
Introduction: “The Theoretical Limits of the New Historicism” by Richard Lehan
“The Theoretical Limits of the New Historicism” by Richard Lehan first appeared in the New Literary History journal in the Spring of 1990 (Vol. 21, No. 3), published by The Johns Hopkins University Press. In this seminal article, Lehan critiques the foundational assumptions of the New Historicism, particularly its reliance on synchronic or spatialized conceptions of time at the expense of diachronic, process-oriented understandings of history. Drawing from thinkers like Foucault and Derrida, Lehan argues that New Historicism, while claiming to eschew grand narratives, paradoxically imposes paradigmatic constructs that suppress temporal progression and ideological development. He emphasizes the political and ideological implications embedded in literary forms, advocating for a renewed engagement with historical process and narrative temporality. Lehan’s essay is crucial to literary theory for exposing the methodological limitations of New Historicism and for urging a return to historicized readings that account for cultural, political, and temporal dynamics in literature.
Summary of “The Theoretical Limits of the New Historicism” by Richard Lehan
● The Incoherence of New Historicism as a Methodology
Lehan criticizes the New Historicism for lacking an overarching methodological framework. Instead of presenting a unified system of interpretation, it delivers “a series of discrete and diverse readings of literary texts and cultural periods as if these readings were bound by doctrine” (Lehan 536). This absence of methodological unity, according to Lehan, weakens its credibility as a legitimate critical school, particularly in contrast to the more structured approaches of structuralism and Marxism.
● Suppression of Historical Process Through the Synchronic Turn
Lehan’s primary critique centers on New Historicism’s substitution of spatial (synchronic) for temporal (diachronic) readings of history. He sees this as part of a broader postmodern trend that erases the notion of historical continuity. He warns against the “dangers of spatializing time” (Lehan 533) and critiques how synchronic methods “create a disjunction between what the text is saying about history and what the historian is saying about the text” (Lehan 536). This disjunction leads to a flattening of temporality and a loss of historical agency.
● The Shift from Causality to Representation Undermines History
The New Historicism’s Foucauldian roots encourage a retreat from linear, causal history toward representational paradigms. As Lehan observes, in this view, “we do not ‘know’ history but only the paradigms that we bring to the explanation of what we call history” (Lehan 535). By emphasizing tropes, signs, and representations, this approach transforms both history and literature into self-referential systems, severing them from real-world causality and change.
● Postmodern Denial of Historical Meaning as Ideological Erasure
Lehan argues that New Historicism and its theoretical allies—especially Foucault, Derrida, and de Man—engage in a covert ideological act by denying the possibility of historical direction or progress. This denial, ironically, constitutes an ideological position: “no theory of history—or of literary criticism—is neutral but carries within it an ideology” (Lehan 536). The idea that “history has no direction even as it takes the idea of direction as its object of attack” is, for Lehan, a self-contradiction (Lehan 536).
● Structuralist and Poststructuralist Denials of History Are Paradoxically Historicized
Even while denying historical continuity, structuralists and poststructuralists cannot escape historical influence. Lehan contends that “semiotics, for example, depends totally on reading signs in a historical/cultural context” (Lehan 536). He illustrates this with the example of how a burning American flag held radically different meanings before and after the Vietnam War. Thus, any claim to historical neutrality is inherently flawed and historically contingent.
● Derrida and De Man: Freezing Narrative Time into Rhetorical Suspension
Lehan critiques Derrida’s deconstruction of time and meaning as leading to a state of “thought without action” and a suspension of historical agency (Lehan 538). He similarly faults de Man for reducing narrative texts to isolated rhetorical moments: “flux is frozen static by a preoccupation with rhetorical forms of play” (Lehan 539). Both thinkers, in Lehan’s view, sever language from temporality, turning historical and narrative process into inert tropes.
● The Collapse of History into Tropes Leads to Ethical and Political Abdication
According to Lehan, by eliminating time and causality, the New Historicism eliminates the basis for ethical responsibility and political engagement. He asserts, “in denying history, we affirm it, because our denial can never be separated from a historical context” (Lehan 536). The aestheticization of history removes any real-world implications, thereby neutralizing the potential for critique or resistance.
● Case Study: Tropological Misreading of Sister Carrie
Lehan critiques Walter Benn Michaels’s The Gold Standard and the Logic of Naturalism as a representative New Historicist reading that subordinates narrative structure to trope. Michaels interprets Sister Carrie through the lens of money and desire, portraying Carrie as a metaphor for capitalist subjectivity. Lehan challenges this view, arguing that “Carrie’s sense of desire is stimulated first by Chicago… and then by New York” (Lehan 542), indicating an environmental and evolutionary logic rather than a purely tropological one. Michaels, Lehan argues, represses Dreiser’s naturalistic causal sequences, particularly the contrasting trajectories of Carrie and Hurstwood.
● The Ethical Importance of Narrative Sequence and Causality
Lehan insists that time is not reducible to language, and that narrative temporality must be recovered to understand a text’s ethical and political implications. “Time is not language, and language is not time. We can speak about time in language, but this is not identical with the way we experience time” (Lehan 545). He argues that abandoning diachronic narrative in favor of synchronic representation leads to the depoliticization of literature.
● Literary Subgenres as Expressions of Historical Change
Lehan promotes the reading of literary subgenres as historically embedded forms that reflect cultural shifts. He explores how genres like the Gothic, Western, detective novel, and the young-man-from-the-provinces story evolved from specific historical contexts. For example, the Gothic novel encodes anxieties over the decline of the landed estate, while the detective novel arises alongside the growth of the modern city and concerns over urban anonymity (Lehan 546–49).
● Intertextuality as Historicized Dialogue
Lehan redefines intertextuality in historical terms, showing how texts speak to each other across historical moments. Fitzgerald’s The Great Gatsby, for instance, inverts the idealism of the Western genre to critique capitalist modernity. “Fitzgerald brilliantly showed how romantic expectation was connected with historical ideals always located in the past” (Lehan 544). Intertextual allusions thus reflect transformations in cultural values, not just rhetorical play.
● Reinstating Historical Process in Literary Studies
In his conclusion, Lehan argues for a return to literary analysis rooted in historical process rather than representational tropes. He calls for recognition of historical transitions—e.g., from feudalism to capitalism, or from industrial to informational economies—and their reflections in literature. He links naturalism and modernism as responses to the same industrial age, noting that “modernism and naturalism are thus two different responses to the same historical moment” (Lehan 553).
Final Assessment
Lehan’s essay is both a sustained critique of the theoretical underpinnings of the New Historicism and a proposal for restoring historical temporality, causality, and ideological engagement to literary criticism. He insists that narrative and historical process matter—not just as thematic content but as ideological form. He urges critics to “restore process to our use of history” (Lehan 533), anchoring literary study once again in the dynamic interplay between form, temporality, and political culture.
Theoretical Terms/Concepts in “The Theoretical Limits of the New Historicism” by Richard Lehan
Term/Concept | Meaning | Usage in the Article |
New Historicism | A literary theory that emphasizes the cultural, social, and political contexts of texts, often using historical documents alongside literary works. | Criticized by Lehan for lacking a unified methodology and for collapsing historical sequence into tropological readings of texts. |
Synchronic Time | Time viewed as static and spatial, focusing on structures and paradigms rather than historical sequence. | Critiqued for replacing narrative flow and causality with static representations, leading to a loss of historical process and political meaning. |
Diachronic Time | Time understood as linear, causal, and unfolding—emphasizing sequence and historical change. | Advocated by Lehan as essential for understanding literary narratives and their political and historical dimensions. |
Representation | The act of depicting or interpreting reality through rhetorical or symbolic forms, often emphasizing language over material context. | Seen as a dominant approach in New Historicism that flattens history into rhetorical tropes, thereby aestheticizing and depoliticizing texts. |
Paradigm | A conceptual framework or model used to interpret historical and cultural data, often seen as replacing linear narratives. | Used to describe Foucault’s “epistemes” which, Lehan argues, deny continuity and process by treating history as a series of disconnected conceptual shifts. |
Tropological Reading | An interpretive method that focuses on figurative language, symbols, and rhetorical devices in texts. | Criticized by Lehan for reducing complex historical narratives to isolated metaphors or signs, thereby ignoring time and causality. |
Episteme | Foucault’s term for an overarching knowledge structure that defines the conditions of thought in a given era. | Questioned by Lehan for suggesting abrupt historical ruptures and lacking explanation for transitions between paradigms. |
Ideology | A system of ideas that shapes cultural, social, or political beliefs, often unconsciously embedded in narratives and historical accounts. | Lehan argues that ideology is inherent in concepts of time and representation and that postmodern critics often displace ideology while inadvertently reaffirming it. |
Contribution of “The Theoretical Limits of the New Historicism” by Richard Lehan to Literary Theory/Theories
1. Critique of New Historicism
- Identifies methodological incoherence: Lehan argues that New Historicism lacks a unifying methodology, offering “a series of discrete and diverse readings” rather than a coherent theoretical framework (p. 536).
- Challenges synchronic bias: He criticizes New Historicism’s tendency to favor synchronic (spatial) readings, which freeze historical narrative and suppress diachronic (temporal) movement (p. 538).
- Warns against aestheticizing history: Lehan asserts that turning history into tropes or representations, as in the Berkeley school, robs texts of political agency and historical process (pp. 540–541).
2. Contribution to Historicism and Diachronic Literary Analysis
- Reasserts process and narrative in history: Lehan calls for restoring diachronic time to literary criticism, arguing that history involves “a flow of time” that representation-based theories often ignore (p. 535).
- Links ideology to temporality: He posits that how we conceptualize time reflects ideological commitments, even when denied (p. 536).
- Advocates historical reading of genres: Through examples like Sister Carrie, The Great Gatsby, and gothic novels, he shows how subgenres are tied to historical shifts, rejecting the ahistorical flattening of textual meaning (pp. 541–547).
3. Response to Structuralism and Poststructuralism
- Critiques structuralist universalism: Lehan finds Levi-Strauss’s belief in universal mental structures as undermining historical difference, making time and culture redundant (p. 537).
- Challenges Derridean suspension: He argues that Derrida’s concept of deferral and deconstruction leads to a denial of agency and ethical time, resulting in a “world robbed of process and agency” (p. 538).
- Demystifies de Man’s rhetoric: Lehan critiques de Man for collapsing narrative meaning by focusing on isolated rhetorical moments, thereby repressing historical and political context (p. 539).
4. Engagement with Marxist and Materialist Theory
- Emphasizes historical materialism: Through critique of works like Walter Benn Michaels’ The Gold Standard and the Logic of Naturalism, Lehan exposes how tropological readings ignore economic and material determinants (pp. 540–543).
- Connects literary forms to socio-economic shifts: He traces the emergence of genres (e.g., detective fiction, Western, naturalist novel) to transitions such as urbanization, capitalism, and empire, aligning with a Marxist view of base-superstructure (pp. 546–550).
5. Revisions to Periodization and Literary History
- Replaces static periods with historical process: Lehan suggests abandoning rigid literary period labels in favor of understanding “literary naturalism” and “modernism” as responses to the same socio-economic realities (p. 552).
- Intertextuality as historicized dialogue: He reframes intertextuality not as infinite textual play but as historically situated dialogues among writers and movements (p. 551).
Examples of Critiques Through “The Theoretical Limits of the New Historicism” by Richard Lehan
Literary Work | Theoretical Framework from Lehan | Explanation of the Critique |
Sister Carrie by Theodore Dreiser | Critique of Representational Tropes; Defense of Narrative Causality and Diachronic Time | Lehan challenges Walter Benn Michaels’ reading that reduces Sister Carrie to a trope of capitalist desire. He argues that this suppresses Dreiser’s naturalistic structure, which depends on cause and effect and environmental determinism. The novel’s temporal sequence and ideological critique are essential. |
The Great Gatsby by F. Scott Fitzgerald | Temporal Process and Historical Unfolding; Opposition to Rhetorical Suspension | Lehan resists poststructuralist interpretations that freeze Gatsby at the level of language and metaphor. He emphasizes the novel’s narrative flow and historical critique of American romantic ideals, capitalist decay, and urban alienation through diachronic storytelling. |
The Waste Land by T. S. Eliot | Cyclical Historical Time; Critique of Spatialization of Temporal Events | Lehan interprets Eliot’s “falling towers” motif as part of a cyclical view of history, showing imperial decline. He argues that reading Eliot purely in synchronic terms (as some new historicists do) misses the poem’s embedded historical consciousness and critique of cultural entropy. |
The Virginian by Owen Wister and Shane by Jack Schaefer | Historicized Subgenre Analysis; Western as Cultural Encoding of Social and Class Transition | Lehan treats the Western as a historically determined subgenre. He shows how both novels reflect changing attitudes toward land, masculinity, and class—embodying ideologies of frontier conquest, natural aristocracy, and American exceptionalism. These texts mirror historical changes in national identity. |
Criticism Against “The Theoretical Limits of the New Historicism” by Richard Lehan
- Overgeneralization of Postmodern Thinkers:
Lehan tends to group together disparate figures such as Foucault, Derrida, and de Man under a single critical lens, potentially oversimplifying their distinct methodologies and philosophical nuances. - Excessive Nostalgia for Diachronic Models:
His strong preference for diachronic history and narrative progression may seem nostalgic or conservative, potentially neglecting the productive insights offered by synchronic or spatial approaches to cultural texts. - Limited Engagement with Diversity in New Historicism:
Lehan critiques the “representation school” primarily based on examples like Walter Benn Michaels and Foucault, but this does not fully represent the variety of practices and innovations within the New Historicist movement. - Underestimation of Tropological Critique:
While he warns against reducing historical texts to tropes, some may argue that Lehan underestimates the critical power of tropological and rhetorical analysis to uncover ideology and contradiction in historical discourse. - Insufficient Consideration of Language and Power:
Lehan favors process over discourse and may downplay how language itself produces historical consciousness and is inseparable from power structures—as emphasized by Foucault and others. - Reassertion of Grand Narratives:
His insistence on historical continuity and developmental models can be critiqued for reasserting teleological or totalizing grand narratives, which postmodern and poststructuralist theorists deliberately resist. - Neglect of Marginalized Voices:
The article focuses heavily on canonical texts and dominant ideologies, with little engagement with how New Historicism has been applied to issues of race, gender, colonialism, and class from subaltern perspectives.
Representative Quotations from “The Theoretical Limits of the New Historicism” by Richard Lehan with Explanation
Quotation | Page | Explanation |
“I could just as well have entitled it ‘The Consequences of the Synchronic—or the Dangers of Spatializing Time.'” | 533 | Lehan introduces his critique of New Historicism by suggesting that its focus on synchronic (static) time over diachronic (sequential) time distorts historical understanding, a central theme of his essay. |
“Since the seventeenth century our ways of talking about history have come off of three dominant models.” | 534 | He outlines three historical paradigms—Enlightenment, Romantic, and Postmodern—to contextualize New Historicism within a broader evolution of historical thought, emphasizing its postmodern roots. |
“Much of the new historicism assumes that history has no direction even as it takes the idea of direction as its object of attack.” | 535 | This highlights Lehan’s argument that New Historicism’s rejection of historical progression is itself ideological, contradicting its claim to neutrality. |
“What I am suggesting is that the direction we believe time takes has a political quotient to it, even (perhaps especially) when such a belief is denied.” | 535 | Lehan asserts that denying historical direction (as New Historicism does) is a political act, embedding ideology in its methodology despite its claims otherwise. |
“In denying history, we affirm it, because our denial can never be separated from a historical context.” | 536 | He argues that attempts to escape history (e.g., through synchronic analysis) are inherently historical, as they are shaped by the moment of their articulation. |
“Foucault’s epistemes replace narrative line, become ‘diagnoses’ or contexts for historical discourse, and hence function much like Kuhn’s paradigms.” | 539 | Lehan critiques Foucault’s static epistemes, adopted by New Historicism, for lacking narrative continuity, reducing history to disconnected snapshots rather than a process. |
“What Michaels does is to give us a postmodern Sister Carrie at the expense of the realistic/naturalistic text.” | 542 | Using Walter Benn Michaels’s reading of Dreiser’s novel, Lehan illustrates how New Historicism’s tropological focus distorts the text’s historical and naturalistic essence. |
“The new historicism, firmly modeled on Foucault, is thus fraught with its own problematics.” | 543 | He questions the coherence and subjectivity of New Historicism’s methodology, suggesting it cannot escape the historical biases it seeks to avoid. |
“Time is not language, and language is not time. We can speak about time in language, but this is not identical with the way we experience time.” | 545 | Lehan emphasizes the distinction between linguistic representation and lived temporal experience, arguing that New Historicism’s focus on language overlooks narrative time’s role in texts. |
“Once the idea of literary periods gives way to the idea of historical process, we can then see the connection between such literary and cultural movements.” | 552 | He advocates for a process-oriented approach to history, linking literary forms (e.g., naturalism, modernism) to cultural shifts, countering New Historicism’s static view. |
Suggested Readings: “The Theoretical Limits of the New Historicism” by Richard Lehan
- Lehan, Richard. “The Theoretical Limits of the New Historicism.” New Literary History, vol. 21, no. 3, 1990, pp. 533–53. JSTOR, https://doi.org/10.2307/469124. Accessed 26 Mar. 2025.
- HOPPS, GAVIN. “Conclusion: Poiesis and Metaphysics.” Enchantment in Romantic Literature, Liverpool University Press, 2025, pp. 459–76. JSTOR, https://doi.org/10.2307/jj.13083370.15. Accessed 26 Mar. 2025.
- Nealon, Jeffrey T. “Exteriority and Appropriation: Foucault, Derrida, and the Discipline of Literary Criticism.” Cultural Critique, no. 21, 1992, pp. 97–119. JSTOR, https://doi.org/10.2307/1354118. Accessed 26 Mar. 2025.