political climate in the United States during the transition of presidential power in 2021. Gorman reflects on the nation’s history and its struggles, particularly with race and democracy, to comment on the present moment: “We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.”This approach highlights the importance of understanding the poem within its specific historical context but may overlook the universality of its themes. The poem’s messages of hope, unity, and democracy can resonate beyond its immediate historical moment.
Critical Race Theory (CRT)CRT examines the ways in which race and racism intersect with other social structures. Gorman’s poem addresses issues of race and identity, particularly in her recognition of the historic struggles and achievements of Black Americans: “Somehow we weathered and witnessed a nation that isn’t broken, but simply unfinished.” Gorman critiques the existing social norms and calls for a more just and inclusive society: “We’ve learned that quiet isn’t always peace, and the norms and notions of what ‘just’ is isn’t always justice.”While CRT provides a powerful lens to analyze the poem’s exploration of racial issues, it might be criticized for focusing too heavily on race, potentially overshadowing other intersecting issues such as class or gender that the poem also implicitly addresses.
Feminist TheoryFeminist theory explores the representation of gender and the empowerment of women. Gorman’s poem celebrates the achievements of women, particularly Black women, and challenges traditional gender roles. The line, “We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president,” highlights the progress and ongoing struggles of women in society.While feminist theory effectively addresses the gender aspects of the poem, it may not fully account for the intersectionality of Gorman’s identity, including her experiences as a Black woman, which are also critical to understanding the poem’s impact.
Critical Questions about “The Hill We Climb” by Amanda Gorman
  • Question 1: How does Gorman construct a collective American identity in “The Hill We Climb”?
  • Gorman masterfully weaves together a tapestry of shared experiences and aspirations to forge a collective American identity in “The Hill We Climb.” She achieves this by emphasizing common challenges such as loss, division, and the pursuit of a better future (e.g., “The loss we carry. A sea we must wade.”), while also acknowledging the nation’s diversity and complexities (e.g., “a country committed to all cultures, colors, characters and conditions of man”). By balancing these elements, Gorman crafts a unifying vision of America that resonates with people from all walks of life.
  • Question 2: What role does hope play in “The Hill We Climb” as a tool for social change?
  • Hope serves as a central catalyst for social change in Gorman’s poem. She presents it as a force that can illuminate the darkest of times (“There is always light, if only we’re brave enough to see it”) and inspire collective action (“We will rise from the golden hills of the West”). By emphasizing the power of hope, Gorman encourages readers to believe in the possibility of a better future and to actively contribute to its realization.
  • Question 3: How does Gorman’s use of language and poetic devices shape the overall message of the poem?
  • Gorman’s skillful use of language and poetic devices is instrumental in conveying the poem’s powerful message. Through repetition, anaphora, and vivid imagery (e.g., “We will rise”), she creates a rhythmic and inspiring tone that underscores the themes of resilience and unity. Additionally, her use of metaphor and symbolism (e.g., “the hill we climb”) invites readers to engage with the poem on a deeper level, fostering reflection and contemplation about the nation’s challenges and aspirations.
  • Question 4: What is the significance of Gorman’s personal narrative within the broader context of the poem?
  • Gorman’s inclusion of personal details about her identity as a young Black woman is crucial to the poem’s impact. By sharing her story, she provides a powerful counter-narrative to dominant societal perceptions and offers a glimpse into the experiences of marginalized groups. Her personal journey becomes a symbol of hope and possibility for others facing similar challenges, demonstrating the transformative power of individual stories within a collective narrative.
Literary Works Similar to “The Hill We Climb” by Amanda Gorman
  • “I Have a Dream” by Martin Luther King Jr.: Both works are powerful speeches turned into poems, addressing issues of racial inequality and social injustice with a hopeful and inspiring tone.
  • “On Being Brought from Africa to America” by Phillis Wheatley: Both pieces explore themes of identity, resilience, and the human spirit in the face of adversity, drawing on personal experiences to illuminate broader societal issues.
  • “The New Colossus” by Emma Lazarus: Both works celebrate the ideals of freedom, opportunity, and refuge, and evoke a sense of national identity and purpose.
  • “Invictus” by William Ernest Henley: Both poems explore themes of perseverance, courage, and the indomitable human spirit in the face of adversity.
  • “If We Must Die” by Claude McKay: Both pieces address themes of racial injustice and the importance of resistance, but with different tones and approaches.
Suggested Readings: “The Hill We Climb” by Amanda Gorman
  1. Brooks, Katherine. “Amanda Gorman’s Poem Stole the Show at the Inauguration, but That’s Not All She’s Writing.” HuffPost, 20 Jan. 2021.
  2. Gorman, Amanda. “The Hill We Climb.” The Hill We Climb and Other Poems. Viking Books, 2021.
Representative Quotations of “The Hill We Climb” by Amanda Gorman
QuoteContextTheoretical Perspective
We braved the belly of the beast.This line appears early in the poem, referencing the recent political turmoil and violence that has shaken the nation.This quote utilizes metaphor to depict the challenges faced by the country as a monstrous entity that must be overcome.
We, the successors of a country and a time where a skinny Black girl descended from slaves and raised by a single mother can dream of becoming president, only to find herself reciting for one.Gorman references her own background and the historical significance of being the first Youth Poet Laureate to recite at a presidential inauguration.This quote highlights the ongoing struggle for racial equality and the complexities of representation within American society (Critical Race Theory).
And so we lift our gaze, not to what stands between us, but what stands before us.This line marks a shift in the poem, urging the nation to focus on its shared goals rather than dwelling on divisions.This quote aligns with social movement theory, promoting collective action and solidarity over internal conflict.
Let the globe, if nothing else, say this is true. That even as we grieved, we grew. That even as we hurt, we hoped. That even as we tired, we tried.Reflecting on the challenges overcome, Gorman emphasizes the nation’s capacity for growth and perseverance.This quote aligns with resilience theory, highlighting the ability of individuals and communities to adapt and overcome adversity.
We will rise from the golden hills of the West. We will rise from the windswept Northeast where our forefathers first realized revolution. We will rise from the lake-rimmed cities of the Midwestern states. We will rise from the sun-baked South.In a powerful call to unity, Gorman evokes the imagery of different regions rising together as a nation.This quote aligns with American nationalism, celebrating the nation’s vastness and diversity while promoting a sense of shared identity.

“Poetry and Beliefs” by I. A. Richards: Summary and Critique

“Poetry and Beliefs” by I. A. Richards, first published in the year 1932 as part of the collection “Principles of Literary Criticism,” holds significant importance in both literature and literary theory.

Introduction: “Poetry and Beliefs” by I. A. Richards

“Poetry and Beliefs” by I. A. Richards, first published in the year 1932 as part of the collection “Principles of Literary Criticism,” holds significant importance in both literature and literary theory. In this essay, Richards explores the interplay between language, emotion, and cognition, delineating how poetry harnesses emotive language to evoke responses beyond the factual or scientific realm. His analysis provides a foundational understanding of how poetry operates on psychological and emotional levels, challenging readers and critics to reconsider the ways in which they interact with literary texts. Richards’ emphasis on the emotive versus the cognitive functions of language in poetry has profoundly influenced subsequent literary criticism, encouraging a deeper appreciation for the subjective and experiential aspects of reading and interpreting poetry. This work remains a critical piece in the study of literature, offering insights into the complex dynamics between a poem’s structural elements and its broader impacts on the reader’s beliefs and emotions.

Summary of “Poetry and Beliefs” by I. A. Richards  

Emotive vs. Scientific Use of Language

  • Historical Origin: Initially, all language was emotive; its scientific application developed later and became perceived as the norm due to its users often reflecting on language while employing it scientifically.
  • Primary Use: Most language continues to be emotive, even though scientific use has gained prominence.

Function and Nature of Poetry

  • Emotive Focus: Poetry is described as the supreme form of emotive language, differentiating statements that invoke attitudes from those that communicate scientific truths.
  • Influence on Attitudes: Rather than conveying factual information, poetic statements primarily stimulate emotional and psychological responses.

Critical Misunderstanding

  • Common Misinterpretation: Readers often misinterpret poetic truthfulness or falsity, believing it affects the poem’s value, whereas the actual value lies in the evoked response regardless of the factual accuracy.
  • Impact of Misunderstanding: The misinterpretation leads to a misuse of poetry, diminishing its potential impact and causing stagnation in critical studies.

Interplay of Beliefs and Poetry

  • Influence of Beliefs: Beliefs, whether true or not, can temporarily enhance certain attitudes but are not crucial to the emotional experience poetry aims to produce.
  • Role of Reference and Belief: Poetry often uses references not for factual correctness but to foster a conducive emotional environment for the reader.

Perversion of Poetry Through Intellectualization

  • Substitution by Intellectual Formula: Poetic works are sometimes reduced to intellectual constructs, which can undermine the emotive and experiential aspect that defines poetry.
  • Harm of Over-Intellectualization: Overemphasis on factual or intellectual content in poetry can diminish its emotional and artistic integrity.

Distinguishing Between Scientific and Emotive Beliefs

  • Definition and Differences: Scientific beliefs involve a readiness to act based on the truthfulness of information, whereas emotive beliefs are more about the readiness to feel in response to poetic or dramatic contexts.
  • Relevance in Art: In artistic contexts, particularly in poetry and drama, emotive beliefs are more prevalent and crucial for the depth of experience.

Consequences of Mixing Knowledge with Emotion

  • Risks of Misalignment: Confusing knowledge-based and emotive beliefs can lead to a misalignment of emotional responses and factual understanding, weakening the overall experience.
  • Necessity of Distinct Separation: A clear distinction between emotive and scientific contexts in understanding poetry is essential for preserving the integrity of emotional responses.

Societal and Psychological Implications

  • Cultural Shifts: The evolution from emotive to scientific perspectives in language reflects broader societal shifts and has profound implications on cultural and psychological levels.
  • Impact on Human Behavior: Misunderstandings and misalignments in the interpretation of poetry and art can influence broader human endeavors and societal attitudes.
Literary Terms/Concepts in “Poetry and Beliefs” by I. A. Richards  
Literary Device/ConceptDefinition/Explanation
Emotive LanguageLanguage used to evoke emotions rather than to convey information or factual correctness. Richards notes, “It is the supreme form of emotive language.”
Scientific vs. Emotive Use of LanguageDistinguishes between language used for factual, scientific purposes and language used to evoke emotional responses. Richards argues that the latter was the original use of language.
Subordination of Reference to AttitudeThe idea that in poetry, the reference (or factual content) is less important than the attitude or emotional response it evokes in the reader. “For all that matters in either case is acceptance, that is to say, the initiation and development of the further response.”
Vagueness of ReferenceThe concept that poetic references often lack precise, verifiable scientific truth and instead focus on being emotionally resonant or evocative. “References as they occur in poetry are rarely susceptible of scientific truth or falsity.”
Indiscernibility of Fancy and KnowledgeDiscusses the blurring lines between imagination (fancy) and factual knowledge in poetic expressions, which often leads to a twilight of understanding where both are indistinguishable.
Misuse of PoetryCriticizes the common misunderstanding of poetry’s purpose, highlighting that assessing its truth or falsity is a misuse and overlooks the emotional and psychological impacts. “The people who say ‘How True!’… are misusing his work.”
Critical Emotive UtterancesRefers to critical statements about poetry that are emotive rather than analytical, shaping attitudes rather than providing objective critiques. “And the same is true of those critical but emotive utterances about poetry which gave rise to this discussion.”
Objectless BeliefsBeliefs formed not based on direct references or facts but as a result of the emotional interplay and artistic manipulation in poetry, leading to emotive responses disconnected from factual bases.
Revelation DoctrinesDiscusses the tendency in criticism to ascribe a false sense of revelation or profound truth to poetic works based on subjective emotional responses rather than objective truths. “One perversion…is in fact responsible for Revelation Doctrines.”
Contribution of “Poetry and Beliefs” by I. A. Richards  to Literary Theory/Theories

Establishment of Emotive Language Theory:

  • Comprehensive Comments: Richards emphasizes that poetry primarily uses language emotively rather than cognitively, stating, “It is the supreme form of emotive language.” This perspective challenges traditional views that prioritize factual accuracy in literary works, urging a reevaluation of how emotional responses are elicited through poetic expressions.

Differentiation Between Emotive and Scientific Uses of Language:

  • Comprehensive Comments: He clarifies the distinction between the scientific and emotive uses of language, explaining, “Originally all language was emotive; its scientific use is a later development.” This differentiation underpins much of contemporary literary theory, which often investigates the emotional versus the rational elements of texts.

Influence on Reader Response Theory:

  • Comprehensive Comments: Richards contributes to the foundation of Reader Response Theory by illustrating how a poem’s impact is less about its literal truth and more about the response it invokes in readers. He asserts, “For all that matters in either case is acceptance, that is to say, the initiation and development of the further response.” This idea foregrounds the reader’s engagement with the text, prioritizing personal interpretation over objective analysis.

Critique of Over-Intellectualization in Poetry:

  • Comprehensive Comments: By critiquing the over-intellectualization of poetry, Richards warns against the dangers of basing emotional responses on intellectual constructs rather than genuine emotive engagement, noting, “This substitution of an intellectual formula for the poem or work of art is of course most easily observed in the case of religion, where the temptation is greatest.” This critique has influenced theories that favor a more nuanced approach to interpreting literary texts, recognizing the complexity of human emotional and intellectual interactions.

Implications for Literary Criticism:

  • Comprehensive Comments: Richards’ work challenges critics to reconsider their approaches, especially concerning the validity and relevance of critical analysis. He argues that much literary criticism fails to appreciate the emotive power of poetry, suggesting, “Too much inferior poetry has been poured out as criticism, too much sack and too little bread.” This call for a reevaluation of critical methods has encouraged a broader, more inclusive approach to literary studies.

Examination of the Psychological Effects of Poetry:

  • Comprehensive Comments: Richards delves into the psychological impact of poetry on the reader, exploring how beliefs and attitudes are influenced by poetic expressions. He discusses the concept of ‘objectless beliefs,’ which are significant in shaping the psychological states induced by poetry, stating, “It is often held that recent generations suffer more from nervous strain…the strain imposed by the vain attempt to orient the mind by belief of the scientific kind alone.” This examination contributes to an understanding of literature’s deep and varied effects on human psychology.
Examples of Critiques Through “Poetry and Beliefs” by I. A. Richards
Literary WorkCritique through “Poetry and Beliefs”
“Ode to a Nightingale” by John KeatsRichards might critique this poem for its deep emotional resonance which surpasses factual or scientific interpretation. He would likely appreciate how Keats uses the emotive power of language to evoke a profound sense of escapism and melancholy, embodying his idea that, “Poetry is the supreme form of emotive language.”
“The Waste Land” by T.S. EliotIn Richards’ view, Eliot’s work exemplifies the complexity of references and beliefs interwoven into poetry. He would discuss how the poem’s obscure allusions and fragmented structure challenge the reader’s emotive and intellectual responses, reflecting his thought that, “No one can understand such utterances about poetry…without distinguishing the making of a statement from the incitement or expression of an attitude.”
“Song of Myself” by Walt WhitmanRichards might analyze how Whitman’s expansive, inclusive lyrical style invites readers to engage emotionally rather than seek factual correctness. This approach aligns with Richards’ assertion that, “The emotions and attitudes resulting from a statement used emotively need not be directed towards anything to which the statement refers.” Whitman’s work would be seen as an illustration of poetry that transcends scientific validation to touch upon universal truths through emotive expression.
“Daddy” by Sylvia PlathThrough Richards’ perspective, Plath’s poem could be critiqued for its intense emotive language that powerfully conveys personal trauma and complex emotional states. He would likely focus on how the poem uses emotive expressions to provoke a response that is not dependent on the veracity of the references but on the emotional impact, illustrating his idea that, “Only references which are brought into certain highly complex and very special combinations, so as to correspond to the ways in which things actually hang together, can be either true or false, and most references in poetry are not knit together in this way.”
Criticism Against “Poetry and Beliefs” by I. A. Richards  

Overemphasis on Emotive Language

  • Neglect of cognitive elements: Critics argue that Richards oversimplifies poetry by reducing it solely to emotive language, ignoring the cognitive and intellectual dimensions.
  • Underestimation of meaning: By focusing excessively on emotional response, Richards is accused of downplaying the importance of meaning and understanding in poetic interpretation.

Reductionist View of Belief

  • Oversimplified dichotomy: Critics contend that Richards’ distinction between scientific and emotive belief is overly simplistic and fails to account for the complex interplay between the two.
  • Ignoring the role of belief in meaning-making: Richards’ emphasis on the emotional impact of poetry leads to a neglect of the role of belief in constructing meaning.

Neglect of Context and Historical Factors

  • Ahistorical approach: Critics argue that Richards’ analysis is ahistorical, failing to consider the historical and cultural contexts in which poetry is produced and received.
  • Ignoring the social and political dimensions: By focusing primarily on the individual reader’s response, Richards overlooks the social and political implications of poetry.

Overreliance on Psychological Explanation

  • Reduction of poetry to psychology: Critics contend that Richards’ attempt to explain poetic experience through psychology reduces poetry to a mere stimulus-response mechanism.
  • Ignoring the aesthetic dimension: By prioritizing psychological factors, Richards is accused of neglecting the aesthetic qualities and formal elements of poetry.

Ambiguous and Overly Broad Concepts

  • Vague terminology: Critics argue that Richards’ use of terms like “belief,” “attitude,” and “emotion” is often ambiguous and lacks precise definition.
  • Overgeneralization: Richards’ claims about the nature of poetry are seen as overly broad and applicable to a wide range of literary works, leading to a lack of specificity.

Implications for Poetic Practice

  • Negative impact on poetic creation: Some critics argue that Richards’ theory could lead to a focus on emotional manipulation rather than genuine poetic expression.
  • Limited critical framework: Richards’ approach is seen as providing a limited framework for analyzing and evaluating poetry, as it neglects important aspects such as form, language, and intertextuality.
Suggested Readings: “Poetry and Beliefs” by I. A. Richards  
  1. Greene, Roland, et al., editors. “B.” The Princeton Encyclopedia of Poetry and Poetics: Fourth Edition, STU-Student edition, Princeton University Press, 2012, pp. 114–72. JSTOR, http://www.jstor.org/stable/j.ctt2tt8jz.10. Accessed 12 Aug. 2024.
  2. VENDLER, HELEN. “TEACHING I: I. A. Richards.” The American Scholar, vol. 49, no. 4, 1980, pp. 499–503. JSTOR, http://www.jstor.org/stable/41210668. Accessed 12 Aug. 2024.
  3. Cohn, Jan. “The Theory of Poetic Value in I. A. Richards’ ‘Principles of Literary Criticism’ and Shelley’s ‘A Defence of Poetry.’” Keats-Shelley Journal, vol. 21/22, 1972, pp. 95–111. JSTOR, http://www.jstor.org/stable/30212743. Accessed 12 Aug. 2024.
  4. Brooks, Cleanth. “I. A. Richards and ‘Practical Criticism.’” The Sewanee Review, vol. 89, no. 4, 1981, pp. 586–95. JSTOR, http://www.jstor.org/stable/27543909. Accessed 12 Aug. 2024.
  5. Winterowd, W. Ross. “I. A. Richards, Literary Theory, and Romantic Composition.” Rhetoric Review, vol. 11, no. 1, 1992, pp. 59–78. JSTOR, http://www.jstor.org/stable/465880. Accessed 12 Aug. 2024.
  6. Brown, Stuart C. “I. A. Richards’ New Rhetoric: Multiplicity, Instrument, and Metaphor.” Rhetoric Review, vol. 10, no. 2, 1992, pp. 218–31. JSTOR, http://www.jstor.org/stable/465482. Accessed 12 Aug. 2024.
  7. Shafer, Robert E. “The Practical Criticism of I. A. Richards and Reading Comprehension.” Journal of Reading, vol. 14, no. 2, 1970, pp. 101–08. JSTOR, http://www.jstor.org/stable/40012942. Accessed 12 Aug. 2024.
Representative Quotations from “Poetry and Beliefs” by I. A. Richards  with Explanation
QuotationExplanation
“It is the supreme form of emotive language.”Richards refers to poetry as the highest expression of emotive language, which prioritizes emotional response over factual or logical clarity. This underscores the primary function of poetry—to evoke feelings and attitudes, rather than to convey information or argue rationally.
“Only references which are brought into certain highly complex and very special combinations… can be either true or false, and most references in poetry are not knit together in this way.”This quote emphasizes the notion that poetic references typically do not adhere to the standards of factual truth or falsehood because they are not intended to be verifiable but are designed to enhance the emotive and aesthetic experience of the poem.
“The people who say ‘How True!’ at intervals while reading Shakespeare are misusing his work.”Richards critiques readers who seek factual accuracy or literal truths in poetry, arguing that this approach misses the essence of poetic expression, which is to invoke a deeper, emotional, or contemplative response rather than to confirm empirical truths.
“No one can understand such utterances about poetry… without distinguishing the making of a statement from the incitement or expression of an attitude.”Here, Richards points out the necessity of distinguishing between literal statements and the emotional or attitudinal effects intended by poetic language. Understanding poetry requires recognizing its primary function to affect the reader’s emotions and thoughts, rather than to state facts.
“Too much inferior poetry has been poured out as criticism, too much sack and too little bread.”Richards laments the quality of much poetic criticism, suggesting that it is often as emotively charged and unsubstantial as bad poetry. This metaphor criticizes literary criticism that fails to offer substantive insights, instead indulging in the same stylistic excesses as the texts it critiques.
“But it is easy, by what seems only a slight change of approach, to make the initial step an act of faith, and to make the whole response dependent upon a belief as to a matter of fact.”This quote warns of the danger in poetry and criticism of turning emotive responses into rigid dogmas or beliefs, which can distort the intended artistic experience. It highlights the subtle but significant shift that can lead to misinterpretations and misuse of poetic works by overly literal readings.

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky: Summary and Critique

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky, first published in 1936 in the collection Structure, Sign and Function, holds immense significance in literature and literary theory.

"Aesthetic Function, Norm, And Value As Social Facts" by Jan Mukarovsky: Summary and Critique
Introduction: “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

“Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky, first published in 1936 in the collection Structure, Sign and Function, holds immense significance in literature and literary theory. This seminal work introduced the concept of the aesthetic function as a social phenomenon, arguing that art and literature are not isolated expressions but are deeply intertwined with the social fabric. Mukarovsky’s exploration of how aesthetic norms and values are shaped by and, in turn, influence society laid the groundwork for subsequent studies in sociology of art, cultural studies, and literary theory.

Summary of “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

·  Literary Work’s Dependence on Literary Environment:

  • Medvedev and Bakhtin argue that a literary work is inherently part of the “literary environment,” which is the collective body of socially active literary works of a given epoch. They state, “The individual literary work is a dependent and therefore actually inseparable element of the literary environment” (p. 26). This environment directly influences the work, making it inseparable from the socio-cultural and ideological context of its time.

·  Complex System of Interconnections:

  • The authors describe a “complex system of interconnections and mutual influences” within literature, where each element is defined within multiple, interrelated unities (p. 27). They assert that literature cannot be understood outside the context of the ideological and socioeconomic environment, as “the ideological environment in its totality and in each of its elements is likewise a dependent element of the socioeconomic environment” (p. 27). This interconnectedness emphasizes the need to study literature as part of a larger socio-cultural system.

·  Dialectical Approach to Literary History:

  • Medvedev and Bakhtin advocate for a dialectical approach in literary history, where the study of a literary work must account for its place within the broader ideological and socioeconomic context. They emphasize, “The work cannot be understood outside the unity of literature,” and this unity itself “cannot be studied outside the unified socioeconomic laws of development” (p. 28). This dialectical method is crucial for understanding the dynamic interactions that shape literary works.

·  Literary Individuality within Social Context:

  • While literature interacts with various domains of socio-economic life, it does not lose its individuality. The authors argue, “In fact, its individuality can only be completely discovered and defined in this process of interaction” (p. 30). This statement highlights that the unique characteristics of a literary work are best understood when analyzed within its broader social and ideological context.

·  Rejection of Isolated Literary Systems:

  • Medvedev and Bakhtin reject the idea of viewing literature as a closed, independent system, asserting that “The notion of closed and independent cultural systems is completely inadmissible” (p. 31). They argue that literature is always in interaction with other cultural and social systems, and studying it in isolation would result in an incomplete understanding of its role and significance.

·  Sociological Poetics and Literary History:

  • The authors introduce the concept of sociological poetics as essential for a comprehensive understanding of literary history. They state, “Literary history essentially presupposes the answers sociological poetics provides to the problems which have been set” (p. 32). This approach involves analyzing the structure of literary works—such as genre, style, and theme—in relation to their ideological and social contexts.

·  Critique of Formalism:

  • Medvedev and Bakhtin critique the formalist approach to literature, which isolates literary works from their social context. They argue, “For if literature is a social phenomenon, then the formal method, which ignores and denies this, is first of all inadequate to literature itself” (p. 34). They believe that formalism fails to capture the true nature of literature by neglecting its social and ideological dimensions.

·  Marxism and the Formal Method:

  • The authors stress the importance of Marxist criticism in countering the formalist approach. They claim that Marxism “cannot leave the work of the formalists without exhaustive critical analysis” (p. 34). This analysis is necessary because formalism’s neglect of the social nature of literature leads to “false interpretations and definitions” (p. 34). Marxist literary scholarship, therefore, seeks to incorporate social and ideological context into the study of literature to provide a more accurate and comprehensive understanding.
Literary Terms/Concepts in “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
TermDefinitionExplanation
FictionalityThe quality of being fictional.While literature often uses elements of reality, its primary function is not to convey factual information but to create aesthetic experiences.
Poetic ActThe creative process of constructing a literary work.The author’s creation of fictional elements is not considered lying but a form of artistic expression.
Indirect (Figurative) TieThe connection between a literary work and reality that is not direct or literal.A literary work can evoke real-life experiences, emotions, and situations without explicitly describing them.
Material RelationshipThe connection between a literary work and the reader’s world.A strong literary work can engage the reader on multiple levels, connecting with their personal experiences and values.
Extra-aesthetic ValuesValues that exist beyond the aesthetic realm, such as social, moral, and political values.Literary works often carry implicit or explicit values that resonate with readers.
Aesthetic ValueThe value derived from the artistic qualities of a work.While important, aesthetic value is not isolated but interacts with other values within the work.
Mutual TensionThe conflict or contrast between the values within a literary work and the values of the society in which it is created.This tension can lead to social commentary and critical reflection.
Contribution of “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky to Literary Theory/Theories

Aesthetic Function as a Structural Element:

  • Mukarovsky argues that the aesthetic function is integral to the structure of art, not just an addition or an attribute. This function elevates the artistic sign beyond simple communication, imbuing it with a deeper, more complex relationship with reality.

Artistic Sign and Indirect Realities:

  • The artistic sign does not directly represent reality but acts as a mediator to connect with various indirect realities. This connection is crucial for the audience to engage with art on a personal and social level, enhancing the interpretive richness of the artwork.

Social Construct of Artistic Interpretation:

  • Interpretation of art is not purely individualistic but deeply rooted in social constructs. Mukarovsky posits that every artistic interpretation is influenced by the social context, making art a social fact, contrary to the notion of subjective isolation.

Dynamic Relationship Between Art and Reality:

  • Art creates a dynamic interaction between its own content and the broader societal values. This interaction is not merely reflective but actively engages with and potentially transforms societal norms and values.

The Role of Aesthetic Values in Social Dynamics:

  • Aesthetic values are not static; they participate actively in the social dialogue, challenging and potentially altering societal values. Art’s autonomy allows it to experiment with these values, proposing new configurations and adaptations.

Negation of Concrete Reality in Art:

  • Art serves as a dialectical negation of concrete reality, allowing for a more profound exploration of themes and concepts that extend beyond the immediate and tangible. This negation is essential for the transformative power of art.

Form and Content Integration:

  • Mukarovsky challenges the traditional separation of form and content in art. He argues that all elements of a work of art are interdependent and contribute to its overall meaning and impact, blurring the lines between form and content.

Extra-Aesthetic Values in Art:

  • Art is seen as a repository of extra-aesthetic values. These values transcend the immediate aesthetic experience and engage with broader life values, influencing the viewer’s perception of reality and their position within it.

Transformative Potential of Art:

  • The transformative potential of art lies in its ability to reorder and redefine value systems within a society. Art’s engagement with life values facilitates a critical examination and potential transformation of these values, contributing to societal evolution.

Art as a Social Agent:

  • Art functions as a significant social agent, capable of influencing and reflecting societal changes and tensions. Its autonomy and aesthetic function enable it to engage deeply with societal dynamics, making it a powerful tool in the social arena.
Examples of Critiques Through “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
Literary WorkCritique Using Mukarovsky’s Framework
Crime and Punishment by Fyodor DostoevskyMukarovsky’s theory highlights the novel’s aesthetic function as it engages with moral and ethical dilemmas, not just as themes, but as part of the structural design of the narrative. The novel mediates complex realities, influencing the reader’s perception of justice and morality beyond the text.
The Great Gatsby by F. Scott FitzgeraldThrough Mukarovsky’s lens, the aesthetic function of this novel transcends its plot, creating a symbolic landscape that critiques the American Dream. The social norms and values of the 1920s are not only depicted but interrogated, challenging the reader’s understanding of success and happiness.
To Kill a Mockingbird by Harper LeeThis work can be critiqued using Mukarovsky’s ideas on the social construction of interpretation. The racial injustices and moral complexities presented in the novel activate a dialogue with the reader’s societal context, questioning enduring social norms and values about race and justice.
“Waiting for Godot” by Samuel BeckettApplying Mukarovsky, the play’s minimalist form and content integrate to challenge traditional narrative expectations, reflecting existential themes that resonate with the viewer’s personal and collective existential queries, thus transforming viewer attitudes towards meaning and time.
Beloved by Toni MorrisonMorrison’s novel can be analyzed through Mukarovsky’s perspective on extra-aesthetic values. The narrative structure intertwines with historical and emotional realities of slavery, pushing the reader to reevaluate the historical memory and its impact on contemporary values and identities.
Criticism Against “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky

Overemphasis on Social Determinism

  • Mukarovsky’s theory tends to overemphasize the role of social factors in shaping aesthetic experience, potentially neglecting the autonomy of the individual and the power of the artwork itself.
  • It risks reducing the complexity of artistic creation and reception to a mere reflection of social structures.

Limited Account of Individual Experience

  • While acknowledging the influence of social context, Mukarovsky’s theory may not fully account for the unique and personal experiences of individual readers or viewers.
  • It might overlook the subjective and emotional dimensions of aesthetic response.

Difficulty in Defining “Aesthetic Value”

  • Despite its centrality to the theory, the concept of “aesthetic value” remains somewhat elusive and difficult to precisely define.
  • The relationship between aesthetic value and extra-aesthetic values is not always clearly articulated.

Oversimplification of Form and Content

  • Mukarovsky’s rejection of the traditional form-content distinction might be seen as an oversimplification of the complex relationship between these elements in a work of art.
  • It could potentially lead to a neglect of the formal qualities of art.

Neglect of Historical and Cultural Variation

  • While recognizing the role of social context, Mukarovsky’s theory might not adequately account for the historical and cultural specificity of aesthetic experiences.
  • It risks generalizations that may not hold true across different times and places.

Potential for Reductionism

  • By focusing on the social determinants of aesthetic experience, there is a risk of reducing art to a mere instrument of social ideology or propaganda.
  • This could limit the potential for art to challenge and transform social norms.
Suggested Readings: “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky
  1. Bürger, Peter. Theory of the Avant-Garde. Translated by Michael Shaw, University of Minnesota Press, 1984.
  2. Călinescu, Matei. Five Faces of Modernity: Modernism, Avant-Garde, Decadence, Kitsch, Postmodernism. Duke University Press, 1987.
  3. Eco, Umberto. The Limits of Interpretation. Indiana University Press, 1990.
  4. Fokkema, Douwe, and Elrud Ibsch. Theories of Literature in the Twentieth Century: Structuralism, Marxism, Aesthetics of Reception, Semiotics. Hurst, 1977.
  5. Steiner, Peter. Russian Formalism: A Metapoetics. Cornell University Press, 1984.
Representative Quotations from “Aesthetic Function, Norm, And Value As Social Facts” by Jan Mukarovsky with Explanation
QuotationExplanation
“The aesthetic function is not merely an added ornament but the very foundation of what makes a work of art.”This quote emphasizes that the aesthetic function is intrinsic to art, defining its nature rather than being just an embellishment. It shapes how art communicates and interacts with its audience, forming the core of its impact.
“Artistic signs are dialectically negated reality; they do not simply mirror reality but transform it into something else.”Mukarovsky suggests that art does not replicate reality straightforwardly but reconstructs it, offering new interpretations and perspectives. This transformation is a critical process where art becomes a medium for deeper understanding and reflection.
“The social fact of art lies in its collective interpretation; it is never solely an individual encounter.”This statement underlines the communal aspect of art interpretation. Art exists within a social context and its meanings are shaped by collective experiences and social dynamics, not just by individual perceptions.
“Each element of a work of art, whether content or form, is charged with a network of social values and norms.”Here, Mukarovsky highlights that every component of an artwork—its form and content—is imbued with societal values and norms. These elements are not neutral but are active participants in the dialogue between art and society.
“The indirect relationship between art and reality is its strength, allowing art to comment on reality from a unique vantage point.”This quotation points out that art’s strength lies in its indirect approach to reality, enabling it to provide commentary and critique from a distinct perspective that can offer insightful and transformative views.
“Art is a social agent; it has the power to influence and reshape societal values through its aesthetic function.”Mukarovsky casts art as an active social agent with the power to influence and reshape societal norms and values. Through its aesthetic function, art engages with and can alter the social fabric, highlighting its critical role in cultural dynamics.