“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff: Summary and Critique

“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff first appeared as a collaborative response on the CogLing mailing list in 2008 and was later cited in The Cambridge Handbook of Metaphor and Thought (2008, ed. Raymond Gibbs).

"On Metaphor and Blending" by Gilles Fauconnier and George Lakoff: Summary and Critique
Introduction: “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff first appeared as a collaborative response on the CogLing mailing list in 2008 and was later cited in The Cambridge Handbook of Metaphor and Thought (2008, ed. Raymond Gibbs). The piece offers a comprehensive reflection on the historical development, theoretical nuances, and mutual reinforcement of Conceptual Metaphor Theory (CMT) and Conceptual Blending Theory (CBT)—two foundational frameworks in cognitive linguistics. Fauconnier and Lakoff, countering the mistaken belief that their theories are in conflict, trace the evolution of both approaches: from the experiential mappings central to Metaphors We Live By (1980), through the neural grounding of metaphor in Lakoff’s later work (Philosophy in the Flesh, 1999), to the development of mental spaces and integration networks in Fauconnier and Turner’s The Way We Think (2002). They argue that metaphor and blending operate at different levels of abstraction—blending synthesizes inputs from various mental spaces, while metaphor often structures those spaces through primary experiential correspondences. Crucially, the article insists that both approaches are empirically grounded and complementary: metaphor provides the foundational mappings, while blending enables complex integrations in thought and language, especially in literature, where poetic imagination often involves high-level generic metaphors embedded in richly blended mental spaces. In literary theory, this synthesis is vital for interpreting figurative language, poetic innovation, and narrative structure. Thus, this article stands as a pivotal contribution, reinforcing the compatibility of cognitive semantics with neural theory, and offering a unified vision for the study of meaning, imagination, and language in both scientific and literary domains.

Summary of “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

🔁 No Theoretical Conflict: Complementary, Not Competing

  • The article opens by dismissing the misconception that Conceptual Metaphor Theory (CMT) and Conceptual Blending Theory (CBT) are in opposition:

“There is a mistaken perception that ‘metaphor theory’ and ‘conceptual blending’ are competing views… The real situation is this: We have been good friends and colleagues for over forty years, and we remain so” (Fauconnier & Lakoff, p. 394).

  • Both approaches are portrayed as mutually reinforcing and often intertwined in theory and empirical scope.

🧠 Development of Conceptual Metaphor Theory (CMT)

  • Initial formulation in Metaphors We Live By (1980): metaphors are cognitive mappings grounded in experiential domains.

“It assumed that conceptual metaphors were cognitive mappings from frame to frame across domains” (p. 394).

  • Mid-1980s: discovery of cross-linguistic metaphors and preservation of image-schema structures.

“The cross‐linguistic ones all had common experiential bases… inferences that came with the image‐schema structure” (p. 394).

  • Generic-level metaphors: introduced in More Than Cool Reason (1989), mapping high-level abstractions onto specific, culturally framed instantiations.

“Poetic metaphors were typically made up of high‐level generic content plus lower‐level content” (p. 394).

  • Neural theory of metaphor (NTL): developed in the 1990s to model metaphor processing in the brain.

“In the neural theory, the old ‘conceptual metaphors’ are replaced by neural mappings, which are relatively simple neural circuits” (p. 395).


🧩 Emergence of Blending Theory and Mental Spaces

  • Mental spaces introduced by Fauconnier (1977–1985) to handle logical phenomena in discourse.

“Mental spaces and their connections were viewed as cognitive constructs” (p. 395).

  • Conceptual Blending (1990s): created by Fauconnier and Turner as an extension of mental spaces and metaphor mappings.

“A ‘conceptual blend’ used various mental spaces and mappings across them: A generic space, input spaces, and a blended space” (p. 395).

  • Blends allow creative cognitive operations not explained by metaphor alone, involving multiple mappings and emergent structure.

“Blending synthesizes mappings across inputs into a new, emergent space” (p. 396).


🧬 Neural Integration: Mapping Metaphor and Blend to Brain Structures

  • Lakoff’s neural linguistic model (late 1990s–2000s) introduced neural constraints on conceptual mechanisms.

“According to Lakoff, neural binding circuitry is necessary to accomplish blending, but is insufficient for metaphorical mappings” (p. 396).

  • The article emphasizes that neural blending and neural metaphor require distinct mechanisms.

“Different circuitry was needed” (p. 396).


🔄 Blending Theory Incorporating Metaphor

  • Fauconnier and Turner show that metaphor can be seen as a product of conceptual blending.

“Metaphors as surface products can result from complex integration networks” (p. 397).

  • Case study: “TIME as SPACE” illustrates multiple layers of metaphor and blend working together.

“This account… seems totally compatible with the binding mechanisms proposed within Neural Linguistics” (p. 397).


⚖️ Comparison of Theoretical Paradigms

  • Lakoff and Fauconnier agree on the empirical validity of both theories but emphasize different analytic levels:

“The different theoretical paradigms… do not necessarily yield exactly the same results, though there is considerable overlap” (p. 397).

  • Neural linguistics seeks to ground observed generalizations in neural circuitry:

“Neural linguistics… explain[s] at a deeper level, principles and generalizations discovered through linguistic analysis” (p. 397).


🧭 Philosophy of Science and Methodology

  • Clarification that both authors support data-driven cognitive linguistics, regardless of whether the method is experimental or observational:

“Traditional linguistic research… is one of the most important empirical methodologies in cognitive science” (p. 398).

  • They reject the notion that non-experimental work is “speculative” or “unproven”:

“We note a tendency to call anything that’s not experimental, ‘non‐empirical’… We look forward to a return to that tradition” (p. 398).


❤️ Final Message: Unity in Diversity

  • The essay’s final note underscores the complementarity of metaphor and blending theories:

“There would be no conceptual blending framework without conceptual metaphor theory, and there would be no neural linguistics without the elaborate linguistic analysis” (p. 398).

  • Their collaboration reflects a model for interdisciplinary integration:

“Different enterprises… can mutually reinforce each other, lead to deeper convergent perspectives, and achieve wide-ranging scientific goals” (p. 397).

Theoretical Terms/Concepts in “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
🧠 Theoretical Term 📘 Explanation📎 Reference / Quotation
🔁 Conceptual Metaphor (CMT)A cognitive mapping from a source domain to a target domain, often grounded in embodied experience. Fundamental to how we understand abstract ideas through concrete ones.“Conceptual metaphors were cognitive mappings from frame to frame across domains” (p. 394).
🧩 Conceptual Blending (CBT)Combines elements from multiple mental spaces to create a new, emergent conceptual space with novel inferences and structure.“A conceptual blend used various mental spaces and mappings across them” (p. 395).
🌐 Mental SpacesTemporary, dynamic cognitive constructs used to track meaning in discourse and enable flexible inferencing, central to blending theory.“Mental spaces and their connections were viewed as cognitive constructs” (p. 395).
🔄 Generic SpaceAn abstract structure common to multiple input spaces; it supports integration in blending by allowing partial projection of structure.“A generic space, input spaces, and a blended space…” (p. 395).
🧮 Image SchemasRecurrent patterns from sensorimotor experience (e.g., CONTAINER, PATH) that underlie conceptual metaphors and structure cognition.“Metaphorical mappings appeared to ‘preserve image schema structure’…” (p. 394).
🧬 Neural BindingThe mechanism in which different neural components are dynamically linked to enable complex concepts, including blends and metaphors, to be represented.“Neural binding circuitry is necessary to accomplish blending…” (p. 396).
🧠 Neural Theory of MetaphorA model proposing that metaphors are instantiated in the brain as neural circuits, formed through early embodied experiences.“The old ‘conceptual metaphors’ are replaced by neural mappings, which are relatively simple neural circuits” (p. 395).
⚖️ Primary MetaphorsBasic metaphorical mappings derived from universal bodily experiences (e.g., AFFECTION IS WARMTH, MORE IS UP). These serve as building blocks for complex metaphors.“Centering on ‘primary metaphors’ — Philosophy in the Flesh…” (p. 395).
🎭 Surface MetaphorsThe linguistic expressions (e.g., phrases, idioms) that reflect underlying conceptual metaphors or blended structures.“Metaphors as surface products can result from complex integration networks…” (p. 397).
🎯 Optimality PrinciplesCognitive constraints guiding how blends are constructed (e.g., achieving integration, avoiding clash, maximizing relevance).“Formulation of governing principles and optimality constraints on blending processes” (p. 396).
🔧 Integration NetworksSystems of interconnected mental spaces, including inputs, generic, and blended spaces, used in constructing conceptual blends.“Compression in integration networks… empirically based theoretical advance” (p. 396).
🧪 Empirical SemanticsA methodology emphasizing extensive analysis of linguistic data to derive cognitive generalizations, distinct from solely experimental approaches.“The analysis of massive amounts of linguistic data – especially in the area of semantics” (p. 398).
Contribution of “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff to Literary Theory/Theories

🎭 Poetic Metaphor Theory (Lakoff & Turner’s Model)

  • Contribution: The article reinforces the idea that poetic metaphors are not merely decorative language but are cognitively structured through high-level generic mappings and frame-specific instantiations.
  • Reference: “Poetic metaphors were typically made up of high‐level generic content plus lower‐level content” (p. 394).
  • Implication: In literary theory, this supports the view that poetic language reveals structured conceptual patterns, making CMT a tool for analyzing literary expression and figurative depth.

🧠 Cognitive Poetics / Cognitive Literary Theory

  • Contribution: Blending theory expands literary analysis beyond metaphor, allowing for the examination of how multiple input spaces are merged to create novel imaginative meanings—essential in poetry, allegory, and myth.
  • Reference: “A conceptual blend used various mental spaces and mappings across them: A generic space, input spaces, and a blended space” (p. 395).
  • Implication: Literary texts often involve multiple conceptual mappings (metaphorical, metonymic, fictional), and blending theory accounts for their integration and emergent properties in narrative and lyrical structure.

🔮 Symbolism and Allegory Analysis

  • Contribution: The theory of integration networks and optimality constraints helps explain how literary allegories operate by compressing elaborate mappings into symbolic forms.
  • Reference: “Compression in integration networks… allowed the formulation of governing principles and optimality constraints” (p. 396).
  • Implication: Complex symbols in literature (e.g., “the ship of state” or “the veil in The Scarlet Letter”) are cognitive blends that can be unpacked using blending theory, revealing layered meanings.

🌀 Intertextuality and Frame-Shifting

  • Contribution: The article supports the idea of mental space construction across texts, which aligns with theories of intertextuality and frame-shifting in poststructuralist and cognitive frameworks.
  • Reference: “Frameshifting and Conceptual Blending in Meaning Construction” (Coulson, 2001, cited p. 399).
  • Implication: Readers construct intertextual meaning by shifting between cognitive frames and input spaces; blending theory explains how this happens at a mental-structural level.

💡 Figurative Language and Embodied Meaning

  • Contribution: Conceptual metaphor and blending are grounded in embodied cognition, showing that even abstract literary language is rooted in physical experience.
  • Reference: “Conceptual metaphors… were cognitive mappings… grounded in experience” (p. 394); “primary metaphors… Philosophy in the Flesh” (p. 395).
  • Implication: This supports embodied theories of meaning in literature, where metaphors are not stylistic flourishes but reflections of sensorimotor patterns.

🧰 Narratology and Viewpoint Theory

  • Contribution: Mental space theory contributes to understanding narrative voice, temporal shifts, and viewpoint in literature.
  • Reference: “Mental space constructions accounted for tense and viewpoint phenomena in language” (p. 395, citing Cutrer, 1994).
  • Implication: Tools from mental space theory help narratologists model how readers shift between character and narrator perspectives in complex narratives.

🔗 Distributed and Material Cognition in Literary Contexts

  • Contribution: The role of material anchors in blends (Hutchins, 2005) shows how literary objects (e.g., maps, clocks, diagrams) can participate in meaning-making through cognitive blending.
  • Reference: “Material anchors… showing the role of blending in material culture” (p. 396).
  • Implication: Material features in literary texts (e.g., visual poetry, graphic novels) are part of cognitive operations—not just aesthetic elements.

🧪 Empirical Basis for Figurative Analysis

  • Contribution: The article defends the empirical rigor of linguistic analysis in literary semantics, countering views that only experimental methods count as valid science.
  • Reference: “The analysis of massive amounts of linguistic data – especially in the area of semantics” (p. 398).
  • Implication: Validates cognitive approaches in literary theory as data-rich and empirically structured, not speculative.

🔧 Literary Creativity as Cognitive Construction

  • Contribution: Literary innovation, particularly metaphorical and narrative creativity, is explained not as mysticism but as systematic conceptual integration.
  • Reference: “Metaphors and blends are among the most interesting phenomena in the cognitive sciences, and should be studied in enormous detail” (p. 398).
  • Implication: Literary creativity is modeled as cognitive engineering using available conceptual resources—bridging creativity and structured cognition.
Examples of Critiques Through “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
🖼️ Literary Work 🧠 Cognitive Theory Applied🔍 Critical Insight Using CMT & CBT
🦋 The Metamorphosis by Franz Kafka🔁 Conceptual Metaphor & 🧩 Conceptual BlendingThe surreal transformation of Gregor into an insect results from a blend of input spaces — human identity + vermin — producing a metaphor for existential alienation. Underlying metaphors include SELF IS OTHER and LIFE IS A BURDEN (p. 395).
📜Ode to a Nightingale” by John Keats🧠 Generic Metaphor, 🧩 Integration Networks, 🌐 Mental SpacesThe speaker’s movement into the nightingale’s world is a blended space combining poetic consciousness and mythical immortality. Utilizes the TIME-AS-SPACE metaphor (p. 397), showing a cognitive escape from mortality into aesthetic timelessness.
🧭 Moby-Dick by Herman Melville🌐 Mental Spaces, ⚖️ Primary Metaphors, 🎯 Optimality PrinciplesAhab’s pursuit constructs a blend between man, monomania, and cosmic force. The white whale becomes a conceptual blend of nature, divinity, and personal vengeance, structured by primary metaphors like KNOWING IS SEEING, OBSESSION IS WAR (p. 396).
🌹 The Waste Land” by T.S. Eliot🔄 Generic Space, 🧩 Blending, 🎭 Surface MetaphorsEliot’s fragmented voices construct overlapping mental spaces from mythology, modern decay, and postwar trauma. Blends produce a composite cultural consciousness, where APRIL IS CRUELTY becomes a surface metaphor born of emergent meaning through compression (p. 396–397).
Criticism Against “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

️ Overgeneralization of Cognitive Mechanisms

  • Critics argue that conceptual metaphor and blending frameworks sometimes overextend their explanatory scope, attempting to account for all forms of meaning construction.

The flexibility of blending theory risks making it “too powerful,” capable of explaining everything but predicting nothing.


🧪 Lack of Empirical Falsifiability

  • Despite being labeled “empirical,” both theories face criticism for insufficient experimental testability.

“We note a tendency to call anything that’s not experimental, ‘non‐empirical’” (p. 398), yet critics argue the theories still rely heavily on introspective analysis rather than rigorous data.


🔍 Ambiguity in Mapping Levels

  • There’s inconsistent terminology across metaphor and blending theory, especially between surface metaphors and deep conceptual mappings.

The article itself admits: “The word ‘metaphor’ is ambiguous between such conceptual mappings… and surface products also called ‘metaphors’” (p. 395).


🔄 Blending Theory’s Circularity

  • Some scholars claim that blending theory is descriptively circular — explaining literary creativity by restating the inputs and outputs without revealing cognitive necessity.

There’s a lack of predictive structure to determine when and how blends will emerge.


🧬 Disconnection Between Neural and Conceptual Models

  • Although neural linguistics is a major part of Lakoff’s approach, critics point to a gap between theoretical mappings and actual neural evidence.

“The blending theory’s generalization across mappings… did not hold at the neural level” (p. 396), showing unresolved tension between theory and neuroscience.


🧩 Insufficient Differentiation from Classical Semantics

  • Critics argue that while CMT and CBT reject classical semantics, they don’t always offer clear formal alternatives for semantics in syntax, logic, or truth-conditional terms.

Underestimation of Historical and Cultural Specificity

  • Conceptual metaphor theory has been challenged for its universalizing tendencies, often neglecting historical and cultural variation in metaphor use.

Literary critics argue that CMT sometimes flattens textual richness into cognitive templates.


📚 Limited Literary Sensitivity

  • Some literary theorists claim that the cognitive models do not account for style, irony, genre, and aesthetic form, limiting their applicability to close literary analysis.

🎭 Reductive View of Figurative Language

  • Figurative expressions that are layered, ironic, or ambiguous are sometimes too reductively mapped onto embodied metaphors or image schemas.

Critics suggest this misses intentional poetic ambiguity and interpretive openness.

Representative Quotations from “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff with Explanation
💬 Quotation📘 Explanation / Relevance
🔁“Conceptual metaphors were cognitive mappings from frame to frame across domains.” (p. 394)Establishes the foundational claim of Conceptual Metaphor Theory (CMT) — metaphor is a cross-domain mapping in cognition.
🧩“A conceptual blend used various mental spaces and mappings across them: A generic space, input spaces, and a blended space.” (p. 395)Defines how blending operates using structured mental spaces — core to Conceptual Blending Theory (CBT).
🤝“We see the research programs developed for metaphor and blending as mutually reinforcing and often deeply intertwined, rather than at odds with each other.” (p. 394)The authors assert theoretical harmony between CMT and CBT, emphasizing their collaboration and convergence.
⚖️“Poetic metaphors were typically made up of high‐level generic content plus lower‐level content, typically from frames.” (p. 394)Clarifies the layered construction of poetic metaphors using both abstract and contextual cognitive structures.
🧬“Neural binding circuitry is necessary to accomplish blending, but is insufficient for metaphorical mappings.” (p. 396)Differentiates the neural underpinnings of blending and metaphor, pointing to distinct cognitive architectures.
🌐“Mental spaces and their connections were viewed as cognitive constructs.” (p. 395)Describes mental spaces as core building blocks of meaning-making in CBT, created dynamically in cognition.
🎯“This was an empirically based theoretical advance, that allowed the formulation of governing principles and optimality constraints on blending processes.” (p. 396)Refers to the formalization of CBT through empirical patterns — showing how blends are shaped by cognitive constraints.
🌀“The word ‘metaphor’ itself is ambiguous between such conceptual mappings between spaces, and surface products also called ‘metaphors’, which can result from multiple mappings and blending.” (p. 395)Identifies a key semantic ambiguity in linguistic and literary analysis of metaphor.
🧪“But we note a tendency to call anything that’s not experimental, ‘non‐empirical’ and so by implication ‘speculative’, ‘unproven’, etc.” (p. 398)Challenges narrow definitions of scientific method and defends empirical theoretical linguistics.
🔗“Different enterprises developed with seemingly different purposes and different theoretical constructs can mutually reinforce each other, lead to deeper convergent perspectives, and achieve wide-ranging scientific goals.” (p. 398)Advocates for interdisciplinary collaboration and theoretical integration — a cornerstone of this article’s message.
Suggested Readings: “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
  1. Lakoff, George, and Mark Johnson. “Conceptual Metaphor in Everyday Language.” The Journal of Philosophy, vol. 77, no. 8, 1980, pp. 453–86. JSTOR, https://doi.org/10.2307/2025464. Accessed 11 June 2025.
  2. Lakoff, George. “METAPHOR AND WAR: THE METAPHOR SYSTEM USED TO JUSTIFY WAR IN THE GULF.” Peace Research, vol. 23, no. 2/3, 1991, pp. 25–32. JSTOR, http://www.jstor.org/stable/23609916. Accessed 11 June 2025.
  3. Stelzner, Hermann G. “ON TEACHING A COLLEGE COURSE ON METAPHOR.” ETC: A Review of General Semantics, vol. 48, no. 2, 1991, pp. 200–03. JSTOR, http://www.jstor.org/stable/42577283. Accessed 11 June 2025.

“More About Metaphor” By Max Black: Summary and Critique

“More About Metaphor” by Max Black first appeared in Dialectica, Vol. 31, No. 3–4 (1977), as an extensive elaboration and defense of his earlier “interaction view of metaphor” initially introduced in his influential 1962 essay, Metaphor.

"More About Metaphor" By Max Black: Summary and Critique
Introduction: “More About Metaphor” By Max Black

“More About Metaphor” by Max Black first appeared in Dialectica, Vol. 31, No. 3–4 (1977), as an extensive elaboration and defense of his earlier “interaction view of metaphor” initially introduced in his influential 1962 essay, Metaphor. In this later paper, Black revisits and refines his theoretical framework by responding to critiques and expanding key concepts such as the metaphor’s cognitive function, its relation to background models, and the ontological implications of metaphorical thought. Central to the piece is Black’s argument that metaphors are not merely decorative or substitutive linguistic devices but are potent cognitive instruments that actively shape understanding by mapping complex networks of implications—what he calls “implicative complexes”—from one domain (the secondary subject) onto another (the primary subject). The metaphor is thus not reducible to literal paraphrase, simile, or comparison; rather, it enables a distinct mode of insight through a process of “interaction,” in which both subjects modify each other conceptually. Importantly, Black defends the idea that metaphors can “create similarities” rather than merely describe them, thus performing a generative cognitive act. In the field of literary theory, this thesis has been foundational in shifting views on metaphor from ornamental rhetoric to epistemic and ontological significance, influencing thinkers like Paul Ricoeur and Ted Cohen. Black’s nuanced analysis, including his distinctions between emphatic, resonant, and strong metaphors, continues to underpin contemporary approaches to metaphor in philosophy, literary studies, and cognitive science.

Summary of “More About Metaphor” By Max Black

🌟 Introduction and Context

  • Explores and expands upon Black’s earlier “interaction view” of metaphor (1962).
  • Aims to deepen understanding of metaphor’s function and significance.
  • “An elaboration and defense of the ‘interaction view of metaphor’ introduced in the author’s earlier study” (Black, 1977, 432).

🌀 Reasons for Current Interest in Metaphor

  • Metaphor now recognized as central and significant, overcoming past trivialization.
  • Proliferation of metaphor studies reflects its linguistic and cognitive significance.
  • Critics “often take metaphor au grand sérieux, as a peephole on the nature of transcendental reality” (Black, 1977, 433).

The “Mystery” of Metaphor

  • Metaphors puzzle because they assert what is literally false or absurd.
  • Yet, this absurdity or falsity is precisely what creates metaphorical meaning.
  • “The ‘mystery’ is simply that, taken literally, a metaphorical statement appears to be perversely asserting something to be what it is plainly known not to be” (Black, 1977, 434).

🎯 Identifying the Targets

  • Focus on whole metaphorical statements rather than isolated words.
  • Context crucial for identifying meaning.
  • Example: “Pascal’s metaphor of man as a thinking reed” (Black, 1977, 437).

📌 Classification of Metaphors

  • Rejects simplistic classifications like “dead” and “live” metaphors.
  • Proposes “extinct,” “dormant,” and “active” metaphors as useful distinctions.
  • “A so-called ‘dead metaphor’ is not a metaphor at all” (Black, 1977, 439).

Emphasis and Resonance

  • Metaphors have varying levels of emphasis (indispensability of wording) and resonance (richness of implications).
  • Strong metaphors combine high emphasis and resonance.
  • “A metaphorical utterance is emphatic…to the degree that its producer will allow no variation upon…the words used” (Black, 1977, 439-440).

🔄 Interaction View Explained

  • Metaphors involve interaction between two subjects, creating new meaning.
  • Secondary subject projects implications onto primary subject, producing novel insights.
  • “The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, 442).

⚙️ Mechanisms of Metaphorical Statements

  • Metaphors depend on structured analogy or isomorphic relation between subjects.
  • Example: “Marriage is a zero-sum game” projects competitive implications onto marriage.
  • “Every metaphor is the tip of a submerged model” (Black, 1977, 445).

🔗 Metaphors vs. Similes

  • Metaphors imply stronger identification than similes.
  • Metaphors have richer cognitive and emotional resonance than explicit comparisons.
  • “To perceive that a metaphor is grounded in similarity…is not to agree that ‘the Simile…[differs] in form only from a metaphor’” (Black, 1977, 445).

🧠 Thinking in Metaphors

  • Metaphorical thinking involves seeing one thing as another, creating conceptual shifts.
  • Metaphors essential for articulating complex or subtle insights.
  • “Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (Black, 1977, 448).

🎨 How Metaphors Are Recognized

  • Recognizing metaphors involves distinguishing figurative from literal meaning based on context.
  • No single infallible test; metaphor recognized through context and intended meaning.
  • “Our recognition of a metaphorical statement depends…upon knowledge of what it is to be a metaphorical statement” (Black, 1977, 450).

🚀 Creativity of Metaphors

  • Metaphors can create new perspectives, offering genuine cognitive insights.
  • They not only describe but actively shape perceptions of reality.
  • “Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, 454).

🔍 Metaphors Revealing “How Things Are”

  • Metaphors provide unique, insightful representations of reality.
  • Can be cognitively informative without conforming to traditional truth criteria.
  • “Metaphors…can, and sometimes do, generate insight about ‘how things are’ in reality” (Black, 1977, 456).

📖 Conclusion

  • Strong metaphors serve as powerful cognitive tools beyond mere decorative language.
  • Their true value lies in their capacity to illuminate understanding and generate insight.
Theoretical Terms/Concepts in “More About Metaphor” By Max Black
Term/ConceptExplanationReference from Article
🌐 Interaction ViewMetaphor generates meaning through interaction between primary and secondary subjects.“An elaboration and defense of the ‘interaction view of metaphor’ introduced in the author’s earlier study” (Black, 1977, p. 432).
🧩 Implicative ComplexA structured set of implications from the secondary subject applied to the primary subject.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, p. 442).
🔍 Focus and FrameThe metaphorical expression (focus) embedded within a literal context (frame).“The duality of reference is marked by the contrast between the metaphorical statement’s focus… and the surrounding literal frame” (Black, 1977, p. 441).
🌈 Emphasis and ResonanceEmphasis: necessity of specific wording; Resonance: richness and depth of implications.“A metaphorical utterance is emphatic… to the degree that its producer will allow no variation… upon the words used” (Black, 1977, p. 440).
📐 Isomorphic StructureStructural analogy or correspondence between primary and secondary subjects’ relationships.“The two systems have…the same ‘structure,’ are isomorphic” (Black, 1977, p. 444).
Strong MetaphorA metaphor that significantly enhances meaning due to high emphasis and resonance.“A metaphor that is both markedly emphatic and resonant [is] a strong metaphor” (Black, 1977, p. 440).
🌊 Metaphor ThemeAn abstract metaphorical idea or pattern applicable across multiple contexts.“Identified merely by a formula like ‘the metaphor of A as B’… regarded as an abstraction” (Black, 1977, p. 438).
🎭 Metaphorical ThoughtConceptualizing or thinking about one subject through the lens of another metaphorically.“Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (Black, 1977, p. 448).
🔄 ProjectionTransfer of implications from the secondary onto the primary subject within a metaphor.“The mechanisms of such ‘projection’ are discussed and illustrated” (Black, 1977, p. 442).
🧬 Creative AspectMetaphor’s ability to produce novel insights and perspectives.“Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, p. 454).
📌 Diagnostic CriterionObservable indicators or symptoms used to identify metaphorical statements.“Some diagnostic criterion…allow its presence and metaphorical character to be detected” (Black, 1977, p. 449).
🗺️ Metaphors as ModelsUnderstanding metaphors as simplified representations (models) illustrating structures.“Every metaphor is the tip of a submerged model” (Black, 1977, p. 445).
📖 Metaphorical StatementA full expression of metaphor including intended meaning and context.“[My] standing concern is with full metaphorical statements…as they occur in specific…acts of expression” (Black, 1977, p. 437).
🧠 Seeing-AsCognitive act of perceiving one subject metaphorically as another.“What is it to think of something (A) as something else (B)?” (Black, 1977, p. 446).
⚖️ Comparison ViewThe traditional view that metaphors are implicit comparisons or condensed similes.“Every metaphor may be said to mediate an analogy or structural correspondence” (Black, 1977, p. 445).
Contribution of “More About Metaphor” By Max Black to Literary Theory/Theories

🔮 Hermeneutics and Interpretation Theory

  • Enhances understanding of metaphor as a complex interpretive act requiring active reader engagement.
  • Reinforces the interpretive necessity of context and implicative meanings.
  • “A metaphorical statement…demands ‘uptake,’ a creative response from a competent reader” (Black, 1977, p. 442).

🌀 Structuralism and Semiotics

  • Offers the concept of “Isomorphic Structure”, demonstrating how metaphors function as structured semiotic systems.
  • Underlines the structured correspondence between signifiers (secondary subject) and signifieds (primary subject).
  • “The two systems…are isomorphic” (Black, 1977, p. 444).

🌐 Interactionist and Reader-Response Theory

  • Clarifies how meaning is dynamically produced through interaction between text and reader’s cognition.
  • Places emphasis on active role of reader in co-creating meaning.
  • “The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, p. 442).

🌈 Formalism and Stylistics

  • Provides nuanced distinctions between “emphasis” and “resonance,” refining stylistic analysis of literary language.
  • Reinforces importance of precise wording and context-dependent interpretations.
  • “A metaphorical utterance is emphatic…to the degree that its producer will allow no variation upon the words used” (Black, 1977, p. 440).

🧬 Cognitive Literary Theory

  • Highlights metaphor’s cognitive and conceptual function in generating insights and new knowledge.
  • Suggests metaphor actively shapes cognitive frameworks and worldview.
  • “Metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, p. 454).

🎭 Phenomenological Literary Theory

  • Explores the experiential dimensions of metaphor as ways of “seeing-as,” emphasizing embodied and perceptual experience.
  • Addresses metaphor as an experience shaping human perception and understanding.
  • “What is it to think of something (A) as something else (B)?” (Black, 1977, p. 446).

Poststructuralism and Deconstruction

  • Argues against fixed, literal interpretations, proposing that metaphors disrupt stable meanings.
  • Metaphors challenge the distinction between literal and figurative language.
  • “The recognition of a metaphorical statement depends essentially upon… our judgment that a metaphorical reading…is preferable to a literal one” (Black, 1977, p. 450).

📌 Pragmatics and Speech Act Theory

  • Examines metaphor as a kind of speech act with specific pragmatic functions in discourse.
  • Suggests metaphor performs linguistic actions beyond mere statement of facts.
  • “I…wish to attend particularly to what a metaphor-user is doing and what he expects his auditor to do” (Black, 1977, p. 438).

🗺️ Literary Theory of Models and Analogies

  • Proposes metaphor as a representational model that maps structural relations between conceptual domains.
  • Deepens theoretical understanding of metaphorical language as analogical modeling.
  • “Every metaphor is the tip of a submerged model” (Black, 1977, p. 445).

🔍 Literary Linguistics and Semantics

  • Addresses semantic dynamics in metaphorical language, emphasizing context-driven meaning shifts.
  • Highlights semantic complexity involved in recognizing metaphorical usage.
  • “The imputed interaction involves ‘shifts in meaning of words belonging to the same family or system’” (Black, 1977, p. 443).

⚖️ Comparative Literary Theory

  • Critically revisits the traditional “comparison view,” refining the understanding of similarity and analogy in literature.
  • Clarifies the limits of considering metaphors simply as condensed similes.
  • “To perceive that a metaphor is grounded in similarity…is not to agree that ‘the Simile…[differs] in form only from a metaphor’” (Black, 1977, p. 445).
Examples of Critiques Through “More About Metaphor” By Max Black
Literary Work Critique Through Max Black’s Theory of MetaphorQuotation from Black’s “More About Metaphor”
📖 “The Road Not Taken” by Robert FrostBlack’s interaction view elucidates how the road metaphor creates an implicative complex emphasizing choice and consequence, highlighting interpretive depth beyond literal paths.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (p. 442).
🕊️ “Hope is the Thing with Feathers” by Emily DickinsonBlack’s concept of “strong metaphor” reveals Dickinson’s metaphor of hope as a bird to be highly resonant and emphatic, creating vivid cognitive and emotional insights.“A metaphor that is both markedly emphatic and resonant [is] a strong metaphor” (p. 440).
🏰 “Hamlet” by William ShakespeareShakespeare’s pervasive metaphors (life as stage, Denmark as prison) exemplify Black’s “seeing-as,” showing how metaphor shapes Hamlet’s cognitive and existential perceptions.“Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (p. 448).
🌀 “Ode to the West Wind” by P.B. ShelleyShelley’s metaphor of the wind as creative destroyer aligns with Black’s creative aspect of metaphor, where the metaphor reshapes perceptions of nature and poetic creativity.“Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (p. 454).
Criticism Against “More About Metaphor” By Max Black
  • Ambiguity in Defining “Interaction”
    • Critics argue that Black’s concept of “interaction” remains vague, making precise theoretical application challenging.
  • Lack of Diagnostic Criterion
    • Monroe Beardsley emphasizes Black’s failure to establish a definitive criterion to reliably identify metaphorical expressions.
  • Overgeneralization of Metaphor
    • Critics note Black’s theory tends to blur important distinctions between metaphor and other rhetorical figures, like simile or metonymy.
  • Subjectivity and Interpretative Flexibility
    • Some scholars contend that Black’s approach allows excessive interpretative freedom, making objective analysis difficult.
  • Questionable “Creative” Claims
    • Haig Khatchadourian challenges Black’s assertion that metaphors can literally create new similarities, viewing it as logically problematic.
  • Limited Attention to Cultural Context
    • Critics highlight Black’s limited engagement with how cultural and historical contexts influence metaphorical meaning.
  • Neglect of Metaphor’s Emotional Dimension
    • Some argue Black overly emphasizes cognitive aspects, neglecting emotional resonance, essential to literary metaphors.
  • Inadequate Distinction Between Literal and Figurative
    • Critics claim Black insufficiently addresses how readers reliably distinguish literal from figurative language beyond context clues.
  • Excessive Reliance on “Isomorphic Structure”
    • Scholars have questioned the practicality of Black’s emphasis on structural analogies, suggesting it may oversimplify metaphor’s complexity.
  • Insufficient Empirical Validation
    • Black’s theory is seen by some as overly philosophical, lacking empirical grounding or practical criteria for evaluation in linguistic studies.
Representative Quotations from “More About Metaphor” By Max Black with Explanation
Sr.QuotationExplanation
1.“A metaphorical statement has two distinct subjects, to be identified as the ‘primary’ subject and the ‘secondary’ one.” (Black 441)Black emphasizes that every metaphor has two distinct elements—one primary and literal, and the other secondary and figurative. These interact to form the metaphor’s meaning.
2.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’… predicable of the secondary subject.” (Black 442)Black argues that metaphors function by projecting characteristics and implications from the secondary (figurative) subject onto the primary (literal) subject, thus creating meaning.
3.“A metaphorical statement involves a rule-violation: there can be no rules for ‘creatively’ violating rules.” (Black 438)This highlights the inherent creativity of metaphors—they intentionally deviate from linguistic norms, making them unpredictable and powerful.
4.“Every metaphor is the tip of a submerged model.” (Black 445)Black suggests metaphors implicitly draw on deeper structures or “models,” emphasizing their complexity and cognitive depth.
5.“To perceive that a metaphor is grounded in similarity and analogy is not to agree with Whately that ‘the Simile or Comparison may be considered as differing in form only from a metaphor’.” (Black 445)Black clarifies that, though metaphors rely on analogies, they differ significantly from similes because metaphors involve more direct cognitive engagement and imaginative insight.
6.“Conceptual boundaries [are] not rigid, but elastic and permeable; … metaphorical thought and utterance sometimes embody insight expressible in no other fashion.” (Black 448)This underscores metaphor’s role in extending language and conceptual boundaries to express otherwise inaccessible insights.
7.“A metaphorical utterance is emphatic… to the degree that its producer will allow no variation upon or substitute for the words used.” (Black 439–440)Black points to how effective metaphors demand precision in their wording, as each element significantly contributes to the metaphor’s impact and meaning.
8.“There is an inescapable indeterminacy in the notion of a given metaphorical statement, so long as we count its ‘import’ as part of its essence.” (Black 438)Metaphors inherently carry multiple interpretations, reflecting their richness and ambiguity.
9.“Metaphors… can, and sometimes do, generate insight about ‘how things are’ in reality.” (Black 456)Black affirms metaphors are not merely stylistic but cognitively valuable, helping us understand reality in novel and meaningful ways.
10.“Every ‘implication complex’ supported by a metaphor’s secondary subject… is a model of the ascriptions imputed to the primary subject.” (Black 445)Metaphors rely on complex structures (“implication complexes”) from their figurative elements to inform and shape our understanding of literal subjects, forming metaphorical insight.
Suggested Readings: “More About Metaphor” By Max Black
  1. BLACK, Max. “More about Metaphor.” Dialectica, vol. 31, no. 3/4, 1977, pp. 431–57. JSTOR, http://www.jstor.org/stable/42969757. Accessed 11 June 2025.
  2. Black, Max. “‘Why Should I Be Rational ?’” Dialectica, vol. 36, no. 2/3, 1982, pp. 147–68. JSTOR, http://www.jstor.org/stable/42968822. Accessed 11 June 2025.
  3. Black, Max. “How Metaphors Work: A Reply to Donald Davidson.” Critical Inquiry, vol. 6, no. 1, 1979, pp. 131–43. JSTOR, http://www.jstor.org/stable/1343091. Accessed 11 June 2025.