“Spatial Form: Some Further Reflections” by Joseph Frank: Summary and Critique

Spatial Form: Some Further Reflections by Joseph Frank first appeared in the Winter 1978 issue of Critical Inquiry (Vol. 5, No. 2), published by the University of Chicago Press.

"Spatial Form: Some Further Reflections" by Joseph Frank: Summary and Critique
Introduction: “Spatial Form: Some Further Reflections” by Joseph Frank

Spatial Form: Some Further Reflections by Joseph Frank first appeared in the Winter 1978 issue of Critical Inquiry (Vol. 5, No. 2), published by the University of Chicago Press. This essay builds on Frank’s earlier work on spatial form in literature, particularly his defense of the concept against criticisms in the context of modernist and avant-garde writing. Frank examines the role of spatial form as a response to the increasing fragmentation and simultaneity characteristic of modernist texts, exploring its philosophical and cultural implications. The essay is significant in literary theory for situating spatial form not merely as a modernist experiment but as a recurring structural element in literature, linked to broader movements in linguistics, structuralism, and cultural shifts from oral to written traditions. By drawing on figures such as Jakobson, Genette, and the Russian Formalists, Frank connects spatial form to the disjunctions between narrative and temporality, further solidifying its relevance in understanding the evolution of narrative and poetic structures. His reflections underscore how literary modernism’s break with linear temporality has influenced the theoretical frameworks surrounding the interpretation of narrative and textual form.

Summary of “Spatial Form: Some Further Reflections” by Joseph Frank

Engagement with Criticism

  • Frank addresses Frank Kermode’s critiques and clarifies misconceptions about spatial form, emphasizing its role as a paradoxical yet critical concept to highlight the tension between temporality and intemporality in modern literature (Frank, 1978, p. 275).
  • The debate advanced understanding of spatial form, moving beyond rigid dismissals of the concept as outdated or irrelevant (p. 276).

Modernism and Political Associations

  • Frank counters Kermode’s assertion linking modernism with the extreme Right, highlighting the avant-garde’s alignment with libertarian and anarchist ideologies (p. 277).
  • This political dimension underscores the complexity of cultural and artistic movements and their diverse associations (p. 278).

Theoretical Refinements

  • Frank reflects on critiques, particularly the need to differentiate physical and psychological time in spatial form analysis. This oversight stems from focusing too narrowly on Nightwood (p. 278).
  • He acknowledges the broader applicability of spatial form to avant-garde narratives like those of Joyce, Woolf, and Faulkner, which dislocate linear temporality to explore consciousness and memory (p. 279).

Integration with Structuralism and Linguistics

  • The essay situates spatial form within developments in structural linguistics, information theory, and French structuralism, drawing on Roman Jakobson and Saussure (p. 280).
  • Jakobson’s “space-logic” aligns with Frank’s idea of self-referential textual structures, further grounding spatial form in linguistic theory (p. 281).

Spatial Form in Poetry and the Novel

  • While initially linked with poetry, spatial form is most impactful in narratives, particularly in modernist and avant-garde experiments that disrupt temporal order (p. 282).
  • Frank examines how authors like Sterne and Proust use spatial techniques to reorganize plot and narrative sequence, contrasting “story” (chronological events) with “plot” (artistic arrangement) (p. 283).

Contributions of the Russian Formalists

  • Drawing on Viktor Shklovsky and Boris Tomashevsky, Frank highlights the tension between “bound motifs” (chronological events) and “free motifs” (artistic elements) in narrative structure (p. 284).
  • This distinction reinforces spatial form as intrinsic to the novel’s development, challenging the dominance of causal-chronological storytelling (p. 285).

Influence of French Theorists

  • Gérard Genette’s analysis bridges spatial form with broader narrative techniques, highlighting the balance between narration (temporal) and description (spatial) (p. 286).
  • Genette’s terms like discours and récit expand the theoretical framework, linking shifts in narrative emphasis to evolving literary trends (p. 287).

Implications for Literary Analysis

  • Frank situates spatial form within a larger theoretical landscape, noting its influence on reader engagement, which requires re-reading to grasp non-linear narrative relationships (p. 289).
  • The concept encapsulates the synchronic dimensions of literary texts, bridging narrative temporality with modernist disruptions (p. 290).
Theoretical Terms/Concepts in “Spatial Form: Some Further Reflections” by Joseph Frank
Term/ConceptDefinitionExplanation in Context
Spatial FormA literary structure emphasizing simultaneity and non-linear relationships between narrative elements.Used to challenge the linear temporality of traditional narrative structures and highlight a “space-logic” in modernist literature.
Temporal SequenceThe chronological and causal arrangement of events in a narrative.Contrasts with spatial form by emphasizing a linear, time-bound progression of the plot.
Story vs. Plot“Story” refers to events arranged in chronological order; “Plot” is their artistic reorganization.Introduced by Russian Formalists to distinguish between raw narrative events and their structured presentation (Frank, 1978, p. 283).
Bound MotifsNarrative elements essential to causal-chronological sequence.Constrain the narrative to a time-bound sequence, aligning with traditional storytelling norms (p. 284).
Free MotifsElements independent of causal sequence, allowing artistic manipulation and spatial arrangement.Enable the creation of artistic diversity and the disruption of linear order, essential for spatial form (p. 284).
Discourse and RécitDiscourse is subjective narration highlighting the narrator’s presence; Récit is objective narration emphasizing event sequences.Gérard Genette’s framework linking shifts in narrative modes to evolving literary styles, central to spatialization of narrative (p. 287).
Space-LogicThe internal relationships of textual elements that override linear progression.Central to modernist poetics, where meaning emerges from intra-textual connections rather than external reference (p. 281).
Principle of EquivalenceThe projection of similarities between words onto their combination in poetic texts.Roman Jakobson’s concept explaining how poetic language foregrounds spatial over temporal organization (p. 281).
AnachronyA disruption of chronological order in narrative, including techniques like flashbacks (analepsis) and flash-forwards (prolepsis).Highlighted by Genette as key to spatial form, allowing narratives to deviate from linear temporality (p. 289).
Symbolic ReferenceThe use of literary elements to evoke simultaneous meanings beyond their narrative function.Demonstrated in modernist texts like Joyce’s Ulysses to create a sense of simultaneity across diverse narrative layers (p. 278).
Transmutation of TimeThe shift from a historical, temporal worldview to a timeless, mythical one.Associated with the dissolution of self and narrative chronology in modernist and postmodernist literature (p. 278).
Russian FormalismA literary movement emphasizing the structural features of texts, particularly story vs. plot and defamiliarization.Influences Frank’s application of spatial form, especially in distinguishing narrative elements (p. 283).
StructuralismAn analytical framework emphasizing the relational systems of language and texts.Helps situate spatial form within broader theories of linguistics and literary structure, especially through Saussure and Jakobson (p. 280).
Simultaneity in LiteratureThe coexistence of narrative elements in time, emphasizing a holistic rather than sequential reading experience.Central to modernist experimentation in narrative and poetic form, particularly in works like Proust’s In Search of Lost Time (p. 290).
Cultural SynchronizationThe alignment of spatial form with shifts in modernist and postmodernist cultural paradigms.Highlights spatial form as a response to historical changes in art, philosophy, and politics (p. 277).
Contribution of “Spatial Form: Some Further Reflections” by Joseph Frank to Literary Theory/Theories

1. Expansion of Modernist Literary Analysis

  • Integration with Modernist Techniques: Frank situates spatial form as a hallmark of modernist experimentation, especially in the works of Joyce, Woolf, and Proust. He shows how modernist texts abandon linear temporality in favor of simultaneous relationships between narrative elements (Frank, 1978, p. 279).
  • Focus on Intemporality: The essay highlights how spatial form underscores the “immanence of the intemporal in the temporal,” capturing modernist literature’s tension with time and history (p. 276).

2. Alignment with Russian Formalism

  • Story vs. Plot Distinction: Frank draws on the Russian Formalists’ distinction between “story” (chronological sequence) and “plot” (artistic arrangement) to define spatial form as an intrinsic feature of narrative construction (p. 283).
  • Bound and Free Motifs: Borrowing from Tomashevsky, he uses “bound motifs” (causal-chronological elements) and “free motifs” (elements open to artistic manipulation) to discuss how spatial form enables creative flexibility in narrative (p. 284).

3. Engagement with Structuralism and Linguistics

  • Influence of Saussure: Frank links spatial form to Saussure’s concept of language as a system of differential relations, arguing that meaning in modernist texts derives from internal textual relationships rather than external referentiality (p. 280).
  • Jakobson’s Principle of Equivalence: He connects spatial form to Jakobson’s theory of poetic language, emphasizing how “equivalence” disrupts syntactical linearity to create spatial relationships in texts (p. 281).

4. Reconceptualization of Narrative

  • Temporal Disruptions: Frank explores narrative techniques like anachrony (e.g., flashbacks and flash-forwards) and time shifts, which spatialize narrative by challenging linear progression (p. 289).
  • Role of Description and Narration: Drawing from Genette, he highlights the balance between narration (temporal) and description (spatial), showing how description acquires structural importance in modernist and postmodernist texts (p. 286).

5. Contribution to Poetics

  • Space-Logic in Poetry: Frank extends the concept of spatial form to poetry, arguing that modernist poems prioritize intra-textual relationships over external references, creating a “space-logic” that aligns with structuralist theories (p. 281).
  • Application to Narrative Spatialization: His work bridges the gap between poetics and narrative theory, showing how spatial principles operate across literary forms (p. 282).

6. Integration into Postmodern Theory

  • Dissolution of the Self: Frank discusses the modernist and postmodernist emphasis on the loss of self, connecting it to the spatialization of narrative and the rejection of causal-chronological sequences (p. 278).
  • Synchronic Reading: He anticipates postmodern readerly practices, advocating for re-reading and simultaneous engagement with a text’s holistic structure rather than linear consumption (p. 290).

7. Development of Comparative Literary Theory

  • International Influence of Modernism: Frank demonstrates spatial form’s adaptability across cultural and linguistic boundaries, from Anglo-American modernists like Joyce and Woolf to Russian formalists and French theorists (p. 280).
  • Cultural Synchronization: He contextualizes spatial form within broader cultural shifts, bridging literary theory with cultural and historical analysis (p. 277).

8. Connection with Phenomenology and Reader-Response Theory

  • Focus on Reader Engagement: Frank emphasizes the reader’s role in constructing meaning through non-linear and spatial relationships in the text, prefiguring elements of reader-response theory (p. 290).
  • Simultaneity in Reading: He parallels phenomenological perspectives by showing how spatial form engages the reader’s perception of time and space simultaneously (p. 290).
Examples of Critiques Through “Spatial Form: Some Further Reflections” by Joseph Frank
Literary Work and AuthorKey Critique Through Spatial FormExplanation/Reference from Frank
Ulysses by James JoyceSimultaneity of Urban Life: Creates the impression of a city’s life occurring simultaneously through layered narratives.Frank highlights Joyce’s ability to depict “the impression of simultaneity for the life of a whole teeming city,” integrating spatial and psychological time (Frank, 1978, p. 278).
In Search of Lost Time by Marcel ProustTime Shifts and Memory: Spatial form manifests in the interplay of memory and time, disrupting linear temporality.Frank points to the “telescopic” nature of Proust’s work, where episodes far apart in time are linked through memory, requiring readers to perceive the narrative as a whole (p. 290).
Nightwood by Djuna BarnesMetaphoric Density: Uses spatial form to create “soliloquists’ images” with little regard for narrative continuity.While Frank acknowledges its literary quality, he critiques its limited influence and over-reliance on metaphorical texture compared to more impactful works like Joyce’s (p. 278).
Tristram Shandy by Laurence SterneDisruption of Sequence: Parodies linear narrative by exaggerating interruptions and delaying expected plot developments.Frank discusses how Sterne’s deliberate temporal distortions, such as delaying Tristram’s birth, expose the artificiality of narrative conventions (p. 284).
Criticism Against “Spatial Form: Some Further Reflections” by Joseph Frank

1. Overemphasis on Modernism

  • Critics argue that Frank disproportionately focuses on modernist texts, potentially neglecting how spatial form functions in pre-modern and non-Western literary traditions.
  • This narrow emphasis may limit the universality of the concept, confining it to specific cultural and historical contexts.

2. Ambiguity in Defining Spatial Form

  • Frank’s definition of spatial form, though detailed, remains abstract and paradoxical, leading to difficulties in its practical application.
  • Terms like “space-logic” and “intemporality” lack clear boundaries, making the theory seem overly theoretical and less empirically grounded.

3. Insufficient Attention to Reader Diversity

  • Frank’s reliance on a highly intellectualized reader who can perceive simultaneity and engage in re-reading assumes a homogeneity in reader experience.
  • Critics suggest this approach overlooks how diverse audiences might interpret texts differently, especially those unfamiliar with modernist conventions.

4. Underestimation of Chronological Narratives

  • By emphasizing disruptions of time and sequence, Frank appears to undervalue the artistry and complexity of traditional linear narratives.
  • Some critics see this as an implicit devaluation of historical storytelling methods that rely on chronology.

5. Overgeneralization Across Texts

  • Critics note that applying spatial form to a wide range of texts risks reducing the nuanced differences between works and authors.
  • For example, treating Nightwood and Ulysses under the same framework might obscure their distinct artistic intents and stylistic approaches.

6. Minimal Engagement with Emerging Digital Texts

  • Frank’s essay does not address the implications of spatial form for digital literature, hypertexts, or multimodal works, which increasingly challenge traditional literary forms.
  • This omission limits the applicability of his ideas to contemporary media landscapes.

7. Limited Engagement with Political Contexts

  • While Frank counters claims linking modernism and right-wing ideologies, critics argue that he insufficiently examines how spatial form might intersect with broader political and social issues.
  • His critique of Kermode could benefit from deeper political and historical analysis.

8. Dependence on Structuralism

  • Frank’s reliance on structuralist theories like Saussure and Jakobson has been critiqued for being dated in light of post-structuralist developments.
  • Critics argue that spatial form should be re-evaluated through more contemporary theoretical lenses, such as deconstruction or new materialism.

9. Neglect of Non-Canonical Texts

  • Frank primarily engages with canonical modernist works, which some critics see as a limitation in demonstrating the broader applicability of spatial form.
  • Exploring non-canonical or marginalized literary voices could strengthen the universality of his framework.
Representative Quotations from “Spatial Form: Some Further Reflections” by Joseph Frank with Explanation
QuotationExplanation
“If literature, as Kermode states, is always concerned ‘with the immanence of the intemporal in the temporal,’ then the term ‘spatial form’ … has the advantage of a certain shock value…”Frank highlights how “spatial form” challenges conventional temporal frameworks of literature, emphasizing its paradoxical appeal and its role in drawing attention to the modern focus on intemporality.
“Spatial form is not only a concept relevant to a particular phenomenon of avant-garde writing but … plays a role … throughout the entire history of literature.”Frank asserts the universal relevance of spatial form, claiming its presence across literary history, not confined to modernist or avant-garde works.
“The self no longer feels itself to be an active, individual force operating in the real world of history and time; it exists … only through its assimilation into a mythical world of eternal prototypes.”This statement reflects on modernist and postmodernist tendencies, suggesting that the dissolution of the self aligns with the timeless and mythical dimensions invoked by spatial form.
“Narrative language … restores, in the temporal succession of its discourse, the equally temporal succession of events, while description … models in successiveness the representation of objects.”Frank draws on Genette’s differentiation between narrative and description, illustrating the inherent tension between temporality (narration) and simultaneity (description) in literary structure.
“Jakobson’s definition of poetic language … incorporates this ‘space-logic’ of modern poetry into a much wider framework.”Frank acknowledges Roman Jakobson’s contributions, aligning poetic spatial form with linguistic theories that emphasize self-referential systems and internal equivalences over linear meaning.
“Spatial form can thus be regarded as a function of the fluctuating historical relations between these two linguistic modes [recit and discours].”This quote emphasizes the interplay between objective (recit) and subjective (discours) narrative forms, situating spatial form within their dynamic historical evolution.
“To read as it is necessary to read such works … is really to reread; it is already to have reread, to have traversed a book tirelessly in all directions, in all its dimensions.”Frank underscores the active, non-linear engagement required by texts with spatial form, such as those by Proust, which demand simultaneous and retrospective reading strategies.
“The avant-garde novel was overtly defying any such norm and, indeed, going in quite the opposite direction.”Frank refers to the experimental nature of avant-garde novels, which challenge traditional linear narratives and instead emphasize disjunction and simultaneity.
“Description, far from receding into the background, took on a new importance … because its function became explicative and symbolic, no longer merely decorative.”Frank examines how modern narrative assigns deeper symbolic and thematic importance to description, moving beyond its classical ornamental function.
“Since Mallarme, we have learned to recognize … the existence of the Book as a kind of total object.”Frank connects Mallarmé’s innovations to the recognition of textual spatiality, where the layout and arrangement of text contribute to its meaning as a unified, multi-dimensional object.

Suggested Readings: “Spatial Form: Some Further Reflections” by Joseph Frank

  1. Frank, Joseph. “Spatial Form: Some Further Reflections.” Critical Inquiry, vol. 5, no. 2, 1978, pp. 275–90. JSTOR, http://www.jstor.org/stable/1343012. Accessed 29 Nov. 2024.
  2. Zoran, Gabriel. “Towards a Theory of Space in Narrative.” Poetics Today, vol. 5, no. 2, 1984, pp. 309–35. JSTOR, https://doi.org/10.2307/1771935. Accessed 29 Nov. 2024.
  3. Mcneil, Lynda D. “Toward a Rhetoric of Spatial Form: Some Implications of Frank’s Theory.” Comparative Literature Studies, vol. 17, no. 4, 1980, pp. 355–67. JSTOR, http://www.jstor.org/stable/40245648. Accessed 29 Nov. 2024.
  4. Sánchez, Elizabeth Doremus. “La Regenta as Spatial-Form Narrative: A Twentieth-Century Perspective.” MLN, vol. 103, no. 2, 1988, pp. 335–49. JSTOR, https://doi.org/10.2307/2905345. Accessed 29 Nov. 2024.

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