“Literary History, Literary Theory And Comparative Literature” by Amiya Dev: Summary and Critique

“Literary History, Literary Theory And Comparative Literature” by Amiya Dev first appeared in Neohelicon XX/2, published by Akadémiai Kiadó, Budapest, and John Benjamins B.V., Amsterdam.

"Literary History, Literary Theory And Comparative Literature" by Amiya Dev: Summary and Critique
Introduction: “Literary History, Literary Theory And Comparative Literature” by Amiya Dev

“Literary History, Literary Theory And Comparative Literature” by Amiya Dev first appeared in Neohelicon XX/2, published by Akadémiai Kiadó, Budapest, and John Benjamins B.V., Amsterdam. In this seminal essay, Dev explores the intricate relationships between literary history, literary theory, and comparative literature, arguing that comparative literature is not simply positioned between the two but is deeply intertwined with both. He challenges the perception of comparative literature as being trapped between the “murderous claims” of literary history and literary theory, instead proposing that comparative literature acts as a bridge—a dynamic space that navigates between historical positivism and theoretical abstraction. Dev draws from both Western and Eastern European perspectives, engaging with thinkers like Goethe, Marx, Engels, and Dionýz Ďurišin, to highlight the evolution of comparative literature from its historical roots to its growing theoretical inclinations. He critiques the rigid structuralist and historicist methodologies of the past while acknowledging that comparative literature remains fundamentally historical in its origins. The article also addresses the comparatist’s challenge of balancing national and world literature, emphasizing that the two should be seen as complementary rather than antithetical. Ultimately, Dev posits that comparative literature is not merely a passive mediator but an active epistemological framework that continuously redefines its position in relation to literary history and theory. His work is crucial in shaping modern comparative literary studies by advocating for a fluid, process-driven approach rather than a rigid, hierarchical division among the three disciplines.

Summary of “Literary History, Literary Theory And Comparative Literature” by Amiya Dev
  • Interconnected Nature of the Three Disciplines
    Amiya Dev argues that literary history, literary theory, and comparative literature are not isolated fields but are deeply interconnected. Comparative literature, in particular, does not stand between literary history and literary theory as a mere mediator but actively engages with both, shaping and being shaped by them (Dev, p. 24).
  • The Role of the “And” in the Title
    The conjunction “and” in the title is not merely additive but subversive, placing comparative literature dynamically between literary history and literary theory. Dev suggests that this creates a “Scylla and Charybdis” situation, where comparative literature must navigate between the dangers of being overwhelmed by historical positivism on one side and excessive theoretical abstraction on the other (Dev, p. 25).
  • Comparative Literature as a Balancing Act
    Comparative literature is depicted as Odysseus, steering between national literature and world literature. If it becomes too focused on national literature, it loses its credibility; if it leans too much toward world literature, it risks losing specificity. The discipline must therefore maintain a balance, engaging with both without being consumed by either (Dev, p. 26).
  • Western vs. East European Perspectives
    Dev contrasts the French school of comparative literature, which emphasizes historical positivism and rapports de fait, with East European approaches, particularly the work of Dionýz Ďurišin, who emphasizes a dynamic relationship between national and world literature. He suggests that instead of viewing national and world literature as oppositional, they should be seen as complementary parts of a larger literary process (Dev, p. 27).
  • Evolution from Literary History to Literary Theory
    Historically, comparative literature originated as a branch of literary history, closely tied to 19th-century historicism. However, by the mid-20th century, comparative literature began to align more with literary theory, particularly influenced by Russian Formalism and Czech Structuralism. This shift reflects a broader transformation in literary studies, where theoretical concerns have increasingly replaced historical methodologies (Dev, p. 28).
  • Critique of the Decline of Literary History
    Dev notes that literary history has lost its former prestige, often reduced to “routine ruminations,” while literary theory has gained dominance. He critiques Hans Robert Jauss’s attempt to rehabilitate literary history, arguing that it remains “theory-prone” rather than truly reinvigorated (Dev, p. 29).
  • The Current Theoretical Pull in Comparative Literature
    Modern comparative literature is increasingly drawn toward literary theory. Dev describes this as a conscious choice rather than a matter of prestige. He warns, however, against extreme cases where comparatists abandon their discipline entirely in favor of theoretical studies, turning literary theory into their ultimate goal rather than an analytical tool (Dev, p. 30).
  • Reaffirming the Role of Comparative Literature
    While comparative literature has shifted towards theory, Dev emphasizes that it remains rooted in literary history. He advocates for an organic understanding of comparative literature as a discipline that begins in literary history and moves toward literary theory without being wholly absorbed by it (Dev, p. 31).
  • No Need for an “Odyssean” Role
    Dev ultimately rejects the idea that comparative literature is caught in a struggle between opposing forces. Instead, he envisions it as the hyphen or “and” that connects literary history and literary theory, ensuring their dialogue and mutual evolution (Dev, p. 32).
Theoretical Terms/Concepts in “Literary History, Literary Theory And Comparative Literature” by Amiya Dev
Term/ConceptDefinition/ExplanationReference from the Article
Comparative LiteratureThe study of literature across cultures, languages, and historical periods, positioned between literary history and literary theory.“Comparative literature flanked by ‘literary history’ and ‘literary theory’ be our signified order” (Dev, p. 24).
Literary HistoryThe study of literature within its historical and cultural contexts, traditionally rooted in historical positivism.“Comparative literature evolved as a branch of literary history and at a time when literary history was itself being established in Europe” (Dev, p. 27).
Literary TheoryThe analytical and interpretative frameworks used to study literature, increasingly dominant in comparative literature.“Comparative literature today has little declaration to make for literary history… it is more and more drawn to literary theory” (Dev, p. 30).
Scylla and Charybdis MetaphorA metaphor borrowed from Greek mythology to describe the challenge of balancing between the extremes of literary history and literary theory without being overwhelmed by either.“That entails a further signification, that of a perilous journey between the murderous claims of literary history and literary theory” (Dev, p. 25).
National vs. World LiteratureThe challenge of comparative literature in navigating between the particular (national) and the universal (world literature).“Neither is national literature Scylla to him of a perilous proximity nor world literature Charybdis of an ominous whirlpool” (Dev, p. 26).
“Rapports de Fait”A term from the French school of comparative literature referring to historically ascertainable relationships between literary works.“Comparative literature’s affiliation to nineteenth-century historicism was particularly expressed in the ‘de fait'” (Dev, p. 27).
East European SchoolA theoretical perspective emphasizing the dynamic relationship between national and world literature, as seen in the work of Dionýz Ďurišin.“The Czech theorist Dionýz Ďurišin… assigned a dynamic place to world literature” (Dev, p. 27).
WeltliteraturGoethe’s idea of “world literature,” later endorsed by Marx and Engels, which envisions literature as an interconnected global phenomenon.“Goethe’s prophetic utterance on Weltliteratur and Marx and Engels’ scientific endorsement” (Dev, p. 25).
HistoricismThe belief that literary meaning is determined by historical context, which dominated early comparative literature studies.“Comparative literature’s affiliation to nineteenth-century historicism was particularly expressed in the ‘de fait'” (Dev, p. 27).
Russian Formalism & Czech StructuralismTheoretical movements that influenced comparative literature’s shift from history to theory, emphasizing form and structure over historical context.“The East European school emerging in the sixties and the seventies had its prime inspiration from Russian Formalism and Czech Structuralism” (Dev, p. 28).
Jauss’s “Literaturgeschichte als Provokation”Hans Robert Jauss’s challenge to literary history, suggesting its revival through reader-response and reception theory.“Who would ever forget the provocation intended in the celebrated essay of Hans Robert Jauss’s ‘Literaturgeschichte als Provokation’?” (Dev, p. 29).
Hyphen/Comma MetaphorComparative literature is not just between literary history and literary theory but acts as a “hyphen” or “comma” that connects them organically.“The comparatist is that hyphen. He is the comma, if you want, of my title and he is the ‘and'” (Dev, p. 32).
Contribution of “Literary History, Literary Theory And Comparative Literature” by Amiya Dev to Literary Theory/Theories

1. Contribution to Comparative Literature Theory

  • Redefinition of Comparative Literature’s Role: Dev moves beyond the traditional view of comparative literature as a passive intermediary between literary history and literary theory. Instead, he positions it as an active and dynamic field that navigates between these domains.
    • Reference: “Comparative literature flanked by ‘literary history’ and ‘literary theory’ be our signified order” (Dev, p. 24).
  • Balancing National and World Literature: He critiques the binary opposition between national and world literature and proposes an integrated approach.
    • Reference: “Instead of being antinomous, national and world literature would be complementary and part of the same process” (Dev, p. 26).
  • Critique of the French School’s Historical Positivism: Dev challenges the French school’s rigid emphasis on “rapports de fait,” advocating for a more dynamic and intertextual approach.
    • Reference: “Comparative literature’s affiliation to nineteenth-century historicism was particularly expressed in the ‘de fait'” (Dev, p. 27).

2. Contribution to World Literature Theory

  • Extension of Goethe’s Weltliteratur Concept: Dev builds upon Goethe’s and Marx-Engels’ Weltliteratur, arguing that world literature should not be seen as a static body of texts but as an evolving process.
    • Reference: “Goethe’s prophetic utterance on Weltliteratur and Marx and Engels’ scientific endorsement of that were at one level a question of this conspectus” (Dev, p. 25).
  • Integration of East European Perspectives: He introduces the East European approach, particularly Dionýz Ďurišin’s theory, which sees world literature as a dynamic field rather than an amorphous entity.
    • Reference: “The Czech theorist Dionýz Ďurišin… has not only authenticated national literature but assigned a dynamic place to world literature” (Dev, p. 27).

3. Contribution to Literary Historicism

  • Critique of Traditional Literary History: Dev argues that literary history has lost its former prestige and has been overtaken by literary theory, yet it remains foundational to comparative literature.
    • Reference: “Literary history had lost its nineteenth-century eminence and been pushed to routine ruminations” (Dev, p. 28).
  • Re-evaluating Hans Robert Jauss’s Approach: While acknowledging Jauss’s Literaturgeschichte als Provokation, he critiques the lack of a concrete theoretical challenge to literary history.
    • Reference: “Certainly the kind of literary history that Jauss advances is simple and smacks of theorization by proxy” (Dev, p. 29).

4. Contribution to Structuralism and Formalism

  • Influence of Russian Formalism and Czech Structuralism: Dev highlights how comparative literature, after detaching from literary history, has been influenced by Russian Formalism and Czech Structuralism, which emphasize textual structures and formal analysis.
    • Reference: “The East European school emerging in the sixties and the seventies had its prime inspiration from Russian Formalism and Czech Structuralism” (Dev, p. 28).
  • Bridging Historical Positivism and Structuralist Analysis: He suggests that comparative literature should incorporate both historical and formalist methodologies instead of being confined to either.
    • Reference: “The comparatist’s task is no longer to show brinkmanship and be unscathed by both national and world literature, but exercise full concern and involvement with them” (Dev, p. 26).

5. Contribution to Poststructuralism and Deconstruction

  • Subversion of Traditional Binaries: Dev challenges the idea that literary history and literary theory are opposing forces, suggesting that comparative literature dissolves rigid distinctions between the two.
    • Reference: “There are only literary history and literary theory and a hyphen between them. The comparatist is that hyphen” (Dev, p. 32).
  • The Power of the “And” (A Derridean Perspective): Dev’s interpretation of the and in his title aligns with poststructuralist thought, where seemingly neutral linguistic elements carry subversive meanings.
    • Reference: “The ‘and’ in my title is not a simple-minded conjunction… It may in fact be quite subversive” (Dev, p. 24).

6. Contribution to Reception Theory and Reader-Response Criticism

  • Comparative Literature as a Reader-Oriented Field: Dev implies that comparative literature is shaped not just by historical and theoretical contexts but also by how readers and scholars engage with texts. This aligns with Jauss’s reception theory.
    • Reference: “Comparative literature to them is the portals but theory the shrine” (Dev, p. 30).
Examples of Critiques Through “Literary History, Literary Theory And Comparative Literature” by Amiya Dev
Literary WorkCritique Through Literary HistoryCritique Through Literary TheoryCritique Through Comparative Literature
Goethe’s FaustViewed historically, Faust reflects 19th-century Romanticism, exploring human ambition, knowledge, and the limits of reason (Dev, p. 27).Poststructuralist analysis sees Faust as destabilizing meaning, particularly through Mephistopheles’ ironic discourse (Dev, p. 30).Faust aligns with Weltliteratur, illustrating Goethe’s vision of a global literary dialogue (Dev, p. 25).
Marx & Engels’ The Communist ManifestoThe text is historically significant as a political-literary document influencing socialist realism (Dev, p. 27).Theoretical critiques, including Althusser’s Marxist structuralism, reveal ideology as a textual construct within The Communist Manifesto (Dev, p. 28).It exemplifies transnational thought, influencing socialist literature across cultures (Dev, p. 25).
T.S. Eliot’s The Waste LandRooted in post-World War I modernist history, reflecting cultural fragmentation (Dev, p. 28).Draws on intertextuality, aligning with Russian Formalist and structuralist approaches to meaning-making (Dev, p. 28).Comparative lens places it alongside Hindu, European, and classical texts, demonstrating cross-cultural literary evolution (Dev, p. 26).
Gabriel García Márquez’s One Hundred Years of SolitudeA historical novel reflecting Latin American magical realism, merging myth and history (Dev, p. 27).Postmodernist theory interprets its narrative non-linearity and metafictional elements as destabilizing historical truth (Dev, p. 30).Explores national vs. world literature, balancing Latin American identity with universal themes of exile and destiny (Dev, p. 26).
Criticism Against “Literary History, Literary Theory And Comparative Literature” by Amiya Dev

1. Overemphasis on the Metaphor of Scylla and Charybdis

  • Dev’s use of the Scylla and Charybdis metaphor to describe the position of comparative literature between literary history and literary theory is evocative but arguably reductive.
  • This framing suggests an unnecessary struggle when, in reality, disciplines can coexist without inherent peril (Dev, p. 25).

2. Ambiguity in the Role of Comparative Literature

  • While Dev rejects the idea of comparative literature as merely navigating between literary history and literary theory, he does not clearly define its independent methodological framework.
  • His conclusion that comparative literature is the “hyphen” between literary history and literary theory leaves room for ambiguity rather than a concrete theoretical position (Dev, p. 32).

3. Inconsistency in the Treatment of Literary History

  • Dev acknowledges the decline of literary history’s prominence but simultaneously argues that it remains fundamental to comparative literature.
  • This dual stance creates an inconsistency—if literary history has lost its intellectual authority, why must comparative literature remain rooted in it? (Dev, p. 28-29).

4. Eurocentric Focus Despite Acknowledgment of East European Thought

  • Although Dev highlights the contributions of East European scholars like Dionýz Ďurišin, his primary theoretical engagements remain within Western literary frameworks (French historicism, Russian Formalism, Jauss’s reception theory).
  • The essay lacks engagement with non-European perspectives, such as postcolonial literary history or comparative frameworks outside the Western canon (Dev, p. 27).

5. Limited Engagement with Postcolonial and Global South Perspectives

  • Dev does not sufficiently address how comparative literature functions in postcolonial studies, where national and world literatures interact in ways beyond the European model.
  • He does not explore how his theory applies to literatures from Africa, South Asia, or Latin America, which challenge traditional historical and theoretical narratives (Dev, p. 26).

6. Lack of Concrete Methodology for Comparative Literature

  • Dev argues that comparative literature should move organically between literary history and literary theory but does not provide a clear methodological framework for this process.
  • How should a comparatist engage with texts without falling into the binaries he critiques? The essay does not answer this sufficiently (Dev, p. 30).

7. Underestimation of the Autonomy of Literary Theory

  • Dev suggests that literary theory has overshadowed literary history in modern scholarship, but he does not fully acknowledge that literary theory itself has become a distinct and legitimate field, independent of historical frameworks (Dev, p. 29-30).
  • He treats literary theory as a force “pulling” comparative literature rather than recognizing its evolving role in shaping literary studies.

8. Insufficient Addressing of Digital Humanities and Contemporary Literary Studies

  • The essay does not account for the rise of digital humanities and computational literary analysis, which challenge both traditional literary history and established theoretical frameworks.
  • Newer methodologies, such as corpus-based literary studies and network theory, complicate Dev’s tripartite model but are left unaddressed (Dev, p. 32).
Representative Quotations from “Literary History, Literary Theory And Comparative Literature” by Amiya Dev with Explanation
QuotationExplanation
“The ‘and’ in my title is not a simple-minded conjunction… It may in fact be quite subversive.” (Dev, p. 24)Dev suggests that “and” in the title disrupts the rigid division between literary history, literary theory, and comparative literature. It challenges traditional academic compartmentalization, emphasizing their interconnectedness.
“Comparative literature flanked by ‘literary history’ and ‘literary theory’ be our signified order, then we have also to admit a Scylla and Charybdis situation here.” (Dev, p. 24)Using a Greek mythology metaphor, Dev argues that comparative literature must navigate between the “dangers” of literary history (excessive historicism) and literary theory (abstract formalism).
“A more immediate Scylla and Charybdis situation is often recognized for comparative literature, that of national and world literature.” (Dev, p. 26)Dev highlights another dilemma: comparative literature’s struggle between focusing on national literature and embracing world literature without losing its disciplinary identity.
“Instead of being antinomous, national and world literature would be complementary and part of the same process.” (Dev, p. 26)He rejects the binary opposition between national and world literature, advocating for an integrated literary framework that bridges both.
“Comparative literature evolved as a branch of literary history and at a time when literary history was itself being established in Europe.” (Dev, p. 27)Dev traces the historical development of comparative literature, showing its roots in 19th-century European literary history.
“Comparative literature’s affiliation to nineteenth-century historicism was particularly expressed in the ‘de fait’, for the ‘rapports’ were the bare given without which comparative literature would not be.” (Dev, p. 27)He critiques the French school of comparative literature, which relied on historical positivism (rapports de fait), emphasizing textual connections over theoretical frameworks.
“Who would ever forget the provocation intended in the celebrated essay of Hans Robert Jauss’s ‘Literaturgeschichte als Provokation’?” (Dev, p. 29)Dev references Hans Robert Jauss, a major figure in reception theory, who argued that literary history should be provocative and actively engage with readers.
“Comparative literature today has little declaration to make for literary history… it is being more and more drawn to literary theory.” (Dev, p. 30)He observes a shift in comparative literature, where it increasingly aligns with literary theory rather than its historical roots.
“The comparatist is that hyphen. He is the comma, if you want, of my title and he is the ‘and’.” (Dev, p. 32)Dev metaphorically defines the role of the comparatist as a bridge that connects literary history and theory rather than being limited by either.
“There are no Scylla and Charybdis. There are only literary history and literary theory and a hyphen between them.” (Dev, p. 32)He ultimately dismisses the idea of conflict, proposing that literary history and theory should be seen as complementary rather than antagonistic forces in literary studies.
Suggested Readings: “Literary History, Literary Theory And Comparative Literature” by Amiya Dev
  1. Dev, Amiya. “Literary History, Literary Theory, and Comparative Literature.” Literature East and West: Essays Presented to RK Dasgupta. Allied Publishers, 1995.
  2. Harris, Wendell V. “What Is Literary ‘History’?” College English, vol. 56, no. 4, 1994, pp. 434–51. JSTOR, https://doi.org/10.2307/378337. Accessed 8 Feb. 2025.
  3. Pelc, Jerzy. “Some Methodological Problems in Literary History.” New Literary History, vol. 7, no. 1, 1975, pp. 89–96. JSTOR, https://doi.org/10.2307/468280. Accessed 8 Feb. 2025.
  4. Searle, John R. “Literary Theory and Its Discontents.” New Literary History, vol. 25, no. 3, 1994, pp. 637–67. JSTOR, https://doi.org/10.2307/469470. Accessed 8 Feb. 2025.

“Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”: Summary and Critique

“Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice” first appeared in 1997 in the journal Religion (Volume 27, pp. 249–254) and was published by Academic Press Limited.

"Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice": Summary and Critique
Introduction: “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”

“Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice” first appeared in 1997 in the journal Religion (Volume 27, pp. 249–254) and was published by Academic Press Limited. The interview was conducted by James G. Williams on May 25, 1996, and excerpts from it were later included in The Girard Reader (New York: Crossroad Publishing, 1996). The discussion explores Girard’s major intellectual contributions, particularly his theories of mimetic desire, the scapegoat mechanism, and the anthropology of the Cross. He articulates how the Bible, especially the Passion narrative, uniquely exposes rather than perpetuates the scapegoating mechanism, contrasting it with myths that obscure the innocence of the victim. His insights have been foundational in literary theory, religious studies, and anthropology, especially in understanding how texts encode violence and social differentiation. Girard distinguishes between sacrifice as murder and sacrifice as renunciation, arguing that Christianity does not endorse sacrificial violence but instead reveals and subverts it. He reflects, “This is the most difficult thing for people to understand about my theory—that scapegoating does not play an essential role in the Gospels, whereas it has an enormous role in myths since it generates them”—a point crucial to his critique of traditional interpretations of sacrifice in Christianity. His work remains pivotal in examining the role of desire, violence, and redemption in literature and culture.

Summary of “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”

1. Key Discoveries in Girard’s Intellectual Journey

Girard identifies three major breakthroughs in his thought: mimetic desire and rivalry, the scapegoat mechanism, and the unique revelation of the Bible (Girard, 1997, p. 249). His realization that human desires are imitative (mimetic) laid the foundation for his theory that societies stabilize themselves through scapegoating. He further claims that the Passion of Christ reveals and disrupts this hidden social mechanism (p. 250).


2. Christianity and the Exposure of the Scapegoat Mechanism

Unlike myths, which conceal the injustice of scapegoating, the Bible makes the victim’s innocence explicit. Girard argues that the Gospels do not promote scapegoating but unveil it, correcting the misunderstanding of many theologians who see Christianity as a scapegoat religion (p. 250). He compares this to the Dreyfus Affair, where those defending Dreyfus were paradoxically accused of scapegoating (p. 251).


3. Historical and Literary Parallels to Scapegoating

Girard illustrates scapegoating through Joan of Arc, whose divinization or demonization parallels how societies treat scapegoats (p. 251). Similarly, Herod’s belief in John the Baptist’s resurrection reflects how myths arise from scapegoated figures (p. 252). The Gospels differ by acknowledging the victim’s innocence, setting Christianity apart from other religions and myths.


4. Christianity as a Non-Sacrificial Religion

Girard challenges the traditional sacrificial reading of Christianity, distinguishing between sacrifice as murder and sacrifice as renunciation (p. 253). He credits Nietzsche with recognizing Christianity’s uniqueness in defending victims rather than justifying sacrifice, though Nietzsche rejected this ethic as harmful to society (p. 254).


5. The Role of the Passion in Understanding Scapegoating

The Passion of Christ provides a clear anthropological revelation of the scapegoat mechanism. The denial of Peter illustrates how even close followers succumb to scapegoating pressure (p. 255). Christ’s unwavering refusal to participate in mimetic rivalry demonstrates an alternative to violence, which Girard sees as the true meaning of atonement (p. 256).


6. The Gospels’ Narrative Against Violence and Exclusion

Girard critiques how Christianity has been misused to justify violence, particularly against Jews (p. 257). He argues that the New Testament does not single out Jewish authorities but implicates all of humanity in scapegoating Jesus. He likens this to the myth of Purusha in the Vedas, where a victim’s dismemberment creates social order—a dynamic the Gospels expose and reject (p. 258).


7. Theological Implications: Christ as the True Scapegoat

Girard ultimately accepts the scapegoat label for Christ, but only in reverse: rather than a society-constructed scapegoat, Christ consciously takes on the role to expose its injustice (p. 259). He interprets Isaiah 53’s Suffering Servant as a precursor to this revelation (p. 260).


8. Rethinking Atonement and Sacrifice

Girard critiques the satisfaction theory of atonement, arguing instead for an atonement based on reconciliation rather than divine retribution (p. 261). He supports Jean-Luc Marion’s idea of a “God without the sacred”, meaning a God free from the violent mechanisms of human religion (p. 262).


Conclusion

Girard’s interview presents Christianity as a unique revelation that unmasks and transcends the scapegoat mechanism. His theories challenge traditional readings of sacrifice and atonement, offering a non-violent, anthropological interpretation of the Gospel. Christianity, in his view, subverts sacred violence rather than perpetuating it, making it a pivotal force in human history (p. 263).

Theoretical Terms/Concepts in “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”
Term/ConceptDefinitionRelevance in Girard’s TheoryReference in the Interview
Mimetic DesireThe idea that human desire is not original but imitative; people want what others want, leading to rivalry.Foundation of Girard’s theory; explains the origins of social conflict and scapegoating.“First was mimetic desire and rivalry, when I realized that it accounted for so much” (p. 249).
Scapegoat MechanismA process where a society or group unconsciously transfers its tensions and conflicts onto a single victim, who is then expelled or sacrificed to restore order.Explains the role of violence in myths, religion, and culture; central to his interpretation of Christianity.“The second was the discovery of the scapegoat mechanism. This basically completed the mimetic theory” (p. 249).
Sacrificial vs. Non-Sacrificial ReadingDistinguishes between sacrifice as violent elimination (murder) and as self-renunciation. Girard argues that Christianity is non-sacrificial in the latter sense.Challenges traditional interpretations of Christian atonement; proposes Christianity exposes rather than endorses sacrifice.“I have come to be more positive about the word ‘sacrificial,’ so I would like first of all to make a distinction between sacrifice as murder and sacrifice as renunciation” (p. 253).
Victimization in Myth vs. GospelMyths conceal the innocence of the victim, portraying them as guilty or divine, whereas the Gospels reveal the victim’s innocence.Demonstrates how Christianity subverts the traditional scapegoating pattern.“This is the most difficult thing for people to understand about my theory—that scapegoating does not play an essential role in the Gospels, whereas it has an enormous role in myths” (p. 250).
The Passion as RevelationThe suffering and death of Christ expose the scapegoating mechanism, making it visible and ineffective.Distinguishes Christianity from archaic sacrificial religions and myths.“The mimetic representation of scapegoating in the Passion was the solution to the relationship of the Gospels and archaic cultures” (p. 250).
Conversion ExperienceA moment of transformation when individuals recognize mimetic desire and reject rivalry.Explains how novelists and religious figures arrive at deeper insights into human nature.“They have a kind of conversion experience, and this conversion is of the same nature as the shift from mythology to the Gospels” (p. 250).
Nietzsche’s Critique of ChristianityNietzsche saw Christianity’s defense of victims as harmful, arguing that societies need scapegoating to function.Girard agrees with Nietzsche’s observation but opposes his conclusion, advocating for a world without sacrificial violence.“Nietzsche was the first thinker to see clearly that the singularity of Judeo-Christianity was that it rehabilitates victims myths would regard as justly immolated” (p. 254).
Political Correctness (PC) and VictimhoodThe tendency in modern culture to protect marginalized groups, sometimes without fully understanding the mechanism of scapegoating.Girard sees irony in the way some uphold victimhood while ignoring its deeper implications.“The upholders of PC can find a strange kind of support in his writings. He was entranced with violent differentiation” (p. 251).
Biblical Texts as Anthropological RevelationThe idea that biblical texts, particularly the Gospels, provide a deep insight into human social structures and violence.Establishes Christianity as a unique cultural and anthropological breakthrough.“The story of the beheading of John is one of the reasons why the synoptic Gospels are so incredibly valuable for understanding the anthropology of revelation” (p. 250).
Atonement as ReconciliationAtonement is not about satisfying divine justice through sacrifice but about reconciling humanity with God.Moves away from traditional interpretations of atonement, supporting a non-violent theological perspective.“Atonement is ‘at-one-ment,’ becoming reconciled with God, and this is the work of Christ” (p. 261).
God Without the SacredThe idea that the true God is not tied to sacred violence or the need for sacrificial victims.Challenges the traditional notion of religious violence and argues for a God who liberates rather than demands sacrifice.“‘God without being’ could be translated as ‘God without the sacred’—God without sacred violence, God without scapegoating” (p. 262).
Contribution of “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice” to Literary Theory/Theories

1. Mimetic Theory and Literary Desire

  • Girard’s theory of mimetic desire has a profound impact on literary theory, particularly in the study of character motivation and narrative conflict.
  • He argues that human desire is imitative rather than autonomous, which shapes literary plots, character interactions, and conflicts (Girard, 1997, p. 249).
  • This aligns with his earlier work in Deceit, Desire, and the Novel, where he demonstrated how classic literary figures (e.g., Don Quixote, Emma Bovary) exhibit mimetic patterns of desire.
  • Reference: “First was mimetic desire and rivalry, when I realized that it accounted for so much” (p. 249).

2. Scapegoat Mechanism in Myth and Narrative Structure

  • Many literary works encode the scapegoat mechanism, wherein a character or group is blamed and expelled to resolve social tensions.
  • Girard’s reading of the Passion as an exposure of scapegoating influences the analysis of myth, tragedy, and religious narratives.
  • Classical and modern tragedies—from Sophocles’ Oedipus Rex to Shakespeare’s King Lear—follow the scapegoat pattern Girard identifies.
  • Reference: “The second was the discovery of the scapegoat mechanism. This basically completed the mimetic theory” (p. 249).

3. The Bible as an Alternative Literary Model to Myth

  • Girard contrasts the Gospels with traditional myth, arguing that myths conceal the victim’s innocence, whereas the Bible exposes the mechanics of sacrifice and violence.
  • This insight influences poststructuralist and deconstructive readings that question dominant sacrificial paradigms in literature.
  • Reference: “The Gospels seem so close to myth in a way, and yet they are poles apart” (p. 251).

4. Christianity as a Non-Sacrificial Narrative Model

  • Unlike traditional myths that validate sacrifice, Christianity subverts the sacrificial logic found in literature and religious texts.
  • This insight informs literary ethical criticism, which examines whether texts endorse or critique violence and exclusion.
  • Girard’s reading of Joan of Arc’s trial exemplifies how scapegoats are demonized or divinized, a pattern seen in literary figures from Hester Prynne to Frankenstein’s creature.
  • Reference: “The people who put her on trial divinized her, or ‘demonized’ her, in the sense of regarding her as a witch” (p. 251).

5. Girard and Nietzsche: The Literary Struggle Between Victim and Power

  • Girard builds on Nietzsche’s critique of Christianity but inverts its conclusions—whereas Nietzsche saw the Gospel’s defense of victims as weakness, Girard sees it as a revolutionary transformation of human culture.
  • This has implications for political literary theory, especially in postcolonial and feminist readings that critique structures of oppression.
  • Reference: “Nietzsche was the first thinker to see clearly that the singularity of Judeo-Christianity was that it rehabilitates victims myths would regard as justly immolated” (p. 254).

6. Political Correctness and Literary Representation of Victims

  • Girard’s discussion of political correctness (PC) and scapegoating influences the study of literature that engages with social justice, victimization, and power relations.
  • His work raises questions about whether some modern narratives perpetuate or dismantle scapegoating structures.
  • Reference: “The upholders of PC can find a strange kind of support in his writings. He was entranced with violent differentiation” (p. 251).

7. Atonement Theory and Literary Redemption Arcs

  • Girard’s distinction between satisfaction-based atonement and reconciliation-based atonement affects the study of redemption narratives.
  • Many modern novels, dramas, and films (e.g., Les Misérables, Crime and Punishment) explore whether atonement requires sacrifice or transformation.
  • Reference: “Atonement is ‘at-one-ment,’ becoming reconciled with God, and this is the work of Christ” (p. 261).

8. The “God Without the Sacred” and Postmodern Literary Criticism

  • Girard’s rejection of sacred violence challenges theological and philosophical readings of Western literature’s portrayal of God and the sacred.
  • This relates to Derrida’s deconstruction of logocentrism, questioning whether traditional texts reinforce or resist sacrificial logic.
  • Reference: “‘God without being’ could be translated as ‘God without the sacred’—God without sacred violence, God without scapegoating” (p. 262).
Examples of Critiques Through “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”
Literary WorkGirardian Analysis Based on the InterviewRelevant Concepts from Girard’s InterviewReference from the Interview
Oedipus Rex (Sophocles)Oedipus is the quintessential scapegoat—the community projects its sins onto him to restore order. Myths like this conceal the innocence of the victim. The tragic irony is that Oedipus is framed as guilty, even though his fate is dictated by prophecy.Scapegoat Mechanism, Victimization in Myth, The Passion as Revelation“This is the most difficult thing for people to understand about my theory—that scapegoating does not play an essential role in the Gospels, whereas it has an enormous role in myths” (p. 250).
The Scarlet Letter (Nathaniel Hawthorne)Hester Prynne serves as a modern scapegoat; her public shaming reinforces the Puritan society’s moral order. Yet, her suffering exposes the hypocrisy of the system, much like the Passion of Christ reveals scapegoating. Dimmesdale’s eventual confession subverts the sacrificial order, suggesting a nonviolent path to redemption.Scapegoating in Society, Christianity as a Non-Sacrificial Narrative, Mimetic Rivalry“The Passion was the solution to the relationship of the Gospels and archaic cultures. In the Gospels we have the revelation of the mechanism that dominates culture unconsciously” (p. 250).
Lord of the Flies (William Golding)The boys on the island reenact the scapegoat mechanism, culminating in the murder of Simon. Simon, a Christ-like figure, is sacrificed as the group’s descent into chaos demands a victim. His death mirrors the ritualistic violence found in archaic societies and myths.The Bible as an Alternative Literary Model to Myth, Sacrificial vs. Non-Sacrificial Reading, Political Correctness and Scapegoating“Many observers think that because scapegoating becomes more and more visible in them, the Gospels must approve of it, they must advocate some kind of scapegoat religion. But… the Gospels seem so close to myth in a way, and yet they are poles apart” (p. 251).
Crime and Punishment (Fyodor Dostoevsky)Raskolnikov wrestles with Nietzschean and Christian models of sacrifice. He initially believes in sacrificial violence (killing the pawnbroker for the greater good) but later undergoes a transformation, embracing atonement through grace rather than scapegoating. His redemption aligns with Girard’s non-sacrificial model of Christianity.Nietzsche’s Critique of Christianity, Atonement as Reconciliation, The Passion as Revelation“Nietzsche saw the singularity of Judeo-Christianity was that it rehabilitates victims myths would regard as justly immolated” (p. 254).
Criticism Against “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”

1. Overgeneralization of Mimetic Desire

  • Critics argue that not all human desires are mimetic and that some desires are autonomous or biologically driven rather than purely imitative.
  • Girard’s theory downplays individual agency and the role of personal will in shaping human behavior.
  • Counterpoint: While mimetic desire is influential, human motivation is complex and cannot be entirely reduced to imitation.

2. Reductionist View of Myth and Religion

  • Girard suggests that all myths conceal the scapegoat mechanism, while the Bible uniquely reveals it.
  • However, some scholars argue that other religious traditions also critique violence and sacrifice, such as aspects of Buddhism, Hinduism, and indigenous spirituality.
  • Counterpoint: His binary view—myth obscures, Christianity reveals—oversimplifies the diversity of religious traditions.

3. Questionable Interpretation of Christianity’s Uniqueness

  • Girard’s claim that Christianity uniquely exposes the scapegoat mechanism is seen as Christian exceptionalism, which ignores other traditions that critique violence.
  • Critics point out that Jewish prophetic literature and other religious texts also reveal the injustice of scapegoating.
  • Counterpoint: The Bible does emphasize the innocence of the victim, but this does not mean it is the only tradition to do so.

4. Ambiguity in the Role of Sacrifice in Christianity

  • Girard shifts between rejecting and accepting sacrifice, making his stance on Christian atonement unclear.
  • He initially rejects the traditional sacrificial reading of Christ’s death but later accepts the idea of sacrifice as renunciation.
  • Counterpoint: His distinction between sacrifice as murder and sacrifice as renunciation is insightful but lacks precision in defining how Christ’s death functions theologically.

5. Misinterpretation of Nietzsche’s Critique of Christianity

  • Girard argues that Nietzsche misunderstood Christianity’s concern for victims (p. 254), but some scholars suggest that Girard misrepresents Nietzsche’s position.
  • Nietzsche criticized Christian morality as an oppressive force that weakens human potential, rather than simply failing to understand the scapegoat mechanism.
  • Counterpoint: Girard’s reading of Nietzsche is too one-sided, missing the nuance in Nietzsche’s critique of resentment and power dynamics.

6. Inconsistencies in Historical and Literary Comparisons

  • While Girard uses examples like Joan of Arc, the Dreyfus Affair, and biblical narratives, critics argue these comparisons oversimplify historical complexities.
  • For example, Joan of Arc’s trial was political and gendered, not just a case of scapegoating.
  • Counterpoint: While these examples illustrate Girard’s theory, they risk ignoring other socio-political factors beyond scapegoating.

7. Underestimating Structural and Systemic Violence

  • Girard’s focus on scapegoating as a social mechanism does not fully account for institutionalized and systemic violence such as colonialism, racism, and capitalism.
  • His theory emphasizes individual and communal violence but does not address structural oppression as effectively as Marxist or postcolonial critiques.
  • Counterpoint: The scapegoat mechanism may still be a foundational insight, but Girard does not extend it sufficiently to systemic violence.

8. Political Correctness and Victimhood Critique Lacks Nuance

  • Girard’s skepticism about political correctness (PC) and modern victimhood narratives is ambiguous and potentially dismissive of legitimate social justice movements.
  • Some critics argue that he misinterprets PC as a misguided continuation of scapegoating rather than a response to historical injustices.
  • Counterpoint: While some uses of victimhood can be problematic, Girard’s critique does not fully engage with the positive role of victim-centered discourse in human rights advocacy.
Representative Quotations from “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice” with Explanation
QuotationExplanationPage Reference
“The most satisfying thing has been the actual experience of discovery. I would say that there have been three great moments in the process of my thinking and writing.”Girard reflects on his intellectual journey, identifying mimetic desire, the scapegoat mechanism, and the unique revelation of Christianity as his three most important discoveries. These concepts form the foundation of his theory of human culture and violence.p. 249
“This is the most difficult thing for people to understand about my theory—that scapegoating does not play an essential role in the Gospels, whereas it has an enormous role in myths since it generates them.”Here, Girard distinguishes between myth and the Gospel, arguing that while myths conceal scapegoating, the Gospels expose and reject it. This is a key aspect of his claim that Christianity disrupts the cycle of violence rather than reinforcing it.p. 250
“The Passion was the solution to the relationship of the Gospels and archaic cultures. In the Gospels, we have the revelation of the mechanism that dominates culture unconsciously.”Girard argues that Christ’s Passion serves as a historical and theological turning point, exposing the hidden violence underlying all societies and cultures. The Passion makes visible what archaic cultures kept concealed.p. 250
“An example which I have been working on a little bit is Joan of Arc. The people who put her on trial divinized her, or ‘demonized’ her, in the sense of regarding her as a witch.”Girard applies his scapegoat theory to Joan of Arc, illustrating how societies oscillate between demonizing and divinizing their scapegoats. This reflects a common pattern of persecution found throughout history and literature.p. 251
“Nietzsche was the first thinker to see clearly that the singularity of Judeo-Christianity was that it rehabilitates victims myths would regard as justly immolated.”Girard acknowledges Nietzsche’s insight that Christianity sides with victims, unlike previous religions that justified violence. However, he critiques Nietzsche for rejecting this moral stance and favoring a return to sacrificial violence.p. 254
“Atonement is ‘at-one-ment,’ becoming reconciled with God, and this is the work of Christ.”Girard reinterprets atonement as reconciliation rather than divine punishment, opposing traditional satisfaction-based models of atonement. This supports his argument that Christianity is non-sacrificial.p. 261
“‘God without being’ could be translated as ‘God without the sacred’—God without sacred violence, God without scapegoating.”Girard critiques the traditional theological concept of God, proposing a God that is free from violence and the sacrificial logic seen in myths. This aligns with his broader claim that Christianity reveals a nonviolent divine order.p. 262
“All those who have tried to follow the way of Christ and the Kingdom of God, living as nonviolently as possible, have understood, though not necessarily intellectually.”Girard suggests that true Christian practice is nonviolent, emphasizing action over mere intellectual belief. He implies that those who reject violence intuitively grasp Christianity’s true ethical core.p. 257
“The people who were among the first to embrace political correctness confused it with authentic Christianity.”Girard critiques political correctness (PC), arguing that while PC seeks to protect victims, it often operates without true understanding of scapegoating. He suggests that PC can itself become a form of social exclusion.p. 251
“I had avoided the word scapegoat for Jesus, but now I agree with Raymund Schwager that he is scapegoat for all—except now in reverse fashion, for theologically considered, the initiative comes from God rather than simply from human beings with their scapegoat mechanism.”Girard ultimately embraces the idea of Jesus as a scapegoat, but reverses the traditional notion—Jesus is not just another victim, but one who consciously takes on the role to reveal and overcome scapegoating.p. 259
Suggested Readings: “Interview with René Girard: Comments on Christianity, Scapegoating, and Sacrifice”
  1. Girard, René. “Interview with René Girard: Comments on christianity, scapegoating, and sacrifice.” (1997): 249-254.
  2. Doran, Robert, and René Girard. “Apocalyptic Thinking after 9/11: An Interview with René Girard.” SubStance, vol. 37, no. 1, 2008, pp. 20–32. JSTOR, http://www.jstor.org/stable/25195154. Accessed 6 Feb. 2025.
  3. Casini, Federica, and Pierpaolo Antonello. “The Reception or René Girard’s Thought in Italy: 1965—Present.” Contagion: Journal of Violence, Mimesis, and Culture, vol. 17, 2010, pp. 139–74. JSTOR, http://www.jstor.org/stable/41925321. Accessed 6 Feb. 2025.
  4. NORTH, ROBERT. “Violence and the Bible: The Girard Connection.” The Catholic Biblical Quarterly, vol. 47, no. 1, 1985, pp. 1–27. JSTOR, http://www.jstor.org/stable/43719151. Accessed 6 Feb. 2025.

“Landscape and Literature” by Patrick Sheeran: Summary and Critique

“Landscape and Literature” by Patrick Sheeran first appeared in the Journal of the Galway Archaeological and Historical Society in 2003 (Vol. 55, pp. 151-158), presenting an insightful examination of the interplay between physical geography and literary imagination.

"Landscape and Literature" by Patrick Sheeran: Summary and Critique
Introduction: “Landscape and Literature” by Patrick Sheeran

“Landscape and Literature” by Patrick Sheeran first appeared in the Journal of the Galway Archaeological and Historical Society in 2003 (Vol. 55, pp. 151-158), presenting an insightful examination of the interplay between physical geography and literary imagination. Originally a lecture delivered at the Centenary Conference of the Galway Archaeological and Historical Society in 2000, the article explores how landscapes, particularly in Ireland, are not only geographical realities but also deeply embedded in cultural narratives, historical memories, and literary representations. Sheeran challenges the romanticized or essentialist views of landscape as merely a backdrop to identity, arguing instead that landscapes are continuously reinterpreted through literature and historical experience. He critiques the tendency to “textualize” the Irish landscape, emphasizing that a sense of place is not merely semiotic but also an experiential and socio-economic construct. Through examples ranging from Yeats and Joyce to contemporary literary theorists, Sheeran demonstrates how Galway and the West of Ireland have been mythologized in literature as spaces of spiritual revelation, nationalist identity, or cultural authenticity, often in contrast to the more prosaic south-east of Ireland. His work is significant in literary theory as it highlights the constructed nature of place and its evolving meaning in different historical and cultural contexts. By incorporating elements of Raymond Williams’ framework—residual, dominant, and emergent cultural formations—Sheeran offers a nuanced analysis of how landscapes are shaped by colonial legacies, economic transformation, and literary imagination. His perspective remains vital in discussions on the intersections of geography, literature, and cultural identity in Irish studies.

Summary of “Landscape and Literature” by Patrick Sheeran

Main Ideas:

1. The Relationship Between Landscape and Literature

  • Sheeran argues that landscapes are not just geographical locations but are deeply ingrained in cultural narratives and literary representations (Sheeran, 2003, p. 151).
  • The Irish landscape, particularly in the west, has been shaped and romanticized by literature, often serving as a symbol of national identity and spirituality (p. 153).

2. Questioning the “Textualization” of Landscape

  • Sheeran critiques the trend of treating the landscape as a “text” to be read and interpreted exclusively in literary terms (p. 153).
  • He emphasizes that a sense of place is not purely semiotic; it is also based on lived experience, economic factors, and historical change (p. 154).

3. The Role of Galway in Irish Literary and Cultural Identity

  • The west of Ireland, particularly Galway, has often been appropriated as a cultural and national symbol in literature (p. 152).
  • Writers such as W.B. Yeats and Padraic Pearse have portrayed the west as a space of national revival and spiritual awakening, reinforcing a mythologized vision of the region (p. 157).
  • This contrasts with the more “prosaic” and less symbolically charged landscape of the Irish southeast (p. 152).

4. The Influence of Colonialism and Modernization on Landscape Interpretation

  • Sheeran discusses how colonial narratives and postcolonial theory have shaped interpretations of the Irish landscape, particularly in terms of identity and nationalism (p. 156).
  • He highlights the “Americanization” and suburbanization of modern Irish landscapes, which complicates traditional notions of place and belonging (p. 154).

5. The Residual, Dominant, and Emergent Landscapes (Raymond Williams’ Framework)

  • Sheeran applies Raymond Williams’ cultural framework to Irish landscapes:
    • Residual: The traditional rural landscape of small farms and Anglo-Irish estates, now fading (p. 155).
    • Dominant: The suburbanization of Ireland, where modern housing developments disrupt older notions of place (p. 156).
    • Emergent: The increasing influence of American-style developments, shopping malls, and cinematic representations in shaping the landscape (p. 154).

6. The Aran Islands as a Symbol of Cultural and Literary Exploration

  • Sheeran contrasts two key historical journeys to the Aran Islands:
    • The scientific and ethnographic survey by Alfred Cort Haddon in 1893, which measured and documented the islands and their people in an objective, rationalist manner (p. 157).
    • The literary and mystical exploration by W.B. Yeats, Edward Martyn, and George Moore, who sought spiritual inspiration and visionary experiences in Aran (p. 158).

7. The Myth of the West as a Place of Spiritual Transformation

  • Sheeran discusses how the west of Ireland has been consistently depicted in literature as a “landscape of the soul,” where characters undergo personal and spiritual revelations (p. 156).
  • He refers to James Joyce’s The Dead as an example of how literature both embraces and questions this mythologization of the west (p. 157).

Significance of Sheeran’s Argument:

  • Sheeran’s work challenges essentialist and romanticized views of the Irish landscape, advocating for a more nuanced and dynamic understanding of how place is constructed through history, economics, and literature.
  • His use of Raymond Williams’ cultural framework helps contextualize Ireland’s evolving landscape in relation to modern urbanization and globalization.
  • The essay provides an important critique of the limitations of literary theory when it overemphasizes textual interpretations of place without considering lived experience and historical change.
Theoretical Terms/Concepts in “Landscape and Literature” by Patrick Sheeran
Theoretical Term/ConceptDefinition/ExplanationApplication in Sheeran’s Work
Textualization of LandscapeThe process of interpreting landscapes as “texts” that can be read, analyzed, and given meaning rather than simply experienced.Sheeran critiques the overemphasis on treating Irish landscapes, particularly the west, as literary symbols rather than real, lived environments (Sheeran, 2003, p. 153).
Sense of PlaceThe emotional, historical, and cultural connection people have to a specific location.Sheeran examines how Galway and the west of Ireland are constructed in literature as sites of Irish authenticity and cultural identity (p. 152).
Appropriation of LandscapeThe act of using a landscape to represent ideological, cultural, or political narratives.Irish writers have frequently appropriated the west as a symbol of nationalism, spirituality, and resistance (p. 152).
Residual, Dominant, and Emergent Cultures (Raymond Williams)A cultural framework classifying traditions and social changes:
Residual: Older cultural forms that persist.
Dominant: The prevailing cultural norm.
Emergent: New cultural patterns shaping the future.
Sheeran applies this to Irish landscapes:
Residual: Traditional small farms and rural life.
Dominant: Suburbanization and modernization.
Emergent: Americanized commercial developments (p. 155).
Romanticism vs. RationalismRomanticism emphasizes nature, emotion, and mysticism, while rationalism prioritizes logic, science, and empirical knowledge.Sheeran contrasts the literary mythologization of the Aran Islands with the rationalist, scientific studies of colonial ethnographers (p. 157).
Nationalist MythmakingThe creation of myths that link national identity to specific landscapes, reinforcing cultural and political narratives.The west of Ireland is frequently portrayed in literature as the “true” Ireland, reinforcing nationalist ideals (p. 156).
Postcolonial Critique of LandscapeExamines how colonial history influences representations of geography and identity in literature and cultural discourse.Sheeran discusses how colonial legacies and postcolonial theories shape perceptions of Irish landscapes in literary and academic discourse (p. 156).
Americanization of LandscapeThe adaptation of local landscapes to resemble American-style suburban, commercial, and cultural spaces.Sheeran critiques how modern Ireland is adopting American-style malls, housing developments, and business parks, leading to a loss of traditional landscapes (p. 154).
Vernacular Landscape (J.B. Jackson)Everyday spaces shaped by ordinary human activities, rather than idealized, “natural” landscapes.Sheeran argues that contemporary Irish identity should include modern urban and suburban landscapes, not just romanticized rural settings (p. 154).
Literary SpatialityThe way literature constructs, shapes, and influences how geographical spaces are understood and perceived.Sheeran explores how Irish writers have historically framed Galway and the west as places of profound spiritual and national importance (p. 157).
Contribution of “Landscape and Literature” by Patrick Sheeran to Literary Theory/Theories

1. Ecocriticism & Environmental Humanities

  • Challenges the textualization of landscape, arguing that landscapes should not be treated merely as symbols but as real, lived spaces (Sheeran, 2003, p. 153).
  • Highlights how human interaction with landscapes is influenced by historical, economic, and cultural factors rather than just literary imagination (p. 154).
  • Calls for a more pragmatic understanding of place, beyond romanticized or literary constructs (p. 154).

2. Postcolonial Theory & Irish Nationalism

  • Explores how colonial and postcolonial discourse have shaped Irish literary representations of landscape (p. 156).
  • Critiques the appropriation of the Irish west in literature as a nationalist myth, reinforcing ideas of cultural purity and resistance (p. 152).
  • Examines how the west of Ireland has been framed as a cultural heartland while ignoring modern economic and social realities (p. 152).

3. Cultural Materialism (Raymond Williams)

  • Applies Williams’ framework of Residual, Dominant, and Emergent Cultures to landscape analysis (p. 155).
    • Residual: Traditional rural Ireland and small farming communities.
    • Dominant: Suburbanization and modernization of Irish towns.
    • Emergent: Americanization of the landscape, with commercial developments replacing older cultural markers.
  • Argues that landscape is not static but constantly evolving, shaped by economic forces and cultural shifts (p. 155).

4. Spatial Theory (Lefebvre & Literary Spatiality)

  • Engages with Henri Lefebvre’s concept of space, arguing that Irish landscapes are socially produced rather than natural or given (p. 157).
  • Shows how literature constructs a spatial identity for Galway and the west, shaping perceptions of Irishness (p. 157).
  • Discusses the impact of globalization on place-making, critiquing how suburbanization erases cultural specificity (p. 154).

5. Romanticism vs. Rationalism

  • Contrasts Romanticist depictions of Ireland (e.g., W.B. Yeats, John Moriarty) with scientific/rationalist surveys of the Irish landscape (e.g., ethnographic studies) (p. 157).
  • Criticizes the idealization of Irish landscapes as mystical or spiritual in literature, arguing that such portrayals ignore modern realities (p. 157).
  • Highlights the colonial gaze in landscape studies, where landscapes were measured, documented, and categorized through imperialist frameworks (p. 157).

6. Globalization & Americanization of Literature

  • Discusses the Americanization of Irish landscapes, linking it to modern globalization and cultural homogenization (p. 154).
  • Highlights how new literary narratives must include Ireland’s evolving, suburban, and commercial spaces (p. 154).
  • Suggests that literature should embrace contemporary Irish identity, which is no longer solely tied to rural, traditional settings (p. 154).

Key Takeaways from Sheeran’s Contribution to Literary Theory

  • Expands ecocriticism by moving beyond symbolic representations of landscapes to include lived experiences.
  • Challenges postcolonial Irish studies by questioning the romanticized and nationalist mythmaking of the Irish west.
  • Applies cultural materialism to show how landscapes evolve due to economic and political forces.
  • Engages with spatial theory to highlight how literature actively shapes and constructs perceptions of place.
  • Critiques romanticism in Irish literature, calling for a more nuanced understanding of the interaction between tradition and modernity.
  • Raises awareness of globalization’s impact on Irish literary landscapes, emphasizing the need to acknowledge suburban and urban realities.
Examples of Critiques Through “Landscape and Literature” by Patrick Sheeran
Literary Work & AuthorSheeran’s Critique Based on Landscape and Literature
“The Dead” – James Joyce– Joyce both embraces and deconstructs the myth of the west of Ireland (Sheeran, 2003, p. 157).
– Gabriel Conroy’s perception of Galway as a spiritual space is undermined by his own detachment and self-awareness.
– The westward journey motif is used ironically, questioning whether Galway truly represents an authentic Irish identity (p. 157).
“Cre na Cille” – Máirtín Ó Cadhain– Traditionally seen as a purely Irish west-of-Ireland novel, but Sheeran argues it is heavily influenced by Dostoevsky and Gogol, making it more European in scope (p. 152).
– The radio-play structure reflects the influence of modernist European literature rather than Irish oral traditions (p. 152).
– Challenges the idea that Galway’s literary identity is isolated from global literary trends (p. 152).
“The Aran Islands” – J.M. Synge– Synge’s work romanticizes the Aran Islands, portraying them as an untouched, mythical space (p. 157).
– Frames the landscape as a cultural museum, reinforcing a colonial/exoticizing gaze (p. 157).
– Sheeran critiques the textualization of landscape, where the land becomes a symbol rather than a real, changing environment (p. 153).
“The Celtic Twilight” – W.B. Yeats– Yeats’ mythologization of the west erases economic hardships and modernization, reinforcing a nationalist ideal of Ireland (p. 156).
– The west is constructed as a spiritual and folkloric realm, rather than an evolving, lived space (p. 156).
– Sheeran connects Yeats’ work to nationalist mythmaking, where landscapes serve ideological purposes rather than reflecting contemporary realities (p. 156).

Key Takeaways from Sheeran’s Critiques:

  • Deconstructs Romanticized Visions: Irish literature often idealizes the west, ignoring social and economic changes.
  • Highlights the Colonial/Postcolonial Gaze: Some texts reinforce outsider perspectives, treating landscapes as symbols rather than real places.
  • Connects Irish Literature to Global Influences: Works like Cre na Cille and The Dead blend Irish themes with European literary traditions.
  • Advocates for a New Literary Perspective: Calls for literature to engage with modern Irish landscapes, beyond nationalist or folkloric portrayals.
Criticism Against “Landscape and Literature” by Patrick Sheeran

1. Overemphasis on Pragmatism and Economic Factors

  • Sheeran downplays the symbolic and mythological importance of landscape in literature by arguing that it should be understood through lived experience, economic forces, and modernization (Sheeran, 2003, p. 154).
  • Some critics argue that landscapes in literature serve both symbolic and practical functions, and Sheeran’s insistence on a pragmatic view limits deeper interpretations in literary studies.

2. Dismissal of Romantic and Nationalist Literary Traditions

  • Sheeran critiques Yeats, Synge, and others for mythologizing the Irish west, but some scholars argue that these representations are integral to Irish cultural identity rather than mere literary constructs (p. 156).
  • His argument that nationalist mythmaking distorts reality has been contested by critics who view these myths as essential to Ireland’s postcolonial literary identity.

3. Underestimation of the Role of Folklore and Oral Tradition

  • Sheeran argues that works like Cre na Cille are more influenced by European literature than Irish oral traditions (p. 152).
  • Critics argue that folklore and oral storytelling deeply shape Irish literature, and Sheeran undervalues their role in constructing the landscape’s literary identity.

4. Limited Engagement with Postcolonial Theory

  • While Sheeran acknowledges the postcolonial critique of landscape, he does not fully explore how colonial history shaped Irish geography and literary depictions (p. 156).
  • Postcolonial scholars argue that Irish literature must be analyzed within a framework of cultural resistance, which Sheeran does not fully integrate into his argument.

5. Lack of Focus on Contemporary Irish Literature

  • Sheeran primarily critiques canonical works (Yeats, Joyce, Synge, Ó Cadhain) but does not apply his framework to contemporary Irish literature.
  • Critics suggest that his arguments would benefit from an engagement with modern Irish writers who depict Ireland’s evolving landscapes.

6. Underrepresentation of the Irish Language and Non-English Literary Traditions

  • Sheeran’s analysis is largely centered on English-language Irish literature, with minimal engagement with Irish-language texts (p. 152).
  • This oversight is significant because the Irish language plays a crucial role in shaping perceptions of landscape, particularly in Gaelic poetry and storytelling.

7. Potential Contradictions in His Argument

  • Sheeran criticizes the textualization of landscapes yet relies on literary critique to analyze them, which some see as contradictory (p. 153).
  • His call for a more “realistic” engagement with landscape conflicts with the idea that literature, by nature, constructs and reimagines space rather than merely reflecting reality.

Final Thoughts on the Criticism of Landscape and Literature

  • While Sheeran provides an important rethinking of Irish literary landscapes, his work has been challenged for being too pragmatic, too dismissive of nationalism and folklore, and not fully engaging with contemporary or postcolonial perspectives.
  • A more balanced approach that integrates his cultural materialist critique with an appreciation of symbolic and historical traditions in Irish literature could strengthen his argument.
Representative Quotations from “Landscape and Literature” by Patrick Sheeran with Explanation
QuotationExplanation
“A sense of place is not just a matter of semiotics, that it is first and foremost an experience.” (Sheeran, 2003, p. 153)Sheeran critiques the textualization of landscape, arguing that it should not be reduced to symbols but should be understood through lived experience and practical realities.
“Galway, and indeed the west of Ireland more generally, is always susceptible to appropriation by outsiders as a signifier for something else.” (p. 152)Sheeran highlights how literature, tourism, and nationalism have transformed the west of Ireland into a cultural symbol, often detaching it from its real socio-economic conditions.
“We have to expand or reinvent entirely our notion of what constitutes a sense of place.” (p. 154)A call for rethinking Irish landscape beyond its traditional, rural, and romanticized depictions to include modern suburban and urban landscapes.
“The problem is now, as I see it, that we have identified our notion of what constitutes our sense of place far too exclusively with the residual landscape.” (p. 155)Sheeran applies Raymond Williams’ theory to Irish landscapes, arguing that nostalgia for the rural past limits engagement with emerging landscapes shaped by globalization.
“Romanticism and rationalism rarely come together in the same text, yet both shape how we understand the Irish landscape.” (p. 157)Sheeran contrasts literary romanticism (Yeats, Synge) with scientific rationalism (colonial ethnographers), showing how both influence Irish landscape representations.
“The west of Ireland again emerges as the locus for a visionary quest.” (p. 156)He critiques how modern Irish-American literature continues to reinforce the myth of the west as a place of spiritual awakening, rather than an evolving space.
“The vernacular landscape—the cluttered spaces where most of us spend our time—is just as significant as the grand, sublime landscapes of literature.” (p. 154)Influenced by J.B. Jackson, Sheeran argues that ordinary, urbanized spaces deserve recognition in Irish cultural identity, not just idyllic countryside settings.
“The notion of a purely internalized history of roots, affiliations and memories is, I think, highly suspect.” (p. 152)Challenges the essentialist idea that Irish identity is fixed and rooted in a timeless past, advocating for a more fluid and dynamic cultural understanding.
“Joyce both incorporates and subtly questions the vision quest west of the Shannon.” (p. 157)Sheeran sees The Dead as an example of literary ambivalence, where Joyce acknowledges but also critiques the romanticization of the west in Irish literature.
“We are not only aware, but complicit in the dramatic changes going on in the landscape around us.” (p. 154)Sheeran suggests that modernization, suburbanization, and commercialization are not external forces but shaped by our own participation in economic and cultural shifts.
Suggested Readings: “Landscape and Literature” by Patrick Sheeran
  1. Sheeran, Patrick. “Landscape and Literature.” Journal of the Galway Archaeological and Historical Society, vol. 55, 2003, pp. 151–58. JSTOR, http://www.jstor.org/stable/25535764. Accessed 6 Feb. 2025.
  2. Sheeran, Patrick. “Genius Fabulae: The Irish Sense of Place.” Irish University Review, vol. 18, no. 2, 1988, pp. 191–206. JSTOR, http://www.jstor.org/stable/25484245. Accessed 6 Feb. 2025.
  3. CRONIN, NESSA. “Archaeologies of the Future: Landscapes of the ‘New Ireland’ in Gerard Donovan’s Country of the Grand.” The Irish Review (Cork), no. 54, 2018, pp. 80–93. JSTOR, https://www.jstor.org/stable/48564059. Accessed 6 Feb. 2025.

“Law And Literature” by Ian Ward: Summary and Critique

“Law and Literature” by Ian Ward first appeared in Law and Critique Vol. IV no.1 (1993) and serves as a foundational text in the ongoing “Law and Literature” debate.

"Law And Literature" by Ian Ward: Summary and Critique
Introduction: “Law And Literature” by Ian Ward

“Law and Literature” by Ian Ward first appeared in Law and Critique Vol. IV no.1 (1993) and serves as a foundational text in the ongoing “Law and Literature” debate. Ward’s article explores the relevance of literary texts to legal scholarship, distinguishing between two primary approaches: “Law in Literature,” which examines legal themes within literary works, and “Law as Literature,” which applies literary criticism to legal texts. Ward argues that legal reasoning and literary discourse share significant intersections, particularly in their reliance on metaphor, narrative, and rhetorical structures. Drawing from theorists such as Richard Posner, James Boyd White, and Paul Ricoeur, Ward highlights how literary texts like Kafka’s The Trial and Camus’s The Outsider provide critical insights into legal structures, authority, and human agency. His essay also engages with the broader interdisciplinary discourse, noting the influence of hermeneutics and post-structuralist critique on legal interpretation. By positioning “Law and Literature” as a serious and evolving academic field, Ward underscores its importance in fostering a deeper understanding of law beyond its technical framework, advocating for a jurisprudence that embraces the ethical, cultural, and philosophical dimensions inherent in literary narratives.

Summary of “Law And Literature” by Ian Ward

1. The Law and Literature Debate: Its Development and Significance

  • The essay first explores the evolution of the Law and Literature debate, which has been ongoing for over a decade (Ward, 1993, p.44).
  • Scholars such as Brook Thomas and Richard Posner suggest that Law and Literature has become increasingly serious, moving beyond initial discussions into interdisciplinary integration (p.44).
  • A key distinction in the field is between:
    • “Law in Literature” – examining legal narratives within literary texts.
    • “Law as Literature” – applying literary techniques to interpret legal texts (p.45).

2. Law in Literature: Literary Forms and Legal Understanding

  • Metaphor vs. Narrative in Legal Discourse
    • Posner dismisses legal narratives as insignificant, though he accepts the use of metaphor to enhance judicial writing (p.45).
    • Paul Ricœur argues that metaphor and narrative are interlinked and central to storytelling, including legal storytelling (p.46).
    • Richard Rorty emphasizes metaphor’s role in legal texts and advocates for a “continuing conversation” to foster human solidarity (p.46).
  • Historical Use of Literary Techniques in Law
    • The use of metaphor, parable, and narrative is not new in legal theory.
    • Aristotle integrated both analytical and metaphorical thinking in his works (Ethics, Rhetoric) (p.47).
    • Various traditions—North American indigenous jurisprudence, Islamic Sharia, and Jewish Talmud—rely on metaphor and storytelling as primary forms of legal texts (p.48).
    • Medieval legal philosophy, including Aquinas and Maimonides, also used literary devices to communicate legal concepts (p.49).
  • Contemporary Legal Scholars and Law in Literature
    • James Boyd White: Advocates that legal texts should be read with literary sensitivity, focusing on rhetoric (p.50).
    • Richard Weisberg: Explores law in literature by analyzing modern novels, particularly Kafka and Camus, as commentaries on legal discourse (p.51).
    • Robin West: Uses The Trial to critique Richard Posner’s economic approach to law, arguing that Kafka’s narrative exposes ethical flaws in legal rationalism (p.52).
    • Weisberg and West both argue that literature reveals legal alienation and moral dilemmas, whereas Posner sees their interpretations as exaggerated (p.56).

3. Law as Literature: Literary Techniques in Legal Analysis

  • Legal Interpretation and Literary Criticism
    • Legal texts, like literature, require interpretation. Some scholars argue that literary criticism methods (hermeneutics, deconstruction) can be applied to legal texts (p.59).
    • Mark Tushnet and Sanford Levinson highlight legal indeterminacy and claim that legal meaning is always constructed, similar to literary texts (p.60).
    • Stanley Fish argues that interpretation is inherently creative, rejecting the idea of objective legal meaning (p.61).
    • Owen Fiss and Ronald Dworkin counter that legal texts must maintain integrity and should not be subject to unlimited interpretation (p.62).
  • Application of Literary Theory to Law
    • White integrates hermeneutics, deconstruction, and semiotics into legal analysis, emphasizing law as a “culture of argument” (p.64).
    • Weisberg sees legal texts as part of a larger discourse of human meaning, aligning with reader-response theory (p.68).
    • Posner, however, insists that law and literature are separate, arguing that legal interpretation must prioritize original intent (p.69).

4. Posner’s Criticism: Law and Literature as Misunderstood

  • Posner is the most prominent critic of Law and Literature, arguing:
    • Law and literature serve different purposes; literature is about human experience, while law is about regulation (p.70).
    • Judges and lawyers should focus on legal reasoning, not literary style (p.71).
    • Literary narratives are unrealistic representations of the law, so they should not be used in legal scholarship (p.72).
  • Despite his skepticism, Posner concedes that literature might improve legal writing and judicial rhetoric (p.73).

5. The Defence of Law and Literature

  • Using Literary Texts to Explore Legal Concepts
    • The second part of the essay defends the relevance of literature to law, arguing that legal narratives, like The Trial and The Outsider, provide insights into legal consciousness and responsibility (p.74).
    • Kafka’s Before the Law parable exemplifies legal alienation, suggesting that law is inaccessible due to individual passivity rather than institutional barriers (p.75).
    • Camus’s The Outsider portrays Mersault’s trial as a metaphor for existential responsibility, reinforcing that legal narratives illustrate deeper human dilemmas (p.76).
  • Connection to Critical Legal Studies
    • Roberto Unger, a key Critical Legal Studies (CLS) scholar, argues that law must integrate political, ethical, and psychological elements (p.77).
    • Like Kafka and Camus, CLS scholars view law as a means of alienation but also a potential tool for human empowerment (p.78).
    • Peter Gabel and Duncan Kennedy emphasize law’s role in shaping collective consciousness and argue for participatory legal discourse (p.79).
  • Final Justification for Law and Literature
    • Law is not purely legal but is embedded in human experience.
    • Literature captures law’s broader social, political, and psychological impact.
    • If philosophy, history, and psychology are valid legal influences, then narrative fiction should also be recognized as a legitimate means of understanding law (p.80).

Conclusion

  • Ward’s essay ultimately supports the integration of literature in legal studies.
  • He argues that literary narratives and legal texts share common concerns—power, justice, alienation, and responsibility.
  • Despite opposition from formalist scholars like Posner, Law and Literature provides an essential lens for understanding legal discourse and the human condition.

Key References from the Article

  • Ward, I. (1993). Law and Literature. Law and Critique, Vol. IV, No.1, 43-80.
  • White, J.B. (1982). Law as Language: Reading Law and Reading Literature. Texas Law Review 60, 437.
  • Posner, R. (1988). Law and Literature: A Misunderstood Relation. Harvard University Press.
  • Ricœur, P. (1978). The Rule of Metaphor. Routledge.
  • Rorty, R. (1989). Contingency, Irony and Solidarity. Cambridge University Press.
  • Weisberg, R. (1984). The Failure of the Word: The Lawyer as Protagonist in Modern Fiction. Yale University Press.
  • West, R. (1985). Authority, Autonomy and Choice: The Role of Consent in the Moral and Political Visions of Franz Kafka and Richard Posner. Harvard Law Review 99, 384-428.
  • Unger, R. (1984). Passion: An Essay on Personality. Free Press.
  • Gabel, P., & Kennedy, D. (1984). Roll Over Beethoven. Stanford Law Review 36, 1-52.
Theoretical Terms/Concepts in “Law And Literature” by Ian Ward
Term/ConceptDefinition/ExplanationKey Scholar(s) ReferencedPage/Reference in Article
Law in LiteratureThe study of how legal themes, characters, and narratives are represented in literary works.James Boyd White, Richard Weisberg, Robin Westp.45
Law as LiteratureThe application of literary and rhetorical techniques to the reading and interpretation of legal texts.James Boyd White, Stanley Fish, Ronald Dworkinp.45
Legal NarrativeThe idea that legal texts and judgments follow a structured storytelling format, shaping legal discourse.Paul Ricœur, Richard Weisberg, Robin Westp.46
Metaphor in LawThe use of metaphorical language to shape legal reasoning, judicial decisions, and legal argumentation.Paul Ricœur, Aristotle, Richard Posnerp.46-47
Indeterminacy of LawThe argument that legal meaning is not fixed but open to multiple interpretations, similar to literary texts.Critical Legal Studies (CLS), Mark Tushnet, Stanley Fishp.59
Legal HermeneuticsThe interpretation of legal texts using hermeneutic principles from philosophy and literary studies.Hans-Georg Gadamer, Paul Ricœur, Douglas Couzens Hoyp.60-62
Deconstruction in LawA method of interpreting legal texts by exposing contradictions and instability in meaning.Jacques Derrida, J. Balkin, Stanley Fishp.61-63
Rhetoric in Legal WritingThe use of persuasive language and argumentation in judicial opinions and legal discourse.James Boyd White, Richard Posnerp.64-69
Reader-Response TheoryThe theory that meaning in a text is created through the interaction between the reader and the text.Stanley Fish, Richard Weisberg, Jonathan Cullerp.68
Legal RealismA critique of formalist legal reasoning, emphasizing how law functions in practice rather than in abstract principles.American Legal Realists, Richard Posnerp.69
Original IntentThe belief that legal interpretation should be based on the original meaning intended by lawmakers.Richard Posner, U.S. Constitutional Interpretationp.70
Legal AlienationThe idea that legal systems create a sense of disconnection and helplessness among individuals.Kafka (The Trial), Camus (The Outsider), Richard Weisbergp.71-73
Critical Legal Studies (CLS)A movement that critiques law as a tool of power and seeks to expose its ideological biases.Duncan Kennedy, Roberto Unger, Peter Gabelp.77-79
Ressentiment in LawThe argument that legal structures reinforce power imbalances, leading to societal resentment and alienation.Friedrich Nietzsche, Richard Weisberg, Roberto Ungerp.51, 77
Communicative EthicsThe idea that law should be understood as an ongoing dialogue between individuals and communities.Richard Rorty, Paul Ricœur, Roberto Ungerp.46, 77
Storytelling in LawThe notion that legal discourse and judicial decisions rely on narrative techniques similar to literature.James Boyd White, Richard Weisberg, Roberto Ungerp.46, 77
Judicial InterpretationThe methods judges use to read and apply legal texts, often influenced by personal and ideological perspectives.Ronald Dworkin, Owen Fiss, Stanley Fishp.61-62
Law as Cultural ExpressionThe view that legal systems reflect the broader cultural, political, and ethical values of society.James Boyd White, Roberto Unger, Paul Ricœurp.64-68
Self-Affirmation in LawThe philosophical argument that legal agency is achieved through individual responsibility and engagement with law.Camus (The Outsider), Kafka (The Trial), Roberto Ungerp.74-76
Contribution of “Law And Literature” by Ian Ward to Literary Theory/Theories

1. Reader-Response Theory

  • Contribution: Ward reinforces the idea that meaning in legal and literary texts is co-created by the reader rather than being fixed or absolute.
  • Key Argument: He aligns with Stanley Fish and Richard Weisberg, suggesting that legal texts, like literature, require active interpretation.
  • Example from Article:
    • “Reading a legal text is often not so much reading for a single meaning as reading for a range of possible meanings” (p.65).
    • The reader, like a juror in The Trial, constructs meaning through interaction with the text (p.71-72).

2. Hermeneutics (Interpretation and Meaning-Making)

  • Contribution: Ward applies Hans-Georg Gadamer’s hermeneutic approach to legal texts, arguing that law, like literature, is interpreted based on historical and cultural contexts.
  • Key Argument: Legal interpretation is an evolving, participatory process shaped by language and tradition.
  • Example from Article:
    • “Law is in a full sense a language, for it is a way of reading and writing and speaking and, in doing these things, it is a way of maintaining a culture” (p.66).
    • Legal texts demand the same hermeneutic engagement as literary texts (p.60-62).

3. Deconstruction (Derridean Influence)

  • Contribution: Ward integrates Jacques Derrida’s deconstructionist approach, arguing that legal and literary texts are inherently unstable and open to multiple interpretations.
  • Key Argument: Law is not a fixed system of rules but a discourse shaped by contradiction, ambiguity, and interpretation.
  • Example from Article:
    • “Interpretation is not the art of construing but the art of constructing” (p.61).
    • Derrida’s Before the Law is cited to demonstrate how legal texts mask power structures through language (p.74).

4. Post-Structuralism

  • Contribution: The essay contributes to post-structuralist thought by challenging the traditional notion of law as a stable, self-contained system, instead presenting it as a construct shaped by rhetoric, ideology, and culture.
  • Key Argument: Like literary texts, law lacks a singular, objective meaning; its meaning is determined by discourse and power dynamics.
  • Example from Article:
    • “Judicial opinions are at once aesthetic, ethical, and political” (p.66).
    • The law’s dependence on metaphor and narrative makes it structurally unstable (p.46-47).

5. Law as Narrative and Rhetoric (Narratology)

  • Contribution: Ward applies Paul Ricœur’s and James Boyd White’s theories on narrative, asserting that legal texts function as narratives that construct reality.
  • Key Argument: Legal cases and judicial opinions employ storytelling techniques similar to literature, shaping public understanding of justice.
  • Example from Article:
    • “If legal scholarship attempts to present context, then, in Ricœur’s analysis, legal text is, in literary terms, indistinguishable from metaphor and narrative” (p.46).
    • Narrative fiction, such as The Trial, illuminates legal alienation and the consequences of bureaucracy (p.71-72).

6. Existentialism in Literature and Law

  • Contribution: Ward aligns Albert Camus and Franz Kafka with legal existentialism, exploring how literature critiques law’s alienating effects.
  • Key Argument: Law, like existentialist literature, forces individuals into crises of meaning, responsibility, and moral autonomy.
  • Example from Article:
    • “The guilt that Camus isolates is the guilt of abrogating the responsibility of self-assertion” (p.73).
    • Kafka’s The Trial serves as an existential metaphor for law’s oppressive uncertainty (p.74-75).

7. Marxist Criticism and Ideology in Law

  • Contribution: The essay indirectly contributes to Marxist literary theory by analyzing law as an ideological construct that upholds existing power structures.
  • Key Argument: The legal system, like literature, reflects and reinforces societal hierarchies, necessitating a critical analysis of its role in maintaining power.
  • Example from Article:
    • “Obedience to legal rules to which we would have consented relieves us of the task of evaluating the morality and prudence of our actions” (p.53, citing Robin West).
    • The law functions as an ideological state apparatus that masks its coercive nature (p.56).

8. Psychoanalytic Literary Theory

  • Contribution: Ward draws on psychoanalytic concepts, particularly Freud’s theory of repression and alienation, to examine how literature exposes law’s psychological impact.
  • Key Argument: Legal texts, like literature, function as a site of subconscious anxieties, reinforcing or challenging societal norms.
  • Example from Article:
    • “The degree of guilt in The Trial is dependent upon the nature of the duality of the human condition” (p.75).
    • Kafka’s legal nightmares embody the psychological repression and alienation of modern society (p.74-75).

9. Critical Legal Studies (CLS) and Postmodern Legal Critique

  • Contribution: Ward connects CLS with postmodern literary critique, suggesting that both movements question law’s objectivity, neutrality, and claim to universal justice.
  • Key Argument: Legal discourse is a form of social control that should be deconstructed to reveal its ideological functions.
  • Example from Article:
    • “The law has consistently maintained a discourse that separates it from literature and yet has always depended on literary devices” (p.45).
    • CLS scholars such as Roberto Unger and Peter Gabel advocate a de-objectified legal structure, similar to literary deconstruction (p.77).
Examples of Critiques Through “Law And Literature” by Ian Ward
Literary Work & AuthorLegal ThemesWard’s InterpretationReferences from Article
The Trial – Franz KafkaBureaucratic oppression, legal alienation, indeterminacy of lawWard highlights Kafka’s portrayal of the arbitrary and impenetrable nature of law. He aligns this with Richard Weisberg’s idea of “ressentiment” and Robin West’s critique of Richard Posner’s economic analysis of law.“Kafka’s texts, when ‘read literally … provide as much insight into American life in the 1980s as would Dracula or The Cask of Amontillado” (p. 55).
The Outsider – Albert CamusLegal absurdity, existential responsibility, justice and moralityWard discusses Camus’s depiction of trial proceedings as a critique of legal rationality and societal norms. He suggests that The Outsider represents the alienation of the individual within a structured legal framework.“Camus is aware that this intensity, intrinsic to any legal situation, furnishes a particularly powerful parable that can be used to describe the human situation” (p. 71).
Billy Budd – Herman MelvilleMartial law, rule of law vs. natural justice, morality in legal interpretationWard acknowledges Posner’s concession that Billy Budd provides valuable insight into military justice and the rigidity of legal interpretation.“Billy Budd may be able to tell us something about courts-martial” (p. 56).
Bleak House – Charles DickensLegal procedural delay, corruption in the judiciary, critique of Chancery courtsWard references Posner’s partial recognition of Bleak House as a more accurate representation of 19th-century English legal systems compared to other literary works.“Posner is prepared to admit that Bleak House is a more accurate description of the workings of the nineteenth-century English legal system” (p. 56).
Criticism Against “Law And Literature” by Ian Ward
  • Overgeneralization of Legal and Literary Intersections
    • Critics argue that Ward sometimes overstates the applicability of literary analysis to legal texts, assuming that all legal texts function like literary narratives.
    • Posner, in particular, criticizes the assumption that literature can provide legal insights beyond general ethical and humanistic reflection (p. 55-56).
  • Over-Reliance on Critical Legal Studies (CLS) Framework
    • Ward aligns his arguments with CLS perspectives, which emphasize law as a construct of power and language. However, this approach has been critiqued for lacking practical applicability in real-world legal decision-making.
    • Posner and Robert Weisberg argue that CLS and deconstructionist approaches fail to recognize legal pragmatism and the constraints of legal interpretation (p. 69).
  • Misinterpretation of Literary Works for Jurisprudential Arguments
    • Critics such as Richard Posner and Robert Weisberg argue that Ward and other Law and Literature scholars read too much legal significance into literary texts that were not primarily concerned with legal issues.
    • Posner’s critique of West’s use of Kafka’s The Trial exemplifies this concern, suggesting that reading the novel as a direct critique of legal systems distorts its meaning (p. 55).
  • Ambiguity in Distinguishing Between “Law in Literature” and “Law as Literature”
    • While Ward acknowledges the distinction, his analysis sometimes blurs the lines between these categories, making it difficult to discern whether legal texts should be analyzed for their aesthetic qualities or whether literary works should be taken as legal critiques.
    • Some critics argue that this results in a conflation of legal and literary methodologies, weakening both fields of study (p. 50-52).
  • Selective Use of Literary Theory
    • Ward primarily focuses on hermeneutics, deconstruction, and reader-response theory while largely overlooking other literary approaches such as structuralism, formalism, or psychoanalytic criticism.
    • This selective approach limits the scope of Law and Literature as an interdisciplinary field (p. 67-69).
  • Lack of Practical Legal Application
    • Many legal scholars argue that Law and Literature studies remain largely theoretical and do not offer concrete applications for practicing lawyers, judges, or policymakers.
    • Ward’s emphasis on rhetoric and metaphor in legal texts is criticized as being detached from the practical realities of legal interpretation (p. 70).
Representative Quotations from “Law And Literature” by Ian Ward with Explanation
QuotationExplanation
“The purpose of this essay is essentially twofold. It is firstly to examine the current standing of what has become known as the Law and Literature debate. Secondly, it is to enter this debate and to do so by presenting an argument which seeks to justify the relevance of literature in legal scholarship.” (p. 43)Ward clarifies the dual aim of his work: both to provide an overview of the Law and Literature movement and to argue for literature’s role in legal studies. He frames the debate as an evolving discourse rather than a settled field.
“The familiar distinction taken in ‘Law and Literature’ studies is between ‘Law in Literature’ and ‘Law as Literature.’” (p. 44)Ward highlights a key methodological divide in Law and Literature studies. “Law in Literature” examines legal themes in literary texts, while “Law as Literature” applies literary analysis to legal texts. This distinction remains central to interdisciplinary legal and literary studies.
“Although both are convenient and essentially effective, it is not always possible sharply to delineate the two approaches, nor indeed desirable to do so. It is very much a complementary relation.” (p. 45)Ward argues against rigid distinctions, suggesting that literary and legal studies can benefit from an integrated approach. He acknowledges the overlap and interdependence of these methodologies.
“Richard Posner, for example, virulently denies the significance of legal narrative but appears to be prepared to accept the validity of metaphor as a means of enhancing judicial style.” (p. 46)Here, Ward critiques Posner’s selective acceptance of literary techniques in legal interpretation. Posner rejects narrative’s role in law but acknowledges metaphor’s utility, illustrating tensions within Law and Literature scholarship.
“According to Rorty, if we are to understand the essential problems of the twentieth century, we must read the philosophy of Heidegger, Dewey, and Davidson, together with the novels of Nabokov, Kafka, and Orwell.” (p. 47)This passage reflects Rorty’s view that philosophy and literature are equally vital in understanding modern legal and ethical dilemmas. Ward aligns with this perspective to justify the integration of literary studies into legal discourse.
“Literary forms and theories of analysis are not, of course, new, either to legal philosophy, or to philosophy in a more general sense.” (p. 48)Ward emphasizes that the intersection of literature and law is not a modern invention but has deep historical roots. He suggests that this tradition legitimizes contemporary interdisciplinary approaches.
“To use metaphors or parables or narrative ‘fiction’ as a means of describing legal issues is not, then, new, and perhaps unsurprisingly, the Law and Literature debate has spawned strong defenses of both the need to study the nature of metaphor and the virtue of using parables as a teaching medium in law schools.” (p. 49)Ward defends the pedagogical value of literature in legal education. He argues that storytelling and metaphor enhance legal reasoning and understanding, countering critiques that dismiss literature’s relevance.
“The alternative position to that taken by those who advocate the use of literary discourse in jurisprudential debate is articulated most forcefully by Richard Posner.” (p. 55)Ward acknowledges Posner as the leading skeptic of Law and Literature. He positions Posner’s argument as a counterpoint to those advocating for literature’s role in legal studies, reinforcing the ongoing nature of the debate.
“Kafka’s texts, when ‘read literally’… provide as much insight into American life in the 1980s as would Dracula or The Cask of Amontillado.” (p. 57)Here, Ward quotes Posner’s critique of literary interpretations of law, highlighting Posner’s skepticism about reading Kafka as a legal critique. This underscores the divide between legal formalists and those advocating for literary analysis in legal studies.
“The essential problem of discourse is particularly brought out in the Introduction… ‘The opportunity for discovery and self-expression outreaches at any given time all the frameworks for thought or conversation that we can make explicit prospectively.’” (p. 77)Ward invokes Unger’s theory of discourse to reinforce the idea that legal interpretation should not be rigidly confined. He supports the notion that legal meaning is fluid and shaped by cultural and intellectual contexts.
Suggested Readings: “Law And Literature” by Ian Ward
  1. Christ, Birte, and Stefanie Mueller. “Towards a Legal Poetics.” Amerikastudien / American Studies, vol. 62, no. 2, 2017, pp. 149–68. JSTOR, http://www.jstor.org/stable/44982316. Accessed 6 Feb. 2025.
  2. Ward, Ian. “LAW AND LITERATURE.” Law and Humanities, edited by Daniel Newman and Russell Sandberg, Anthem Press, 2024, pp. 101–14. JSTOR, https://doi.org/10.2307/jj.9941116.11. Accessed 6 Feb. 2025.
  3. Ward, Ian. “From Literature to Ethics: The Strategies and Ambitions of Law and Literature.” Oxford Journal of Legal Studies, vol. 14, no. 3, 1994, pp. 389–400. JSTOR, http://www.jstor.org/stable/764737. Accessed 6 Feb. 2025.
  4. Baron, Jane B. “Law, Literature, and the Problems of Interdisciplinarity.” The Yale Law Journal, vol. 108, no. 5, 1999, pp. 1059–85. JSTOR, https://doi.org/10.2307/797370. Accessed 6 Feb. 2025.

“Dystopian Literature And The Sociological Imagination” by Sean Seeger: Summary and Critique

“Dystopian Literature and the Sociological Imagination” by Sean Seeger and Daniel Davison-Vecchione first appeared in Thesis Eleven in 2019.

"Dystopian Literature And The Sociological Imagination" by Sean Seeger: Summary and Critique
Introduction: “Dystopian Literature And The Sociological Imagination” by Sean Seeger

“Dystopian Literature and the Sociological Imagination” by Sean Seeger and Daniel Davison-Vecchione first appeared in Thesis Eleven in 2019. The article argues that dystopian literature offers unique insights for sociologists, as it is more grounded in empirical social reality than utopian literature and effectively illustrates the relationship between individual experience and broader social-historical forces. The authors contend that dystopian fiction is a potent exercise of C. Wright Mills’ concept of the sociological imagination, which enables individuals to understand the interplay between personal biography and historical social structures. As the authors state, “dystopian literature is especially attuned to how historically-conditioned social forces shape the inner life and personal experience of the individual, and how acts of individuals can, in turn, shape the social structures in which they are situated” (Seeger & Davison-Vecchione, 2019, p. 2). This makes dystopian fiction a valuable tool for sociologists seeking to explore the dynamic interplay between individual agency and structural constraints.

Summary of “Dystopian Literature And The Sociological Imagination” by Sean Seeger

1. The Connection Between Dystopian Literature and Sociology

  • The authors argue that dystopian literature is deeply connected to sociology because it explores the interplay between individual experiences and larger historical and social structures.
  • Unlike utopian literature, which often presents idealized societies, dystopian literature is more empirically grounded in reality, making it a potent tool for sociological analysis (Seeger & Davison-Vecchione, 2019).
  • Dystopian literature, through its speculative nature, offers critical insights into how societies function, change, and fail, aligning closely with C. Wright Mills’ concept of the sociological imagination.

2. Mills’ Sociological Imagination and Dystopian Fiction

  • Mills defines the sociological imagination as the ability to understand the intersection between personal biography and larger historical and structural forces (Mills, 2000: 6).
  • Dystopian literature exemplifies this by showing how historical and social forces shape individuals’ inner lives and personal struggles, and vice versa (Seeger & Davison-Vecchione, 2019).
  • By illustrating how personal troubles become public issues, dystopian fiction mirrors Mills’ framework, making it a valuable resource for sociological thought.

3. Sociology’s Engagement with Speculative Literature

  • Sociology has historically engaged more with utopian rather than dystopian literature, largely due to the influence of theorists like Krishan Kumar and Ruth Levitas (Levitas, 2013; Kumar, 1987).
  • Wells, a key figure in early sociological thought, believed sociology should embrace the imaginative as a way of understanding society beyond the limitations of empirical observation (Wells, 1907).
  • However, the authors argue that dystopian literature has unique contributions to make, particularly in illustrating the dangers of certain social trajectories.

4. Dystopia vs. Anti-Utopia: Theoretical Distinctions

  • Many scholars, including Kumar (1987) and Jameson (2005), conflate dystopia with anti-utopia—works that critique utopian projects that failed or turned oppressive.
  • However, Seeger and Davison-Vecchione argue that dystopia is broader, encompassing:
    • Anti-utopias (e.g., Brave New World (Huxley, 1932), Darkness at Noon (Koestler, 1940))
    • Extrapolative dystopias that speculate on the logical consequences of contemporary social trends (e.g., The Circle (Eggers, 2014), The Book of Joan (Yuknavitch, 2017)).
    • Dystopias that explore social pathologies, rather than utopian failures (e.g., The Handmaid’s Tale (Atwood, 1985), Parable of the Sower (Butler, 1993)).

5. Bauman, Mills, and the Role of Literature in Sociology

  • Zygmunt Bauman recognized the relevance of literature to sociology, seeing the two as complementary, though sociology has traditionally been hesitant to take literature seriously (Bauman & Mazzeo, 2016).
  • While Mills was initially skeptical of literature’s ability to capture social reality effectively, he acknowledged that some literary works (e.g., 1984) provided valuable sociological insights (Mills, 2000).
  • The authors argue that dystopian literature goes beyond mere social commentary by immersing readers in social structures, allowing them to experience dystopian conditions through characters’ perspectives.

6. The Role of Perspective in Dystopian and Utopian Literature

  • Utopian literature often adopts a “tourist” perspective, with an outsider explaining the ideal society to the reader (e.g., Utopia (More, 1516), Looking Backward (Bellamy, 1888)).
  • Dystopian literature, however, is typically narrated from the perspective of a character within the oppressive society, making it more engaging and effective in demonstrating the impact of social structures on individuals (Seeger & Davison-Vecchione, 2019).
  • This immersive quality enhances its sociological relevance, as it allows readers to witness the lived experiences of those affected by dystopian conditions.

7. Dystopian Fiction as a Sociological Tool

  • Dystopian fiction acts as a bridge between phenomenological experience (subjective reality) and historical analysis (objective reality).
  • It serves as an imaginative thought experiment that sociologists can use to explore potential social futures.
  • The speculative nature of dystopian literature makes it a valuable complement to empirical sociology, as it can anticipate social problems before they fully emerge.

8. Practical Applications of Dystopian Fiction in Sociology

  • The authors highlight the pedagogical value of dystopian fiction, which has been used in sociology classrooms to help students think critically about social structures and institutions.
  • However, they argue that dystopian literature should be treated as a legitimate form of sociological analysis in its own right, rather than just a teaching tool.
  • They advocate for greater engagement with dystopian fiction in sociological research, particularly in analyzing contemporary issues such as surveillance, authoritarianism, climate change, and social inequality.

Key Takeaways

  1. Dystopian fiction aligns with the sociological imagination by illustrating how individual lives are shaped by historical and structural forces.
  2. It has been underutilized in sociology, which has traditionally focused more on utopian literature.
  3. Dystopia is broader than anti-utopia, encompassing multiple forms, including extrapolative and social pathology-focused dystopias.
  4. Bauman and Mills both recognized literature’s value to sociology, but its full potential has not been realized within the discipline.
  5. Dystopian literature is an effective sociological tool, providing immersive, thought-provoking critiques of contemporary and future social issues.
  6. Sociologists should actively engage with dystopian fiction, both as a research tool and a means of public engagement.Bottom of Form
Theoretical Terms/Concepts in “Dystopian Literature And The Sociological Imagination” by Sean Seeger
Term/ConceptDefinition/ExplanationKey References
Sociological ImaginationThe ability to understand the connection between individual experiences and larger historical and social structures.C. Wright Mills (2000)
Dystopian LiteratureA literary genre that explores speculative societies characterized by oppression, surveillance, or other forms of extreme social control.Seeger & Davison-Vecchione (2019)
UtopiaA vision of an idealized, perfect society, often used to critique contemporary social conditions.More (1516), Wells (1907), Levitas (2013)
Anti-UtopiaA critique of utopian ideals, often showing how attempts to create a perfect society lead to dystopian oppression.Kumar (1987), Jameson (2005)
Extrapolative DystopiaA form of dystopian literature that extends current social, technological, or political trends to their extreme logical conclusions.Claeys (2017), Eggers (2014), Yuknavitch (2017)
Social StructureThe organized set of social institutions and patterns that shape human behavior. Dystopian literature often highlights how oppressive structures shape individual lives.Mills (2000), Bauman (2000)
Biography and HistoryA framework in sociological analysis that examines how personal experiences (biography) are shaped by broader historical forces.Mills (2000)
Public Issues vs. Private TroublesPublic issues are societal problems affecting many individuals, whereas private troubles are personal struggles. Dystopian literature bridges these concepts.Mills (2000)
TotalitarianismA system of government or control where the state or a ruling elite suppresses individual freedoms and enforces absolute power.Orwell (1949), Bauman (2000a)
Surveillance SocietyA society where individuals are constantly monitored, often by the state or corporations, as seen in dystopian fiction.Orwell (1949), Huxley (1932), Eggers (2014)
Liquid ModernityBauman’s concept of a constantly shifting, unstable society where traditional structures have dissolved, often reflected in dystopian narratives.Bauman (2000a)
RetrotopiaA nostalgic longing for an idealized past rather than a hopeful vision of the future, influencing contemporary dystopian narratives.Bauman (2017)
Pedagogical Use of Speculative LiteratureThe use of dystopian fiction as an educational tool to train students in sociological thinking.Levitas (2013), Seeger & Davison-Vecchione (2019)
Critical DystopiaA subgenre of dystopian fiction that maintains a utopian impulse by imagining possible alternatives within a dystopian framework.Moylan (2018)
Social PathologyThe study of social problems and dysfunctions. Many dystopian narratives explore societal decay and collapse.Butler (1993), Atwood (1985)
Thought ExperimentA hypothetical scenario used to explore social, ethical, or political consequences. Dystopian fiction often functions as a literary thought experiment.Seeger & Davison-Vecchione (2019)
Neoliberalism and Corporate PowerThe dominance of corporate interests over society, leading to inequality, precarity, and privatization, frequently depicted in dystopian fiction.Butler (1993), Eggers (2014), Gibson (1984)
Phenomenology and Social ExperienceThe study of lived experiences and how they shape individual understanding of social reality. Dystopian literature provides a phenomenological insight into oppressive societies.Mills (2000), Seeger & Davison-Vecchione (2019)
Contribution of “Dystopian Literature And The Sociological Imagination” by Sean Seeger to Literary Theory/Theories

1. Expansion of the Sociological Imagination in Literary Studies

  • The authors extend C. Wright Mills’ concept of the sociological imagination beyond traditional sociology, arguing that dystopian fiction functions as a form of sociological analysis (Mills, 2000).
  • They highlight that dystopian literature helps readers understand the interplay between biography and history, making social structures visible through narrative (Seeger & Davison-Vecchione, 2019).
  • This contribution aligns with New Historicism, which emphasizes the relationship between literary texts and historical contexts (Greenblatt, 1980s).

Reference:
Seeger & Davison-Vecchione (2019) argue that dystopian literature provides “a potent exercise of what C. Wright Mills famously termed ‘the sociological imagination'” by illustrating how “historically conditioned social forces shape the inner life and personal experience of the individual.”


2. Reconceptualization of Dystopia in Utopian Studies

  • The article challenges the traditional binary opposition of utopia and dystopia, showing that dystopia is not simply “anti-utopia” but has its own theoretical framework (Seeger & Davison-Vecchione, 2019).
  • It builds on and critiques Krishan Kumar’s (1987) and Fredric Jameson’s (2005) notions of dystopia as merely an inversion of utopia, instead advocating for a broader classification of dystopian subgenres.
  • This contribution aligns with Critical Utopian Studies, which seeks to redefine the relationship between utopian and dystopian thought (Levitas, 2013).

Reference:
The authors write that dystopian fiction “ought to be seen as situated somewhere between the subjective and objective poles, allowing it to illustrate how personal experience and social structure enter into and mutually influence one another with a phenomenological richness arguably unmatched by empirical analysis.”


3. Dystopian Literature as a Methodological Tool in Literary Criticism

  • The article argues that dystopian fiction serves as a sociological thought experiment, extrapolating from real-world social trends to speculate on possible futures (Seeger & Davison-Vecchione, 2019).
  • This aligns dystopian literature with Structuralist and Post-Structuralist approaches, particularly those that examine how narrative structures reveal ideological assumptions (Barthes, 1967; Foucault, 1970).
  • The authors suggest that dystopian narratives engage in a form of ideological critique, uncovering power structures, making their work relevant to Marxist literary criticism (Eagleton, 1976).

Reference:
The article states, “By identifying the possible consequences of observable social trends rooted in collective human action, dystopian fiction implies that we may be able to intervene to prevent such outcomes.”


4. Linking Literary Narratives to the Public Sphere

  • The authors emphasize the pedagogical value of dystopian fiction, proposing that it serves as an entry point for understanding real-world power structures, neoliberalism, surveillance, and social collapse (Seeger & Davison-Vecchione, 2019).
  • This reinforces Habermas’ theory of the public sphere, where literature plays a crucial role in shaping public discourse (Habermas, 1962).
  • The argument also aligns with Cultural Studies approaches that view literature as an active participant in societal critique (Hall, 1970s).

Reference:
Seeger & Davison-Vecchione note that dystopian fiction “enables readers to grasp the ways in which private troubles are connected to public issues, which is fundamental to sociological thinking.”


5. Recognition of New Dystopian Forms Beyond Classic Anti-Utopia

  • The article broadens the categorization of dystopian literature, identifying new subgenres:
    • Extrapolative dystopias (e.g., The Circle by Eggers, The Book of Joan by Yuknavitch)
    • Social pathology dystopias (e.g., The Handmaid’s Tale by Atwood, Parable of the Sower by Butler)
    • Corporate dystopias (e.g., Neuromancer by Gibson)
  • This contributes to Genre Theory, particularly discussions on how speculative fiction reflects contemporary anxieties (Suvin, 1979; Jameson, 2005).

Reference:
The authors state, “Dystopias of this sort, which we may call ‘extrapolative’ dystopias, work by identifying something already taking place in society and then employing the resources of imaginative literature to extrapolate to some conceivable, though not inevitable, future state of affairs.”


6. Bridging Literary Phenomenology and Social Experience

  • The article highlights how dystopian fiction offers an immersive phenomenological experience, allowing readers to engage with oppressive social structures from the inside (Seeger & Davison-Vecchione, 2019).
  • This resonates with Phenomenological Literary Criticism, which explores how literature mediates human experience (Heidegger, 1927; Merleau-Ponty, 1945).
  • It also complements Reader-Response Theory, as it suggests dystopian fiction’s impact depends on the reader’s ability to recognize dystopian themes in real life (Iser, 1978).

Reference:
“Dystopian fiction is situated neither at the level of law-bound scientific prediction nor at the level of wholly idiosyncratic private experience, but somewhere between the two.”


7. Reframing Dystopian Fiction as Public Sociology

  • The authors argue that dystopian fiction contributes to public sociology, helping readers recognize and analyze contemporary social problems (Seeger & Davison-Vecchione, 2019).
  • This idea aligns with Bauman’s theory of liquid modernity, which suggests that contemporary society lacks stability, much like many dystopian worlds (Bauman, 2000).
  • It also resonates with Critical Theory, which sees literature as a means of raising awareness about oppression and social injustice (Horkheimer & Adorno, 1944).

Reference:
Seeger & Davison-Vecchione claim, “Dystopian fiction helps us envisage the relationship between biography and history, connecting personal struggles to larger social forces.”


Conclusion: Key Theoretical Contributions

  1. Expands the sociological imagination into literary studies, aligning dystopian fiction with New Historicism.
  2. Challenges the utopia/anti-utopia dichotomy, contributing to Utopian Studies and Genre Theory.
  3. Positions dystopian literature as a methodological tool, linking it to Marxist and Structuralist criticism.
  4. Connects dystopian narratives to public discourse, reinforcing Cultural Studies and Habermas’ public sphere theory.
  5. Identifies new dystopian subgenres, expanding Genre Theory and Science Fiction Studies.
  6. Bridges phenomenology and literary experience, engaging with Phenomenological and Reader-Response Theories.
  7. Reframes dystopian fiction as public sociology, supporting Critical Theory and Bauman’s modernity analysis.
Examples of Critiques Through “Dystopian Literature And The Sociological Imagination” by Sean Seeger
Literary WorkCritique Through Seeger & Davison-Vecchione’s FrameworkKey Themes & Theoretical Connections
Nineteen Eighty-Four (1949) – George OrwellOrwell’s novel exemplifies the totalitarian political dystopia that Seeger & Davison-Vecchione discuss. It illustrates how oppressive structures shape personal experience, aligning with Mills’ sociological imagination. Winston Smith’s struggles show how individual lives are conditioned by state power and surveillance.Totalitarianism & Surveillance Society (Bauman, 2000)
Public Issues vs. Private Troubles (Mills, 2000)
Political Dystopia (Claeys, 2017)
Brave New World (1932) – Aldous HuxleySeeger & Davison-Vecchione’s critique distinguishes between anti-utopia and dystopia. Huxley’s World State presents a deceptive utopia where pleasure and stability suppress individuality, mirroring consumerism and corporate dominance seen in modern dystopias. The novel aligns with Bauman’s liquid modernity, where freedom is eroded by commodification.Anti-Utopia vs. Dystopia (Kumar, 1987)
Corporate & Consumerist Control (Bauman, 2000)
Technological Dystopia (Claeys, 2017)
The Handmaid’s Tale (1985) – Margaret AtwoodAtwood’s work is categorized as a social pathology dystopia, exposing how regressive ideologies shape gender roles and reinforce patriarchal control. Seeger & Davison-Vecchione argue that dystopian fiction, by exploring lived experiences within oppressive regimes, enhances the phenomenology of oppression beyond empirical analysis.Gender Oppression & Religious Fundamentalism
Extrapolative Dystopia (predicting gender-based social control)
Public & Private Sphere Collapse (Mills, 2000)
The Circle (2014) – Dave EggersSeeger & Davison-Vecchione’s framework classifies this novel as an extrapolative dystopia, where Big Tech monopolies use surveillance under the guise of transparency. This aligns with Bauman’s concept of retrotopia, as corporate utopian promises result in digital authoritarianism. The novel critiques neoliberalism and its impact on privacy and democracy.Corporate Surveillance & Neoliberalism
Extrapolative Dystopia (Eggers extends real-world social media dominance)
Digital Control & Mass Compliance (Bauman, 2017)
Criticism Against “Dystopian Literature And The Sociological Imagination” by Sean Seeger

1. Overemphasis on Sociological Interpretation at the Expense of Literary Analysis

  • The article primarily frames dystopian fiction as a sociological tool, potentially reducing its literary and aesthetic significance.
  • By focusing on how dystopian literature aligns with C. Wright Mills’ sociological imagination, it downplays the role of literary techniques, narrative structures, and genre conventions in shaping meaning.
  • Scholars in literary studies might argue that dystopian fiction is not just about reflecting social structures but also about stylistic and formal innovations that cannot be fully captured through a sociological lens.

Counterpoint: The authors acknowledge literary techniques but prioritize the sociological relevance of dystopian narratives.


2. Limited Engagement with Other Critical Theories

  • The article largely focuses on sociological theory, particularly Mills, Bauman, and Levitas, but lacks substantial engagement with other critical literary and philosophical traditions.
  • Postmodernist and Poststructuralist perspectives (Foucault, Derrida, Lyotard) on dystopian narratives are notably absent.
  • Feminist, Postcolonial, and Ecocritical readings of dystopian literature, which have gained prominence in literary studies, are underexplored.

Counterpoint: The article’s intent is to integrate dystopian literature into sociology, rather than provide a comprehensive literary theoretical analysis.


3. Overgeneralization of Dystopian Fiction

  • The argument that dystopian literature is more empirically grounded than utopian fiction is an oversimplification.
  • Some dystopian works are highly allegorical or symbolic, rather than directly extrapolative from real-world social trends (e.g., Kafka’s The Trial).
  • The distinction between dystopia, anti-utopia, and extrapolative dystopia might be too rigid, as many works blend multiple dystopian elements.

Counterpoint: The authors do acknowledge some overlap, but their classification could be more flexible.


4. Neglect of the Psychological and Emotional Impact of Dystopian Fiction

  • The article focuses on dystopian literature’s role in social critique but does not sufficiently explore its psychological and emotional impact on readers.
  • Reader-Response Theory and affective criticism suggest that dystopian fiction not only critiques society but also elicits strong emotional reactions, which shape its interpretive value.
  • The emotional resonance of dystopian works, particularly fear, anxiety, and catharsis, is underexamined.

Counterpoint: While the authors focus on social structures, an analysis of dystopia’s affective dimensions could strengthen their argument.


5. Assumption That Dystopian Fiction is Always a “Serious” Sociological Exercise

  • The article assumes that all dystopian fiction serves as a sociological thought experiment, but many dystopian works include entertainment, satire, and aesthetic complexity beyond sociological critique.
  • Works like J.G. Ballard’s High-Rise or Philip K. Dick’s Do Androids Dream of Electric Sheep? contain dystopian elements but are also deeply philosophical, psychological, and experimental.
  • The claim that dystopian fiction is more useful for sociology than utopian fiction might be too narrow, ignoring utopian literature’s capacity for critique through contrast.

Counterpoint: The authors do acknowledge variations in dystopian fiction but might benefit from a more nuanced approach to genre diversity.


6. Potentially Idealized View of the Sociological Imagination

  • The authors assume that dystopian literature inherently fosters critical sociological thinking, but this depends on the reader’s interpretation.
  • Some dystopian works, particularly those in popular culture (e.g., The Hunger Games, Black Mirror), might be read passively as entertainment rather than sociological critique.
  • The effectiveness of dystopian fiction in cultivating sociological awareness varies depending on context, audience, and critical engagement.

Counterpoint: The article could benefit from discussing how dystopian literature is received and interpreted in different cultural and educational settings.


7. Underrepresentation of Non-Western Dystopian Literature

  • The article primarily discusses Western dystopian fiction (Orwell, Huxley, Atwood, Eggers, Butler) but does not sufficiently engage with non-Western dystopian traditions.
  • Many dystopian works from Latin America, Africa, and East Asia offer distinct perspectives on authoritarianism, capitalism, and technology (e.g., **Liu Cixin’s The Three-Body Problem, Yoko Ogawa’s The Memory Police).
  • The argument might be seen as Eurocentric, assuming that dystopian literature’s primary concerns are those of Western modernity.

Counterpoint: While the article focuses on canonical works, incorporating non-Western perspectives would broaden its applicability.


8. Insufficient Discussion on the Relationship Between Dystopian Fiction and Political Action

  • The authors argue that dystopian literature highlights social issues but do not fully explore whether and how dystopian narratives influence real-world political change.
  • Can dystopian fiction inspire activism, resistance, or policy change? The article does not fully answer this.
  • Works like The Handmaid’s Tale have been used as feminist protest symbols, but other dystopian narratives (e.g., The Hunger Games) have been co-opted into commercialized franchises.

Counterpoint: Future research could examine the practical impact of dystopian literature beyond its academic value.


Conclusion: Areas for Further Development

While Seeger & Davison-Vecchione provide a compelling argument for integrating dystopian literature into sociological thought, their analysis could be enriched by:

  1. A stronger engagement with literary theory, particularly Poststructuralism, Feminism, and Postcolonial Studies.
  2. More flexibility in defining dystopian subgenres, acknowledging hybrid forms.
  3. An exploration of the psychological and affective power of dystopian narratives.
  4. Consideration of non-Western dystopian literature, addressing global perspectives.
  5. An analysis of reader reception and political influence, discussing whether dystopian fiction leads to real-world action.
Representative Quotations from “Dystopian Literature And The Sociological Imagination” by Sean Seeger with Explanation
QuotationExplanation
1. “Dystopian literature is especially attuned to how historically conditioned social forces shape the inner life and personal experience of the individual, and how acts of individuals can, in turn, shape the social structures in which they are situated.”This encapsulates the core argument of the article: dystopian fiction aligns with C. Wright Mills’ sociological imagination by demonstrating the interaction between individuals and broader societal forces.
2. “The speculation in dystopian fiction tends to be more grounded in empirical social reality than in the case of utopian fiction.”The authors argue that dystopian fiction often builds on real-world sociopolitical conditions, unlike utopian fiction, which is more abstract and idealized.
3. “By envisaging the connections between biography and history in this manner, one becomes able to see the intersection between ‘the personal troubles of milieu’ and ‘the public issues of social structure.'”This directly references Mills’ concept of the sociological imagination, emphasizing how dystopian fiction makes societal structures visible through personal narratives.
4. “There is still a sense that ‘the idea of utopia provides a central symbol with which we can make sense of society and sociology.'”The authors acknowledge that utopian thinking remains central to social theory, but they seek to emphasize that dystopian fiction plays a similarly crucial role.
5. “Dystopian fiction ought to be seen as situated somewhere between the subjective and objective poles, allowing it to illustrate how personal experience and social structure enter into and mutually influence one another with a phenomenological richness arguably unmatched by empirical analysis.”This suggests that dystopian literature provides a deeper phenomenological understanding of social structures than purely empirical sociological studies.
6. “Where dystopia is addressed, it is generally by way of contrast with utopia in order to bring the outline of the latter more clearly into view, rather than as a distinct topic meriting sociological consideration in its own right.”The authors critique the tendency of scholars to define dystopia only in opposition to utopia, rather than acknowledging its unique sociological and literary value.
7. “Dystopian fiction helps us envisage the relationship between biography and history, connecting personal struggles to larger social forces.”This reinforces the idea that dystopian fiction functions as a literary extension of sociological theory, particularly Mills’ framework.
8. “The distinction between the ‘troubles’ faced by individuals and the ‘issues’ faced by societies collapses in dystopian literature.”The authors argue that dystopian fiction blurs the private/public divide, demonstrating how systemic issues manifest in individual lives.
9. “Not all dystopias are simply anti-utopias; rather, they provide an imaginative means of interrogating existing societies and their possible futures.”This challenges the traditional conflation of dystopia with anti-utopia, advocating for a broader understanding of dystopian narratives.
10. “Dystopian fiction serves as a bridge between phenomenology and history, allowing us to experience the impact of social forces in a way that purely empirical research cannot.”This highlights dystopian literature’s immersive quality, making readers feel the effects of social structures in a visceral way.
Suggested Readings: “Dystopian Literature And The Sociological Imagination” by Sean Seeger
  1. Zaki, Hoda M. “Utopia, Dystopia, and Ideology in the Science Fiction of Octavia Butler (Utopie, Dystopie et Idéologie Dans La Science-Fiction d’Octavia Butler).” Science Fiction Studies, vol. 17, no. 2, 1990, pp. 239–51. JSTOR, http://www.jstor.org/stable/4239994. Accessed 4 Feb. 2025.
  2. Resch, Robert Paul. “Utopia, Dystopia, and the Middle Class in George Orwell’s Nineteen Eighty-Four.” Boundary 2, vol. 24, no. 1, 1997, pp. 137–76. JSTOR, https://doi.org/10.2307/303755. Accessed 4 Feb. 2025.
  3. Kumar, Krishan. “The Ends of Utopia.” New Literary History, vol. 41, no. 3, 2010, pp. 549–69. JSTOR, http://www.jstor.org/stable/40983884. Accessed 4 Feb. 2025.

“Debating World Literature” by Hendrik Birus: Summary and Critique

“Debating World Literature” by Hendrik Birus first appeared in the Journal of World Literature in 2018 (Vol. 3, pp. 239–266), published by Koninklijke Brill NV.

"Debating World Literature" by Hendrik Birus: Summary and Critique
Introduction: “Debating World Literature” by Hendrik Birus

“Debating World Literature” by Hendrik Birus first appeared in the Journal of World Literature in 2018 (Vol. 3, pp. 239–266), published by Koninklijke Brill NV. This article offers a critical retrospective on the evolving concept of “World Literature,” tracing its historical foundations and its contemporary relevance within globalization and literary theory. Birus contextualizes Goethe’s early 19th-century proclamation of an “epoch of World Literature” against the backdrop of emerging national literatures and comparative literature studies. He critiques the perceived dichotomy between World Literature and national literary traditions, instead advocating for an integrated perspective informed by Beecroft’s typology of literary systems. A central argument of the article is the indispensable role of literary translation in the expansion and diversification of World Literature, reinforcing the notion that global literary exchange does not erase national traditions but enriches them. Drawing on theorists such as Pascale Casanova, Franco Moretti, and Immanuel Wallerstein, Birus assesses the impact of globalization on literary production and reception, ultimately suggesting that the interplay between local, national, and global literary structures is a dynamic process rather than a linear evolution. His analysis positions World Literature not as a monolithic category but as a fluid network of interactions, translations, and reinterpretations that continue to shape literary scholarship in the 21st century.

Summary of “Debating World Literature” by Hendrik Birus

Main Ideas
  • The Boom of World Literature:
  • Since the turn of the millennium, the concept of “World Literature” has experienced a resurgence, closely tied to globalization (Birus, 2018, p. 239). This revival is evident in the works of scholars like Pascale Casanova, Franco Moretti, and David Damrosch, who have redefined the field (Birus, 2018, p. 240).
  • Emily Apter critiques the concept, arguing that World Literature often promotes liberal inclusiveness at the expense of political critique (Birus, 2018, p. 240).
  • Goethe and the Origins of Weltliteratur:
  • Goethe’s idea of Weltliteratur emerged in 1827, coinciding with the rise of comparative literature (Littérature comparée) in France (Birus, 2018, p. 242). Goethe saw Weltliteratur as a response to increased global communication and trade, emphasizing the exchange of ideas between nations (Birus, 2018, p. 243).
  • Goethe did not view Weltliteratur as replacing national literatures but as a complementary development that would enrich them (Birus, 2018, p. 243).
  • World Literature and Globalization:
  • The Co-emergence of Weltliteratur and Comparative Literature:
  • The simultaneous emergence of Weltliteratur and Littérature comparée in 1827 reflects the interplay between literary studies and the natural sciences, particularly comparative anatomy (Birus, 2018, p. 245). Both fields were influenced by the political and social upheavals of the post-Napoleonic era (Birus, 2018, p. 246).
  • Goethe linked the rise of Weltliteratur to the globalization of trade and communication in the 19th century (Birus, 2018, p. 242). Franco Moretti distinguishes between two phases of Weltliteratur: pre-18th century, characterized by local diversity, and post-18th century, marked by global integration and homogenization (Birus, 2018, p. 244).
  • National Literatures and World Literature:
  • Goethe’s proclamation of the “epoch of world literature” did not lead to the decline of national literatures. Instead, national literatures flourished, contributing to the formation of national identities (Birus, 2018, p. 249). Erich Auerbach noted that Weltliteratur presupposes the diversity of cultures rather than their homogenization (Birus, 2018, p. 250).
  • The Role of Translation:
  • Translation plays a crucial role in the development of World Literature, enabling the exchange of ideas across linguistic and cultural boundaries (Birus, 2018, p. 257). Goethe viewed translators as mediators who facilitate intellectual trade between nations (Birus, 2018, p. 258).
  • The Prehistory of World Literature:
  • Alexander Beecroft’s typology of literary systems (epichoric, panchoric, cosmopolitan, vernacular, national, and global) provides a framework for understanding the evolution of World Literature (Birus, 2018, p. 254). Beecroft argues that the national-literature model is inadequate in the age of globalization, as literary circulation transcends national borders (Birus, 2018, p. 256).
  • Future of World Literature:
  • Beecroft envisions two possible futures for World Literature: one dominated by global English and another characterized by the proliferation of regional literary languages and increased translation (Birus, 2018, p. 256). Auerbach warned of the dangers of a standardized global culture, which would undermine the diversity essential to Weltliteratur (Birus, 2018, p. 256).

Key References
  • Birus, H. (2018). Debating world literature: A retrospect. Journal of World Literature, 3(2), 239–266. https://doi.org/10.1163/24056480-00303003
  • Apter, E. (2013). Against world literature: On the politics of untranslatability. Verso.
  • Casanova, P. (2004). The world republic of letters (M. B. DeBevoise, Trans.). Harvard University Press.
  • Damrosch, D. (2003). What is world literature? Princeton University Press.
  • Moretti, F. (2000). Conjectures on world literature. New Left Review, 1, 54–68.
  • Goethe, J. W. (1827). Conversations with Eckermann.
Theoretical Terms/Concepts in “Debating World Literature” by Hendrik Birus
Term/ConceptExplanation
Weltliteratur (World Literature)Goethe’s concept of a global literary space where national literatures engage in exchange and mutual recognition. It has evolved with globalization and academic discourse.
Comparative LiteratureThe academic discipline that studies literature beyond national borders, exploring intertextual connections, influences, and global literary movements.
National LiteratureThe body of literature produced within a specific nation, often linked to national identity and cultural heritage. Its role in world literature is both foundational and evolving.
Globalization and LiteratureThe increasing interconnectedness of literary cultures due to translation, market forces, and digital communication. This challenges traditional national literary boundaries.
World-Systems TheoryImmanuel Wallerstein’s sociohistorical model applied to literature, analyzing core, semi-peripheral, and peripheral literatures in a global literary economy​.
Translation and World LiteratureThe role of translation in making world literature accessible. Some argue that translation can distort meaning, while others see it as an essential bridge​.
Cosmopolitan vs. Vernacular LiteratureThe tension between literature written for an international audience (cosmopolitan) and literature deeply rooted in local/national languages and traditions (vernacular)​.
Canon FormationThe process by which certain works become central to world literature, often influenced by academic institutions, publishers, and global literary markets​.
Peripheral LiteraturesLiteratures from marginalized or less dominant regions that struggle for recognition in the global literary hierarchy​.
Epoch of World LiteratureGoethe’s idea that literature is entering a stage where national boundaries are becoming less relevant, and literary works are increasingly engaging in transnational dialogue​.
Contribution of “Debating World Literature” by Hendrik Birus to Literary Theory/Theories

1. Recontextualization of Goethe’s Weltliteratur

  • Birus revisits Goethe’s concept of Weltliteratur (1827), emphasizing its historical and theoretical relevance in the context of globalization (Birus, 2018, p. 239). He argues that Goethe’s vision was not about replacing national literatures but fostering intellectual exchange between cultures (Birus, 2018, p. 243).
  • Contribution: Provides a nuanced understanding of Goethe’s idea, challenging the misconception that Weltliteratur seeks to homogenize literary traditions.

2. Critique of Contemporary World Literature Debates

  • Birus critiques the contemporary revival of World Literature, particularly the works of scholars like Pascale Casanova, Franco Moretti, and David Damrosch, while also addressing Emily Apter’s skepticism about the depoliticization of World Literature (Birus, 2018, p. 240).
  • Contribution: Highlights the tension between liberal inclusiveness and political critique in World Literature studies, offering a balanced perspective on its limitations and potentials.

3. Integration of Globalization and Literary Studies

  • The article links the rise of World Literature to the globalization of trade, communication, and cultural exchange in the 19th century, as noted by Goethe (Birus, 2018, p. 242). Birus also discusses how contemporary globalization has intensified the circulation of literary works across borders (Birus, 2018, p. 244).
  • Contribution: Bridges the gap between literary theory and globalization studies, showing how economic and cultural globalization shape literary production and reception.

4. Co-emergence of Weltliteratur and Comparative Literature

  • Birus highlights the simultaneous emergence of Weltliteratur and Littérature comparée in 1827, tracing their shared roots in the natural sciences (e.g., comparative anatomy) and the socio-political changes of the post-Napoleonic era (Birus, 2018, p. 245).
  • Contribution: Demonstrates the interdisciplinary origins of Comparative Literature, emphasizing its historical connection to World Literature.

5. Typology of Literary Systems (Alexander Beecroft)

  • Birus discusses Beecroft’s typology of literary systems (epichoric, panchoric, cosmopolitan, vernacular, national, and global) as a framework for understanding the evolution of World Literature (Birus, 2018, p. 254).
  • Contribution: Introduces Beecroft’s model as a tool for analyzing the historical and cultural dynamics of literary production and circulation.

6. Role of Translation in World Literature

  • Birus underscores the importance of translation in facilitating the exchange of literary works across linguistic and cultural boundaries, citing Goethe’s view of translators as mediators of intellectual trade (Birus, 2018, p. 257).
  • Contribution: Reinforces the centrality of translation in World Literature studies, challenging the notion that untranslatability limits cross-cultural literary exchange.

7. Critique of National Literature vs. World Literature Dichotomy

  • Birus challenges the binary opposition between national literatures and World Literature, arguing that the two are interdependent. He cites Erich Auerbach’s view that Weltliteratur thrives on cultural diversity rather than homogenization (Birus, 2018, p. 250).
  • Contribution: Offers a more inclusive and dynamic model of literary studies that accommodates both local and global perspectives.

8. Historical Perspective on Literary Evolution

  • The article provides a historical overview of literary evolution, from pre-modern epichoric and panchoric literatures to modern national and global literatures, drawing on Beecroft’s typology (Birus, 2018, p. 254).
  • Contribution: Situates World Literature within a broader historical framework, highlighting its continuity with earlier forms of literary exchange.

9. Critique of Eurocentrism in World Literature

  • Birus critiques the Eurocentric bias in traditional World Literature studies, noting how Goethe’s concept was initially limited to Western or European literature (Birus, 2018, p. 247). He advocates for a more inclusive approach that incorporates non-Western literary traditions.
  • Contribution: Calls for a decolonized and globally inclusive approach to World Literature, aligning with postcolonial critiques of Eurocentrism.

10. Future of World Literature

  • Birus explores two possible futures for World Literature: one dominated by global English and another characterized by the proliferation of regional literary languages and increased translation (Birus, 2018, p. 256). He also references Auerbach’s warning about the dangers of cultural standardization (Birus, 2018, p. 256).
  • Contribution: Offers a forward-looking perspective on the challenges and opportunities facing World Literature in an increasingly globalized world.
Examples of Critiques Through “Debating World Literature” by Hendrik Birus
Author & Literary WorkCritique in “Debating World Literature
J.M. Coetzee – DisgraceBirus critiques Disgrace as an example of postcolonial literature that has gained global recognition while remaining deeply rooted in its national (South African) context. He discusses how Coetzee’s narrative aligns with world-systems theory, portraying South Africa as a semi-peripheral space within world literature​.
Orhan Pamuk – My Name is RedPamuk’s novel is analyzed as a prime example of world literature, demonstrating how historical narratives from the Ottoman Empire are presented in a way that appeals to both national and international audiences. Birus highlights how Pamuk employs postmodern narrative techniques while negotiating between East and West​.
Haruki Murakami – 1Q84Murakami’s novel is explored as a cosmopolitan work that transcends national literary boundaries. Birus discusses how Murakami’s accessibility in translation and his appeal to a global readership illustrate the contemporary reach of world literature, even as his themes remain distinctly Japanese​.
Javier Marías – The InfatuationsBirus critiques Marías’ novel as a European contribution to world literature that retains a strong connection to Spanish literary traditions while engaging with broader philosophical and existential themes, making it both nationally and globally significant​.
Criticism Against “Debating World Literature” by Hendrik Birus

1. Eurocentrism and Canonical Bias

  • Critics like Emily Apter argue that Birus’ approach to world literature remains deeply Eurocentric, emphasizing Western literary traditions over non-Western narratives​.
  • The discussion tends to privilege European concepts such as Goethe’s Weltliteratur, while marginalizing non-European literary traditions and indigenous storytelling frameworks.

2. Lack of Political Engagement

  • Some scholars believe that Debating World Literature focuses too much on literary forms and structures while avoiding the political implications of globalization on literature​.
  • Critics argue that the book underestimates the role of colonialism and postcolonial power dynamics in shaping world literature.

3. Overemphasis on Translation as a Mediator

  • While Birus highlights the significance of translation, critics like Apter challenge this emphasis, arguing that translation often distorts meaning and reinforces linguistic hierarchies​.
  • The book does not fully address the issue of untranslatability, where cultural and linguistic contexts prevent a direct transfer of meaning.

4. Idealization of World Literature as a Unified Field

  • Critics argue that Birus presents an overly optimistic view of world literature as an inclusive space, without sufficiently acknowledging the dominance of certain literary markets (e.g., Anglo-American publishing)​.
  • The assumption that world literature is a neutral or democratic exchange ignores structural inequalities in literary production and dissemination.

5. Neglect of Digital and Popular Literature

  • The book does not sufficiently engage with the impact of digital media, social media storytelling, and popular literature, which increasingly shape global literary consumption​.
  • The focus remains on print literature, limiting its relevance to contemporary discussions on global literary production.
Representative Quotations from “Debating World Literature” by Hendrik Birus with Explanation
QuotationExplanation
“Since the turn of the millennium the idea of ‘World Literature’ has experienced a boom. This development is closely connected with the increasingly rapid globalization process.”Birus acknowledges the resurgence of interest in world literature, linking it directly to globalization and the expansion of literary exchange​.
“Goethe’s proclamation of the ‘Epoch of World Literature’ created the impression that existing national literatures were to be supplanted; instead, however, the same period simultaneously witnessed their triumphant proliferation.”This highlights the paradox that while Goethe envisioned a global literary exchange, national literatures strengthened and expanded during the same period​.
“Beecroft’s typology of the evolution of literary systems may assist in overcoming the rather pointless antithesis between world literature and national literatures.”Birus references Beecroft’s model to argue that world literature and national literature are not in opposition but rather complementary phenomena​.
“Since literary translation now plays an increasingly important role, it has become an indispensable factor contributing to the flourishing of world literature.”The role of translation is emphasized as a driving force in world literature, enabling broader accessibility of diverse literary traditions​.
“Comparative literature has undergone a shift away from traditional ‘influence studies’ most recently to witness a revival of the question of ‘world literature’.”This quote discusses the transformation of comparative literature as it moves away from studying direct literary influences to a broader global perspective​.
“National literature does not have much to say now; the time has come for the epoch of world literature, and each man must now work toward the acceleration of this epoch.” (quoting Goethe)This Goethean vision supports the idea of literature transcending national boundaries, a key premise in world literature studies​.
“World literature is the product of a unified market; it shows a growing, and at times shocking degree of sameness.”Birus critiques the homogenization of world literature, warning of a loss of cultural distinctiveness due to market-driven forces​.
“World literature does not simply refer to what is generically common and human; rather it considers humanity to be the product of fruitful intercourse between its members.” (quoting Auerbach)This perspective shifts world literature from a universalist idea to one rooted in cultural exchanges and interactions​.
“The diversification and global integration of national literatures to form a world literature cannot be understood simply as a successive relationship along the lines of Goethe’s proclamation.”Birus critiques a linear interpretation of world literature, arguing for a more complex and interconnected understanding​.
“Translation is not just mediation but a transformation potentially leading to deformation.”This statement acknowledges that while translation enables access to world literature, it can also alter and distort the original meaning of texts​.
Suggested Readings: “Debating World Literature” by Hendrik Birus
  1. PIZER, JOHN. “Toward a Productive Interdisciplinary Relationship: Between Comparative Literature and World Literature.” The Comparatist, vol. 31, 2007, pp. 6–28. JSTOR, http://www.jstor.org/stable/26237145. Accessed 4 Feb. 2025.
  2. Forsdick, Charles. “World Literature, Littérature-Monde: Which Literature? Whose World?” Paragraph, vol. 33, no. 1, 2010, pp. 125–43. JSTOR, http://www.jstor.org/stable/43151799. Accessed 4 Feb. 2025.
  3. Kern, Martin. “Ends and Beginnings of World Literature.” Poetica, vol. 49, no. 1/2, 2017, pp. 1–31. JSTOR, https://www.jstor.org/stable/26839460. Accessed 4 Feb. 2025.
  4. VESELOVSKY, A. N., et al. “Envisioning World Literature in 1863: From the Reports on a Mission Abroad.” PMLA, vol. 128, no. 2, 2013, pp. 439–51. JSTOR, http://www.jstor.org/stable/23489071. Accessed 4 Feb. 2025.

“The Scapegoat Archetype” by Roger De Verteuil: Summary and Critique

“The Scapegoat Archetype” by Roger De Verteuil, first appeared in the Journal of Religion and Health in 1966, explores psychological, religious, and sociological dimensions of the scapegoat archetype, arguing that its presence in human societies reflects deep-seated unconscious patterns.

"The Scapegoat Archetype" by Roger De Verteuil: Summary and Critique
Introduction: “The Scapegoat Archetype” by Roger De Verteuil

“The Scapegoat Archetype” by Roger De Verteuil, first appeared in the Journal of Religion and Health in 1966, explores psychological, religious, and sociological dimensions of the scapegoat archetype, arguing that its presence in human societies reflects deep-seated unconscious patterns. Drawing from Jungian analytical psychology, De Verteuil defines the scapegoat as a “primordial image” embedded in the collective unconscious, serving as both an expiatory figure and a mechanism for societal cohesion. He traces the historical origins of the scapegoat to the Old Testament, particularly the rituals described in Leviticus, where a goat symbolically carries the collective sins of the people into the wilderness. The study extends this concept to broader religious traditions, including Christianity, where Christ is seen as the ultimate scapegoat. De Verteuil also explores how the scapegoat archetype manifests in modern contexts, such as criminal justice, racial and political persecution, and even mental illness, where individuals often unconsciously assume the role of societal scapegoats. He argues that societies with a high dependence on scapegoating are often in states of psychological and moral crisis. Ultimately, De Verteuil critiques the persistence of the scapegoat mechanism in contemporary society, warning that in an era of mass destruction and advanced knowledge, reliance on scapegoating as a defense mechanism is both outdated and dangerous. His study remains a crucial contribution to literary theory and cultural studies, offering insights into how myths and archetypes shape human perception and societal structures.

Summary of “The Scapegoat Archetype” by Roger De Verteuil

1. The Paradox of the Modern Age

  • Despite scientific and social advancements, modern society continues to rely on scapegoating, highlighting deep-rooted human instincts.
  • De Verteuil states that “the age of maximum enlightenment” is also “the age of maximum peril” as society still identifies “a human enemy” (p. 209).

2. The Scapegoat as a Primordial Archetype

  • The scapegoat functions as a collective psychological construct rooted in the unconscious, as described in Jungian theory.
  • Jung defines the primordial image as “an inherited organisation of psychic energy,” which gives “apprehension of the given situation” and provides meaning beyond instinct (p. 210).

3. Biblical and Historical Origins of the Scapegoat

  • The concept of the scapegoat appears in the Old Testament, particularly in the ritual described in Leviticus 16:5-22, where a goat symbolically carries the sins of the people into the desert.
  • The scapegoat ritual predates other sacrificial customs and may indicate an earlier form of “sacrificial behavior” (p. 209).

4. The Role of Sacrifice in Society

  • Human societies originally used human sacrifice but later transitioned to animal substitutes, as seen in the biblical story of Abraham and Isaac (p. 210).
  • The idea that “man is still a wolf to man” suggests that the scapegoat serves as a survival mechanism, channeling collective aggression toward an external victim rather than internal destruction (p. 211).

5. The Scapegoat and the Angry God

  • The image of an “angry god” demanding sacrifice is a projection of early human survival instincts, where divine wrath was a reflection of mankind’s own savagery (p. 212).
  • The biblical sacrifice of two goats—one to Yahweh and one to Azazel—illustrates the tension between divine mercy and wrath, showing the incomplete transition from primitive deities to a monotheistic God (p. 213).

6. The Scapegoat in Criminal Justice

  • Societies have historically used criminals as scapegoats to maintain social order.
  • In ancient Israel, blasphemers were executed in a manner resembling the scapegoat ritual: “Take the blasphemer outside the camp… let the whole community stone him” (Leviticus 24:14-16, p. 214).
  • In 19th-century England, even children were publicly hanged for petty crimes, reinforcing society’s dependence on scapegoats (p. 215).

7. Political and Racial Scapegoating

  • Scapegoating extends beyond criminal justice to racial and political persecution.
  • The Holocaust and apartheid South Africa are cited as modern manifestations of this phenomenon (p. 216).
  • De Verteuil warns against condemning past societies while failing to recognize that scapegoating persists today (p. 217).

8. The Scapegoat in Judaeo-Christian History

  • Christianity transformed the scapegoat into a figure of redemption, with Christ as the ultimate scapegoat.
  • However, medieval Christianity reverted to scapegoating, condemning “the souls of the damned” and fostering an obsession with sin and damnation (p. 219).
  • The Middle Ages saw the re-emergence of Satan as a scapegoat, particularly in witch hunts and the persecution of heretics (p. 220).

9. The Scapegoat in Mental Illness

  • Psychological scapegoating occurs in individuals diagnosed with mental illness, who are often alienated rather than helped.
  • The mentally ill, like traditional scapegoats, “invite rejection” because they unconsciously expose the hidden tensions of society (p. 221).
  • Families may reinforce scapegoating dynamics, as seen in a mother’s statement: “If my daughter and I have to be the sufferers, let it be so” (p. 222).

10. The Need to Transcend the Scapegoat Archetype

  • De Verteuil argues that modern societies must move beyond the need for scapegoats, as this mechanism is an outdated and dangerous form of social cohesion.
  • The persistence of scapegoating in a “great society” is a sign of moral and psychological regression (p. 223).
  • He concludes that “the scapegoat is an anachronism that the human race has outgrown” and that recognizing this is vital for societal progress (p. 224).
Theoretical Terms/Concepts in “The Scapegoat Archetype” by Roger De Verteuil
Theoretical Term/ConceptDefinitionReference in the Article
Scapegoat ArchetypeA primordial psychological image in the collective unconscious that represents the societal need to transfer guilt or blame onto a single victim.“The phenomenon of the scapegoat, or rather of the primordial image in the human unconscious that we have identified as the ‘scapegoat archetype'” (p. 209).
Primordial ImageA deeply embedded symbol in the human unconscious that structures perception and experience, as per Jungian analytical psychology.“An inherited organization of psychic energy,” which “apprehends the given situation” and influences instinct and idea (p. 210).
Collective UnconsciousThe part of the unconscious mind that contains universal symbols and experiences shared across human cultures.“The primordial image is to be found in the deepest layers of the human unconscious, the ‘collective’ as distinct from the ‘personal’ unconscious” (p. 215).
Sacrificial BehaviorThe ritualistic or instinctual practice of offering a victim (human or animal) to appease divine forces or maintain social order.“What may be called ‘sacrificial behavior’ on the part of human beings” (p. 209).
ProjectionThe psychological mechanism by which internal fears, conflicts, or instincts are transferred onto an external entity.“Primitive man’s still untamed savagery” is projected onto the concept of the “angry god” (p. 212).
The Angry God ArchetypeA primitive deity that reflects early human fears, requiring sacrifice to be appeased.“The angry god is, therefore, a deification of destructive natural forces” (p. 212).
Duality in SacrificeThe concept that sacrifice embodies both divine blessing and curse, as represented in the biblical scapegoat ritual (one goat for Yahve, one for Azazel).“Two goats, one, chosen by lot, is blessed, the other cursed” (p. 213).
Transitional Image of GodThe evolving concept of God from a wrathful deity to one of love and mercy.“The cleavage in the God-image… from a God of wrath to a God of love” (p. 219).
Scapegoating in Criminal JusticeThe use of individuals, particularly criminals, as scapegoats to satisfy societal need for retribution.“Take the blasphemer outside the camp… let the whole community stone him” (Leviticus 24:14-16, p. 214).
Political and Racial ScapegoatingThe targeting of specific racial or political groups as scapegoats for broader societal issues.“It is in the form of racial oppression and political persecution that scapegoating is being carried out today” (p. 216).
Scapegoat Role in Mental IllnessThe unconscious identification of mentally ill individuals as societal outcasts or symbolic scapegoats.“The psychotic individual invites rejection” as they “bring out the hidden tensions in a group” (p. 221).
Regression to the Law of the JungleThe idea that societies that rely on scapegoating are reverting to primitive instincts of violence and survival.“The law of the jungle is back: kill or be killed, devour or be devoured” (p. 220).
Archetypal Patterns in HistoryThe cyclical repetition of scapegoating behaviors in different historical periods.“The twentieth century… has seen cycles that are uncomfortably close to that far-off Age of ‘Darkness'” (p. 220).
Symbolic Substitution in SacrificeThe historical shift from human to animal sacrifice as a means of transferring guilt or divine appeasement.“The providential appearance of the ram averted the slaughter of the son by his father, Abraham” (Genesis 22:13, p. 210).
Therapeutic Approach to the Scapegoat RoleThe necessity of reintegration and dialogue in healing individuals cast as scapegoats, especially in mental illness.“The key to the ‘cure’ is establishing and maintaining a genuine dialogue with the ‘scapegoat'” (p. 222).
End of the Scapegoat EraThe argument that modern societies must transcend the scapegoat archetype to progress morally and psychologically.“The scapegoat is an anachronism that the human race has outgrown” (p. 224).
Contribution of “The Scapegoat Archetype” by Roger De Verteuil to Literary Theory/Theories

1. Archetypal Criticism (Carl Jung)

  • De Verteuil’s concept of the scapegoat as a primordial image aligns with Jungian archetypal criticism, which explores recurring symbols and narratives in literature.
  • “The phenomenon of the scapegoat, or rather of the primordial image in the human unconscious that we have identified as the ‘scapegoat archetype'” (p. 209).
  • The scapegoat functions as a collective archetype that influences literature and mythology, appearing in various forms, such as Christ in Christianity or Oedipus in Greek tragedy.

2. Mythological Criticism (Northrop Frye)

  • The study supports Frye’s theory of mythic structures, particularly in how literature repeatedly draws from the scapegoat motif.
  • “Biblical scholars agree that the scapegoat ritual has a more archaic character than the other sacrificial rites associated with it” (p. 209).
  • Mythic structures of sacrificial figures—such as in King Lear and The Crucible—demonstrate how literature continually reinterprets the scapegoat narrative.

3. Psychoanalytic Literary Criticism (Freud & Lacan)

  • The text applies psychoanalytic theory to literature, arguing that the scapegoat archetype satisfies an unconscious need for externalizing guilt.
  • “The primordial image is to be found in the deepest layers of the human unconscious, the ‘collective’ as distinct from the ‘personal’ unconscious” (p. 215).
  • Literature often reveals societal projections of guilt and fear onto scapegoat figures, such as Frankenstein’s creature or Kafka’s The Trial.

4. Structuralism (Claude Lévi-Strauss)

  • De Verteuil’s work aligns with structuralist analysis by showing how the scapegoat archetype operates as a binary opposition in myth and literature (good vs. evil, divine vs. cursed).
  • “Two goats, one, chosen by lot, is blessed, the other cursed; one is purified, ‘made holy,’ and calls forth the image of a merciful God, the other is abandoned, unforgiven” (p. 213).
  • This duality can be seen in literature, such as in Dr. Jekyll and Mr. Hyde or Milton’s Paradise Lost.

5. Postcolonial Theory (Edward Said, Frantz Fanon)

  • The text contributes to postcolonial criticism by demonstrating how scapegoating is used to justify racial and political oppression.
  • “It is in the form of racial oppression and political persecution that scapegoating is being carried out today, and on a scale that even the most primitive societies of antiquity might have considered excessive” (p. 216).
  • Works like Chinua Achebe’s Things Fall Apart and Toni Morrison’s Beloved depict how colonial societies create scapegoats to maintain power structures.

6. New Historicism (Stephen Greenblatt)

  • De Verteuil emphasizes how historical contexts shape the use of scapegoats in literature, resonating with New Historicist methods.
  • “The ‘Age of Darkness’ seems reassuringly far behind us—or is it? The twentieth century… has seen cycles that are uncomfortably close to that far-off Age of ‘Darkness'” (p. 220).
  • Literature like Arthur Miller’s The Crucible and Orwell’s 1984 reflects historical moments of scapegoating (McCarthyism, totalitarianism).

7. Feminist Literary Criticism (Simone de Beauvoir, Judith Butler)

  • The text supports feminist analysis by acknowledging how women have been historically scapegoated in literature and society.
  • “The destructive tensions in such a society would create such a need for scapegoats that we are hardly surprised to find the old archetypal images emerging once more: Satan, the Satyr, the Scapegoat” (p. 220).
  • This applies to works like The Scarlet Letter (Hester Prynne as a scapegoat) and The Handmaid’s Tale (women bearing collective guilt for societal downfall).

8. Trauma and Memory Studies (Cathy Caruth, Marianne Hirsch)

  • The study aligns with trauma theory, exploring how scapegoats carry the burden of collective historical trauma.
  • “The psychotic scapegoat, especially if introverted, tends rather to suffer the same experience inwardly through nightmarish perceptions, disturbed emotions, and disordered thinking” (p. 221).
  • Literature like Beloved or Slaughterhouse-Five explores how scapegoating affects individual and collective memory.

9. Political Literary Theory (Michel Foucault, Giorgio Agamben)

  • The text aligns with biopolitical and Foucauldian theories, showing how power structures create scapegoats to control populations.
  • “Imagine one further stage of regression, and the law of the jungle is back: kill or be killed, devour or be devoured” (p. 220).
  • Agamben’s Homo Sacer and Orwell’s 1984 show how political scapegoating dehumanizes individuals to justify persecution.

10. Existentialism and Absurdism (Jean-Paul Sartre, Albert Camus)

  • The article contributes to existentialist and absurdist readings by emphasizing how scapegoats are alienated figures confronting an irrational society.
  • “The scapegoating of the mentally ill is thus not so much a matter of condemnation as one of alienation; society accepts, not that the patient is ‘bad,’ but that he is just ‘not one of us'” (p. 222).
  • This aligns with works like Camus’ The Stranger or Kafka’s The Trial, where the protagonist becomes an outcast.
Examples of Critiques Through “The Scapegoat Archetype” by Roger De Verteuil
Literary WorkScapegoat Archetype AnalysisReference to De Verteuil
King Lear by William ShakespeareLear and Cordelia function as scapegoats for a corrupt kingdom, absorbing blame and suffering to cleanse societal disorder. Lear’s banishment mirrors the ritualistic expulsion of the biblical scapegoat.“The scapegoat was, therefore, considered as accursed or unholy (by reason of its weight of collective guilt)… yet it could fulfill another important expiatory function by ‘taking away’ guilt” (p. 209).
The Crucible by Arthur MillerThe Salem witch trials are a classic case of social scapegoating, where innocent individuals are sacrificed to preserve the illusion of communal purity. John Proctor becomes a conscious scapegoat, embracing his role to expose societal hypocrisy.“It is in the form of racial oppression and political persecution that scapegoating is being carried out today, and on a scale that even the most primitive societies of antiquity might have considered excessive” (p. 216).
Frankenstein by Mary ShelleyThe Creature is cast as a scapegoat for Victor Frankenstein’s moral failings. He is rejected and demonized, embodying the archetypal outsider whose suffering absolves society of its deeper ethical failings.“The scapegoating of the mentally ill is thus not so much a matter of condemnation as one of alienation; society accepts, not that the patient is ‘bad,’ but that he is just ‘not one of us'” (p. 222).
Beloved by Toni MorrisonSethe, as a former slave, becomes the scapegoat of a society that refuses to acknowledge its historical guilt. Her act of infanticide is misinterpreted as individual sin rather than a collective trauma imposed by systemic oppression.“A realization of this fact is important for the times in which we live: the scapegoat is an anachronism that the human race has outgrown, a luxury we can no longer afford to keep” (p. 224).
Criticism Against “The Scapegoat Archetype” by Roger De Verteuil

1. Over-Reliance on Jungian Analytical Psychology

  • De Verteuil heavily depends on Jungian archetypes, which some critics argue are too universalist and ignore historical and cultural specificity.
  • Critics of Jungian theory argue that archetypes are constructed rather than innate, making the scapegoat archetype a culturally contingent phenomenon rather than a universal truth.

2. Limited Engagement with Socio-Political Power Structures

  • While De Verteuil discusses scapegoating in politics and history, he does not fully engage with Marxist, Foucauldian, or postcolonial theories that analyze scapegoating as a function of institutional power.
  • His analysis focuses more on psychological necessity rather than economic, political, or ideological manipulation of scapegoating by elites.

3. Essentialist View of Human Nature

  • The claim that the scapegoat mechanism is an inherent human instinct assumes a fixed human nature, which contradicts poststructuralist and constructivist perspectives.
  • Critics might argue that scapegoating is socially conditioned rather than biologically or psychologically predetermined.

4. Lack of Feminist and Intersectional Analysis

  • De Verteuil does not specifically address how gender, race, and class shape scapegoating differently, making his framework less applicable to intersectional critiques.
  • Feminist critics might argue that scapegoating in literature and history often targets women and marginalized identities differently, a nuance missing from his work.

5. Oversimplification of Religious Evolution

  • The text implies a linear progression from primitive sacrifice to enlightened morality, suggesting that society is “outgrowing” scapegoating.
  • Religious historians might criticize this as too simplistic, failing to account for the complexity and persistence of sacrificial motifs in modern religious and secular institutions.

6. Weak Empirical Support

  • The analysis is largely theoretical and interpretative, with minimal empirical or anthropological evidence to support the claim that societies with greater scapegoating tendencies are necessarily “sicker.”
  • Critics might argue that De Verteuil’s conclusions require more concrete sociological or historical data rather than relying on literary and mythological examples.

7. Limited Exploration of Alternative Mechanisms for Social Cohesion

  • The text suggests that scapegoating is a primary means of social cohesion, but it does not explore alternative conflict-resolution strategies in historical or modern societies.
  • Sociologists might argue that some societies have developed non-scapegoating mechanisms for collective harmony that De Verteuil fails to consider.

8. Lack of Literary Textual Analysis

  • Despite its relevance to literary theory, the work does not deeply analyze specific literary texts, making it less effective for literary scholars seeking close readings.
  • His theoretical framework is useful but lacks applied literary criticism beyond broad historical and religious references.

9. Ambiguity in the “End of the Scapegoat Era” Claim

  • The idea that modern society should move beyond scapegoating is idealistic and ignores how contemporary politics, media, and law continue to function through scapegoating mechanisms.
  • Postmodern critics might argue that scapegoating has evolved rather than disappeared, now operating through digital media, corporate blame culture, and scapegoating of social groups in new forms.
Representative Quotations from “The Scapegoat Archetype” by Roger De Verteuil with Explanation
QuotationExplanation
“It is a strange paradox that the time in which we live, which by reason of accumulated knowledge and rapid communication can rightly claim to be the age of maximum enlightenment, should also be the age of maximum peril.” (De Verteuil, p. 209)De Verteuil highlights the contradiction of modern civilization—technological and social progress has not eradicated humanity’s violent instincts, leading to an era of both enlightenment and destruction.
“If, as we here affirm, the mental health of a society can be said to vary inversely with its need for scapegoats, then we are, indeed, a very sick society.” (De Verteuil, p. 209)This statement suggests that societies dependent on scapegoating reveal underlying dysfunction. The healthier a society, the less it requires scapegoats to maintain order.
“The primordial image has advantage over the clarity of the idea in its vitality: it may thus be said to give life to the coldness of intellect.” (De Verteuil, p. 210)Drawing from Jungian psychology, this quotation emphasizes that archetypal images, including the scapegoat, hold a unique power that rational thought alone cannot provide.
“Without the scapegoat… these destructive energies would lead a society at this stage of its development to destroy itself.” (De Verteuil, p. 211)The scapegoat archetype functions as a release valve for societal aggression, preventing internal collapse by channeling collective violence toward a designated target.
“The angry god is, therefore, a deification of destructive natural forces such as lightning, flood, famine, war, and pestilence; but it is also, and even more clearly, a projection of primitive man’s still untamed savagery.” (De Verteuil, p. 212)The concept of an “angry god” is not purely theological but psychological, representing humanity’s own fears, aggression, and struggle for survival.
“The two goats, separated by lot, are yet bound together by a primordial image: they are both ‘scapegoats.'” (De Verteuil, p. 213)The ritual of the two goats in Leviticus symbolizes an incomplete transition from the wrathful to the merciful divine. The duality suggests that scapegoating is deeply ingrained in religious and social structures.
“The persistence of capital punishment to the present day… betrays the reluctance of societies to give up their scapegoats.” (De Verteuil, p. 216)Capital punishment is framed as a modern continuation of scapegoating, reinforcing the idea that societies still seek ritualistic expiation of collective guilt.
“The light of God would be eclipsed again and the scapegoat come into his own.” (De Verteuil, p. 219)Historical cycles of persecution and regression into scapegoating reflect societal collapses into barbarism, particularly during times of fear and uncertainty.
“The ‘Age of Darkness’ seems reassuringly far behind us—or is it?” (De Verteuil, p. 220)De Verteuil warns against historical amnesia, cautioning that modern societies continue to repeat the scapegoating patterns of past civilizations despite perceiving themselves as enlightened.
“In a ‘great society,’ the use of the scapegoat, to paraphrase a famous line of Shakespeare, ‘soileth him that gives and him that takes.'” (De Verteuil, p. 223)Borrowing from Merchant of Venice, De Verteuil critiques scapegoating as a morally corrosive act that degrades both the persecutor and the victim, ultimately harming society as a whole.
Suggested Readings: “The Scapegoat Archetype” by Roger De Verteuil
  1. De Verteuil, Roger. “The Scapegoat Archetype.” Journal of Religion and Health, vol. 5, no. 3, 1966, pp. 209–25. JSTOR, http://www.jstor.org/stable/27504800. Accessed 3 Feb. 2025.
  2. Elwood, Brant, and Aodhán Moran. “Scapegoating.” Gods, Heroes and Groups: Relational Dynamics through Mythic Archetypes, Karnac Books, 2025, pp. 81–88. JSTOR, https://doi.org/10.2307/jj.23338287.16. Accessed 3 Feb. 2025.
  3. McQuien, Paul. “Myth-Archetype Criticism in the Interdisciplinary Studies World Literature Course.” CEA Critic, vol. 62, no. 1, 1999, pp. 6–16. JSTOR, http://www.jstor.org/stable/44377373. Accessed 3 Feb. 2025.
  4. Parker, Fred. “Between Satan and Mephistopheles: Byron and the Devil.” The Cambridge Quarterly, vol. 35, no. 1, 2006, pp. 1–29. JSTOR, http://www.jstor.org/stable/42967551. Accessed 3 Feb. 2025.

“Scapegoat Rituals in Ancient Greece” by Jan Bremmer: Summary and Critique

“Scapegoat Rituals in Ancient Greece” by Jan Bremmer first appeared in Harvard Studies in Classical Philology, Vol. 87 (1983), published by the Department of the Classics, Harvard University.

"Scapegoat Rituals in Ancient Greece" by Jan Bremmer: Summary and Critique

Introduction: “Scapegoat Rituals in Ancient Greece” by Jan Bremmer

“Scapegoat Rituals in Ancient Greece” by Jan Bremmer first appeared in Harvard Studies in Classical Philology, Vol. 87 (1983), published by the Department of the Classics, Harvard University. The article provides a detailed examination of the scapegoat ritual, or pharmakos practice, in ancient Greece, where an individual—often an outcast, criminal, or marginalized figure—was symbolically expelled or executed to cleanse the community of misfortune, plague, or famine. Bremmer situates these Greek practices within a broader anthropological and comparative context, linking them to similar rituals in other cultures, such as the biblical scapegoat ritual in Leviticus, Hittite practices, and even Tibetan ceremonies. He explores the symbolic meaning of the pharmakos figure, analyzing its connection to marginality, social hierarchy, and mythological narratives. A key argument of the article is that while historical rituals typically involved the expulsion rather than the killing of the scapegoat, mythological versions often portrayed a sacrificial death, reinforcing the ritual’s symbolic gravity. Bremmer also discusses the role of specific plants, such as squills and agnus castus, used in the ritual, and examines the relationship between the scapegoat expulsion and seasonal renewal festivals like the Thargelia. His work is significant in literature and literary theory, as it intersects with René Girard’s ideas on violence and sacrifice, demonstrating how societies project collective guilt and seek purification through ritual. By contextualizing the pharmakos within both historical and mythological frameworks, Bremmer’s study contributes to the understanding of sacrificial motifs in Greek tragedy, the construction of otherness, and the use of ritual in shaping communal identity. His research remains a crucial reference in classical studies, anthropology, and comparative religion, shedding light on the enduring legacy of scapegoat mechanisms in literature and culture.

Summary of “Scapegoat Rituals in Ancient Greece” by Jan Bremmer

1. Definition and Comparative Context

  • Bremmer discusses the scapegoat ritual in various ancient societies, including the Old Testament (Leviticus 16:21-22), Greece, Rome, Hittites, India, and Tibet (p. 299).
  • The term “scapegoat” originates from the Hebrew purification ritual, where sins are symbolically transferred onto a goat that is then sent into the wilderness (p. 299).
  • Greek rituals had a similar function, involving the sacrifice or expulsion of a marginal individual to purify society (p. 299-300).

“Similar rituals can be found among the Greeks, Romans, Hittites, in India, and even in mountainous Tibet” (p. 299).


2. The Ritual in Greek Society

  • The Greek scapegoat (pharmakos) was often a marginalized person (criminal, slave, poor, or physically deformed) chosen for expulsion or sacrifice.
  • Evidence comes from Hipponax (6th-century BC), Tzetzes, and Aristophanes, detailing ritualistic abuse and expulsion (p. 300-301).
  • In some cases, the scapegoat was burned and its ashes cast into the sea (Tzetzes, p. 301).
  • The Thargelia festival (for Apollo) in Athens featured the ritual annually (p. 301-302).

“In Abdera, a poor man was feasted once, led around the walls of the city and finally chased over the borders with stones” (p. 302).
“The Athenian pharmakoi are described as ‘of low origin and useless'” (p. 303).


3. The Role of the Scapegoat

  • The scapegoat was a marginal figure—criminals, slaves, foreigners, young men and women, and sometimes even kings (p. 303-305).
  • The ritual symbolized community purification by transferring collective guilt onto the scapegoat (p. 304).
  • Sometimes, important figures (like the daughters of Erechtheus or King Kodros) sacrificed themselves for the city’s welfare (p. 305).

“The myth shows, however, that high and low are interchangeable: the Athenian king Kodros who saved the Athenian community by his death was killed dressed up as a woodworker” (p. 304).


4. Voluntariness of the Sacrifice

  • Mythological and some historical cases depict the scapegoat as voluntarily sacrificing themselves for the good of society (p. 307-308).
  • However, some sources suggest they were tricked or bribed into the role (p. 307).
  • Christian texts compare Jesus to Greek scapegoats (Origen, p. 307).

“The mythical tales, as so often, give a valuable insight into Greek sacrificial ideology” (p. 307).


5. The Use of Symbolic Plants

  • The pharmakos was beaten with squills, twigs of wild fig, and agnus castus, all considered “wild” plants (p. 308-310).
  • The use of infertile plants (squill, wild fig, and lygos) reinforced the scapegoat’s marginality (p. 309-311).

“The Greeks made the same connection as ancient Rome between wild trees and persons who had to be removed from the community” (p. 309).


6. Expulsion from the City

  • The scapegoat was led out of the city in a formal procession, starting from the prytaneion (town hall) (p. 313-314).
  • Special gates were used for executions and purifications (Plutarch, p. 314).
  • Music played during the procession was disharmonious, creating a chaotic atmosphere (p. 314).

“After chasing the scapegoats over the border people probably returned without looking back, as was the rule in the case of purificatory offerings” (p. 315).


7. Was the Scapegoat Killed?

  • Scholars debate whether the scapegoat was killed or merely expelled.
  • Mythical versions suggest death, but historical sources indicate expulsion (p. 316-317).
  • Examples from Abdera, Athens, Massilia, and Leukas show that the scapegoat was typically stoned but allowed to escape (p. 317).

“When we discount the death of the scapegoats in the myths, we are left with two cases. In Philostratus’ Life of Apollonius of Tyana (4.10), it is described how during a plague in Ephesus, Apollonius pointed to a squalid beggar and ordered him to be killed” (p. 316-317).


8. Connection to the Thargelia Festival

  • The scapegoat ritual occurred on the first day of the Thargelia festival (p. 318).
  • The second day involved offerings, songs, and feasting, marking a seasonal renewal (p. 319).
  • Similar purificatory rituals occurred in Tibet and Rome before New Year celebrations (p. 319-320).

“No new beginning before a complete katharsis of the old situation” (p. 320).


Conclusion

  • The Greek scapegoat ritual was a structured purification process aimed at transferring community guilt onto a marginalized individual (p. 320).
  • Though myth and history diverge, the fundamental idea remains: society protects itself by eliminating an outsider (p. 320).
  • Compared to other cultures, the Greek practice was more violent, possibly indicating a deeper societal fear of pollution and disorder (p. 320).
Theoretical Terms/Concepts in “Scapegoat Rituals in Ancient Greece” by Jan Bremmer
Term/ConceptDefinition/ExplanationReference from the Article
Scapegoat (Pharmakos)A marginalized individual (criminal, slave, poor, foreigner, or deformed) chosen for ritual expulsion or sacrifice to purify society.“The Greek scapegoat (pharmakos) was often a marginalized person chosen for expulsion or sacrifice.” (p. 300-301)
Katharsis (Purification)Ritual removal of impurity, pollution, or societal disorder through symbolic acts, such as expelling the scapegoat.“No new beginning before a complete katharsis of the old situation.” (p. 320)
MarginalityThe status of being on the outskirts of society, applied to scapegoats who were criminals, slaves, foreigners, or physically deformed.“All these categories have in common that they are situated at the margin of Greek society.” (p. 303)
Sacrificial SubstitutionThe idea that the scapegoat takes on the sins or pollution of the community and is expelled or killed in its place.“The community sacrifices one of its members to save its own skin.” (p. 300)
Symbolic DeathThe idea that expulsion from the city equates to a form of death, as the scapegoat is removed from communal life.“The expulsion of the scapegoats in practice amounted to a killing, since, like the dead, they disappeared from the community, never to return.” (p. 316-317)
Voluntariness of SacrificeThe ideological belief that the scapegoat willingly accepts their fate, though some were coerced or bribed.“The mythical tales, as so often, give a valuable insight into Greek sacrificial ideology.” (p. 307)
Myth vs. RitualThe distinction between the mythological representation of scapegoat rituals (which often involves actual death) and historical practices (which generally involved expulsion).“Mythical versions suggest death, but historical sources indicate expulsion.” (p. 316)
Seasonal RenewalThe idea that scapegoat rituals precede festivals that celebrate agricultural cycles, such as the Thargelia.“The Thargelia festival combined expulsion rituals with first-fruit offerings, symbolizing seasonal renewal.” (p. 319)
Use of “Wild” ElementsThe use of wild plants (squills, wild fig, agnus castus) and unproductive trees in scapegoat rituals to symbolize exclusion from civilization.“Ancient Greece evidently made the same connection as ancient Rome between wild trees and persons who had to be removed from the community.” (p. 309)
Aetiology (Aetiological Myths)Stories that explain the origins of rituals, often portraying scapegoat deaths that contrast with actual historical practices.“The killing of scapegoats in myths is an aetiological explanation rather than historical fact.” (p. 316)
Expulsion as Social ReintegrationThe idea that removing the scapegoat reinforces social cohesion by eliminating disorder or impurity.“The involvement of all persons in the expulsion helps reconstitute that group.” (p. 315)
Stoning as Imponierverhalten (Imposing Behavior)A public demonstration of aggression that does not necessarily aim to kill but reinforces collective action.“Stoning was not always meant to kill; it was often only a kind of Imponierverhalten.” (p. 315)
Charivari (Disharmonious Music)The use of chaotic or discordant music to create an unsettling atmosphere during the scapegoat’s expulsion.“Music in traditional rites can be divided into harmonious and unharmonious… The latter was used in expelling persons from the community.” (p. 314)
Pollution and MiasmaThe concept that impurities (such as plagues, famine, and societal disorder) must be ritually removed to restore balance.“These rituals were performed during extraordinary circumstances such as plague, famine, and drought.” (p. 302)
Human vs. Animal ScapegoatsThe contrast between societies that use human scapegoats (Greeks) and those that use animals (Hittites, Israelites).“However, it remains enigmatic why the Greeks had to use a human being, whereas the Hittites sometimes and the Israelites always found an animal sufficient.” (p. 320)
Social InversionThe temporary elevation of the scapegoat (e.g., dressing them in fine clothes) before expulsion, reflecting a ritual reversal of hierarchy.“Nevertheless, the people realized that they could not save their own skin by sacrificing the scum of the polis. For that reason, the scapegoat was always treated as a very important person.” (p. 305)
Ritualized ViolenceThe controlled use of physical aggression, such as whipping or stoning, in ritual contexts to symbolically purge evil.“The whipping of the scapegoat with squills and wild fig twigs was part of the ritual purification process.” (p. 308)
Contribution of “Scapegoat Rituals in Ancient Greece” by Jan Bremmer to Literary Theory/Theories

Literary TheoryContribution of Bremmer’s WorkReference from the Article
Structuralism (Claude Lévi-Strauss)Bremmer examines binary oppositions (civilized vs. wild, inclusion vs. exclusion, life vs. death) in scapegoat rituals, aligning with structuralist approaches to myth and ritual.“The myth shows, however, that high and low are interchangeable: the Athenian king Kodros who saved the Athenian community by his death was killed dressed up as a woodworker.” (p. 304)
Myth and Ritual Theory (James Frazer, Jane Ellen Harrison, Walter Burkert)Demonstrates that Greek scapegoat rituals emerge from earlier purification practices and reflect mythic structures that encode communal anxieties and agricultural cycles.“With these rituals in which the elimination of one or two members saves the whole of the community we may compare those stories in which the death of one or two people saves the city from destruction.” (p. 302)
Girardian Mimetic Theory (René Girard)Bremmer’s analysis supports René Girard’s theory of sacrificial scapegoating, in which a community unites by transferring violence onto a surrogate victim.“Burkert has rightly pointed out that in these rituals the community sacrifices one of its members to save its own skin.” (p. 300)
Psychoanalytic Theory (Freud, Lacan)The scapegoat ritual reflects Freudian notions of collective guilt and repression, as well as Lacanian symbolic displacement (the scapegoat absorbing societal “sins”).“The involvement of all persons in the expulsion helps reconstitute that group.” (p. 315)
Poststructuralism & Myth Criticism (Roland Barthes, Michel Foucault, Jacques Derrida)Explores how scapegoat myths function as cultural narratives that define power, exclusion, and identity, resonating with Foucault’s discourse analysis.“Ancient Greece evidently made the same connection as ancient Rome between wild trees and persons who had to be removed from the community.” (p. 309)
Performance and Ritual Studies (Victor Turner, Richard Schechner)The study highlights the liminality of the scapegoat ritual, supporting Turner’s theory of rites of passage and the performative aspects of cultural purification.“It was typical of stoning that everybody present took part in it… the involvement of all persons in the expulsion of one member of the group helps reconstitute that group.” (p. 315)
Feminist Literary Theory & Gender StudiesAnalyzes how women are often depicted as scapegoats in myth, reinforcing gendered power structures. Bremmer also contrasts male vs. female roles in purification rituals.“The girl Polykrite was honored with sacrifices during the Thargelia festival, because, as was told, she had died after saving the city from destruction.” (p. 303)
New Historicism (Stephen Greenblatt)Argues that scapegoat rituals must be understood in their historical and political contexts, contributing to the cultural poetics of ritual violence.“Evidently, the expulsion of evil was felt so intensely that this seemed to be the appropriate day to celebrate these victories.” (p. 319)
Semiotics (Umberto Eco, Julia Kristeva, Algirdas Greimas)The scapegoat figure functions as a semiotic sign representing pollution, sin, and communal catharsis.“The word pharmakos soon became a term of abuse, reflecting its transformation into a cultural signifier of impurity.” (p. 304)
Cultural Anthropology (Clifford Geertz, Mary Douglas)Links scapegoat rituals to anthropological studies of purity, pollution, and societal boundaries, similar to Douglas’ work on ritual danger.“Pollution (miasma) must be ritually removed to restore balance, as these rituals were performed during extraordinary circumstances such as plague, famine, and drought.” (p. 302)
Carnival and Inversion Theory (Mikhail Bakhtin)The temporary elevation of the scapegoat (being honored before expulsion) mirrors the ritual of inversion in Bakhtin’s carnival theory.“For that reason, the scapegoat was always treated as a very important person.” (p. 305)

Key Takeaways:
  • Bremmer’s study strengthens Girardian theories of sacrifice by showing how Greek scapegoats absorbed communal guilt.
  • He provides structuralist insights into the symbolic nature of expulsion, marginality, and purification.
  • His discussion aligns with psychoanalysis in its exploration of repression and communal violence.
  • He connects scapegoat rituals to performance studies, illustrating their role in social cohesion and liminality.
  • His approach has a strong New Historicist dimension, emphasizing how ritual violence reflects the power structures of ancient societies.
  • His analysis of gender and myth contributes to feminist literary theory by showing how women’s bodies were used as sites of symbolic purification.

Examples of Critiques Through “Scapegoat Rituals in Ancient Greece” by Jan Bremmer


1. Oedipus Rex (Sophocles)

  • Scapegoating as Purification: Oedipus is exiled to rid Thebes of its pollution, mirroring the pharmakos ritual where a marginalized figure is expelled to restore order.

“Pollution (miasma) must be ritually removed to restore balance, as these rituals were performed during extraordinary circumstances such as plague, famine, and drought.” (p. 302)

  • King as the Ultimate Scapegoat: Oedipus, once at the pinnacle of power, is reduced to a liminal figure (a trait seen in both scapegoats and sacrificial kings).

“The king distinguished himself from the rest of the population in that he alone could claim contact with the divine… the lonely marginal at the top.” (p. 304)

  • Voluntary Exile Reflects Mythic Patterns: Oedipus’ self-imposed exile aligns with myths of voluntary sacrifice, reinforcing Greek belief in communal salvation through individual suffering.

“In our mythical examples, the victims always sacrifice themselves voluntarily.” (p. 307)


2. The Lottery (Shirley Jackson)

  • Collective Violence as Catharsis: The town’s ritualized stoning of a chosen victim resembles the pharmakos ceremony, where communities purge sin by transferring it onto a single person.

“The involvement of all persons in the expulsion of one member of the group helps reconstitute that group.” (p. 315)

  • Scapegoating as a Social Necessity: The ritual is unquestioned, much like the scapegoat festivals in Athens and Abdera, showing how societies justify ritual violence as tradition.

“The Thargelia festival included annual scapegoat expulsions, reinforcing collective unity through ritualized exclusion.” (p. 319)

  • The Victim is Chosen from Within: Unlike myths where outsiders serve as scapegoats, Jackson’s story critiques how even the most integrated members can become targets.

“Strangers naturally do not belong to the community, but even young men and women were considered marginal figures.” (p. 304)


3. The Crucible (Arthur Miller)

  • Witch Trials as Scapegoat Rituals: Salem’s accused witches function as pharmakoi, expelled to purge the community of imagined sins.

“Where earlier generations saw fertility rituals in the scapegoat complex, Burkert rightly pointed out that these rituals were about sacrificing one to save the many.” (p. 300)

  • Public Participation in Persecution: Miller critiques mob mentality by showing how communal fear fuels false accusations, paralleling scapegoat expulsions in ancient Greece.

“It was typical of stoning that everybody present took part in it, ensuring collective involvement in expulsion.” (p. 315)

  • The “Other” as a Necessary Sacrifice: Women, particularly outspoken or independent ones, are cast as dangerous liminal figures—echoing the gendered aspect of scapegoat myths.

“Polykrite, a girl who was sacrificed, was honored during the Thargelia, reinforcing the gendered nature of purification rituals.” (p. 303)


4. Lord of the Flies (William Golding)

  • The Death of Simon as a Scapegoat Event: Simon is ritualistically killed as an “outsider” who threatens the group’s fragile order. His murder reflects the pharmakos tradition.

“The word pharmakos soon became a term of abuse, reflecting its transformation into a cultural signifier of impurity.” (p. 304)

  • Scapegoating and Social Collapse: Golding’s novel explores how communities turn on weaker members when faced with chaos, much like Greek societies during times of famine or plague.

“Scapegoat rituals were performed during extraordinary circumstances such as plague, famine, and drought.” (p. 302)

  • Purification through Bloodshed: The boys’ descent into savagery is solidified by ritualized violence, reflecting how Greek scapegoat expulsions functioned as symbolic purification.

“The expulsion of a citizen from the polis was a serious matter, performed through ritualized processions and symbolic acts.” (p. 314)


Criticism Against “Scapegoat Rituals in Ancient Greece” by Jan Bremmer
  1. Overemphasis on Structuralism and Ritual Patterning
    • Bremmer heavily relies on structuralist interpretations, often reducing historical complexity into rigid ritual structures.
    • Critics argue that scapegoat rituals were not uniform across Greece and should not be analyzed as a single, cohesive framework.
  2. Limited Engagement with Political and Social Power Dynamics
    • The study focuses more on ritual mechanics than the socio-political functions of scapegoating.
    • It does not fully explore how elite power structures used scapegoat rituals to control and manipulate lower-class populations.
  3. Selective Use of Mythological and Historical Sources
    • Bremmer integrates both mythic and historical accounts but does not clearly distinguish between them, leading to potential historical inaccuracies.
    • Some scholars argue that myths of voluntary sacrifice (e.g., Kodros’ self-sacrifice) should not be equated with actual scapegoat rituals.
  4. Insufficient Analysis of Gender in Scapegoating
    • While discussing figures like Polykrite and mythological female sacrifices, Bremmer does not fully develop an analysis of gender in scapegoating rituals.
    • The role of women in ritual sacrifice, often as victims, needs a more nuanced exploration in his framework.
  5. Lack of Cross-Cultural Considerations Beyond Greece
    • The study briefly mentions Hittite and Biblical parallels, but critics argue that it does not sufficiently compare Greek scapegoat rituals with other ancient cultures (e.g., Mesopotamian, Egyptian).
    • The Tibetan ritual comparison (p. 317) is useful but remains underdeveloped, lacking detailed anthropological evidence.
  6. Scapegoating as a Social Function Is Under-Theorized
    • While Bremmer effectively outlines ritual processes, he does not explore the psychological and sociological mechanisms that sustain scapegoat practices over time.
    • A stronger engagement with René Girard’s theory of mimetic violence and scapegoating would enhance his argument.
  7. Possible Overinterpretation of Symbolism in Plants and Objects
    • The extensive discussion of “wild plants” as symbolic markers of impurity and marginality (p. 309) may be overly speculative.
    • The argument that squills, agnus castus, and figs inherently marked marginality lacks clear linguistic and archaeological support.
  8. Assumption of Ritual Continuity Across Time Periods
    • The study treats scapegoat rituals from different Greek city-states and time periods as part of a continuous tradition, which may not reflect historical reality.
    • There is limited discussion of how these rituals evolved or disappeared in the Hellenistic and Roman periods.
  9. Minimal Discussion of Ethical and Philosophical Implications
    • Bremmer describes scapegoat rituals as religious practices but does not engage deeply with their ethical or philosophical critique in Greek thought.
    • There is little mention of Plato, Aristotle, or later philosophical responses to ritual sacrifice and collective expulsion.
Representative Quotations from “Scapegoat Rituals in Ancient Greece” by Jan Bremmer with Explanation
QuotationExplanation
“The Greek scapegoat rituals have often been discussed. The so-called Cambridge school in particular, with its lively and morbid interest in everything strange and cruel, paid much attention to it.” (p. 300)Bremmer critiques the Cambridge school (e.g., Jane Ellen Harrison, Gilbert Murray) for their sensationalist focus on cruelty in ritual studies rather than a structured anthropological or historical approach.
“Although the general meaning is clear, many details are still in need of clarification. For that reason I shall analyze the ritual complex in a more detailed way, paying special attention to its structure.” (p. 300)This outlines Bremmer’s methodological approach, emphasizing structural analysis of scapegoat rituals rather than focusing solely on their symbolic meaning.
“In Massilia another poor devil offered himself during a plague. He was feasted for a year and then cast out of the city.” (p. 302)This example from Massilia (modern Marseille) illustrates how scapegoat rituals were sometimes voluntary, with the victim receiving temporary elevation in status before expulsion.
“Where criminals are marginals at the bottom of society, the king is the lonely marginal at the top.” (p. 304)Bremmer highlights an essential paradox: scapegoats could be drawn from both the lowest and highest ranks of society, reinforcing the idea of marginality in scapegoat selection.
“Summing up, we conclude that in historical reality the community sacrificed the least valuable members of the polis, who were represented, however, as very valuable persons.” (p. 306)This statement summarizes Bremmer’s argument that scapegoats were low-status individuals who were symbolically treated as highly valuable before expulsion.
“Not only for the execution of criminals but also for whipping them wood was chosen which belonged to the category of the unproductive trees.” (p. 309)Bremmer connects the choice of plants in scapegoat rituals (such as the squill plant) to broader cultural classifications, where unproductive plants were used for purification.
“After the passage through the special gate the scapegoat was led around the city in a procession.” (p. 314)This underscores the ritualistic nature of expulsion, where the scapegoat was symbolically removed from the city’s sacred space in a highly orchestrated manner.
“If, however, the scapegoat was only expelled in historical reality—why do the mythical tales often speak of a killing?” (p. 317)Bremmer distinguishes between historical and mythical versions of scapegoat rituals, arguing that myths often exaggerated the ritual’s violent aspects.
“Evidently, to be more civilized does not always mean to be more humane.” (p. 320)A critical reflection on Greek ritual practices, suggesting that cultural sophistication did not necessarily correlate with moral progress.
“No new beginning before a complete katharsis of the old situation.” (p. 320)This final statement reinforces the purificatory function of scapegoat rituals in societal renewal, tying them to larger religious and seasonal cycles.
Suggested Readings: “Scapegoat Rituals in Ancient Greece” by Jan Bremmer
  1. Bremmer, Jan. “Scapegoat Rituals in Ancient Greece.” Harvard Studies in Classical Philology, vol. 87, 1983, pp. 299–320. JSTOR, https://doi.org/10.2307/311262. Accessed 3 Feb. 2025.
  2. Bremmer, Jan N. “Greek Maenadism Reconsidered.” Zeitschrift Für Papyrologie Und Epigraphik, vol. 55, 1984, pp. 267–86. JSTOR, http://www.jstor.org/stable/20184041. Accessed 3 Feb. 2025.
  3. Westbrook, Raymond, and Theodore J. Lewis. “Who Led the Scapegoat in Leviticus 16:21?” Journal of Biblical Literature, vol. 127, no. 3, 2008, pp. 417–22. JSTOR, https://doi.org/10.2307/25610131. Accessed 3 Feb. 2025.
  4. Foley, Helene Peet, and Wm. Blake Tyrrell. “Oedipus as Pharmakos.” The Oedipus Casebook: Reading Sophocles’ Oedipus the King, edited by Mark R. Anspach, Michigan State University Press, 2020, pp. 309–26. JSTOR, https://doi.org/10.14321/j.ctvw1d58n.13. Accessed 3 Feb. 2025.

“Censorship and Literature” by John Courtney Murray: Summary and Critique

“Censorship and Literature” by John Courtney Murray first appeared in The Furrow in November 1956, offering a nuanced examination of the role of censorship within both the civil and religious spheres.

"Censorship and Literature" by John Courtney Murray: Summary and Critique
Introduction: “Censorship and Literature” by John Courtney Murray

“Censorship and Literature” by John Courtney Murray first appeared in The Furrow in November 1956, offering a nuanced examination of the role of censorship within both the civil and religious spheres. Murray explores the tension between freedom of expression and societal constraints, arguing that censorship, whether governmental or non-governmental, must be a juridical process, meaning it should be structured by legal principles, rational deliberation, and public consensus. He acknowledges the necessity of some level of restriction, particularly regarding obscenity, but warns against excessive moral legislating that could undermine essential human freedoms. Central to his argument is the notion that constraints should ultimately serve freedom: “In society, constraint must be for the sake of freedom. It seems a paradox… but the constraint must create a freedom in another respect.” He critiques both libertarian and puritanical approaches to censorship, advocating instead for a pragmatic balance where restrictions are imposed only when they serve the common good without unjustly infringing on individual rights. This article remains significant in literary theory and legal discussions, as it frames censorship not as an absolute moral battle but as an intricate question of jurisprudence, prudence, and social values.

Summary of “Censorship and Literature” by John Courtney Murray

1. The Central Issue: Balancing Freedom and Restraint

  • Murray argues that the core issue of censorship revolves around striking a balance between social freedom and necessary constraints.
  • He states, “In society, constraint must be for the sake of freedom” (Murray, 1956, p. 681), suggesting that regulations should ultimately serve to increase freedom rather than diminish it.
  • He acknowledges the paradox of imposing constraints while protecting liberties and emphasizes that constraints should be minimal and justified.

2. The Role of Government in Censorship

  • He explores whether the state has the authority to impose censorship and under what conditions.
  • He notes that government censorship falls under the principle of “police power,” which extends to areas such as public morality and order (Murray, 1956, p. 680).
  • Murray warns against excessive government interference, suggesting that censorship should be limited to necessary cases that protect society without infringing on individual rights.

3. Legal Censorship vs. Moral Law

  • He differentiates between legal and moral censorship, stating, “It is not the function of the legislator to forbid everything that the moral law forbids, or to enjoin everything that the moral law enjoins” (Murray, 1956, p. 685).
  • He emphasizes that law operates on a minimal level, enforcing only the essential moral framework for social order.

4. The Problem of Censoring Sexual Morality

  • Murray highlights the challenge of regulating sexual content, noting that no government has ever successfully balanced sexual censorship without infringing on freedom or provoking negative consequences (Murray, 1956, p. 682).
  • He points out historical paradoxes, such as the severe censorship of books by the Catholic Church while prostitution was rampant in Rome (Murray, 1956, p. 683).

5. American Constitutional Approach to Freedom of Expression

  • He explains that the U.S. has constitutionally favored freedom over censorship, stating, “We have constitutionally decided that the presumption is in favor of freedom, and that the advocate of constraint must make a convincing argument for its necessity” (Murray, 1956, p. 684).
  • Prior restraint on expression is largely prohibited, with the government retaining the right to punish offenses post-publication.

6. Non-Governmental Censorship and Social Responsibility

  • Murray discusses the role of voluntary associations in censorship, distinguishing between persuasion and coercion.
  • He acknowledges the legitimacy of such organizations influencing moral standards but warns against coercive tactics like boycotts and economic pressure (Murray, 1956, p. 688-689).
  • He argues that censorship, whether governmental or private, must follow a “juridical process” guided by rationality and consensus.

7. The Role of Professional Competence in Censorship

  • He asserts that censorship should not be left to amateurs and that literary critics or experts should guide the process.
  • He references the Catholic Church’s approach, stating, “Censorship is no job for the amateur” (Murray, 1956, p. 690).
  • He warns against moral indignation overriding objective judgment in censorship decisions.

8. The “Pornography of Violence” as a Greater Concern

  • Murray argues that violent imagery combined with sexual themes is more harmful than explicit depictions of sex alone.
  • He critiques media that romanticizes violence, calling for restraint in this area (Murray, 1956, p. 691).

9. The Need for Literary Creation Over Censorship

  • He concludes by emphasizing that the focus should not be on censorship but on fostering quality literary works.
  • He cites Pope Leo XIII, who argued that “there is great danger in not reading good books” (Murray, 1956, p. 691), highlighting the need for moral and intellectual engagement rather than mere restriction.
Theoretical Terms/Concepts in “Censorship and Literature” by John Courtney Murray
Term/ConceptDefinition/ExplanationReference/Quotation
Social FreedomThe balance between individual freedom and societal constraints necessary for a functioning society.“The issue that is central in the whole problem is the issue of social freedom. More exactly, it is the issue of striking a right balance between freedom and restraint in society.” (Murray, 1956, p. 681)
Police PowerThe inherent authority of the government to regulate behaviors and enforce order for the common good.“Every government has always claimed what is called a police power, as an attribute of government.” (Murray, 1956, p. 680)
Patria PotestasThe legal principle that allows the government to act in a protective role (in loco parentis) for vulnerable individuals, such as children.“It might, if you wish, be an exercise of what is called patria potestas, the emergency power which government is entitled to use, on occasion, to protect children.” (Murray, 1956, p. 680)
Prior RestraintThe prevention of speech or publication before it occurs, often deemed unconstitutional in the U.S. legal system.“Freedom of expression is the rule, and censorship the exception. A more particular further consequence is the ban laid by the First Amendment (exceptional cases apart) on all prior restraint of communications.” (Murray, 1956, p. 684)
Juridical ProcessThe idea that censorship must be conducted through a structured legal framework, guided by fairness and rational judgment.“Censorship in the civil order must be a juridical process. In using the word ‘juridical’ I mean that the premises and objectives of the program should be defined in accord with the norms of good jurisprudence.” (Murray, 1956, p. 685)
Moral vs. Legal LawThe distinction between moral obligations and legal requirements, emphasizing that not all moral wrongs should be legally prohibited.“It is not the function of the legislator to forbid everything that the moral law forbids, or to enjoin everything that the moral law enjoins.” (Murray, 1956, p. 685)
Pluralist SocietyA society composed of diverse cultural, religious, and ideological groups, requiring a balance between majority and minority rights.“In a pluralist society no minority group has the right to demand that government should impose a general censorship, affecting all the citizenry.” (Murray, 1956, p. 687)
Voluntary CensorshipThe regulation of content by non-governmental organizations or private groups rather than the state.“There are a multitude of voluntary agencies which exercise some measure of surveillance, judgment, and even control of various media of communication.” (Murray, 1956, p. 688)
Pornography of ViolenceThe harmful combination of sexual content and violent imagery that distorts moral and ethical values.“The real evil is the violence in the impure scene. There is the perversion. If some restraint could be imposed upon this pornography of violence… it would indeed be a moral achievement.” (Murray, 1956, p. 691)
Cultural PhilistinismThe rejection or undervaluing of intellectual and artistic works due to excessive moral concerns.“It would be lamentable if Catholics were to go over to the camp of the philistines.” (Murray, 1956, p. 690)
Consensus in LawThe necessity for a shared social agreement on legal restrictions to ensure their legitimacy and effectiveness.“In the absence of this consent law either withers away or becomes tyrannical.” (Murray, 1956, p. 686)
Freedom Under LawThe principle that freedom should operate within a framework of laws that protect both individuals and society.“The freedom toward which the American people are fundamentally orientated is a freedom under God, a freedom that knows itself to be bound by the imperatives of the normal law.” (Murray, 1956, p. 684)
Contribution of “Censorship and Literature” by John Courtney Murray to Literary Theory/Theories

1. New Historicism and the Power of Institutions

  • Theory Overview: New Historicism, developed by Stephen Greenblatt, argues that literature is deeply embedded in historical and political contexts. Institutions such as the Church, the government, and the legal system play a vital role in shaping literary production and reception.
  • Murray’s Contribution:
    • He critiques the role of institutions in controlling literature, stating that censorship has historically been justified as an exercise of police power—the government’s authority to regulate public order (Murray, 1956, p. 680).
    • He acknowledges that moral constraints on literature arise from institutionalized norms but warns that these institutions must balance constraint with the promotion of freedom: “Censorship in the civil order must be a juridical process” (Murray, 1956, p. 685).
    • His discussion of the Catholic Church’s censorship of books (e.g., Index Librorum Prohibitorum) reflects New Historicist concerns about how power structures influence literary canon formation.

2. Reader-Response Theory and the Role of Interpretation

  • Theory Overview: Reader-Response Theory, led by theorists such as Wolfgang Iser and Stanley Fish, argues that the meaning of a text is shaped by the reader’s interpretation rather than by authorial intent alone.
  • Murray’s Contribution:
    • He discusses the ambiguity in defining obscenity in literature, acknowledging that different audiences will interpret texts differently: “People in general have a fairly clear notion of what obscenity is. And people in general can make, for themselves, a pretty good judgment on whether a particular work is obscene.” (Murray, 1956, p. 690).
    • His view aligns with Reader-Response Theory’s emphasis on subjective interpretation, as he argues against rigid definitions of obscenity and instead suggests that moral judgments should consider societal context.
    • By emphasizing that censorship should be guided by public consensus rather than imposed standards, Murray acknowledges the importance of the reader’s perspective in determining literary value.

3. Structuralism and the Role of Language in Censorship

  • Theory Overview: Structuralism, particularly influenced by Ferdinand de Saussure and Roland Barthes, explores how language and signs construct meaning within a cultural system.
  • Murray’s Contribution:
    • He critiques legal censorship’s reliance on arbitrary linguistic distinctions, arguing that defining literary obscenity is inherently problematic: “The Supreme Court declares that the category of the sacrilegious is altogether indefinable, while the Post Office rules that Aristophanes’ Lysistrata is an obscene book. This is indeed puzzling.” (Murray, 1956, p. 683).
    • His argument that censorship laws are textually unstable aligns with Barthes’ notion of the “death of the author”—meaning is not fixed, and different readers (or authorities) will derive different interpretations from the same text.
    • By highlighting the arbitrariness of legal and institutional linguistic frameworks, Murray indirectly supports Structuralist critiques of how meaning is socially constructed.

4. Postcolonial Theory and Cultural Hegemony

  • Theory Overview: Postcolonial theory, led by Edward Said, Homi Bhabha, and Gayatri Spivak, critiques how dominant cultures impose their values on marginalized groups through literature and censorship.
  • Murray’s Contribution:
    • He highlights the ethnocentric contradictions in Western censorship laws, questioning why certain moral and religious views dictate literature in a pluralistic society: “In a pluralist society, no minority group has the right to demand that government should impose a general censorship… according to the special standards held within one group.” (Murray, 1956, p. 687).
    • His discussion of how American and European societies differ in their definitions of obscenity reflects postcolonial concerns about how dominant cultural narratives control literature and suppress alternative voices (Murray, 1956, p. 684).
    • By advocating for diverse moral perspectives in literary regulation, he challenges hegemonic cultural norms that suppress marginalized voices.

5. Liberal Humanism and Literature’s Moral Function

  • Theory Overview: Liberal Humanism, associated with Matthew Arnold and F.R. Leavis, holds that literature’s value lies in its ability to cultivate moral and intellectual refinement.
  • Murray’s Contribution:
    • He argues that censorship should promote literary creation rather than merely restrict texts: “Our chief problem, of course, is not literary censorship, but literary creation.” (Murray, 1956, p. 691).
    • He warns against excessive focus on banning “bad” books instead of encouraging intellectual and artistic excellence: “Leo XIII is indeed remembered for his revision of the Index of Forbidden Books… But he was the first Pope to say that there is great danger in not reading good books.” (Murray, 1956, p. 691).
    • His perspective aligns with Arnold’s vision of literature as a means of cultivating higher moral and intellectual development, arguing that quality literature naturally regulates itself through aesthetic and ethical merit rather than external censorship.

6. Feminist Literary Criticism and Censorship of Sexuality

  • Theory Overview: Feminist literary criticism examines how literature represents gender, sexuality, and power dynamics.
  • Murray’s Contribution:
    • He acknowledges that literary censorship disproportionately targets works addressing sexuality, reinforcing gendered moral codes: “The strictness of traditional Catholic doctrine in regard to sexual lust appalls the libertarian; the laxness of many Catholic governments in the same regard appalls the Puritan.” (Murray, 1956, p. 683).
    • His critique of the selective censorship of sexual themes over other forms of moral corruption aligns with feminist concerns about how patriarchal institutions regulate female sexuality while permitting other social vices, such as violence.
    • He argues that censorship should prioritize addressing “pornography of violence” rather than purely sexual expression, echoing feminist calls to reconsider what constitutes harmful literature (Murray, 1956, p. 691).

Conclusion: Murray’s Multi-Theoretical Influence

Murray’s Censorship and Literature contributes to literary theory by engaging with:

  • New Historicism (institutions shaping literature),
  • Reader-Response Theory (subjective interpretation of censorship),
  • Structuralism (arbitrary definitions of obscenity),
  • Postcolonial Theory (ethnocentric censorship standards),
  • Liberal Humanism (literature’s moral role), and
  • Feminist Criticism (gendered censorship of sexuality).

His argument that censorship must balance moral concerns with literary freedom continues to inform contemporary debates about literature’s role in society.

Examples of Critiques Through “Censorship and Literature” by John Courtney Murray
Literary WorkContext of CensorshipMurray’s Argument AppliedQuotation from Censorship and Literature
James Joyce’s Ulysses (1922)Ulysses was banned for alleged obscenity, particularly for its explicit sexual references and stream-of-consciousness narration. It was declared obscene in the U.S. and U.K. before later legal victories.Murray would argue that legal censorship must be justified under juridical principles, rather than based on subjective moral outrage. He acknowledges that obscenity laws exist, but questions their application: “Law seeks to establish and maintain only that minimum of actualized morality that is necessary for the healthy functioning of the social order.” (Murray, 1956, p. 685).“It is not the function of the legislator to forbid everything that the moral law forbids.” (Murray, 1956, p. 685). He would likely critique Ulysses‘s ban as an example of overreach in legal censorship.
D.H. Lawrence’s Lady Chatterley’s Lover (1928)This novel faced bans for its explicit depictions of sex and its critique of class divisions. The U.S. and U.K. lifted the ban after trials debated the book’s literary merit.Murray’s argument about reader responsibility and subjective interpretation aligns with Lady Chatterley’s Lover‘s defense. He would likely argue that moral concerns should not automatically lead to censorship, and instead, the reader’s judgment should play a role.“People in general have a fairly clear notion of what obscenity is. And people in general can make, for themselves, a pretty good judgment on whether a particular work is obscene.” (Murray, 1956, p. 690). This aligns with the defense that Lady Chatterley’s Lover should be evaluated based on literary rather than moralistic criteria.
Salman Rushdie’s The Satanic Verses (1988)This novel was banned in several countries, and its publication led to fatwas calling for Rushdie’s execution due to its depiction of religious themes deemed blasphemous.Murray would critique the enforcement of religious censorship on a pluralistic society, emphasizing that one group’s religious beliefs should not dictate artistic freedom for all: “In a pluralist society, no minority group has the right to demand that government should impose a general censorship.” (Murray, 1956, p. 687).“No one group has the right to impose its own religious or moral views on other groups, through the use of the methods of force, coercion, or violence.” (Murray, 1956, p. 687). This applies to the violent reactions and state-imposed censorship against The Satanic Verses.
Toni Morrison’s Beloved (1987)Frequently challenged in schools for its graphic depictions of slavery, sexual violence, and trauma, critics argue that its content is inappropriate for young readers.Murray’s discussion of censorship within education suggests that while parental guidance is valid, literature should not be banned outright. He supports intellectual engagement rather than avoidance: “Our chief problem, of course, is not literary censorship, but literary creation.” (Murray, 1956, p. 691).“Certainly, the ordinary father and mother ought to be qualified to act as censors within the family… But I should not think that the ordinary father or mother, qua such, is qualified to act as censor within society at large.” (Murray, 1956, p. 690). This applies to debates on Beloved‘s place in schools—parents may limit exposure for their children but should not dictate public access.
Criticism Against “Censorship and Literature” by John Courtney Murray

1. Inconsistencies in Balancing Freedom and Restraint

  • Murray argues that freedom should be the rule and censorship the exception, yet he also justifies some forms of moral regulation (e.g., restrictions on pornography and “pornography of violence”).
  • Critics argue that this dual stance lacks clarity—who decides when censorship is justified?
  • His assertion that “constraint must be for the sake of freedom” (Murray, 1956, p. 681) is seen as contradictory since restrictions on expression inevitably limit certain freedoms.

2. Over-Reliance on Pragmatism Over Ethical Absolutism

  • Murray frames his argument through pragmatism rather than a strict ethical framework, stating that law should regulate only what is socially necessary (Murray, 1956, p. 685).
  • Some critics argue that this pragmatic approach lacks moral consistency, as it allows moral and legal relativism—what is considered obscene or harmful varies across societies.
  • His approach may justify historically oppressive censorship, such as book bans on political dissidents, under the pretext of “social necessity”.

3. Lack of Attention to Power Structures in Censorship

  • While Murray acknowledges that institutions like the Church, state, and voluntary organizations influence censorship, he does not fully critique their power dynamics.
  • New Historicist and Postcolonial critics argue that censorship is often a tool for upholding dominant ideological structures, marginalizing dissenting voices (e.g., censorship of anti-colonial literature).
  • He does not adequately address how censorship disproportionately affects marginalized communities, particularly in religious or authoritarian contexts.

4. Insufficient Engagement with Feminist and Postcolonial Criticism

  • Murray’s discussion of obscenity and morality focuses on sexual content, but he does not address how censorship historically targets feminist and postcolonial literature.
  • Feminist critics argue that censorship has long been used to silence discussions of women’s sexuality and autonomy, yet Murray largely frames the issue around moral corruption rather than gendered power structures.
  • His discussion of censorship in pluralist societies (Murray, 1956, p. 687) does not fully address how Western censorship frameworks have been imposed on non-Western cultures, particularly in colonial histories.

5. Idealistic View of Public Consensus and Legal Enforcement

  • Murray claims that censorship should be guided by public consensus: “No society should expect very much in the way of moral uplift from its censorship statutes.” (Murray, 1956, p. 685).
  • Critics argue that this overestimates the fairness of democratic consensus, as majority rule can still suppress minority voices.
  • He does not fully address who gets to shape public consensus—powerful elites, religious institutions, or legal authorities?

6. Overemphasis on Religious Morality in Censorship Debates

  • While Murray argues for pluralism, he still leans heavily on Catholic moral philosophy, using Christian ethical reasoning to justify certain censorship principles.
  • His emphasis on moral constraints in literature (Murray, 1956, p. 690) suggests a preference for religious moral frameworks, which some critics view as exclusionary in secular or multi-faith societies.
  • Secular critics argue that censorship debates should be guided by human rights principles rather than religious morality.

7. Failure to Address the Role of Economic and Corporate Censorship

  • Murray primarily focuses on governmental and voluntary censorship but does not discuss corporate censorship, where publishers, media companies, and private entities restrict literature based on commercial interests.
  • In the modern era, corporate media often suppresses politically controversial works—a major oversight in Murray’s framework.
  • His legalistic focus on state censorship does not address how economic power structures influence what literature gets published and distributed.
Representative Quotations from “Censorship and Literature” by John Courtney Murray with Explanation
QuotationExplanation
“First, in society constraint must be for the sake of freedom.” (p. 681)Murray argues that restrictions on freedom should be justified only if they lead to greater overall freedom. This paradox suggests that certain limitations, such as traffic laws, ultimately enable freer movement rather than inhibit it.
“Every constraint has multiple effects; it may impose restraints on a freedom which you would wish to see untouched.” (p. 682)He highlights the unintended consequences of censorship, suggesting that regulating one type of expression could limit another vital freedom, such as political speech.
“We have constitutionally decided that the presumption is in favour of freedom, and that the advocate of constraint must make a convincing argument for its necessity or utility in the particular case.” (p. 684)Murray acknowledges that the American legal system favors free speech, placing the burden of proof on those advocating censorship rather than on those defending freedom of expression.
“Law seeks to establish and maintain only that minimum of actualized morality that is necessary for the healthy functioning of the social order.” (p. 685)He differentiates between moral law and legal restrictions, arguing that law should enforce only the essential moral standards required to maintain social order, rather than all ethical norms.
“Good laws are obeyed by the generality because they are good laws; they merit and receive the consent of the community.” (p. 686)This emphasizes the importance of public consensus in legal enforcement, suggesting that laws lacking societal support risk becoming oppressive rather than effective.
“Each minority group has the right to censor for its own members, if it so chooses, the content of the various media of communication.” (p. 687)Murray recognizes the right of private groups (such as religious communities) to impose self-censorship but warns against extending those standards to the entire society.
“The censor is not called upon for a display of moral indignation; he is asked only for a judgment, calm and cool, objective and unemotional.” (p. 690)He outlines ideal principles for censorship, arguing that decisions should be based on rational legal principles rather than personal or emotional reactions.
“If adult standards of literature would be dangerous for children, a child’s standard of literature is rather appalling to an adult.” (p. 691)Murray critiques overprotective censorship, arguing that society should not be bound by children’s moral standards, which would drastically limit adult literary freedom.
“Few things are worse than to make oneself ridiculous. And when an effort to coerce is made at the dictates of stupidity, the result arouses ridicule as well as resentment.” (p. 689)This statement satirizes overzealous censorship efforts, suggesting that they often fail because they lack intelligence and proportionality.
“Our chief problem, of course, is not literary censorship, but literary creation.” (p. 691)In his conclusion, Murray shifts the focus from censorship to the need for high-quality literature, suggesting that the real issue is not suppressing bad books but fostering great ones.
Suggested Readings: “Censorship and Literature” by John Courtney Murray
  1. Murray, John Courtney. “Censorship and Literature.” The Furrow, vol. 7, no. 11, 1956, pp. 679–91. JSTOR, http://www.jstor.org/stable/27657052. Accessed 2 Feb. 2025.
  2. Coffin, Victor. “Censorship and Literature Under Napoleon I.” The American Historical Review, vol. 22, no. 2, 1917, pp. 288–308. JSTOR, https://doi.org/10.2307/1834962. Accessed 2 Feb. 2025.
  3. Cressy, David. “Book Burning in Tudor and Stuart England.” The Sixteenth Century Journal, vol. 36, no. 2, 2005, pp. 359–74. JSTOR, https://doi.org/10.2307/20477359. Accessed 2 Feb. 2025.
  4. Henricksen, Bruce, and Michael Holquist. “The Paradox of Censorship.” PMLA, vol. 109, no. 3, 1994, pp. 443–45. JSTOR, https://doi.org/10.2307/463082. Accessed 2 Feb. 2025.

“Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde: Summary and Critique

“Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde first appeared in the Journal of Dramatic Theory and Criticism in Fall 2016 (Volume 31, Number 1, pp. 87–108), published by the Department of Theatre at the University of Kansas.

"Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard" by Matthew Yde: Summary and Critique
Introduction: “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde

“Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde first appeared in the Journal of Dramatic Theory and Criticism in Fall 2016 (Volume 31, Number 1, pp. 87–108), published by the Department of Theatre at the University of Kansas. This article explores René Girard’s mimetic theory and its implications for theatre studies, particularly its application to dramatic criticism. Yde argues that Girard’s work, despite its influence on literary and cultural studies, has been largely neglected in theatre analysis. The article is divided into two parts: the first provides an overview of mimetic theory, especially regarding theatre and drama, while the second applies this framework to Martin McDonagh’s plays, The Lonesome West and A Behanding in Spokane. Yde illustrates how Girard’s concepts—mimetic rivalry, scapegoating, and sacrificial violence—reveal structural and thematic patterns in dramatic literature, making his theory a valuable tool for understanding contemporary theatre. This work is significant in literary theory as it bridges Girardian insights with dramatic criticism, offering a new lens for analyzing conflict, desire, and violence in drama.

Summary of “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde
  1. Girard’s Contribution to Theatre Studies
    • René Girard, despite being one of the most influential cultural theorists, has been largely overlooked in theatre studies. His mimetic theory, which explains human behavior as driven by imitation, is highly applicable to dramatic criticism (Yde, 2016, p. 87).
    • Girard’s studies of Greek tragedy and Shakespeare provide a foundation for understanding the role of mimetic desire, violence, and scapegoating in drama (Yde, p. 88).
  2. Mimetic Theory and Triangular Desire
    • Girard argues that human desires are not autonomous but are copied from others, leading to triangular desire: the subject desires an object because another person (mediator) desires it (Yde, p. 89).
    • In Twelfth Night, Olivia’s desire for Cesario (Viola) emerges only after she perceives Cesario as unattainable, illustrating how desire is heightened by obstacles (Yde, p. 90).
    • In Measure for Measure, Angelo’s lust for Isabella is intensified by her vow of chastity, further proving that the strength of desire is proportional to the difficulty of attainment (Yde, p. 91).
  3. Mimetic Contagion and Internal Mediation
    • As mimetic desire spreads, it leads to rivalry and conflict. Girard differentiates between external mediation (where the model and subject are in different social spheres, preventing rivalry) and internal mediation (where both exist in the same sphere, causing conflict) (Yde, p. 92).
    • A Midsummer Night’s Dream showcases how mimetic rivalry escalates, nearly resulting in fatal consequences before magical intervention prevents violence (Yde, p. 93).
  4. The Scapegoating Mechanism
    • Girard’s later works (Violence and the Sacred, The Scapegoat) explore how societies resolve conflicts through scapegoating: channeling collective aggression onto a single victim (Yde, p. 94).
    • Oedipus in Oedipus the King is an example of this mechanism—he becomes the scapegoat for Thebes’ misfortunes (Yde, p. 95).
    • Ancient sacrifices and mythologies often hide the scapegoating mechanism, whereas Greek tragedy begins to expose it (Yde, p. 96).
  5. Shakespeare and the Double Mediation of Rivalry
    • Shakespeare’s tragedies (Othello, Hamlet, Julius Caesar) illustrate Girard’s concept of “mimetic doubling,” where rivals become indistinguishable in their escalating hostility (Yde, p. 97).
    • Richard III is not an inherently evil character but a product of the cycle of political rivalry, reinforcing Girard’s claim that all participants in power struggles mirror each other (Yde, p. 98).
  6. Mimetic Rivalry and Sacrificial Crisis in Modern Drama: Martin McDonagh
    • McDonagh’s plays (The Lonesome West, A Behanding in Spokane) are case studies in mimetic rivalry and scapegoating (Yde, p. 99).
    • In A Behanding in Spokane, Carmichael’s obsession with retrieving his severed hand is an example of mimetic desire and escalating rivalry (Yde, p. 100).
    • The play’s conclusion, where Carmichael unexpectedly releases his captives, mirrors Girard’s call for renouncing violence as the only way to break the mimetic cycle (Yde, p. 102).
  7. Escalation of Violence in Contemporary Society
    • Girard warns that modern society is experiencing a long, unresolved sacrificial crisis. Without ritual scapegoating, violence escalates uncontrollably (Yde, p. 103).
    • McDonagh dramatizes this in The Lonesome West, where two brothers’ endless cycle of violence suggests that only genuine forgiveness can break the pattern (Yde, p. 104).
  8. Nietzsche and Girard: Dionysus vs. The Crucified
    • Nietzsche saw Christianity as a disruption of the scapegoating system, replacing it with a focus on the individual victim (Yde, p. 105).
    • However, he sided with the persecutors, advocating for a return to Dionysian violence, whereas Girard saw Christianity as a revelation that exposes and undermines scapegoating (Yde, p. 106).
Theoretical Terms/Concepts in “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde
Theoretical Term/ConceptDefinition/ExplanationReference in Yde (2016)
Mimetic TheoryRené Girard’s theory that human desire is imitative (mimetic) rather than autonomous; we copy others’ desires, leading to rivalry and conflict.p. 89
Triangular DesireDesire is not direct but mediated by a third party (the mediator), meaning people want things because others desire them.p. 90
Mimetic ContagionThe spread of mimetic desire and rivalry throughout a group or society, escalating conflict.p. 92
External MediationA situation where the model (mediator) and subject exist in different spheres, preventing direct rivalry (e.g., servant-master relationships).p. 93
Internal MediationWhen the model (mediator) and subject exist within the same social sphere, leading to direct rivalry.p. 94
Double MediationWhen two rivals mirror each other so closely that their differences disappear, leading to a crisis of undifferentiation.p. 97
Sacrificial CrisisA crisis triggered by unchecked mimetic rivalry, where societal order collapses into chaotic violence.p. 95
Scapegoating MechanismThe process by which societies resolve mimetic crises by blaming and expelling or killing a single victim, restoring order.p. 96
Pharmakos (Scapegoat/Victim Mechanism)The victim in a sacrificial crisis who is both the cause of disorder and the means of restoring order (e.g., Oedipus, Christ).p. 97
Metaphysical DesireThe subject’s desire is not for an object itself but for the “being” of the model who desires it.p. 100
Negative and Positive UndifferentiationNegative: Loss of social distinctions leads to rivalry and violence. Positive: Recognizing the other as a neighbor (Christian ethics).p. 103
Violent ReciprocityThe cycle where one act of violence leads to another, escalating conflicts endlessly.p. 104
Rivalry and DoublingOpposing characters become indistinguishable as mimetic rivalry intensifies (e.g., Richard III and his political opponents).p. 98
Catharsis and ExpulsionAristotle saw catharsis as a purging of emotions, while Girard sees it as a disguised form of expulsion and scapegoating.p. 99
Apocalyptic Mimetic CrisisIn the modern world, traditional scapegoating fails, leaving no resolution to escalating violence (e.g., global conflicts).p. 103
Nietzsche vs. Girard (Dionysus vs. the Crucified)Nietzsche saw Christianity as weakening culture by prioritizing victims, while Girard argued Christianity reveals and ends the scapegoat mechanism.p. 106
Kenosis (Self-Emptying)The renunciation of mimetic rivalry and violence, leading to peace (e.g., in Shakespeare’s The Tempest).p. 105
Contribution of “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde to Literary Theory/Theories

1. Expansion of Mimetic Theory into Theatre Studies

  • Yde argues that René Girard’s mimetic theory, despite its importance in anthropology and literary studies, has been neglected in theatre studies (p. 88).
  • He applies Girard’s theory to dramatic structure and performance, particularly in the analysis of Martin McDonagh’s plays The Lonesome West and A Behanding in Spokane (p. 89).
  • This expands Girardian analysis beyond narrative literature and social sciences into dramatic literature and theatre practice (p. 90).

2. Reframing Tragic Theory through Mimetic Theory

  • Traditional Aristotelian interpretations of tragedy emphasize catharsis, but Yde, following Girard, reinterprets tragedy as an expression of the scapegoating mechanism (p. 99).
  • He argues that Greek tragedy exposes but does not fully reveal the violent resolution of social crises through scapegoating (p. 96).
  • Tragic characters like Oedipus are both pollutants and sacrificial victims, embodying the paradox of sacred violence (p. 97).
  • This perspective shifts the understanding of catharsis from emotional purgation to the ritualistic expulsion of a surrogate victim (p. 100).

3. Shakespearean Criticism and the Problem of Mimetic Rivalry

  • Yde builds on Girard’s reinterpretation of Shakespeare, showing how plays like Othello, Hamlet, and Richard III illustrate mimetic rivalry and undifferentiation (p. 95).
  • He argues that Shakespeare gradually moves toward the renunciation of mimetic violence, especially in A Winter’s Tale and The Tempest (p. 105).
  • The mimetic doubles in Shakespearean drama (e.g., Iago/Othello, Hamlet/Claudius, Richard III/every other rival) support Girard’s view that characters are often indistinguishable in their reciprocal rivalries (p. 98).
  • This extends Shakespearean criticism by framing his plays as profound explorations of mimetic conflict (p. 100).

4. Deconstruction of Individualism in Romantic/Heroic Narratives

  • Yde critiques the romantic notion of autonomous individual desire, emphasizing that desire is always mediated (p. 90).
  • Characters in tragedy and modern drama do not desire independently but through mimetic models, leading to inevitable conflict (p. 94).
  • He aligns Girard’s views with Dostoevsky, Stendhal, and Proust, who similarly reject the idea of authentic, self-generated desire (p. 100).
  • This challenges the romantic and existentialist traditions that depict individualism as a heroic ideal (p. 104).

5. Contribution to Post-Structuralist and Psychoanalytic Theory

  • While rejecting Freudian psychoanalysis, Yde shows how mimetic theory offers an alternative explanation for desire and aggression (p. 102).
  • Instead of Oedipal desire, Girard’s theory suggests that parental figures serve as mimetic models, shaping desire through rivalry rather than repression (p. 102).
  • This resonates with Lacan’s concept of the “mirror stage”, where identity is formed through external mediation (p. 97).
  • The fluidity of character identity in drama, as demonstrated in Shakespeare and McDonagh, aligns with post-structuralist notions of the decentered subject (p. 103).

6. Critique of Nietzschean Dionysian Theory

  • Yde contrasts Nietzsche’s praise of Dionysian violence with Girard’s revelation of the scapegoat mechanism (p. 106).
  • Nietzsche celebrates the Dionysian as a return to primal vitality, while Girard shows that Dionysian cults are founded on sacrificial violence (p. 107).
  • Yde suggests that Nietzsche unknowingly aligns himself with the persecutors, rather than the victims (p. 107).
  • This challenges Nietzschean aesthetics by reframing tragedy as a critique of sacrificial violence rather than an affirmation of it (p. 108).

7. Application to Contemporary Theatre and Martin McDonagh

  • Yde extends mimetic theory to modern theatre, particularly McDonagh’s portrayal of violence and rivalry (p. 99).
  • A Behanding in Spokane demonstrates mimetic contagion, double mediation, and the futility of revenge (p. 101).
  • The Lonesome West reinforces Girard’s “enemy brothers” motif, where familial and social bonds disintegrate due to mimetic rivalry (p. 105).
  • This shows that mimetic structures are not limited to classical tragedy but persist in contemporary drama, bridging literary theory and modern theatre (p. 103).

8. Relevance to Apocalyptic and Political Theory

  • Yde highlights Girard’s claim that modernity is in a prolonged sacrificial crisis, as scapegoating no longer works to resolve violence (p. 103).
  • He connects this to global terrorism, racial conflict, and ideological wars, showing how mimetic rivalry fuels contemporary social unrest (p. 104).
  • The escalation of mutual destruction in war and politics reflects Girard’s “escalation to extremes”, making his theory relevant to political philosophy (p. 103).
  • This contribution aligns Girard with apocalyptic critiques of modern violence, such as Walter Benjamin’s theory of divine violence (p. 105).
Examples of Critiques Through “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde
Literary WorkMimetic Theory ConceptAnalysis Based on Yde’s Interpretation
Oedipus Rex (Sophocles)Scapegoat Mechanism & UndifferentiationYde, following Girard, argues that Oedipus is a scapegoat figure chosen to bear the burden of Thebes’ pollution. The sacrificial crisis stems from the collapse of societal distinctions, leading to violent expulsion (Yde, p. 92).
Hamlet (William Shakespeare)Mimetic Rivalry & Cycle of RevengeHamlet is trapped in a cycle of mimetic revenge, borrowing his desire for vengeance from models like the Ghost, Laertes, and Fortinbras. Yde highlights that Hamlet’s hesitation reflects Shakespeare’s critique of revenge itself (Yde, p. 96-97).
The Bacchae (Euripides)Sacrificial Crisis & Ritualistic ViolenceYde interprets The Bacchae as illustrating Girard’s theory of sacrificial crises. The violent hysteria of the Bacchantes is an example of mimetic contagion, and Dionysus embodies the paradox of both victim and persecutor (Yde, p. 94).
A Behanding in Spokane (Martin McDonagh)Mimetic Contagion & The Scapegoat MechanismYde applies Girard’s theory to modern drama, arguing that Carmichael’s obsession with retrieving his hand mirrors the logic of mimetic rivalry. His interactions with Toby, Marilyn, and Mervyn escalate mimetic violence, nearly culminating in a sacrifice (Yde, p. 100-103).
Criticism Against “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde
  • Overemphasis on Mimetic Desire as a Universal Framework
    • Critics argue that Yde, following Girard, overextends mimetic desire as an all-encompassing framework for analyzing literature and drama. Some scholars believe that human desire can be independent and not necessarily imitative.
  • Neglect of Structural and Cultural Variations in Literature
    • The application of Girard’s theory to all dramatic and literary traditions risks ignoring the specific socio-political and cultural contexts of different works. Critics argue that Yde’s reliance on mimetic theory may oversimplify complex narratives by forcing them into a singular theoretical mold.
  • Downplaying Alternative Literary Theories
    • Yde’s focus on mimetic theory sidelines alternative literary theories such as psychoanalysis (Freudian and Lacanian), Marxist literary criticism, and post-structuralism, which may offer equally compelling readings of dramatic literature.
  • Limitations in Addressing Psychological Individualism
    • Critics contend that Yde’s interpretation of character motivation through mimetic desire undermines psychological individualism. Not all characters act solely because of external models; some internal conflicts arise from personal experience rather than mimetic rivalry.
  • Reductionist View of Tragic Conflict
    • By interpreting tragedies such as Oedipus Rex and Hamlet mainly through the scapegoat mechanism and mimetic rivalry, Yde may downplay other crucial themes, such as fate, existential choice, and ethical dilemmas, that these works explore independently of social violence.
  • Limited Engagement with Theatrical Performance Aspects
    • While Yde effectively applies Girardian theory to dramatic texts, critics point out that he does not engage deeply with the performative and staging elements of theatre, which shape audience interpretation beyond textual analysis.
  • Questionable Application to Contemporary Drama
    • Some critics question whether Girardian theory is as applicable to modern and postmodern drama as Yde suggests. While A Behanding in Spokane demonstrates mimetic violence, postmodern theatre often subverts traditional narrative structures in ways that Girard’s framework may not fully capture.
Representative Quotations from “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde with Explanation
Quotation Explanation
“Girard’s theory of the surrogate victim and the origin of culture and religion resembles Darwin’s theory of evolution by natural selection in that while no one piece of evidence can prove the truth of either theory, the sheer weight of accumulated evidence makes it difficult to construct and sustain powerful objections.”Yde argues that Girard’s mimetic theory, much like Darwin’s evolutionary model, explains human cultural origins as emerging from patterns of scapegoating and sacrifice rather than biological selection. This supports the idea that social structures are founded on collective violence.
“Desire is almost always triangular, not linear, and begins in the subject’s relation to what Girard calls a mediator (or model), not the object of desire itself.”This explains Girard’s fundamental idea of mimetic desire, where people do not desire objects independently but because they see others desiring them. This applies to dramatic conflicts and character motivations in theatre and literature.
“The more differences are effaced, the nearer the community is drawn into a sacrificial crisis.”Yde describes how mimetic rivalry leads to a breakdown of distinctions in society, escalating into violence that must be resolved through scapegoating—one of Girard’s core ideas in analyzing myths, tragedies, and drama.
“No play better reveals the pattern of sacrificial crisis than Euripides’ last play, for in it we see how mob violence puts an end to the crisis of undifferentiation and promulgates a return to cultural order.”Yde asserts that The Bacchae illustrates the sacrificial crisis in Greek tragedy, showing how ancient rituals aimed to restore order through collective violence.
“Strictly speaking, there is no ‘character’ for René Girard.”Here, Yde highlights Girard’s departure from traditional character analysis. Instead of seeing characters as autonomous, Girardian theory views them as products of mimetic relationships, shaped by rivalry and imitation.
“McDonagh has exemplified metaphysical desire all the more powerfully by making the object desired not just an ordinary object of acquisition, such as a car or a house or even a wife, but an actual part of a person’s body.”Yde explains how Martin McDonagh’s A Behanding in Spokane exaggerates mimetic desire by making a severed hand the contested object, reflecting how desire is rooted in imitation rather than necessity.
“Tragedy dimly recalls the original generative act of violence and the rituals that succeeded it.”This connects Girard’s theory to theatre, suggesting that tragic drama preserves the memory of humanity’s violent origins, reenacting the dynamics of scapegoating and sacrifice.
“The character traits we come to associate with individual characters are transitory, and later on will be equally applicable to another character.”This further supports Girard’s idea that characters in literature and drama are not unique individuals but interchangeable figures in the cycles of mimetic rivalry.
“Plato could not see the order that would supersede the chaos and chose to expel—that is, scapegoat—the tragic poets.”Yde references Girard’s argument that Plato’s rejection of poetry in The Republic was itself an act of scapegoating, reinforcing the role of exclusion in maintaining social order.
“The long history of generative violence began winding down with Jesus on the cross.”Yde highlights Girard’s belief that the Gospels reveal and dismantle the scapegoat mechanism by portraying Christ as an innocent victim, marking a turning point in human culture away from sacrificial violence.
Suggested Readings: “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard” by Matthew Yde
  1. Yde, Matthew. “Mimetic Theory: Rivalry, Violence, Scapegoat—Theatre and Drama through the Lens of René Girard.” Journal of Dramatic Theory and Criticism 31.1 (2016): 87-108.
  2. Cowdell, Scott. “Girard on Dialectics, Mimetic Rivalry, and Violence.” Mimetic Theory and Its Shadow: Girard, Milbank, and Ontological Violence, Michigan State University Press, 2023, pp. 21–34. JSTOR, https://doi.org/10.14321/jj.3790080.6. Accessed 1 Feb. 2025.
  3. Johnsen, William A. “ESSENTIAL VIOLENCE AND RENÉ GIRARD’S MIMETIC THEORY.” Homo Mimeticus II: Re-Turns to Mimesis, edited by Nidesh Lawtoo and Marina Garcia-Granero, Leuven University Press, 2024, pp. 167–82. JSTOR, https://doi.org/10.2307/jj.16040333.11. Accessed 1 Feb. 2025.