“Literary Theory in/vs. the Classroom” by Wallace Martin: Summary and Critique

“Literary Theory in/vs. the Classroom” by Wallace Martin first appeared in College Literature in 1982, within the issue titled “The Newest Criticisms.”

"Literary Theory in/vs. the Classroom" by Wallace Martin: Summary and Critique
Introduction: “Literary Theory in/vs. the Classroom” by Wallace Martin

“Literary Theory in/vs. the Classroom” by Wallace Martin first appeared in College Literature in 1982, in the issue titled “The Newest Criticisms.” This essay, published by The Johns Hopkins University Press, addresses the evolving tensions between literary theory and classroom pedagogy. Martin explores how the institutional frameworks of literary studies—classrooms, curriculums, and their inherent power dynamics—shape and are shaped by theoretical discourses. He critiques the separation of theory from practice, illustrating that literature as an institutional construct is deeply enmeshed in ideologies that resist theoretical innovation. Martin also highlights the role of cultural and pedagogical values in determining the relevance and application of literary theories, advocating for a critical reexamination of teaching practices to bridge the gap between theoretical abstraction and practical instruction. His essay remains a pivotal discussion on how literary theory’s institutional embeddedness influences its transformative potential in education and its alignment with broader societal and ethical implications.

Summary of “Literary Theory in/vs. the Classroom” by Wallace Martin

1. Literature, Theory, and the Classroom

  • Wallace Martin highlights the tension between literature as a subject, theoretical frameworks, and classroom practices (Martin, 1982, p. 174).
  • He critiques the “literature-theory-pedagogy” paradigm as overly simplistic, emphasizing institutional power dynamics over purely theoretical debates (Martin, 1982, p. 175).

2. Institutional Framework of Literary Studies

  • Literary study is shaped by its institutional setting, including what articles are published and who gains career advancements (Martin, 1982, p. 175).
  • Ideologies are inherently embedded in pedagogy and curriculum, resisting theoretical changes under the guise of “facts” (Martin, 1982, p. 176).

3. Shifting Focus from Literature to the Book

  • Over time, the “book” has become the primary unit of literary study, displacing the broader concept of literature as epochs, movements, or cultural artifacts (Martin, 1982, p. 177).
  • Martin critiques the reduction of literary study to individual works without broader context (Martin, 1982, p. 178).

4. Challenges in Incorporating Theory into Pedagogy

  • The gap between theory and classroom practice arises because literary works are still treated as self-contained objects, incompatible with modern critical theories (Martin, 1982, p. 179).
  • Attempts to simplify and incorporate fragments of theory often dilute its innovative potential (Martin, 1982, p. 181).

5. Interdisciplinary Integration

  • Martin advocates for integrating literary study into broader humanities and social sciences to address its isolation (Martin, 1982, p. 182).
  • Suggestions include revising curricula to emphasize interdisciplinary approaches and more rigorous general education requirements (Martin, 1982, p. 182).

6. Practical Suggestions for Classroom Application

  • Courses on autobiography or narrative could utilize modern theories while incorporating classic literary traditions (Martin, 1982, p. 183).
  • Teachers could encourage discussions on conflicting interpretations, engaging students in critical dialogue (Martin, 1982, p. 185).

7. Literary Theory and Popular Culture

  • Structuralist approaches reveal overlaps between canonical literature and popular culture, such as detective fiction or song lyrics (Martin, 1982, p. 186).
  • Recognizing students’ familiarity with popular culture’s semiotic systems could enrich classroom discussions (Martin, 1982, p. 186).

8. Modern Theories and Classroom Challenges

  • Martin warns that adopting modern theories without addressing curricular structures may lead to superficial changes (Martin, 1982, p. 187).
  • He proposes faculty-led discussion groups and interdisciplinary exchanges as catalysts for meaningful pedagogical reform (Martin, 1982, p. 188).

9. Future Directions for Literary Studies

  • Theoretical innovation has plateaued, and Martin emphasizes building new frameworks based on the strengths of existing traditions (Martin, 1982, p. 189).
  • Renewing ties with disciplines like history, sociology, and philosophy is essential for literary theory’s relevance and expansion (Martin, 1982, p. 190).

10. The Role of Collaborative Engagement

  • Martin stresses the need for collaborative, localized efforts among faculty to bridge gaps between theory and practice (Martin, 1982, p. 191).
  • He concludes that literary theory’s integration into classrooms depends on dynamic adaptation rather than rigid application (Martin, 1982, p. 191).
Theoretical Terms/Concepts in “Literary Theory in/vs. the Classroom” by Wallace Martin
Term/ConceptDefinition/ExplanationContext in the Article
Literature-Theory-Pedagogy ParadigmA framework attempting to link literature as a subject, theoretical frameworks, and teaching practices.Martin critiques this as overly simplistic and inadequate for addressing the institutional dynamics of literary studies (Martin, 1982, p. 175).
Institutional IdeologyThe embedded ideologies in pedagogy, curriculum, and literary study practices, often presented as “facts” resistant to theoretical innovation.Martin argues that these ideologies shape the character of literary study and constrain theoretical change (Martin, 1982, p. 176).
The Book as ObjectThe conceptual shift from literature as a cultural and historical entity to the individual “book” as the natural unit of study in literary scholarship.This shift limits the scope of literary study, focusing on isolated works rather than broader cultural or theoretical implications (Martin, 1982, p. 177).
Reader-Literary Work ParadigmA traditional framework focusing on the interaction between the reader and the literary text, often at the expense of broader institutional and social contexts.Martin identifies this paradigm as limiting and reflective of past academic aesthetics and social contexts (Martin, 1982, p. 180).
StructuralismA theoretical approach analyzing underlying structures in texts, including narrative frameworks and cultural conventions.Martin discusses its application to popular culture and canonical literature, highlighting its potential for revealing deeper semiotic systems (Martin, 1982, p. 186).
Free Indirect DiscourseA narrative technique blending third-person narration with the inner thoughts of characters.Mentioned as part of modern narrative theory that can provide rich analytical insights when applied in the classroom (Martin, 1982, p. 185).
FocalizationA concept from narrative theory differentiating between the “who sees” and “who speaks” in a text.Highlighted as a critical development in understanding narrative perspectives, with practical applications in literary analysis (Martin, 1982, p. 185).
HeteroglossiaMikhail Bakhtin’s concept describing the coexistence of multiple voices, ideologies, and languages within a single text.Explored as an alternative to traditional monologic interpretations of literature, particularly in novels (Martin, 1982, p. 185).
SemioticsThe study of signs and symbols as elements of communicative systems, applicable to both literature and broader cultural texts.Martin uses this to connect popular cultural artifacts like songs and TV shows with canonical literature, emphasizing shared structures (Martin, 1982, p. 186).
LogocentrismA critique of Western thought’s privileging of speech or central meaning, often associated with Derrida and deconstruction.Martin references this concept in discussing the philosophical underpinnings of modern literary theories (Martin, 1982, p. 183).
InterdisciplinarityThe integration of insights from multiple disciplines, such as history, sociology, and linguistics, into literary studies.Proposed by Martin as essential for renewing literary theory’s relevance and expanding its methodological scope (Martin, 1982, p. 190).
Reader-Response CriticismA theory emphasizing the role of the reader in creating meaning through their interaction with the text.Martin critiques its limitations in classroom contexts, particularly when focusing solely on the reader’s subjectivity (Martin, 1982, p. 180).
DeconstructionA critical approach questioning traditional assumptions about certainty, identity, and truth in texts, often dismantling hierarchical oppositions.Discussed in relation to its challenging of concepts like the “literary work” and its applicability to teaching (Martin, 1982, p. 181).
Contribution of “Literary Theory in/vs. the Classroom” by Wallace Martin to Literary Theory/Theories
  • Critique of the Literature-Theory-Pedagogy Paradigm
    Martin critiques the simplistic alignment of literature, theory, and pedagogy, arguing that this framework inadequately addresses the institutional dynamics of literary studies (Martin, 1982, p. 175).
  • Emphasis on Institutional Ideology
    He highlights how institutional contexts, including promotion and publication systems, significantly shape the development and application of literary theories, thus reframing theory as inherently political and ideological (Martin, 1982, p. 176).
  • Redefinition of the Book as the Natural Unit of Study
    Martin traces the historical evolution of the book as the primary unit of literary analysis, emphasizing its limitations in addressing broader cultural and historical frameworks (Martin, 1982, p. 177).
  • Integration of Reader-Response and Communication Theories
    The article critiques the focus on the reader’s subjectivity in reader-response criticism, advocating for broader frameworks such as communication theory to understand the interaction between text and reader (Martin, 1982, p. 180).
  • Call for Interdisciplinarity
    Martin underscores the importance of incorporating insights from sociology, linguistics, history, and other disciplines to rejuvenate literary theory and address its fragmentation (Martin, 1982, p. 190).
  • Analysis of Narrative Techniques
    By introducing and advocating for the teaching of concepts like free indirect discourse, focalization, and heteroglossia, Martin contributes to the practical applicability of narrative theory in literary studies (Martin, 1982, p. 185).
  • Critique of Canonical and Popular Literature Dichotomy
    The article challenges the traditional divide between high and popular culture, suggesting that structuralist approaches reveal shared semiotic systems across both domains (Martin, 1982, p. 186).
  • Reflection on the Evolution of Literary Theory
    Martin offers a historical perspective on the progression of literary theories, from structuralism to deconstruction, and critiques their integration into classroom pedagogy (Martin, 1982, pp. 182-183).
  • Focus on the Practical Application of Theory in Pedagogy
    The article proposes concrete ways to integrate modern theories, such as structuralism and semiotics, into teaching practices while acknowledging institutional constraints (Martin, 1982, p. 182).
  • Promotion of Theoretical Awareness in Curriculum Design
    Martin advocates for discussions on the curriculum structure to ensure the meaningful integration of contemporary theories and their relevance to broader cultural and social studies (Martin, 1982, p. 182).
Examples of Critiques Through “Literary Theory in/vs. the Classroom” by Wallace Martin
Literary WorkTheoretical LensKey CritiqueReference in Article
Wuthering Heights (Emily Brontë)Deconstruction and Revisionist InterpretationsDeconstructionist critiques, such as those by J. Hillis Miller and Carol Jacobs, reveal layered meanings and challenge traditional narrative interpretations.Martin references how revisionist theories alter our understanding of classics (Martin, 1982, p. 182).
Lucy Poems (William Wordsworth)Speech-Act Theory and HermeneuticsVarious critiques explore how speech-act theory applies to Wordsworth’s poetic structure and how hermeneutic interpretations shift meanings.Robert Meyers’ application of speech-act theory is highlighted (Martin, 1982, p. 183).
“The Figure in the Carpet” (Henry James)Structuralism and Reader-Response CriticismStructuralist approaches like Todorov’s and reader-response theories explore narrative ambiguity and its interpretive possibilities.Martin notes how these perspectives reveal the complexity of narrative structure (Martin, 1982, p. 183).
Billy Budd (Herman Melville)DeconstructionBarbara Johnson’s deconstructionist reading highlights the interplay of justice and ambiguity in Melville’s narrative.Johnson’s essay is cited as an example of nuanced textual analysis (Martin, 1982, p. 183).
Criticism Against “Literary Theory in/vs. the Classroom” by Wallace Martin
  • Overemphasis on Institutional Dynamics
    Critics argue that Martin focuses heavily on institutional factors like promotions and publishing, which may detract from deeper theoretical discussions and practical classroom applications.
  • Ambiguity in Resolving Theory-Pedagogy Divide
    While Martin critiques the gap between literary theory and pedagogy, he does not provide a clear, actionable framework to bridge this divide effectively, leaving practical educators with limited guidance.
  • Limited Engagement with Contemporary Pedagogical Methods
    The article is critiqued for its insufficient exploration of how modern technologies and methodologies could facilitate the integration of literary theory into classrooms.
  • Underestimation of the Pedagogical Value of Theories
    By suggesting that recent literary theories often lack practical classroom relevance, Martin arguably underestimates the adaptability and utility of these theories in innovative teaching strategies.
  • Western-Centric Theoretical Focus
    The article’s discussion is predominantly centered on Western literary theories, neglecting global perspectives or theories from non-Western literary traditions.
  • Generalized Depiction of “Traditional Pedagogy”
    Martin’s critique of traditional pedagogy as resistant to theoretical change is considered overly generalized and dismissive of educators who successfully incorporate contemporary theories.
  • Neglect of Student-Centered Approaches
    The article focuses more on institutional and faculty dynamics, offering limited consideration of how literary theories can be tailored to diverse student needs and learning environments.
  • Simplistic Treatment of Reader-Response Criticism
    Martin’s discussion of reader-response criticism as overly subjective fails to acknowledge its nuanced applications in understanding diverse reader interpretations.
  • Minimal Attention to Interdisciplinary Challenges
    While advocating for interdisciplinarity, Martin provides little discussion of the challenges that arise when blending literary studies with other fields, such as differing methodologies or epistemologies.
Representative Quotations from “Literary Theory in/vs. the Classroom” by Wallace Martin with Explanation
QuotationExplanation
“Books are objects. . . . They wait. Are they aware that an act of man might suddenly transform their existence?”This reflects the transformative potential of reading, emphasizing the active role of readers in bringing meaning to literary works (inspired by Poulet’s phenomenology).
“What is increasingly at stake in the quarrels of the critics is not theoretical differences, but…literary study as an institution.”Martin critiques the institutional focus of literary theory debates, highlighting power dynamics and professional rewards over substantive theoretical engagement.
“Theoretical explanations cannot bridge the gap between the old professor whose voice brings the dead letter to life and the young man who appeals to the masses.”The contrast illustrates the tension between traditional literary appreciation and modern, theory-driven pedagogies.
“Our theories should be chosen on the basis of the cultural and aesthetic values that we want to propagate.”This statement underscores the ethical and cultural responsibilities inherent in adopting and teaching literary theories.
“Ideologies and theories do not exist at some remove from our discipline… They are already installed within literary study.”Martin argues that theories and ideologies are intrinsic to literary studies and influence every aspect, from pedagogy to curriculum.
“The book, classroom, and curriculum of today are not unchanging facts; they are constructs inhabited by theories and ideologies.”Martin deconstructs the notion of neutrality in literary education, framing it as shaped by specific theoretical and ideological frameworks.
“The literary work itself serves as the organizing object of literary study and any number of theoretical principles are employed for its elucidation.”This emphasizes the multiplicity of approaches to interpreting literature, reflecting the theoretical diversity in modern criticism.
“Theory and pedagogy cannot dance cheek to cheek so long as both willfully insist on leading.”This metaphor captures the persistent disconnect between theoretical frameworks and classroom practices, with each struggling for dominance.
“Literature and life are different realizations of the same textual matrix, one that does not exist apart from them.”This challenges traditional distinctions between literature and reality, viewing them as interconnected expressions of cultural and semiotic systems.
“There cannot be any categorical separation of traditional and new theories… It works to the detriment of both.”Martin calls for an integration of traditional and modern theoretical approaches, arguing that polarization undermines the richness of literary study.
Suggested Readings: “Literary Theory in/vs. the Classroom” by Wallace Martin
  1. Martin, Wallace. “Literary Theory in/vs. the Classroom.” College Literature, vol. 9, no. 3, 1982, pp. 174–91. JSTOR, http://www.jstor.org/stable/25111480. Accessed 19 Nov. 2024.
  2. Nancy Easterlin. “From Theory and Criticism to Practice: Cognition in the Classroom.” Interdisciplinary Literary Studies, vol. 16, no. 1, 2014, pp. 1–5. JSTOR, https://doi.org/10.5325/intelitestud.16.1.0001. Accessed 19 Nov. 2024.
  3. “Literary Theory in the United States: A Survey.” New Literary History, vol. 14, no. 2, 1983, pp. 409–51. JSTOR, https://doi.org/10.2307/468694. Accessed 19 Nov. 2024.
  4. INCE, KATE. “Theory in the Classroom.” Critical Survey, vol. 4, no. 3, 1992, pp. 262–67. JSTOR, http://www.jstor.org/stable/41555670. Accessed 19 Nov. 2024.

“Rethinking Decolonization” By A. G. Hopkins: Summary and Critique

“Rethinking Decolonization” by A. G. Hopkins, first appeared in Past and Present in August 2008, challenges conventional views on decolonization by extending the narrative beyond Asia and Africa to include the dominions of the British Empire, such as Canada, Australia, New Zealand, and South Africa.

"Rethinking Decolonization" By A. G. Hopkins: Summary and Critique
Introduction: “Rethinking Decolonization” By A. G. Hopkins

“Rethinking Decolonization” by A. G. Hopkins, first appeared in Past and Present in August 2008, challenges conventional views on decolonization by extending the narrative beyond Asia and Africa to include the dominions of the British Empire, such as Canada, Australia, New Zealand, and South Africa. Hopkins argues that formal independence alone did not signify the culmination of decolonization. Instead, he highlights the post-World War II transformation of these dominions, marked by symbolic and substantive shifts, including the adoption of distinct national flags, anthems, and policies, as pivotal to the broader process of empire dissolution. This work is critical to literature and literary theory as it redefines decolonization, urging a globalized perspective that incorporates cultural, political, and economic dimensions. It underscores the evolving identities and independence movements of settler colonies and their role in reshaping postcolonial studies, linking them to larger global dynamics of nationalism, human rights, and globalization.

Summary of “Rethinking Decolonization” By A. G. Hopkins

  Ceremonial Transitions as Markers of Decolonization

  • Decolonization is symbolized by transitions such as the adoption of national flags and anthems, exemplified by Malaya (1957), Nigeria (1960), and Jamaica (1962) (Hopkins, 2008, p. 211).
  • These acts are not trivial but represent shifts in national identity and political independence.

  Dominions and Decolonization

  • Canada, Australia, New Zealand, and South Africa, referred to as the “old dominions,” experienced their own form of delayed decolonization.
  • Though granted self-governance early, they remained culturally and economically dependent on Britain well into the mid-20th century (Hopkins, 2008, pp. 212-214).

  Integration of Old Dominions into Decolonization Discourse

  • Conventional historiography excludes old dominions from decolonization studies, focusing instead on Africa and Asia.
  • Hopkins argues that old dominions underwent significant transformation post-World War II, challenging their ties to Britishness and developing separate identities (Hopkins, 2008, pp. 214-216).

  Economic and Political Transitions

  • The old dominions shifted from economic reliance on Britain to regional partnerships, particularly after Britain joined the European Economic Community in 1973 (Hopkins, 2008, pp. 237-238).
  • Militarily, dominions like Australia and New Zealand became more aligned with the United States, marking another step in severing imperial ties (Hopkins, 2008, p. 240).

  Cultural and Identity Transformations

  • Adoption of distinct anthems, flags, and citizenship laws reflected a growing departure from imperial British identity.
  • Post-war policies promoted pluralism and multiculturalism, creating national identities based on civic rather than ethnic unity (Hopkins, 2008, pp. 236-237).

  Indigenous Movements and Internal Decolonization

  • Indigenous peoples in dominions like Canada, New Zealand, and Australia resisted assimilationist policies, achieving recognition and rights by the late 20th century.
  • These movements paralleled nationalist struggles in colonized regions, reflecting the global influence of decolonization ideologies (Hopkins, 2008, pp. 233-234).

  Globalization’s Role in Decolonization

  • The post-World War II era saw globalization challenging imperial hierarchies.
  • Human rights principles and economic shifts facilitated the dissolution of imperial dependencies and encouraged new regional alliances (Hopkins, 2008, pp. 241-242).

  Reconceptualizing Decolonization

  • Hopkins calls for a broader view of decolonization to include the old dominions, emphasizing their parallel transitions alongside former colonies in Africa and Asia.
  • Decolonization is reframed as a global and interconnected phenomenon influenced by changes in ideology, economics, and identity (Hopkins, 2008, pp. 244-245).
Theoretical Terms/Concepts in “Rethinking Decolonization” By A. G. Hopkins
Term/ConceptDefinition/ExplanationKey References in Text
DecolonizationThe process by which colonies achieve independence and redefine national identities, including ceremonial transitions like new flags and anthems.Hopkins (2008, p. 211)
DominionsSelf-governing white settler colonies (e.g., Canada, Australia, New Zealand, South Africa) that experienced delayed and distinct decolonization processes.Hopkins (2008, pp. 212-214)
BritishnessA unifying cultural and ideological identity that dominated the imperial order, eroding in the dominions post-World War II as they adopted separate identities.Hopkins (2008, pp. 236-237)
Civic NationalismA national identity based on shared civic values and multiculturalism rather than ethnicity or racial solidarity.Hopkins (2008, pp. 236-237)
Imperial GlobalizationA form of globalization during the empire that subordinated regions to a metropolitan center (Britain), integrating them hierarchically.Hopkins (2008, p. 242)
Post-Colonial GlobalizationA horizontal integration of global systems, emphasizing regional trade, human rights, and multicultural societies, replacing imperial hierarchies.Hopkins (2008, p. 242)
Internal DecolonizationThe process by which dominions addressed internal racial and indigenous inequalities, paralleling external decolonization in colonies.Hopkins (2008, pp. 233-234)
Cultural CringeA term describing the dominions’ cultural deference to Britain, later challenged and replaced by local cultural production.Hopkins (2008, p. 235)
Neo-ColonialismThe continuation of economic and cultural dominance by former colonial powers in newly independent states, often through informal means.Hopkins (2008, pp. 241-244)
Human RightsUniversal principles of equality and dignity that challenged racial superiority and colonialism, playing a role in decolonization processes globally.Hopkins (2008, pp. 234-235)
Economic IndependenceThe shift from imperial economic dependency to self-reliant, regional trade relationships in dominions post-1950s.Hopkins (2008, pp. 237-239)
Imperial PatriotismLoyalty and pride in the empire, which declined as dominions pursued independent national identities post-World War II.Hopkins (2008, p. 228)
Ethnic SolidarityThe earlier imperial basis for identity, emphasizing racial and cultural homogeneity, replaced by multiculturalism in the dominions.Hopkins (2008, pp. 236-237)
Assimilationist PoliciesPolicies aimed at integrating indigenous peoples into dominant colonial cultures, later abandoned in favor of recognizing indigenous rights.Hopkins (2008, pp. 233-234)
Supranational PoliticsAdvocacy at international levels (e.g., UN) by indigenous and oppressed groups to gain recognition and rights, bypassing national governments.Hopkins (2008, p. 234)
Contribution of “Rethinking Decolonization” By A. G. Hopkins to Literary Theory/Theories
  • Postcolonial Theory:
    • Redefinition of Decolonization: Challenges the traditional focus of postcolonial studies on colonies in Asia and Africa by incorporating the dominions as participants in decolonization, broadening the geographic and temporal scope of the theory (Hopkins, p. 211).
    • Cultural Identity Formation: Explores how dominions transitioned from a shared “Britishness” to distinct national identities, reflecting postcolonial themes of cultural autonomy and hybridity (Hopkins, p. 236).
    • Impact of Human Rights: Links the ideological underpinnings of postcolonialism with global human rights movements, demonstrating their role in dismantling racial hierarchies (Hopkins, pp. 233–235).
  • Globalization and Cultural Studies:
    • Imperial vs. Postcolonial Globalization: Introduces the concept of “imperial globalization” as hierarchical and exploitative, contrasting it with “post-colonial globalization,” which fosters horizontal integration and multiculturalism (Hopkins, p. 242).
    • Decolonization as a Global Process: Frames decolonization as a response to globalization’s material and ideological shifts, challenging the Eurocentric narrative of globalization (Hopkins, p. 244).
  • Historiographical Theory:
    • Revisionist Historiography: Revises traditional narratives of empire by treating the old dominions as integral to the decolonization process, advocating for a more inclusive historiographical approach (Hopkins, p. 212).
    • Interdisciplinary Insights: Bridges imperial history with sociology, political science, and cultural studies, emphasizing the importance of multidisciplinary frameworks in historical theory (Hopkins, pp. 240–242).
  • Cultural Nationalism:
    • Formation of Civic Nationalism: Demonstrates how dominions transitioned from ethnic-based nationalism to civic-based nationalism, aligning with theories on the evolution of national identities (Hopkins, p. 237).
    • Repatriation of Culture: Highlights the shift from colonial cultural imports to the development of national cultural narratives, supporting theories of cultural decolonization (Hopkins, p. 236).
  • Critical Race Theory:
    • Racial Hierarchies and Decolonization: Investigates the erosion of racial superiority as a pillar of empire, paralleling CRT’s focus on dismantling systemic racism (Hopkins, p. 234).
    • Indigenous Rights and Resistance: Documents the role of indigenous movements in challenging assimilationist policies, resonating with CRT’s emphasis on indigenous sovereignty and justice (Hopkins, pp. 233–234).
  • Post-Imperial Theory:
    • Dominion Decolonization as Post-Imperial: Proposes a framework for studying the dominions as post-imperial rather than purely postcolonial spaces, offering a nuanced lens for examining late imperial formations (Hopkins, p. 228).
    • Internal Colonialism: Introduces the dominions’ internal colonization of indigenous peoples as an extension of imperial practices, enriching theories of settler colonialism (Hopkins, p. 233).
Examples of Critiques Through “Rethinking Decolonization” By A. G. Hopkins
Literary WorkThemes or Concepts CritiquedCritique Through Hopkins’ LensReference from Hopkins’ Article
“Things Fall Apart” by Chinua AchebeColonialism and Indigenous AgencyExplores how Achebe’s depiction of the Igbo society’s cultural erosion parallels Hopkins’ argument about indigenous agency being integral to decolonization.Indigenous movements as precursors to decolonization (p. 233).
“The Empire Writes Back” by Bill Ashcroft et al.Postcolonial Reclamation of Language and IdentityReframes postcolonial narratives by emphasizing the dominions’ struggle for cultural independence as equally significant to decolonization processes.Cultural independence through national narratives (p. 236).
“Heart of Darkness” by Joseph ConradCritique of ImperialismCritiques Conrad’s portrayal of Africa as a site of European moral and physical degradation, contrasting it with dominions’ active resistance and transformation.Evolution of identities within imperial hierarchies (p. 235).
“Midnight’s Children” by Salman RushdieNational Identity and DecolonizationAnalyzes Rushdie’s allegory of India’s independence through Hopkins’ view of globalization’s role in reshaping post-imperial identities.Post-colonial globalization as a transformative force (p. 242).
Criticism Against “Rethinking Decolonization” By A. G. Hopkins
  • Overextension of Decolonization Framework
    Hopkins’ attempt to include settler dominions (e.g., Canada, Australia) in the narrative of decolonization has been critiqued as overly broad, potentially diluting the distinct processes and struggles experienced by non-settler colonies like those in Asia and Africa.
  • Neglect of Economic Exploitation as a Central Theme
    Critics argue that Hopkins’ focus on cultural and symbolic shifts (flags, anthems) may downplay the enduring economic dependencies and exploitation that characterized colonial and post-colonial relationships.
  • Insufficient Attention to Indigenous Experiences
    While Hopkins highlights the role of first nations in decolonization, critics note that his analysis may underrepresent the nuanced and region-specific challenges faced by indigenous populations in settler colonies.
  • Limited Engagement with Non-Western Perspectives
    The work has been critiqued for primarily examining decolonization through the lens of British imperial policy and settler colonialism, marginalizing the agency and perspectives of colonized peoples in non-settler contexts.
  • Simplification of Globalization’s Role
    Critics argue that Hopkins’ framing of post-colonial globalization as a key driver of decolonization oversimplifies the complex interplay of local, regional, and global forces, including resistance to Western economic models.
  • Comparative Weakness in Assessing Cultural Imperialism
    Some scholars believe Hopkins underestimates the pervasive influence of British cultural imperialism in dominions and its long-lasting effects on national identity, even after formal independence.
  • Reduction of African and Asian Decolonization to Case Studies
    Hopkins’ primary focus on dominions might lead to the critique that decolonization in Africa and Asia is relegated to a secondary status, despite these regions being central to anti-colonial struggles.
Representative Quotations from “Rethinking Decolonization” By A. G. Hopkins with Explanation
QuotationExplanation
“The moment of decolonization is recorded by dates and signalled by ceremony: the guard, political as well as military, is changed; anthems are composed; flags are redesigned.”Hopkins illustrates the symbolic nature of decolonization by emphasizing ceremonial aspects like flags and anthems. These serve as visible markers of independence but often obscure deeper continuities in economic and political dependencies.
“Canada’s national flag replaced the Union Jack in 1965 and a national anthem, ‘O Canada,’ was adopted in 1980.”This emphasizes that even settler colonies like Canada, often considered independent earlier, underwent significant shifts in identity much later, challenging traditional timelines of decolonization.
“The term [dominion] was first applied in 1867 to describe the new Confederation of Canada… and was attached to Australia and New Zealand in 1907 and to South Africa in 1910.”Hopkins critiques the concept of “dominion status” as an ambiguous compromise, highlighting how such terminologies created perceptions of autonomy while maintaining imperial subordination.
“Acquiring the ceremonial emblems of independence may have been, for them, merely a delayed tidying-up operation.”This reflects the argument that settler dominions’ symbolic independence often occurred as part of a post-World War II reevaluation of imperial ties rather than as a direct response to anti-colonial movements.
“The impressive contributions made to the study of decolonization… have dealt almost exclusively with Africa and Asia.”Hopkins criticizes existing scholarship for ignoring the decolonization of settler colonies, arguing that their exclusion creates an incomplete understanding of decolonization as a global phenomenon.
“Formal self-government did not confer full independence on the old settler colonies. It was only after the Second World War that they added substantially to the freedoms they had already achieved.”This challenges the notion that dominions achieved independence early, arguing that true autonomy only came with cultural, economic, and political changes post-1945.
“The propagation and implementation of principles of human and civil rights undercut systems of domination based on claimed ethnic superiority.”Hopkins highlights the role of global human rights discourses, which emerged after World War II, in undermining racial hierarchies and driving both decolonization and democratization.
“Imperial integration was vertical… Post-colonial integration was horizontal.”This conceptual framework contrasts the hierarchical, dependency-based structures of empire with the egalitarian and multilateral relationships characteristic of post-colonial globalization.
“Post-war economic recovery was first assisted by established imperial relationships and then outgrew them.”Hopkins explains that while imperial trade relationships initially supported recovery after World War II, they eventually became obsolete as new regional and global economic alignments emerged.
“Imperial systems are incompatible with the process of globalization as it has now unfolded.”This statement encapsulates Hopkins’ argument that the rise of globalization fundamentally undermined the conditions that sustained imperial systems, leading to their eventual dissolution.
Suggested Readings: “Rethinking Decolonization” By A. G. Hopkins
  1. Hopkins, A. G. “Rethinking Decolonization.” Past & Present, no. 200, 2008, pp. 211–47. JSTOR, http://www.jstor.org/stable/25096724. Accessed 18 Nov. 2024.
  2. Ward, Stuart. “THE EUROPEAN PROVENANCE OF DECOLONIZATION.” Past & Present, no. 230, 2016, pp. 227–60. JSTOR, http://www.jstor.org/stable/44014553. Accessed 18 Nov. 2024.
  3. Thomas, Martin, and Andrew Thompson. “Empire and Globalisation: From ‘High Imperialism’ to Decolonisation.” The International History Review, vol. 36, no. 1, 2014, pp. 142–70. JSTOR, http://www.jstor.org/stable/24701312. Accessed 18 Nov. 2024.

“Wordsworth’s “Preface” as Literary Theory” Charles Altieri: Summary and Critique

Wordsworth’s “Preface” as Literary Theory by Charles Altieri first appeared in the Spring 1976 issue of Criticism (Vol. 18, No. 2, pp. 122-146), published by Wayne State University Press.

"Wordsworth's "Preface" as Literary Theory" Charles Altieri: Summary and Critique
Introduction: “Wordsworth’s “Preface” as Literary Theory” Charles Altieri

Wordsworth’s “Preface” as Literary Theory by Charles Altieri first appeared in the Spring 1976 issue of Criticism (Vol. 18, No. 2, pp. 122-146), published by Wayne State University Press. The essay situates Wordsworth’s “Preface to the Second Edition of the Lyrical Ballads” within a framework of philosophical empiricism and idealism, drawing on Wittgenstein’s philosophical ideas to reinterpret Wordsworth’s naturalistic poetics. Altieri explores how Wordsworth’s theories challenge the dichotomies of nature and consciousness by emphasizing shared human experiences reflected in ordinary language and recurrent natural contexts. This analysis highlights the “Preface” as a pivotal contribution to literary theory, offering insights into aesthetic pleasure, the moral resonance of language, and the enduring role of memory. Altieri’s work underscores Wordsworth’s relevance in redefining the philosophical and ethical dimensions of poetry, bridging Romantic thought and modern theoretical concerns.

Summary of “Wordsworth’s “Preface” as Literary Theory” Charles Altieri
  • Critique of the Nature-Consciousness Dichotomy: Altieri argues that Wordsworth challenges the rigid dichotomy between nature and consciousness posited by empiricist and idealist traditions. Wordsworth offers a concept of “the natural” that emphasizes human participation in linguistic and cultural activities rather than representation of external objects (Altieri, p. 123).
  • Language as a Shared Activity: Drawing on Wittgenstein’s philosophy, Altieri highlights Wordsworth’s view of language as a communal activity rooted in repeated experiences and regular feelings, not merely an interpretative tool. Wordsworth’s language philosophy seeks direct engagement with ordinary speech and contexts (Altieri, p. 126).
  • Poetic Language and Philosophical Grammar: Wordsworth’s poetic language is seen as more philosophical because it avoids abstract interpretations and instead depends on shared human contexts and interactions. Altieri connects this view to Wittgenstein’s idea of “philosophical grammar,” where meaning arises from shared actions rather than isolated mental acts (Altieri, p. 128).
  • Pleasure and Aesthetic Experience: Wordsworth associates poetry with the generation of pleasure, aligning it with a broader sense of human harmony and community. This pleasure serves as a psychological and ontological bridge between subjective emotions and objective truths (Altieri, p. 133).
  • Memory as a Constructive Force: Memory plays a central role in Wordsworth’s theory, reconciling subjective and objective dimensions of experience. It serves as a mechanism for transforming natural experiences into enduring truths and for preserving shared cultural values (Altieri, p. 137).
  • Critique of Neo-Idealism: Altieri critiques critics like Geoffrey Hartman and Paul de Man for imposing a radical separation between mind and nature. He argues that Wordsworth offers a more integrative approach that avoids both sentimentalism and extreme abstraction (Altieri, p. 139).
  • Relevance of Ordinary Language Philosophy: Wordsworth’s emphasis on ordinary language and shared human activities resonates with Wittgenstein’s critique of abstract philosophical systems. Poetry, in Wordsworth’s view, bridges gaps in human understanding by making ordinary experiences resonate with deeper meanings (Altieri, p. 136).
  • Contrasts with Coleridge: Wordsworth’s focus on memory and recurrence differs from Coleridge’s idealization of imagination. While Coleridge seeks divine unity, Wordsworth finds coherence in human development and shared cultural practices (Altieri, p. 137).
  • A Secular Vision of Grace: Wordsworth’s poetic theory culminates in a vision of secular salvation. Through the processes of loss, compensation, and recognition of life’s rhythms, humans can achieve a form of grace and shared understanding, encapsulated in autobiographical works like The Prelude (Altieri, p. 146).
Theoretical Terms/Concepts in “Wordsworth’s “Preface” as Literary Theory” Charles Altieri
Theoretical Term/ConceptExplanationReference in Altieri
The NaturalWordsworth’s concept of “the natural” emphasizes human participation in cultural and linguistic activities over representation.p. 123
Philosophical GrammarInspired by Wittgenstein, it refers to the study of language through its use in shared contexts and human activities.p. 128
Ordinary LanguageWordsworth’s advocacy for poetic language that aligns with everyday speech to reveal shared human experiences.p. 126
Pleasure in Aesthetic ExperienceThe psychological and ontological harmony derived from poetry that connects subjective emotions to objective truths.p. 133
Memory as RecurrenceMemory as a mechanism for connecting past experiences to present understanding, reconciling the subjective and objective.p. 137
Rejection of InterpretationWordsworth’s critique of “interpretation” as overly abstract, favoring immediate recognition and engagement with language.p. 129
Empiricism vs. IdealismA critique of these traditional frameworks; Wordsworth offers a naturalistic alternative that integrates human activity and nature.p. 123
Forms of LifeWittgenstein’s concept used to illustrate how shared cultural practices form the basis for meaning in Wordsworth’s poetics.p. 127
Aesthetic and Moral LanguageThe interplay between Wordsworth’s poetic language and its capacity to sustain human sympathy and communal understanding.p. 136
Secular GraceWordsworth’s idea of finding fulfillment and coherence in life’s rhythms and shared human experiences without religious abstraction.p. 146
Critique of Gothic LiteratureWordsworth’s opposition to extreme emotionality in Gothic literature for failing to connect with ordinary human experiences.p. 136
Descriptive vs. Explanatory LanguagePoetry as a form of description that elicits immediate understanding rather than abstract, systematic explanation.p. 145
Contribution of “Wordsworth’s “Preface” as Literary Theory” Charles Altieri to Literary Theory/Theories
Theory/FieldContributionReference in Article
Romantic Literary TheoryAltieri positions Wordsworth’s Preface as a bridge between empiricism and idealism, emphasizing poetry as a natural activity that reveals shared human experiences.p. 123: “Wordsworth invites us to rethink our familiar dichotomies.”
Ordinary Language PhilosophyDraws parallels between Wordsworth and Wittgenstein, arguing that language’s meaning arises from its use in shared human activities rather than abstract representation.p. 128: “Wordsworth, at least in the theory of the ‘Preface,’ may be considered less a poet of nature than the poet of philosophical grammar.”
Phenomenology and HermeneuticsChallenges interpretative approaches by emphasizing Wordsworth’s focus on immediate recognition and the lived experience of poetic language.p. 129: “Interpretation is a second-order process which requires some first-order awareness.”
Ethics of PoetryProposes that poetry fosters communal values by deepening sympathies and promoting shared human experiences, rejecting the solipsism of subjective interpretation.p. 136: “The essential test of good poetry…making them aware of what they share with others and thus deepening their sympathies.”
Memory StudiesExplores Wordsworth’s use of memory as a naturalistic alternative to idealist imagination, enabling reconciliation of subjective experience with communal significance.p. 137: “Memory reconciles subjective and objective and balances intense participation with lawful reflection.”
Post-Romantic CriticismCritiques idealist readings (e.g., Geoffrey Hartman, Paul de Man), advocating for Wordsworth’s naturalist epistemology and rejection of nature-mind dichotomies.p. 138: “De Man’s world, like Sartre’s, is Nietzsche’s without Nietzsche’s superman.”
Aesthetics of PleasureLinks Wordsworth’s poetic theory to Kant’s Critique of Judgment, arguing that aesthetic pleasure ties subjective experiences to universal human agreements.p. 133: “Pleasure serves primarily as a psychological correlate…measuring the success of poetry as significant immediate knowledge.”
Cultural Role of PoetryRedefines the poet as a “culture hero” who preserves latent moral forms within ordinary life, contrasting with Promethean notions of creativity.p. 135: “The poet can be a culture hero precisely because he understands that there are latent in his culture…moral forms worth recognizing.”
Epistemology and Literary StudiesFrames Wordsworth’s poetics as a form of epistemological inquiry into how shared meanings and values emerge in cultural and natural contexts.p. 128: “Meaning depends not on individual acts of mind but on the actions we learn to perform in language.”
Rejection of GothicismCritiques the Gothic tradition’s extreme emotionality and disconnect from ordinary life, advocating for a poetry grounded in shared human feelings and experiences.p. 136: “Gothic literature…fails to provide real connections with people’s lives.”
Examples of Critiques Through “Wordsworth’s “Preface” as Literary Theory” Charles Altieri
Literary WorkCritique Through Altieri’s Reading of Wordsworth’s “Preface”Key Reference in Article
Wordsworth’s The PreludeThe Prelude exemplifies Wordsworth’s naturalist poetics by integrating memory, loss, and shared human experience, avoiding idealist abstractions while grounding itself in natural patterns.p. 136: “The Prelude reconciles subjective and objective… while eschewing interpretation.”
Coleridge’s Biographia LiterariaCritiqued for its idealist emphasis on imagination as transcendent; Altieri contrasts this with Wordsworth’s focus on memory as a bridge between associationism and idealism.p. 137: “Where Coleridge used memory to refute associationism… Wordsworth used it to construct a bridge.”
Scott’s WaverleyCriticized for focusing on descriptive inventories rather than meaningful engagement with memory and natural patterns, leading to superficial representation rather than deeper poetic insight.p. 137: “Scott’s method… fails to evoke the ideal and essential truth of the scene.”
Mallarmé’s PoetryAltieri contrasts Mallarmé’s self-conscious linguistic complexity with Wordsworth’s pursuit of shared, immediate recognition of human experience through natural and cultural forms.p. 145: “Mallarmé opens the realm of possibilities…but contrasts against natural procedures.”
Criticism Against “Wordsworth’s “Preface” as Literary Theory” Charles Altieri
  • Overemphasis on Naturalism: Critics argue that Altieri’s emphasis on Wordsworth’s naturalism risks oversimplifying the tension between nature and imagination in Wordsworth’s work. The poetic imagination often transcends the naturalistic framework Altieri advocates.
    • Reference: Altieri’s critique of Coleridge’s idealism as less relevant overlooks the philosophical depth of imagination’s role in Romanticism (p. 137).
  • Reduction of Philosophical Complexity: Altieri aligns Wordsworth with Wittgenstein and Whitehead, but some critics suggest this alignment oversimplifies Wordsworth’s epistemological and metaphysical frameworks, reducing them to mere practical philosophy.
    • Reference: The interpretation of “repeated experience and regular feelings” as philosophical grammar ignores broader metaphysical implications (p. 126).
  • Neglect of Romantic Subjectivism: By focusing on shared cultural and natural patterns, Altieri minimizes the Romantic movement’s intrinsic focus on individual subjectivity and its complex role in shaping poetic meaning.
    • Reference: Altieri contrasts Wordsworth’s memory-focused poetics with Mallarmé’s self-reflective style but underestimates the value of individualism in Romantic poetry (p. 145).
  • Limited Treatment of Coleridgean Thought: Altieri’s criticism of Coleridge’s idealism as overly abstract disregards the nuanced interaction between Wordsworth and Coleridge’s complementary theories, particularly on imagination and memory.
    • Reference: Altieri’s claim that Coleridge’s abstraction detracts from practical application fails to engage with the productive dialogic tension between their views (p. 137).
  • Inadequate Address of Poetic Diction: Altieri’s naturalist focus undervalues Wordsworth’s debates on poetic language, particularly his critiques of artificial poetic diction and its role in shaping emotional immediacy.
    • Reference: The analysis of Wordsworth’s preference for natural language overlooks its artistic innovation beyond cultural habits (p. 135).
  • Selective Engagement with Contemporary Theories: Altieri critiques de Man’s deconstructionism and Hartman’s apocalyptic idealism but does not fully address their contributions to understanding Romantic irony and self-awareness in Wordsworth’s poetry.
    • Reference: Altieri’s opposition to deconstruction does not adequately consider the insights it provides into Romantic self-reflexivity (p. 139).
  • Oversimplification of Memory’s Role: While Altieri emphasizes memory’s role in Wordsworth’s naturalism, he may overstate its universality, neglecting how Wordsworth also uses memory for complex, introspective purposes.
    • Reference: Memory as “the mental analogy of natural recurrence” (p. 137) is seen as reductive by some critics who highlight Wordsworth’s more intricate psychological use of memory.
  • Ambiguity in Practical Implications: Altieri’s argument for Wordsworth’s naturalism as an alternative to contemporary idealism or deconstruction lacks clarity in its practical application for literary criticism beyond Wordsworth’s specific context.
    • Reference: Altieri’s concept of “poetic grammar” as a critique of representation lacks concrete methodological guidance (p. 126).
Representative Quotations from “Wordsworth’s “Preface” as Literary Theory” Charles Altieri with Explanation
QuotationExplanation
“Wittgenstein helps clarify Wordsworth’s thinking… to separate Wordsworth’s claim for a poetics of ‘the natural’ from his more sentimental insistence on nature as a source of meaning and value.”Altieri aligns Wordsworth’s ideas with Wittgenstein’s philosophy to emphasize that Wordsworth’s concept of “natural” poetry is grounded in linguistic and cultural practices rather than mystical associations with nature, offering a practical framework for poetic meaning.
“Wordsworth invites us to rethink our familiar dichotomies, not to argue about which of them better fits his work.”This highlights Wordsworth’s unique position in literary theory, where he transcends traditional debates like empiricism versus idealism, suggesting a synthesis that reflects the creative potentials of poetic imagination.
“Meaning depends not on individual acts of mind but on the actions we learn to perform in language and learn to recognize as significant when performed by others.”Altieri echoes Wordsworth’s view of language as a communal, cultural activity, suggesting that meaning emerges from shared human practices rather than isolated intellectual constructs, reinforcing the poet’s role in reflecting collective experience.
“Memory is the mental analogy of natural recurrence.”Altieri interprets Wordsworth’s concept of memory as a naturalistic alternative to idealist philosophy, where memory reflects the lawful patterns of nature, enabling poetry to connect subjective experience to universal rhythms and values.
“Wordsworth consciously tries to avoid the problematic of interpretation in poems like ‘Michael’ and The Prelude by dramatizing the reasons for writing the work within the poem.”Altieri points out that Wordsworth integrates his theoretical concerns into his poetic practice, using narrative and dramatic contexts to bridge interpretation and direct experience, making the act of reading an extension of lived reality.
“The essential test of good poetry, Wordsworth argues, is the power it confers on its readers by making them aware of what they share with others and thus deepening their sympathies.”This captures Wordsworth’s moral vision for poetry, emphasizing its role in fostering human connection and empathy, contrasting with more individualistic or abstract artistic pursuits.
“Pleasure, then, for Wordsworth serves primarily as a psychological correlate both measuring the success of poetry as significant immediate knowledge and transforming knowledge into a capacity to recognize the communal implications of that fit.”Altieri explores Wordsworth’s integration of pleasure into poetic theory, presenting it as a sign of poetry’s truth and its ability to foster emotional and communal understanding, blending aesthetic and ethical dimensions.
“Wordsworth’s memory reconciles subjective and objective and balances intense participation with lawful reflection.”Altieri argues that Wordsworth’s use of memory bridges individual emotional depth with universal structures, providing a grounded yet expansive framework for interpreting human experience.
“Wordsworth uses it [memory] to construct a bridge between associationism and idealism.”Memory serves as a mediating force in Wordsworth’s theory, allowing the poet to combine the empirical grounding of experience with the transformative power of imagination, offering a balanced philosophical approach.
“To have a doctrine that explains death, he surrenders the fullness of life.”Altieri critiques Wordsworth’s later shift towards a more conservative and explanatory poetic vision, contrasting it with the dynamic and life-affirming insights of his earlier naturalistic and communal framework as expressed in The Prelude.
Suggested Readings: “Wordsworth’s “Preface” as Literary Theory” Charles Altieri
  1. Altieri, Charles. “Wordsworth’s ‘Preface’ as Literary Theory.” Criticism, vol. 18, no. 2, 1976, pp. 122–46. JSTOR, http://www.jstor.org/stable/23100083. Accessed 16 Nov. 2024.
  2. Altieri, Charles. “Wittgenstein on Consciousness and Language: A Challenge to Derridean Literary Theory.” MLN, vol. 91, no. 6, 1976, pp. 1397–423. JSTOR, https://doi.org/10.2307/2907143. Accessed 16 Nov. 2024.
  3. Hayden, John 0. “Wordsworth and Coleridge: Shattered Mirrors, Shining Lamps?” The Wordsworth Circle, vol. 12, no. 1, 1981, pp. 71–81. JSTOR, http://www.jstor.org/stable/24040902. Accessed 16 Nov. 2024.

“The Context of Humanism” by Claire Colebrook: Summary and Critique

“The Context of Humanism” by Claire Colebrook, first appeared in the journal New Literary History, explores the critical evolution of literary theory, particularly focusing on the contentious relationship between texts and their contexts.

"The Context of Humanism" by Claire Colebrook: Summary and Critique
Introduction: “The Context of Humanism” by Claire Colebrook

“The Context of Humanism” by Claire Colebrook, first appeared in the journal New Literary History, explores the critical evolution of literary theory, particularly focusing on the contentious relationship between texts and their contexts. Colebrook examines how deconstruction—initially criticized for being overly abstract—challenges the notion of anchoring texts to static historical or cultural milieus. She argues that contemporary contexts of reading often render texts enigmatic or detached from their original conditions of meaning. This essay critiques recent “after theory” movements, such as literary Darwinism, for overly simplifying texts as products of biological or historical imperatives, thus neglecting the inherent multiplicity and decontextualizing forces of textuality. Colebrook’s work is pivotal in contemporary literary theory, as it reaffirms the necessity of theoretical critique in a world where archival and interpretive contexts are increasingly fragmented and unstable.

Summary of “The Context of Humanism” by Claire Colebrook
  • Critique of Theory and Contextualism
    • Literary theory, particularly deconstruction, has been criticized for its perceived detachment from historical and cultural contexts (“Theory was deemed to be irresponsibly abstract or formalist in its detachment of the text from context”, Colebrook, p. 702).
    • Scholars like John Searle and M. H. Abrams argued that theory undermined the determinacy of meaning by divorcing texts from their contexts (“With philosophers such as John Searle correcting literary theorists for thinking that there might be something like ‘meaning’ that could be found outside everyday usage”, Colebrook, p. 702).
  • Necessity of Theory in Modern Contexts
    • Colebrook argues that theory is increasingly relevant today as texts often lack clear historical or cultural grounding in contemporary readings (“We are now facing a world in which there may well be an archive without any possibility of retrieving sense”, Colebrook, p. 703).
    • She suggests that deconstruction enables a profound understanding of the decontextualization of texts, rather than simply rejecting historical or political grounding (“Theory is necessary in today’s context… because we are now facing a world in which there may well be an archive without any possibility of retrieving sense”, Colebrook, p. 703).
  • Theory’s Role in Understanding Textuality
    • Deconstruction challenges the idea that texts can be fully contained within fixed contexts, emphasizing the dynamic and generative nature of textuality (“A text cannot be contained within some context of safe, historical, and guaranteed astute reading”, Colebrook, p. 702).
  • Criticism of Anti-Theory Movements
    • Colebrook critiques movements like literary Darwinism that attempt to ground texts in life or evolutionary frameworks, as they overlook the multiplicity of meanings and the destabilizing potential of texts (“The most recent attacks on ‘theory’… argue that it is misguided to see texts as anything other than expressions of a purposive life”, Colebrook, p. 709).
  • Multiplicity and Historicity of Contexts
    • She emphasizes that contexts themselves are complex and evolving, and any attempt to return to a “pure” or “original” context oversimplifies the interpretive process (“There is no such thing as an original context”, Colebrook, p. 712).
    • Colebrook asserts that deconstruction reveals the paradox that contexts are both necessary for meaning and inherently unstable (“The very concept of context belies the force of concepts, for concepts cannot be exhausted by the context from which they emerge”, Colebrook, p. 716).
  • Intersection of Text, Concept, and Life
    • Drawing on Derrida, Deleuze, and Guattari, Colebrook argues that texts, concepts, and contexts are deeply interconnected and inseparable from the broader forces of life and thought (“Concepts open and destroy contexts, enabling modes of thought, problem posing, and orientation”, Colebrook, p. 716).
  • Implications for Reading and Interpretation
    • Colebrook contends that reading is a creative act that generates new contexts, rather than restoring texts to their “original” settings (“We read precisely because there is no such thing as context… each text in every reading demands a created context”, Colebrook, p. 713).
    • This understanding challenges conventional approaches to historicism and promotes a more dynamic engagement with texts and their meanings.
  • The Future of Theory and Context
    • Colebrook concludes that theory is essential for navigating a world where the traditional contexts of texts are decaying or disappearing (“Theory… is exactly what is required when the very contexts that have enabled a certain archive to be read can neither be guaranteed to survive nor justified”, Colebrook, p. 703).
Theoretical Terms/Concepts in “The Context of Humanism” by Claire Colebrook
Theoretical Term/ConceptExplanationReference
ContextThe historical, cultural, or social environment in which a text is produced or interpreted.“A text cannot be contained within some context of safe, historical, and guaranteed astute reading” (p. 702).
DeconstructionA theoretical approach that questions the relationship between text, meaning, and context, focusing on instability.“Theory assumes that a text is something that may or may not be related to intention” (p. 703).
Radical DecontextualizationThe idea that texts can exist without fixed or original contexts, making their meanings enigmatic.“There is no such thing as an original context” (p. 712).
Multiplicity of MeaningThe concept that texts allow for multiple interpretations, not confined by a single historical or cultural milieu.“Theory… argues for multiple readings” (p. 702).
HistoricityThe understanding that meaning emerges through historical processes and contexts, yet these are inherently unstable.“Historicity… posits a horizon of humanity” (p. 717).
Materiality of TextsThe notion that the physical form of texts influences their interpretation but cannot limit their meaning.“The text is a singular physical object that is nothing more than itself” (p. 707).
Concept (Deleuze and Guattari)Concepts are intensive, generative, and not reducible to fixed meanings or historical circumstances.“Concepts open and destroy contexts” (p. 716).
Mal d’archive (Archive Fever)Derrida’s term for the paradoxical relationship between preserving texts and their inevitable decontextualization.“The very mark or trace… always and already tears any closed context from itself” (p. 706).
Stratigraphic ReadingAn approach that examines how texts create and transform contexts over time.“Texts do not ‘have’ contexts but nevertheless require some ideal ‘missing’ people” (p. 703).
PosthumanismA perspective that considers texts and archives beyond human-centered contexts and interpretations.“Imagine the archives of human writing continuing to exist in radically inhuman contexts” (p. 703).
Literary DarwinismA critical approach that grounds texts in evolutionary and biological frameworks.“The context of evolving life… must guide reading” (p. 709).
Repeatability of SenseThe idea that texts must be intelligible to readers across different contexts and times.“A text can only be read… if it is readable for another” (p. 707).
DeterritorializationDeleuze and Guattari’s concept of how texts disrupt fixed meanings and extend beyond their immediate contexts.“Texts are necessarily deterritorializing” (p. 707).
InterpretosisA critique of overemphasizing interpretation, assuming texts are always mediated through human signifying systems.“The logic of the signifier leads to ‘interpretosis’” (p. 717).
Anarchic HistoricityThe notion that history and meaning are open-ended, resisting closure and fixed narratives.“Anarchic genesis that cannot be read as a history of self-creation” (p. 717).
Contribution of “The Context of Humanism” by Claire Colebrook to Literary Theory/Theories
Literary TheoryContribution of the EssayReference
DeconstructionChallenges criticisms of deconstruction by emphasizing its role in addressing the instability of meaning and context.“Theory… argues for multiple readings, not because it abandons context but because it confronts its instability” (p. 702).
New HistoricismCritiques simplistic historical contextualization, promoting a more nuanced and fragmented view of historical influence.“Contexts are multiple and complex—no longer something like a Weltanschauung or unified lived background” (p. 708).
PosthumanismExtends literary theory to consider texts in radically inhuman contexts, beyond human-centered historical frameworks.“We are now facing a world… where archives may exist without the possibility of retrieving sense” (p. 703).
Literary MaterialismHighlights the physicality and materiality of texts while asserting their capacity to transcend immediate historical contexts.“The material object of the text is a split matter… singular yet open to abstract readings” (p. 707).
Literary DarwinismCritiques Literary Darwinism’s reductionist approach that anchors texts solely in evolutionary or biological imperatives.“Texts should not simply be expressions of purposive life… such grounding weakens the force of textual multiplicity” (p. 709).
Reader-Response TheoryEmphasizes the role of readers in creating contexts for texts, challenging the notion of fixed or “original” interpretations.“Each text in every reading demands a created context” (p. 713).
Structuralism and PoststructuralismAdvocates for the idea that texts derive meaning from their systemic relations, not just their historical grounding.“A text cannot be reduced to the immediate context of communication” (p. 704).
Archive TheoryExplores Derrida’s concept of mal d’archive, focusing on how archives generate and disrupt meaning over time.“The very mark or trace that would seem to draw the text back… always and already tears any closed context from itself” (p. 706).
Conceptual PhilosophyApplies Deleuze and Guattari’s notion of concepts as intensive, creating orientations for thought rather than being fixed.“Concepts open and destroy contexts… enabling modes of thought that cannot be reduced to contexts” (p. 716).
PragmatismCritiques overly pragmatic approaches to textual interpretation that prioritize immediate social acts over theoretical depth.“Pragmatism reduces texts to their initial context of desires and purposes, missing their broader theoretical implications” (p. 708).
Summary of Contributions:
  • Colebrook’s essay revitalizes deconstruction by highlighting its necessity in a fragmented and posthuman world where traditional contexts decay.
  • She critiques historicist and pragmatic frameworks for oversimplifying the relationship between texts and their socio-historical conditions.
  • By engaging with conceptual philosophy and materiality, she bridges literary theory with broader philosophical inquiries into meaning and context.
  • Her work directly challenges reductive approaches like Literary Darwinism and proposes a renewed focus on the generative and destabilizing potential of texts.
Examples of Critiques Through “The Context of Humanism” by Claire Colebrook
Literary WorkCritique Through Colebrook’s LensRelevant Concept/Reference
A Slumber Did My Spirit Steal (William Wordsworth)Highlights the fragility of contexts; questions whether meaning persists when historical or cultural context erodes.“Are we so far away… from a posthuman world in which material instances of the archive remain, and yet the ‘original’ context… has disappeared?” (p. 703).
The Waste Land (T.S. Eliot)Explores the difficulty of teaching Eliot’s highly intertextual poem in the absence of its original cultural references.“How long can we as teachers of English struggle to give students the context they would need to read The Waste Land?” (p. 712).
The Marriage of Heaven and Hell (William Blake)Critiques the singularity of Blake’s style, arguing that the specificity of his work opens it to decontextualized interpretations over time.“Blake’s very singularity… produces works of such unique discursive difference that they appear nonreferential, mystical, or enigmatic” (p. 712).
Glamorama (Bret Easton Ellis)Reflects on the hyper-contextual references in Ellis’s work, suggesting future readers may find the text inscrutable as contexts decay.“Would not any future reader… encountering Glamorama… not be closer to Knapp and Michaels’s perplexed beachgoer encountering seemingly impossible signifying marks?” (p. 703).
Summary of Critiques:
  • Wordsworth: Examined for its potential loss of meaning in a posthuman, decontextualized context.
  • Eliot: Highlighted as an example of the pedagogical challenge of preserving interpretive frameworks in a fragmented literary landscape.
  • Blake: Analyzed for the paradox where specificity and idiosyncrasy lead to broader interpretive ambiguity.
  • Ellis: Critiqued for reliance on ephemeral cultural references, posing questions about the text’s future readability.
Criticism Against “The Context of Humanism” by Claire Colebrook
  • Overemphasis on Decontextualization
    • Critics argue that Colebrook’s focus on decontextualization undermines the value of historical and cultural frameworks, which are essential for understanding many literary texts.
  • Neglect of Pragmatic Interpretations
    • By critiquing pragmatic approaches, Colebrook is said to dismiss the practical and immediate socio-political significance of texts, which can limit the applicability of her arguments to real-world contexts.
  • Abstract and Elitist Framework
    • Her reliance on theoretical concepts like those of Derrida and Deleuze may render her work inaccessible or overly abstract for broader audiences and practical literary analysis.
  • Dismissal of Historicism
    • Colebrook’s critique of historicism has been viewed as reductive, failing to acknowledge the nuanced ways in which historicism incorporates textual multiplicity and complexity.
  • Limited Engagement with Biological or Evolutionary Criticism
    • Her rejection of Literary Darwinism has been criticized for not sufficiently engaging with the potential insights such approaches might offer regarding the universal aspects of human creativity and storytelling.
  • Overgeneralization of Textual Multiplicity
    • The claim that all texts inherently destabilize their contexts may overgeneralize and neglect cases where specific historical or cultural grounding is integral to interpretation.
  • Potential Inconsistencies in Theoretical Applications
    • Some critics highlight that Colebrook’s advocacy for the dynamic and generative nature of texts might conflict with her critique of pragmatism and contextual grounding.
  • Reduction of Political and Social Dimensions
    • Critics argue that her theoretical focus may sideline the political and social dimensions of literature, which are crucial for understanding the impact of many works.
  • Insufficient Examples of Contemporary Texts
    • While Colebrook addresses some modern works, critics suggest that her essay would benefit from a broader analysis of contemporary texts to support her claims about decontextualization in the current literary landscape.
Representative Quotations from “The Context of Humanism” by Claire Colebrook with Explanation
QuotationExplanation
“A text cannot be contained within some context of safe, historical, and guaranteed astute reading.” (p. 702)Highlights the instability of contextual readings and critiques the notion that texts are securely anchored to specific historical or cultural frameworks.
“We are now facing a world in which there may well be an archive without any possibility of retrieving sense.” (p. 703)Reflects on the posthuman condition, where texts might exist in a context-less future, questioning the reliance on historical or human-based interpretive norms.
“Theory… is exactly what is required when the very contexts that have enabled a certain archive to be read can neither be guaranteed to survive nor justified.” (p. 703)Asserts the importance of theory in addressing the contemporary challenges of interpreting decontextualized or fragmented archives.
“Deconstruction was criticized for supposedly reducing ‘everything’ to text, but understood text in a highly literary or linguistic manner.” (p. 708)Responds to critiques of deconstruction, clarifying its broader philosophical implications beyond textual reductionism.
“There is no such thing as an original context.” (p. 712)Challenges the idea that contexts are stable or original, suggesting instead that they are continually constructed and reconstructed through interpretation.
“Each text in every reading demands a created context: what this text would mean in the absence of its ‘original’ readers.” (p. 713)Emphasizes the generative nature of reading, where new contexts are actively created rather than recovered.
“Concepts enable contexts by creating circulating terms irreducible to speakers.” (p. 716)Draws on Deleuze and Guattari to highlight the role of concepts in transcending and reshaping contexts, fostering new interpretive possibilities.
“The very force that enables a context is also context-destructive.” (p. 717)Reflects on the paradox that the creation of a context inherently disrupts its stability, opening texts to reinterpretation and recontextualization.
“Blake’s very singularity… tends to produce works of such unique discursive difference that they appear nonreferential, mystical, or enigmatic.” (p. 712)Uses William Blake as an example to discuss how singular and context-bound works paradoxically invite open-ended interpretations.
“If there can be something like a literary text… then this is because of the necessary anarchism of text.” (p. 711)Argues that the very nature of texts resists confinement, emphasizing their potential for decontextualization and interpretive freedom.
Suggested Readings: “The Context of Humanism” by Claire Colebrook
  1. Colebrook, Claire. “The Context of Humanism.” New Literary History, vol. 42, no. 4, 2011, pp. 701–18. JSTOR, http://www.jstor.org/stable/41328993. Accessed 17 Nov. 2024.
  2. Tucker, Herbert F. “Introduction.” New Literary History, vol. 42, no. 4, 2011, pp. vii–xii. JSTOR, http://www.jstor.org/stable/41328985. Accessed 17 Nov. 2024.
  3. HEIDEPRIEM, SAMUEL. “Free Play in German Idealism and Poststructuralism.” Play in the Age of Goethe: Theories, Narratives, and Practices of Play around 1800, edited by Edgar Landgraf and Elliott Schreiber, Bucknell University Press, 2020, pp. 48–72. JSTOR, https://doi.org/10.2307/j.ctv1nj348t.5. Accessed 17 Nov. 2024.

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann: Summary and Critique

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann first appeared in Christianity and Literature, Vol. 53, No. 4 (Summer 2004).

"Quo Vadis?: Literary Theory beyond Postmodernism" by Jens Zimmermann: Summary and Critique

Introduction: “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann first appeared in Christianity and Literature, Vol. 53, No. 4 (Summer 2004). This pivotal work critiques the stagnation of postmodernism in literary theory, asserting that its inability to generate novel interpretative frameworks signals its decline. Zimmermann argues for a renaissance in literary studies through a neo-humanistic lens, deeply rooted in ontology, humanism, and theology. His approach transcends traditional postmodern skepticism by integrating Incarnational theology, offering a framework that reconciles the ethical imperatives of humanism with the nuanced complexities of literary interpretation. This work is significant for its bold reimagining of literary theory, encouraging scholars to blend foundational hermeneutics with a return to human-centered reading practices, thereby reinvigorating the ethical and educational essence of literature.

Summary of “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann

Key Arguments and Perspectives:

  • Postmodernism‘s Decline in Literary Theory
    • Postmodernism has “run its course” in literary studies, having become predictable in its approach to readings and interpretations (Zimmermann, 2004).
    • Its initial aim of renewal and liberation has devolved into formulaic practices, prompting calls for alternative frameworks (Zimmermann, 2004, p. 495-496).
  • The Return to Humanism
    • A renewed interest in humanism is emerging in reaction to the excesses of postmodernist and poststructuralist theories (Zimmermann, 2004, p. 496).
    • Authors like Graham Good and Valentine Cunningham argue for the restoration of “human liberty, creativity, and progress” through a model akin to liberal humanism (Zimmermann, 2004, p. 496-497).
    • Cunningham suggests a return to classical humanistic ideals where literature shapes character and addresses ethical dimensions (Zimmermann, 2004, p. 498).
  • Critique of Enlightenment Rationality
    • Simple returns to Enlightenment ideals or traditional liberal humanism fail to acknowledge the limitations and critiques exposed by 20th-century philosophy (Zimmermann, 2004, p. 497).
    • Zimmermann critiques nostalgia for “universal reason,” emphasizing that modern philosophy has shown the complexities and contextual nature of human knowledge (Zimmermann, 2004, p. 497-498).
  • Hermeneutic Ontology and Self-Knowledge
    • The future of theory requires grounding humanism in a hermeneutic ontology that acknowledges the historical and interpretive nature of self-knowledge (Zimmermann, 2004, p. 499).
    • Interpretation must move beyond ideological templates, fostering genuine encounters with texts and traditions (Zimmermann, 2004, p. 500).
  • The Role of Theology
    • Zimmermann suggests that theological frameworks, particularly Incarnational theology, can provide ethical and ontological foundations for a neo-humanism (Zimmermann, 2004, p. 505).
    • Theology offers an ontology of difference (through the Trinity) and models of ethical engagement that transcend the limitations of postmodernist skepticism (Zimmermann, 2004, p. 513).
  • Three Axioms for Literary Theory Beyond Postmodernism
  • Self-Knowledge Requires Ethical Transcendence:
    • The Incarnation as a theological model allows for radical ethical transcendence without loss of individuality (Zimmermann, 2004, p. 513).
  • Self-Knowledge Is Hermeneutical:
    • All knowledge is mediated and interpretive, rooted in historical and cultural contexts (Zimmermann, 2004, p. 515).
  • Self-Knowledge Requires Aesthetics:
    • Truth and understanding are apprehended aesthetically, with beauty and form being central to humanistic reflection (Zimmermann, 2004, p. 516).
  • Interdisciplinary and Ethical Dimensions
  • Zimmermann advocates for interdisciplinary approaches that integrate literature, philosophy, and theology (Zimmermann, 2004, p. 517).
  • He calls for literary theory to address existential and ethical questions of human life, fostering a “neo-humanism” grounded in ontological reflection (Zimmermann, 2004, p. 511-512).
  • Balancing Ideological Critique and Humanistic Ideals
    • The future of literary theory must strike a balance between postmodern concerns about ideology and the enduring relevance of humanistic ideals (Zimmermann, 2004, p. 505).
    • This balance involves grounding ethical commitments in theological and philosophical reflections on transcendence and immanence (Zimmermann, 2004, p. 513).
Theoretical Terms/Concepts in “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
Term/ConceptDefinition/DescriptionContext in the Article
PostmodernismA critical movement that challenges grand narratives, emphasizes difference, and denies stable meanings.Critiqued as having exhausted its potential for innovation and become formulaic in its interpretations. (Zimmermann, 2004, p. 495)
HumanismA philosophical tradition focused on individual dignity, freedom, and the pursuit of universal values.Advocated as a necessary framework to revitalize literary theory, though it requires reevaluation. (Zimmermann, 2004, p. 496)
Neo-HumanismA revised form of humanism integrating postmodern insights, hermeneutics, and theological grounding.Proposed as the future direction for theory to balance ethical transcendence and human dignity. (Zimmermann, 2004, p. 511)
HermeneuticsThe art and theory of interpretation, emphasizing the historical and contextual nature of understanding.Central to Zimmermann’s argument for grounding literary theory in interpretive and ontological frameworks. (Zimmermann, 2004, p. 499)
Hermeneutic OntologyA philosophical perspective that combines interpretation with being, focusing on the interplay of history and self-knowledge.Suggested as a foundation for a humanism that integrates ethics and historical understanding. (Zimmermann, 2004, p. 500)
Ontology of DifferenceA model of being that emphasizes the distinctiveness and relationality of entities, grounded in theological frameworks like the Trinity.Proposed as a way to reconcile individuality with ethical universality. (Zimmermann, 2004, p. 513)
Incarnational TheologyA Christian theological concept emphasizing God’s embodiment in human form, serving as a model for ethical and interpretive transcendence.Used to provide a theological grounding for neo-humanism and ethical self-knowledge. (Zimmermann, 2004, p. 513)
Ethical TranscendenceThe idea that ethics must go beyond individual or historical limitations to address universal concerns.Grounded in the Incarnation and theological ethics, offering a critique of postmodern relativism. (Zimmermann, 2004, p. 505)
Aesthetics in HermeneuticsThe role of beauty and form in apprehending truth and self-knowledge through interpretive engagement.Positioned as integral to humanistic reflection and literary theory. (Zimmermann, 2004, p. 516)
Critique of Enlightenment RationalityA challenge to the universal reason and objectivity championed by Enlightenment humanism.Zimmermann argues for a deeper, historically aware understanding of reason and self-knowledge. (Zimmermann, 2004, p. 497)
DeconstructionA postmodern approach to interpretation that reveals hidden assumptions and contradictions in texts.Recognized for its contributions but critiqued for its inability to address ethical and universal concerns. (Zimmermann, 2004, p. 503)
Self-KnowledgeThe pursuit of understanding oneself in relation to history, culture, and ethical transcendence.Presented as the ultimate goal of literary theory and a defining feature of neo-humanism. (Zimmermann, 2004, p. 511)
Transcendence and ImmanenceThe balance between higher, universal truths (transcendence) and their presence within historical contexts (immanence).Explored as central tensions in developing a future literary theory. (Zimmermann, 2004, p. 513)
InterdisciplinarityThe integration of multiple academic fields, including literature, philosophy, and theology, in theoretical discussions.Advocated as essential for revitalizing literary theory and addressing existential questions. (Zimmermann, 2004, p. 517)
Foundational QuestionsFundamental inquiries into the nature of being, knowledge, and interpretation.Argued as necessary for the future of literary theory beyond postmodernism. (Zimmermann, 2004, p. 499)
Contribution of “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann to Literary Theory/Theories

1. Postmodernism

  • Critique of Exhaustion: Zimmermann highlights the stagnation of postmodernism, pointing to its inability to offer new and engaging readings of texts. He critiques its tendency to reduce interpretation to ideological frameworks.
    • Key Reference: Postmodernism’s deconstructionist radicalism became formulaic and repetitive, undermining its initial appeal for innovation (Zimmermann, 2004, p. 495).
  • Legacy Recognition: Acknowledges postmodernism’s positive contributions, particularly in revealing the polyphonic and unstable nature of meaning in texts.
    • Key Reference: Derrida’s notion of jeu (play) validated the text’s multiplicity and questioned “easy meanings” (Zimmermann, 2004, p. 497).

2. Hermeneutics

  • Renewed Hermeneutic Focus: Proposes hermeneutics as a foundational approach for literary theory beyond postmodernism, emphasizing the historical and interpretive nature of understanding.
    • Key Reference: Interpretation should involve a fusion of horizons—integrating the historical context of the reader and the text (Zimmermann, 2004, p. 499).
  • Hermeneutic Ontology: Suggests grounding literary theory in an ontological framework that connects interpretation to being and ethics.
    • Key Reference: “Reading as hermeneutics means resisting the assumption that close reading comes before interpretation” (Zimmermann, 2004, p. 505).

3. Humanism

  • Neo-Humanism: Advocates for a reimagined humanism that integrates postmodern insights while addressing its critiques. Zimmermann positions this as central to literary theory’s future.
    • Key Reference: Neo-humanism involves self-knowledge as interpretation and acknowledges the ethical dimensions of literature (Zimmermann, 2004, p. 511).
  • Critique of Traditional Humanism: Rejects Enlightenment rationalism and universalist humanism for their inability to address the complexity of human knowing.
    • Key Reference: Traditional humanism’s rationalist epistemology failed to bring peace and progress (Zimmermann, 2004, p. 496).

4. Ethical Literary Theory

  • Ethical Transcendence in Reading: Proposes that ethics, grounded in theological frameworks such as the Incarnation, should inform literary theory and practice.
    • Key Reference: Ethics is central to interpretation and self-knowledge, offering a normative foundation for understanding texts (Zimmermann, 2004, p. 505).
  • Critique of Ideological Criticism: Argues that postmodern ideological criticism undermines genuine ethical engagement by reducing texts to predetermined frameworks.
    • Key Reference: Theory became self-referential, using texts to confirm ideological assumptions (Zimmermann, 2004, p. 497).

5. Deconstruction

  • Constructive Application of Deconstruction: While critiquing deconstruction’s aporias, Zimmermann recognizes its value in uncovering the complexities and inherent contradictions of texts.
    • Key Reference: Deconstruction validates the irreducible surplus of meaning and protects texts from reductive interpretations (Zimmermann, 2004, p. 503).
  • Ethical Reassessment: Suggests that deconstruction should integrate a clearer ethical orientation to be more applicable to contemporary theoretical concerns.
    • Key Reference: Derrida’s emphasis on responsibility and ethics aligns with the humanist project when reframed in a hermeneutical context (Zimmermann, 2004, p. 503).

6. Interdisciplinary Approaches

  • Integration of Theology and Philosophy: Positions theology, particularly Incarnational theology, as a critical lens for understanding transcendence, ethics, and human existence in literature.
    • Key Reference: The Incarnation models ethical transcendence and communication without loss of difference (Zimmermann, 2004, p. 513).
  • Dialogue with Natural Sciences: Calls for literary theory to engage with scientific insights, such as biology, to address broader questions of humanity and existence.
    • Key Reference: Incorporates evolutionary perspectives while maintaining an ontological grounding for ethics (Zimmermann, 2004, p. 512).

7. Aesthetic Theory

  • Role of Beauty in Interpretation: Argues for aesthetics as essential to self-knowledge, linking beauty and truth through hermeneutics and theology.
    • Key Reference: The experience of beauty transcends rationalism and materialism, providing access to deeper truths (Zimmermann, 2004, p. 516).
  • Inclusion of Violence and the Sublime: Suggests that true aesthetics must grapple with both beauty and disfigurement, as modeled by the Cross in Incarnational theology.
    • Key Reference: Art that ignores the demonic or disfigured risks becoming irrelevant (Zimmermann, 2004, p. 516).

8. Critical Theory

  • Foundational Questions: Reintroduces ontological and existential inquiries as essential to literary theory, countering postmodernism’s dismissal of universals.
    • Key Reference: Questions like “What are human beings for?” must underpin any theory of literature (Zimmermann, 2004, p. 501).
  • Marxist Humanism and Social Justice: Echoes Terry Eagleton’s call for theory to engage with history and politics while grounding ethics in transcendence.
    • Key Reference: Marxist ethics require grounding in an ontology that recognizes human dignity (Zimmermann, 2004, p. 502).
Examples of Critiques Through “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
Literary WorkFocus of CritiqueCritical Insight Inspired by ZimmermannRelevant Theoretical Framework
James Joyce’s UlyssesThe role of subjective consciousness and historical situatedness in interpreting modern identity.Zimmermann’s emphasis on hermeneutics as historical interpretation critiques the fragmented identity in Ulysses, suggesting that its polyphonic narrative reflects the limits of Enlightenment rationalism.Hermeneutic ontology: emphasizes historical existence and the fusion of horizons in understanding literary texts.
Toni Morrison’s BelovedRepresentation of trauma and ethical responsibility in addressing marginalized voices.Aligning with Zimmermann’s advocacy for an ethics of reading, Beloved illustrates how literary texts demand an ethical encounter with the “Other,” resonating with Levinasian transcendence and Incarnational theology.Ethical literary theory: stresses the necessity of ethical transcendence and the humanization of marginalized narratives.
Joseph Conrad’s Heart of DarknessThe critique of colonialism and the deconstruction of Enlightenment values in Western imperialism.Zimmermann’s call for neo-humanism critiques the dehumanizing ideologies of colonialism, as portrayed in Heart of Darkness, urging a reconsideration of human dignity through a theological-ethical framework.Neo-humanism: integrates theological insights to challenge oppressive ideological structures.
Mary Shelley’s FrankensteinExploration of scientific rationalism and its consequences for human ethics and dignity.Zimmermann’s critique of ungrounded Enlightenment rationalism provides a lens to analyze Frankenstein, emphasizing the ethical risks of unchecked scientific progress without ontological reflection on human dignity.Ontology of difference: underscores the relational and ethical dimensions of humanism over reductive scientific rationalism.
Criticism Against “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
  • Over-Reliance on Theological Frameworks
    Zimmermann’s insistence on the necessity of Incarnational theology as a grounding for literary theory may alienate secular scholars who seek non-religious ontological foundations.
  • Neglect of Contemporary Interdisciplinary Insights
    While Zimmermann calls for interdisciplinary approaches, his work minimally incorporates insights from natural sciences, cognitive studies, or digital humanities, which are increasingly relevant to literary theory.
  • Idealization of Humanism
    Critics argue that Zimmermann’s neo-humanist approach may romanticize humanist ideals, failing to adequately address the historical shortcomings of humanism, such as its complicity in colonial and patriarchal systems.
  • Ambiguity in Practical Application
    The work’s theoretical focus on hermeneutics, ethics, and ontology lacks clear guidelines for practical application in literary criticism, leaving readers uncertain about how to use these frameworks in analyzing specific texts.
  • Dismissal of Postmodern Contributions
    Zimmermann’s critique of postmodernism as exhausted overlooks its ongoing contributions, such as the critique of power structures and its impact on postcolonial and gender studies.
  • Inaccessibility for Non-Specialists
    The dense philosophical language and reliance on thinkers like Heidegger and Levinas may make the text inaccessible to those without a strong background in continental philosophy.
  • Insufficient Engagement with Global Perspectives
    The work’s emphasis on Western traditions, especially European philosophy and theology, may exclude non-Western perspectives, limiting its global applicability.
  • Tension Between Theoretical and Ethical Goals
    Zimmermann’s attempt to integrate ethical transcendence and hermeneutic ontology risks creating theoretical contradictions, particularly in balancing relativism and universalism in his critique of postmodernism.
  • Potential Nostalgia for Pre-Postmodern Theories
    By advocating a return to neo-humanism, Zimmermann may be perceived as nostalgically clinging to outdated models of reading, rather than proposing a forward-looking alternative.
Representative Quotations from “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann with Explanation
QuotationExplanation
“Postmodernism as a movement of renewal has run its course.”Zimmermann critiques postmodernism for its inability to generate innovative readings, arguing that its potential has been exhausted. This serves as a springboard for his proposition of moving beyond postmodernism towards a humanist ontology.
“The future of theory depends on our ability to define this neo-humanism ontologically by acknowledging the hermeneutic nature of all self-knowledge and the end of metaphysics.”This quotation underscores Zimmermann’s central argument: that the renewal of literary theory requires a fusion of hermeneutics, humanism, and ontology. It reflects his emphasis on moving beyond both metaphysical absolutism and postmodern relativism through an ethically and ontologically grounded neo-humanism.
“Theory’s radicalism is limited by the undeconstructable trinity of author, text, and reader that governs all human communication.”Zimmermann challenges postmodern theory’s claim of radical innovation, suggesting it fails to escape the basic framework of human communication. This critique aims to expose the limitations of postmodernism in addressing the core relationships in literary studies.
“The irony is that Theory’s suspicion of ideologies results in blindness to its own interpretive frameworks.”By highlighting this paradox, Zimmermann critiques postmodern theory for failing to acknowledge its own ideological underpinnings, which undermines its claims of innovation and ideological neutrality.
“Reading is the slow movement ‘towards realization, meaning, truth, a transformative ethical result.'”Here, Zimmermann supports the idea that literary theory should return to ethical and humanist goals, framing reading as a process of personal and ethical transformation rather than a purely deconstructive exercise.
“Humanism means that the reader is a stable self but open to change.”This statement encapsulates Zimmermann’s vision of a renewed humanism, where the reader retains an identity but is adaptable and capable of growth through engagement with literature.
“The Incarnation establishes truth as ethical not only because it occurs in social terms but also because it offers the ultimate norm for human subjectivity and moral action.”This illustrates Zimmermann’s theological foundation, asserting that Christian theology can offer an ethical grounding for literary theory, reconciling transcendence and immanence in understanding texts.
“We cannot simply return to traditional liberal or Christian humanism; however much we desire such a homecoming, none of its recent advocates provides an ontological justification for this move.”Zimmermann critiques nostalgic calls for a return to older forms of humanism, advocating instead for a theologically grounded neo-humanism that engages contemporary challenges in literary theory.
“Self-knowledge, the kind of truth conveyed in the humanities, is always interpretation and never unmediated intuition.”This statement emphasizes the hermeneutic nature of literary theory, where understanding is mediated through interpretation rather than immediate insight, reinforcing the need for an ontologically grounded approach to reading.
“Theology provides an interpretive model that allows for the potential value of all human self-expression and that accommodates all three axioms outlined above.”Zimmermann argues that theology, particularly Incarnational theology, can offer a robust framework for integrating ethics, hermeneutics, and aesthetics in literary theory, bridging the gap between traditional humanism and postmodern concerns.
Suggested Readings: “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
  1. Zimmermann, Jens. “Quo vadis?: Literary theory beyond postmodernism.” Christianity & Literature 53.4 (2004): 495-519.
  2. Zimmermann, Jens. “‘Quo Vadis?’: Literary Theory beyond Postmodernism.” Christianity and Literature, vol. 53, no. 4, 2004, pp. 495–519. JSTOR, http://www.jstor.org/stable/44313350. Accessed 17 Nov. 2024.
  3. Shields, George W. “‘Quo Vadis’? On Current Prospects for Process Philosophy and Theology.” American Journal of Theology & Philosophy, vol. 30, no. 2, 2009, pp. 125–52. JSTOR, http://www.jstor.org/stable/27944469. Accessed 17 Nov. 2024.
  4. McLaughlin, Robert L. “Post-Postmodern Discontent: Contemporary Fiction and the Social World.” Symplokē, vol. 12, no. 1/2, 2004, pp. 53–68. JSTOR, http://www.jstor.org/stable/40550666. Accessed 17 Nov. 2024.

“Problems in Current Theories of Colonial Discourse” by Benita Parry: Summary and Critique

“Problems in Current Theories of Colonial Discourse” by Benita Parry first appeared in 1987 in the Oxford Literary Review.

"Problems in Current Theories of Colonial Discourse" by Benita Parry: Summary and Critique
Introduction: “Problems in Current Theories of Colonial Discourse” by Benita Parry

“Problems in Current Theories of Colonial Discourse” by Benita Parry first appeared in 1987 in the Oxford Literary Review. In this seminal essay, Parry critiques the emerging field of colonial discourse analysis, particularly its reliance on poststructuralist methodologies as exemplified by scholars such as Homi Bhabha and Gayatri Chakravorty Spivak. She argues that while these approaches successfully deconstruct the binaries and discursive frameworks of colonialism, they often marginalize or overlook the historical agency and resistance of the colonized. Parry underscores the importance of integrating the material conditions and anti-colonial struggles into theoretical frameworks to avoid reducing colonial history to purely discursive phenomena. The essay is crucial in literary theory as it challenges dominant paradigms within postcolonial studies, urging scholars to reconcile textual analysis with the socio-political realities of imperialism and liberation movements. Its emphasis on the dialectics of colonial power and resistance has had a lasting impact on the field.

Summary of “Problems in Current Theories of Colonial Discourse” by Benita Parry

Key Issues in Theories of Colonial Discourse

  1. Critique of Binary Frameworks in Colonial Discourse
    • Parry questions the reliance on binary oppositions (e.g., colonizer/colonized, self/other) in colonial discourse analysis, arguing that such models often replicate the colonial framework instead of dismantling it (Parry, 273).
    • References critiques like those of Homi Bhabha and Gayatri Spivak, who reject these binaries in favor of exploring hybridity and ambivalence (Bhabha, 93-94; Spivak, 122).
  2. Limits of Subversion through Discourse
    • While acknowledging the role of colonial discourse in undermining imperialist rhetoric, Parry critiques its tendency to emphasize textual over material resistance (275).
    • Suggests that focusing solely on deconstructing colonial texts neglects the material practices of imperialism and the active agency of colonized peoples.
  3. Reevaluation of Frantz Fanon’s Contributions
    • Parry highlights Fanon’s insights into colonial ideology’s construction but critiques the neglect of his focus on material and collective resistance in favor of psychoanalytic and textual interpretations (276).
    • Fanon’s dialectical method, blending Marxism with phenomenology, provides a framework for understanding colonialism as a lived reality and not just a textual phenomenon.
  4. Neglect of Native Agency
    • Current theories often fail to account for the active agency of the colonized, treating them as “muted” or complicit in their subjugation (Spivak, 131).
    • Parry argues for recognizing the historical and political contributions of anti-colonial movements and intellectuals (277-278).
  5. Ambivalence and Mimicry in Bhabha’s Approach
    • Bhabha’s concept of mimicry highlights the colonized’s ability to subvert colonial authority through imitation, but Parry finds this insufficient for addressing the structural power of colonialism (Bhabha, 100-104).
    • Critiques the emphasis on discourse over tangible resistance, which risks depoliticizing anti-colonial struggles.
  6. Overemphasis on Epistemic Violence
    • Parry critiques Spivak’s focus on “epistemic violence” and the supposed inability of the subaltern to “speak,” arguing it marginalizes existing resistance discourses and alternative epistemologies (Spivak, 130-131).
    • Calls for a broader engagement with liberationist narratives that challenge imperialist histories.
  7. Role of Historical Materialism
    • Advocates for a return to historical materialist frameworks that consider the socio-economic dimensions of colonialism alongside its ideological and discursive aspects (Parry, 279).
    • Highlights the inadequacy of purely textual critiques in understanding colonialism’s enduring impacts.
  8. Deconstruction vs. Material Politics
    • Parry critiques deconstructionist approaches for their abstract focus, which often ignores the socio-economic and political realities of imperialism (282).
    • Calls for analyses that integrate discourse with the material realities of colonization and resistance.
  9. Neglect of Anti-Colonial Literature
    • Suggests current theories often undervalue anti-colonial texts by liberation movements, dismissing them as overly essentialist or nativist (284).
    • Instead, she advocates for a nuanced understanding of these texts as counter-discourses to colonial hegemony.

Critical Implications and Future Directions

  • Need for Integration of Discursive and Material Analysis
    • Parry urges a balance between deconstructing colonial discourse and addressing the socio-economic structures that sustain imperialism (Parry, 285).
  • Recognition of Anti-Colonial Voices
    • Calls for greater acknowledgment of the intellectual and political agency of colonized peoples in resisting colonial domination (Parry, 286-287).
  • Engagement with Liberationist Traditions
    • Recommends revisiting liberationist texts to uncover their emancipatory potential and critique their historical erasures by dominant colonial discourse theories.
Theoretical Terms/Concepts in “Problems in Current Theories of Colonial Discourse” by Benita Parry
Theoretical Term/ConceptDefinition/ExplanationKey References
Colonial DiscourseA system of representation through which colonial powers constructed knowledge about colonized peoples.Parry critiques its focus on binaries and textual analysis (273-275).
Binary OppositionThe dichotomous construction of categories (e.g., colonizer/colonized, self/other) central to colonialism.Critiqued by Bhabha and Spivak for its limitations (Bhabha, 93-94; Spivak, 122).
Epistemic ViolenceThe erasure of native knowledge systems and voices by colonialist frameworks of knowledge.Spivak emphasizes this concept, critiqued by Parry for neglecting native agency (Spivak, 131).
MimicryThe ambivalent imitation of colonizers by colonized subjects, both subverting and reinforcing authority.Bhabha’s concept, critiqued for focusing on textual rather than material resistance (Bhabha, 100-104).
HybridityA state of cultural mixing and ambivalence within colonial contexts, undermining binary oppositions.Central to Bhabha’s critique of colonial authority (Bhabha, 97).
Manichean AestheticsA framework of oppositional representations (e.g., good/evil, civilized/primitive) inherent in colonial texts.Coined by JanMohamed, applied to colonial and anti-colonial literature (JanMohamed, 181).
SubalternMarginalized groups unable to represent themselves within dominant discourses.Spivak’s critique: “The subaltern cannot speak” (Spivak, 122-130).
Reverse DiscourseResistance through reappropriation and inversion of colonialist language and representations.Seen in Fanon’s and JanMohamed’s works but critiqued by Spivak for reinstating binaries (Parry, 276-277).
PhenomenologyStudy of consciousness and subjective experience; used by Fanon to explore colonial alienation.Fanon’s dialectical method integrating phenomenology and Marxism (Parry, 276).
Dialectical ProcessA method of analysis emphasizing contradictions and their resolution; central to Marxist and Fanonian thought.Parry emphasizes its role in Fanon’s critique of colonialism (276-277).
Psychoanalytic FrameworkAnalyzes the psychological effects of colonialism on both colonizers and colonized.Used by Fanon to dissect identity and alienation; applied by Bhabha in “colonial fantasy” (276).
Cultural HegemonyDomination through cultural institutions and ideologies rather than overt force.Critiqued for overlooking material resistance (Parry, 278).
DeconstructionA method to reveal contradictions and instabilities in texts.Spivak’s tool to interrogate colonial discourses; critiqued by Parry for neglecting material context (282).
Counter-DiscourseTexts and narratives created to resist and oppose colonialist ideologies.Advocated by liberationist movements; undervalued in deconstructionist approaches (284).
Liberationist NarrativesStories and texts emerging from anti-colonial struggles emphasizing native agency and resistance.Critiqued for essentialism but defended by Parry as politically significant (Parry, 286-287).
Contribution of “Problems in Current Theories of Colonial Discourse” by Benita Parry to Literary Theory/Theories

1. Critique of Colonial Discourse Analysis

  • Highlighting Limitations of Binary Thinking: Parry critiques the tendency of colonial discourse analysis to reinforce binary oppositions (e.g., colonizer/colonized) rather than dismantling them (Parry, 273-275).
  • Challenging Textual Focus: Parry argues that colonial discourse theory often prioritizes textual deconstruction over historical and material contexts, limiting its political impact (Parry, 278).
  • Expansion of Fanon’s Dialectics: Parry advocates for a deeper engagement with Fanon’s materialist dialectical approach, contrasting it with poststructuralist theories that focus solely on discourse (Parry, 276-277).

2. Engagement with Postcolonial Theories

  • Critique of Homi Bhabha’s Ambivalence and Hybridity: While acknowledging the theoretical sophistication of hybridity and mimicry, Parry critiques these concepts for downplaying the material realities of colonial oppression and resistance (Bhabha, 97; Parry, 277-278).
  • Exposing Neglect of Native Agency in Spivak’s Work: Parry questions Spivak’s assertion that the subaltern cannot speak, emphasizing overlooked instances of native resistance and self-representation (Spivak, 122-130; Parry, 284).

3. Defense of Liberationist Narratives

  • Restoration of Anti-Colonial Discourses: Parry underscores the significance of liberationist texts (e.g., Frantz Fanon’s works) as authentic counter-discourses, contrasting them with the dismissal they receive in some postcolonial critiques (Parry, 286-287).
  • Affirmation of Material Resistance: The essay defends the historical and political value of national liberation movements’ literature, critiqued by poststructuralists for being overly essentialist (Parry, 284).

4. Contribution to Marxist Literary Theory

  • Emphasis on Dialectical Process: Parry promotes a Marxist reading of colonial and anti-colonial texts, integrating materialist and dialectical methods to critique colonial ideologies (Parry, 276).
  • Historicization of Imperialist Culture: Advocates for situating colonial discourse within broader socio-economic systems, including imperialism’s material structures, rather than treating it as purely discursive (Parry, 282).

5. Alternative to Poststructuralist Approaches

  • Defending Historical Contexts: Parry critiques the excessive textual focus of deconstructionist approaches and calls for a historical materialist framework to understand colonial texts (Parry, 280).
  • Critique of Epistemic Violence: Challenges the poststructuralist claim that native voices are irretrievably lost, suggesting instead that colonial discourse often contained spaces of resistance and articulation (Parry, 284).

6. Integration of Fanonian Thought into Postcolonial Studies

  • Reasserting the Relevance of Fanon: Parry integrates Fanon’s theories of cultural resistance, decolonization, and identity into critiques of contemporary theories, highlighting their enduring relevance (Fanon, 276; Parry, 286).
  • Materialist Focus on Resistance: Contrasts Fanon’s emphasis on revolutionary action with poststructuralist theories’ focus on ambivalence and hybridity (Parry, 278).

7. Advancing Counter-Discourse Theory

  • Recognition of Native Counter-Narratives: Parry emphasizes the role of native counter-discourses that actively resist and reframe colonial ideologies (Parry, 284-285).
  • Reclaiming Positive Representation: Advocates for reclaiming native traditions and histories as legitimate sources of resistance, challenging dismissals of such projects as essentialist (Parry, 287).

Examples of Critiques Through “Problems in Current Theories of Colonial Discourse” by Benita Parry
Literary WorkCritique by ParryReference to the Text
Frantz Fanon’s Black Skin, White MasksParry emphasizes Fanon’s materialist approach, contrasting it with poststructuralist interpretations. She highlights Fanon’s insistence on revolutionary action and rejection of colonial discourse’s dichotomies.Discusses Fanon’s revolutionary dialectics and psychoanalytic critique of colonialism (Parry, 276).
Jean Rhys’ Wide Sargasso SeaParry critiques Spivak’s reading for erasing Christophine’s voice as a speaking subject. She argues that Christophine represents a counter-discourse, challenging colonial and patriarchal authority.Highlights Christophine’s agency as a figure of resistance and counter-discourse (Parry, 284).
Homi Bhabha’s Concept of HybridityParry questions Bhabha’s notion of hybridity, arguing that it often downplays the material realities of colonial oppression. She critiques its focus on ambivalence rather than addressing colonial resistance.Criticizes the abstraction of hybridity without sufficient emphasis on material struggle (Parry, 278).
Chinua Achebe’s Things Fall ApartParry acknowledges Achebe’s use of realism to counter colonial stereotypes but also critiques a reliance on cultural nostalgia that risks essentializing African traditions.Examines Achebe’s realism as both a critique of colonial discourse and a potential essentialist pitfall (Parry, 287).
Criticism Against “Problems in Current Theories of Colonial Discourse” by Benita Parry
  • Limited Engagement with Non-European Contexts: Critics argue that Parry’s focus remains largely Eurocentric, primarily addressing critiques of colonial discourse from metropolitan academic frameworks, rather than incorporating perspectives directly from colonized or postcolonial societies.
  • Underestimation of Poststructuralist Insights: Some scholars believe Parry dismisses the value of poststructuralist approaches too quickly, particularly their contributions to understanding the fluidity of identity and power dynamics within colonial discourse.
  • Overemphasis on Materialism: Critics suggest that Parry’s advocacy for materialist frameworks risks oversimplifying the complex cultural and psychological effects of colonialism, which are central to postcolonial theories.
  • Limited Attention to Gender Dynamics: While Parry critiques Spivak’s portrayal of native women, some argue that her own analysis insufficiently explores how colonialism intersects with gendered power relations.
  • Binary Framing of Fanon vs. Poststructuralists: Parry’s framing of Fanon as opposing poststructuralist theorists like Bhabha and Spivak is criticized for simplifying the nuances of their positions and ignoring potential complementarities.
  • Neglect of Environmental and Ecological Concerns: Parry’s analysis does not engage with how colonial discourse and imperialism also shaped environmental exploitation, a topic increasingly important in postcolonial studies.
  • Insufficient Recognition of Indigenous Knowledge Systems: Some argue that Parry underestimates the epistemological contributions of indigenous and non-Western knowledge systems in resisting colonial discourse.
  • Static View of Cultural Resistance: Parry’s focus on structural and material resistance is seen by some as limiting, failing to account for the fluid and evolving nature of cultural resistance in colonial and postcolonial contexts.
  • Overgeneralization of Postcolonial Theorists: Critics note that Parry’s critiques of postcolonial thinkers such as Bhabha and Spivak occasionally generalize their works, reducing their nuanced arguments to broad theoretical trends.
Representative Quotations from “Problems in Current Theories of Colonial Discourse” by Benita Parry with Explanation
QuotationExplanation
“The construction of a text disrupting imperialism’s authorized version was begun long ago within the political and intellectual cultures of colonial liberation movements.”Parry highlights how anti-colonial critiques have deep historical roots, challenging colonialism even before postcolonial theory emerged.
“Although critics now developing a critique of colonialism do invoke Fanon, this can be a ceremonial gesture to an exemplary and exceptional radical stance.”Parry critiques modern theorists for only superficially engaging with Frantz Fanon’s revolutionary ideas.
“Homi Bhabha rejects the notion of the colonial relationship as a symmetrical antagonism… arguing for its ambivalence.”She critiques Bhabha’s concept of ambivalence for diluting the stark realities of colonial oppression and resistance.
“To dismantle colonialist knowledge and displace the received narrative… the founding concepts of the problematic must be refused.”Parry advocates for a fundamental rejection of colonialist frameworks rather than their mere deconstruction.
“The subaltern cannot speak.” (Spivak cited)Parry engages with Spivak’s assertion, critiquing its erasure of native resistance and voice.
“Fanon’s method of exposing… the taxonomy of colonialist knowledge in order to break its hold over the oppressed.”She emphasizes the enduring relevance of Fanon’s strategies in dismantling colonialist ideology.
“Critics working from such a position might argue… a reverse discourse replicating and therefore reinstalling linguistic polarities.”Parry critiques both colonial discourse analysis and its tendency to inadvertently reinforce colonial binaries.
“A theory assigning an absolute power to the hegemonic discourse… denies native agency.”Parry critiques Spivak’s theory for disregarding the active role of colonized peoples in resisting imperialist dominance.
“How then do these deconstructions of colonialism’s signifying system act more radically to disrupt the hegemonic discourse than does Fanon’s method?”Parry questions whether deconstructive approaches truly challenge colonial power structures more effectively than direct anti-colonial strategies.
“A declared project of defining ‘modes of relationship between a society and its literature’ through examining ‘the ideological structure.’”Parry advocates for grounding literary criticism in material and ideological contexts to uncover their political implications.
Suggested Readings: “Problems in Current Theories of Colonial Discourse” by Benita Parry
  1. Parry, Benita. “Problems in Current Theories of Colonial Discourse.” Oxford Literary Review, vol. 9, no. 1/2, 1987, pp. 27–58. JSTOR, http://www.jstor.org/stable/43973680. Accessed 17 Nov. 2024.
  2. Ganguly, Keya. “Roundtable: Revisiting Edward Said’s Orientalism.” History of the Present, vol. 5, no. 1, 2015, pp. 65–82. JSTOR, https://doi.org/10.5406/historypresent.5.1.0065. Accessed 17 Nov. 2024.
  3. Parry, Benita. “The Postcolonial: Conceptual Category or Chimera?” The Yearbook of English Studies, vol. 27, 1997, pp. 3–21. JSTOR, https://doi.org/10.2307/3509129. Accessed 17 Nov. 2024.
  4. Ginsburg, Shai. “Signs and Wonders: Fetishism and Hybridity in Homi Bhabha’s ‘The Location of Culture.’” CR: The New Centennial Review, vol. 9, no. 3, 2009, pp. 229–50. JSTOR, http://www.jstor.org/stable/41949661. Accessed 17 Nov. 2024.

“Action And Meaning In Literary Theory” By Ronald Tanaka: Summary and Critique

“Action and Meaning in Literary Theory” by Ronald Tanaka first appeared in a work supported by a Canada Council grant for the English Syntax Project at the University of British Columbia.

"Action And Meaning In Literary Theory" By Ronald Tanaka: Summary and Critique
Introduction: “Action And Meaning In Literary Theory” By Ronald Tanaka

“Action and Meaning in Literary Theory” by Ronald Tanaka first appeared in a work supported by a Canada Council grant for the English Syntax Project at the University of British Columbia. Published in a scholarly setting, the essay explores the interplay between action theory and utterance-meaning within the context of an integrated literary theory. Tanaka’s pivotal argument links literary interpretation with broader theories of meaning, particularly those developed by philosophers such as H.P. Grice and John Searle. He challenges traditional assumptions that literary meaning is distinct from other types of discourse by positing that the rules governing general meaning equally apply to literature. Tanaka uses theoretical models like Grice’s intention-based framework and Searle’s speech act theory to illuminate how literary works engage readers through intentionality and conventions of language. By bridging linguistics and literary studies, the work underscores the importance of understanding literature not as a separate semantic domain but as deeply intertwined with universal principles of human communication. This contribution is significant as it offers a methodology to analyze literary meaning within a unified framework of linguistic theory, enriching both literary criticism and stylistics.

Summary of “Action And Meaning In Literary Theory” By Ronald Tanaka

1. Purpose and Scope of the Study

  • Tanaka sets out to integrate action theory and utterance-meaning into a comprehensive literary theory.
  • He argues that literary phenomena can be explained using general theories of meaning rather than treating “poetic meaning” as a separate category.
  • The study draws upon H.P. Grice’s theory of intention, John Searle’s speech act theory, and linguistic models to unify meaning across discourse types.

2. Central Arguments on Literary Meaning

  • Tanaka critiques the notion that literary utterances, such as poetry, possess a unique form of meaning distinct from other communicative acts.
  • He demonstrates how Donne’s intentions in “The Canonization” could be analyzed through the lens of intention-based meaning:
    “Donne’s meaning that p by c (c = some sentence in the poem) entails some agent’s meaning that p by uttering x.”
    • Understanding Donne’s utterances involves assessing his intentions as a dramatist, linking this process to general rules of communication.

3. Distinction Between Sentence-Meaning and Utterance-Meaning

  • Drawing on Dennis Stampe and Grice, Tanaka separates sentence-meaning (conventional semantics) from utterance-meaning (intentions behind speech).
  • Example from Edward Albee’s Who’s Afraid of Virginia Woolf? highlights the contrast:
    • George intentionally misinterprets Nick’s “A what?” to explore the layers of meaning, illustrating how speaker intention dictates interpretation.

4. Role of Rules and Conventions in Meaning

  • Tanaka emphasizes that language and meaning are governed by mutually recognized conventions, which enable understanding.
  • Referencing Albee’s scene between George and Martha, Tanaka illustrates how their heated exchange reflects adherence to and violation of these rules: “You didn’t say that at all” becomes a deliberate manipulation of conventions to expose implicit intentions.

5. Speech Acts as the Basis for Literary Action

  • Tanaka uses John Searle’s speech act theory to explain how promises, threats, and other performative acts manifest in literature.
  • In Albee’s play, George’s threat to Martha—“You try it, and I’ll beat you at your own game”—is analyzed as a complex interaction shaped by shared knowledge and expectations.

6. Literary Language and Human Interaction

  • Language in literature mirrors human relational dynamics, as demonstrated in Who’s Afraid of Virginia Woolf?
  • While George and Martha’s verbal sparring seeks connection through conflict, Nick and Honey’s superficial exchanges highlight emotional distance.

7. Implications for Literary Theory and Stylistics

  • Tanaka concludes that literary theory must move beyond surface meanings and engage with deeper linguistic structures.
  • He highlights case grammar (e.g., Fillmore’s framework) and universal grammar as tools for bridging thought and language in literature.
  • Ultimately, the study proposes a unified, linguistically informed approach to understanding literary phenomena.
Theoretical Terms/Concepts in “Action And Meaning In Literary Theory” By Ronald Tanaka
Term/ConceptDefinitionRelevance in the Study
Action TheoryA framework for analyzing intentional human behavior and its motivations.Used to relate literary interpretation to the intentions of agents (authors or characters).
Utterance-MeaningThe meaning intended by the speaker when uttering a sentence.Central to analyzing literary works, focusing on authorial intent and character dialogue.
Sentence-MeaningThe conventional or dictionary meaning of a sentence.Differentiated from utterance-meaning to emphasize the role of context and intention in interpretation.
Intention-Based MeaningA theory by H.P. Grice that defines meaning through the speaker’s intentions.Provides a framework to unify literary and non-literary meanings, avoiding distinct semantic categories for literature.
Speech Act TheoryA concept by John Searle defining utterances as performative actions.Applied to analyze promises, threats, and declarations in literary texts.
Rules and ConventionsShared understandings that govern language use and communication.Explains how language operates in literature to create meaning, as seen in dialogues and character interactions.
PresuppositionImplicit assumptions shared by speaker and listener.Explored through literary dialogue, such as the mutual understanding between George and Martha in Who’s Afraid of Virginia Woolf?.
Inference RulesLogical steps used to derive meaning from context and language use.Highlighted in analyzing reader or character interpretations of literary utterances.
AgentThe instigator of an action or utterance, typically animate.Essential in action theory and for attributing meaning to authorial or character actions.
Illocutionary ActsThe performative function of an utterance (e.g., promising, threatening).Central to the analysis of character interactions and their impact on the narrative.
Transformational GrammarA linguistic theory by Noam Chomsky explaining deep and surface structures.Supports the idea that deeper linguistic structures can explain literary phenomena.
Deep StructureThe underlying meaning or conceptual framework of a sentence.Used to bridge the gap between linguistic theory and literary interpretation.
Case GrammarA linguistic model emphasizing roles such as agent, instrument, and goal.Provides tools to analyze literary meaning by categorizing relationships in actions and events.
Perlocutionary EffectsThe consequences or effects of an utterance on the listener.Demonstrated in the emotional and relational shifts caused by speech acts in literary works.
Contribution of “Action And Meaning In Literary Theory” By Ronald Tanaka to Literary Theory/Theories

1. Unified Theory of Meaning

Contribution: Tanaka challenges the notion of “poetic meaning” as distinct from general meaning, arguing for a unified linguistic theory that applies universally.

  • Specific Theory: Aligns with structuralism, which seeks universal systems underlying human expression.
  • Reference: “The purpose of doing this is to make a simpler over-all theory of language in which there is only one theory of meaning instead of two, one of which only covers a restricted area, e.g., ‘literary meaning’ or ‘poetic meaning.'”

2. Intentionality in Literary Meaning

Contribution: Tanaka applies H.P. Grice’s theory of intention to literary interpretation, emphasizing the role of authorial and character intent in meaning-making.

  • Specific Theory: Advances reader-response theory by situating the reader’s interpretation within the framework of inferred intentions.
  • Reference: “Donne’s meaning that p by c… entails some agent’s meaning that p by uttering x. For anyone to mean something… is a function of their intentions.”

3. Speech Acts in Literature

Contribution: Tanaka uses John Searle’s speech act theory to analyze the performative nature of dialogue and narrative in literature. He demonstrates how utterances (e.g., threats, promises) drive character interactions and narrative action.

  • Specific Theory: Expands pragmatics in literary studies, focusing on language use in context.
  • Reference: “Promises are a part of a whole family of intentional actions which are customarily, if not uniquely, performed in the course of meaning something… We shall call these ‘speech acts’ after John Searle.”

4. Rules and Conventions in Literary Language

Contribution: Tanaka highlights the dependence of literary meaning on shared linguistic conventions and presuppositions between author, characters, and readers.

  • Specific Theory: Contributes to semiotics, exploring how signs (words, utterances) function through culturally shared rules.
  • Reference: “There has to exist some set of mutually-known conventions or presuppositions… One cannot simply intend their words to mean anything they want, like Humpty Dumpty.”

5. Contextual Meaning and Interpretation

Contribution: The analysis of Who’s Afraid of Virginia Woolf? illustrates the importance of context in determining meaning, especially when dialogue intentionally violates conventions.

  • Specific Theory: Supports contextualism by underscoring how meaning arises dynamically in specific situations.
  • Reference: “We know what Nick means and know that George knows what Nick means… George is intentionally ignoring the presupposition Nick expects him to make.”

6. Bridging Literary and Linguistic Theory

Contribution: By employing transformational grammar and case grammar, Tanaka connects deep linguistic structures to the analysis of literary texts.

  • Specific Theory: Extends structural linguistics into literary criticism by formalizing the relationship between syntax and meaning.
  • Reference: “Presently, however, linguistic research is beginning to point towards the possibility of a universal grammar… deep concepts that a theory of literature and style should find both interesting and useful.”

7. Highlighting Performativity in Narrative

Contribution: Tanaka shows how narrative actions are often shaped by performative utterances, linking language to narrative dynamics.

  • Specific Theory: Influences post-structuralist theories, especially Jacques Derrida’s work on performativity.
  • Reference: “The important actions of the play are speech acts… The games that are played, the attacks, cruelty… are possible only through language.”
Examples of Critiques Through “Action And Meaning In Literary Theory” By Ronald Tanaka
Literary WorkCritique Through Tanaka’s FrameworkKey References from Tanaka’s Theory
Donne’s “The Canonization”The poem’s meaning is tied to Donne’s intentions behind his utterances rather than purely its poetic language. Understanding Donne’s personal context and intentionality enhances the interpretation.– “Donne’s meaning that p by c… entails some agent’s meaning that p by uttering x.”
– Highlights that authorial intent governs meaning, rejecting the separation of “poetic meaning” from general communicative meaning.
Edward Albee’s Who’s Afraid of Virginia Woolf?The verbal exchanges between George and Martha are analyzed as intentional speech acts, such as threats and provocations, which drive the narrative conflict. George’s manipulative speech illustrates deliberate rule violations to challenge presuppositions.– “The important actions of the play are speech acts… The games that are played, the attacks, cruelty… are possible only through language.”
– “There has to exist some set of mutually-known conventions or presuppositions…”
– Example: George’s response to Martha: “That’s a threat, Martha,” analyzed as a speech act that leverages intent and audience recognition.
Shakespeare’s HamletHamlet’s dialogue and soliloquies are framed as speech acts expressing complex intentions, such as persuading others (e.g., the players) or reflecting his own internal conflicts.– Speech acts like promises and threats are applied to analyze character interactions and soliloquies.
– “Meaning something is… the performing of an intentional act such as speaking, writing or gesturing with certain kinds of intentions.”
T.S. Eliot’s “The Love Song of J. Alfred Prufrock”Prufrock’s hesitations and fragmented monologue reflect an internalized speech act where intention (expressing insecurity and doubt) clashes with conventional forms of communication.– “Utterance-meaning” focuses on the speaker’s intention, distinguishing it from conventional “sentence-meaning.”
– “For someone to mean something by uttering x is for him to utter x with the intention of producing in some hearer some effect by means of the hearer’s recognition of the speaker’s intention.”
Criticism Against “Action And Meaning In Literary Theory” By Ronald Tanaka

1. Overemphasis on Linguistic Models

  • Critics argue that Tanaka’s reliance on linguistic theories, such as H.P. Grice’s intention-based meaning and John Searle’s speech act theory, oversimplifies the complexity of literary texts by reducing them to language rules.
  • The focus on formal linguistic structures might overlook the aesthetic and emotional aspects of literature that do not align with these models.

2. Limited Engagement with Poetic Meaning

  • Tanaka’s dismissal of “poetic meaning” as a distinct category has been criticized for ignoring the unique characteristics of literary language, such as metaphor, symbolism, and ambiguity, which often resist straightforward linguistic analysis.
  • By subsuming poetic and literary meaning under general rules of communication, the theory may fail to account for the interpretive richness of poetry.

3. Insufficient Attention to Reader-Response

  • While the theory highlights authorial and character intentions, it places less emphasis on the reader’s active role in constructing meaning.
  • Reader-response theorists might argue that the text’s meaning is co-created by readers and cannot be fully explained through speaker intentions alone.

4. Challenges with Contextual Variability

  • Critics note that the theory assumes shared conventions and mutual understanding between speakers and audiences, which may not hold true across different cultural or historical contexts.
  • The reliance on presuppositions and inference rules could be problematic in analyzing texts with ambiguous or unconventional meanings.

5. Neglect of Non-Linguistic Aspects of Literature

  • The theory does not adequately address non-verbal elements of literature, such as visual, structural, or symbolic aspects, which can be central to understanding a text’s meaning.
  • For instance, the narrative structure or use of silence in plays like Who’s Afraid of Virginia Woolf? might escape the scope of linguistic analysis.

6. Lack of Empirical Validation

  • Tanaka’s proposals rely heavily on theoretical models without extensive empirical validation or examples drawn from diverse literary traditions.
  • The limited number of literary texts analyzed raises questions about the theory’s generalizability.

7. Potential Reductionism

  • By prioritizing rules, conventions, and intentions, the theory risks reducing literature to a set of formulaic interactions, potentially undermining its complexity and interpretive depth.
  • Critics argue that this approach might marginalize the multi-layered, subjective experience of engaging with literature.

8. Dependence on Philosophical Linguistics

  • The reliance on philosophical concepts like Grice’s intention-based meaning and Searle’s speech acts might alienate literary theorists who favor more text-centric or cultural approaches.
  • Some may view the integration of action theory and linguistics as overly theoretical and detached from practical literary criticism.

9. Limited Application to Experimental or Absurdist Texts

  • The theory struggles to accommodate works that intentionally disrupt linguistic conventions, such as absurdist plays or postmodern literature.
  • For example, the deliberate ambiguity in Samuel Beckett’s Waiting for Godot or the fragmented narrative in Virginia Woolf’s The Waves might resist the framework proposed by Tanaka.
Representative Quotations from “Action And Meaning In Literary Theory” By Ronald Tanaka with Explanation
QuotationExplanation
“A literary theory must entail a theory of action on independent grounds.”Tanaka asserts that understanding literature requires integrating action theory, which explores human intentionality and behavior, establishing a foundation for connecting linguistic meaning to literary interpretation.
“The central topic of discussion will be the notion of utterance-meaning first proposed by H.P. Grice.”Highlights the importance of Grice’s intention-based meaning framework, which forms the theoretical basis for analyzing how literary meaning is constructed through speaker intentions and contextual communication.
“If understanding c is essential to an understanding of the poem, then an assessment of Donne’s intentions is essential.”Links the interpretation of poetry (e.g., Donne’s The Canonization) to the intentional actions of the poet, emphasizing that understanding meaning requires examining what the poet intended to communicate.
“Meaning is not a relation between things, and persons mean things, not words.”Challenges the relational view of meaning by arguing that meaning derives from human agents and their intentions, not from words themselves, which is central to interpreting literary texts dynamically.
“There has to exist some set of mutually-known conventions or presuppositions.”Establishes that shared linguistic and cultural conventions are necessary for meaning-making in literature, emphasizing the relational dynamics between author, text, and reader.
“The purpose of a theory is to provide explanations.”Stresses the explanatory power of Tanaka’s integrated theory of meaning and action, positioning literary theory as a tool for understanding rather than merely interpreting texts.
“Promises are a part of a whole family of intentional actions which are customarily performed in the course of meaning something.”Uses speech act theory to analyze how promises and other intentional actions (e.g., threats) operate in literature, providing insights into the performative aspects of literary dialogue and narrative.
“George intentionally created the situation by calling his son a bean bag.”In analyzing Who’s Afraid of Virginia Woolf?, Tanaka demonstrates how language is deliberately used to manipulate and challenge social conventions, highlighting the intentionality behind character interactions.
“The games that are played, the attacks, cruelty, separation… are possible only through language.”Asserts the centrality of language to human interaction and conflict, emphasizing its power in creating and resolving narrative tensions in literature.
“Language presupposes a mutual relationship between speaker and hearer.”Suggests that literary meaning arises from the interaction between the author’s intent and the audience’s interpretation, highlighting the collaborative nature of meaning-making in literary works.
Suggested Readings: “Action And Meaning In Literary Theory” By Ronald Tanaka
  1. Tanaka, Ronald. “Action and meaning in literary theory.” Journal of Literary Semantics 1.Jahresband (1972): 41-56.
  2. Belsey, Catherine. “Problems of Literary Theory: The Problem of Meaning.” New Literary History, vol. 14, no. 1, 1982, pp. 175–82. JSTOR, https://doi.org/10.2307/468964. Accessed 17 Nov. 2024.
  3. Olsen, Stein Haugom. “The ‘Meaning’ of a Literary Work.” New Literary History, vol. 14, no. 1, 1982, pp. 13–32. JSTOR, https://doi.org/10.2307/468955. Accessed 17 Nov. 2024.
  4. Jauss, Hans Robert, and Elizabeth Benzinger. “Literary History as a Challenge to Literary Theory.” New Literary History, vol. 2, no. 1, 1970, pp. 7–37. JSTOR, https://doi.org/10.2307/468585. Accessed 17 Nov. 2024.

“What Good Is Literary Criticism?” by Normal Friedman: Summary and Critique

“What Good Is Literary Criticism?” by Norman Friedman, first appeared in The Antioch Review in its Autumn 1960 issue, published by Antioch Review Inc.

"What Good Is Literary Criticism?" by Normal Friedman: Summary and Critique
Introduction: “What Good Is Literary Criticism?” by Normal Friedman

“What Good Is Literary Criticism?” by Norman Friedman, first appeared in The Antioch Review in its Autumn 1960 issue, published by Antioch Review Inc. The article, digitized by JSTOR, addresses the purpose and value of literary criticism amidst growing skepticism from various quarters, including poets, scholars, and lay readers. Friedman explores criticism’s necessity as a bridge between the reader and the deeper layers of literature, countering the notion that it over-intellectualizes or diminishes the pleasure of literary experience. He argues for a balanced approach, where reasoning and systematic inquiry coexist with emotional and imaginative engagement. Highlighting the utility of criticism in cultivating taste, extending understanding, and enhancing aesthetic appreciation, the article situates literary criticism as essential to both appreciating and challenging the complexities of creative works. It further underscores the importance of reasoning and theory in navigating the subjective and often ambiguous terrain of literary interpretation. Friedman’s work remains a cornerstone in discussions about the role of criticism in literary theory, advocating for an informed yet flexible approach to understanding literature.

Summary of “What Good Is Literary Criticism?” by Normal Friedman
  • The Age of Criticism and Growing Skepticism
    Friedman opens by identifying the contemporary era as an “age of criticism,” marked by the proliferation of analytical works and theoretical discussions in literature. However, this growth has been met with skepticism from poets, scholars, and lay readers, who view criticism as excessive, overly intellectual, and at times harmful to the creative process (“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical, pedantic, and unimaginative” (Friedman, 1960, p. 316)).
  • Criticism vs. Creation: A Necessary Tension
    A recurring concern in the article is the perceived tension between literary creation and criticism. Critics such as John Crowe Ransom and T.S. Eliot lament that excessive criticism risks overshadowing creative impulses. Friedman acknowledges this tension but maintains that criticism, when properly applied, complements creativity rather than stifling it (“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa” (Friedman, 1960, p. 316)).
  • Hostility Towards Intellectual Inquiry in Literature
    Friedman identifies a broader cultural hostility towards intellectualism, tracing its roots to historical, psychological, and philosophical objections. He critiques the belief that reasoning about literature diminishes its enjoyment, arguing instead that intellectual engagement enhances rather than detracts from aesthetic pleasure (“But do we really think that our pleasures are so frail as to disappear under analysis? Or that the powers of literature are so weak as to be so easily crushed?” (Friedman, 1960, p. 319)).
  • The Role of Theory and Systematic Inquiry
    The article emphasizes the inevitability and utility of theoretical frameworks in literary analysis. Friedman argues that no interpretation occurs in a vacuum; even the most intuitive responses are shaped by implicit assumptions (“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience with life and with literature to bear upon our reading” (Friedman, 1960, p. 326)).
  • Inductive and Deductive Reasoning in Criticism
    Friedman elaborates on the role of inductive and deductive reasoning in criticism, countering the notion that these methods are antithetical to the literary experience. He asserts that both are essential to forming meaningful interpretations (“Most questions of literary interpretation … are of this second type … making inferences, and it is that process of making inferences which is … dependent upon the principles of reasoning” (Friedman, 1960, p. 322)).
  • Multiple Dimensions of Literary Criticism
    Friedman outlines the multifaceted nature of literary criticism, encompassing inquiries into the poet’s life, the poem’s structure, its effects on the reader, and its connection to the broader world. He emphasizes that no single approach can capture the entirety of a work’s significance (“No one approach gives us the whole truth; that each approach does what it was designed to do and not what any other approach can do” (Friedman, 1960, p. 325)).
  • Criticism as a Path to Discovery
    The ultimate purpose of criticism, according to Friedman, is to enable deeper understanding and appreciation of literature. By examining our assumptions and engaging rigorously with texts, critics can transcend personal biases and uncover new dimensions of meaning (“In this way only can we do justice to the poet. How else can we get outside ourselves and enter the world he took such pains to make for us?” (Friedman, 1960, p. 330)).
  • Criticism and Progress in Literary Knowledge
    Friedman asserts that criticism is not an idle exercise but a progressive endeavor. Through systematic inquiry and theoretical exploration, critics contribute to the collective understanding of literature (“Although there is no way of choosing between competing interpretations unless the issue is first joined, this doesn’t mean … that one interpretation is as good as the other” (Friedman, 1960, p. 328)).
Literary Terms/Concepts in “What Good Is Literary Criticism?” by Normal Friedman
Theoretical Term/ConceptExplanation/DefinitionReferences from the Text
Criticism vs. CreationThe tension between the act of literary creation and the critical analysis that follows, often seen as potentially stifling creativity.“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa” (p. 316).
Inductive ReasoningA form of reasoning that begins with specific observations and builds general conclusions or theories.“Induction … provides us instead with a rational method for testing its results” (p. 323).
Deductive ReasoningA logical process that starts with a general statement or hypothesis and examines the possibilities to reach a specific conclusion.“Deduction refers to the manner in which the mind infers the nature of that which is unknown” (p. 322).
Subordination of CriticismThe idea that criticism should serve creative literature, not dominate it.“Critics must follow writers and not vice versa” (p. 316).
Multiplicity of ApproachesThe acknowledgment that different works demand different theoretical and methodological approaches to interpretation.“No one approach gives us the whole truth; that each approach does what it was designed to do” (p. 325).
Reason in Literary CriticismAdvocacy for rational inquiry and reasoning as necessary tools for deeper understanding of literature.“There is no escape, then, from reason—even if we should want one” (p. 326).
Hostility to Intellectual InquiryThe resistance from some quarters to analyzing literature systematically, often tied to fears of over-intellectualization.“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical” (p. 316).
Role of Theoretical FrameworksThe necessity of explicit or implicit frameworks in guiding interpretation and criticism.“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience” (p. 326).
Progress in Literary KnowledgeThe idea that criticism contributes to the accumulation of understanding and knowledge about literature.“Although there is no way of choosing between competing interpretations … one interpretation is as good as another” (p. 328).
Educational Function of CriticismThe role of criticism in extending and cultivating a reader’s taste, understanding, and appreciation of literature.“How does such an argument allow for us to develop and extend our natural responses and tastes?” (p. 327).
Contribution of “What Good Is Literary Criticism?” by Normal Friedman to Literary Theory/Theories
Theory/ApproachContributionReferences from the Article
New CriticismAdvocates for close reading and systematic analysis of texts, emphasizing internal coherence, paradox, and tension as critical tools for interpretation.“We look in poems for conflicts, paradoxes, ironies, ambiguities, symbols, and the like, in an attempt to define the total meaning” (p. 324).
Reader-Response TheoryHighlights the interaction between the text and the reader, considering the subjective experience and interpretative engagement of the audience.“How it affects him or what good or harm it will do to him” as a basis for critical inquiry (p. 325).
FormalismEmphasizes the study of the artistic structure of literature, analyzing how the parts of a literary work relate to the whole.“If we want to study the poem as an artistic product, then we must ask how the parts are related to the whole” (p. 324).
Historical-Biographical CriticismDiscusses how the poet’s life, historical context, and creative process influence the composition and interpretation of a literary work.“How a poem reflects the life and background of its author … the poem has the status of a document” (p. 324).
Psychological CriticismIntroduces psychological theories, including Freudian analysis, to understand the creative process and character motivations within literary texts.“The various psychological theories which by now have gained currency” as tools for interpretation (p. 324).
Critical PluralismAdvocates for a multiplicity of approaches to literary analysis, recognizing that no single method can provide a complete understanding of a text.“No one approach gives us the whole truth; each evolves out of a reasonable process of inference” (p. 325).
Ontology of LiteratureExplores the metaphysical nature of literary works, questioning their relationship to reality and their role in representing or shaping the human experience.“The mode of being of poetry—whether it has any significant connection with reality or whether it is simply a fictive device” (p. 325).
Educational Philosophy in CriticismAsserts the role of criticism in enhancing a reader’s aesthetic and intellectual engagement with literature, fostering growth in understanding and taste.“Criticism contributes to a liberal and enlarged area of aesthetic awareness, bounded only by our capacity for new experience” (p. 330).
Ethical CriticismDiscusses the moral implications of literature and its influence on readers, engaging with the ethical dimensions of literary texts.“What good or harm it will do to him” as part of the critical inquiry into the poem-reader relationship (p. 325).
Theory of Induction and DeductionIntegrates philosophical reasoning methods into literary criticism, demonstrating how systematic inquiry can enrich interpretation and understanding.“Deduction refers to the manner in which the mind infers the nature of that which is unknown … Induction helps us to test the adequacy of our conclusions” (pp. 322–323).
Examples of Critiques Through “What Good Is Literary Criticism?” by Normal Friedman
  • Critique of Robert Frost’s “Stopping by Woods on a Snowy Evening” (Explication Approach)
    Using Friedman’s defense of systematic analysis, critics might revisit John Ciardi’s controversial explication of Frost’s poem. A focus on paradox and tension, as Friedman suggests, could reveal the conflict between the speaker’s duty and the allure of nature’s stillness (**”We look in poems for conflicts, paradoxes, ironies, ambiguities, symbols, and the like”* (Friedman, 1960, p. 324)).
  • Critique of T.S. Eliot’s “The Waste Land” (New Criticism)
    Applying Friedman’s emphasis on internal coherence, Eliot’s work could be analyzed for its paradoxes and ambiguities, examining how the fragmentation reflects the spiritual disarray of modernity (**”If poetry is, as they say, organized around a reconciliation of opposing views … then we look in poems for conflicts and tensions”* (p. 324)).
  • Critique of F. Scott Fitzgerald’s The Great Gatsby (Historical-Biographical Criticism)
    Following Friedman’s approach to considering an author’s life and historical context, Fitzgerald’s novel could be critiqued as a reflection of Jazz Age decadence and disillusionment (**”How a poem reflects the life and background of its author … the poem has the status of a document”* (p. 324)).
  • Critique of Emily Dickinson’s Poetry (Psychological Criticism)
    Through psychological theories, Dickinson’s use of imagery and themes of death and isolation could be explored as expressions of her introspective and reclusive personality (**”The various psychological theories … allow us to infer the nature of that process from the characteristics of the results”* (p. 324)).
Criticism Against “What Good Is Literary Criticism?” by Normal Friedman
  • Overemphasis on Rationality
    Critics might argue that Friedman places excessive emphasis on logical reasoning and systematic inquiry, potentially marginalizing the emotional and intuitive responses that many believe are central to experiencing literature (**”There is no escape, then, from reason—even if we should want one”* (Friedman, 1960, p. 326)).
  • Dismissal of Anti-Critical Perspectives
    While Friedman acknowledges skepticism toward criticism, he largely dismisses it as hostility to intellectual inquiry. Critics could challenge this as oversimplifying valid concerns about over-intellectualization of literature (**”The attack on the abuses of reason frequently turns into an attack on reason itself”* (p. 317)).
  • Limited Consideration of Cultural and Social Factors
    The essay focuses heavily on individual works and theoretical frameworks but provides limited discussion of broader cultural or societal influences on literature and its interpretation, which are vital in contemporary literary studies.
  • Neglect of Reader’s Agency in Interpretation
    Although Friedman addresses reader-response aspects, his approach could be critiqued for insufficiently emphasizing the role of individual readers’ diverse contexts, experiences, and subjective interpretations.
  • Insufficient Engagement with Non-Western Perspectives
    The essay operates predominantly within a Western literary tradition and critical frameworks, leaving non-Western literary theories and perspectives unexamined, thus limiting its inclusivity.
  • Overgeneralization of Critical Pluralism
    While Friedman advocates for multiple approaches, critics might argue that his emphasis on critical pluralism lacks specificity, as it does not fully address how competing interpretations should be prioritized or reconciled (**”No one approach gives us the whole truth”* (p. 325)).
  • Perceived Elitism in Literary Study
    Friedman’s argument for intellectual rigor and systematic approaches might be criticized as catering to an academic elite, alienating casual readers and undermining literature’s accessibility.
Representative Quotations from “What Good Is Literary Criticism?” by Normal Friedman with Explanation
QuotationExplanation
“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa.” (p. 316)Friedman highlights that criticism serves creative literature, ensuring that it complements rather than stifles the artistic process.
“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical, pedantic, and unimaginative.” (p. 316)This acknowledges valid critiques of literary criticism, stressing that poorly executed criticism can harm the appreciation of literature.
“The attack on the abuses of reason frequently turns into an attack on reason itself.” (p. 317)Friedman defends intellectual inquiry against those who dismiss it outright, asserting the importance of reasoning in understanding literature.
“No one critical theory as to the nature and function of literature should dominate the field, for artists must be allowed to work out their own visions and revisions.” (p. 316)He advocates for diversity in critical approaches, warning against rigid adherence to a single critical framework.
“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience with life and with literature to bear upon our reading.” (p. 326)This emphasizes the inescapable influence of personal and cultural contexts in interpreting literary works.
“Logic merely formulates what happens whenever we think effectively, just as grammar merely formulates what happens whenever we speak or write effectively.” (p. 323)Friedman underscores that reasoning is a natural part of critical thought, comparable to how grammar structures language.
“If you can’t feel it, then I can’t explain it to you” … undercuts the entire teaching profession at its roots.” (p. 327)He critiques the anti-intellectual stance that denies the role of teaching and systematic inquiry in fostering deeper literary appreciation.
“There are systems and there are systems—some are closed in that they limit our experience of a poem … some are open in that they widen our experience by suggesting ways of asking questions.” (p. 329)Friedman distinguishes between restrictive and expansive critical methods, advocating for those that enhance exploration and understanding.
“The poem does not interpret itself for us, and we cannot interpret it … without bringing something of our past experience with life and with literature to bear upon our reading.” (p. 326)He asserts that interpretation requires active engagement and is shaped by the reader’s experiences and knowledge.
“We are all critics, then, whether we know it or not.” (p. 329)Friedman democratizes the concept of criticism, suggesting that forming opinions and judgments is an inherent human activity.

Suggested Readings: “What Good Is Literary Criticism?” by Normal Friedman

  1. Friedman, Norman. “What Good Is Literary Criticism?” The Antioch Review, vol. 20, no. 3, 1960, pp. 315–30. JSTOR, https://doi.org/10.2307/4610268. Accessed 16 Nov. 2024.
  2. Butler, Christopher. “What Is a Literary Work?” New Literary History, vol. 5, no. 1, 1973, pp. 17–29. JSTOR, https://doi.org/10.2307/468405. Accessed 16 Nov. 2024.
  3. Fleming, Bruce E. “What Is the Value of Literary Studies?” New Literary History, vol. 31, no. 3, 2000, pp. 459–76. JSTOR, http://www.jstor.org/stable/20057615. Accessed 16 Nov. 2024.
  4. Showalter, Elaine. “Literary Criticism.” Signs, vol. 1, no. 2, 1975, pp. 435–60. JSTOR, http://www.jstor.org/stable/3173056. Accessed 16 Nov. 2024.

“Humanism and the Scientific Worldview” by David E. Cooper: Summary and Critique

“Humanism and the Scientific Worldview” by David E. Cooper first appeared in Theoria: A Journal of Social and Political Theory (June 1999, No. 93), published by Berghahn Books in collaboration with the University of KwaZulu-Natal.

"Humanism and the Scientific Worldview" by David E. Cooper: Summary and Critique
Introduction: “Humanism and the Scientific Worldview” by David E. Cooper

“Humanism and the Scientific Worldview” by David E. Cooper first appeared in Theoria: A Journal of Social and Political Theory (June 1999, No. 93), published by Berghahn Books in collaboration with the University of KwaZulu-Natal. This essay explores the complex relationship between humanism and science, contending with the perceived antagonism between the two. Cooper traces the philosophical evolution of humanism, distinguishing between various interpretations, such as Renaissance humanism, rational subjectivity, and existential humanism. He posits that modern humanism, particularly in its existential form, inherently challenges the scientific worldview by rejecting notions of an objective reality independent of human perspectives. This work is significant in literature and literary theory as it underscores the philosophical tensions between human agency, cultural heritage, and the epistemological frameworks underpinning scientific inquiry. It invites a rethinking of humanism’s role in shaping intellectual discourses and its implications for understanding human culture and values amidst modernity’s scientific advancements.

Summary of “Humanism and the Scientific Worldview” by David E. Cooper

1. Diverse Interpretations of Humanism and Science

  • Cooper highlights contrasting views on humanism and its relation to science, citing some who see science as irrelevant to the humanities, while others equate modern humanism with scientific humanism (Cooper, 1999, p. 1). These differences stem from varying definitions of humanism and its historical contexts.

2. Renaissance Humanism and its Legacy

  • Renaissance humanism, focused on the humanities (litterae humaniores), is identified as the origin of the term. It emphasized cultural and intellectual pursuits, setting itself apart from modern interpretations tied to secular and scientific concerns (Cooper, 1999, p. 2).

3. Evolution into Philosophical Humanism

  • Cooper traces how modern philosophical humanism diverges from its Renaissance roots, transitioning into a worldview that often conflicts with scientific perspectives. This conflict arises when humanism prioritizes subjective, human-centered values over scientific objectivity (Cooper, 1999, p. 3).

4. Characterizing Humanism

  • Cooper identifies four dominant characterizations of humanism in intellectual history:
    1. Essentialism: Positing a universal “essence” of humanity (Cooper, 1999, p. 4).
    2. Naturalism: Viewing humans as a natural species, often aligned with scientific explanations (Cooper, 1999, p. 6).
    3. Rational Subjectivity: Celebrating the autonomy and rational capacities of individuals (Cooper, 1999, p. 8).
    4. Existential Humanism: Emphasizing human agency in constructing meaning and reality, rejecting universal truths (Cooper, 1999, p. 11).

5. The Critique of Humanism

  • Modern critiques of humanism often focus on its anthropocentric tendencies and its reliance on human-centered metaphysics, which some environmental ethicists and philosophers like Heidegger argue has contributed to ecological and epistemic crises (Cooper, 1999, p. 5).

6. Existential Humanism as the Dominant Form

  • Cooper identifies existential humanism as the most representative form of contemporary humanism. It denies a fixed, objective reality, emphasizing instead the constructive role of human agency in shaping the world (Cooper, 1999, p. 12).

7. Historical Continuity and Divergence

  • Cooper connects existential humanism to its Renaissance precursors, who, in response to medieval skepticism about divine order, began privileging human agency and practical engagement over metaphysical speculation (Cooper, 1999, p. 13).

8. Implications for Science and Humanism

  • Cooper argues that existential humanism inherently conflicts with the scientific worldview when the latter asserts an independent, intrinsic reality. This clash reflects deeper tensions between human-centered values and objective scientific inquiry (Cooper, 1999, p. 15).

9. Bridging Historical and Popular Understandings

  • The dual heritage of humanism—as both a celebration of human culture and a naturalistic concern for human well-being—explains the divergent popular interpretations of the term today (Cooper, 1999, p. 16).
Theoretical Terms/Concepts in “Humanism and the Scientific Worldview” by David E. Cooper
Theoretical Term/ConceptDefinition/ExplanationReference in Text
HumanismA worldview emphasizing human values, culture, and agency. Varied interpretations exist, including philosophical, scientific, and cultural humanism.Discussed throughout; historical roots in Renaissance humanism (Cooper, 1999, pp. 1-2).
Renaissance HumanismFocus on humanities (litterae humaniores), cultural achievements, and skepticism toward universal scientific truths.Origin of humanism, contrasting with modern forms (Cooper, 1999, p. 2).
EssentialismThe belief in a universal human essence that defines human nature. Often criticized for being overly simplistic.Rejected by modern humanists like Sartre; “existence precedes essence” (Cooper, 1999, pp. 4-5).
NaturalismA view that positions humans as part of nature, often rejecting supernatural explanations.Explored in the context of scientific humanism (Cooper, 1999, pp. 6-7).
Rational SubjectivityThe notion that humans are autonomous, rational beings capable of independent judgment and creating meaning.Rooted in Enlightenment ideas; critiqued for privileging individual rationality (Cooper, 1999, pp. 8-9).
Existential HumanismEmphasizes human agency in shaping reality and meaning. Rejects objective truths independent of human perspective.Argued to be the dominant modern form of humanism (Cooper, 1999, pp. 11-13).
Scientific WorldviewA perspective that seeks to explain reality through objective, empirical, and naturalistic methods.Often conflicts with existential humanism (Cooper, 1999, p. 15).
AnthropocentrismThe belief that humans are the central or most significant entities in the universe.Criticized by environmental ethics and linked to ecological issues (Cooper, 1999, pp. 5-6).
Metaphysical HubrisThe overconfidence in human ability to define or reshape reality based solely on human perspectives and interests.Critiqued by thinkers like Heidegger and Nagel (Cooper, 1999, p. 12).
Self-AssertionA response to the loss of divine order, emphasizing human agency and practical engagement with the world.Highlighted as a response to medieval skepticism (Cooper, 1999, p. 13).
Agency-Driven AntirealismThe view that reality is shaped by human practices, desires, and interests rather than existing independently.Central to existential humanism (Cooper, 1999, p. 11).
Post-Enlightenment SkepticismDoubts about the universal applicability and objectivity of reason and scientific inquiry.Rooted in critiques of Enlightenment rationality (Cooper, 1999, p. 9).
Environmental EthicsCritiques humanism’s anthropocentric tendencies and its perceived role in ecological degradation.Views humanism as responsible for a “technological stance” towards nature (Cooper, 1999, pp. 5-6).
Contribution of “Humanism and the Scientific Worldview” by David E. Cooper to Literary Theory/Theories
  • Critique of Anthropocentrism in Literature and Culture
    • Cooper critiques the anthropocentric focus of humanism, which literary ecocriticism also addresses. He aligns with environmental ethics that challenge human-centered narratives, suggesting a shift towards perspectives that decentralize human agency in interpreting texts and culture (Cooper, 1999, pp. 5-6).
  • Existential Humanism and Poststructuralist Theory
    • By emphasizing existential humanism, Cooper contributes to theories like poststructuralism, which reject fixed meanings and universal truths. His discussion parallels Derrida’s notion of deconstruction, where meaning is shaped by human agency rather than inherent essences (Cooper, 1999, pp. 11-12).
  • Reinterpretation of Enlightenment Values
    • Cooper interrogates rational subjectivity as rooted in Enlightenment ideals, critiquing its dominance in Western thought. This resonates with postcolonial and feminist literary theories that challenge universal rationality as a colonial or patriarchal construct (Cooper, 1999, p. 8).
  • Skepticism Toward Universal Truths
    • Cooper’s alignment with Renaissance skepticism about “global truths” connects with New Historicism, which views meaning and interpretation as context-dependent, influenced by historical and cultural factors (Cooper, 1999, pp. 2-3).
  • Human Agency in Shaping Reality
    • His focus on agency-driven antirealism informs reader-response theory. Cooper’s view that humans construct reality aligns with the idea that readers co-create meaning through their subjective engagement with texts (Cooper, 1999, p. 11).
  • Humanism’s Role in Technological Narratives
    • Cooper critiques humanism’s complicity in technological and ecological degradation, offering insights relevant to Marxist and materialist theories. These theories examine how human-centered ideologies influence cultural production and consumption (Cooper, 1999, pp. 5-6).
  • Influence on Ecocritical Theory
    • By addressing humanism’s impact on ecological crises, Cooper aligns with ecocriticism, which critiques literature’s anthropocentric biases and promotes more inclusive representations of nature (Cooper, 1999, pp. 5-6).
  • Reevaluation of Renaissance Humanism
    • His analysis of Renaissance humanism’s focus on cultural achievements enriches literary studies by highlighting how these traditions inform modern humanist and posthumanist perspectives (Cooper, 1999, pp. 13-15).
  • Intersection with Modern Literary Theories
    • Cooper’s existential humanism, with its emphasis on human agency and constructed realities, contributes to phenomenological approaches in literary theory, where subjective experience is central to understanding texts (Cooper, 1999, pp. 11-12).
Examples of Critiques Through “Humanism and the Scientific Worldview” by David E. Cooper
Literary WorkCritique Based on Cooper’s IdeasKey References from Cooper’s Article
Mary Shelley’s FrankensteinCritique of anthropocentrism: Victor Frankenstein’s attempt to “master nature” reflects humanism’s technological hubris.Cooper discusses the “technological stance” and its ecological consequences (Cooper, 1999, pp. 5-6).
Joseph Conrad’s Heart of DarknessPost-Enlightenment skepticism: The novella critiques Enlightenment rationality and its link to colonial exploitation.Cooper critiques rational subjectivity and universal truths rooted in Enlightenment ideals (Cooper, 1999, pp. 8-9).
Ralph Waldo Emerson’s NatureCritique of human agency in shaping reality: Emerson’s transcendentalism embodies existential humanism but risks anthropocentrism.Cooper’s existential humanism focuses on human agency shaping the world, often critiqued for anthropocentrism (Cooper, 1999, p. 11).
William Blake’s Songs of Innocence and ExperienceCritique of human dualism: Blake’s works challenge humanism’s compartmentalization of innocence and experience, advocating a holistic view.Cooper discusses skepticism toward rigid humanist categories and fixed essences (Cooper, 1999, pp. 4-5).
Criticism Against “Humanism and the Scientific Worldview” by David E. Cooper
  • Lack of Practical Solutions
    • While Cooper critiques anthropocentrism and the scientific worldview’s conflicts with humanism, he provides limited practical alternatives to reconcile these tensions.
  • Overgeneralization of Philosophical Traditions
    • The categorization of humanism into essentialism, naturalism, rational subjectivity, and existential humanism may oversimplify complex and diverse philosophical traditions.
  • Insufficient Engagement with Counterarguments
    • Cooper critiques the scientific worldview and Enlightenment rationality but does not fully address the strengths or potential synergies between science and humanism.
  • Limited Representation of Modern Humanism
    • The discussion heavily emphasizes existential humanism as the dominant form, potentially sidelining other significant contemporary interpretations of humanism, such as pragmatic humanism.
  • Ambiguity in Defining Existential Humanism
    • While Cooper highlights existential humanism’s emphasis on agency and constructed realities, the boundaries of this concept remain vague and open to interpretation.
  • Neglect of Posthumanist Perspectives
    • Cooper’s critique of traditional humanism does not sufficiently engage with posthumanist theories that challenge human exceptionalism and offer alternative frameworks.
  • Inconsistent Historical Connections
    • The link between Renaissance humanism and existential humanism, while compelling, may oversimplify historical developments and downplay transitional philosophical movements.
  • Limited Scope in Addressing Ecological Concerns
    • Although Cooper critiques anthropocentrism, his work lacks depth in proposing how humanism can adapt to address pressing ecological and environmental crises.
Representative Quotations from “Humanism and the Scientific Worldview” by David E. Cooper with Explanation
QuotationExplanation
“The appearance of a necessary opposition between humanism and science is illusory.”Cooper highlights how the perceived conflict between humanism and science is rooted in misunderstandings of their roles and definitions, showing how they may complement rather than contradict each other.
“Modern humanism just is scientific humanism.”This reflects Cooper’s observation of modern humanist movements aligning themselves with scientific rationality, advocating for a worldview grounded in empirical evidence.
“Humanism, in the dominant philosophical sense today, is antagonistic to the scientific worldview.”Cooper argues that contemporary philosophical humanism often challenges the deterministic and objective claims of science, emphasizing subjective human values and agency.
“The scientific worldview implies that reality is independent of human perspectives and purposes.”This contrasts with existential humanism, which Cooper identifies as centered on the idea that reality is shaped by human interaction and interpretation.
“The theory of the subject is at the heart of humanism.”Cooper points to the focus on human subjectivity and autonomy as central to humanist philosophy, especially in its existential variant.
“Existential humanism denies that there is a way the world intrinsically is, independent of human perspectives.”Here, Cooper encapsulates existential humanism’s anti-realist stance, emphasizing the role of human agency in constructing reality.
“Human dignity is secured not through success in contemplative appreciation of the cosmic order, but through successful coping with the world.”This reflects the shift from metaphysical or religious humanism to a pragmatic approach, emphasizing human ability to adapt and thrive.
“For Heidegger, the technological stance to the world as equipment at human disposal is responsible for ‘the devastation of the earth.’”Cooper integrates Heidegger’s critique of anthropocentrism, linking humanism’s focus on agency with environmental exploitation.
“Renaissance humanism engendered, in more than one way, the development of a natural science which left little space for the divine and supernatural.”Cooper examines how Renaissance humanism’s focus on human capacity and reason laid the groundwork for scientific inquiry and secularism.
“There is no one position under attack and inviting a single characterization.”Cooper acknowledges the multiplicity of critiques against humanism, arguing for a nuanced understanding of its diverse interpretations and implications.
Suggested Readings: “Humanism and the Scientific Worldview” by David E. Cooper
  1. Cooper, David E. “Humanism and the Scientific Worldview.” Theoria: A Journal of Social and Political Theory, no. 93, 1999, pp. 1–17. JSTOR, http://www.jstor.org/stable/41802111. Accessed 16 Nov. 2024.
  2. McNeill, William H. “History and the Scientific Worldview.” History and Theory, vol. 37, no. 1, 1998, pp. 1–13. JSTOR, http://www.jstor.org/stable/2505637. Accessed 16 Nov. 2024.
  3. Paden, Roger. “Foucault’s Anti-Humanism.” Human Studies, vol. 10, no. 1, 1987, pp. 123–41. JSTOR, http://www.jstor.org/stable/20008991. Accessed 16 Nov. 2024.
  4. Griffioen, Sander. “ON WORLDVIEWS.” Philosophia Reformata, vol. 77, no. 1, 2012, pp. 19–56. JSTOR, http://www.jstor.org/stable/24710030. Accessed 16 Nov. 2024.

“Literary Theory, Criticism, and History” by Rene Wellek: Summary and Critique

“Literary Theory, Criticism, and History” by René Wellek first appeared in The Sewanee Review in Winter 1960, published by Johns Hopkins University Press.

"Literary Theory, Criticism, and History" by Rene Wellek: Summary and Critique
Introduction: “Literary Theory, Criticism, and History” by Rene Wellek

“Literary Theory, Criticism, and History” by René Wellek first appeared in The Sewanee Review in Winter 1960, published by Johns Hopkins University Press. In this seminal article, Wellek distinguishes the interrelated but distinct fields of literary theory, criticism, and history. He advocates for their collaboration, emphasizing that literary theory involves the principles and criteria of literature, criticism deals with the interpretation and evaluation of individual works, and history examines literature in its temporal and cultural contexts. Wellek critiques efforts to subsume these disciplines into one or reduce them to purely historical or critical endeavors, defending the necessity of theoretical inquiry in understanding literature as a systematic art form. The work remains a cornerstone in literary studies, urging a balanced approach to evaluating literature’s aesthetic, historical, and theoretical dimensions. This piece underscores the importance of integrating these perspectives to enrich the study and appreciation of literary works, advancing the broader discourse in humanities.

Summary of “Literary Theory, Criticism, and History” by Rene Wellek

Key Themes and Insights:

  1. Distinction of Literary Disciplines
    Wellek emphasizes the differentiation among literary theory, literary criticism, and literary history, asserting their interdependence but distinct roles. Literary theory explores the principles and criteria of literature, criticism interprets and evaluates works, and history situates literature in its historical context (pp. 1-3).
  2. Collaboration Between Disciplines
    Wellek argues that the three disciplines—literary theory, criticism, and history—“implicate each other so thoroughly as to make inconceivable literary theory without criticism or history, or criticism without theory or history” (p. 2).
  3. Critique of Terminological Confusion
    The article critiques the terminological inconsistencies across languages. For example, the German term “Literaturwissenschaft” retains a broad meaning, while English terms like “literary theory” and “poetics” have narrower or misleading connotations (pp. 3-4).
  4. Theory’s Role in Literary Studies
    Literary theory is positioned as vital to understanding literature as a systematic and intellectual pursuit. Wellek defends theory against efforts to subordinate it to history or criticism (p. 5).
  5. Response to Northrop Frye
    Wellek acknowledges Northrop Frye’s contributions to literary theory but critiques Frye’s attempt to isolate literary theory as the supreme discipline while diminishing the roles of criticism and history (pp. 6-7).
  6. Rejection of Pure Historicism
    Wellek refutes extreme historicism, which he sees as overly relativistic and prone to antiquarian pedantry. He argues for integrating history into literary analysis without reducing literature to historical artifacts (pp. 8-10).
  7. Defending Close Reading
    While acknowledging the flaws of close reading, Wellek asserts its indispensability for advancing literary understanding, calling it a fundamental tool for interpretation (p. 11).
  8. Against Absolute Relativism
    Wellek criticizes complete relativism, arguing that it leads to skepticism and undermines meaningful evaluation. He advocates for a balanced approach that recognizes universal aesthetic values while accounting for historical and cultural contexts (pp. 14-15).
  9. Vision for Unified Literary Study
    Wellek concludes by advocating a unified literary approach where theory, criticism, and history coexist and inform each other. He likens literature to an “imaginary museum” that transcends time and space, asserting humanity’s defiance of impermanence (pp. 18-19).
Theoretical Terms/Concepts in “Literary Theory, Criticism, and History” by Rene Wellek
Term/ConceptDefinition/ExplanationKey Reference/Explanation in Text
Literary TheoryThe study of principles, categories, and criteria of literature; the systematic framework for understanding literature.“Literary theory” is the study of the principles of literature, its categories, criteria, and the like (p. 2).
Literary CriticismAnalysis and evaluation of specific literary works; focuses on interpretation and judgment of individual texts.“Literary criticism” (primarily static in approach) is distinct yet related to literary theory and history (p. 2).
Literary HistorySituates literature within historical and cultural contexts, analyzing its evolution and chronological order.“History” examines literature as a series of works arranged in a chronological order and as integral parts of the historical process (p. 2).
HistoricismThe approach that emphasizes understanding literature within its historical and cultural context, often critiqued for relativism.Critiqued for leading to “antiquarian pedantry” and devaluing the universal aspects of art (pp. 8-10).
Close ReadingA detailed, focused analysis of a text’s structure and meaning, emphasizing the text itself over external context.“Close reading… is surely here to stay, as any branch of knowledge can advance and has advanced only by careful inspection” (p. 11).
Systematic KnowledgeLiterature studied as a coherent system, with its principles and values interconnected.“A theory of literature… must ultimately aim at systematic knowledge about literature” (p. 5).
RelativismThe belief that judgments and values are context-dependent and subjective; critiqued for undermining universal evaluation.Extreme relativism “leads to paralyzing skepticism, to an anarchy of values” (p. 14).
Collaboration of DisciplinesThe interdependence of theory, criticism, and history to provide a comprehensive understanding of literature.“These distinctions are fairly obvious… yet the disciplines implicate each other thoroughly” (pp. 1-3).
Aesthetic StandardsUniversal principles for evaluating the quality of literary works, countering pure relativism.“Critical judgment requires aesthetic standards just as ethical or logical standards are indispensable” (p. 15).
Imaginary MuseumA metaphor for the cumulative and transcendent nature of literature across time and cultures.“Literature… is a chorus of voices… articulating defiance of impermanence, relativity, and history” (p. 19).
Contribution of “Literary Theory, Criticism, and History” by Rene Wellek to Literary Theory/Theories

Theoretical FrameworkContributionReference/Key Argument in Article
StructuralismEmphasizes the systematic nature of literature, arguing for the analysis of its intrinsic structure and coherence.“Literary theory… must ultimately aim at systematic knowledge about literature” (p. 5).
Formalism/New CriticismDefends close reading as essential for understanding literature, focusing on the text itself over historical or biographical details.“Close reading… is surely here to stay, as any branch of knowledge can advance… only by careful, minute inspection” (p. 11).
Historicist CriticismChallenges reductive historicism while advocating for integrating historical context without subsuming literature entirely into history.“History cannot absorb or replace theory, while theory should not even dream of absorbing history” (p. 19).
Comparative LiteratureAdvocates for breaking down linguistic and cultural barriers to create a universal understanding of literature.“We can more directly and easily assemble our museum in a library… still faced with the walls and barriers of languages” (p. 19).
Reader-Response TheoryImplicitly supports the interaction between the critic and the text, emphasizing judgment and interpretation by the reader.“The critic must analyze, interpret, and evaluate it; he must, in short, be a critic in order to be a historian” (p. 14).
Aesthetic TheoryCritiques relativism and reasserts the need for universal aesthetic standards for evaluating literature.“There is a hierarchy of viewpoints… evaluation grows out of understanding: correct evaluation out of correct understanding” (p. 17).
Interdisciplinary Literary StudiesProposes collaboration between literary theory, criticism, and history to enrich literary analysis and interpretation.“The three disciplines… implicate each other thoroughly, making inconceivable one without the others” (p. 2).
Philosophical HermeneuticsAddresses the role of the critic’s subjectivity and argues for objective standards to counteract extreme relativism.“Men can correct their biases… rise above temporal and local limitations, aim at objectivity, arrive at some knowledge and truth” (p. 14).
Canon FormationEngages with the debates around the literary canon, arguing for the acknowledgment of universally recognized classics.“There is… a very wide agreement on the great classics: the main canon of literature” (p. 16).
Universal HumanismAdvocates for the universality of literature, asserting that works from diverse cultures resonate with shared human experiences.“There is a common humanity which makes every art remote in time and place… accessible and enjoyable to us” (p. 18).

Examples of Critiques Through “Literary Theory, Criticism, and History” by Rene Wellek
Literary WorkType of CritiqueApplication of Wellek’s ConceptsReference from Article
Milton’s PoetryEvaluation and ranking of works based on their intellectual and aesthetic richness.Wellek critiques the rejection of value judgments in Frye’s Anatomy of Criticism, emphasizing that Milton offers deeper intellectual engagement than lesser poets like Blackmore.“Milton is a more rewarding and suggestive poet to work with than Blackmore” (p. 6).
Shakespeare’s PlaysBalancing historical context with intrinsic textual analysis for interpretation.Wellek critiques pure historical readings that ignore a work’s intrinsic values, emphasizing the interplay between history and criticism in understanding Shakespeare.“We cannot simply interpret Hamlet in terms of the hypothetical views of Shakespeare or his audience” (p. 15).
Marvell’s “Horatian Ode”Historical context as a supplementary tool for understanding, not as definitive.Discussing Cleanth Brooks’s interpretation, Wellek shows how historical information aids textual understanding while maintaining the poem’s autonomy as a work of art.“The poem has to be read as a poem… historical evidence cannot finally determine what the poem says” (p. 7).
Herbert’s “Sacrifice”Critique of misinterpretations stemming from arbitrary or speculative readings.Wellek highlights the need for a balance between historical context and textual fidelity, critiquing Empson’s overly speculative analysis of Herbert’s poem.“Miss Tuve seems right in insisting that ‘I must climb the tree’ means only ‘I must ascend the cross'” (p. 9).
Criticism Against “Literary Theory, Criticism, and History” by Rene Wellek
  1. Ambiguity in Defining Disciplinary Boundaries
    While Wellek emphasizes the distinctions among literary theory, criticism, and history, critics argue that his definitions are sometimes vague and that these disciplines are more fluid in practice than he acknowledges.
  2. Overemphasis on Systematic Knowledge
    Critics of structuralist or formalist approaches might argue that Wellek’s focus on “systematic knowledge” risks reducing literature to abstract principles, neglecting its emotional, cultural, and individual significance.
  3. Limited Engagement with Postmodern and Non-Western Perspectives
    Wellek’s framework heavily relies on Western aesthetic and philosophical traditions, potentially marginalizing postmodern theories or non-Western literary approaches.
  4. Resistance to Radical Historicism
    While Wellek critiques extreme historicism, some scholars argue that his stance underestimates the importance of socio-political and cultural contexts in shaping literature.
  5. Dismissal of Relativism
    Wellek’s critique of relativism is seen by some as overly rigid, dismissing the valuable insights that historical and cultural relativism can provide in understanding diverse literary traditions.
  6. Neglect of Reader-Response and Subjectivity
    His focus on systematic and objective analysis has been criticized for neglecting the subjective experience of readers and the variability of interpretations across audiences.
  7. Potential Hierarchization of Literary Disciplines
    Critics suggest that Wellek implicitly prioritizes theory over criticism and history, despite his stated intention to treat all three disciplines as equally significant.
  8. Resistance to New Theoretical Trends
    Wellek’s arguments appear rooted in mid-20th-century literary debates, potentially limiting their relevance to later theoretical developments such as post-structuralism and feminist theory.
  9. Insufficient Attention to Popular or Marginalized Literatures
    His focus on canonical works and “great classics” has been criticized for excluding popular, marginalized, or experimental literary forms from scholarly consideration.
Representative Quotations from “Literary Theory, Criticism, and History” by Rene Wellek with Explanation
QuotationExplanation
“Literary theory is the study of the principles of literature, its categories, criteria, and the like.”This defines literary theory as the systematic exploration of the structures and norms that govern literature, laying a foundation for analytical and evaluative approaches in literary studies.
“Literary theory without criticism or history, or criticism without theory or history, or history without theory and criticism, is inconceivable.”Wellek emphasizes the interdependence of the three disciplines, arguing that they are essential and inseparable for a holistic understanding of literature.
“The term ‘literary theory’ is preferable to ‘science of literature’ because ‘science’ in English has become limited to natural science.”Wellek critiques the term “science of literature” for its misleading implications, preferring “literary theory” as it better encapsulates the humanistic and evaluative aspects of studying literature.
“Criticism is conceptual knowledge, or aims at such knowledge. It must ultimately aim at systematic knowledge about literature, at literary theory.”Criticism, for Wellek, is not mere opinion but a structured, systematic pursuit of knowledge that contributes to the development of literary theory.
“A literary work of art is a verbal structure of a certain coherence and wholeness.”This quotation reflects Wellek’s formalist leanings, asserting that literature must be studied as a coherent verbal artifact, independent of external biographical or historical contexts.
“The assumption of one eternal, narrowly defined standard had to be abandoned…but complete relativism is equally untenable.”Wellek rejects both absolutism and extreme relativism, advocating for a balanced approach that recognizes enduring aesthetic standards while allowing for historical and cultural variability.
“Close reading has led to pedantries and aberrations…but it is surely here to stay.”While acknowledging the limitations and excesses of close reading, Wellek defends its necessity as a methodological cornerstone of literary analysis.
“History cannot absorb or replace theory, while theory should not even dream of absorbing history.”Wellek underlines the distinct but complementary roles of history and theory, advocating for their collaborative yet independent contributions to literary studies.
“Evaluation grows out of understanding: correct evaluation out of correct understanding.”This highlights Wellek’s belief in the foundational role of interpretive accuracy in making sound evaluative judgments about literature.
“Literature…is a chorus of voices—articulate throughout the ages—which asserts man’s defiance of time and destiny.”Wellek celebrates the timeless and universal nature of literature, portraying it as a collective human achievement that transcends historical and cultural boundaries.
Suggested Readings: “Literary Theory, Criticism, and History” by Rene Wellek
  1. Wellek, René, and Rene Wellek. “Literary Theory, Criticism, and History.” The Sewanee Review, vol. 68, no. 1, 1960, pp. 1–19. JSTOR, http://www.jstor.org/stable/27540551. Accessed 16 Nov. 2024.
  2. Rowlett, John L., editor. “Reviewing Criticism: Literary Theory.” Genre Theory and Historical Change: Theoretical Essays of Ralph Cohen, University of Virginia Press, 2017, pp. 122–36. JSTOR, https://doi.org/10.2307/j.ctt1v2xtv6.12. Accessed 16 Nov. 2024.
  3. Galinsky, Hans. “Literary Criticism in Literary History: A Comparative View of the ‘Uses of the Past’ in Recent American and European Histories of American Literature.” Comparative Literature Studies, vol. 1, no. 1, 1964, pp. 31–40. JSTOR, http://www.jstor.org/stable/40245625. Accessed 16 Nov. 2024.
  4. TOBER, KARL. “THE MEANING AND PURPOSE OF LITERARY CRITICISM.” Colloquia Germanica, vol. 1, 1967, pp. 121–41. JSTOR, http://www.jstor.org/stable/23980066. Accessed 16 Nov. 2024.