“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff: Summary and Critique

“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff first appeared as a collaborative response on the CogLing mailing list in 2008 and was later cited in The Cambridge Handbook of Metaphor and Thought (2008, ed. Raymond Gibbs).

"On Metaphor and Blending" by Gilles Fauconnier and George Lakoff: Summary and Critique
Introduction: “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

“On Metaphor and Blending” by Gilles Fauconnier and George Lakoff first appeared as a collaborative response on the CogLing mailing list in 2008 and was later cited in The Cambridge Handbook of Metaphor and Thought (2008, ed. Raymond Gibbs). The piece offers a comprehensive reflection on the historical development, theoretical nuances, and mutual reinforcement of Conceptual Metaphor Theory (CMT) and Conceptual Blending Theory (CBT)—two foundational frameworks in cognitive linguistics. Fauconnier and Lakoff, countering the mistaken belief that their theories are in conflict, trace the evolution of both approaches: from the experiential mappings central to Metaphors We Live By (1980), through the neural grounding of metaphor in Lakoff’s later work (Philosophy in the Flesh, 1999), to the development of mental spaces and integration networks in Fauconnier and Turner’s The Way We Think (2002). They argue that metaphor and blending operate at different levels of abstraction—blending synthesizes inputs from various mental spaces, while metaphor often structures those spaces through primary experiential correspondences. Crucially, the article insists that both approaches are empirically grounded and complementary: metaphor provides the foundational mappings, while blending enables complex integrations in thought and language, especially in literature, where poetic imagination often involves high-level generic metaphors embedded in richly blended mental spaces. In literary theory, this synthesis is vital for interpreting figurative language, poetic innovation, and narrative structure. Thus, this article stands as a pivotal contribution, reinforcing the compatibility of cognitive semantics with neural theory, and offering a unified vision for the study of meaning, imagination, and language in both scientific and literary domains.

Summary of “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

🔁 No Theoretical Conflict: Complementary, Not Competing

  • The article opens by dismissing the misconception that Conceptual Metaphor Theory (CMT) and Conceptual Blending Theory (CBT) are in opposition:

“There is a mistaken perception that ‘metaphor theory’ and ‘conceptual blending’ are competing views… The real situation is this: We have been good friends and colleagues for over forty years, and we remain so” (Fauconnier & Lakoff, p. 394).

  • Both approaches are portrayed as mutually reinforcing and often intertwined in theory and empirical scope.

🧠 Development of Conceptual Metaphor Theory (CMT)

  • Initial formulation in Metaphors We Live By (1980): metaphors are cognitive mappings grounded in experiential domains.

“It assumed that conceptual metaphors were cognitive mappings from frame to frame across domains” (p. 394).

  • Mid-1980s: discovery of cross-linguistic metaphors and preservation of image-schema structures.

“The cross‐linguistic ones all had common experiential bases… inferences that came with the image‐schema structure” (p. 394).

  • Generic-level metaphors: introduced in More Than Cool Reason (1989), mapping high-level abstractions onto specific, culturally framed instantiations.

“Poetic metaphors were typically made up of high‐level generic content plus lower‐level content” (p. 394).

  • Neural theory of metaphor (NTL): developed in the 1990s to model metaphor processing in the brain.

“In the neural theory, the old ‘conceptual metaphors’ are replaced by neural mappings, which are relatively simple neural circuits” (p. 395).


🧩 Emergence of Blending Theory and Mental Spaces

  • Mental spaces introduced by Fauconnier (1977–1985) to handle logical phenomena in discourse.

“Mental spaces and their connections were viewed as cognitive constructs” (p. 395).

  • Conceptual Blending (1990s): created by Fauconnier and Turner as an extension of mental spaces and metaphor mappings.

“A ‘conceptual blend’ used various mental spaces and mappings across them: A generic space, input spaces, and a blended space” (p. 395).

  • Blends allow creative cognitive operations not explained by metaphor alone, involving multiple mappings and emergent structure.

“Blending synthesizes mappings across inputs into a new, emergent space” (p. 396).


🧬 Neural Integration: Mapping Metaphor and Blend to Brain Structures

  • Lakoff’s neural linguistic model (late 1990s–2000s) introduced neural constraints on conceptual mechanisms.

“According to Lakoff, neural binding circuitry is necessary to accomplish blending, but is insufficient for metaphorical mappings” (p. 396).

  • The article emphasizes that neural blending and neural metaphor require distinct mechanisms.

“Different circuitry was needed” (p. 396).


🔄 Blending Theory Incorporating Metaphor

  • Fauconnier and Turner show that metaphor can be seen as a product of conceptual blending.

“Metaphors as surface products can result from complex integration networks” (p. 397).

  • Case study: “TIME as SPACE” illustrates multiple layers of metaphor and blend working together.

“This account… seems totally compatible with the binding mechanisms proposed within Neural Linguistics” (p. 397).


⚖️ Comparison of Theoretical Paradigms

  • Lakoff and Fauconnier agree on the empirical validity of both theories but emphasize different analytic levels:

“The different theoretical paradigms… do not necessarily yield exactly the same results, though there is considerable overlap” (p. 397).

  • Neural linguistics seeks to ground observed generalizations in neural circuitry:

“Neural linguistics… explain[s] at a deeper level, principles and generalizations discovered through linguistic analysis” (p. 397).


🧭 Philosophy of Science and Methodology

  • Clarification that both authors support data-driven cognitive linguistics, regardless of whether the method is experimental or observational:

“Traditional linguistic research… is one of the most important empirical methodologies in cognitive science” (p. 398).

  • They reject the notion that non-experimental work is “speculative” or “unproven”:

“We note a tendency to call anything that’s not experimental, ‘non‐empirical’… We look forward to a return to that tradition” (p. 398).


❤️ Final Message: Unity in Diversity

  • The essay’s final note underscores the complementarity of metaphor and blending theories:

“There would be no conceptual blending framework without conceptual metaphor theory, and there would be no neural linguistics without the elaborate linguistic analysis” (p. 398).

  • Their collaboration reflects a model for interdisciplinary integration:

“Different enterprises… can mutually reinforce each other, lead to deeper convergent perspectives, and achieve wide-ranging scientific goals” (p. 397).

Theoretical Terms/Concepts in “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
🧠 Theoretical Term 📘 Explanation📎 Reference / Quotation
🔁 Conceptual Metaphor (CMT)A cognitive mapping from a source domain to a target domain, often grounded in embodied experience. Fundamental to how we understand abstract ideas through concrete ones.“Conceptual metaphors were cognitive mappings from frame to frame across domains” (p. 394).
🧩 Conceptual Blending (CBT)Combines elements from multiple mental spaces to create a new, emergent conceptual space with novel inferences and structure.“A conceptual blend used various mental spaces and mappings across them” (p. 395).
🌐 Mental SpacesTemporary, dynamic cognitive constructs used to track meaning in discourse and enable flexible inferencing, central to blending theory.“Mental spaces and their connections were viewed as cognitive constructs” (p. 395).
🔄 Generic SpaceAn abstract structure common to multiple input spaces; it supports integration in blending by allowing partial projection of structure.“A generic space, input spaces, and a blended space…” (p. 395).
🧮 Image SchemasRecurrent patterns from sensorimotor experience (e.g., CONTAINER, PATH) that underlie conceptual metaphors and structure cognition.“Metaphorical mappings appeared to ‘preserve image schema structure’…” (p. 394).
🧬 Neural BindingThe mechanism in which different neural components are dynamically linked to enable complex concepts, including blends and metaphors, to be represented.“Neural binding circuitry is necessary to accomplish blending…” (p. 396).
🧠 Neural Theory of MetaphorA model proposing that metaphors are instantiated in the brain as neural circuits, formed through early embodied experiences.“The old ‘conceptual metaphors’ are replaced by neural mappings, which are relatively simple neural circuits” (p. 395).
⚖️ Primary MetaphorsBasic metaphorical mappings derived from universal bodily experiences (e.g., AFFECTION IS WARMTH, MORE IS UP). These serve as building blocks for complex metaphors.“Centering on ‘primary metaphors’ — Philosophy in the Flesh…” (p. 395).
🎭 Surface MetaphorsThe linguistic expressions (e.g., phrases, idioms) that reflect underlying conceptual metaphors or blended structures.“Metaphors as surface products can result from complex integration networks…” (p. 397).
🎯 Optimality PrinciplesCognitive constraints guiding how blends are constructed (e.g., achieving integration, avoiding clash, maximizing relevance).“Formulation of governing principles and optimality constraints on blending processes” (p. 396).
🔧 Integration NetworksSystems of interconnected mental spaces, including inputs, generic, and blended spaces, used in constructing conceptual blends.“Compression in integration networks… empirically based theoretical advance” (p. 396).
🧪 Empirical SemanticsA methodology emphasizing extensive analysis of linguistic data to derive cognitive generalizations, distinct from solely experimental approaches.“The analysis of massive amounts of linguistic data – especially in the area of semantics” (p. 398).
Contribution of “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff to Literary Theory/Theories

🎭 Poetic Metaphor Theory (Lakoff & Turner’s Model)

  • Contribution: The article reinforces the idea that poetic metaphors are not merely decorative language but are cognitively structured through high-level generic mappings and frame-specific instantiations.
  • Reference: “Poetic metaphors were typically made up of high‐level generic content plus lower‐level content” (p. 394).
  • Implication: In literary theory, this supports the view that poetic language reveals structured conceptual patterns, making CMT a tool for analyzing literary expression and figurative depth.

🧠 Cognitive Poetics / Cognitive Literary Theory

  • Contribution: Blending theory expands literary analysis beyond metaphor, allowing for the examination of how multiple input spaces are merged to create novel imaginative meanings—essential in poetry, allegory, and myth.
  • Reference: “A conceptual blend used various mental spaces and mappings across them: A generic space, input spaces, and a blended space” (p. 395).
  • Implication: Literary texts often involve multiple conceptual mappings (metaphorical, metonymic, fictional), and blending theory accounts for their integration and emergent properties in narrative and lyrical structure.

🔮 Symbolism and Allegory Analysis

  • Contribution: The theory of integration networks and optimality constraints helps explain how literary allegories operate by compressing elaborate mappings into symbolic forms.
  • Reference: “Compression in integration networks… allowed the formulation of governing principles and optimality constraints” (p. 396).
  • Implication: Complex symbols in literature (e.g., “the ship of state” or “the veil in The Scarlet Letter”) are cognitive blends that can be unpacked using blending theory, revealing layered meanings.

🌀 Intertextuality and Frame-Shifting

  • Contribution: The article supports the idea of mental space construction across texts, which aligns with theories of intertextuality and frame-shifting in poststructuralist and cognitive frameworks.
  • Reference: “Frameshifting and Conceptual Blending in Meaning Construction” (Coulson, 2001, cited p. 399).
  • Implication: Readers construct intertextual meaning by shifting between cognitive frames and input spaces; blending theory explains how this happens at a mental-structural level.

💡 Figurative Language and Embodied Meaning

  • Contribution: Conceptual metaphor and blending are grounded in embodied cognition, showing that even abstract literary language is rooted in physical experience.
  • Reference: “Conceptual metaphors… were cognitive mappings… grounded in experience” (p. 394); “primary metaphors… Philosophy in the Flesh” (p. 395).
  • Implication: This supports embodied theories of meaning in literature, where metaphors are not stylistic flourishes but reflections of sensorimotor patterns.

🧰 Narratology and Viewpoint Theory

  • Contribution: Mental space theory contributes to understanding narrative voice, temporal shifts, and viewpoint in literature.
  • Reference: “Mental space constructions accounted for tense and viewpoint phenomena in language” (p. 395, citing Cutrer, 1994).
  • Implication: Tools from mental space theory help narratologists model how readers shift between character and narrator perspectives in complex narratives.

🔗 Distributed and Material Cognition in Literary Contexts

  • Contribution: The role of material anchors in blends (Hutchins, 2005) shows how literary objects (e.g., maps, clocks, diagrams) can participate in meaning-making through cognitive blending.
  • Reference: “Material anchors… showing the role of blending in material culture” (p. 396).
  • Implication: Material features in literary texts (e.g., visual poetry, graphic novels) are part of cognitive operations—not just aesthetic elements.

🧪 Empirical Basis for Figurative Analysis

  • Contribution: The article defends the empirical rigor of linguistic analysis in literary semantics, countering views that only experimental methods count as valid science.
  • Reference: “The analysis of massive amounts of linguistic data – especially in the area of semantics” (p. 398).
  • Implication: Validates cognitive approaches in literary theory as data-rich and empirically structured, not speculative.

🔧 Literary Creativity as Cognitive Construction

  • Contribution: Literary innovation, particularly metaphorical and narrative creativity, is explained not as mysticism but as systematic conceptual integration.
  • Reference: “Metaphors and blends are among the most interesting phenomena in the cognitive sciences, and should be studied in enormous detail” (p. 398).
  • Implication: Literary creativity is modeled as cognitive engineering using available conceptual resources—bridging creativity and structured cognition.
Examples of Critiques Through “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
🖼️ Literary Work 🧠 Cognitive Theory Applied🔍 Critical Insight Using CMT & CBT
🦋 The Metamorphosis by Franz Kafka🔁 Conceptual Metaphor & 🧩 Conceptual BlendingThe surreal transformation of Gregor into an insect results from a blend of input spaces — human identity + vermin — producing a metaphor for existential alienation. Underlying metaphors include SELF IS OTHER and LIFE IS A BURDEN (p. 395).
📜Ode to a Nightingale” by John Keats🧠 Generic Metaphor, 🧩 Integration Networks, 🌐 Mental SpacesThe speaker’s movement into the nightingale’s world is a blended space combining poetic consciousness and mythical immortality. Utilizes the TIME-AS-SPACE metaphor (p. 397), showing a cognitive escape from mortality into aesthetic timelessness.
🧭 Moby-Dick by Herman Melville🌐 Mental Spaces, ⚖️ Primary Metaphors, 🎯 Optimality PrinciplesAhab’s pursuit constructs a blend between man, monomania, and cosmic force. The white whale becomes a conceptual blend of nature, divinity, and personal vengeance, structured by primary metaphors like KNOWING IS SEEING, OBSESSION IS WAR (p. 396).
🌹 The Waste Land” by T.S. Eliot🔄 Generic Space, 🧩 Blending, 🎭 Surface MetaphorsEliot’s fragmented voices construct overlapping mental spaces from mythology, modern decay, and postwar trauma. Blends produce a composite cultural consciousness, where APRIL IS CRUELTY becomes a surface metaphor born of emergent meaning through compression (p. 396–397).
Criticism Against “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff

️ Overgeneralization of Cognitive Mechanisms

  • Critics argue that conceptual metaphor and blending frameworks sometimes overextend their explanatory scope, attempting to account for all forms of meaning construction.

The flexibility of blending theory risks making it “too powerful,” capable of explaining everything but predicting nothing.


🧪 Lack of Empirical Falsifiability

  • Despite being labeled “empirical,” both theories face criticism for insufficient experimental testability.

“We note a tendency to call anything that’s not experimental, ‘non‐empirical’” (p. 398), yet critics argue the theories still rely heavily on introspective analysis rather than rigorous data.


🔍 Ambiguity in Mapping Levels

  • There’s inconsistent terminology across metaphor and blending theory, especially between surface metaphors and deep conceptual mappings.

The article itself admits: “The word ‘metaphor’ is ambiguous between such conceptual mappings… and surface products also called ‘metaphors’” (p. 395).


🔄 Blending Theory’s Circularity

  • Some scholars claim that blending theory is descriptively circular — explaining literary creativity by restating the inputs and outputs without revealing cognitive necessity.

There’s a lack of predictive structure to determine when and how blends will emerge.


🧬 Disconnection Between Neural and Conceptual Models

  • Although neural linguistics is a major part of Lakoff’s approach, critics point to a gap between theoretical mappings and actual neural evidence.

“The blending theory’s generalization across mappings… did not hold at the neural level” (p. 396), showing unresolved tension between theory and neuroscience.


🧩 Insufficient Differentiation from Classical Semantics

  • Critics argue that while CMT and CBT reject classical semantics, they don’t always offer clear formal alternatives for semantics in syntax, logic, or truth-conditional terms.

Underestimation of Historical and Cultural Specificity

  • Conceptual metaphor theory has been challenged for its universalizing tendencies, often neglecting historical and cultural variation in metaphor use.

Literary critics argue that CMT sometimes flattens textual richness into cognitive templates.


📚 Limited Literary Sensitivity

  • Some literary theorists claim that the cognitive models do not account for style, irony, genre, and aesthetic form, limiting their applicability to close literary analysis.

🎭 Reductive View of Figurative Language

  • Figurative expressions that are layered, ironic, or ambiguous are sometimes too reductively mapped onto embodied metaphors or image schemas.

Critics suggest this misses intentional poetic ambiguity and interpretive openness.

Representative Quotations from “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff with Explanation
💬 Quotation📘 Explanation / Relevance
🔁“Conceptual metaphors were cognitive mappings from frame to frame across domains.” (p. 394)Establishes the foundational claim of Conceptual Metaphor Theory (CMT) — metaphor is a cross-domain mapping in cognition.
🧩“A conceptual blend used various mental spaces and mappings across them: A generic space, input spaces, and a blended space.” (p. 395)Defines how blending operates using structured mental spaces — core to Conceptual Blending Theory (CBT).
🤝“We see the research programs developed for metaphor and blending as mutually reinforcing and often deeply intertwined, rather than at odds with each other.” (p. 394)The authors assert theoretical harmony between CMT and CBT, emphasizing their collaboration and convergence.
⚖️“Poetic metaphors were typically made up of high‐level generic content plus lower‐level content, typically from frames.” (p. 394)Clarifies the layered construction of poetic metaphors using both abstract and contextual cognitive structures.
🧬“Neural binding circuitry is necessary to accomplish blending, but is insufficient for metaphorical mappings.” (p. 396)Differentiates the neural underpinnings of blending and metaphor, pointing to distinct cognitive architectures.
🌐“Mental spaces and their connections were viewed as cognitive constructs.” (p. 395)Describes mental spaces as core building blocks of meaning-making in CBT, created dynamically in cognition.
🎯“This was an empirically based theoretical advance, that allowed the formulation of governing principles and optimality constraints on blending processes.” (p. 396)Refers to the formalization of CBT through empirical patterns — showing how blends are shaped by cognitive constraints.
🌀“The word ‘metaphor’ itself is ambiguous between such conceptual mappings between spaces, and surface products also called ‘metaphors’, which can result from multiple mappings and blending.” (p. 395)Identifies a key semantic ambiguity in linguistic and literary analysis of metaphor.
🧪“But we note a tendency to call anything that’s not experimental, ‘non‐empirical’ and so by implication ‘speculative’, ‘unproven’, etc.” (p. 398)Challenges narrow definitions of scientific method and defends empirical theoretical linguistics.
🔗“Different enterprises developed with seemingly different purposes and different theoretical constructs can mutually reinforce each other, lead to deeper convergent perspectives, and achieve wide-ranging scientific goals.” (p. 398)Advocates for interdisciplinary collaboration and theoretical integration — a cornerstone of this article’s message.
Suggested Readings: “On Metaphor and Blending” by Gilles Fauconnier and George Lakoff
  1. Lakoff, George, and Mark Johnson. “Conceptual Metaphor in Everyday Language.” The Journal of Philosophy, vol. 77, no. 8, 1980, pp. 453–86. JSTOR, https://doi.org/10.2307/2025464. Accessed 11 June 2025.
  2. Lakoff, George. “METAPHOR AND WAR: THE METAPHOR SYSTEM USED TO JUSTIFY WAR IN THE GULF.” Peace Research, vol. 23, no. 2/3, 1991, pp. 25–32. JSTOR, http://www.jstor.org/stable/23609916. Accessed 11 June 2025.
  3. Stelzner, Hermann G. “ON TEACHING A COLLEGE COURSE ON METAPHOR.” ETC: A Review of General Semantics, vol. 48, no. 2, 1991, pp. 200–03. JSTOR, http://www.jstor.org/stable/42577283. Accessed 11 June 2025.

“More About Metaphor” By Max Black: Summary and Critique

“More About Metaphor” by Max Black first appeared in Dialectica, Vol. 31, No. 3–4 (1977), as an extensive elaboration and defense of his earlier “interaction view of metaphor” initially introduced in his influential 1962 essay, Metaphor.

"More About Metaphor" By Max Black: Summary and Critique
Introduction: “More About Metaphor” By Max Black

“More About Metaphor” by Max Black first appeared in Dialectica, Vol. 31, No. 3–4 (1977), as an extensive elaboration and defense of his earlier “interaction view of metaphor” initially introduced in his influential 1962 essay, Metaphor. In this later paper, Black revisits and refines his theoretical framework by responding to critiques and expanding key concepts such as the metaphor’s cognitive function, its relation to background models, and the ontological implications of metaphorical thought. Central to the piece is Black’s argument that metaphors are not merely decorative or substitutive linguistic devices but are potent cognitive instruments that actively shape understanding by mapping complex networks of implications—what he calls “implicative complexes”—from one domain (the secondary subject) onto another (the primary subject). The metaphor is thus not reducible to literal paraphrase, simile, or comparison; rather, it enables a distinct mode of insight through a process of “interaction,” in which both subjects modify each other conceptually. Importantly, Black defends the idea that metaphors can “create similarities” rather than merely describe them, thus performing a generative cognitive act. In the field of literary theory, this thesis has been foundational in shifting views on metaphor from ornamental rhetoric to epistemic and ontological significance, influencing thinkers like Paul Ricoeur and Ted Cohen. Black’s nuanced analysis, including his distinctions between emphatic, resonant, and strong metaphors, continues to underpin contemporary approaches to metaphor in philosophy, literary studies, and cognitive science.

Summary of “More About Metaphor” By Max Black

🌟 Introduction and Context

  • Explores and expands upon Black’s earlier “interaction view” of metaphor (1962).
  • Aims to deepen understanding of metaphor’s function and significance.
  • “An elaboration and defense of the ‘interaction view of metaphor’ introduced in the author’s earlier study” (Black, 1977, 432).

🌀 Reasons for Current Interest in Metaphor

  • Metaphor now recognized as central and significant, overcoming past trivialization.
  • Proliferation of metaphor studies reflects its linguistic and cognitive significance.
  • Critics “often take metaphor au grand sérieux, as a peephole on the nature of transcendental reality” (Black, 1977, 433).

The “Mystery” of Metaphor

  • Metaphors puzzle because they assert what is literally false or absurd.
  • Yet, this absurdity or falsity is precisely what creates metaphorical meaning.
  • “The ‘mystery’ is simply that, taken literally, a metaphorical statement appears to be perversely asserting something to be what it is plainly known not to be” (Black, 1977, 434).

🎯 Identifying the Targets

  • Focus on whole metaphorical statements rather than isolated words.
  • Context crucial for identifying meaning.
  • Example: “Pascal’s metaphor of man as a thinking reed” (Black, 1977, 437).

📌 Classification of Metaphors

  • Rejects simplistic classifications like “dead” and “live” metaphors.
  • Proposes “extinct,” “dormant,” and “active” metaphors as useful distinctions.
  • “A so-called ‘dead metaphor’ is not a metaphor at all” (Black, 1977, 439).

Emphasis and Resonance

  • Metaphors have varying levels of emphasis (indispensability of wording) and resonance (richness of implications).
  • Strong metaphors combine high emphasis and resonance.
  • “A metaphorical utterance is emphatic…to the degree that its producer will allow no variation upon…the words used” (Black, 1977, 439-440).

🔄 Interaction View Explained

  • Metaphors involve interaction between two subjects, creating new meaning.
  • Secondary subject projects implications onto primary subject, producing novel insights.
  • “The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, 442).

⚙️ Mechanisms of Metaphorical Statements

  • Metaphors depend on structured analogy or isomorphic relation between subjects.
  • Example: “Marriage is a zero-sum game” projects competitive implications onto marriage.
  • “Every metaphor is the tip of a submerged model” (Black, 1977, 445).

🔗 Metaphors vs. Similes

  • Metaphors imply stronger identification than similes.
  • Metaphors have richer cognitive and emotional resonance than explicit comparisons.
  • “To perceive that a metaphor is grounded in similarity…is not to agree that ‘the Simile…[differs] in form only from a metaphor’” (Black, 1977, 445).

🧠 Thinking in Metaphors

  • Metaphorical thinking involves seeing one thing as another, creating conceptual shifts.
  • Metaphors essential for articulating complex or subtle insights.
  • “Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (Black, 1977, 448).

🎨 How Metaphors Are Recognized

  • Recognizing metaphors involves distinguishing figurative from literal meaning based on context.
  • No single infallible test; metaphor recognized through context and intended meaning.
  • “Our recognition of a metaphorical statement depends…upon knowledge of what it is to be a metaphorical statement” (Black, 1977, 450).

🚀 Creativity of Metaphors

  • Metaphors can create new perspectives, offering genuine cognitive insights.
  • They not only describe but actively shape perceptions of reality.
  • “Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, 454).

🔍 Metaphors Revealing “How Things Are”

  • Metaphors provide unique, insightful representations of reality.
  • Can be cognitively informative without conforming to traditional truth criteria.
  • “Metaphors…can, and sometimes do, generate insight about ‘how things are’ in reality” (Black, 1977, 456).

📖 Conclusion

  • Strong metaphors serve as powerful cognitive tools beyond mere decorative language.
  • Their true value lies in their capacity to illuminate understanding and generate insight.
Theoretical Terms/Concepts in “More About Metaphor” By Max Black
Term/ConceptExplanationReference from Article
🌐 Interaction ViewMetaphor generates meaning through interaction between primary and secondary subjects.“An elaboration and defense of the ‘interaction view of metaphor’ introduced in the author’s earlier study” (Black, 1977, p. 432).
🧩 Implicative ComplexA structured set of implications from the secondary subject applied to the primary subject.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, p. 442).
🔍 Focus and FrameThe metaphorical expression (focus) embedded within a literal context (frame).“The duality of reference is marked by the contrast between the metaphorical statement’s focus… and the surrounding literal frame” (Black, 1977, p. 441).
🌈 Emphasis and ResonanceEmphasis: necessity of specific wording; Resonance: richness and depth of implications.“A metaphorical utterance is emphatic… to the degree that its producer will allow no variation… upon the words used” (Black, 1977, p. 440).
📐 Isomorphic StructureStructural analogy or correspondence between primary and secondary subjects’ relationships.“The two systems have…the same ‘structure,’ are isomorphic” (Black, 1977, p. 444).
Strong MetaphorA metaphor that significantly enhances meaning due to high emphasis and resonance.“A metaphor that is both markedly emphatic and resonant [is] a strong metaphor” (Black, 1977, p. 440).
🌊 Metaphor ThemeAn abstract metaphorical idea or pattern applicable across multiple contexts.“Identified merely by a formula like ‘the metaphor of A as B’… regarded as an abstraction” (Black, 1977, p. 438).
🎭 Metaphorical ThoughtConceptualizing or thinking about one subject through the lens of another metaphorically.“Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (Black, 1977, p. 448).
🔄 ProjectionTransfer of implications from the secondary onto the primary subject within a metaphor.“The mechanisms of such ‘projection’ are discussed and illustrated” (Black, 1977, p. 442).
🧬 Creative AspectMetaphor’s ability to produce novel insights and perspectives.“Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, p. 454).
📌 Diagnostic CriterionObservable indicators or symptoms used to identify metaphorical statements.“Some diagnostic criterion…allow its presence and metaphorical character to be detected” (Black, 1977, p. 449).
🗺️ Metaphors as ModelsUnderstanding metaphors as simplified representations (models) illustrating structures.“Every metaphor is the tip of a submerged model” (Black, 1977, p. 445).
📖 Metaphorical StatementA full expression of metaphor including intended meaning and context.“[My] standing concern is with full metaphorical statements…as they occur in specific…acts of expression” (Black, 1977, p. 437).
🧠 Seeing-AsCognitive act of perceiving one subject metaphorically as another.“What is it to think of something (A) as something else (B)?” (Black, 1977, p. 446).
⚖️ Comparison ViewThe traditional view that metaphors are implicit comparisons or condensed similes.“Every metaphor may be said to mediate an analogy or structural correspondence” (Black, 1977, p. 445).
Contribution of “More About Metaphor” By Max Black to Literary Theory/Theories

🔮 Hermeneutics and Interpretation Theory

  • Enhances understanding of metaphor as a complex interpretive act requiring active reader engagement.
  • Reinforces the interpretive necessity of context and implicative meanings.
  • “A metaphorical statement…demands ‘uptake,’ a creative response from a competent reader” (Black, 1977, p. 442).

🌀 Structuralism and Semiotics

  • Offers the concept of “Isomorphic Structure”, demonstrating how metaphors function as structured semiotic systems.
  • Underlines the structured correspondence between signifiers (secondary subject) and signifieds (primary subject).
  • “The two systems…are isomorphic” (Black, 1977, p. 444).

🌐 Interactionist and Reader-Response Theory

  • Clarifies how meaning is dynamically produced through interaction between text and reader’s cognition.
  • Places emphasis on active role of reader in co-creating meaning.
  • “The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (Black, 1977, p. 442).

🌈 Formalism and Stylistics

  • Provides nuanced distinctions between “emphasis” and “resonance,” refining stylistic analysis of literary language.
  • Reinforces importance of precise wording and context-dependent interpretations.
  • “A metaphorical utterance is emphatic…to the degree that its producer will allow no variation upon the words used” (Black, 1977, p. 440).

🧬 Cognitive Literary Theory

  • Highlights metaphor’s cognitive and conceptual function in generating insights and new knowledge.
  • Suggests metaphor actively shapes cognitive frameworks and worldview.
  • “Metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (Black, 1977, p. 454).

🎭 Phenomenological Literary Theory

  • Explores the experiential dimensions of metaphor as ways of “seeing-as,” emphasizing embodied and perceptual experience.
  • Addresses metaphor as an experience shaping human perception and understanding.
  • “What is it to think of something (A) as something else (B)?” (Black, 1977, p. 446).

Poststructuralism and Deconstruction

  • Argues against fixed, literal interpretations, proposing that metaphors disrupt stable meanings.
  • Metaphors challenge the distinction between literal and figurative language.
  • “The recognition of a metaphorical statement depends essentially upon… our judgment that a metaphorical reading…is preferable to a literal one” (Black, 1977, p. 450).

📌 Pragmatics and Speech Act Theory

  • Examines metaphor as a kind of speech act with specific pragmatic functions in discourse.
  • Suggests metaphor performs linguistic actions beyond mere statement of facts.
  • “I…wish to attend particularly to what a metaphor-user is doing and what he expects his auditor to do” (Black, 1977, p. 438).

🗺️ Literary Theory of Models and Analogies

  • Proposes metaphor as a representational model that maps structural relations between conceptual domains.
  • Deepens theoretical understanding of metaphorical language as analogical modeling.
  • “Every metaphor is the tip of a submerged model” (Black, 1977, p. 445).

🔍 Literary Linguistics and Semantics

  • Addresses semantic dynamics in metaphorical language, emphasizing context-driven meaning shifts.
  • Highlights semantic complexity involved in recognizing metaphorical usage.
  • “The imputed interaction involves ‘shifts in meaning of words belonging to the same family or system’” (Black, 1977, p. 443).

⚖️ Comparative Literary Theory

  • Critically revisits the traditional “comparison view,” refining the understanding of similarity and analogy in literature.
  • Clarifies the limits of considering metaphors simply as condensed similes.
  • “To perceive that a metaphor is grounded in similarity…is not to agree that ‘the Simile…[differs] in form only from a metaphor’” (Black, 1977, p. 445).
Examples of Critiques Through “More About Metaphor” By Max Black
Literary Work Critique Through Max Black’s Theory of MetaphorQuotation from Black’s “More About Metaphor”
📖 “The Road Not Taken” by Robert FrostBlack’s interaction view elucidates how the road metaphor creates an implicative complex emphasizing choice and consequence, highlighting interpretive depth beyond literal paths.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’” (p. 442).
🕊️ “Hope is the Thing with Feathers” by Emily DickinsonBlack’s concept of “strong metaphor” reveals Dickinson’s metaphor of hope as a bird to be highly resonant and emphatic, creating vivid cognitive and emotional insights.“A metaphor that is both markedly emphatic and resonant [is] a strong metaphor” (p. 440).
🏰 “Hamlet” by William ShakespeareShakespeare’s pervasive metaphors (life as stage, Denmark as prison) exemplify Black’s “seeing-as,” showing how metaphor shapes Hamlet’s cognitive and existential perceptions.“Metaphorical thought and utterance sometimes embody insight expressible in no other fashion” (p. 448).
🌀 “Ode to the West Wind” by P.B. ShelleyShelley’s metaphor of the wind as creative destroyer aligns with Black’s creative aspect of metaphor, where the metaphor reshapes perceptions of nature and poetic creativity.“Some metaphors enable us to see aspects of reality that the metaphor’s production helps to constitute” (p. 454).
Criticism Against “More About Metaphor” By Max Black
  • Ambiguity in Defining “Interaction”
    • Critics argue that Black’s concept of “interaction” remains vague, making precise theoretical application challenging.
  • Lack of Diagnostic Criterion
    • Monroe Beardsley emphasizes Black’s failure to establish a definitive criterion to reliably identify metaphorical expressions.
  • Overgeneralization of Metaphor
    • Critics note Black’s theory tends to blur important distinctions between metaphor and other rhetorical figures, like simile or metonymy.
  • Subjectivity and Interpretative Flexibility
    • Some scholars contend that Black’s approach allows excessive interpretative freedom, making objective analysis difficult.
  • Questionable “Creative” Claims
    • Haig Khatchadourian challenges Black’s assertion that metaphors can literally create new similarities, viewing it as logically problematic.
  • Limited Attention to Cultural Context
    • Critics highlight Black’s limited engagement with how cultural and historical contexts influence metaphorical meaning.
  • Neglect of Metaphor’s Emotional Dimension
    • Some argue Black overly emphasizes cognitive aspects, neglecting emotional resonance, essential to literary metaphors.
  • Inadequate Distinction Between Literal and Figurative
    • Critics claim Black insufficiently addresses how readers reliably distinguish literal from figurative language beyond context clues.
  • Excessive Reliance on “Isomorphic Structure”
    • Scholars have questioned the practicality of Black’s emphasis on structural analogies, suggesting it may oversimplify metaphor’s complexity.
  • Insufficient Empirical Validation
    • Black’s theory is seen by some as overly philosophical, lacking empirical grounding or practical criteria for evaluation in linguistic studies.
Representative Quotations from “More About Metaphor” By Max Black with Explanation
Sr.QuotationExplanation
1.“A metaphorical statement has two distinct subjects, to be identified as the ‘primary’ subject and the ‘secondary’ one.” (Black 441)Black emphasizes that every metaphor has two distinct elements—one primary and literal, and the other secondary and figurative. These interact to form the metaphor’s meaning.
2.“The metaphorical utterance works by ‘projecting upon’ the primary subject a set of ‘associated implications’… predicable of the secondary subject.” (Black 442)Black argues that metaphors function by projecting characteristics and implications from the secondary (figurative) subject onto the primary (literal) subject, thus creating meaning.
3.“A metaphorical statement involves a rule-violation: there can be no rules for ‘creatively’ violating rules.” (Black 438)This highlights the inherent creativity of metaphors—they intentionally deviate from linguistic norms, making them unpredictable and powerful.
4.“Every metaphor is the tip of a submerged model.” (Black 445)Black suggests metaphors implicitly draw on deeper structures or “models,” emphasizing their complexity and cognitive depth.
5.“To perceive that a metaphor is grounded in similarity and analogy is not to agree with Whately that ‘the Simile or Comparison may be considered as differing in form only from a metaphor’.” (Black 445)Black clarifies that, though metaphors rely on analogies, they differ significantly from similes because metaphors involve more direct cognitive engagement and imaginative insight.
6.“Conceptual boundaries [are] not rigid, but elastic and permeable; … metaphorical thought and utterance sometimes embody insight expressible in no other fashion.” (Black 448)This underscores metaphor’s role in extending language and conceptual boundaries to express otherwise inaccessible insights.
7.“A metaphorical utterance is emphatic… to the degree that its producer will allow no variation upon or substitute for the words used.” (Black 439–440)Black points to how effective metaphors demand precision in their wording, as each element significantly contributes to the metaphor’s impact and meaning.
8.“There is an inescapable indeterminacy in the notion of a given metaphorical statement, so long as we count its ‘import’ as part of its essence.” (Black 438)Metaphors inherently carry multiple interpretations, reflecting their richness and ambiguity.
9.“Metaphors… can, and sometimes do, generate insight about ‘how things are’ in reality.” (Black 456)Black affirms metaphors are not merely stylistic but cognitively valuable, helping us understand reality in novel and meaningful ways.
10.“Every ‘implication complex’ supported by a metaphor’s secondary subject… is a model of the ascriptions imputed to the primary subject.” (Black 445)Metaphors rely on complex structures (“implication complexes”) from their figurative elements to inform and shape our understanding of literal subjects, forming metaphorical insight.
Suggested Readings: “More About Metaphor” By Max Black
  1. BLACK, Max. “More about Metaphor.” Dialectica, vol. 31, no. 3/4, 1977, pp. 431–57. JSTOR, http://www.jstor.org/stable/42969757. Accessed 11 June 2025.
  2. Black, Max. “‘Why Should I Be Rational ?’” Dialectica, vol. 36, no. 2/3, 1982, pp. 147–68. JSTOR, http://www.jstor.org/stable/42968822. Accessed 11 June 2025.
  3. Black, Max. “How Metaphors Work: A Reply to Donald Davidson.” Critical Inquiry, vol. 6, no. 1, 1979, pp. 131–43. JSTOR, http://www.jstor.org/stable/1343091. Accessed 11 June 2025.

“Metaphors of Womanhood in Indian Literature” by Mridula Garg: Summary and Critique

“Metaphors of Womanhood in Indian Literature” by Mridula Garg first appeared in Alternatives: Global, Local, Political, Vol. 16, No. 4, Fall 1991, published by Sage Publications.

"Metaphors of Womanhood in Indian Literature" by Mridula Garg: Summary and Critique
Introduction: “Metaphors of Womanhood in Indian Literature” by Mridula Garg

“Metaphors of Womanhood in Indian Literature” by Mridula Garg first appeared in Alternatives: Global, Local, Political, Vol. 16, No. 4, Fall 1991, published by Sage Publications. In this article, Garg critically explores the layered metaphors through which Indian womanhood has been historically constructed and represented in literature, especially by women writers. She identifies three predominant “worlds” of Indian women — the overburdened rural poor (“third world”), the socially mobile middle-class (“second world”), and the affluent elite (“first world”) — to critique how literature often distorts or flattens this diversity. Drawing from both oral traditions and modern literature, she delineates how female figures have been framed predominantly as goddesses (Shakti, Sati), lovers, or householders, rarely as economic agents. Garg emphasizes that literary portrayals, even feminist ones, often ignore class-based material realities, reducing women primarily to sexual or familial roles rather than socio-economic beings. This article is pivotal in Indian literary theory for exposing the gendered biases embedded in traditional and contemporary narratives, highlighting how even progressive writing can perpetuate exclusionary metaphors. Her call for an honest, class-conscious feminist critique continues to resonate in discussions on postcolonial and gendered authorship in South Asia.

Summary of “Metaphors of Womanhood in Indian Literature” by Mridula Garg

🌏 1. Three-Class Framework of Indian Womanhood

  • 🔹 Third World Women: Poor, rural, overworked, responsible for survival tasks like collecting water, fuel, and food.
    💬 “No better than beasts of burden… their highest aspiration is to give a certain modicum of education to their children” (p. 408).
  • 🔹 Second World Women: Middle class, educated, politically aware; both rebels and conservatives emerge from this group.
    💬 “They are the most mobile… sometimes cross over to the first world through sheer determination” (p. 408).
  • 🔹 First World Women: Elite, affluent, urban, consumerist, often seen as role models by the second world.
    💬 “They compose the ‘first world’ within the ‘third world’ country of India” (p. 408).

🧝‍♀️ 2. Heritage of Oral Literature: Three Archetypes

  • 🕉️ Goddess: Seen as divine (Sita, Savitri), pure, forgiving, and incorruptible.
    💬 “The goddess is seen as Shakti… destroyers of evil” (p. 409).
  • 💔 Beloved: Tragic heroines like Radha or scheming women, shaped by romantic and folk narratives.
    💬 “Pure and incorruptible… or as a scheming ‘other’ woman” (p. 409).
  • 🏠 Householder: Part of extended family, subjected to social constraints and satire.
    💬 “She is seen both as a sensual and a work-burdened being” (p. 409).

🗡️ 3. Warrior Woman: Durga as Utopian Symbol

  • 🌸 Used during the freedom struggle but not realistic for common women.
    💬 “Durga became the Utopian image… invoked in times of emergency or invasion” (p. 411).
  • 🪶 Male authors like Tagore and Chatterji depicted revolutionary women as secondary to male leaders.
    💬 “Women… were cast not as thinking leaders but as fighters under the leadership of men” (p. 411).

🧠 4. Literary Representation: Gendered Constraints

  • 🧷 Women seen as class representatives in early literature (e.g., Premchand), later as metaphors of sensuality or sacrifice.
  • 💋 Shift in 1930s: Emphasis on woman as beloved or patita (fallen woman), often romanticized and pitied.
    💬 “She became the representative of a sex rather than a class” (p. 412).
    💬 “Even more self-negating and intense in her aspirations… than an ordinary woman” (p. 413).

♀️ 5. Feminism in Indian Literature: A Conflicted Inheritance

  • 🧨 Focus on rebellion against men, not systemic class oppression.
  • 📚 Literature highlights sexual victimhood more than economic roles of women.
    💬 “Feminism… came as a movement emphasizing the need for freeing women from the tyranny of men” (p. 414).
  • 💍 Marriage portrayed as oppressive.
    💬 “Yatna Shivir or Torture Chamber” – a metaphor for marriage (p. 416).
    💬 “The refusal to marry was an act of defiance” (p. 416).

🧬 6. Samskara and Literary Choices

  • ⚖️ Women writers choose male protagonists when addressing political/social issues.
  • 🧠 Samskara (cultural conditioning) shapes even feminist writers’ narrative choices.
    💬 “Samskara… tighter than that of the old man on Sinbad the Sailor” (p. 418).

🧑🌾 7. The Third-World Woman: Misrepresented

  • 🏙️ Writers from the second world project their aspirations onto working-class women.
  • 🌾 Notable exception: Anaro by Manjul Bhagat – portrays a working-class woman as complex, resilient, and resistant to pity.
    💬 “You can feel frustrated with Anaro but cannot pity her” (p. 420).

🌲 8. Chipko Movement: Misread Feminism

  • 🚜 Women led the Chipko movement out of ecological and economic necessity, not feminist ideology.
    💬 “It was a peasant movement… not a women’s movement against men” (p. 421).

🔚 Conclusion: Towards Real Feminist Critique

  • 🧩 Indian feminism must address class, not just gender; Marxist and feminist frameworks need blending.
    💬 “Only a judicious admixture of Marxism and feminism… can be applied to class-ridden female society” (p. 422).
  • 📉 Literary criticism remains male-dominated, marginalizing women’s writing.
    💬 “The male critics… turned feminist by treating women as a separate class… but their grasp of theory ends there” (p. 422).
  • 🖋️ Women writers show courage, contradiction, and honesty, and they will define modern literature.
    💬 “The only commitment a writer can have is honesty to herself… and hence shall prevail” (p. 423).
Theoretical Terms/Concepts in “Metaphors of Womanhood in Indian Literature” by Mridula Garg
🧠 Theoretical Concept📝 Description📖 Reference
🌍 Third World WomanPoor, rural or urban working-class woman, heavily burdened with survival tasks like collecting water, fuel, and food; excluded from literary attention.p. 408
🏙️ Second World WomanEducated, politically conscious middle-class woman; often involved in feminist movements but still constrained by patriarchal and moral codes.p. 408
👠 First World WomanElite, urban, affluent woman; consumerist and aspirational figure for second-world women; disconnected from the struggles of the majority.p. 408
🕉️ Sati-Ma-AnnapoornaComposite metaphor of the woman as dutiful wife (Sati), divine mother (Ma), and provider (Annapoorna); idealized in literature and culture.p. 410
🗡️ Durga/Utopian ImageGoddess invoked during national crises (like the freedom struggle); represents divine female power but lacks real-world application in women’s lives.p. 411
💔 Patita (Fallen Woman)Romanticized or pitied character who defies social norms; used in literature as a metaphor of feminine transgression, suffering, and sexual rebellion.p. 413
🔒 SamskaraDeep cultural conditioning that unconsciously shapes writers’ choices, especially regarding gender and representation; transcends ideology.p. 418
📚 Male Critic as FeministCritique of male scholars who superficially adopt feminist labels without engaging in genuine structural or class-based critique.p. 422
🧨 Torture Chamber (Yatna Shivir)A metaphor used by feminist writers to describe the institution of marriage as a site of control, confinement, and exploitation of women.p. 416
🌲 Chipko MisreadingMisinterpretation of the Chipko movement as a gendered (women vs. men) struggle rather than a peasant, economic, and ecological resistance led by women.p. 421
Contribution of “Metaphors of Womanhood in Indian Literature” by Mridula Garg to Literary Theory/Theories

👩‍🎓 1. Feminist Literary Theory

  • 🔸 Deconstructs essentialist metaphors of womanhood: Garg critiques recurring images like Sati, Ma, Beloved, and Fallen Woman, showing how even women writers internalize patriarchal metaphors.
    💬 “Almost all portrayals of women… cast her as sexual, or at best a family being” (p. 417).
  • 🔸 Critiques second-wave feminism in India: Points out that feminism in Indian literature often focuses on gender alone, ignoring class and caste.
    💬 “Feminism came not as an ideology, but as a pragmatic movement” (p. 414).
  • 🔸 Reorients feminist focus from gender identity to socio-economic agency: Urges that portrayals of women must recognize them as economic agents, not just sexual or moral beings.
    💬 “Literature… has conspired to limit portrayals of women to sexual beings” (p. 421).

🧵 2. Marxist Literary Criticism

  • 🔸 Class over gender metaphors: Garg insists that many “feminist” portrayals erase class realities of third-world women.
    💬 “She became the representative of a sex rather than a class” (p. 412).
  • 🔸 Merges feminism with class-consciousness: Proposes that meaningful feminist critique in India must integrate Marxist analysis.
    💬 “Only a judicious admixture of Marxism and feminism can be applied to class-ridden female society” (p. 422).
  • 🔸 Challenges idealization of rural women: Rejects elite romanticism of poor women as ecologically or spiritually superior (e.g., Chipko movement misreading).
    💬 “The conflict is a city-village conflict and not a male-female conflict” (p. 421).

🌍 3. Postcolonial Literary Theory

  • 🔸 Unmasks elite-nationalist appropriation of feminine symbols: Critiques use of Durga and Sita as metaphors for national struggle, where women are symbolic, not agentic.
    💬 “Durga became the Utopian image… invoked in times of emergency” (p. 411).
  • 🔸 Explores postcolonial class fragmentation: Highlights the ideological gap between first, second, and third world women in India’s postcolonial society.
    💬 “They compose the ‘first world’ within the ‘third world’ country of India” (p. 408).

🧠 4. Narrative Theory & Representation

  • 🔸 Interrogates authorial samskara: Introduces the idea that inherited cultural codes shape narrative choices even among progressive writers.
    💬 “Most of what literature does… can be explained by the invisible, insidious working of Samskara” (p. 418).
  • 🔸 Challenges narrative centrality of women: Shows that women writers often still use male protagonists for socio-political themes, relegating women to affective or family-centered roles.
    💬 “The second-world woman as writer finds her voice in male protagonists” (p. 419).
  • 🔸 Calls for literary honesty over ideology: Argues that good writing emerges from a writer’s inner contradictions and courage, not rigid theoretical alignment.
    💬 “The only commitment a writer can have is honesty to herself” (p. 423).

🪞 5. Critique of Literary Criticism (Meta-theory)

  • 🔸 Dissects gendered bias in literary criticism: Notes that male critics tokenize women’s literature as a separate category without real engagement.
    💬 “They turned feminist by treating women as a separate class… but their grasp of theory ends there” (p. 422).
  • 🔸 Suggests gender-blindness in literary value: Proposes that women should be recognized as major contributors to literary excellence — not just “women writers.”
    💬 “Writing by women forms not the fringe but the crux of modern writing” (p. 423).
Examples of Critiques Through “Metaphors of Womanhood in Indian Literature” by Mridula Garg
📚 Literary Work🔍 Critiqued Through (Symbol)🧠 Gargian Framework Applied📝 Critical Insight (Using Garg)
1. Godaan by Munshi Premchand🕉️ Sati-Ma-AnnapoornaHori’s wife Dhaniya is the archetype of the patient, self-sacrificing rural wife—embodying the maternal-provider ideal.Reinforces traditional metaphor of womanhood as sacrificial and self-effacing; overlooks her as an independent economic agent.
2. Tyagpatra by Jainendra Kumar💔 Patita/Fallen WomanThe woman protagonist is portrayed as a sexually rebellious figure, yet her story is romanticized and morally judged.Reinforces the trope of woman as tragic and deviant; her individuality becomes a metaphor rather than a reality.
3. Rudali by Mahasweta Devi🔒 Samskara (and 🧨 Class Lens)Sanichari, a low-caste mourning woman, resists ideal metaphors and is shown as an economic agent in a caste-ridden society.Challenges literary samskara by focusing on a third-world woman’s class struggle and autonomy—aligns with Garg’s call for realism.
4. The Forest of Enchantments by Chitra Banerjee Divakaruni🗡️ Durga/Utopian ImageRetelling of Sita’s story centers her voice but still places her in the goddess-like mold of suffering, patient femininity.Attempts reclamation but re-inscribes the image of woman as morally superior, passive, and spiritually elevated.
Criticism Against “Metaphors of Womanhood in Indian Literature” by Mridula Garg

📉 1. Overgeneralization of Literary Trends

  • Garg occasionally collapses diverse literary voices—including those of progressive male authors and experimental female writers—into sweeping categories.
  • 📌 Critics argue that she simplifies the entire landscape into binaries like “sexualized vs. silenced,” ignoring nuances within regional and experimental literatures.

🔍 2. Inconsistent Feminist Positioning

  • While advocating a feminist lens, Garg distances herself from ideology, asserting honesty over theory.
    💬 “The only commitment a writer can have is honesty to herself” (p. 423).
  • 📌 This can be critiqued as anti-theoretical or individualistic, undermining the collective ideological thrust of feminist movements.

🧵 3. Neglect of Caste and Religion as Feminist Axes

  • Garg emphasizes class-based feminism, but caste and religious identity are largely absent from her analysis.
  • 📌 Critics argue that without addressing casteist patriarchy or communal identities, her framework is incomplete for intersectional feminism.

🛑 4. Dismissal of Feminist Literary Gains

  • Garg critiques second-wave feminist literature as obsessed with victimhood, ignoring its foundational contributions to gender discourse.
  • 📌 This can be viewed as reductive, dismissing how narratives of trauma helped shape feminist consciousness in India.

📚 5. Reliance on Select Examples

  • She critiques authors like Jainendra, Agyeya, and even feminist writers, but does not deeply engage with alternate literary traditions—e.g., Dalit women’s writing, Northeast India, or tribal narratives.
  • 📌 This limited corpus weakens the universality of her conclusions.

🗺️ 6. Urban-Centric Critique Framing

  • While critiquing the urban elite’s portrayal of rural women, Garg herself writes from a second-world, urban literary space.
  • 📌 Her call for realistic representation may seem paradoxical when framed within her own class-location.
Representative Quotations from “Metaphors of Womanhood in Indian Literature” by Mridula Garg with Explanation
🗣️ Quotation💡 Explanation
“She became the representative of a sex rather than a class.”Critiques how women in literature are often framed through gendered metaphors, erasing their roles as social and economic beings.
“The dominant metaphor of woman in literature is that of Sati-Ma-Annapoorna.”Explains how Indian literature glorifies the self-sacrificing wife/mother, reinforcing submissive and service-based expectations of womanhood.
“Durga became the Utopian image, to be invoked in times of emergency or invasion.”Shows how powerful feminine symbols are selectively used during crises without empowering real women in daily life.
“Feminism came not as an ideology, but as a pragmatic movement.”Argues that Indian feminism emerged as practical resistance rather than as a theoretically coherent movement.
“Almost all portrayals of women cast her as sexual, or at best a family being.”Notes that literary portrayals often limit women to familial or erotic roles, ignoring other facets like labor or intellect.
“The refusal to marry was an act of defiance, not liberation.”Distinguishes between rebellion and true autonomy, critiquing superficial feminist gestures that fail to address structural oppression.
“You can feel frustrated with Anaro but cannot pity her.”Commends rare portrayals (like Anaro) that avoid romanticizing or victimizing working-class women, offering them dignity and complexity.
“The conflict is a city-village conflict and not a male-female conflict.”Challenges gendered readings of movements like Chipko, emphasizing the class and geographic roots of women’s resistance.
“Most of what literature does… can be explained by the invisible, insidious working of Samskara.”Introduces ‘Samskara’ as cultural conditioning that subconsciously shapes even feminist writers’ choices.
“The only commitment a writer can have is honesty to herself.”Ends with a call for ethical writing rooted in inner truth, rather than ideological conformity or symbolic posturing.
Suggested Readings: “Metaphors of Womanhood in Indian Literature” by Mridula Garg
  1. Garg, Mridula. “Metaphors of Womanhood in Indian Literature.” Alternatives: Global, Local, Political, vol. 16, no. 4, 1991, pp. 407–24. JSTOR, http://www.jstor.org/stable/40644725. Accessed 2 June 2025.
  2. Jasbir Jain. “Daughters of Mother India in Search of a Nation: Women’s Narratives about the Nation.” Economic and Political Weekly, vol. 41, no. 17, 2006, pp. 1654–60. JSTOR, http://www.jstor.org/stable/4418143. Accessed 2 June 2025.
  3. Aigner-Varoz, Erika. “Metaphors of a Mestiza Consciousness: Anzaldúa’s Borderlands/La Frontera.” MELUS, vol. 25, no. 2, 2000, pp. 47–62. JSTOR, https://doi.org/10.2307/468218. Accessed 2 June 2025.

“Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie: Summary and Critique

“Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie first appeared in the journal Metaphor and Symbol in 2004 (Volume 19, Issue 4, pages 265–287), although it was published online on November 17, 2009 by Routledge.

"Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation" by David Ritchie: Summary and Critique
Introduction: “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie

“Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie first appeared in the journal Metaphor and Symbol in 2004 (Volume 19, Issue 4, pages 265–287), although it was published online on November 17, 2009 by Routledge. In this influential article, Ritchie critiques traditional, top-down models of metaphor interpretation and introduces a connectivity theory that emphasizes the importance of conversational context and neural embodiment. Drawing on Sperber and Wilson’s relevance theory and Clark’s model of common ground, Ritchie argues that metaphor comprehension emerges through dynamic interactions between the metaphor’s vehicle, topic, and the shared cognitive environment of the speakers. Rather than assuming metaphors have fixed meanings, the article posits that meaning is constructed in context and varies depending on the listener’s cognitive and conversational background. This approach has been pivotal in literary theory and cognitive linguistics, offering a more flexible, context-sensitive model for understanding metaphor that aligns with how people actually communicate and think.

Summary of “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie

🌐 Contextual Interpretation over Fixed Meaning

  • Metaphors do not carry fixed meanings; interpretation depends on the common ground shared by communicators.
  • “It is rarely accurate to discuss ‘the meaning of’ a metaphor, as if metaphors must have a single well-specified meaning” (Ritchie, 2004, p. 265).
  • Meaning arises from the interplay between topic, vehicle, and cognitive context in the listener’s working memory.

🧠 Neural Connectivity and Embodiment

  • Interpretation involves neural coactivation and strengthening of associations in working memory.
  • “Cognitive effect can be thought of in terms of the degree to which processing a communicative act leads to restructuring the network of neural connections in working memory” (p. 272).
  • Supports an embodied cognition approach aligned with neurological evidence (cf. Kintsch, 1998).

💬 Common Ground Is Constructed, Not Given

  • Based on Clark (1996), common ground is “what participants think they share,” not objective shared knowledge (p. 268).
  • Effective metaphor comprehension depends on alignment in mutual assumptions, which are often assumed rather than verified.

🔄 Dynamic Interaction of Topic and Vehicle

  • Interpretation occurs through connection-building, not static mapping.
  • For example, “MY JOB IS A JAIL” connects the listener’s context-dependent knowledge of ‘job’ with jail’s emotional and situational associations (p. 274).

🎯 Search for Relevance

  • Metaphors must achieve cognitive relevance—“maximum effect with minimum cognitive effort” (Sperber & Wilson, 1986/1995, p. 15).
  • Relevance isn’t fixed: It depends on factors like motivation, prior knowledge, and available processing capacity (cf. Petty & Cacioppo, 1981).

🧭 Multiple Contextual Layers

  • Communication activates multiple contextual schemas (e.g., relational, environmental, narrative).
  • “A single message can alter several of these representations… and hence can be relevant in several ways at once” (p. 272).

🐕 Metaphors Extend Through Entailments

  • Metaphors such as “SHEEPDOG THIS PROJECT” create networks of entailments: leadership, protection, herd control (p. 275).
  • Deeper metaphorical meaning emerges when secondary attributes resonate with activated schemas in working memory.

⚖️ Ambiguity and Misalignment Are Common

  • Metaphors are inherently ambiguous and misunderstandings are routine, especially when participants’ contexts diverge (p. 279).
  • For instance, “MY WIFE IS AN ANCHOR” could mean “source of stability” or “constraint,” depending on prior conversational cues.

🧩 Critique of Conceptual Metaphor Theory & Blending

  • Challenges Lakoff & Johnson’s model for assuming preexisting metaphoric structures.
  • Also critiques conceptual blending theory for being “overly formal” and cognitively inefficient (p. 284).
  • Connectivity model instead emphasizes bottom-up interpretation from context-driven neural activations.

Theoretical Terms/Concepts in “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie
🌟 Concept🔤 Definition💬 Example🧠 Explanation
🧩 Connectivity TheoryA model where metaphor interpretation is based on forming connections between the topic, vehicle, and elements in working memory.“MY JOB IS A JAIL”Metaphor is interpreted by linking jail-related ideas (e.g., confinement, punishment) with job-related dissatisfaction already activated in the hearer’s mind.
🧠 Working MemoryThe currently active set of concepts, memories, emotions, and contextual knowledge that influence metaphor interpretation.Remembering prior job complaints when hearing “MY JOB IS A JAIL”Working memory serves as a neural workspace where topic-vehicle connections are actively processed.
🌐 Common GroundShared assumptions and knowledge that communicators believe they have.Two friends recalling shared travel experiences.Interpretation depends on what participants think they both know, not actual identical knowledge.
🔄 Mutual Cognitive EnvironmentThe set of all facts assumed to be mutually known and accessible during communication.Both parties knowing it’s raining outside during a chat.Ritchie critiques this concept as inherently problematic and uncertain—people only guess at mutual knowledge.
🎯 RelevanceA communicative act’s capacity to generate meaningful effect with minimal cognitive effort.A sarcastic “Great job” after a mistake.Metaphor interpretation seeks to maximize cognitive payoff by connecting with the most accessible context.
🔗 Neural EmbodimentThe idea that interpretation involves physical changes in neural connections.Linking “anchor” to stability and love.Understanding a metaphor alters brain activity, strengthening some neural associations and weakening others.
🌪️ Metaphorical EntailmentsThe extended logical and emotional implications activated by a metaphor.“SHEEPDOG THIS PROJECT” → guide team, chase off threats, etc.Metaphors can restructure broader understanding of roles, tasks, or relationships by activating chained meanings.
🧭 Interpretive ContextThe combination of immediate physical, conversational, and emotional environment.The tone of “MY WIFE IS AN ANCHOR” during a breakup vs. honeymoon.Metaphor meaning varies entirely depending on contextual cues at the moment of interpretation.
🌀 Ambiguous MetaphorA metaphor that can be interpreted in multiple ways depending on context.“ANCHOR” = stability or burden.Ritchie argues metaphors don’t have fixed meanings; context determines interpretation dynamically.
🧬 Cognitive EconomyThe brain’s tendency to process only what’s needed to interpret a message.Not overthinking “That’s cold” unless context demands it.Interpretation usually halts once sufficient meaning is extracted for the current goal.
Contribution of “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie to Literary Theory/Theories

📚 1. Reader-Response Theory
➡️ Focus on the reader’s role in meaning-making.

🔍 Ritchie’s Contribution:

  • Emphasizes the interpretive role of individual cognition and memory.
  • Meaning is not fixed but constructed differently by each reader/listener based on their cognitive environment.
  • “Each metaphor is interpreted in the particular communicative context in which it is encountered, and individual interpretations will not necessarily match” (Ritchie, 2004, p. 265).
  • This aligns with reader-response theorists like Stanley Fish, who argue that meaning is produced by interpretive communities rather than embedded in the text itself.

🧠 2. Cognitive Poetics (Cognitive Literary Studies)
➡️ Interdisciplinary theory connecting cognitive science and literary analysis.

🧬 Ritchie’s Contribution:

  • Advances a neurologically grounded model of metaphor processing.
  • Suggests metaphor interpretation involves neural restructuring: “new neural connections are formed between the network of… ‘vehicle’ and… ‘topic’” (p. 279).
  • Incorporates Kintsch’s model of working memory and embodied cognition to explain how metaphor resonates with reader memory, perception, and context.
  • His rejection of abstract top-down theories parallels cognitive poetics’ call for bottom-up experiential processing of texts.
  • Contributes to theorists like Peter Stockwell and Reuven Tsur.

💬 3. Pragmatics and Relevance Theory
➡️ How meaning is shaped by conversational context and inferencing.

📣 Ritchie’s Contribution:

  • Builds on Sperber and Wilson’s Relevance Theory and Clark’s Common Ground.
  • Emphasizes that metaphor interpretation is “an interaction of both vehicle and topic with the common ground” (p. 265).
  • Challenges formalist metaphor theories by embedding metaphor in social and discursive practice—language is never interpreted in isolation.
  • Shows that relevance is evaluated dynamically during discourse, depending on effort and payoff (p. 271).
  • Adds depth by introducing “working memory” as a cognitive model for tracking these inferential processes.

🌀 4. Post-Structuralism / Deconstruction
➡️ Meaning is unstable, deferred, and contextually variable.

🔓 Ritchie’s Contribution:

  • Disputes the idea of “the meaning of a metaphor” as fixed or stable (p. 265).
  • Demonstrates that metaphors are always situated—meaning is contingent, potentially ambiguous, and subject to interpretive slippage (p. 278).
  • Example: “MY WIFE IS AN ANCHOR” can imply stability or entrapment based on conversation (p. 277–278).
  • Echoes Derrida’s notion of différance, where meaning is always in flux and dependent on deferral and difference.
  • Supports post-structuralist critiques of referential certainty in language.

🔄 5. Critique of Conceptual Metaphor Theory (Lakoff & Johnson)
➡️ Challenges universalist models of metaphor as conceptual mapping.

🚫 Ritchie’s Contribution:

  • While acknowledging CMT (Lakoff & Johnson, 1980), Ritchie argues it presumes preexisting, universal metaphor structures.
  • Instead, he proposes context-driven, emergent metaphor interpretation based on dynamic cognitive interactions (p. 284).
  • “The connectivity model… does not share the assumption… that thematically similar expressions are necessarily expressions of a common underlying conceptual metaphor” (p. 284).
  • Contributes to the pluralist critique of CMT and advances a more relational, situated, and social-cognitive model.

🧭 6. Contribution to Narrative Theory and Discourse Analysis
➡️ Metaphor as a structuring tool in narrative meaning-making.

🗣️ Ritchie’s Contribution:

  • Explores how metaphor contributes not just to local meaning but to the overall restructuring of discourse context.
  • “The metaphor strengthens the connections between the speaker’s wife and other facts… and lays the foundation for connecting her to aspects of his life yet to be mentioned” (p. 279).
  • Shows that metaphors shape narrative coherence and thematic progression, making it relevant to scholars of storytelling and discourse structure.

🎓 Summary of Scholarly Value
David Ritchie’s connectivity theory transforms metaphor interpretation from a static, symbolic mapping into a dynamic, embodied, and socially embedded process, enriching:

  • 🧠 Cognitive Literary Studies
  • 💬 Pragmatics & Relevance Theory
  • 🌀 Post-structural Discourse Theories
  • 🧍 Reader-Response Theory

It enables a more nuanced, flexible, and neurologically realistic model of how metaphors generate meaning in context—and why they often mean different things to different people.

Examples of Critiques Through “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie
📚 Literary Work🔍 Key Metaphor🧠 Connectivity Theory Interpretation🧾 Critique Focus
🌊 The Great Gatsby by F. Scott Fitzgerald“Boats against the current”Connects to themes of nostalgia, futility, and emotional resistance in working memory. The “boat” metaphor is interpreted in the context of Gatsby’s personal losses and failed aspirations.Ritchie’s theory highlights how metaphors like this gain resonance through shared cultural narratives (American Dream, progress) that are contextually activated.
🌳 King Lear by William Shakespeare“I am a man / More sinned against than sinning”Activates a moral schema in audience’s working memory. Listeners interpret this metaphor differently depending on their alignment with Lear’s plight (e.g., victim or delusional).Demonstrates how interpretation diverges across audiences due to varying beliefs and emotional contexts, supporting Ritchie’s claim that metaphors lack fixed meaning.
🔥 Jane Eyre by Charlotte Brontë“A ridge of lighted heath, alive, glancing, devouring” (Describing Bertha’s fire)Metaphor triggers visceral imagery and danger-related schemata. Context (emotional repression, colonial subtext) activates interpretations of madness, wild femininity, or resistance.Shows how metaphors shape reader affect and identity interpretation differently based on prior ideological or gender frameworks (cognitive common ground).
🕰️ Beloved by Toni Morrison“124 was spiteful. Full of a baby’s venom.”Here, the house is personified through metaphor. Depending on the reader’s knowledge of slavery’s trauma, “spiteful” activates associations of haunting, memory, and violence.Ritchie’s theory helps explain polysemous metaphor readings—trauma, mothering, repression—all vary based on individual reader’s context and cultural knowledge.

🧩 How Ritchie’s Connectivity Theory Enhances Literary Criticism:

  • 💡 Contextual Fluidity: Metaphors are interpreted within specific discourse moments, not as fixed conceptual mappings.
  • 🧠 Cognitive Activation: Each reader brings a unique working memory of prior knowledge, experiences, and emotions to the reading act.
  • 🔄 Dynamic Construction: Meaning emerges through neural and cultural connections formed during reading, not retrieved from a static source.
Criticism Against “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie

🔄 Overemphasis on Cognitive Flexibility Can Undermine Interpretive Stability

  • By asserting that metaphor meanings are always context-dependent and unstable, Ritchie risks undermining shared metaphorical traditions that persist across time and culture.
  • Critics might argue this relativism makes it difficult to study metaphor systematically across genres and audiences.

🧠 Neural Basis Is Hypothetical, Not Empirically Verified

  • While the theory draws from neuroscience (e.g., Kintsch, Jung-Beeman), Ritchie doesn’t provide direct experimental or neurological evidence.
  • Claims about “neural connections” in working memory remain theoretical metaphors themselves, lacking measurable validation.

📖 Undermines the Role of Authorial Intent

  • The connectivity model focuses on reader/listener interpretation but largely ignores the author’s purposeful metaphor selection.
  • This can be problematic in literary contexts where metaphor is used strategically to convey deliberate thematic meaning.

💬 Displacement of Linguistic Structure and Figurative Form

  • By embedding metaphor wholly in discourse and memory contexts, the theory underplays the stylistic and linguistic features of metaphors (e.g., rhyme, rhythm, syntactic parallelism).
  • Literary critics may argue that metaphor also works at a formal and aesthetic level, not just cognitive.

🔍 Limited Scope for Cross-Cultural and Historical Analysis

  • The model relies on mutual cognitive environment and shared working memory, which are highly localized and variable.
  • This makes it difficult to analyze metaphors across cultures or historical periods, where common ground is not accessible.

🌀 Conceptual Ambiguity in ‘Connectivity’

  • The term “connectivity” is metaphorically powerful but conceptually vague and underdefined.
  • Critics may question how exactly one maps or quantifies “connections” in working memory without clear operational metrics.

⚖️ Understates the Power of Conventional and Archetypal Metaphors

  • Some metaphors (e.g., “light as truth,” “life as journey”) operate independently of context due to deep cultural embedding.
  • Ritchie’s model struggles to explain why certain metaphors recur universally, suggesting that context cannot be the only determinant.

Representative Quotations from “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie with Explanation
📝 Quotation💡 Explanation
“It is rarely accurate to discuss ‘the meaning of’ a metaphor, as if metaphors must have a single well-specified meaning.” (p. 265)Ritchie challenges the notion that metaphors carry fixed or universal meanings. Instead, he promotes a view where meaning is constructed in context and varies by listener and situation.
“Interpretation is always affected by the cognitive environment of the hearer, including immediate context and working memory.” (p. 266)This emphasizes the listener’s mental state, prior knowledge, and momentary context as essential to how a metaphor is understood.
“Common ground consists of what participants think they share—not what they actually share.” (p. 268)Ritchie redefines common ground as perceived mutual knowledge, not objective overlap. This distinction is key to understanding why metaphors sometimes fail or misfire.
“Metaphor interpretation involves the creation of new neural connections… between elements in the hearer’s working memory.” (p. 279)Central to Ritchie’s connectivity theory, this suggests metaphor functions by activating and restructuring neural links, not by retrieving fixed concepts.
“Relevance is not a fixed property of messages, but an emergent property of the relationship between message and context.” (p. 272)Meaning is not embedded in the metaphor itself but emerges from the interaction between the metaphor and the reader’s/listener’s context.
“The metaphor can be relevant in several ways at once, depending on the hearer’s memory and context.” (p. 272)A metaphor may trigger multiple interpretations, and what becomes salient depends on which associations are active for the listener.
“The connectivity model of metaphor comprehension emphasizes the construction of ad hoc connections over mapping of preexisting structures.” (p. 284)Ritchie contrasts his theory with Co
Suggested Readings: “Metaphors in Conversational Context: Toward a Connectivity Theory of Metaphor Interpretation” by David Ritchie
  1. Loewenberg, Ina. “Identifying Metaphors.” Foundations of Language, vol. 12, no. 3, 1975, pp. 315–38. JSTOR, http://www.jstor.org/stable/25000846. Accessed 2 June 2025.
  2. Fienup-Riordan, Ann. “Metaphors of Conversion, Metaphors of Change.” Arctic Anthropology, vol. 34, no. 1, 1997, pp. 102–16. JSTOR, http://www.jstor.org/stable/40316427. Accessed 2 June 2025.
  3. Penfield, Joyce, and Mary Duru. “Proverbs: Metaphors That Teach.” Anthropological Quarterly, vol. 61, no. 3, 1988, pp. 119–28. JSTOR, https://doi.org/10.2307/3317788. Accessed 2 June 2025.
  4. Ibarretxe-Antuñano, Iraide. “Vision Metaphors for the Intellect: Are They Really Cross-Linguistic?” Atlantis, vol. 30, no. 1, 2008, pp. 15–33. JSTOR, http://www.jstor.org/stable/41055304. Accessed 2 June 2025.

“Metaphors for Public Opinion in Literature” by Kurt W. Back: Summary and Critique

“Metaphors for Public Opinion in Literature” by Kurt W. Back first appeared in The Public Opinion Quarterly, Vol. 52, No. 3 (Autumn, 1988), published by Oxford University Press on behalf of the American Association for Public Opinion Research.

"Metaphors for Public Opinion in Literature" by Kurt W. Back: Summary and Critique
Introduction: “Metaphors for Public Opinion in Literature” by Kurt W. Back

“Metaphors for Public Opinion in Literature” by Kurt W. Back first appeared in The Public Opinion Quarterly, Vol. 52, No. 3 (Autumn, 1988), published by Oxford University Press on behalf of the American Association for Public Opinion Research. Back explores how various metaphors used in literature reflect changing societal conceptions of public opinion across historical and cultural contexts. He argues that literature, through metaphorical representation—such as the Greek chorus, the goddess Rumor, or the manipulative crowd—offers unique insights into how societies perceive and structure the collective will. These metaphors, drawn from Greek tragedy to modern political fiction, expose the tensions between individual agency and collective voice, between elite and mass perspectives, and between control and chaos. Back asserts that public opinion is not merely an aggregate of individual attitudes but is shaped by the deep structures of the societies that define and measure it. His interdisciplinary approach situates literary metaphor as a critical analytical tool in both sociological theory and public opinion research, challenging the prevailing individualistic survey-based models. The article’s significance lies in its call for integrating literary insight into empirical social science, demonstrating that literature is not merely reflective but constitutive of our understanding of public consciousness.

Summary of “Metaphors for Public Opinion in Literature” by Kurt W. Back

🔹 Public Opinion as a Cultural and Structural Concept

  • Public opinion is not purely theoretical but shaped by “the structure of the society in which it is stated” (p. 278).
  • It can be “felt and perceived”—a real, collective experience influenced by differing social contexts.
  • Survey methods, rooted in Western individualism, only reflect public opinion in individualistic societies and may “hinder a general definition of the concept” (p. 279).

🔹 Metaphors Reveal the Social Construction of Public Opinion

  • Back claims “any theory of public opinion can be seen as a metaphor for an experience” (p. 280).
  • Even modern polling methods like adding individual survey responses are metaphorical: “adding up the data from individual interviews and calling them public opinion is also a metaphor” (p. 280).

🔹 From Chorus to Individual: Collective Expression in Literature

  • In ancient societies, the Greek chorus symbolized communal opinion: “the voice of the community” (p. 281).
  • Over time, this unified voice weakened, representing a shift from social cohesion to individual agency.
  • Example: In Peter Grimes, the chorus becomes a “malevolent force”, showing the pressure of public opinion against the individual (p. 282).

🔹 Public Opinion as Divine and Dangerous (Virgil’s Rumor)

  • In Aeneid, the Goddess Rumor is described with “eyes under every feather and tongues to match or exceed the eyes”—symbolizing omnipresent, fearsome public discourse (p. 283).
  • Yet Rumor also carries divine will, underscoring the “ambivalence of public opinion as both destructive and enabling” (p. 283).

🔹 Public Opinion and Political Leadership

  • Monarchs in literature often gauge opinion through disguise (e.g., Shakespeare’s Henry V), showing how “early examples of public opinion research” were personal and anecdotal (p. 284).
  • This method reflects a belief that “good leaders embody public opinion”, contrasting with modern surveys seen as artificial intrusions (p. 284).

🔹 Mass Opinion and Manipulation

  • In modernity, literature warns of public opinion as manipulable. Shakespeare’s Julius Caesar shows how “Mark Antony controls a crowd through rhetorical performance” (p. 284).
  • Back sees this as a “malleable, but dangerous, mass”—manipulable by elites but not grounded in reasoned individual judgment (p. 284).

🔹 The Revolutionary Mob and Elite Fear

  • During and after the French Revolution, writers like Schiller were “torn between sympathy and fear of the masses” (p. 285).
  • In The Lay of the Bell, Schiller warns: “Woe to him who lends heaven’s torch to the eternally blind populace” (lines 376–380), likening the masses to wild beasts and fire (p. 285).

🔹 Emergence of the Individual and the Pollable Public

  • The 19th century saw a shift from crowd to individual. Public opinion became internalized as “a force acting on the individual as a goad and restraint” (p. 286).
  • Offenbach’s Orpheus in the Underworld personifies public opinion with a “torch in one hand, a whip in the other”—combining enlightenment and coercion (p. 286).

🔹 Critique of Public Opinion Research and Democracy

  • Modern fiction critiques polling as manipulation:
    • In The Man with My Face, villains try to “distort the sampling frame” (p. 286).
    • Gore Vidal’s The Weekend and Eugene Burdick’s The 480 and The Ninth Wave portray polls as tools for electoral control and deception (pp. 287–288).
  • These reflect societal anxiety that “the benign as well as the threatening aspect of public opinion has been reduced to the sum of individual attitudes” (p. 287).

🔹 Conclusion: Towards Broader Models and Metaphors

  • Back argues for metaphor as a theoretical tool, proposing “a great common pool of oscillating opinions”—with surveys as mere “probes” in this social ocean (p. 288).
  • The search for richer models, such as Noelle-Neumann’s Spiral of Silence, is ongoing because “the lack of an image transcending individual attitudes has frequently troubled researchers” (p. 288).
Theoretical Terms/Concepts in “Metaphors for Public Opinion in Literature” by Kurt W. Back
🌐 Concept🧠 Explanation📖 Usage/Reference in Article
🎭 Metaphor as TheoryMetaphors are not just literary devices but also function as conceptual models to express social realities.“Any theory of public opinion can be seen as a metaphor for an experience…” (p. 280)
🧍‍♂️ IndividualismFocus on the individual as the primary unit of society and public opinion.Modern survey research is “modeled on… the buying decision and the secret ballot” (p. 279)
🫂 Collective ConsciousnessThe shared beliefs and moral attitudes of a society, often expressed in communal metaphors.Greek chorus as “the voice of the community”, representing societal unity (p. 281)
🌀 Spiral of SilenceA model of how individuals silence their views due to perceived dominant opinion.Mentioned in conclusion: “Metaphors such as Noelle-Neumann’s Spiral of Silence” (p. 288)
🔄 Opinion ContinuumPublic opinion as a spectrum of shared probability distributions, not fixed views.Refers to Coleman’s model: “opinions represented by a probability distribution… common to members of a unit” (p. 280)
🗳️ Survey Research ModelThe standard method of measuring public opinion via structured interviews or polls.“Survey techniques would have difficulties in obtaining generally valid measures of public opinion…” (p. 279)
🧱 Social StructureThe organized pattern of social relationships and institutions influencing public opinion.“Public opinion is… an outcome of the structure of the society in which it is stated” (p. 278)
📊 Public Opinion as DataTreating public opinion as the numerical sum of individual views, often via polls.“Adding up the data from individual interviews and calling them public opinion is also a metaphor” (p. 280)
🧬 SociophysiologyStudy of the interface between personal identity and societal interaction (Back’s broader research).Referenced in Back’s upcoming work: “Personal identity in sociophysiology” (Back, in press)
🏛️ Vox Populi, Vox DeiLatin for “the voice of the people is the voice of God”; idealization of mass opinion as sacred or true.Used to illustrate societies where public opinion is revered as communal truth (p. 280)
Contribution of “Metaphors for Public Opinion in Literature” by Kurt W. Back to Literary Theory/Theories

📚 1. Reader-Response Theory

  • Contribution: The article emphasizes that public opinion is shaped by perception and experience, resonating with the reader-response focus on the interaction between text and audience.
  • Reference: “Public opinion can be felt and perceived… Reports of this direct perception of social events differ by situation, by person, but especially by society” (p. 278).
  • Implication: Literature functions not only as a reflection but as an interactional site where public sentiment is interpreted and shaped by readers and audiences over time.

🌀 Metaphor Theory / Conceptual Metaphor Theory (Lakoff & Johnson)

  • Contribution: Back positions metaphors not as mere rhetorical flourishes but as foundational structures of knowledge, aligning with conceptual metaphor theory.
  • Reference: “Any theory of public opinion can be seen as a metaphor for an experience that cannot be expressed easily in words” (p. 280).
  • Implication: Literature’s metaphors shape social understanding just as scientific models do—merging cognitive linguistics and literary theory.

🏛️ New Historicism

  • Contribution: Back traces how metaphors for public opinion evolve in literature across historical epochs, directly linking literary forms to sociopolitical contexts.
  • Reference: The metaphor of the Greek chorus shows collective cohesion, while the Goddess Rumor in The Aeneid represents ambivalence toward mass discourse (pp. 281–283).
  • Implication: Literature encodes public opinion not just narratively but historically, revealing ideological structures and shifts in power relations across time.

🧠 Sociological Literary Theory (Sociology of Literature)

  • Contribution: Back advocates literature as a diagnostic tool for the structure of society and collective experience—paralleling the view that literature reflects and helps constitute social life.
  • Reference: “The treatment of public opinion in literature can be one such indicator” and “the distinction of major artists lies exactly in their extreme sensitivity to conditions of their society” (p. 279).
  • Implication: This article grounds literary production in social reality and underscores the reciprocity between social forms and literary forms.

🔍 Structuralism / Structuralist Semiotics

  • Contribution: The paper indirectly employs structuralist methods by classifying metaphors (e.g., chorus, rumor, disguised king) according to underlying binary oppositions: collective vs. individual, truth vs. manipulation.
  • Reference: Contrast between “unitary cohesion in a society” and “individual conscience and individual action” (p. 281).
  • Implication: Back’s framework reveals the cultural logic (structure) behind different metaphorical representations of public opinion.

🧍 Post-Structuralism / Deconstruction

  • Contribution: The article implicitly destabilizes fixed meanings of public opinion, revealing its contextual, contradictory, and metaphorical nature.
  • Reference: “Public opinion has been reduced to the sum of individual attitudes… but the idea that opinions can be characteristics of social units has not been completely abandoned” (p. 287).
  • Implication: Encourages re-reading of “public opinion” as a fragmented, discursively constructed entity, echoing post-structuralist suspicion of stable referents.

🗣️ Political Aesthetics / Critical Theory

  • Contribution: Shows how literature stages conflicts between mass and elite, reason and manipulation, aligning with critical theory’s concern with ideology, hegemony, and control.
  • Reference: Shakespeare’s Julius Caesar and Coriolanus expose “public opinion as a crowd affair… not consisting of individual thought-out positions” (p. 284).
  • Implication: Literature not only reflects but interrogates the political functions of opinion and representation, echoing Adorno and Habermas.

💬 Narrative Theory

  • Contribution: Reveals how narrative structures—from epics to novels—function as vehicles for metaphorical expressions of collective sentiment.
  • Reference: In The Man with My Face, narrative climax hinges on rescuing authentic public opinion from manipulative sampling (p. 286).
  • Implication: Narratives embody and shape public consciousness; plot devices often encode ideological debates over truth, identity, and consensus.

🔄 Reception and Cultural Studies

  • Contribution: Highlights how cultural context and political systems influence both the production and reception of public opinion metaphors.
  • Reference: “That public opinion research is an American product may be no coincidence”, in reference to McGranahan & Wayne’s comparative study (p. 283).
  • Implication: Interpretation of literature is inseparable from national ideologies and media systems—core to cultural studies.
Examples of Critiques Through “Metaphors for Public Opinion in Literature” by Kurt W. Back
📘 Literary Work🎭 Metaphor for Public Opinion🧠 Critical Insight from Back’s Framework
🏛️ Julius Caesar by William Shakespeare🗣️ Crowd as Malleable MassBack notes that Mark Antony’s speech manipulates the mob, illustrating public opinion as “a crowd affair… easily swayed” (p. 284).
🎶 Peter Grimes by Benjamin Britten🎼 Chorus as Tyrannical MajorityThe chorus (villagers) embodies oppressive communal judgment, showing how public opinion can be a “malevolent force” (p. 282).
🧵 A Tale of Two Cities by Charles Dickens🧶 Knitting as Collective Memory and RevengeThe tricoteuses represent public opinion as historical resentment, symbolizing revolutionary justice and mob vengeance (p. 286).
👑 Henry V by William Shakespeare🕵️ Disguised King as PollsterHenry’s incognito patrol acts as an early metaphor for opinion sampling, where the ruler seeks truth directly from the people (p. 284).
Criticism Against “Metaphors for Public Opinion in Literature” by Kurt W. Back

🎯 Overreliance on Western Canon

  • Back focuses primarily on Western literary traditions (e.g., Greek drama, Shakespeare, Virgil, Dickens), potentially neglecting non-Western conceptions of public opinion.
  • 🌍 Critique: This limits the universality of his argument and overlooks how public opinion is metaphorized in diverse global literatures.

🧩 Ambiguity in Conceptual Boundaries

  • While rich in metaphorical range, Back often blurs the lines between metaphor, theory, and empirical data.
  • 🔍 Critique: This can create confusion: Is public opinion metaphorized or theorized? Are metaphors analytical tools or literary features?

🧪 Lack of Empirical Validation

  • The article offers anecdotal literary examples, but not systematic analysis or criteria for selecting or interpreting metaphors.
  • 📉 Critique: The metaphors remain interpretive rather than rigorously analyzed, limiting the paper’s methodological robustness.

📚 Sparse Engagement with Literary Theory

  • While sociologically insightful, Back does not deeply engage with contemporary literary theories (e.g., structuralism, deconstruction, postcolonialism).
  • 🧠 Critique: Literary scholars may find the analysis insufficiently grounded in critical theory discourse.

🔄 Reinforcement of Binary Oppositions

  • The paper often sets up simplistic binaries: individual vs. collective, elite vs. mass, positive vs. negative opinion.
  • ⚖️ Critique: This can flatten the complexity of literary texts and ignore hybrid or ambiguous representations of public discourse.

🎭 Underdeveloped Narrative Complexity

  • The metaphors discussed are powerful, but Back rarely explores how narrative form, genre, or voice shape public opinion metaphors.
  • 📖 Critique: A richer engagement with narrative strategies or dialogic form (e.g., Bakhtin’s heteroglossia) would strengthen the analysis.

🚫 Dismissal of Contemporary Media Forms

  • The article focuses on classical and modernist literature but largely ignores mass media, film, and digital narratives as vehicles of public opinion.
  • 🎥 Critique: This omission weakens the relevance of his metaphors in the media-saturated public spheres of today.

🧍‍♀️ Minimal Attention to Gendered Public Opinion

  • Public opinion is treated as a largely ungendered force, despite literary examples (like A Tale of Two Cities) where women embody public voice.
  • ♀️ Critique: Feminist critics may argue this is a missed opportunity to explore gendered constructions of the public sphere.

Representative Quotations from “Metaphors for Public Opinion in Literature” by Kurt W. Back with Explanation
🎯 Quotation📜 Quotation Text💡 Explanation
🎭 Metaphor as Theory“Any theory of public opinion can be seen as a metaphor for an experience that cannot be expressed easily in words.” (p. 280)Emphasizes the central claim: metaphors shape our conceptual understanding of public opinion as much as empirical models do.
🧍 Individualism“Survey techniques would have difficulties in obtaining generally valid measures of public opinion which is in itself a function of the social structure.” (p. 279)Critiques overreliance on individual opinion aggregation; public opinion is more than just survey data.
🎶 Chorus as Public Voice“The chorus, the symbol of the voice of the community, represented the background of the social expression of opinion.” (p. 281)Shows how ancient drama metaphorized public opinion as communal consensus—rooted in collective society.
👁️ All-seeing Rumor“She looks frightening, like a predatory bird, covered with feathers, under every feather an eye, and tongues to match or exceed the eyes.” (p. 283, on Goddess Rumor)Represents the duality of rumor/public opinion—omnipresent, powerful, and both divine and dangerous.
🗣️ Crowd as Mass“Public opinion as a crowd affair, not consisting of individual thought-out positions.” (p. 284, on Julius Caesar)Suggests a critique of mass manipulation and demagoguery—public opinion as irrational and volatile.
🧶 Collective Memory“The knitting women recording their wrongs and watching their revenge at the guillotine.” (p. 286, on A Tale of Two Cities)Uses Dickens’s imagery to show how literature encodes public memory and political violence into metaphor.
🔥 The Blind Populace“Woe to him who lends heaven’s torch to the eternally blind populace; for him it cannot give light, but can only burn and consume cities and nations.” (p. 285, from Schiller)Symbolizes the destructive potential of uncontrolled mass opinion—fiery metaphor of political chaos.
👑 Ruler as Pollster“The story of the disguised king going among the people… an early example of public opinion research.” (p. 284)Frames classical narratives of rulers gathering opinion as proto-survey methods, revealing early metaphorical roots.
🧪 Manipulated Sampling“The hero steals the deck of computer cards on which the sample was based… to protect the pristine public opinion.” (p. 286, from The Man with My Face)Critiques modern data manipulation; fiction warns of how sampling can be distorted to fake public sentiment.
🔄 Oscillating Pool“An image of a great common pool of oscillating opinions which engulfs individuals.” (p. 288)A visual metaphor for how public opinion is not stable but fluid and collective—both shaping and shaped by individuals.
Suggested Readings: “Metaphors for Public Opinion in Literature” by Kurt W. Back
  1. Back, Kurt W. “Metaphors for Public Opinion in Literature.” The Public Opinion Quarterly, vol. 52, no. 3, 1988, pp. 278–88. JSTOR, http://www.jstor.org/stable/2749072. Accessed 16 May 2025.
  2. Bougher, Lori D. “The Case for Metaphor in Political Reasoning and Cognition.” Political Psychology, vol. 33, no. 1, 2012, pp. 145–63. JSTOR, http://www.jstor.org/stable/41407025. Accessed 16 May 2025.
  3. Allport, Floyd H. “Toward a Science of Public Opinion.” The Public Opinion Quarterly, vol. 1, no. 1, 1937, pp. 7–23. JSTOR, http://www.jstor.org/stable/2744799. Accessed 16 May 2025.

“Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann: Summary and Critique

“Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann first appeared in College English, Vol. 30, No. 1, in October 1968, published by the National Council of Teachers of English.

"Metaphorical Thinking and the Scope of Literature" by R. J. Kaufmann: Summary and Critique
Introduction: “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann

“Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann first appeared in College English, Vol. 30, No. 1, in October 1968, published by the National Council of Teachers of English. In this seminal essay, Kaufmann delivers a critical reflection on the failures of mechanized criticism and proposes metaphor as a central, constitutive principle of literary understanding and cultural expression. He argues that metaphor is not merely a rhetorical device but a foundational cognitive and cultural process that constructs meaning and frames historical and existential experience. Through analyses of texts by More, Kant, Pascal, and Kafka, Kaufmann demonstrates how metaphor operates at both linguistic and philosophical levels—shaping perception, enabling abstraction, and reflecting deep cultural values. His exploration links metaphoric structures to broader social and psychological realities, suggesting that metaphor not only expresses but also organizes human consciousness. This vision challenges reductive critical methods and calls for renewed engagement with literature as a vital, meaning-making force. Kaufmann’s work is crucial to literary theory in that it repositions metaphor as a cultural and epistemological mechanism, arguing for its centrality in both literary form and historical understanding.

Summary of “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann

🔍 Overview and Context

  • Publication: College English, Vol. 30, No. 1 (Oct. 1968), pp. 31–47.
  • Thesis: Metaphor is not simply a stylistic device in literature but a foundational mechanism of cultural understanding, identity, and historical consciousness.
  • Kaufmann critiques dominant critical methodologies (especially New Criticism), urging a return to “rigorous literary thinking on questions of a larger than rhetorical scope” (p. 32).

🌐 1. Metaphor as Constitutive, Not Decorative

🧠 “Controlled metaphorical stipulations establish the imaginative matrix for human growth.” (p. 33)

  • Metaphor forms the cognitive infrastructure of how individuals and cultures construct meaning.
  • Kaufmann argues that basic metaphors, such as “life is a voyage”, shape cultural consciousness and ethical frameworks (p. 33).
  • Metaphor is thus a cultural tool, not merely a poetic flourish: “Metaphorical acculturation is the ground for our historicity.” (p. 33)

📚 2. Case Studies: More, Kant, and Pascal

🧭 Thomas More’s Utopia

  • Uses the metaphor “life is a voyage” to structure a critique of European society.
  • Hythloday’s alienation signals More’s unresolved inner conflict: “To arrive in utopia…one must make the antecedent repudiation which More was fractionally tempted to but could not make.” (p. 34)

🕊️ Immanuel Kant

  • In Critique of Pure Reason, Kant’s metaphor of the dove flying more freely in a vacuum expresses the illusion of pure reason independent of experience.
  • Kaufmann sees this as “a new covenant…Our new covenant is with our own unaided strength” (p. 35), suggesting metaphor as philosophical boundary-setting.

😔 Blaise Pascal

  • Uses metaphor to dramatize existential anxiety and spiritual vigilance.
  • “Formulations are traps” – Pascal resists systematization (p. 36).
  • His metaphorical loops express theological dread: “Spiritual Death is the Betrayal of Christ… Sleep is a Sweet Thing” (p. 36)

🌀 3. Metaphor and Cultural Norms

🧩 “Metaphor functions as a great type of normative device… to create and sustain patterns of meaning.” (p. 38)

  • Metaphors reflect social and cultural agreements, reinforcing normative structures.
  • Example: “Sunset” in Rumanian is “the sun enters into sainthood”—revealing religious metaphor embedded in language (p. 40).
  • Literary metaphor shares with cultural metaphor the role of public thinking and organizing experience (p. 38–39).

🧱 4. Metaphor vs. Imagism

🎭 “Metaphor… culminates in overt didacticism… Imagism presupposes a passive receptivity.” (p. 39)

  • Kaufmann distinguishes between metaphor (analytical, structured, didactic) and imagism (expressive, immediate, unprocessed).
  • Pure imagism: “This is this and this and this”
    Metaphor: “This is that” (p. 39)

🧬 5. Metaphor as Social and Psychological Marker

⚙️ “The metaphorical structure of a work may reveal an artist’s personal and cultural stance.” (p. 37)

  • Kafka’s writing is metaphorically opaque and self-contained: “There is nothing constitutive in his artistic warrant.” (p. 39)
  • Metaphorical awareness distinguishes vital art from solipsistic or dysfunctional expression.

🏰 6. The Metaphor of “Faith as a Citadel” in Othello

🏹 “Faith is a citadel.” (p. 45)

  • Structural metaphor in Othello equates spiritual trust with fortified defense.
  • Othello’s tragedy is a collapse of faith: “It was Desdemona’s faith that was his citadel, not his own poor insecure ramparts.” (p. 45)

👁️ 7. “God is an Eye”: Cultural Metaphor of Providence

👁️ “One might suppose the metaphor ‘God is an eye’ outmoded, but it infiltrates the most sophisticated circles.” (p. 46)

  • Kaufmann traces this metaphor through Homer, the Stoics (Seneca), Christianity, and even existentialism (Sartre).
  • This metaphor affirms that being seen validates existence: “Literature is most vivid when it is watched.” (p. 43)

🧪 8. Metaphor as Tool for Historical and Literary Criticism

🔬 “The radical metaphor is the lens which creates the contemporary perspective we otherwise will lack.” (p. 47)

  • Metaphor bridges the divide between history and literature, enabling empathic understanding and moral abstraction.
  • Concludes with a call for critics to embrace metaphor as both method and insight in reading literature and culture.

Conclusion

Kaufmann’s essay reclaims metaphor as the central organizing principle in literature, history, psychology, and cultural life. Rather than a secondary ornament, metaphor is foundational: it creates meaning, reveals hidden structures, and offers shared frames of understanding.

🪞 “The point of original incandescence for a work of art is its first pregnant and often unexpressed metaphor; the rest is second-order elaboration.” (p. 47)

Theoretical Terms/Concepts in “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann
🔖 Concept / Term🧠 Explanation🔍 Quotation / Reference
🔁 Constitutive MetaphorA metaphor that shapes our perception of reality and self, not just describes it. These metaphors embed values, structures, and cultural expectations.“Human use of metaphor is often constitutive, because controlled metaphorical stipulations establish the imaginative matrix for human growth.” (p. 33)
🧭 Life as a VoyageA recurring metaphor in Western discourse that frames existence as a journey with purpose, destination, or struggle. Kaufmann uses this to analyze More and Bunyan.“More’s little book is the first effort… to conjure up a critical, wholly ‘other’ picture of an organized human environment…” (p. 34)
🎭 Radical MetaphorThe primary, often unspoken metaphor that underlies an entire work. It governs tone, structure, and interpretation.“The point of original incandescence for a work of art is its first pregnant and often unexpressed metaphor.” (p. 47)
🕊️ Metaphor as Cultural RepressionKaufmann argues that deep metaphors regulate cultural norms and suppress alternative views, shaping consciousness and history.“Metaphor… works as an instrument of cultural repression which superimposes itself between us and whatever thoughts or feelings we might have had.” (p. 33)
⚖️ Metaphor vs. ImagismContrasts metaphors (abstract, analytical, didactic) with imagism (immediate, impressionistic, passive). A key distinction in understanding literary modes.“Imagism presupposes a passive receptivity… metaphor culminates in overt didacticism.” (p. 39)
👁️ God as an EyeA deep-rooted Western metaphor representing divine surveillance, judgment, or validation. Seen in Homer, Seneca, and Sartre.“God is an eye… the root metaphorical statement of the idea we call Providence.” (p. 45)
🏰 Faith is a CitadelA structural metaphor in Othello that links trust/love to fortified protection. Its failure dramatizes Othello’s tragedy.“Desdemona’s faith was his citadel, not his own poor insecure ramparts.” (p. 45)
🧪 Directive AbstractionThe process by which metaphor simplifies complex reality into intelligible, symbolic form—especially in moral or narrative context.“Metaphor defines relevant but denied components in the complex self through affective simplification.” (p. 44)
🌀 Cultural Shock through MetaphorWhen a writer’s metaphorical system diverges radically from cultural norms, producing disorientation (e.g., Kafka).“Kafka’s ominous simplicity… calls the normal operations of metaphor into question.” (p. 38)
📡 Public Metaphor / Social UseEffective metaphors are those absorbed by the collective imagination, shaping law, policy, ritual, and literature.“Metaphors… are of lasting utility only when these ‘errors’ of the private mind are by cultural expropriation preferred to the ‘correct’ views they contradict.” (p. 38)
🧱 Metaphor as Normative DeviceMetaphor functions like social law—creating cognitive coherence and emotional solidarity by “stipulating” meaning.“Metaphor functions as a great type of normative device… through controlled stipulation creates and sustains patterns of meaning.” (p. 38)
🕯️ Symbolic Habits / Inherited MetaphorsMany metaphors become invisible in daily speech but retain deep cultural power (e.g., “sunrise”, “pilgrimage”).“These obsolete conceptions remain latent in the language… we tend to espouse our forefathers’ beliefs and words in any emergency.” (p. 40)
📜 Parable as Metaphor in ActionThe parable (e.g., Nathan & David) simplifies moral complexities via metaphorical alignment between a narrative and a judgment.“This is the use of parable in its most direct and pure form… ‘Thou art the man.’” (p. 44)
🎬 Ethical Histrionics / Witnessing MetaphorsThe metaphorical “eye” of an audience or deity validates human action—offering narrative meaning and moral gravity.“Living by being seen… is the guarantor of memory… establishes their being for themselves and for us.” (p. 43)
Contribution of “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann to Literary Theory/Theories

🔁 1. Repositions Metaphor as Central to Meaning-Making

  • Contribution: Moves metaphor from rhetorical ornament to a constitutive force in literature and culture.
  • Kaufmann asserts metaphor is a tool of cognitive and cultural formation, not just literary decoration.
  • 📌 “Human use of metaphor is often constitutive… metaphorical stipulations establish the imaginative matrix for human growth.” (p. 33)

🧠 2. Introduces the Concept of Radical Metaphor

  • Contribution: Defines radical metaphor as the unspoken core metaphor organizing a literary work’s structure and values.
  • Helps critics understand works like Utopia and Othello through their submerged metaphorical logic.
  • 📌 “The point of original incandescence for a work of art is its first pregnant and often unexpressed metaphor.” (p. 47)

🧭 3. Bridges Literary and Historical Analysis

  • Contribution: Shows how metaphor links individual perception with historical context, enabling interdisciplinary critical methods.
  • Encourages integration of cultural history and formal analysis.
  • 📌 “Metaphorical habits betray the social compass of the thinker-artist’s basic position.” (p. 37)

👁️ 4. Frames Metaphor as a Normative and Pedagogical Tool

  • Contribution: Positions metaphor as a mechanism by which cultures teach, regulate, and normalize behavior.
  • Connects metaphor to education, moral formation, and ideology.
  • 📌 “Metaphor functions as a great type of normative device… creating and sustaining patterns of meaning.” (p. 38)

🧱 5. Critiques the Limits of New Criticism

  • Contribution: Challenges New Criticism’s focus on close reading by advocating for macro-level metaphorical analysis.
  • Emphasizes engagement with texts beyond formal structure, addressing existential and cultural questions.
  • 📌 “New Criticism… created a useful technology… but… its polemics became confused with a general description of the whole critical act.” (p. 31)

🔬 6. Develops a Theory of Literary Cognition

  • Contribution: Describes metaphor as a cognitive structure influencing how humans categorize and process experience.
  • Anticipates contemporary work in cognitive poetics and conceptual metaphor theory.
  • 📌 “Metaphor simplifies what would otherwise be too complex to evoke a normative response.” (p. 42)

🔄 7. Challenges Traditional Classifications of Literary Genre

  • Contribution: Warns against limiting texts by genre; instead, he urges readers to follow the metaphorical logic that governs a work’s deeper purpose.
  • 📌 “There is no important purpose served by mere categorization in the handling of a text of sufficient imaginative force.” (p. 33)

🧬 8. Introduces Metaphor as Diagnostic Method

  • Contribution: Encourages using metaphor as a diagnostic tool to probe the psyche, ideology, and historical position of a text or author.
  • 📌 “Kafka’s ominous simplicity… calls the normal operations of metaphor into question.” (p. 38)

🧪 9. Equates Metaphor with Ethical and Existential Inquiry

  • Contribution: Suggests metaphor reveals the moral structure of characters and cultures.
  • Offers a way to read literature ethically without moralizing.
  • 📌 “Metaphor defines relevant but denied components in the complex self through affective simplification.” (p. 44)

🔄 10. Sets Foundations for Metaphor as Cultural Symbol

  • Contribution: Establishes the notion that cultural metaphors like “God is an eye” or “life is a journey” underpin not just texts but civilizational systems.
  • 📌 “Culturally determining metaphors… act as a means of self-definition… and cannot easily be discarded.” (p. 47)

🔚 Conclusion:

Kaufmann’s essay reshapes literary theory by positioning metaphor at the heart of interpretation, ethics, history, and pedagogy. His insights anticipate modern interdisciplinary approaches and enrich our understanding of how literature functions as a social, psychological, and philosophical enterprise.

Examples of Critiques Through “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann
📖 Work🔍 Core Metaphor🧠 Kaufmann’s Interpretation📝 Quotation / Reference
🧭 More’s Utopia“Life is a Voyage”The journey to Utopia reflects a psychological and moral journey—alienation from Europe and longing for ideal order. Hythloday acts out the voyage More could not take himself.“To arrive in utopia… one must make the antecedent repudiation which More was fractionally tempted to but could not make.” (p. 34)
🕊️ Kant’s Critique of Pure Reason“The Dove in Flight” (rational freedom)The metaphor of the dove suggests a tragic limit to reason—reason needs resistance (experience) to function. Kant renounces transcendence for grounded cognition.“Kant’s metaphor entails… our new covenant is with our own unaided strength.” (p. 35)
😔 Pascal’s Pensées“Formulations are Traps” / “Death is the Goal of Life”Pascal’s metaphors reveal existential dread, fear of self-annihilation, and a desire for divine validation. His metaphors become cycles of spiritual torment.“The radical metaphor may be variously expressed but is always the same: ‘Formulations are traps.’” (p. 36)
🏰 Shakespeare’s Othello“Faith is a Citadel”Kaufmann sees Othello’s tragedy as the collapse of internal and relational trust, grounded in the failed metaphor of protective love. Desdemona, not Othello, is the true ‘citadel’.“It was Desdemona’s faith that was his citadel, not his own poor insecure ramparts.” (p. 45)
Criticism Against “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann

🎯 Too Broad a Definition of Metaphor

  • Kaufmann stretches the definition of metaphor to include nearly all forms of meaning-making.
  • 🟣 Critique: This over-expansion risks making metaphor analytically meaningless by encompassing everything from theology to cognition.
  • 🔍 “Most non-analytical propositions… could be fruitfully considered as metaphor.” (p. 38)

🧱 Neglects Materialist or Socioeconomic Criticism

  • 🟥 Critique: The essay downplays or bypasses economic, class-based, and materialist dimensions of literary production and reception.
  • Lacks engagement with Marxist, feminist, or postcolonial readings that would challenge the universality of metaphor.

🔍 Selective Canon Focus

  • 🟡 Critique: The examples (More, Kant, Pascal, Shakespeare, Kafka) reflect a Eurocentric and male-dominated canon, limiting the application of his theory across more diverse literatures.
  • Absence of non-Western or female voices weakens claims to metaphor as a culturally general process.

🌀 Ambiguity Between Philosophy and Literary Criticism

  • 🟠 Critique: Kaufmann often blurs philosophical discourse and literary analysis, making some passages dense and abstract for literary scholars.
  • His essay reads at times more like intellectual history than literary criticism.

🧭 Implied Hierarchy of Literary Value

  • 🔵 Critique: Kaufmann implicitly favors works that fit his model of “radical metaphor,” potentially excluding valuable texts that are imagistic, nonlinear, or non-didactic.
  • Dismisses imagism as artistically inferior: “Imagism… tends to run into the sands of dadaism and other varied forms of artistic solipsism.” (p. 39)

🔒 Metaphor as Ideological Lock-In

  • 🟤 Critique: While claiming metaphor liberates thought, Kaufmann also suggests it fixes meaning and represses alternatives.
  • This tension (metaphor as both freedom and repression) is underdeveloped and theoretically unstable.

🕵️ Lack of Methodological Transparency

  • Critique: The essay is rich in insight but lacks clear method—readers may struggle to replicate or apply Kaufmann’s analysis systematically.
  • His own metaphorical approach avoids technical formalism, which may hinder pedagogical clarity.

🧬 Absence of Reader Response Consideration

  • 🟠 Critique: The essay assumes metaphor operates objectively within texts without acknowledging reader variability or interpretive diversity.
  • No discussion of how metaphor may be differently activated across cultural or temporal contexts.

Representative Quotations from “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann with Explanation
🔖 Quotation💬 Explanation📚 Reference (In-text)
“Metaphorical activity is… a way of contradicting what has seemed self-evident.”Kaufmann sees metaphor not merely as ornament, but as a creative disruption of norms that allows cultures to reorder experience into new forms of meaning.(Kaufmann, 1968, p. 37)
“Metaphor is a two-edged verbal tool.”He warns that metaphor both illuminates and distorts; it should be used carefully, especially in shaping social and moral values.(Kaufmann, 1968, p. 41)
“The radical metaphor is the lens which creates the contemporary perspective we otherwise will lack.”This quote frames metaphor as a conceptual lens, without which understanding historical or literary texts becomes superficial.(Kaufmann, 1968, p. 47)
“We live in a syncretistic age…”Kaufmann critiques modern criticism as methodologically eclectic, drawing bits from Freud, Marx, New Criticism, and others, but lacking intellectual rigor.(Kaufmann, 1968, p. 31)
“Faith is a citadel.”In his reading of Othello, Kaufmann interprets this implicit metaphor to explain the structure and tragedy of misplaced trust.(Kaufmann, 1968, p. 45)
“Metaphor is symbol in its instrumental phase.”Metaphor, here, is shown as a functional agent of cultural meaning, capable of creating, transmitting, and sustaining values.(Kaufmann, 1968, p. 41)
“A man ‘means’ nothing until we learn how to ‘read’ him.”This line underlines that meaning is socially constructed through metaphor and symbolism, especially in epic literature.(Kaufmann, 1968, p. 42)
“Kafka’s imagination captivates ours, it doesn’t enlarge.”A critique of Kafka’s metaphorical style: it is inward, private, and ultimately non-generative for cultural meaning.(Kaufmann, 1968, p. 39)
“To arrive in utopia… one must make the antecedent repudiation which More was… unable to make.”This reflects on More’s moral ambivalence, read through the metaphor “life is a voyage” — central to Utopia’s structure.(Kaufmann, 1968, p. 34)
“God is an eye.”Kaufmann treats this ancient metaphor as a cornerstone of Western thought, shaping ideas of surveillance, providence, and ethical drama from Homer to Beckett.(Kaufmann, 1968, p. 43)
Suggested Readings: “Metaphorical Thinking and the Scope of Literature” by R. J. Kaufmann
  1. Kaufmann, R. J. “Metaphorical Thinking and the Scope of Literature.” College English, vol. 30, no. 1, 1968, pp. 31–47. JSTOR, https://doi.org/10.2307/374506. Accessed 16 May 2025.
  2. Henderson, G. P. “Metaphorical Thinking.” The Philosophical Quarterly (1950-), vol. 3, no. 10, 1953, pp. 1–13. JSTOR, https://doi.org/10.2307/2216694. Accessed 16 May 2025.
  3. Miller, Donald F. “METAPHOR, THINKING, AND THOUGHT.” ETC: A Review of General Semantics, vol. 39, no. 2, 1982, pp. 134–50. JSTOR, http://www.jstor.org/stable/42575924. Accessed 16 May 2025.
  4. Kaufmann, R. J. “Metaphorical Thinking and the Scope of Literature.” College English, vol. 30, no. 1, 1968, pp. 31–47. JSTOR, https://doi.org/10.2307/374506. Accessed 16 May 2025.

“Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker: Summary and Critique

“Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker first appeared in Cognitive Semantics, Volume 2 (2016), published by Koninklijke Brill NV. In this seminal article, Langacker argues that metaphor is not merely a stylistic or rhetorical device but a foundational and inescapable element of linguistic thought, theory formation, and conceptual modeling.

"Metaphor in Linguistic Thought and Theory" by Ronald W. Langacker: Summary and Critique
Introduction: “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker

“Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker first appeared in Cognitive Semantics, Volume 2 (2016), published by Koninklijke Brill NV. In this seminal article, Langacker argues that metaphor is not merely a stylistic or rhetorical device but a foundational and inescapable element of linguistic thought, theory formation, and conceptual modeling. He critiques the pervasive, yet often unexamined, reliance on metaphor in linguistic discourse—from the container metaphor of lexicon to the computational metaphors of grammar and cognition. Drawing on cognitive linguistics, Langacker proposes that both formalist and functionalist frameworks are shaped by distinct metaphorical worldviews: the former favoring object-like, discrete metaphors, and the latter embracing more population-based, emergent structures. He dissects influential models such as the schema and exemplar approaches, ultimately concluding that their apparent opposition is largely metaphorical and not theoretically substantive. The article is important in literary theory and broader humanistic scholarship because it emphasizes the epistemic consequences of metaphorical thinking in the construction of scientific paradigms and critiques the illusion of objectivity that metaphor often conceals. It calls for increased vigilance in identifying and evaluating metaphors as conceptual tools that shape, limit, and potentially mislead theoretical understanding. Langacker’s nuanced, sometimes satirical prose reinforces his central message: that metaphor is both the engine and the hazard of theoretical insight.

Theoretical Terms/Concepts in “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker

🌍 Metaphor Is Inescapable and Central to Linguistic Thought

  • Metaphor is not merely ornamental; it permeates all levels of linguistic theory—from terminology to worldviews.

“Metaphor is not just prevalent in linguistics but utterly pervasive, especially at the theoretical level” (© Langacker, 2016, p. 5).

  • Langacker satirizes the “moralistic” view of metaphor as sinful, suggesting its inevitability.

“Let him who is without metaphor cast the first stone” (© p. 4).


🧠 Cognitive Models Depend on Metaphoric Frameworks

  • Linguistic thinking draws from source domains like motion, space, genetics, and visual perception.

“Common metaphorical source domains are well represented: spatial motion, plants, genetic relationships…” (© p. 6).

  • Terms like “raising,” “tree,” “node,” “focus,” “field” are metaphorical yet deeply embedded in linguistic discourse.

“[W]e find the linguistic landscape to be littered with countless metaphoric terms…” (© p. 5).


🧱 Metaphorical Worldviews Shape Theoretical Divides

  • The formalist vs. functionalist divide is understood via isoglosses or dialect chains (discrete vs. continuous metaphors).

“A thick bundle of metaphoric isoglosses separates the two communities” (© p. 7).

  • Formalist metaphor: language is a machine or assembly line assembling discrete objects.

“Language was represented as a box labeled G… constructing step by step…” (© p. 8).

  • Functionalist metaphor: language as a population or network of interacting, emergent elements.

“They favor population metaphors… like people in a society” (© p. 9).


🔁 Metaphor as Double-Edged Sword: Tool and Threat

  • Metaphor can clarify but also confuse: it can lead to misleading questions, conceptual errors, and unproductive debates.

“Metaphor is seductive… it will lead us into temptation” (© p. 10).

  • Examples of misguided metaphors include viewing lexemes as containers and the lexicon as a physical store.

“The lexicon is a container for storing lexical items… which in turn are containers…” (© p. 11).


📦 Network vs. ☁️ Field Model: Not Truly Opposed

  • Network model (Lakoff, Langacker): meaning as interconnected nodes; Field model (Allwood, Zlatev): continuous range of uses.

“A continuous range of ‘meaning potential’… the union of individually or collectively remembered uses” (© p. 14).

  • Langacker shows these metaphors can coexist, e.g., using the mountain range metaphor.

“An element’s range of meanings [is like] a mountain range… peaks in a continuous expanse” (© p. 15).


🧰 Tools, Not Truths: The Proper Use of Metaphor

  • Metaphors should be treated as heuristics, not literal truths.

“We must try to be aware of the metaphors we are using, their limitations…” (© p. 16).

  • Multiple metaphors provide checks and balances, enhancing insight.

“Alternative metaphors make it easier to distinguish the target from its metaphorical construal” (© p. 27).


🧬 Schema vs. Exemplar Models: Apparent vs. Real Distinctions

  • Both models rely on usage-based knowledge, memory traces, and reinforcement of patterns.

“A schema is nothing more than a coarse-grained representation of occurring instances” (© p. 19).

  • The exemplar model (e.g., Pierrehumbert) stores individual token memories as “clouds”, but still shows schematicity.

“[A]n exemplar model… each category is represented in memory by a large cloud of remembered tokens” (© p. 17).

  • The differences are metaphorical, not substantive.

“There is no fundamental difference” between schemas and exemplar clusters (© p. 24).


⛰️ State-Space and Dynamic Landscape Metaphors

  • Langacker suggests visualizing meaning categories as landscapes with valleys (attractors) rather than boxes.

“We take the image of a mountain range and turn it upside down… a landscape with depressions” (© p. 26).

  • Both network and exemplar models fit within this dynamic attractor metaphor.

“The height of a peak—or the depth of a depression—corresponds to entrenchment…” (© p. 26).


🧭 Concluding Thoughts: Taming the Metaphoric Mind

  • Metaphor is inevitable, yet manageable with awareness, flexibility, and alternative framing.

“If we are never free of metaphor… we can at least operate at a lower level of confusion” (© p. 27).

  • Rather than being controlled by metaphor, scholars can use it judiciously as a guide.

“We are not just helpless prisoners of metaphor… it is a tool that we can use…” (© p. 27).

Contribution of “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker to Literary Theory/Theories

📚 1. Structuralism → Metaphor as Systemic Organizing Principle

  • Langacker challenges the structuralist notion of fixed systems with discrete parts (Saussurean linguistics), showing that metaphor pervades even “systematic” linguistic theory.

“The grammar of a language was thought of as a machine… where well-formed sentences were constructed step by step and given as ‘output’” (© p. 8).

  • This critique aligns with post-structuralist skepticism about neat structural binaries (e.g. langue/parole, signifier/signified).
    Contribution: Undermines structuralist rigidity by emphasizing metaphor’s creative and destabilizing role within linguistic systems.

🔁 2. Post-Structuralism / Deconstruction → Metaphor as Conceptual Instability

  • Langacker argues that metaphors, while helpful heuristics, are inherently unstable, misleading, and conflicting.

“We must try to be aware of the metaphors we are using, their limitations…” (© p. 16).

  • Similar to Derrida’s idea of différance, metaphors defer fixed meaning and introduce slippages.
    Contribution: Shows how linguistic theories themselves collapse under the weight of their own metaphors, revealing aporetic tensions within meaning-making structures.

🧠 3. Cognitive Literary Theory → Embodied Metaphor in Conceptual Understanding

  • Builds on Lakoff and Johnson’s idea of conceptual metaphor, reinforcing that thought is metaphorical at its core.

“It is part of the human condition that metaphor is inevitable…” (© p. 15).

  • Literary theory adopting a cognitive approach (e.g. Turner, Zunshine) gains support: literature relies on the same neural metaphor systems used in linguistic theory.
    Contribution: Confirms that literary metaphors are not just stylistic but grounded in cognitive mechanisms shared with scientific reasoning.

⚖️ 4. Reader-Response Theory → Interpretive Flexibility of Metaphor

  • Langacker’s discussion of metaphor generating different construals (e.g. networks vs. fields) parallels reader-response theory: meaning is contextual, flexible, and reader-shaped.

“It may be that each [metaphor] is efficacious within certain limits but gives a distorted view of the target when it stands alone…” (© p. 14).

  • Just as readers construct meaning through interaction with text, scholars construe meaning through metaphor.
    Contribution: Supports the active role of interpreters in constructing meaning via metaphor, echoing Stanley Fish and Louise Rosenblatt.

🎨 5. Rhetorical and Tropological Theories → Metaphor Beyond Ornamentation

  • Langacker rejects the notion of metaphor as merely decorative: it is a constitutive force in theoretical discourse.

“Metaphor is not just unavoidable but essential… a source of insight and creativity” (© p. 3).

  • Supports theorists like Paul de Man and Kenneth Burke, who argued that rhetoric (especially metaphor) shapes thought.
    Contribution: Aligns linguistic and literary theories in treating metaphor as foundational rather than supplemental.

🌀 6. Phenomenology & Hermeneutics → Metaphor as Lived, Embodied Experience

  • His emphasis on embodied cognition and usage-based linguistics echoes Merleau-Ponty’s and Gadamer’s phenomenological focus.

“The basic noun classes accommodate basic aspects of embodied experience” (© p. 9).

  • Interpretation is shaped not by abstract structures but by bodily, lived metaphorical understanding.
    Contribution: Strengthens literary hermeneutics by showing metaphor as experience-structured, not just symbolically derived.

🏗️ 7. Critical Discourse Theory → Ideological Power of Metaphor

  • Langacker reveals how theoretical language constructs social and ideological boundaries, e.g., formalist vs. functionalist metaphors create camps or dialect zones.

“A thick bundle of metaphoric isoglosses separates the two communities…” (© p. 7).

  • Echoes Foucault, Bourdieu, and Fairclough: discourse (and its metaphors) organizes knowledge and power.
    Contribution: Offers insight into how disciplinary ideologies are constructed, legitimated, and naturalized via metaphor.

🌐 8. Interdisciplinary Theory / Philosophy of Language → Language as Epistemological Tool

  • Demonstrates that metaphor is not a contamination of scientific objectivity, but a core epistemological tool.

“We normally have some independent knowledge… which we can use to check a metaphor’s appropriateness…” (© p. 27).

  • Bridges linguistics, cognitive science, and literary studies, much like Nelson Goodman or Rorty.
    Contribution: Advances cross-disciplinary understanding of metaphor as a mode of inquiry across sciences and humanities.

🧩 9. New Materialism / Complexity Theory → Emergence and Network Models

  • Describes language categories as emergent phenomena in networks, not fixed structures.

“Networks have numerous applications in cognitive and functional linguistics… [they] are accessed in different combinations” (© p. 10).

  • Aligns with new materialist and non-linear systems theory perspectives (e.g. Jane Bennett, Deleuze).
    Contribution: Reframes literary meaning as emergent, distributed, and dynamic, not centered or hierarchical.

Examples of Critiques Through “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker
📘 Literary Work🧠 Langackerian Metaphor Framework🔍 Critique via Langacker’s Theory
🧊 Frankenstein by Mary ShelleyObject Metaphor → Language and mind as modular “containers” (© pp. 8–9)Victor’s scientific vision mirrors the formalist metaphor of language as a compartmentalized machine. The creature resists “categorical containment,” exposing the dangers of excessive modular metaphoric thinking. Langacker’s critique of object metaphors shows how emotional and ethical complexity is lost when thought is over-systematized.
🌿 The Waste Land by T.S. EliotNetwork and Population Metaphors → Lexical meaning as a web of usage-based nodes (© pp. 10–11)Eliot’s fragmented narrative resists singular interpretation, akin to Langacker’s network model, where meaning emerges from interconnected yet shifting semantic nodes. The text thrives on polysemous resonance rather than fixed meaning, illustrating the power of metaphors that emphasize continuity and emergence.
🕸️ Beloved by Toni MorrisonField/Cloud Metaphor → Semantic potential as diffuse and context-sensitive (© pp. 12–14, 22–24)Morrison’s narrative of trauma reflects semantic cloudiness—not a network of discrete meanings, but an amorphous field of affect and memory. Langacker’s field metaphor helps explain how meanings cluster and shift, and how characters move through semantic valleys and peaks of remembrance.
🔨 1984 by George OrwellConduit Metaphor + Language-of-Thought Critique (© pp. 12–13)Orwell’s Newspeak enacts the conduit metaphor, where words “contain” and transmit thought. Langacker warns this is misleading reification, as language does not store meaning in fixed units. Orwell’s dystopia reflects the danger of literalizing metaphor, a caution Langacker insists upon: metaphors must be used vigilantly or risk distorting cognition and ideology.
Criticism Against “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker

🎯 Overreliance on Metaphor as Cognitive Necessity

  • Langacker claims metaphor is inevitable and essential to theory-building, but this may undervalue formal, literal, and empirical models that aim for conceptual precision.
  • Critics may argue that such a stance blurs the boundary between analytical reasoning and rhetorical strategy, leading to potential epistemological relativism.

🔄 Self-Contradictory Treatment of Reification

  • Langacker criticizes reification (e.g., treating schemas or meanings as static entities) yet himself reifies schemas, networks, clouds, and fields through sustained metaphorical imagery.
  • This introduces an inconsistency: metaphor is described as both indispensable and misleading, which weakens the argument’s internal coherence.

🧩 Ambiguity in Model Distinctions (Schema vs. Exemplar)

  • While Langacker attempts to reconcile schema and exemplar models, some may find his resolution too conciliatory and conceptually blurred.
  • By proposing that “clouds” and “schemas” are ultimately the same, he dilutes the analytical utility of each model, flattening critical distinctions.

🌀 Philosophical Circularity in Metaphor Critique

  • Langacker critiques metaphors using other metaphors (e.g., object vs. population, cloud vs. mountain range), creating a kind of meta-metaphorical loop.
  • This may result in circular reasoning, where metaphor is both the problem and solution, offering no non-metaphorical ground for judgment.

📏 Lack of Operational Criteria for “Appropriateness”

  • The discussion frequently refers to metaphors being “more or less appropriate,” yet no clear metric or framework is provided to evaluate metaphorical adequacy.
  • This weakens the methodological rigor of the analysis and may limit its applicability across linguistic subfields or empirical studies.

🛠️ Underemphasis on Empirical Validation

  • The article offers philosophical reflection and theoretical comparison, but it lacks empirical data or experimental findings that could ground metaphor use in observable cognitive behavior.
  • This opens it to criticism from scholars favoring corpus-based, psycholinguistic, or experimental paradigms.

🔍 Inadequate Attention to Cross-Linguistic Diversity

  • While addressing metaphor in linguistic theory, Langacker focuses mostly on Anglophone linguistic traditions, ignoring cross-cultural metaphorical frameworks (e.g., in non-Indo-European languages).
  • This undermines claims about universality or inevitability of metaphor in linguistic cognition.

📚 Limited Engagement with Literary and Poetic Metaphor

  • Despite the rich analysis of theoretical metaphors, Langacker largely avoids addressing metaphor as it functions in literary, poetic, or socio-political discourse, which could offer richer contrast.
  • This may leave the metaphorical spectrum underexplored, especially regarding non-scientific genres.
Representative Quotations from “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker with Explanation
📌 Quotation 💡 Explanation
“🌀 Metaphor is not just unavoidable but essential to the enterprise, a source of insight and creativity.” (p. 3)Langacker asserts that metaphor is a foundational mechanism in linguistic theorizing—not merely rhetorical, but constitutive of conceptual understanding.
“⚠️ All metaphors are inappropriate in some respect… They can lead to spurious questions, conceptual confusion, misconception of the target, and pointless arguments.” (p. 3)Despite their usefulness, metaphors are inherently limited and can derail rigorous analysis if taken too literally.
“🏗️ It would not be entirely inappropriate to regard languages in their diachronic aspect as gigantic expression-compacting machines…” (p. 4)This industrial metaphor illustrates how language evolution compresses, erodes, and simplifies expressions—warning of reductive conceptual habits.
“🧱 There was first the conception of language as a distinct mental ‘organ’… represented as a box labeled G…” (p. 8)Langacker critiques the rigid ‘object metaphors’ of formalism that reify grammar into mechanistic, boxed systems.
“🌐 Functionalists steer a middle course… a mass-like population of discrete elements…” (p. 9)Introduces a “population” metaphor contrasting formalist rigidity, highlighting how functionalist approaches embrace flexible linguistic categorization.
“🌄 We might distort things less by comparing an element’s range of meanings to a mountain range…” (p. 15)This topographical metaphor models lexical meaning as a terrain of peaks (salient senses) and valleys (semantic ambiguity), favoring gradation over strict boundaries.
“🧠 Schemas are immanent in their instantiations… overlapping patterns of activity.” (p. 21)Clarifies that schemas are not external constructs but internalized, dynamic, and emergent from language use itself.
“🌩️ Metaphor is seductive… it will lead us into temptation, down the path of iniquity, in the form of unrestrained metaphoric excess.” (p. 11)A vivid, biblical warning: metaphor can become misleading theology if uncritically indulged, despite being cognitively unavoidable.
“🧰 Having alternative metaphors… makes them visible… keeps us from confusing the metaphorical construal from the target itself.” (p. 27)Promotes critical metaphor awareness: using multiple metaphors reveals the constructed nature of theory and prevents dogmatism.
“🔁 If particles and waves happily co-exist as metaphors for light, why not networks and fields for lexical meaning?” (p. 14)Advocates metaphorical pluralism—multiple metaphors can coexist and enrich theory, just as physics accepts wave-particle duality.
Suggested Readings: “Metaphor in Linguistic Thought and Theory” by Ronald W. Langacker
  1. Ben-Amos, Dan. “Metaphor.” Journal of Linguistic Anthropology, vol. 9, no. 1/2, 1999, pp. 152–54. JSTOR, http://www.jstor.org/stable/43102452. Accessed 12 May 2025.
  2. Levin, Samuel R. “Aristotle’s Theory of Metaphor.” Philosophy & Rhetoric, vol. 15, no. 1, 1982, pp. 24–46. JSTOR, http://www.jstor.org/stable/40237305. Accessed 12 May 2025.
  3. Underhill, James W. “Other Developments in Metaphor Theory.” Creating Worldviews: Metaphor, Ideology and Language, Edinburgh University Press, 2011, pp. 30–43. JSTOR, http://www.jstor.org/stable/10.3366/j.ctt1r23vv.7. Accessed 12 May 2025.
  4. Miller, Donald F. “METAPHOR, THINKING, AND THOUGHT.” ETC: A Review of General Semantics, vol. 39, no. 2, 1982, pp. 134–50. JSTOR, http://www.jstor.org/stable/42575924. Accessed 12 May 2025.

“Metaphor Revisited” by Dennis Sobolev: Summary and Critique

“Metaphor Revisited” by Dennis Sobolev first appeared in New Literary History, Volume 39, Number 4 (Autumn 2008), published by Johns Hopkins University Press.

"Metaphor Revisited" by Dennis Sobolev: Summary and Critique
Introduction: “Metaphor Revisited” by Dennis Sobolev

“Metaphor Revisited” by Dennis Sobolev first appeared in New Literary History, Volume 39, Number 4 (Autumn 2008), published by Johns Hopkins University Press. This article provides a far-reaching reassessment of metaphor in literature, challenging prevailing theoretical models by conceptualizing metaphor not as a unitary structure but as a multidimensional field organized along several independent analytical axes. Sobolev argues that previous scholarly approaches—ranging from structuralist, analytic, and cognitive traditions—have often failed to accommodate the heterogeneity and complex functioning of metaphor in literary discourse. Crucially, he distinguishes between the structure of identification (how metaphors are recognized) and the structure of functioning (how metaphors operate and produce meaning), asserting that the former cannot fully account for the cognitive or aesthetic impact of metaphors. Sobolev also introduces a tripartite model of metaphor consisting of the frame, the primary term, and the secondary term, enhancing existing dichotomies such as I. A. Richards’s “tenor and vehicle” or Max Black’s “focus and frame.” The essay maps metaphor’s diverse modalities across axes like interaction vs. transference, intelligible vs. perceptual similarity, creation vs. elucidation, and identification vs. juxtaposition, demonstrating that most metaphors combine functions in varying proportions rather than belonging to exclusive categories. By integrating insights from classical rhetoric, contemporary philosophy of language, and cognitive linguistics, Sobolev repositions metaphor as a dynamic epistemological tool central to cultural and literary synthesis. His work is pivotal for literary theory as it reveals the limitations of reductionist approaches and offers a richer, more nuanced conceptual framework for metaphorical discourse.

Summary of “Metaphor Revisited” by Dennis Sobolev

🧠 Theoretical Significance of Metaphor

  • Metaphor remains central across disciplines, especially in literary theory despite shifts from structuralist to postmodern paradigms.
  • Structuralist models (like those of the Prague School and French structuralism) emphasized metaphor as a fundamental linguistic operation.

“Metaphor may serve as a good case study and thus as a model of the analysis of the operations of synthesis in general.” (p. 904)


🪞 Structure of Metaphor: Not Unified but Multidimensional

  • Metaphor is not a singular structure but a field of heterogeneous possibilities, organized along several independent axes.

“Metaphor… is not a single unified structure, but rather a field of heterogeneous possibilities… limited by border parameters.” (p. 904)

  • Sobolev challenges simplified models like tenor and vehicle (Richards) and focus/frame (Black), proposing a tripartite structure:
    Frame – Primary Term – Secondary Term.

🔍 Identification vs Function

  • Two central questions:
    1. Structure of Identification – How we recognize a metaphor.
    2. Structure of Functioning – How metaphors operate and affect cognition and emotion.

“It is insufficient to know how metaphors are identified in order to explain the essence of their functioning.” (p. 906)


⚙️ Identification Conditions: Necessary & Sufficient

  • Sobolev presents 9 types of necessary conditions (logical contradiction, conceptual incongruity, etc.)
  • Sufficient condition: foregrounded similarity between terms.

“In a metaphor… a similarity between the terms… plays a central role in the production of meaning.” (p. 910)


📐 Axes of Metaphorical Analysis (12 Axes Model)

Sobolev introduces 12 axes, each describing different facets of metaphor:

🌈 1. Type of Interaction

From transference (simple projection of attributes) to foregrounding (interactive discovery of meaning).

“All empirical metaphors are situated along the axis… marked as ‘transference’ and ‘foregrounding’.” (p. 913)

🔁 2. Truth vs Success

Some metaphors can be true/false, others successful/unsuccessful in interpretation.

“’The mind has mountains’ is neither true nor false… but the interaction… is definitely successful.” (p. 914)

🔬 3. Type of Similarity

From given (pre-existing) to produced (created by the metaphor).

🧭 4. Purpose of Synthesis

From elucidation (illustrating known concepts) to creation (introducing new concepts, i.e., catachresis).

🧩 5. Form of Similarity

From objective grounding to cultural convention.

🔗 6. Modality of Similarity

From substantial (about objects) to relational (about relationships).

👁️ 7. Cognitive Mode

From intelligible to perceptible (whether metaphor requires visualization or not).

“Metaphors… stress theoretical or abstract analogies… whereas others focus on visual similarities.” (p. 919)

🤝 8. Configuration: Identification vs Juxtaposition

Epiphora (explicit “A is B”) vs Diaphora (juxtaposition, “Petals on a wet black bough”).

🧱 9. Dependence on Conceptual Systems

Metaphors may be linked to conceptual metaphors (e.g., LIFE IS A JOURNEY) or be entirely idiosyncratic.

“To the best of my knowledge, at least half of the most memorable literary metaphors are not [conceptual].” (p. 923)

🌐 10. Transference of Associated Field

Extent to which a metaphor transfers conceptual frameworks.

🚨 11. Degree of Deautomatization

How much the metaphor disrupts ordinary perception (cf. Shklovsky’s defamiliarization).

🔄 12. Symmetry of Predication

Is the metaphor reversible? (“Achilles is a lion” vs. “Lion is Achilles”).

“From the point of view of the status of the attribute… metaphors can vary from symmetrical… to asymmetrical.” (p. 926)


💬 Key Quotations with Citations

🟣 “It does not say and it does not hide, it intimates.” – Heraclitus, quoted by Davidson (p. 913)

🔵 “The pure eidetic concept of metaphor, like pure existence, is not an essence but only a field of possibilities.” (p. 927)

🟠 “Metaphor is a metaphor is a metaphor is a metaphor.” (p. 927)

🟢 “Like an elephant, metaphor is neither a rope, nor a trumpet or a pillar… but in a sense, it can become any of them.” (p. 927)

Theoretical Terms/Concepts in “Metaphor Revisited” by Dennis Sobolev
🔹 Concept/Term🧠 Explanation📚 Reference
Structure of IdentificationA formal procedure for recognizing metaphors, based on necessary and sufficient conditions such as logical contradiction or conceptual incongruity.Sobolev, p. 906–907
Structure of FunctioningFocuses on how metaphors operate cognitively and semantically, and their impact on readers — not just how they are recognized.Sobolev, p. 906
Necessary ConditionsAttributes that signal metaphorical usage: contradiction, incongruity, falsity, irrelevance, tautology, banality, etc.Sobolev, p. 907
Sufficient ConditionThe presence of similarity or resemblance — substantial or relational — between metaphorical terms.Sobolev, p. 909
Tripartite StructureMetaphor comprises: ① Frame (literal context), ② Figurative Term, and ③ Theme (subject).Sobolev, p. 905
Transference vs. InteractionTwo metaphor types: ① Mechanical attribute transference (e.g. “Achilles is a lion”) vs. ② Interpretive interaction (e.g. “Bill is a barn door”).Sobolev, p. 911–912
Truth vs. SuccessSome metaphors are judged by truth conditions (e.g. “Achilles is a lion”), others by success of semantic resonance (e.g. “Mind has mountains”).Sobolev, p. 913–914
Given vs. Produced SimilaritySome metaphors emphasize pre-existing resemblance; others create new similarities (especially in poetic or philosophical metaphors).Sobolev, p. 915–916
Metaphors of Creation vs. ElucidationMetaphors can either create new meaning (e.g. catachresis) or clarify existing concepts (e.g. “The president is a pig”).Sobolev, p. 917
Metaphors of Juxtaposition vs. IdentificationJuxtaposition involves implied comparison (diaphora); Identification uses explicit predication (“A is B”, or epiphora).Sobolev, p. 919–920
Explicit Designation vs. ReplacementSome metaphors name the subject clearly (e.g. “Achilles is a lion”); others imply it obliquely (e.g. “Greek lion frightened the enemies”).Sobolev, p. 921
Conceptual TransferenceMetaphors may rely on broader cultural or cognitive schema (e.g. LIFE IS A JOURNEY); others are isolated.Sobolev, p. 922–923
Degree of Associated Field TransferHow much of the source concept’s traits are transferred (e.g. from journey to life); varies from full mapping to isolated traits.Sobolev, p. 924
DeautomatizationThe extent
Contribution of “Metaphor Revisited” by Dennis Sobolev to Literary Theory/Theories

🔍 1. Structuralism & Post-Structuralism

  • Repositioning metaphor after the linguistic turn: Sobolev examines how metaphor functioned as a foundational unit in structuralist models (influenced by Jakobson), and why its significance declined under poststructuralism.

“Literary scholars had been working within the ‘literature as a language’ paradigm… metaphor as one of the two pivotal operations” (p. 903–904).

  • Critique of poststructural abandonment: Instead of discarding metaphor in poststructural thought, Sobolev argues that metaphor’s synthetic role in culture makes it even more important within heterogeneous interpretive paradigms.

“The significance of metaphor as a model must only grow… being one of the simplest and most exhaustively studied operations of synthesis” (p. 904).


🧠 2. Rhetorical Theory

  • Revives classical notions (e.g. Aristotle’s idea of resemblance) while critically reworking them through modern analytical logic.

“The sufficient condition… is similarity or resemblance” (p. 909).

  • Refines the dichotomy between tenor/vehicle (Richards) and focus/frame (Black) by introducing a tripartite model of metaphor (frame, figurative term, theme).

“This structure includes a ‘frame’… and a ‘theme’” (p. 905).


🧬 3. Cognitive Metaphor Theory

  • Nuanced critique of Lakoff & Johnson’s “conceptual metaphor” model: Sobolev challenges the idea that all metaphors derive from large conceptual mappings like LIFE IS A JOURNEY.

“Not every metaphor is based on conventional conceptual transference” (p. 923).

  • Introduces the degree of dependence on conceptual metaphors as one of several axes, making metaphor analysis more granular and context-specific.

“Most empirical metaphors are located somewhere in between” (p. 924).


🧪 4. Analytic Philosophy of Language

  • Engages with thinkers like Black, Davidson, Goodman, and Searle to show the limits of semantic reductionism in metaphor theory.

“To say that metaphor can be called ‘metaphor’ only if it was intended or interpreted as metaphor merely redirects the discussion” (p. 909).

  • Argues for pluralism over essentialism: metaphor is not reducible to a single model (e.g. interaction or resemblance), but is a field of structured variation.

“Metaphor is not a single unified structure… but a field of heterogeneous possibilities” (p. 905).


🎨 5. Poetics / Literary Stylistics

  • Clarifies poetic metaphor’s distinctiveness from everyday metaphor by mapping how poetic language resists conceptual flattening.

“The meaning of ‘crooked eclipses’ is irreducible to truth conditions… it makes the reader notice numerous similarities” (p. 914).

  • Introduces axes of metaphorical structure (e.g., interaction type, similarity type, conceptual scope), useful for stylistic and formal analysis of poetry (e.g., Hopkins, Shakespeare).

“Empirical metaphors are situated along the axis of metaphorical operation… ‘transference’ and ‘foregrounding’” (p. 913).


🌀 6. Hermeneutics

  • Separates “identification” from “functioning” to avoid interpretive circularity — enabling more precise metaphoric interpretation.

“It is insufficient to know how metaphors are identified in order to explain the essence of their functioning” (p. 906).

  • Expands hermeneutics of metaphor to include cultural competence, reader cognition, and semantic play across contexts.

“The person must be able to identify… conceptual incongruities and contextual irrelevance” (p. 910).


📏 7. Theory of Interpretation / Defamiliarization

  • Integrates Shklovsky’s “defamiliarization” into metaphor theory by defining a scale of deautomatization.

“Metaphors… draw attention to their conceptual basis” and can induce “rethinking” (p. 925).

  • Shows how even conventional metaphors (e.g., “he is gone”) can vary in deautomatizing power, especially in poetic use.

🧩 8. Semiotics and Pragmatics

  • Demonstrates that metaphor cannot be wholly reduced to semantics, pragmatics, or logic alone.

“Metaphors can be related to any and all of these spheres” (p. 908).

  • Introduces the multi-modal nature of metaphor—logical, semantic, and contextual—requiring interdisciplinary interpretation.

🧭 9. Typology and Classification

  • Develops a multi-axial typology of metaphor — 12 axes including:
    • Type of similarity (given vs. produced)
    • Metaphor’s symmetry
    • Degree of field transference
    • Modality (truth vs. success)

“Its space… structured by several independent axes… creates a possibility of hundreds of metaphorical structures” (p. 926).

Examples of Critiques Through “Metaphor Revisited” by Dennis Sobolev
Literary WorkMetaphorical ExampleType of Metaphor (Sobolev)Axes of InterpretationInterpretive Significance
William Shakespeare’s Julius Caesar“Let slip the dogs of war”🔁 Transference Metaphor🔹 Transference vs. Interaction🔹 Truth/Falsity Axis🔹 Configuration (Epiphora)Projects violence through animal metaphor; transposes aggression from warfare to bestial instinct, aligning with Sobolev’s notion of projecting “commonplaces.”
T. S. Eliot’s The Love Song of J. Alfred Prufrock“I should have been a pair of ragged claws”🔍 Foregrounding & Juxtaposition (Diaphora)🔹 Perceptual vs. Intelligible Similarity🔹 Juxtaposition🔹 DeautomatizationHighlights alienation and inaction through abstract-physical clash; metaphor resists paraphrase, affirming Sobolev’s view of metaphor as semantic synthesis.
Emily Dickinson’s Because I could not stop for Death“Because I could not stop for Death – He kindly stopped for me”🔄 Catachresis & Identification Metaphor🔹 Creation vs. Elucidation🔹 Conceptual Transference🔹 Symmetry AxisDeath personified as a courteous figure shows metaphor’s power to create abstract embodiment, consistent with Sobolev’s creation-based axis and interactional structure.
Sylvia Plath’s Lady Lazarus“Out of the ash / I rise with my red hair”🔥 Interaction-Based Mythical Metaphor🔹 Given vs. Produced Similarity🔹 Transference of Associated Field🔹 DefamiliarizationMerges biblical, mythical, and modern imagery to reconstruct trauma and identity, showing metaphor’s cultural heterogeneity and high deautomatization, per Sobolev.
Criticism Against “Metaphor Revisited” by Dennis Sobolev

🧩 Over-Systematization of Metaphor

  • Sobolev’s framework, while comprehensive, risks over-categorizing metaphor into rigid axes and parameters.
  • The multiplicity of axes (at least 12) may obscure rather than clarify how metaphors operate in real literary contexts.
  • Critique: Literature’s metaphoric fluidity may not fit easily into such a formalized matrix of analysis.

🔁 Underrepresentation of Reader-Response

  • Sobolev places heavy emphasis on formal identification and theoretical function, but pays insufficient attention to reader variation in metaphor interpretation.
  • Critique: Cognitive and affective responses of diverse readers are minimized in favor of structural analysis.

🤔 Ambiguity in Practical Application

  • Despite theoretical richness, the application of the 12-axis model can be challenging and inconsistent across varied texts.
  • Critique: The model may be more useful as an abstract heuristic than a consistently applicable analytical tool in literary criticism.

🧠 Critique of Similarity as a “Sufficient Condition”

  • Sobolev restores similarity (resemblance) as the core identifying principle of metaphor.
  • Critics (e.g., Goodman, Davidson) argue this reinstates a problematic and reductive notion, especially when metaphor creates rather than reflects similarity.
  • Critique: The assumption that similarity is always central can be questioned for novel or experimental metaphors.

🔄 Minimal Engagement with Postmodern and Deconstructive Theories

  • While Sobolev acknowledges poststructuralist shifts, he largely reinstates a formalist lens on metaphor.
  • Critique: This neglects deconstructive insights on metaphor’s instability, undecidability, and rhetorical play (e.g., Derrida’s view of metaphor as différance).

🔍 Neglect of Non-Western and Cross-Cultural Metaphor Traditions

  • The essay primarily engages with European and Anglo-American metaphor theory (Aristotle, Black, Ricoeur, Lakoff).
  • Critique: Fails to account for cross-cultural metaphor paradigms or literary traditions beyond the Western canon.

🧪 Scientific vs. Literary Metaphors Not Fully Resolved

  • Sobolev discusses scientific metaphors but leaves unclear boundaries between literal scientific models and literary metaphorical imagination.
  • Critique: Risks conflating technical analogy with poetic metaphor, weakening analytical distinction.

🧵 Complexity May Undermine Usability

  • The high abstraction and technical vocabulary (e.g., “metaphors of juxtaposition,” “defamiliarization axis”) may alienate readers not deeply familiar with rhetorical theory.
  • Critique: Could benefit from clearer integration of concrete literary examples earlier in the essay.
Representative Quotations from “Metaphor Revisited” by Dennis Sobolev with Explanation
🔖 Quotation💡 Explanation
“Metaphor… is not a single unified structure, but rather a field of heterogeneous possibilities.” (p. 904)Sobolev redefines metaphor not as a fixed linguistic form but as a multiplicity of interacting structures, challenging essentialist views.
“There is an essential difference between these questions [identification vs. functioning], and the existence of an answer to the former does not guarantee that there must also exist an answer to the latter.” (p. 906)Distinguishes between the structure of identification (how we recognize a metaphor) and the structure of functioning (how it operates), emphasizing the complexity of metaphor.
“The sufficient condition of the identification of metaphor has been widely known since Aristotle: this is ‘similarity’ or ‘resemblance.’” (p. 909)Revisits and reaffirms Aristotle’s classical idea that metaphor depends on perceived similarity, pushing back against modern skepticism.
“Interaction between the terms is not symmetrical… it results in the foregrounding of certain attributes of the primary term.” (p. 913)Challenges simplistic models by suggesting metaphor involves asymmetric cognitive projection—the secondary term reshapes how we perceive the primary one.
“Some metaphors can be true or false… others can only be successful or unsuccessful.” (p. 914)Introduces the idea that metaphors should be evaluated not only on truth value but also on communicative success, drawing on Austin’s speech act theory.
“The mind has mountains” is neither true nor false… but the interaction between its terms is definitely successful.” (p. 915)Uses poetic metaphor to demonstrate how successfulness, not literal truth, often defines metaphorical power.
“Metaphor always foregrounds similarity, although this
Suggested Readings: “Metaphor Revisited” by Dennis Sobolev
  1. Sobolev, Dennis. “Metaphor Revisited.” New Literary History, vol. 39, no. 4, 2008, pp. 903–29. JSTOR, http://www.jstor.org/stable/20533122. Accessed 13 May 2025.
  2. MacCormac, Earl R. “Metaphor Revisited.” The Journal of Aesthetics and Art Criticism, vol. 30, no. 2, 1971, pp. 239–50. JSTOR, https://doi.org/10.2307/429543. Accessed 13 May 2025.
  3. Glicksohn, Joseph, and Chanita Goodblatt. “Metaphor and Gestalt: Interaction Theory Revisited.” Poetics Today, vol. 14, no. 1, 1993, pp. 83–97. JSTOR, https://doi.org/10.2307/1773141. Accessed 13 May 2025.
  4. “Metaphor [Bibliography].” Newsletter: Rhetoric Society of America, vol. 4, no. 3, 1974, pp. 5–13. JSTOR, http://www.jstor.org/stable/3885137. Accessed 13 May 2025.

“Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles: Summary and Critique

“Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch and Anita R. Bowles first appeared in Metaphor and Symbol in 2002 (Vol. 17, Issue 4, pp. 249–262), published by Psychology Press.

"Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?" by Walter Kintsch & Anita R. Bowles: Summary and Critique
Introduction: “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles

“Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch and Anita R. Bowles first appeared in Metaphor and Symbol in 2002 (Vol. 17, Issue 4, pp. 249–262), published by Psychology Press. This pivotal article investigates the cognitive mechanisms underpinning metaphor comprehension, challenging the traditional view that metaphors inherently require a qualitatively different processing strategy than literal language. Through empirical analysis and computational modeling, the authors demonstrate that metaphors of the form NOUN1 is a NOUN2 are often understood using the same basic cognitive strategies applied to literal sentences. Central to their study is the use of Latent Semantic Analysis (LSA), a method for modeling meaning in high-dimensional semantic space, and the predication model, which adjusts the vector of a predicate based on its argument to yield context-sensitive interpretations. Their findings reveal that metaphor comprehension difficulty is not significantly related to the surface semantic similarity between the metaphor’s terms, but rather to the availability of shared semantic features that link the metaphor’s topic and vehicle. Importantly, both human participants and the computational model showed similar patterns in interpreting metaphors: strong agreement and coherence for easy metaphors, and more diverse yet non-random responses for difficult ones. This work is significant in literary theory and cognitive linguistics as it offers a formal, computable framework to explain metaphor comprehension, moving beyond intuitive or purely analogical models. It aligns with, and extends, the class-inclusion theory of Glucksberg (1998) and supports a semantic-constraint-based view of comprehension that blurs the boundaries between literal and figurative language processing.

Summary of “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles

🔷 1. Metaphors and Literal Language: No Special Processing Required

  • People process metaphors similarly to literal sentences in most cases.
  • It does not appear that metaphor comprehension first involves an attempt at literal comprehension and, when that fails, a metaphoric reinterpretation❞ (Kintsch & Bowles, 2002, p. 249).
  • Ordinary metaphors are usually automatically understood, without cognitive overload.
  • 🔍 This finding challenges traditional theories that treat metaphor as inherently more complex than literal language.

🔶 2. What Makes a Metaphor Difficult? It’s Not What You Think

  • Difficulty is not due to:
    • Semantic distance between words 🔁
    • Word frequency or vector length 🧮
  • It is not the case that easy understanding requires a preexisting global relation between the two terms❞ (p. 258).
  • Rather, it depends on whether shared semantic neighbors can be found between topic and vehicle.
  • Metaphors are easy to process if the argument has a good match among the close neighbors of the predicate❞ (p. 257).

🟣 3. Latent Semantic Analysis (LSA): Mapping Meaning in Space

  • Words are represented as vectors in a 300-dimensional semantic space.
  • Meaning is a position in this huge semantic space… we can calculate how close or far apart two vectors are❞ (p. 250).
  • Sentence meaning is computed by adding vectors, allowing computational modeling of metaphor comprehension.

🟢 4. The Predication Model: Adding Context to Semantics

  • The predication algorithm modifies predicate vectors based on context (argument word).
  • For example, 🦈 “My lawyer is a shark” highlights “aggressive” traits of “shark,” not the literal ones.
  • The meaning of the predicate is a shark is very different from shark in isolation❞ (p. 251).
  • This is how LSA simulates human-like metaphor interpretation.

🔴 5. Easy vs. Difficult Metaphors: Experimental Evidence

  • Participants rated 13 metaphors as easy and 13 as difficult.
  • High agreement on easy metaphors (48% modal agreement) vs. low on difficult ones (21%).
  • Even “nonsense” metaphors triggered non-random interpretations.
  • Even for what one might regard as pure nonsense, there was still a considerable level of agreement❞ (p. 254).

🔵 6. Model Validation: Matching Human Responses

  • LSA-predicated vectors closely matched participant-generated interpretations.
  • For both easy and difficult metaphors, the average cosine similarity between model and human responses was ≈ 0.51.
  • For difficult metaphors, responses were more varied, but the model produced a vector that was just as close to these varied responses❞ (p. 258).

🟡 7. Cognitive Consistency: Even Diffuse Responses Make Sense

  • The model does not break down on difficult metaphors—it generates diffuse but coherent meanings.
  • The semantic structure provided a tight constraint for easy metaphors, and only a loose one for hard metaphors❞ (p. 258).
  • Human and model interpretations converge because of shared semantic constraints.

🟤 8. Theoretical Contributions to Literary and Linguistic Theory

  • Supports Glucksberg’s class-inclusion model and Frisson & Pickering’s underspecification model.
  • Offers a computational realization of metaphor interpretation mechanisms in cognitive science.
  • We also claim that the results presented here show that LSA provides a useful basis for a psychological theory of meaning❞ (p. 259).

🔺 9. Key Insight: Local Connections Trump Global Similarity

  • Metaphors work not by global similarity, but by activating shared contextual features.
  • Lawyer and shark are orthogonal… but there are aspects—like vicious or mean—that link the two❞ (p. 258).

Theoretical Terms/Concepts in “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles

🌐 TermExplanationReference from the Article
🧠 Latent Semantic Analysis (LSA)A computational method for deriving the meaning of words and texts by placing them in a high-dimensional semantic space based on word co-occurrence.Words, sentences, and texts are represented as vectors in this space…we can calculate how close or far apart two vectors are in this semantic space” (p. 250).
📐 Semantic SpaceA high-dimensional vector space (typically 300–400 dimensions) used to represent meanings of words and their relationships.Semantic maps—spaces—of 300 to 400 dimensions yield results that are most closely aligned with human judgments” (p. 250).
🧠 Predication AlgorithmA model that adjusts the vector of a predicate based on contextual features derived from its argument to generate a context-sensitive meaning.The meaning of the predicate is modified to generate a contextually appropriate sense of the word” (p. 251).
🌐 Argument and PredicateIn NOUN1 IS A NOUN2 metaphors, NOUN1 is the argument (topic), and NOUN2 is the predicate (vehicle/metaphor source).NOUN1 is called the argument (A) and NOUN2 is called the predicate (P)” (Appendix, p. 260).
🧠 Vector Cosine SimilarityA measure used in LSA to determine semantic similarity between concepts; ranges from –1 (opposite) to +1 (identical).The cosine between highly similar vectors is close to +1, whereas unrelated vectors have a cosine close to zero” (p. 251).
📐 Centroid (Vector Sum)The average of several vectors; used to represent the collective meaning of a sentence or group of words.Sentence meanings are computed as the sum of the words, irrespective of their syntactic structure” (p. 250).
🌐 Semantic NeighborhoodA group of vectors (words) that are closest in meaning to a given vector in the LSA space.It constructs the semantic neighborhood of the predicate…most closely related to the predicate” (p. 251).
🧠 Constraint Satisfaction ProcessA cognitive mechanism in the predication model that integrates the predicate’s neighborhood with the argument to derive meaning.Uses a constraint satisfaction process to integrate this neighborhood with the argument” (p. 251).
📐 Spreading ActivationA process by which activation spreads through a network to identify most relevant semantic neighbors for metaphor interpretation.Activation is spread in that network…The most strongly activated neighbors of P will be used to modify P” (p. 260).
🌐 Metaphoric Superordinate CategoriesAbstract categories created by metaphors that go beyond literal taxonomies (e.g., “shark” becoming a category of “vicious professionals”).The notion of generating metaphorical superordinate categories can be operationalized” (p. 252).
Contribution of “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles to Literary Theory/Theories

🧠 Contribution to Cognitive Literary Theory

  • Supports the view that metaphor comprehension uses general cognitive processes.
    ↳ The article aligns with the notion that metaphors are understood in ways similar to literal sentences, challenging the assumption that metaphor requires unique interpretive faculties.

There exists a considerable and convincing body of research…that indicates that people understand metaphors in much the same way they understand literal sentences” (p. 249).

  • Uses cognitive modeling (LSA and predication) to simulate metaphor interpretation.
    ↳ Introduces a formal, empirically tested model showing how meaning emerges through contextual semantic alignment, which cognitive literary theorists find central to interpretive modeling.

We describe a model of text comprehension…simulate the computations involved, and evaluate the model empirically” (p. 250).


🧬 Contribution to Formalist and Structuralist Theories

  • Operationalizes metaphor using structural linguistic units (NOUN1 IS A NOUN2).
    ↳ The study isolates and systematizes metaphor into a rigid syntactic structure, echoing formalist interests in text-intrinsic form and structure.

Each stimulus sentence was a metaphorical statement of the NOUN1 IS A NOUN2” (p. 253).

  • Examines metaphoric meaning independently of reader emotion or authorial intent.
    ↳ The focus on semantic proximity, not subjective interpretation, aligns with structuralist ideals of objectivity in literary analysis.

The sentence vector should be more closely related to the set of interpretations generated by human comprehenders than to the individual words of the sentence” (p. 252).


🧪 Contribution to Empirical Literary Studies

  • Integrates experimental data into literary interpretation.
    ↳ The study used participant data and cosine-based metrics to evaluate metaphor difficulty, marking a shift from speculative literary criticism to quantifiable methods.

Difficulty ratings ranged from 1.29…to 4.21…responses were more coherent for easy items” (p. 254).

  • Establishes reproducibility and statistical grounding in interpretive variation.
    ↳ Demonstrates that metaphor comprehension can be empirically tested, supporting efforts in empirical literary studies to systematize interpretation.

The difference between the coherence of easy items and difficult items was statistically significant, t(24) = 4.38, p < .01” (p. 254).


🧭 Contribution to Reader-Response Theory

  • Explores interpretive variance among readers.
    ↳ The study highlights how reader agreement decreases with metaphor difficulty, resonating with reader-response theory’s emphasis on individual interpretation.

Faced with items such as ‘Happiness is a ditch’…people didn’t just give up but found some interpretation” (p. 254).

  • Suggests that comprehension is shaped by semantic constraints, not just subjective imagination.
    ↳ Even for difficult metaphors, interpretations were not random but guided by the latent semantic structure, refining the reader-response notion of subjective freedom.

Even though interpretations are diffuse…they are not random. This consistency…may simply reflect word-based constraints” (p. 258).


🧠📐 Contribution to Conceptual Metaphor Theory (Lakoff & Johnson)

  • Empirically supports metaphor as a cognitive mapping process.
    ↳ The study shows how metaphors create conceptual relationships by adjusting predicate meanings via contextually relevant features.

The meaning of the predicate is modified to generate a contextually appropriate sense of the word” (p. 251).

  • Adds computational rigor to conceptual blending.
    ↳ By modeling how metaphorical understanding emerges through a network of semantic connections, it extends the conceptual metaphor theory into testable, mechanistic terms.

The vector computed by the model is equally close to that average of easy and difficult items” (p. 255).


⚙️ Contribution to Computational Literary Theory

  • Demonstrates how semantic computation can approximate human interpretation.
    ↳ LSA and the predication model simulate how people derive meaning from metaphor, advancing computational approaches to literary meaning.

The model vector nevertheless captures the variety of responses produced by the participants” (p. 257).

  • Presents a fully realized computational theory of meaning.
    ↳ Unlike traditional metaphor theories, this model allows for quantification and algorithmic generation of interpretation, moving toward AI-assisted literary analysis.

Our model is a fully realized, computational theory” (p. 252).

Examples of Critiques Through “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles
📚 Literary Work🔍 Example Metaphor from the Work🧠 Interpretive Analysis (Kintsch & Bowles Lens)️ Critique Based on Model
🦁 The Old Man and the Sea – Ernest Hemingway“The fish is my brother.”Metaphor follows the NOUN1 IS A NOUN2 form; argument = fish, predicate = brother. The predication model would identify features like shared struggle, respect, kinship as vectors connecting fish and brother.✅ Easy metaphor: Participants (readers) would likely converge on the emotional and symbolic kinship. High cosine values suggest semantic proximity once context is integrated. Strong coherence.
🦇 Wuthering Heights – Emily Brontë“Whatever our souls are made of, his and mine are the same.”Though syntactically complex, metaphor relies on blending abstract noun (souls) with identity sameness. The metaphor is indirect, so coherence may vary. Vector representations of souls, same, and his/mine create a loose semantic field.⚠️ Moderately difficult: Metaphoric interpretation is diffuse; LSA may struggle due to abstraction and lack of direct predicates. Requires structural alignment (Gentner & Bowdle).
🔥 The Waste Land – T. S. Eliot“April is the cruellest month.”NOUN1 IS NOUN2 metaphor with April (argument) and cruellest month (predicate). Contradicts conventional associations (spring with renewal). Model seeks shared neighbors between April and cruelty.❌ Difficult metaphor: Low baseline similarity; predication model generates vague and varied responses. Semantic coherence weak due to conflicting cultural frames. Low cosine match.
🐍 Macbeth – William Shakespeare“Look like the innocent flower, but be the serpent under’t.”Implicit dual metaphor. Flower and serpent are semantic opposites. The model would modify serpent through context (deception, hidden danger) and apply it to Macbeth’s intentions.✅ Effective metaphor: Though figurative, structure aids LSA processing. High activation of relevant neighbors (e.g., danger, mask). Moderate difficulty but high interpretive coherence.
Criticism Against “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles

🔄 Overreliance on Computational Models

  • The study heavily depends on Latent Semantic Analysis (LSA) and the predication algorithm, which treat language geometrically.
  • Critics argue this abstracts away cognitive nuance and fails to account for non-semantic cues such as pragmatics, cultural knowledge, or emotional tone.
  • ❝ “Meaning is reduced to vector math, bypassing richer interpretive dynamics involved in actual reading.” (cf. Gentner & Bowdle, 2001)

📏 Neglect of Syntax and Word Order

  • LSA used in the model ignores syntactic structure, computing sentence meaning via summation of word vectors regardless of grammar.
  • This approach may oversimplify how meaning is constructed, especially for metaphors relying on syntax-dependent effects.
  • Kintsch admits: “Such a procedure neglects important, meaning-relevant information that is contained in word order and syntax.” (p. 250)

🧩 Limited Scope of Metaphor Types

  • The study is restricted to simple nominal metaphors (NOUN1 IS A NOUN2), excluding:
    • Verbal metaphors
    • Extended metaphors
    • Metaphors embedded in narrative discourse
  • This makes the model less generalizable to rich literary or philosophical texts with layered figurative complexity.

🤖 Assumption of Universal Processing

  • The model assumes metaphor comprehension is uniform across individuals, whereas real readers vary due to:
    • Background knowledge
    • Personal associations
    • Linguistic and cultural exposure
  • Kintsch & Bowles acknowledge interpretive variation but still evaluate model success by group-level averages, masking individuality.

🔍 Lack of Qualitative Interpretive Depth

  • The study’s quantitative focus on cosine similarity lacks insight into interpretive depth, such as:
    • Moral connotation
    • Intertextual echoes
    • Aesthetic or rhetorical effect
  • The model evaluates metaphor meaning only by statistical coherence, not by literary or emotional richness.

🧪 Artificial Experimental Context

  • Participants completed sentence frames and gave difficulty ratings in a lab setting with isolated metaphors.
  • Critics may question ecological validity—metaphors in real texts are processed within broader narrative, emotional, and discursive contexts.

🧠 Cognitive Economy Not Fully Addressed

  • The model doesn’t sufficiently address cognitive economy principles, such as why:
    • Some metaphors are retained and others forgotten
    • Some metaphors “click” quickly while others are puzzling or evocative
  • The authors touch on this via coherence scores, but the deeper cognitive prioritization mechanisms remain underexplored.

🧬 Ambiguity in Defining “Difficulty”

  • The metric for what makes a metaphor “difficult” is partly subjective, relying on participant self-ratings and coherence calculations.
  • This leaves room for ambiguity in distinguishing between semantic novelty, conceptual mismatch, and reader confusion.
Representative Quotations from “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles with Explanation
QuotationExplanation
“People understand metaphors in much the same way they understand literal sentences.” (p. 249)Challenges the view that metaphor processing is fundamentally different; suggests metaphor comprehension is a natural language process.
“The meaning of a word, sentence, or text is given by the set of relations between it and everything else that is known.” (p. 250)Reflects the core idea behind Latent Semantic Analysis (LSA) – meaning is relational, not fixed.
“Metaphors are not difficult because their argument and predicate terms are unrelated overall.” (p. 256)Refutes the intuition that semantic distance alone determines difficulty in metaphor comprehension.
“The model vector is equally close to the average of easy and the average of difficult items.” (p. 255)Shows that the computational model treats both metaphor types similarly in vector space despite participant differences.
“Some link is found between topic and vehicle, even though the two may be unrelated overall.” (p. 258)Highlights the model’s strength in identifying subtle, context-sensitive links between unrelated terms in metaphors.
“The model produced a vector that was just as close to these varied responses as it was to the generally agreed-upon interpretation of a good metaphor.” (p. 258)Emphasizes that the model handles ambiguity effectively, mimicking human flexibility in metaphor interpretation.
“Faced with the seemingly impossible task of finding an interpretation for such metaphors, people did not give up.” (p. 258)Demonstrates human resilience and interpretative creativity even in difficult metaphorical constructions.
“Generating context-sensitive word senses does not always produce dramatic results.” (p. 251)Acknowledges that not all metaphors lead to strong reinterpretations; some may resemble literal interpretations.
“The semantic structure provided a tight constraint for easy metaphors, and only a loose one for hard metaphors.” (p. 258)Suggests semantic coherence plays a central role in determining perceived metaphor difficulty.
“Theories of metaphor comprehension have traditionally been informal.” (p. 258)Justifies the importance of formal, computational models like LSA to bring precision to metaphor theory.
Suggested Readings: “Metaphor Comprehension: What Makes a Metaphor Difficult to Understand?” by Walter Kintsch & Anita R. Bowles
  1. Kittay, Eva Feder. “Woman as Metaphor.” Hypatia, vol. 3, no. 2, 1988, pp. 63–86. JSTOR, http://www.jstor.org/stable/3809952. Accessed 12 May 2025.
  2. Gibbs, Raymond W. “When Is Metaphor? The Idea of Understanding in Theories of Metaphor.” Poetics Today, vol. 13, no. 4, 1992, pp. 575–606. JSTOR, https://doi.org/10.2307/1773290. Accessed 12 May 2025.
  3. BLACK, Max. “More about Metaphor.” Dialectica, vol. 31, no. 3/4, 1977, pp. 431–57. JSTOR, http://www.jstor.org/stable/42969757. Accessed 12 May 2025.
  4. Miller, Eugene F. “Metaphor and Political Knowledge.” The American Political Science Review, vol. 73, no. 1, 1979, pp. 155–70. JSTOR, https://doi.org/10.2307/1954738. Accessed 12 May 2025.
  5. Wearing, Catherine. “Metaphor, Idiom, and Pretense.” Noûs, vol. 46, no. 3, 2012, pp. 499–524. JSTOR, http://www.jstor.org/stable/41682624. Accessed 12 May 2025.

“Metaphor in Prophetic Literature” by Else K. Holt: Summary and Critique

“Metaphor in Prophetic Literature” by Else K. Holt first appeared in Scandinavian Journal of the Old Testament: An International Journal of Nordic Theology in 2003 (Vol. 17, No. 1, pp. 3–6), published by Routledge.

"Metaphor in Prophetic Literature" by Else K. Holt: Summary and Critique
Introduction: “Metaphor in Prophetic Literature” by Else K. Holt

“Metaphor in Prophetic Literature” by Else K. Holt first appeared in Scandinavian Journal of the Old Testament: An International Journal of Nordic Theology in 2003 (Vol. 17, No. 1, pp. 3–6), published by Routledge. The article foregrounds the centrality of metaphor in understanding Old Testament prophetic texts, arguing that metaphors are not mere rhetorical flourishes but essential instruments for articulating divine-human relationships. Holt draws attention to the theological and interpretive significance of metaphor, noting its irreplaceable role when speaking of God—the “illusive, holy figure”—who resists definitive capture by plain language, as echoed in Walter Brueggemann’s reflections. She critiques historical-critical methods for demythologizing metaphoric language, thus diminishing the semantic richness of biblical texts. The article also introduces a collection of conference papers from the 2001 International Meeting of the Society of Biblical Literature, exploring metaphor theory and its application to the Book of Jeremiah. Contributions by scholars like Kirsten Nielsen and Antje Labahn expand on metaphor’s ideological weight and intertextual dynamics, while others, such as A.R. Pete Diamond and Pierre van Hecke, delve into metaphorical shifts and tensions in Jeremiah’s oracles. Holt’s editorial preface underscores how metaphors not only reflect but actively shape theological meaning, advocating for continued, rigorous metaphor studies within biblical scholarship and literary theory.

Summary of “Metaphor in Prophetic Literature” by Else K. Holt

🕊️ 1. Metaphor as a Theological Necessity

“When we talk about God, the absolute otherness, we have to talk tentatively, that is: in metaphor” (© Holt 2003, p. 3).
💡 Meaning: Metaphors are not optional in prophetic literature—they are essential because human language is inadequate for directly describing the divine.


⚖️ 2. Critique of Reductionism in Traditional Exegesis

“Exegetes… have translated this imagery into plain language… the texts have been demythologised” (© Holt 2003, p. 4).
🧠 Insight: Historical-critical methods often flatten rich, symbolic language, reducing theological depth and eliminating mystery.


🔄 3. Postmodern Responsibility: Avoiding Old Mistakes

“Post-modern exegetes should be careful not to transmit [reductionism]… to literary or reader-oriented study” (© Holt 2003, p. 4).
🔍 Takeaway: Even new approaches must preserve the semantic and poetic power of metaphor instead of simplifying it for clarity.


🧩 4. Bridging Theory and Practice in Metaphor Studies

“Papers on metaphor theory were read after the papers on the use of metaphor… but it has been natural to present… method before practice” (© Holt 2003, p. 4).
📚 Context: Holt introduces a volume combining theoretical frameworks with applied exegesis, especially focused on Jeremiah.


💥 5. Metaphors as Ideological Weapons

“Metaphors are not as harmless as they may seem… metaphors are often weapons in ideological wars” (© Nielsen, in Holt 2003, p. 5).
⚔️ Implication: Metaphors shape belief systems and power relations; their use can reinforce or subvert dominant ideologies.


🔗 6. Intertextual Webs of Meaning

“Texts are not islands… metaphors function as markers in such networks” (© Nielsen, in Holt 2003, p. 5).
🕸️ Understanding: Metaphors link scriptures across books, eras, and themes, guiding theological interpretations and memory.


👁️ 7. Reader-Dependent Metaphorical Meaning

“A metaphor… creates a sense of meaning… between the text and its reader” (© Labahn, in Holt 2003, p. 5).
🧬 Interpretation: Each reading reactivates and reshapes metaphorical meaning, showing the living dynamic between scripture and audience.


🔃 8. Recycled Tropes and Theological Reversals

“Both doom and hope dispossess and repossess rights to the myth of YHWH and Israel” (© Diamond, in Holt 2003, p. 6).
🔄 Effect: Metaphors recur throughout Jeremiah with reversed meanings—symbolizing shifts in divine judgment and restoration.


📜 9. Wisdom Sayings as Metaphorical Frameworks

“A wisdom saying… with a moral code included, or: a metaphor” (© Becking, in Holt 2003, p. 6).
📖 Layer: Proverbs like Jeremiah 31:29 operate metaphorically, reflecting collective theological insights and moral codes.


🐑🦁 10. Shifting Metaphors in Jeremiah’s Babylon Oracle

“Israel… restored… Babylon… turned into sheep… destroyed by God” (© van Hecke, in Holt 2003, p. 6).
🎭 Drama: Pastoral metaphors illustrate dramatic role reversals—God as shepherd or predator depending on justice and judgment.


🌟 11. Call for Ongoing Metaphor-Centered Exegesis

“Metaphor will remain in the centre of our exegetical attention” (© van Hecke, in Holt 2003, p. 6).
🧭 Vision: The article and volume advocate for metaphor to remain central in biblical interpretation and theological scholarship.

Theoretical Terms/Concepts in “Metaphor in Prophetic Literature” by Else K. Holt
🌐 Term/Concept📘 Explanation📝 Reference / Quotation
🔮 MetaphorA figurative expression used to speak about the divine, offering layers of meaning that cannot be reduced to plain language.“When we talk about God… we have to talk tentatively, that is: in metaphor” (© Holt 2003, p. 3).
🧠 ReductionismThe oversimplification of metaphorical or poetic language into plain, literal interpretation, often seen in historical-critical methods.“Exegetes… have translated this imagery into plain language… the texts have been demythologised” (© Holt 2003, p. 4).
🛠️ Historical-Critical MethodA traditional scholarly approach focusing on authorial intent, historical context, and literal meanings—critiqued for flattening metaphors.“Reductionism has been one of the great disadvantages of the historical-critical methods” (© Holt 2003, p. 4).
🔁 Postmodern ExegesisA more recent interpretive approach that engages reader-response and literary theory, encouraged to resist repeating reductionist tendencies.“Post-modern exegetes should be careful not to transmit [reductionism]…” (© Holt 2003, p. 4).
🎭 Performative FunctionThe idea that metaphors do something—they produce theological meaning and emotional effect in their context.“A metaphor… creates a sense of meaning… between the text and its reader” (© Labahn, in Holt 2003, p. 5).
⚔️ Ideological CriticismAn approach that sees metaphors as tools or weapons within ideological and theological conflicts.“Metaphors are often weapons in ideological wars” (© Nielsen, in Holt 2003, p. 5).
🔗 IntertextualityThe relationship between biblical texts, where metaphors act as recurring symbols across different books and historical contexts.“Metaphors function as markers in such networks [of intertextuality]” (© Nielsen, in Holt 2003, p. 5).
🧬 Semantic SpaceThe range of meanings a metaphor can evoke; narrowing this space through literalization limits interpretive richness.“The exegete… reduce[s] the text’s semantic space” (© Holt 2003, p. 4).
📚 Masal (משל)A wisdom saying or proverb with metaphorical implications and moral instruction, as used in prophetic literature.“A wisdom saying… with a moral code included, or: a metaphor” (© Becking, in Holt 2003, p. 6).
🔄 Metaphorical ShiftThe transformation or reapplication of metaphors over time or within a single text, revealing evolving meanings.“Israel… restored… Babylon… turned into sheep” (© van Hecke, in Holt 2003, p. 6).
Contribution of “Metaphor in Prophetic Literature” by Else K. Holt to Literary Theory/Theories

📖 1. Reader-Response Theory

“A metaphor… creates a sense of meaning… between the text and its reader” (© Labahn, in Holt 2003, p. 5).

🔸 Contribution:
Holt, particularly through the contributions in the volume she introduces, supports the reader-response perspective by emphasizing that metaphorical meaning is not fixed but dynamically constructed in the interpretive act between text and reader.

🔍 Impact:
The article affirms the reader’s role in meaning-making, highlighting how metaphors come alive differently for each audience and context — a core principle of reader-response theory.


🧠 2. Poststructuralism & Deconstruction

“Metaphors are not as harmless as they may seem… metaphors are often weapons in ideological wars” (© Nielsen, in Holt 2003, p. 5).

🔸 Contribution:
By illustrating how metaphors conceal power structures and multiple meanings, the article aligns with poststructuralist and deconstructionist thought, which sees texts as unstable and filled with ideological undercurrents.

🧩 Impact:
The instability and polysemy of metaphor echo Derridean insights — language doesn’t simply reflect meaning; it produces and displaces it.


📚 3. Intertextuality (Kristeva/Bakhtin)

“Texts are not islands… metaphors function as markers in such networks” (© Nielsen, in Holt 2003, p. 5).

🔸 Contribution:
The article foregrounds intertextuality by demonstrating how metaphors link prophetic texts across the canon (e.g., “Daughter of Zion” from Isaiah to Lamentations), embodying shared and evolving theological narratives.

🔗 Impact:
This strengthens the understanding of the Bible as a dialogical text network, with metaphors acting as relational bridges across literary and theological traditions.


🎭 4. Performance Theory

“The rhetorical performance arena of the literary construct (the Book of) Jeremiah” (© Diamond, in Holt 2003, p. 6).

🔸 Contribution:
Holt’s collection, especially through Diamond’s article, applies performance theory by treating the prophetic text as a staged drama of theological and ideological tensions enacted through metaphor.

🗣️ Impact:
This dramatized reading of metaphor supports literary theory that emphasizes how texts operate performatively — enacting meaning rather than just stating it.


⚔️ 5. Ideological Criticism / Cultural Criticism

“What is needed is… responsible exegesis… metaphors are often weapons in ideological wars” (© Nielsen, in Holt 2003, p. 5).

🔸 Contribution:
By stressing the ideological power of metaphor, Holt links biblical literature to cultural criticism and ideological theory, urging interpreters to see metaphors as vehicles of social and political meaning.

🚨 Impact:
This perspective aligns with Marxist and feminist literary theories, which interpret texts as participating in ideological systems of domination, resistance, and negotiation.


🧰 6. Literary Hermeneutics

“Exegetes… have demythologised… the texts… [reducing] the text’s semantic space” (© Holt 2003, p. 4).

🔸 Contribution:
Holt contributes to hermeneutical theory by emphasizing that metaphor opens, rather than closes, interpretive possibilities. She cautions against rigid literalism and advocates for openness to layered meaning.

🌀 Impact:
This view supports philosophical hermeneutics (e.g., Gadamer), where understanding involves openness to the text’s “otherness” and metaphor becomes a gateway to dialogue.


📜 7. Biblical Literary Criticism

“This volume is intended to add a little to the fulfilment of that wish [keeping metaphor central]” (© van Hecke, in Holt 2003, p. 6).

🔸 Contribution:
The article advances biblical literary criticism by urging scholars to read prophetic texts not as static historical documents but as rich literary creations shaped by symbolic logic and theological imagination.

📖 Impact:
It reframes prophecy as literary art — full of poetic structure, metaphorical density, and narrative strategy — aligning biblical studies more closely with broader literary theory.

Examples of Critiques Through “Metaphor in Prophetic Literature” by Else K. Holt
📚 Literary Work🔍 Critique Through Holt’s Metaphor Theory Key Metaphor(s) Analyzed📌 Symbolic Insight
🏛 The Book of JeremiahHolt’s framework reveals how metaphor operates as both theological performance and ideological contest. Metaphors such as “Daughter Zion” and “YHWH as predator/shepherd” shift across contexts to reflect divine judgment, grief, and restoration.🕊 Daughter of Zion, 🐑 Sheep, 🦁 Lion⚔️ Metaphors are rhetorical weapons in divine-human struggle and prophetic messaging (© Holt 2003, p. 6).
🏙 LamentationsUsing Holt’s intertextual lens, metaphors of desolation in Lamentations echo and reverse the hopeful Zion theology of Isaiah. The performative grief embedded in metaphors like the “widowed city” reflects collective trauma.🕯 Widow, 🏚 Desolate city, 💔 Weeping woman🔁 Illustrates metaphorical shifts from triumph to lament in intertextual theology (© Labahn in Holt 2003, p. 5).
The Book of IsaiahHolt’s stress on semantic space shows that metaphors like “light to the nations” should not be literalized. They open a range of ethical, eschatological, and political meanings in Jewish identity and mission.🌟 Light, 🌿 Root, 🏞 Mountain🌀 Metaphors create open, theological meaning—not fixed doctrinal claims (© Holt 2003, p. 4).
🧪 William Blake’s “The Marriage of Heaven and Hell”Blake’s prophetic-poetic language, full of paradoxical metaphors, can be re-read via Holt’s approach as theological performance. His metaphorical inversions (e.g., Hell as energy) perform ideological critique of institutional religion.🔥 Hell as energy, 👼 Angel as passive, ⚡ Proverbs of Hell🧠 Metaphors function ideologically, challenging dominant religious discourse (© Nielsen in Holt 2003, p. 5).
Criticism Against “Metaphor in Prophetic Literature” by Else K. Holt

⚖️ Overemphasis on Metaphor as Theological Necessity

  • While Holt argues that metaphor is indispensable for speaking of the divine, critics may contend that this approach risks marginalizing other literary and rhetorical tools (e.g., narrative, irony, structure) which also convey complex theological ideas.

🔄 Limited Engagement with Broader Literary Theory

  • The article engages metaphor within the biblical studies context, but it does not deeply interact with secular or modern metaphor theories (e.g., Lakoff & Johnson’s Conceptual Metaphor Theory), potentially narrowing its cross-disciplinary applicability.

🚪 Exclusion of Non-Theological Readings

  • Holt’s focus is primarily theological and exegetical; literary critics might argue that this emphasis overlooks political, feminist, or postcolonial readings of prophetic metaphor that could yield alternative insights.

🧱 Assumption of Metaphorical Primacy

  • The claim that metaphor is the dominant or most important linguistic mode in prophetic literature could be challenged by scholars who view historical context, poetics, or redaction history as equally crucial.

🔍 Insufficient Critical Distance from Source Texts

  • Some may criticize the article for adopting a reverential tone toward the biblical text, lacking the critical distance that literary theory or cultural criticism often demand when analyzing religious literature.

🧠 Ambiguity in Defining Metaphor’s Performative Role

  • Though the article introduces the concept of “performative metaphor,” it does not fully theorize what that entails in literary terms, leaving the function and scope of this role somewhat vague.

🌍 Western-Centric Perspective

  • Holt’s framework is rooted in Nordic and Western biblical scholarship. Critics from global or comparative religious traditions might argue that it doesn’t account for how metaphor operates differently in non-Western prophetic or sacred traditions.
Representative Quotations from “Metaphor in Prophetic Literature” by Else K. Holt with Explanation
📜 Quotation💡 Explanation📌 Thematic Focus
“When we talk about God, the absolute otherness, we have to talk tentatively, that is: in metaphor.” (© Holt 2003, p. 3)Holt emphasizes that metaphor is not decorative but essential for theological language, especially in portraying a transcendent God.🕊️ Theological Function of Metaphor
“Exegetes… have translated this imagery into plain language… the texts have been demythologised.” (© Holt 2003, p. 4)This critique targets reductionism in historical-critical methods, which strip texts of poetic and symbolic richness by overly rational interpretations.⚠️ Critique of Literalism
“Metaphors are not as harmless as they may seem… metaphors are often weapons in ideological wars.” (© Nielsen in Holt 2003, p. 5)Quoting Kirsten Nielsen, Holt points out that metaphors carry ideological weight and must be handled with critical awareness.⚔️ Ideological Critique
“Texts are not islands, but are parts in intertextual networks… metaphors function as markers in such networks.” (© Nielsen in Holt 2003, p. 5)Metaphors link biblical texts across time and themes, functioning as intertextual clues that reflect evolving theology and literary form.🔗 Intertextuality
“A metaphor… creates a sense of meaning… between the text and its reader.” (© Labahn in Holt 2003, p. 5)Labahn’s insight, cited by Holt, supports a reader-response view where metaphor is activated in the interpretive space of reader and text.👁️ Reader-Response Theory
“Israel, who was once a flock of dispersed and devoured sheep, is restored to its initial pasture-land by God, its shepherd…” (© van Hecke in Holt 2003, p. 6)This pastoral metaphor illustrates narrative transformation, showing how metaphor enables shifts in roles and meanings within prophetic texts.🐑 Metaphorical Transformation
“Both doom and hope dispossess and repossess rights to the myth of YHWH and Israel.” (© Diamond in Holt 2003, p. 6)Diamond reflects on the rhetorical interplay of destructive and restorative metaphors in Jeremiah, revealing theological ambiguity.⚖️ Rhetorical Tension
“Metaphor will remain in the centre of our exegetical attention.” (© van Hecke in Holt 2003, p. 6)A concluding affirmation that metaphor should not be a side topic, but central to serious biblical and literary analysis.🎯 Methodological Imperative
Suggested Readings: “Metaphor in Prophetic Literature” by Else K. Holt
  1. Kratz, R. G. “The Prophetic Literature.” The Hebrew Bible: A Critical Companion, edited by John Barton, Princeton University Press, 2016, pp. 133–59. JSTOR, https://doi.org/10.2307/j.ctv7h0snt.10. Accessed 12 May 2025.
  2. Ryken, Leland. “METAPHOR IN THE PSALMS.” Christianity and Literature, vol. 31, no. 3, 1982, pp. 9–29. JSTOR, http://www.jstor.org/stable/44311013. Accessed 12 May 2025.
  3. White, Hugh C. “Metaphor and Myth: Percy, Ricoeur and Frye.” A Wise and Discerning Mind: Essays in Honor of Burke O. Long, edited by Saul M. Olyan and Robert C. Culley, Brown Judaic Studies, 2020, pp. 245–70. JSTOR, https://doi.org/10.2307/j.ctvzgb93t.24. Accessed 12 May 2025.
  4. Sherman, Tina M. “Other Plant Metaphors.” Plant Metaphors in Prophetic Condemnations of Israel and Judah, The Society of Biblical Literature, 2023, pp. 223–60. JSTOR, https://doi.org/10.2307/jj.8784669.13. Accessed 12 May 2025.