“Towards A Science Ofthe Text” by Terry Eagleton: Summary and Critique

“Towards A Science Ofthe Text” by Terry Eagleton was first published in 1981 as part of the collection “Walter Benjamin: Towards a Revolutionary Criticism.”

"Towards A Science Ofthe Text" by Terry Eagleton: Summary and Critique
Introduction: “Towards A Science Ofthe Text” by Terry Eagleton

“Towards A Science Ofthe Text” by Terry Eagleton was first published in 1981 as part of the collection “Walter Benjamin: Towards a Revolutionary Criticism.” This essay holds significant importance in literature and literary theory as it challenges traditional notions of literary analysis and proposes a Marxist framework for understanding the text as a product of ideology and social history. Eagleton argues that the text is not merely a reflection of reality but rather a production of it, shaped by the dominant ideologies and power structures of its time.

Summary of “Towards A Science Ofthe Text” by Terry Eagleton

·       Literary Texts as Ideological Productions

  • Terry Eagleton argues that literary texts should be understood not as mere reflections or expressions of ideology, but as productions of ideology, similar to how a dramatic production transforms a dramatic text into something unique. He writes, “The relation between text and production is a relation of labour,” suggesting that just as a play’s performance is a unique product, so too is the literary text a distinct production of ideological structures.

·       Interplay Between History, Ideology, and Texts

  • Eagleton explores the intricate relationship between history, ideology, and literary texts, positing that ideology mediates history within texts. He asserts, “History, then, certainly ‘enters’ the text, not least the ‘historical’ text; but it enters it precisely as ideology,” indicating that historical realities are refracted through ideological lenses within literature. This refutes the notion that literature offers a direct, unmediated reflection of historical reality.

·       Ideology as a Complex Formation

  • The text critiques simplistic views of ideology as mere ‘false consciousness’ that obscures true historical perception. Eagleton emphasizes the complexity of ideology, stating that it “inserts individuals into history in a variety of ways,” allowing for different levels and kinds of access to historical reality. This complexity is reflected in how texts handle historical elements, presenting them as ideologically shaped representations rather than straightforward depictions.

·       The Illusion of Freedom in Texts

  • Eagleton discusses how literary texts create an illusion of freedom, a “momentarily liberated zone” where the pressures of historical reality seem to evaporate. However, he cautions that “such freedom is largely illusory,” as texts are still governed by ideological structures. This illusion is a part of the text’s nature, making it a space where ideological and historical realities are simultaneously engaged and evaded.

·       Textual Real vs. Historical Real

  • Eagleton differentiates between the ‘textual real’ and the ‘historical real,’ arguing that texts do not transmute reality into fantasy but produce “certain produced representations of the real into an imaginary object.” This ‘textual real’ is not a simple transposition of historical reality but rather the product of signifying practices rooted in history and ideology. Therefore, the relationship between a text and the historical reality it represents is complex and mediated through ideology.

·       Structure of Texts and Ideology

  • Eagleton challenges the idea that the structure of a literary text directly mirrors ideological structures. He argues that “The ‘truth’ of the text is not an essence but a practice,” where the text destructures and restructures ideology within its own terms. This process creates a dynamic interaction between text and ideology, leading to a “mutual structuring and destructuring” that is unique to each text.

·       Scientific Criticism and Ideological Formations

  • Eagleton advocates for a scientific approach to literary criticism, grounded in the study of ideological formations. He suggests that “The guarantor of a scientific criticism is the science of ideological formations,” implying that a deep understanding of ideology is necessary to accurately interpret and critique literary texts. This approach moves away from viewing criticism as mere application of historical materialism, instead treating it as a specific study of how literature produces and engages with ideology.

·       The Reciprocal Operation of Text and Ideology

  • Finally, Eagleton describes the relationship between text and ideology as a “ceaseless reciprocal operation,” where texts and ideologies constantly influence and reshape each other. This process does not result in a simple reproduction of ideological structures within texts but in a complex and dynamic interaction that creates a unique textual logic, “constructed ‘athwart’ that more encompassing logic” of ideology.
Literary Terms/Concepts in “Towards A Science Ofthe Text” by Terry Eagleton
Literary ConceptExplanation
IdeologyA system of beliefs, values, and assumptions that shape social and cultural practices. Eagleton argues that the literary text is a production of ideology, rather than a reflection of it.
Historical MaterialismA Marxist approach that emphasizes the role of material conditions (e.g., economic factors) in shaping history and society. Eagleton uses this framework to analyze the relationship between the text and its historical context.
Signifier and SignifiedThe signifier is the word or symbol, while the signified is the concept or object it represents. Eagleton argues that the literary text is a system of signifiers that produce a “pseudo-real” signified, which is related to but not identical to the historical real.
Pseudo-RealThe imaginary situations or objects depicted in a literary text. Eagleton emphasizes that the pseudo-real is not a direct representation of the historical real but rather a product of ideological signification.
Textual StructureThe arrangement and organization of elements within a literary text. Eagleton argues that the structure of the text is not simply a reflection of ideology but rather a complex interplay between the text and its ideological context.
OverdeterminationThe idea that a literary text is influenced by multiple factors, including historical, ideological, and aesthetic elements. Eagleton emphasizes the overdetermined nature of the text and its relationship to ideology.
Aesthetic ModesThe various ways in which a literary text is produced and presented, such as narrative technique, style, and genre. Eagleton argues that aesthetic modes can both reinforce and challenge ideology.
Contribution of “Towards A Science Ofthe Text” by Terry Eagleton to Literary Theory/Theories
TheoryContribution
MarxismEagleton’s essay provides a significant contribution to Marxist literary theory by emphasizing the role of ideology and social history in shaping literary texts. He argues that the text is a production of ideology, rather than a reflection of it, and that it can be analyzed as a product of historical materialism.
New CriticismWhile Eagleton’s approach is fundamentally different from New Criticism, his essay can be seen as a response to its formalism. By focusing on the relationship between the text and its historical context, Eagleton challenges the New Critical emphasis on the text as an autonomous work of art.
StructuralismEagleton’s concept of the “pseudo-real” aligns with Structuralist approaches that emphasize the underlying structures and systems that shape meaning in texts. However, Eagleton’s focus on ideology and history distinguishes his approach from purely formalist Structuralism.
Post-StructuralismEagleton’s essay can be seen as a precursor to Post-Structuralist theories, which also challenge the notion of a fixed and stable meaning in texts. His emphasis on the overdetermined nature of the text and its relationship to ideology aligns with Post-Structuralist ideas about the instability of meaning.
Cultural StudiesEagleton’s essay contributes to Cultural Studies by emphasizing the importance of studying texts within their broader cultural and historical contexts. His focus on ideology and power relations aligns with the central concerns of Cultural Studies.
Examples of Critiques Through “Towards A Science Ofthe Text” by Terry Eagleton
Literary WorkCritique Through Eagleton’s FrameworkExplanation
Charles Dickens’ Bleak HouseIdeological Production of the ‘Textual Real’Eagleton would argue that Bleak House does not simply reflect Victorian London but produces an “imaginary London” through specific modes of ideological signification. The novel represents not just reality but the ways Victorian England signified itself.
William Shakespeare’s HamletText as a Site of Ideological StruggleIn Hamlet, the play is not just a dramatic text but a production of ideological conflicts, particularly around themes of power, authority, and the legitimacy of rule. Eagleton might argue that the play produces and reveals the ideological tensions of the Elizabethan era.
George Orwell’s 1984Textual Real as Ideologically Determined RealityAccording to Eagleton, 1984 could be seen as producing an ideological representation of a dystopian society rather than simply depicting a possible future. The text creates a ‘pseudo-real’ world shaped by the totalitarian ideologies it critiques, demonstrating the text’s active role in producing its own reality.
Jane Austen’s Pride and PrejudiceText’s Illusion of Freedom and Ideological StructureEagleton might critique Pride and Prejudice for its creation of an “illusion of freedom” in the social and romantic choices of its characters, which are ultimately constrained by the ideological structures of class and gender. The novel produces a social reality that seems to offer choice, yet this choice is largely illusory, governed by the prevailing ideologies of its time.
Criticism Against “Towards A Science Ofthe Text” by Terry Eagleton
  • Oversimplification of ideology: Some critics argue that Eagleton’s conception of ideology is overly simplistic, failing to account for the complexity and diversity of ideological formations.
  • Reductionism of the text: Eagleton’s emphasis on the relationship between the text and its historical context can be seen as reductive, neglecting the text’s own internal dynamics and aesthetic qualities.
  • Determinism: Some critics argue that Eagleton’s approach is overly deterministic, suggesting that the text is merely a product of its ideological and historical context, rather than a site of creative agency.
  • Neglect of other factors: Eagleton’s focus on ideology and history may neglect other important factors that shape literary texts, such as authorial intention, aesthetic conventions, and reader response.
  • Circular reasoning: Some critics argue that Eagleton’s analysis is circular, in that he uses ideology to explain the text and then uses the text to explain ideology, creating a self-perpetuating cycle.
  • Limited scope: Eagleton’s essay primarily focuses on Western literature and may not be applicable to other cultural contexts.
Suggested Readings: “Towards A Science Ofthe Text” by Terry Eagleton
  1. Eagleton, Terry. “Towards a Science of the Text.” Walter Benjamin: Towards a Revolutionary Criticism. Blackwell, 1981.
  2. McHale, Brian. Postmodernism: A History. Routledge, 2011.
  3. Eagleton, Terry. “Two Approaches in the Sociology of Literature.” Critical Inquiry, vol. 14, no. 3, 1988, pp. 469–76. JSTOR, http://www.jstor.org/stable/1343699. Accessed 21 Aug. 2024.
  4. Guerriero, Stefano. “TERRY EAGLETON.” Belfagor, vol. 61, no. 6, 2006, pp. 659–70. JSTOR, http://www.jstor.org/stable/26150506. Accessed 21 Aug. 2024.
  5. Kavanagh, James H., et al. “Interview: Terry Eagleton.” Diacritics, vol. 12, no. 1, 1982, pp. 52–64. JSTOR, https://doi.org/10.2307/464791. Accessed 21 Aug. 2024.
  6. Eagleton, Terry. “Ideology, Fiction, Narrative.” Social Text, no. 2, 1979, pp. 62–80. JSTOR, https://doi.org/10.2307/466398. Accessed 21 Aug. 2024.
Representative Quotations from “Towards A Science Ofthe Text” by Terry Eagleton
QuotationExplanation
“The text, rather, is a certain production of ideology, for which the analogy of a dramatic production is in some ways appropriate.”Eagleton emphasizes that a literary text is not a mere reflection of ideology but an active production, similar to a play’s transformation of a script into a unique performance.
“The relation between text and production is a relation of labour.”This highlights the idea that the creation of a literary text involves an active process of labor, shaping ideology within its narrative.
“History, then, certainly ‘enters’ the text, not least the ‘historical’ text; but it enters it precisely as ideology.”Eagleton argues that history is mediated by ideology in literary texts, not presented directly but refracted through ideological lenses.
“The ‘truth’ of the text is not an essence but a practice.”This statement reflects Eagleton’s view that the meaning of a text is not inherent or fixed but is produced through its interaction with ideology and history.
“The text works, now with, now against the variable pressure of these valencies, finding itself able to admit one ideological element in relatively unprocessed form but finding therefore the need to displace or recast another.”Eagleton describes the dynamic process by which a text negotiates and transforms different ideological elements within its structure.
“The ‘textual real’ is related to the historical real, not as an imaginary transposition of it, but as the product of certain signifying practices whose source and referent is, in the last instance, history itself.”This quotation explains Eagleton’s concept of the ‘textual real,’ which is a product of ideological signification rather than a direct depiction of historical reality.
“The structure of the text is then the product of this process, not the reflection of its ideological environs.”Eagleton argues that a text’s structure results from the interaction between text and ideology, rather than being a mere reflection of surrounding ideological structures.
“Ideology pre-exists the text; but the ideology of the text defines, operates and constitutes that ideology in ways unpremeditated, so to speak, by ideology itself.”This highlights the idea that while ideology exists before the text, the text redefines and reshapes it through its unique production.
“The text’s illusion of freedom is part of its very nature – an effect of its peculiarly overdetermined relation to historical reality.”Eagleton discusses how texts create an illusion of freedom, which is actually determined by their relationship to historical reality and ideology.
“Criticism is a specific element of the theory of superstructures, which studies the particular laws of its proper object; its task is not to study the laws of ideological formations, but the laws of the production of ideological discourses as literature.”Eagleton outlines the role of criticism as a distinct study within Marxist theory, focused on understanding how literary texts produce ideological discourses.

“The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman: Summary and Critique

“The Madness of Interpretation: Literature and Psychoanalysis” by Shoshana Felman was first published in 1982 as part of the collection Writing and Madness.

"The Madness Of Interpretation: Literature And Psychoanalysis" by Shoshana Felman: Summary and Critique
Introduction: “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman

“The Madness of Interpretation: Literature and Psychoanalysis” by Shoshana Felman was first published in 1982 as part of the collection Writing and Madness. This groundbreaking work has had a profound impact on the fields of literature and literary theory, exploring the complex relationship between psychoanalysis and the interpretation of literary texts. Felman argues that the process of literary interpretation itself can be seen as a form of madness, as it involves delving into the unconscious depths of both the text and the reader. Her analysis of literary works, particularly those dealing with themes of madness and trauma, has significantly influenced the ways in which scholars have approached the study of literature and its relationship to human psychology.

Summary of “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman
  • Psychoanalysis as a Temptation in Literary Interpretation:
    • Felman critiques the prevalent tendency in psychoanalytic interpretation to provide an “explanation” or “explication” of a literary text, often seen in Wilson’s reading of The Turn of the Screw. She notes that psychoanalysis attempts to “uncover and avoid the very traps of the unconscious” in literature, which are embedded within the text itself (p. 154).
  • Universal Dupery and Self-Deception:
    • Wilson’s interpretation of The Turn of the Screw exemplifies a cycle of deception where characters, authors, and readers are all “dupes” of their own unconscious, with Wilson himself falling into the same trap by believing he can outsmart the text. “One is led to conclude that, in The Turn of the Screw, not merely is the governess self-deceived, but that James is self-deceived about her” (p. 143).
  • Suspicion as the Root of Interpretation:
    • Both the governess and Wilson approach the text with suspicion, leading them to misinterpret it. This suspicion is what drives their readings, and ironically, it is also what traps them. Felman suggests that The Turn of the Screw is a “trap set for suspicion,” turning the act of interpretation into a self-fulfilling prophecy where suspicion breeds error (p. 154).
  • Psychoanalysis as a School of Suspicion:
    • Felman identifies psychoanalysis as a “school of suspicion” that thrives on the gap between signifier and signified, leading to interpretations that are themselves traps. This suspicion-driven reading process makes the reader “caught, not in spite of but by virtue of his intelligence and his sophistication” (p. 154).
  • The Double Trap of Reading and Interpretation:
    • The text of The Turn of the Screw deconstructs both of its possible readings, leaving the reader trapped in a labyrinth of mirrors. The act of demystifying the governess’s position only results in repeating her gesture, making it impossible to escape the interpretive trap. Felman argues that this is “the simplest and the most sophisticated trap in the world: the trap is but a text” (p. 155).
  • Blind Spots and the Illusion of Mastery:
    • Psychoanalysis, in its attempt to master literature, often becomes blind to its own limitations. Felman warns that psychoanalysis, like Wilson, can become blind to its “own blindness,” failing to recognize its own involvement in the text’s rhetorical structures and falling into the “masterly position” of the text’s blind spot (p. 157).
  • The Self-Subversion of Psychoanalysis:
    • Felman highlights the irony in psychoanalysis’ attempts to avoid being duped by literature, noting that it often ends up “repressing the unconscious” it seeks to explain. In trying to master the text, psychoanalysis blinds itself to the “unmastery, of the impotence, and of the unavoidable castration which inhere in language” (p. 156).
  • The Inescapable Participation in Literature’s Traps:
    • Felman concludes that psychoanalysis cannot avoid participating in the errors and traps of literature. The act of trying to escape these traps is itself proof of being caught in them. She echoes Lacan’s sentiment, “Les non-dupes errent” (non-dupes err), suggesting that the very attempt to avoid being a dupe leads to error (p. 157).
Literary Terms/Concepts in “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman
Literary Concept/DeviceDescriptionSignificance in Felman’s Analysis
IntertextualityThe relationship between texts, where one text references or incorporates elements of another.Felman explores how literary texts are embedded in a larger cultural and historical context, influencing their interpretation and meaning.
UnconsciousThe part of the mind that is inaccessible to conscious thought but influences behavior and emotions.Felman argues that the unconscious plays a crucial role in both the creation and interpretation of literary texts, often revealing hidden meanings and desires.
TraumaA deeply distressing event or experience that can cause lasting psychological damage.Felman analyzes how traumatic events are represented and processed within literary texts, exploring the relationship between trauma and language.
MadnessA state of mental illness or derangement.Felman examines the ways in which madness is portrayed in literature, often as a metaphor for the complexities of human experience and the limitations of language.
ReadingThe act of interpreting and understanding a text.Felman challenges traditional notions of reading, arguing that the process of interpretation is inherently subjective and can be influenced by personal biases and experiences.
InterpretationThe process of explaining or assigning meaning to something.Felman explores the limitations and dangers of interpretation, emphasizing the potential for misreading and misunderstanding texts.
PsychoanalysisA therapeutic method that investigates the unconscious mind through techniques such as free association and dream analysis.Felman applies psychoanalytic concepts to the analysis of literary texts, revealing hidden meanings and underlying psychological dynamics.
SublimationThe process of redirecting unacceptable impulses into socially acceptable behaviors.Felman examines how literary texts can function as a form of sublimation, allowing individuals to explore and express their desires and anxieties in a safe and controlled environment.
RepressionThe unconscious process of excluding disturbing thoughts and feelings from conscious awareness.Felman analyzes how repression can manifest in literary texts, leading to hidden meanings and symbolic representations.
AmbiguityThe presence of multiple possible meanings or interpretations in a text.Felman argues that ambiguity is a fundamental characteristic of literary texts, allowing for a multiplicity of readings and interpretations.
Contribution of “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman to Literary Theory/Theories
Literary TheoryContributionQuotes from the Article
Psychoanalytic CriticismFelman critiques the limitations and paradoxes of psychoanalytic criticism, showing how it can fall into the very traps it seeks to expose in literature. She argues that psychoanalytic readings often repress the unconscious they aim to reveal.“To master…is, here as elsewhere, to refuse to read the letters; here as elsewhere, to ‘see it all’ is in effect to ‘shut one’s eyes…'” (p. 156).
DeconstructionThe article engages with deconstructive ideas by revealing how texts like The Turn of the Screw deconstruct their own readings, making it impossible to fully master or control the meaning.“James’s trap is then the simplest and the most sophisticated in the world: the trap is but a text, that is, an invitation to the reader…” (p. 155).
Reader-Response TheoryFelman highlights how the reader is implicated in the process of interpretation, often becoming a “dupe” of the text. The text itself manipulates the reader’s response, leading them into interpretive traps.“The reader…is caught, not in spite of but by virtue of his intelligence and his sophistication” (p. 154).
Rhetorical CriticismThe article explores how rhetoric functions within literary texts to trap and mislead both characters and readers. It suggests that the power of rhetoric can undermine attempts at rational, systematic interpretation.“The very act of trying to escape the trap is the proof that one is caught in it” (p. 157).
HermeneuticsFelman’s work contributes to hermeneutics by questioning the possibility of a definitive interpretation. She argues that literature, especially in complex texts like The Turn of the Screw, resists conclusive interpretation by design.“To demystify the governess is only possible on one condition: the condition of repeating the governess’s very gesture” (p. 155).
StructuralismFelman discusses the structural relationship between signifier and signified in psychoanalytic readings, emphasizing the inherent instability and fluidity of meaning within literary texts.“Suspicion…feeds on the discrepancy and distance which separates the signifier from its signified” (p. 154).
Post-StructuralismThe article aligns with post-structuralist thought by illustrating the inherent contradictions and ambiguities within texts that defy stable interpretation, showcasing the limitations of traditional critical approaches.“The unconscious is most effectively misleading when it is caught in the act” (p. 157).
Examples of Critiques Through “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman
  • Critique of The Turn of the Screw by Henry James:
  • Felman’s analysis of Wilson’s reading of The Turn of the Screw illustrates how psychoanalytic criticism can fall into the very traps it seeks to avoid. She argues that Wilson’s attempt to uncover the “truth” behind the governess’s hallucinations only leads him to replicate her own self-deception. Felman critiques this approach by showing that Wilson, like the governess, becomes a “dupe” of the text, failing to recognize the rhetorical traps James sets for both characters and readers. This critique emphasizes the inherent impossibility of mastering the text, as any interpretation ultimately repeats the text’s internal contradictions.
  • Critique of Hamlet by William Shakespeare:
  • Applying Felman’s insights to Hamlet, one could critique traditional psychoanalytic readings that focus on Hamlet’s Oedipal complex or his supposed madness. Felman would suggest that such readings fall into the same trap of trying to “explain away” the text’s ambiguities, reducing its complexity to a singular psychological interpretation. Just as in The Turn of the Screw, Felman would argue that Hamlet resists such reduction, with its layers of rhetorical and narrative complexity rendering any psychoanalytic “mastery” over the text inherently flawed and self-subversive.
  • Critique of Wuthering Heights by Emily Brontë:
  • Felman’s ideas can critique psychoanalytic readings of Wuthering Heights that focus on the subconscious drives of characters like Heathcliff and Catherine. Such interpretations might attempt to diagnose their behaviors as manifestations of repressed desires or unresolved childhood traumas. Felman would argue that this approach overlooks the ways in which the novel itself constructs a narrative that entraps both characters and readers in cycles of obsession and self-destruction. Any attempt to “explain” the characters psychoanalytically only replicates the novel’s own labyrinthine structure, where interpretation becomes an endless process of misreading and reinterpretation.
  • Critique of The Picture of Dorian Gray by Oscar Wilde:
  • Using Felman’s framework, one could critique psychoanalytic readings of The Picture of Dorian Gray that focus on Dorian’s narcissism or the repressed homoerotic desires depicted in the novel. Felman would suggest that such readings miss the point by trying to pin down a singular meaning or psychological “truth” behind the text. Instead, the novel should be seen as a rhetorical trap that plays with the reader’s own desires and anxieties, mirroring Dorian’s own entrapment in his portrait. Any psychoanalytic interpretation that attempts to master the text’s meaning would, according to Felman, be blind to the novel’s subversive critique of the very act of interpretation itself.

Criticism Against “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman

  • Overemphasis on Psychoanalytic Criticism’s Limitations:
    • Critics may argue that Felman places too much focus on the limitations and pitfalls of psychoanalytic criticism, potentially dismissing the valuable insights and contributions that psychoanalysis can offer to literary interpretation. This overemphasis might be seen as undermining the legitimacy of psychoanalytic methods rather than acknowledging their nuanced applications.
  • Complexity and Accessibility of the Argument:
    • Felman’s argument is highly theoretical and complex, which could be criticized for being inaccessible to a broader audience. The intricate layers of her critique, particularly the interplay between deconstruction and psychoanalysis, may alienate readers who are not deeply familiar with these theoretical frameworks.
  • Potential Circular Reasoning:
    • Some may argue that Felman’s critique risks falling into circular reasoning, where the assertion that all interpretation is trapped within the text’s rhetoric is itself a form of interpretive entrapment. This could lead to a paradox where any attempt to critique or analyze a text is inherently flawed, making it difficult to propose any meaningful interpretation at all.
  • Neglect of Alternative Interpretive Approaches:
    • Felman’s focus on the flaws of psychoanalytic criticism may be seen as neglecting other interpretive approaches that could provide different insights into the text. By concentrating primarily on psychoanalysis, Felman might be criticized for not engaging with or acknowledging the validity of other critical perspectives, such as historical, feminist, or Marxist approaches.
  • Undermining the Role of the Reader:
    • Felman’s argument that readers are inevitably trapped by the text’s rhetoric could be criticized for undermining the role of the reader in constructing meaning. This perspective might be seen as disempowering readers, suggesting that they are merely passive participants in the text’s manipulations rather than active agents capable of critical interpretation.
Suggested Readings: “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman
  1. Felman, Shoshana. Literature and Psychoanalysis: The Question of Reading: Otherwise. The Johns Hopkins University Press, 1982.
  2. Felman, Shoshana. What Does a Woman Want?: Reading and Sexual Difference. The Johns Hopkins University Press, 1993.
  3. Felman, Shoshana, and Dori Laub. Testimony: Crises of Witnessing in Literature, Psychoanalysis, and History. Routledge, 1992.
  4. Rabaté, Jean-Michel. The Future of Theory. Blackwell Publishing, 2002.
  5. Brooks, Peter. Psychoanalysis and Storytelling. Blackwell Publishing, 1994.
  6. Lacan, Jacques. Écrits: A Selection. Translated by Alan Sheridan, W.W. Norton & Company, 1977.
Representative Quotations from “The Madness Of Interpretation: Literature And Psychoanalysis” by Shoshana Felman with Explanation
QuotationExplanation
“The desire to be non-dupe, to interpret, i.e., at once uncover and avoid, the very traps of the unconscious.”This quotation encapsulates the fundamental tension in psychoanalytic criticism, where the critic attempts to uncover hidden meanings in the text while simultaneously trying to avoid being misled by the text’s own rhetoric and unconscious elements.
“James’s text, however, is made of traps and dupery.”Felman highlights how The Turn of the Screw is deliberately constructed to deceive both its characters and its readers, making it a challenging text for psychoanalytic interpretation, which often underestimates the complexity of such literary traps.
“Suspicion…feeds on the discrepancy and distance which separates the signifier from its signified.”Here, Felman discusses the role of suspicion in psychoanalytic interpretation, where the critic becomes fixated on the gap between what is said (signifier) and what is meant (signified), often leading to over-interpretation or misreading of the text.
“The trap is but a text, that is, an invitation to the reader, a simple invitation to undertake its reading.”This quotation underscores Felman’s argument that literary texts like The Turn of the Screw are designed to lure readers into interpretive traps, making the act of reading itself a form of entrapment within the text’s complex rhetorical structure.
“To demystify the governess is only possible on one condition: the condition of repeating the governess’s very gesture.”Felman points out the paradox in interpreting the governess’s actions in The Turn of the Screw: to critique or demystify her is to fall into the same trap of misreading that she herself falls into, highlighting the cyclical nature of interpretation in complex texts.
“In their attempt to elaborate a speech of mastery…what Wilson and the governess both exclude is nothing other than the threatening power of rhetoric itself.”Felman critiques the attempts of both Wilson and the governess to control or “master” the text’s meaning, arguing that their efforts overlook the inherent power of rhetoric, which can undermine any attempt at definitive interpretation or mastery.
“In seeking to ‘explain’ and master literature…the psychoanalytic reading, ironically enough, turns out to be a reading which represses the unconscious.”Felman highlights the irony in psychoanalytic criticism: while it seeks to uncover the unconscious, it often ends up repressing or overlooking the unconscious elements within the text by trying to impose a rigid, explanatory framework.
“To occupy a blind spot is not only to be blind, but in particular, to be blind to one’s own blindness.”This quotation emphasizes the self-deceptive nature of certain critical positions, where critics may be unaware of their own limitations or biases, particularly when they assume a position of mastery or authority over the text.
“The very act of trying to escape the trap is the proof that one is caught in it.”Felman illustrates the inescapable nature of interpretive traps within complex texts like The Turn of the Screw, where the reader’s attempts to avoid misinterpretation only further entangle them within the text’s rhetorical structure.
“Les non-dupes errent [non-dupes err], says Lacan.”Felman invokes Lacan to reinforce her argument that those who believe they can fully understand or master a text without being misled are ultimately mistaken. This quotation highlights the idea that complete mastery of a text is impossible, and attempting to achieve it often leads to error.

“The Author As Producer” by Walter Benjamin: Summary and Critique

“The Author as Producer” by Walter Benjamin was first published in 1934 as part of the collection Understanding a Work of Art.

Introduction: “The Author As Producer” by Walter Benjamin

“The Author as Producer” by Walter Benjamin was first published in 1934 as part of the collection Understanding a Work of Art. This groundbreaking piece significantly impacted the fields of literature and literary theory by challenging traditional notions of authorship and the relationship between art and society. Benjamin argued that authors should not be passive creators but active participants in the production of culture, aligning themselves with progressive political movements and using their work as a tool for social change. His essay has had a lasting influence on critical theory and continues to be a vital text for understanding the intersection of art, politics, and society.

Summary of “The Author As Producer” by Walter Benjamin
  • The Role of Writers in Society: Benjamin begins by referencing Plato’s view on writers, emphasizing that “Plato had a high opinion of the power of literature” but considered it harmful in a perfect society. He relates this to the modern debate on a writer’s autonomy, where writers must decide “in whose service he wishes to place his activity,” reflecting on the socio-political obligations of writers.
  • Political and Literary Tendency: Benjamin argues that a work’s political correctness is tied to its literary quality, asserting that “the tendency of a work of literature can be politically correct only if it is also correct in the literary sense.” He critiques the superficial notion of ‘commitment’ in literature, suggesting that political commitment must be integrated with literary innovation.
  • Literary Technique as a Means of Analysis: Benjamin shifts focus to the importance of literary technique, stating that it provides a “dialectical starting-point from which the sterile dichotomy of form and content can be surmounted.” He contends that the literary tendencies in a work, whether progressive or regressive, are crucial in evaluating its political and social relevance.
  • The Intellectual’s Position in the Class Struggle: Benjamin emphasizes that the intellectual’s role in the class struggle is determined by their position within the production process. He highlights the difference between “merely supplying a production apparatus and changing it,” criticizing those who, even with revolutionary content, fail to challenge the existing bourgeois apparatus.
  • Critique of New Objectivity and Reportage: Benjamin critiques the New Objectivity movement, particularly its use of reportage, noting that it has turned “the struggle against misery into an object of consumption.” He argues that this literary approach dilutes the political struggle into mere entertainment, thus failing to incite real change.
  • The Need for an Educational Approach in Literature: Benjamin asserts that for a writer to have an organizing function, they must adopt “a teacher’s attitude.” He stresses the importance of producing work that can instruct other writers and involve the audience as collaborators, citing Brecht’s epic theatre as an example of how to transform the production apparatus into a more inclusive and revolutionary tool.
  • Epic Theatre and Its Revolutionary Potential: Discussing Brecht’s epic theatre, Benjamin praises its ability to “disclose conditions” by interrupting dramatic processes, thereby forcing the audience to reflect critically. He contrasts this with the modish techniques of the time, emphasizing that the epic theatre “exposes the present,” turning it into an opportunity for social change.
  • Conclusion: Reflective Solidarity with the Proletariat: In concluding, Benjamin insists that the only demand on writers is “to think, to reflect upon his position in the production process.” He argues that this reflection will naturally lead the best writers to “confirm very soberly their solidarity with the proletariat,” aligning their work with the broader goals of social transformation.
Literary Terms/Concepts in “The Author As Producer” by Walter Benjamin
Literary Device or ConceptExplanationExample from the Text
Dialectical MaterialismA philosophical approach that emphasizes the material basis of society and the role of class struggle in shaping history.“Social relations, as we know, are determined by production relations.”
Class StruggleThe conflict between different social classes, particularly the bourgeoisie and the proletariat, over the distribution of resources and power.“He places himself on the side of the proletariat.”
Literary TechniqueThe methods and tools used by authors to create their works, including narrative structure, characterization, and language.“This question concerns the function of a work within the literary production relations of its time.”
MontageA technique used in film and other media to juxtapose different shots or scenes to create a new meaning or effect.“Brecht, in his selection and treatment of gestures, simply uses the method of montage.”
New ObjectivityA literary and artistic movement that sought to depict the world in a realistic and objective manner, often focusing on the everyday life of ordinary people.“It launched the fashion for reportage.”
Epic TheaterA form of theater developed by Bertolt Brecht that aims to alienate the audience from the characters and events on stage, encouraging them to think critically about the issues being presented.“Epic theater does not reproduce conditions; rather, it discloses, it uncovers them.”
Author as ProducerA concept that suggests that authors should not be passive creators but active participants in the production of culture, aligning themselves with progressive political movements and using their work as a tool for social change.“The Author as Producer” is the title of the essay.
CommitmentA political stance that involves actively working towards a particular goal, often in support of a social or political cause.“The concept of commitment…is a totally inadequate instrument of political literary criticism.”
Contribution of “The Author As Producer” by Walter Benjamin to Literary Theory/Theories

Marxist Literary Theory:

  • Integration of Political and Literary Criticism: Benjamin emphasizes that a work’s political correctness must be intertwined with its literary quality. This challenges the simplistic notion of ‘commitment’ in Marxist criticism, pushing for a deeper integration of political and aesthetic analysis.
  • Role of the Intellectual in the Class Struggle: He redefines the intellectual’s role by arguing that they must actively change the production apparatus, not merely supply it. This aligns with Marxist views on the need for revolutionary change in cultural production.
  • Critique of Bourgeois Production Apparatus: Benjamin critiques the bourgeois production system for its ability to assimilate revolutionary themes without challenging the status quo. This critique expands the Marxist understanding of how culture and literature can be co-opted by capitalist systems.

Critical Theory (Frankfurt School):

  • Critique of Cultural Commodification: Benjamin’s analysis of New Objectivity and reportage as turning political struggle into consumable entertainment reflects the broader Frankfurt School critique of cultural commodification and the manipulation of art by capitalist industries.
  • Educational Function of Art: The idea that literature should educate both writers and audiences aligns with the Frankfurt School’s emphasis on the educational and emancipatory potential of art. Benjamin’s focus on turning readers into collaborators reflects critical theory’s aim to foster critical consciousness.

Modernism/Postmodernism:

  • Challenge to Artistic Autonomy: Benjamin challenges the notion of artistic autonomy by arguing that writers must align their work with political movements, particularly the proletariat struggle. This prefigures postmodern critiques of the autonomous artist and the myth of individual genius.
  • Montage and Fragmentation: His discussion of Brecht’s epic theatre and its use of montage techniques prefigures postmodern aesthetic strategies that favor fragmentation and the disruption of narrative continuity to expose underlying social conditions.

Formalism and Structuralism:

  • Focus on Literary Technique: Benjamin’s emphasis on literary technique as a key component of a work’s political and social relevance ties into formalist and structuralist concerns with how the form and structure of a text contribute to its meaning and impact.
  • Surmounting the Form-Content Dichotomy: By proposing that literary technique can overcome the sterile dichotomy of form and content, Benjamin contributes to the structuralist view that meaning arises from the interplay between form and content within a text.

Cultural Studies:

  • Art as Social Production: Benjamin’s argument that the position of a work within the social relations of production determines its function contributes to cultural studies’ focus on understanding cultural artifacts as products of specific social, economic, and political contexts.
  • Audience Participation in Production: His call for literature to involve readers as collaborators resonates with cultural studies’ interest in how audiences interact with and co-create cultural meanings.

Political Aesthetics:

  • Aesthetics of Production: Benjamin’s emphasis on the role of literary production within broader social processes contributes to the field of political aesthetics, which explores the relationship between art and political life. He advocates for an art that not only represents political struggles but also actively participates in them by transforming the apparatus of cultural production.
Examples of Critiques Through “The Author As Producer” by Walter Benjamin
Literary WorkCritique Based on “The Author as Producer”
Gone Girl by Gillian FlynnFlynn’s novel, while exploring themes of gender and societal expectations, could be criticized for its portrayal of violence against women and its ultimately ambiguous ending, which some might argue reinforces harmful stereotypes. Benjamin might suggest that the novel could have been more politically effective if it had offered a clearer condemnation of violence and a more empowering ending for the female protagonist.
The Great Gatsby by F. Scott FitzgeraldFitzgerald’s classic novel, often praised for its exploration of the American Dream and the excesses of the Jazz Age, could be criticized for its romanticization of wealth and its ultimately tragic portrayal of the protagonist, Jay Gatsby. Benjamin might argue that the novel could have been more politically relevant if it had focused on the social and economic inequalities that contributed to Gatsby’s downfall, rather than simply presenting him as a tragic figure.
1984 by George OrwellOrwell’s dystopian novel is often praised for its prescient warnings about totalitarianism and surveillance. However, Benjamin might criticize the novel for its pessimistic worldview and its lack of a clear vision for a better future. He might suggest that the novel could have been more politically effective if it had offered a more hopeful message about the possibility of resistance and change.
The Handmaid’s Tale by Margaret AtwoodAtwood’s dystopian novel is often praised for its powerful portrayal of gender inequality and the dangers of authoritarian regimes. However, Benjamin might criticize the novel for its focus on individual suffering and its lack of a clear political program for resistance. He might suggest that the novel could have been more politically effective if it had offered a more concrete vision for overthrowing the oppressive regime and creating a more just society.
Criticism Against “The Author As Producer” by Walter Benjamin

Overemphasis on Political Commitment:

  • Reduction of Artistic Autonomy: Critics argue that Benjamin’s insistence on aligning literary production with political commitment diminishes the value of artistic autonomy and creativity, potentially stifling the diversity of literary expression.
  • Narrow Definition of Revolutionary Art: Some criticize Benjamin for limiting revolutionary art to works that directly engage with and aim to transform the production apparatus. This view is seen as restrictive, excluding other forms of politically significant art that may not fit his criteria.

Idealization of the Proletariat:

  • Simplification of Class Struggle Dynamics: Benjamin’s focus on the proletariat as the primary agent of revolutionary change is criticized for oversimplifying the complex dynamics of class struggle and the roles of other marginalized groups or classes in revolutionary movements.
  • Neglect of Individual Subjectivity: His emphasis on collective production over individual expression is seen by some as neglecting the role of individual subjectivity and the personal dimensions of literary creation.

Critique of Formalism:

  • Dismissal of Form-Content Dichotomy: Critics from a formalist perspective may argue that Benjamin too hastily dismisses the form-content dichotomy, thereby overlooking the importance of purely formal innovations in literature that can have their own aesthetic and political value independent of content.

Practicality of Changing the Production Apparatus:

  • Utopian Expectations: Benjamin’s call for writers to not only supply but also change the production apparatus is criticized as utopian and impractical, given the entrenched power structures within the cultural industry that are resistant to change.
  • Challenges in Implementation: Critics highlight the difficulties writers face in actually transforming the production apparatus, particularly in contexts where access to publishing and production is controlled by capitalist interests.

Ambiguity in Defining Correct Political and Literary Tendencies:

  • Vagueness of Criteria: Some argue that Benjamin is vague in defining what constitutes a “correct” political and literary tendency, leaving room for subjective interpretation and potential misuse of these criteria to exclude or marginalize certain works.
  • Risk of Dogmatism: The emphasis on political correctness in literature raises concerns about the potential for dogmatism, where literary works might be judged more for their political alignment than for their artistic merit.

Potential for Co-Optation by Power Structures:

  • Underestimation of Capitalist Adaptation: Benjamin’s critique of the bourgeois production apparatus is seen by some as underestimating the ability of capitalist systems to co-opt and neutralize even those literary works that attempt to challenge them, thereby questioning the effectiveness of his proposed strategies.
Suggested Readings: “The Author As Producer” by Walter Benjamin

Books:

Academic Articles:

  • Adorno, Theodor W. “Walter Benjamin and the Dialectic of Enlightenment.” New German Critique 17 (1979): 3-10.
  • Benjamin, Walter. “The Storyteller.” Illuminations. Trans. Harry Zohn. Schocken Books, 1969.
  • Jameson, Fredric. “Walter Benjamin or the Dialectics of Enlightenment.” New Literary History 12.3 (1981): 427-447.
Representative Quotations from “The Author As Producer” by Walter Benjamin with Explanation
QuotationExplanation
“The tendency of a work of literature can be politically correct only if it is also correct in the literary sense.”Benjamin argues that for literature to be politically effective, it must also be artistically sound. He emphasizes that political and literary tendencies are intertwined, challenging the notion that political content alone can validate a literary work.
“The place of the intellectual in the class struggle can only be determined, or better still chosen, on the basis of his position within the production process.”This quotation emphasizes the need for intellectuals to understand their role within the broader social and economic structures of production. Benjamin asserts that an intellectual’s position in the class struggle is defined by their relationship to the means of production.
“To supply a production apparatus without trying, within the limits of the possible, to change it, is a highly disputable activity.”Benjamin criticizes writers who contribute to existing production systems without challenging or attempting to change them. He argues that revolutionary content is insufficient if it does not also aim to transform the apparatus that produces and disseminates literature.
“The correct political tendency of a work extends also to its literary quality: because a political tendency which is correct comprises a literary tendency which is correct.”This reinforces Benjamin’s thesis that political and literary correctness are inseparable. He insists that a work’s political effectiveness is contingent upon its artistic integrity, highlighting the importance of literary form and technique in achieving political objectives.
“Epic theatre does not reproduce conditions; rather, it discloses, it uncovers them.”Benjamin praises Brecht’s epic theatre for its ability to reveal underlying social conditions rather than simply depicting them. This approach compels the audience to engage critically with the content, disrupting passive consumption and fostering active reflection.
“A writer who does not teach other writers teaches nobody.”This quotation underscores the educational role of writers. Benjamin suggests that for a writer to be truly impactful, they must influence and instruct other writers, thereby contributing to the broader literary and political discourse.
“New Objectivity has turned the struggle against misery into an object of consumption.”Benjamin criticizes the New Objectivity movement for commodifying political struggle, transforming it into a spectacle rather than a catalyst for change. He argues that this approach neutralizes the revolutionary potential of art by making it a subject of passive consumption.
“What we must demand from the photographer is the ability to put such a caption beneath his picture as will rescue it from the ravages of modishness and confer upon it a revolutionary use value.”Here, Benjamin highlights the importance of contextualizing artistic works to preserve their revolutionary potential. He argues that without proper context, even radical images can be stripped of their meaning and turned into mere objects of fashion or consumption.
“Commitment is a necessary, but never a sufficient, condition for a writer’s work acquiring an organizing function.”Benjamin acknowledges that while political commitment is essential for a writer, it alone does not suffice. A writer must also possess the skills to organize and mobilize their audience effectively, turning passive readers into active participants in the social struggle.
“The crucial point, therefore, is that a writer’s production must have the character of a model: it must be able to instruct other writers in their production.”This quotation encapsulates Benjamin’s belief that literature should serve as a model for others. A writer’s work should not only convey ideas but also demonstrate new methods and techniques that other writers can adopt and adapt, thereby advancing the overall literary and political project.

“Poetry, Revisionism, And Repression” by Harold Bloom: Summary and Critique

“Poetry, Revisionism, and Repression” by Harold Bloom, first published in 1973 as a standalone work, stands as a cornerstone of contemporary literary theory.

"Poetry, Revisionism, And Repression" by Harold Bloom: Summary and Critique
Introduction: “Poetry, Revisionism, And Repression” by Harold Bloom

“Poetry, Revisionism, and Repression” by Harold Bloom, first published in 1973 as a standalone work, stands as a cornerstone of contemporary literary theory. Bloom’s provocative exploration of the psychological dynamics of poetic influence introduced the concept of the “anxiety of influence,” arguing that poets inevitably grapple with the shadow of their predecessors. This seminal work challenged traditional notions of literary history and originality, redefining the creative process as a complex interplay of affirmation and subversion. Bloom’s psychoanalytic lens, combined with his deep engagement with canonical poets, has generated both fervent admiration and critical scrutiny, solidifying his position as a highly influential and controversial figure in literary studies.

Summary of “Poetry, Revisionism, And Repression” by Harold Bloom
Concept/DeviceExplanation
Anxiety of InfluenceThe psychological struggle of a poet to establish their own identity and originality in relation to their poetic predecessors.
RevisionismThe process of reworking or reinterpreting previous poetic traditions to create new and original works.
RepressionA psychological defense mechanism that involves excluding painful or unacceptable thoughts and impulses from consciousness, which Bloom applies to the poet’s relationship with precursors.
IntertextualityThe concept that texts are interconnected and influence each other, shaping their meaning.
MisprisionA creative misreading or misunderstanding of a precursor’s work, leading to the creation of a new poetic interpretation.
SublimeA quality of greatness or vastness that transcends ordinary human experience, often associated with poetic inspiration.
Counter-SublimeA concept introduced by Bloom to describe the poet’s struggle against the overwhelming power of the Sublime, through the use of repression and revision.
Poetic StrengthThe ability of a poet to overcome the influence of precursors and create a unique and powerful poetic voice.
Literary Terms/Concepts in “Poetry, Revisionism, And Repression” by Harold Bloom
  1. Central Inquiry into the Text and Psyche: Bloom initiates the discussion by positing a fundamental question about the relationship between the psyche and textual representations, inspired by Jacques Derrida’s inquiries. He asks, “What is a psyche, and what must a text be if it can be represented by a psyche?” suggesting a mutual representational relationship between psyche and text, exploring the meanings of ‘psyche’, ‘text’, and ‘represented’【Quote】.
  2. Etymological Foundations: Bloom delves into the origins of the terms ‘psyche’, ‘text’, and ‘represent’, linking them to ancient meanings related to breath, weaving, and being, respectively. He rephrases his question to: “What is a breath, and what must a weaving or a fabrication be so as to come into being again as a breath?” This highlights the existential and creative processes involved in poetry and representation【Quote】.
  3. Poetry as a Representation of Psyche: In the context of post-Enlightenment poetry, Bloom argues that a poem functions as a representation of individual stance and word, effectively a “breath”. The text of the poem acts as a rhetorical device, facilitating this representational process through a system of tropes, where the only intention of rhetoric is more rhetoric【Quote】.
  4. Poetic and Rhetorical Strength: Bloom explores the concept of the ‘strong poet’, who perceives reality and tradition as texts open to unique interpretations. This stance, influenced by Nietzsche, suggests that strong poets are driven more by pleasure derived from their beliefs in their truths than by the truths themselves. This confronts the ‘commonsensical’ notion of poems having ascertainable meanings independent of other texts【Quote】.
  5. Inter-textuality and Literary Dependence: Emphasizing the inter-dependence of texts, Bloom states that every poem is essentially an ‘inter-poem’ that relies on a dense network of literary language, challenging the notion of poems as isolated entities with distinct meanings. He argues that poetic strength and authenticity come from this interconnectedness and the ongoing revision of prior texts【Quote】.
  6. Vico’s Influence and Poetic Origins: Bloom credits Vico with the insight that poetic language is always a revision of prior language, asserting that all poets are belated and their creativity involves a process of ‘retroactive meaningfulness’. He discusses the poet’s necessary repression of precursor influences to create something new, which aligns with Vico’s views on poetic and rhetorical origins as defensive mechanisms【Quote】.
  7. The Role of Repression in Poetic Creation: Contrary to Freudian perspectives that see good poems as sublimations, Bloom argues that stronger poems manifest through their counterintended effects that continuously contest their overt intentions. He emphasizes the role of imagination in poetic creation, viewing it as a faculty of self-preservation rather than a Freudian unconscious mechanism【Quote】.
  8. Poetic Process as Defensive Mechanism: Finally, Bloom characterizes poems not as static texts but as dynamic defensive processes that engage in constant reinterpretation and revision. Each poem is seen as an act of reading itself, engaged in a dialogic process with its precursors and successors. This process involves a ‘dance of substitutions’, where each representation is continuously challenged and reconstituted, highlighting the perpetual interpretative nature of poetry【Quote】.
Contribution of “Poetry, Revisionism, And Repression” by Harold Bloom to Literary Theory/Theories
Literary TheoryContribution
Freudian PsychoanalysisBloom applies psychoanalytic concepts like repression and the anxiety of influence to understand the poet’s relationship with their predecessors.
IntertextualityBloom emphasizes the concept of intertextuality, arguing that poems are always in dialogue with prior poems and literary traditions.
RomanticismBloom challenges the Romantic notion of the poet as a solitary genius and instead emphasizes the poet’s struggle with and reworking of past influences.
Examples of Critiques Through “Poetry, Revisionism, And Repression” by Harold Bloom

1. “Paradise Lost” by John Milton

  • Revisionism and Inter-textuality: Milton’s “Paradise Lost” can be seen as a profound revision of biblical texts and classical epic traditions. Bloom might argue that Milton represses the literal religious narratives to craft a sublime poetic universe, where Satan becomes a complex figure rather than a mere emblem of evil. This represents a ‘strong misreading’ or creative reinterpretation, where Milton imposes his visionary stance, making the text a battleground of divine and human perspectives.
  • Poetic Strength and Defense: Bloom would likely admire how Milton’s narrative technique and the characterization of Satan embody a defensive mechanism against the tyranny of pre-existing interpretations of scripture and epic. The poem’s grand style and elaborate structure function as a defense against simplification and a reassertion of poetic autonomy.

2. “The Waste Land” by T.S. Eliot

  • Psyche as Text: Eliot’s poem could be interpreted through Bloom’s lens as a psychic battlefield, where fragmented texts and multiple voices represent the modern psyche’s struggle with meaning and identity. Bloom would emphasize the poem’s nature as a revision of past texts and myths, reconfiguring them to represent the disillusionment of the post-World War I generation.
  • Defensive Tropes: The use of varied cultural, literary, and religious references in “The Waste Land” can be seen as defensive tropes that protect the poem from being pinned down to a single, coherent meaning, thus showcasing the ‘defense against anteriority’ that Bloom describes.

3. “Beloved” by Toni Morrison

  • Revisionism and Historical Voice: Morrison’s novel revisits the traumatic history of slavery through the ghostly figure of Beloved, repressing and then revisiting historical texts and personal memories. Bloom would likely see this as a powerful act of poetic imagination, where the narrative represses certain horrors only to reveal deeper emotional and psychological truths about its characters.
  • Sublime and Counter-Sublime: In the figure of Sethe, Bloom might identify a struggle akin to the poetic Sublime, where the intense personal and historical repression results in a narrative of haunting power. Morrison’s style—mythic, dense, and lyrical—could be viewed as a counter-Sublime effort that challenges traditional narratives about race, memory, and identity.

4. “The Love Song of J. Alfred Prufrock” by T.S. Eliot

  • Inter-textuality and the Psyche: Bloom would analyze Prufrock’s narrative as a deep psychological exploration where the character’s indecisiveness and self-doubt reflect the modern psyche’s paralysis. The poem’s allusions to literary and cultural texts (like Dante’s “Inferno”) act as defensive layers that both reveal and conceal the psyche’s vulnerabilities.
  • Rhetoric and Poetic Strength: Eliot’s use of rhetorical questions and fragmented poetic structure in “Prufrock” could be seen as techniques that enforce the poem’s argument about modern alienation and despair. Bloom might argue that these rhetorical strategies represent the poem’s attempt to ‘second’ or reinforce its thematic concerns through the manipulation of poetic form and language.
Criticism Against “Poetry, Revisionism, And Repression” by Harold Bloom
  • Overemphasis on Male Poets and Western Canon
  • Bloom’s work prioritizes male poets and the Western literary tradition, neglecting the rich contributions of female and marginalized voices. This limited scope excludes diverse poetic traditions and perspectives, hindering a more comprehensive understanding of literary history.
  • Psychoanalytic Overdetermination
  • Bloom’s excessive reliance on psychoanalytic concepts like repression can oversimplify complex literary phenomena. This focus potentially neglects other critical perspectives and methodologies that can offer valuable insights into poetic creation and interpretation.
  • Essentialism of Poetic Genius
  • Bloom’s work reinforces the myth of the solitary, male poetic genius. This view ignores the collaborative and communal aspects of poetry creation, as well as the influence of social and cultural factors on the development of poetic voices.
  • Neglect of Contextual Factors
  • Bloom’s overemphasis on the individual poet can downplay the impact of historical, social, and cultural contexts on poetic creation. A more nuanced understanding acknowledges how power structures, ideologies, and broader historical forces shape the production and reception of poetry.
  • Reductionist View of Influence
  • Bloom’s concept of the anxiety of influence can oversimplify the complex relationship between poets and their predecessors. It can reduce influence to a power struggle, neglecting the possibility of mutual influence, inspiration, and collaborative dialogue across generations.
Suggested Readings: “Poetry, Revisionism, And Repression” by Harold Bloom
  1. Bloom, Harold. The Anxiety of Influence: A Theory of Poetry. Oxford University Press, 1973.
  2. de Man, Paul. “The Resistance to Theory.Yale French Studies, no. 63, 1982, pp. 3-20.
  3. Fite, David. Harold Bloom: The Rhetoric of Romantic Vision. University of Massachusetts Press, 1985.
  4. Gallop, Jane. “The Historicization of Literary Studies and the Fate of Psychoanalysis.” PMLA, vol. 102, no. 3, 1987, pp. 307-319.
  5. Hamilton, Paul. Metaromanticism: Aesthetics, Literature, Theory. University of Chicago Press, 2003.
  6. Moi, Toril. “Appropriating Bourdieu: Feminist Theory and Pierre Bourdieu’s Sociology of Culture.” New Literary History, vol. 22, no. 4, 1991, pp. 1017-1049.
  7. Vendler, Helen. Poets Thinking: Pope, Whitman, Dickinson, Yeats. Harvard University Press, 2004.
Representative Quotations from “Poetry, Revisionism, And Repression” by Harold Bloom with Explanation
QuotationExplanation
“What is a text, and what must the psyche be if it can be represented by a text?”Bloom introduces the central theme of his essay, reflecting on the intricate relationship between text and psyche, suggesting that understanding one can lead to insights about the other.
“Psyche’ is ultimately from the Indo-European root bhes, meaning ‘to breathe’, and possibly was imitative in its origins.”This etymological exploration helps Bloom delve into the inherent liveliness of the psyche, likening it to breath—an essential life force, suggesting that texts may also embody such vital characteristics.
“A breath is at once a word, and a stance for uttering that word, a word and a stance of one’s own.”Here, Bloom aligns the act of breathing (and thus living) with the creation and expression of poetry, emphasizing poetry as an extension of the self.
“Rhetoric can be seconded only by rhetoric, for all that rhetoric can intend is more rhetoric.”Bloom critiques the nature of rhetoric in poetry, suggesting that it perpetuates itself and that poetic expression is fundamentally intertextual, reliant on previous texts.
“The strong word and stance issue only from a strict will, a will that dares the error of reading all of reality as a text…”Bloom discusses the ‘strong poet’s’ audacious approach to interpreting reality as text, reflecting a desire to create meaning where there may be none.
“A poetic ‘text’, as I interpret it, is not a gathering of signs on a page, but is a psychic battlefield…”This metaphor emphasizes the conflict and struggle within poetry, viewing poems as arenas where various interpretations and meanings clash.
“Every poet is belated, that every poem is an instance of what Freud called Nachträglichkeit or ‘retroactive meaningfulness’.”Bloom explores the idea that all poets work in the shadow of their predecessors, each text being a reaction to what came before, reinterpreting past ideas and forms.
“A strong poem does not formulate poetic facts any more than strong reading or criticism formulates them…”He argues that poetry doesn’t convey fixed truths but rather engages readers in an ongoing dialogue that reshapes their understanding continuously.
“Poetic strength ensues when such lying persuades the reader that his own origin has been reimagined by the poem.”Bloom views the deception in poetry as a strength if it can deeply affect the reader’s perception of their own identity and reality.
“Poems are not psyches, nor things, nor are they renewable archetypes in a verbal universe, nor are they architectonic units of balanced stresses. They are defensive processes in constant change…”This highlights the dynamic, ever-evolving nature of poems, which are not static but are constantly interpreted and reinterpreted through reading and critical engagement.

“On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson: Summary and Critique

“On Interpretation: Literature As A Socially Symbolic Act” by Fredric Jameson was first published in 1981 as a chapter in his groundbreaking book, The Political Unconscious: Narrative as a Socially Symbolic Act.

Introduction: “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson

“On Interpretation: Literature As A Socially Symbolic Act” by Fredric Jameson was first published in 1981 as a chapter in his groundbreaking book, The Political Unconscious: Narrative as a Socially Symbolic Act. This essay marked a turning point in literary and literary theory by asserting that literature is intrinsically tied to the social and political realm. Jameson’s argument that literary texts are fundamentally products of their historical and cultural contexts has had a profound and enduring impact on subsequent critical approaches, shaping discussions around ideology, power, and the relationship between text and society

Summary of “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson
  1. Priority of Political Interpretation
    • Jameson establishes that the political perspective is fundamental, not just an optional addition to other interpretive methods like psychoanalytic, myth-critical, or structural analysis. He posits, “This is evidently a much more extreme position than the modest claim, surely acceptable to everyone, that certain texts have social and historical – sometimes even political – resonance.”
  2. Critique of Traditional and Contemporary Interpretations
    • The text critiques traditional literary history and contemporary theory for their limitations. Traditional approaches, while acknowledging historical and political backgrounds (e.g., Dante’s Florentine political influences), do not truly interpret texts but provide preconditions for interpretation. Jameson suggests that both antiquarian and modernist approaches to literature fail to address the deeper political meanings, asserting, “Today this properly antiquarian relationship to the cultural past has a dialectical counterpart which is ultimately no more satisfactory.”
  3. Marxism as a Solution to Historicism’s Dilemmas
    • Jameson advocates for Marxism as the only coherent and compelling solution to the dilemmas of historicism. He argues that Marxism enables a genuine philosophy of history that respects the specificity of the past while revealing its connections to present struggles. He explains, “Only Marxism can give us an adequate account of the essential mystery of the cultural past… This mystery can be reenacted only if the human adventure is one.”
  4. The Concept of a Political Unconscious
    • The political unconscious, according to Jameson, is crucial for unmasking cultural artifacts as socially symbolic acts. He argues that cultural texts are inherently political, and any attempt to interpret them as apolitical reinforces the privatisation and reification of contemporary life. Jameson states, “The assertion of a political unconscious proposes that we undertake just such a final analysis and explore the multiple paths that lead to the unmasking of cultural artifacts as socially symbolic acts.”
  5. Interpretation as Rewriting
    • Jameson describes interpretation as an allegorical operation where texts are rewritten in terms of a master code or ideological framework. He emphasizes that interpretation involves a deeper engagement with texts, seeking latent meanings behind apparent ones. He remarks, “Interpretation proper… always presupposes, if not a conception of the unconscious itself, then at least some mechanism of mystification or repression in terms of which it would make sense to seek a latent meaning behind a manifest one.”
Literary Terms/Concepts in “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson
Concept/DeviceDefinition/Explanation
Political UnconsciousThe idea that literary texts are fundamentally shaped by underlying social and political forces.
Socially Symbolic ActLiterature as a product of its historical and cultural context, carrying meaning beyond its surface level.
Ideological Double BindThe dilemma between antiquarianism (focus on historical context) and modernizing relevance (reinterpretation for contemporary readers).
Philosophy of HistoryA framework for understanding the relationship between the past, present, and future, essential for interpreting literary texts.
Class StruggleThe central conflict in history according to Marxist theory, influencing the content and form of literary works.
ReificationThe process of treating abstract concepts or social relationships as concrete objects, leading to a distorted understanding of reality.
MystificationThe obscuring of underlying power structures and social realities through language and cultural practices.
AllegoryA literary technique where characters and events represent abstract ideas or historical events.
Master CodeA fundamental interpretive framework used to understand a text, revealing its underlying ideological assumptions.
SubtextThe underlying meaning or message of a text, often hidden or repressed.
Symbolic ActionThe way in which literary texts engage with and transform the world through language and imagery.
NecessityThe external forces, such as historical and social conditions, that shape human actions and experiences.
Contribution of “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson to Literary Theory/Theories
Literary TheoryJameson’s Contribution
MarxismJameson offers a comprehensive Marxist framework for literary analysis. He emphasizes the importance of class struggle, economic base, and ideology in shaping literary texts. His concept of the “political unconscious” reveals how these underlying forces influence the text’s surface meaning.
HistoricismJameson provides a dialectical approach to historicism, avoiding both antiquarianism and modernizing projection. He argues that literature is deeply embedded in its historical context and that understanding the past is crucial for interpreting the present.
FormalismJameson critiques formalist approaches, arguing that they ignore the social and historical dimensions of texts. He emphasizes that even formal elements are shaped by broader cultural forces.
PsychoanalysisWhile acknowledging the insights of psychoanalysis, Jameson places it within a broader socio-political framework. He suggests that psychological motivations are themselves shaped by social conditions.
StructuralismJameson criticizes structuralism’s focus on language systems and its neglect of historical and social context. He argues for a dialectical approach that considers both the text’s internal structure and its external relations.
Post-structuralismJameson engages with post-structuralist ideas but ultimately rejects their anti-humanist and anti-historical tendencies. He proposes a historical materialism that can account for the complexities of language and culture without abandoning the notion of meaning or social reality.
Examples of Critiques Through “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson

1. Jane Austen’s Pride and Prejudice

  • Social Class and Economic Relations: Austen’s novel is often seen as a romantic comedy, but Jameson would argue that it is deeply embedded in the social and economic realities of the English Regency. The marriage market, property ownership, and social status are central to the plot, reflecting the underlying class structure of the time.
  • Ideology and Gender Roles: The novel’s emphasis on women’s dependence on marriage for economic security reveals the limitations imposed by patriarchal society. Austen subtly critiques these norms through characters like Elizabeth Bennet, who challenges traditional expectations.

2. F. Scott Fitzgerald’s The Great Gatsby

  • American Dream and Economic Inequality: Fitzgerald’s novel is a scathing critique of the American Dream. Gatsby’s pursuit of wealth and status is ultimately futile, revealing the hollowness of material success. Jameson would argue that the novel exposes the widening gap between the rich and the poor in the 1920s.  
  • Jazz Age Culture and Moral Decay: The novel’s depiction of the Roaring Twenties highlights the superficiality and moral decay of the era. The characters’ pursuit of pleasure and hedonism reflects a society in crisis, according to Jameson’s framework.  

3. Toni Morrison’s Beloved

  • Slavery and its Legacy: Morrison’s novel is a powerful exploration of the psychological and social impact of slavery. Jameson would argue that the novel reveals the enduring legacy of this institution, which continues to shape African American experiences.
  • Historical Trauma and Collective Memory: Beloved demonstrates how historical trauma is transmitted through generations. The novel’s haunting narrative exposes the deep wounds inflicted by slavery and the ongoing struggle for healing.

4. Gabriel García Márquez’s One Hundred Years of Solitude

  • Magical Realism and Social Change: Márquez’s novel blends realism with magical elements to depict the history of the Buendía family and the fictional town of Macondo. Jameson would argue that the novel’s magical realism reflects the rapid social and political changes experienced by Latin America in the 20th century.
  • Economic Exploitation and Political Oppression: The novel critiques the exploitation of Latin America by foreign powers and the cyclical nature of violence and oppression. The Buendía family’s history mirrors the broader struggles of the region.
Criticism Against “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson
  1. Restrictive Marxist Framework:
    Critics argue that Jameson’s insistence on Marxism as the exclusive lens through which literature should be interpreted is overly restrictive and potentially reductive. This approach might oversimplify complex texts by reducing their meanings to class struggle and political conditions, sidelining other equally valid interpretations.
  2. Neglect of Textual Autonomy:
    Jameson’s methodology has been criticized for undermining the autonomy of the text by prioritizing historical and political contexts over the literary qualities of the work itself. This could lead to overlooking the aesthetic, thematic, and narrative complexities that are not overtly political.
  3. Ideological Bias:
    The heavy reliance on Marxist theory introduces a significant ideological bias, potentially skewing interpretations and alienating readers or scholars who do not share these views. This bias might limit the broader applicability and acceptance of his interpretive theories.
  4. Dismissal of Other Critical Methods:
    By positioning political interpretation as superior to other methods, Jameson has been accused of dismissing the validity and usefulness of other critical perspectives such as psychoanalysis, structuralism, or deconstruction, which can provide deep insights into the psychological, structural, and philosophical dimensions of texts.
  5. Underestimation of the Reader’s Role:
    Jameson’s framework may be seen as undervaluing the role of the reader in interpreting texts. By focusing heavily on socio-political structures, it potentially neglects the individual and subjective experiences of readers that can influence the interpretation of literature.
  6. Determinism and Reductionism:
    Critics point out that Jameson’s Marxist approach can be deterministic, suggesting that literature inevitably reflects class struggles or political dynamics. This could lead to reductionist readings where the richness and multiplicity of meanings in literature are narrowed down to reflect only socio-political dimensions.
  7. Practical Application Difficulties:
    The application of Jameson’s theories might be challenging in practical criticism, especially when dealing with texts that do not clearly align with Marxist ideologies or historical narratives. This could limit the effectiveness of his approach in diverse literary landscapes.
  8. Historical Inflexibility:
    Some critics argue that Jameson’s historical perspective might not be flexible or adaptive enough to account for the evolving nature of literature and society. His framework may struggle to address postmodern and contemporary texts that deliberately eschew clear socio-political categorization or narratives.
Suggested Readings: “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson
  1. Anderson, Perry. “The Antinomies of Antonio Gramsci.” New Left Review, no. 100, 2016, pp. 5-78.
  2. Buchanan, Ian. Fredric Jameson: Live Theory. Continuum, 2006.
  3. Eagleton, Terry. “Ideology and Literary Form.” Criticism and Ideology. Verso, 1978, pp. 110-145.
  4. Harvey, David. The Condition of Postmodernity: An Enquiry into the Origins of Cultural Change. Blackwell, 1990.
  5. Huyssen, Andreas. “Mapping the Postmodern.” New German Critique, no. 33, Autumn 1984, pp. 5-52.
  6. Jameson, Fredric. The Political Unconscious: Narrative as a Socially Symbolic Act. Cornell University Press, 1981.
  7. Jameson, Fredric. “Postmodernism, or, The Cultural Logic of Late Capitalism.” New Left Review, no. 146, July-August 1984, pp. 53-92.
  8. Roberts, Adam. Fredric Jameson. Routledge, 2000.
  9. Sartre, Jean-Paul. Critique of Dialectical Reason. Translated by Alan Sheridan-Smith, Verso, 2004.
  10. Tally, Robert T., Jr. Fredric Jameson: The Project of Dialectical Criticism. Pluto Press, 2014.
Representative Quotations from “On Interpretation: Literature As A Socially Symbolic Act” By Fredric Jameson with Explanation
QuotationExplanation
“This book will argue the priority of the political interpretation of literary texts.”This sets the premise of Jameson’s argument, emphasizing that political interpretation should be central in literary criticism, not just an auxiliary approach.
“It conceives of the political perspective not as some supplementary method… but rather as the absolute horizon of all reading and all interpretation.”Jameson argues that political perspectives are essential and foundational, challenging the view that they are merely additional lenses to view literature.
“Traditional literary history has… never prohibited the investigation of such topics as the Florentine political background in Dante…”Jameson critiques traditional literary history for acknowledging political contexts but not fully integrating them into the interpretation of texts.
“Our presupposition… will be that only a genuine philosophy of history is capable of respecting the specificity and radical difference of the social and cultural past…”Jameson suggests that understanding literature requires a comprehensive philosophical approach that respects historical differences while connecting them to present struggles.
“Only Marxism… can give us an adequate account of the essential mystery of the cultural past…”He advocates for Marxism as the only framework that fully uncovers the political and historical dimensions of literary texts.
“These matters can recover their original urgency for us only if they are retold within the unity of a single great collective story…”Jameson highlights the need for a unified historical narrative, specifically through a Marxist lens, to make historical and cultural issues relevant to contemporary readers.
“The assertion of a political unconscious proposes that we undertake just such a final analysis…”This introduces the concept of the “political unconscious,” which aims to reveal the deeply embedded political meanings in cultural texts that are often overlooked.
“Interpretation proper… always presupposes, if not a conception of the unconscious itself, then at least some mechanism of mystification or repression…”Jameson outlines the necessity of exploring beyond surface meanings to uncover deeper,

“Literary History As A Challenge To Literary Theory” by Hans Robert Jauss: Summary and Critique

“Literary History As A Challenge To Literary Theory” by Hans Robert Jauss, first published in 1969 in the collection The Aesthetic Experience, marked a pivotal moment in literary studies.

Introduction: “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss

“Literary History As A Challenge To Literary Theory” by Hans Robert Jauss, first published in 1969 in the collection The Aesthetic Experience, marked a pivotal moment in literary studies. Jauss’s groundbreaking essay challenged the dominant formalist and historical approaches, arguing that the meaning of a literary work is not solely determined by its textual features or historical context, but also by its reception by readers. By introducing the concept of the “horizon of expectations,” Jauss shifted the focus from the author and the text to the reader and the historical moment, significantly influencing the development of reader-response theory and reception aesthetics.

Summary of “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss
  1. Critique of Traditional Literary Theories: Jauss criticizes both Marxist and Formalist literary theories for neglecting the “dimension of its reception and influence.” He argues that these theories overly focus on production and representation, ignoring the crucial role of the audience in literature’s aesthetic and social function.
  2. Importance of Audience Reception: Jauss emphasizes that “the historical life of a literary work is unthinkable without the active participation of its addressees.” He posits that the reception of literature by readers is fundamental to understanding its historical and aesthetic significance.
  3. Dialogical Relationship in Literary History: Jauss proposes that literature’s history should be seen as a “dialogical and at once processlike relationship” between the work and its audience, where each new work interacts with previous literary experiences, forming a continuous dialogue.
  4. Renewal of Literary History: To renew literary history, Jauss argues for a shift from the traditional aesthetics of production and representation to an “aesthetics of reception and influence.” He asserts that literature’s historicity is rooted in the “preceding experience of the literary work by its readers.”
  5. Horizon of Expectations: Jauss introduces the concept of the “horizon of expectations,” where a literary work is not a static object but an “orchestration that strikes ever new resonances” among its readers. The artistic character of a work is determined by how it challenges or fulfills these expectations.
  6. Artistic Distance and Aesthetic Value: He discusses “aesthetic distance” as a measure of a work’s artistic character, defined by how much it challenges the audience’s expectations. The greater the distance, the higher the artistic value, but this distance can diminish over time as a work becomes part of familiar cultural experience.
  7. Reconstruction of Historical Context: Jauss advocates for reconstructing the “horizon of expectations” to understand how contemporary readers perceived and understood a work, thereby correcting modern biases and uncovering the historical reception of literature.
  8. Integration of Literary Works in Historical Series: He suggests that individual works should be placed within their “literary series” to recognize their historical position and significance, showing how new works respond to and evolve from previous literary challenges.
  9. Synchrony and Diachrony in Literary History: Jauss calls for the integration of both synchronic (at a specific moment in time) and diachronic (over time) perspectives in literary history, allowing for a more comprehensive understanding of literary evolution.
  10. Social Function of Literature: Finally, Jauss highlights the “social function of literature,” asserting that literature contributes to the “emancipation of mankind” by challenging societal norms and offering new moral solutions, thus bridging the gap between literature and history.
Literary Terms/Concepts in “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss
Concept/DeviceExplanation
Horizon of ExpectationsThe sum of anticipations, norms, and knowledge a reader brings to a text based on previous literary experiences and cultural background.
Aesthetic DistanceThe gap between a reader’s expectations and the newness or unexpected elements presented in a literary work.
Reception TheoryA literary theory that focuses on the reader’s role in creating meaning and interpreting a text.
Literary SeriesA sequence of literary works that influence and respond to each other, creating a historical and thematic connection.
Synchronic and Diachronic AnalysisSynchronic analysis examines literary works within a specific historical moment, while diachronic analysis studies the development of literature over time.
Literary EvolutionThe development of literature as a dynamic process influenced by social, cultural, and historical factors.
Social Function of LiteratureThe role of literature in shaping social attitudes, values, and behaviors.
Contribution of “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss to Literary Theory/Theories 
Literary TheoryContribution of Jauss
FormalismJauss directly challenged Formalism’s focus on the text as an autonomous object. He argued for the importance of the reader’s role in creating meaning, emphasizing that a text’s significance is dynamic and historical.
MarxismWhile Jauss acknowledged the social context of literature, he diverged from Marxist approaches by emphasizing the reader’s reception rather than solely focusing on the author’s class or ideological position. He introduced a more dynamic view of the relationship between literature and society.
New HistoricismJauss’s concept of the “horizon of expectations” aligns with New Historicism’s focus on the cultural and historical context of literary production and reception. However, Jauss placed a stronger emphasis on the reader’s role in shaping meaning.
Reader-Response TheoryJauss is considered a foundational figure in Reader-Response Theory. His concept of the “horizon of expectations” and the importance of the reader’s active role in creating meaning were pivotal in establishing this theoretical approach.
Literary HistoryJauss revolutionized literary history by shifting the focus from a chronological narrative to a study of the reception and impact of literary works over time. He introduced the concept of “literary series” to analyze the interconnections between texts.
Overall Impact on Literary Theory
  • Centering the reader: He brought the reader into the forefront of literary analysis, challenging the traditional focus on the author and the text.
  • Historicizing literature: By emphasizing the importance of the historical context and the changing nature of interpretation, Jauss contributed to a more dynamic and historically grounded understanding of literature.
  • Interdisciplinarity: Jauss drew on insights from various fields, including history, sociology, and linguistics, to develop a comprehensive approach to literary study.
Examples of Critiques Through “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss
  1. James Joyce’s Ulysses (1922): Critique through Reception Theory: When Ulysses was first published, it generated a significant aesthetic distance from the prevailing “horizon of expectations” due to its unconventional narrative style, stream-of-consciousness technique, and explicit content. Jauss would highlight how the novel initially shocked and alienated many readers, with its complex structure challenging traditional narrative forms. Over time, as readers became more accustomed to modernist techniques, the reception of Ulysses evolved, leading it to be recognized as a masterpiece. Jauss’s approach would underscore the dialogical process through which Ulysses moved from being controversial to being canonized, reflecting a change in literary expectations and aesthetic value.
  2. Charlotte Brontë’s Jane Eyre (1847): Critique through Historical Context and Horizon of Expectations: Upon its release, Jane Eyre was both praised and criticized for its portrayal of a strong-willed, independent female protagonist. Jauss would examine how the novel’s reception was shaped by the “horizon of expectations” of Victorian readers, who were accustomed to more passive and submissive female characters. The novel’s challenge to gender norms and its exploration of female autonomy and moral integrity pushed against the boundaries of its contemporary literary context. Over time, as societal attitudes towards women evolved, the reception of Jane Eyre has shifted, with modern readers viewing it as an early feminist text. Jauss would argue that the work’s historical significance lies in its role in altering readers’ perceptions of female agency in literature.
  3. F. Scott Fitzgerald’s The Great Gatsby (1925): Critique through Aesthetic Distance and Changing Reception: The Great Gatsby was initially met with modest success and mixed reviews, as it did not fit neatly into the existing literary expectations of the 1920s. Jauss would explore how the novel’s critique of the American Dream and its innovative use of narrative perspective created an aesthetic distance that some early readers found difficult to bridge. Over time, however, as the social and cultural context of America changed, particularly during and after World War II, The Great Gatsby began to be appreciated for its depth and insight into the disillusionment of the American Dream. Jauss would focus on how the novel’s changing reception over decades illustrates the evolving horizon of expectations and how this has elevated the novel to its current status as a quintessential American classic.
  4. Virginia Woolf’s To the Lighthouse (1927): Critique through Dialogical Relationship and Reader Interaction: To the Lighthouse is a work that challenges conventional narrative forms through its focus on subjective experiences, time, and memory, creating a dialogical relationship with its readers. Jauss would critique how the novel’s fragmented structure and shifting perspectives demanded a new kind of active reception, moving from passive to active engagement, as readers had to navigate the novel’s complex temporal structure and introspective style. The novel’s initial reception was mixed, as its innovative form was not immediately appreciated by all. Jauss would argue that To the Lighthouse plays a significant role in the literary history of modernism, influencing how later works were received and understood. The novel’s enduring significance can be traced through its influence on both readers and subsequent literary works, contributing to the broader evolution of narrative techniques in 20th-century literature.
Criticism Against “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss
  • Overemphasis on Reader Response
  • Neglects the importance of the author and the text itself in creating meaning.
  • Oversimplifies the complexity of the reader’s experience.
  • Subjectivity in Interpretation
  • Horizon of expectations is highly subjective and difficult to objectify.
  • Different readers may have vastly different interpretations based on their individual experiences.
  • Limited Historical Scope
  • Focuses primarily on the reception of a work, potentially neglecting broader historical and cultural contexts.
  • Overlooks the influence of economic, political, and social factors on literary production.
  • Difficulties in Methodology
  • Challenges in reconstructing the horizon of expectations for past works.
  • Lack of clear guidelines for applying reception theory to different genres and periods.
  • Neglect of Intertextuality
  • While acknowledging the influence of previous works, Jauss’ theory may underemphasize the complex interrelationships between texts.
  • Idealization of the Reader
  • Assumes an ideal reader who actively engages with the text, potentially overlooking passive or resistant readings.
Suggested Readings: “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss
  1. Jauss, Hans Robert.Literary History As A Challenge To Literary Theory.” New Directions in Literary History, Taylor & Francis, 2022.
  2. Jauss, Hans Robert. “Towards an Aesthetic of Reception.” Literary Theory: An Anthology, edited by Julie Rivkin and Michael Ryan, 2nd ed., Blackwell, 2004, pp. 502-520.
  3. Holub, Robert C. Reception Theory: A Critical Introduction. Methuen, 1984.
  4. Iser, Wolfgang. The Act of Reading: A Theory of Aesthetic Response. Johns Hopkins University Press, 1978.
Representative Quotations from “Literary History As A Challenge To Literary Theory” by Hans Robert Jauss with Explanation
QuotationExplanation
“The historical life of a literary work is unthinkable without the active participation of its addressees.”Jauss emphasizes the crucial role of the reader in the life of a literary work. He argues that literature’s historical and aesthetic significance cannot be fully understood without considering how it is received and interpreted by its audience over time.
“A literary work is not an object that stands by itself and that offers the same view to each reader in each period.”Jauss challenges the notion of a literary work as a static entity. Instead, he argues that a literary work is dynamic, with its meaning and impact changing as it is interpreted by different readers across various historical contexts.
“The horizon of expectations of the literary experience of contemporary and later readers, critics, and authors.”This concept refers to the set of cultural, social, and literary norms that shape a reader’s expectations when encountering a new work. Jauss suggests that understanding these expectations is key to analyzing how a literary work is received and valued.
“The distance between the horizon of expectations and the work… determines the artistic character of a literary work.”Jauss introduces the idea of “aesthetic distance,” where the gap between a reader’s expectations and the actual experience of a work determines its artistic value. A greater distance often signifies a more challenging, innovative, and thus valuable work.
“Literary history does not simply describe the process of general history in the reflection of its works one more time.”Jauss argues that literary history should not merely mirror general history. Instead, it should highlight literature’s unique role in shaping and reflecting social and cultural evolution, particularly through its reception and influence on readers.
“The coherence of literature as an event is primarily mediated in the horizon of expectations.”The coherence or unity of literature is not inherent in the work itself but is mediated by the expectations of its readers. This highlights the importance of the reader’s role in constructing the meaning and significance of a literary work.
“The first reception of a work by the reader includes a test of its aesthetic value in comparison with works already read.”Jauss points out that readers evaluate new works by comparing them to previous readings. This comparative process influences both the immediate reception and the long-term historical value assigned to the work.
“The theory of the aesthetics of reception… demands that one insert the individual work into its ‘literary series’.”Jauss suggests that understanding a literary work requires placing it within the broader context of literary history, comparing it to works that preceded it and those that followed, to fully grasp its significance and contribution to the literary tradition.
“The classical character of the so-called masterworks… requires a special effort to read them ‘against the grain’.”As works become classics, their once radical and innovative qualities may become normalized. Jauss encourages readers to critically re-examine these works to rediscover their original artistic significance and challenge the comfortable familiarity that has developed over time.
“The relationship of literature and reader has aesthetic as well as historical implications.”Jauss underscores the dual nature of the reader’s role: aesthetically, in shaping the immediate experience of the work, and historically, in contributing to its ongoing reception and evolving interpretation across generations.

“The Resistance To Theory” By Paul De Man: Summary and Critique

“The Resistance To Theory” by Paul de Man first appeared in 1979 in the collection of essays titled Resistance to Theory.

"The Resistance To Theory" By Paul De Man: Summary and Critique
Introduction: “The Resistance To Theory” By Paul De Man

“The Resistance To Theory” by Paul de Man first appeared in 1979 in the collection of essays titled Resistance to Theory. Originally commissioned for a broader scholarly volume, the essay was ultimately rejected, a fact that de Man found revealing. Central to the piece is de Man’s exploration of the inherent tension between theory and its practice, arguing that resistance to theory is, paradoxically, a condition of its existence. This provocative stance has had a profound impact on literary and theoretical discourse, prompting critical examination of the relationship between language, meaning, and interpretation. De Man’s insights continue to shape contemporary discussions about the nature of textual analysis and the limits of knowledge.

Summary of “The Resistance To Theory” By Paul De Man
  • The Advent of Literary Theory: Literary theory emerges when the study of literary texts moves away from non-linguistic considerations, such as historical or aesthetic value, and focuses instead on “the modalities of production and reception of meaning and value” (De Man). This shift necessitates a new discipline that critically investigates how meaning and value are established.
  • Linguistic Terminology in Literary Discourse: The use of linguistic terminology, which prioritizes the function of language over intuition, marks a significant break from traditional literary history and criticism. According to De Man, this terminology considers “reference as a function of language” rather than as an intuition tied to perception or aesthetics.
  • Impact of Saussurian Linguistics: Contemporary literary theory is heavily influenced by Saussurian linguistics, which views language as a “system of signs and signification” rather than as a set of fixed meanings. This perspective challenges the traditional separation between literary and non-literary language, “liberating the corpus from the secular weight of textual canonization” (De Man).
  • Misunderstandings of Literariness: Literariness is often confused with aesthetic response, but De Man argues that it is instead related to the “autonomous potential of language” to reveal the unreliability of linguistic utterances. This leads to the “voiding, rather than the affirmation, of aesthetic categories” and challenges the conventional role of aesthetics in literary interpretation.
  • Literature as Fiction and the Role of Language: De Man emphasizes that literature is fiction not because it denies reality, but because it is uncertain whether language functions according to the principles of the phenomenal world. He states, “It is therefore not a priori certain that literature is a reliable source of information about anything but its own language.”
  • Language and Ideology: The confusion between linguistic and natural reality is what De Man identifies as ideology. He argues that the study of linguistics in literature is a powerful tool for unmasking ideological aberrations. Those who resist literary theory, he claims, do so out of fear that their own ideological mystifications will be exposed.
  • Resistance to Theory as Resistance to Language: The resistance to theory is fundamentally a resistance to the use of language about language, which in turn is a resistance to the complexity and ambiguity inherent in language itself. De Man highlights that “language contains factors or functions that cannot be reduced to intuition,” making it an unstable and overdetermined concept.
  • The Unstable Relationship Between Grammar and Rhetoric: De Man discusses the tension within the classical trivium (grammar, rhetoric, and logic), particularly the “uncertain relationship between grammar and rhetoric.” He argues that tropes, which are central to rhetoric, challenge the stability of grammatical models and lead to an “epistemologically unstable” understanding of language.
  • Reading as a Disruptive Process: The act of reading, according to De Man, is not a straightforward decoding of grammatical structures but a process where “grammatical cognition is undone” by rhetorical elements. He suggests that the resistance to theory is, in essence, a resistance to reading itself, as reading reveals the inherent instability and complexity of language.
Literary Terms/Concepts in “The Resistance To Theory” By Paul De Man
TermDefinitionSignificance in the Text
LiterarinessThe quality that distinguishes literary language from ordinary language.De Man argues that literariness is not synonymous with aesthetic value but rather involves a foregrounding of the materiality of language, revealing its instability and unreliability.
MimesisThe imitation of reality in art.De Man challenges the traditional view of literature as mimetic, arguing that language does not simply reflect reality but constructs it through its own operations.
RhetoricThe art of effective or persuasive speaking or writing.De Man emphasizes the rhetorical dimension of language, arguing that it undermines the stability of grammar and logic, revealing the inherent instability of meaning.
TropeA figure of speech involving the use of words in other than their literal sense.Tropes, such as metaphor and metonymy, are central to de Man’s understanding of how language functions, creating meaning through displacement and deferral.
DeconstructionA method of critical analysis that exposes the contradictions and ambiguities inherent in language.While not explicitly named, de Man’s analysis of the instability of language and meaning anticipates key deconstructive concepts.
IdeologyA system of ideas and beliefs that shape social, political, and cultural life.De Man argues that ideology is produced through language and can be exposed through a close analysis of its rhetorical strategies.
Contribution of “The Resistance To Theory” By Paul De Man to Literary Theory/Theories
  • Structuralism: De Man’s essay emphasizes the application of linguistic structures to the study of literature, heavily drawing on Saussurian linguistics. Structuralism, which focuses on understanding language as a system of signs, finds support in De Man’s assertion that language should be viewed as “a system of signs and of signification rather than as an established pattern of meanings” (De Man). This perspective aligns with structuralism’s effort to uncover the underlying structures that govern the production of meaning in texts.
  • Post-structuralism: “The Resistance to Theory” contributes significantly to post-structuralist thought by challenging the stability of meaning in language. De Man argues that literature reveals the “unreliability of linguistic utterance” and that language’s relationship to the world is not phenomenally but conventionally determined. This skepticism toward fixed meaning and the deconstruction of language’s referential function is central to post-structuralist theory, where meaning is seen as inherently unstable and contingent on the interplay of signifiers.
  • Deconstruction: As a key figure in deconstruction, De Man’s work in “The Resistance to Theory” advances the idea that language deconstructs itself, leading to the “undoing of theory” through the disruption of logical and grammatical systems. His exploration of how rhetorical elements in texts destabilize meaning supports the deconstructive view that any text inherently contains contradictions and tensions that undermine its apparent coherence. The essay posits that “reading will be a negative process in which the grammatical cognition is undone,” aligning with deconstruction’s focus on the indeterminacy of textual interpretation.
  • Formalism: While De Man’s essay is often seen as opposing traditional formalist approaches, it nevertheless engages with formalism by addressing the materiality of the signifier and the autonomous potential of language. De Man critiques the formalist emphasis on aesthetic categories, arguing instead for the significance of rhetoric and its capacity to reveal the illusory nature of aesthetic effects. His critique of formalism is rooted in the belief that literature “involves the voiding, rather than the affirmation, of aesthetic categories.”
  • Reader-Response Theory: De Man’s exploration of the act of reading as a disruptive process contributes to reader-response theory by emphasizing the active role of the reader in creating meaning. He argues that the resistance to theory is fundamentally a resistance to reading, which reveals the complexities and instabilities of language. This perspective aligns with reader-response theory’s focus on the interpretive role of the reader, suggesting that meaning is not inherent in the text but emerges through the reader’s engagement with it.
  • Ideology Critique (Marxist Theory): De Man’s essay contributes to ideology critique by highlighting how literary theory can expose ideological mystifications. He argues that the study of literariness “is a powerful and indispensable tool in the unmasking of ideological aberrations.” By challenging the ideological functions of language, De Man aligns with Marxist theory’s goal of revealing the ways in which texts reinforce or challenge dominant ideologies. His assertion that those who resist theory are often afraid of having their “ideological mystifications exposed” directly engages with the Marxist critique of ideology.
  • Semiotics: In discussing the application of linguistic models to literature, De Man’s work contributes to semiotics by examining how signs function within literary texts. He supports the semiotic view that language and literature are systems of signs that do not simply reflect reality but construct it. De Man’s emphasis on the non-referential nature of language and the conventional relationship between signifier and signified advances semiotic analysis, particularly in its application to literary texts.
  • Hermeneutics: De Man’s critique of hermeneutic approaches, which seek to uncover stable meanings in texts, contributes to the ongoing debate within hermeneutics about the role of interpretation. His argument that “no grammatical decoding, however refined, could claim to reach the determining figural dimensions of a text” challenges hermeneutic attempts to stabilize meaning through interpretation. This critique encourages a rethinking of hermeneutics that acknowledges the indeterminacy and complexity of textual meaning.
  • Rhetorical Criticism: De Man’s focus on rhetoric, particularly its role in disrupting grammatical and logical systems, significantly contributes to rhetorical criticism. He argues that the rhetorical dimension of language, which is foregrounded in literature, “undoes the claims of the trivium (and by extension, of language) to be an epistemologically stable construct.” This perspective reinforces rhetorical criticism’s emphasis on the persuasive and destabilizing effects of language, suggesting that rhetoric plays a central role in shaping and challenging meaning in literary texts.
Examples of Critiques Through “The Resistance To Theory” By Paul De Man
Literary Work & AuthorCritique Through De Man’s “The Resistance to Theory”
“Pride and Prejudice” by Jane AustenLanguage constructs social norms rather than merely reflecting them. The novel’s use of dialogue and narrative voice might be seen as participating in the rhetorical displacement of meaning, complicating any straightforward interpretation.
“The Fall of Hyperion” by John KeatsEmphasizes the undecidability in the title itself. The phrase “The Fall of Hyperion” resists a clear grammatical or logical interpretation, highlighting the instability of meaning that De Man argues is inherent in all literary texts, reflecting the tension between grammar and rhetoric in Keats’ work.
“Heart of Darkness” by Joseph ConradExposes the ideological underpinnings of colonialism. The novel’s language could be analyzed for its rhetorical functions, revealing how Conrad’s text deconstructs itself, challenging the stability of its own narrative and the ideologies it portrays.
“Ulysses” by James JoyceJoyce’s radical use of language disrupts traditional narrative forms and meaning. The text resists conventional readings, with its rhetorical complexity undermining any stable interpretation, aligning with De Man’s notion of reading as a negative process.
Criticism Against “The Resistance To Theory” By Paul De Man

Methodological Issues:

  • Overemphasis on Deconstruction: Critics argue that de Man’s focus on deconstruction leads to a neglect of other critical approaches and a reduction of literary texts to mere linguistic puzzles.
  • Ahistorical Approach: De Man’s focus on textual analysis is often criticized for ignoring historical and cultural contexts, leading to a limited understanding of literary works.
  • Formalism: Critics contend that de Man’s emphasis on language and form over content diminishes the importance of the human subject and the social world.

Philosophical Concerns:

  • Nihilism: Some critics argue that de Man’s insistence on the instability of language and meaning ultimately leads to a nihilistic worldview where meaning is impossible.
  • Relativism: De Man’s emphasis on the indeterminacy of texts can be seen as promoting a relativistic stance, where any interpretation is equally valid.

Political Implications:

  • Apolitical Stance: Critics argue that de Man’s focus on textual analysis neglects the political and social dimensions of literature, leading to an apolitical stance.
  • Complicity with Power: Some critics have accused de Man of complicity with oppressive power structures through his emphasis on the indeterminacy of language.

Ethical Concerns:

  • Ethical Blindness: Critics argue that de Man’s focus on textual analysis leads to a neglect of ethical considerations and the potential for language to be used for harmful purposes.
Suggested Readings: “The Resistance To Theory” By Paul De Man
  1. Culler, Jonathan. “Reading as a Woman: Deconstruction and Feminist Criticism.” On Deconstruction: Theory and Criticism after Structuralism. Cornell University Press, 1982, pp. 43-64.
  2. de Man, Paul. Allegories of Reading: Figural Language in Rousseau, Nietzsche, Rilke, and Proust. Yale University Press, 1979.
  3. de Man, Paul. “The Resistance to Theory.” Yale French Studies, vol. 63, 1982, pp. 3-20.
  4. Lentricchia, Frank. After the New Criticism. University of Chicago Press, 1980.
  5. Miller, J. Hillis. “The Critic as Host.” Deconstruction and Criticism. The Seabury Press, 1979, pp. 217-253.
  6. Norris, Christopher. Paul de Man: Deconstruction and the Critique of Aesthetic Ideology. Routledge, 1988.
Representative Quotations from “The Resistance To Theory” By Paul De Man with Explanation
QuotationExplanation
“Literary theory comes into being when the approach to literary texts is no longer based on non-linguistic, that is to say historical and aesthetic, considerations.”This quotation highlights the shift in focus that defines literary theory: moving away from traditional approaches grounded in history and aesthetics to an emphasis on language itself. It underscores the autonomy of literary theory as a discipline concerned with the production and reception of meaning.
“The resistance to theory is a resistance to the use of language about language.”De Man argues that opposition to literary theory often stems from an aversion to the meta-linguistic focus of theory. This resistance is, at its core, a reluctance to engage with the complexities and ambiguities inherent in language itself.
“Literature involves the voiding, rather than the affirmation, of aesthetic categories.”This statement challenges the traditional association of literature with aesthetic value. De Man suggests that literature, by revealing the instability of language, actually undermines conventional aesthetic categories, making it more about the rhetorical function than about beauty or artistic merit.
“It is therefore not a priori certain that literature is a reliable source of information about anything but its own language.”De Man posits that literature should not be seen as a straightforward reflection of reality. Instead, it primarily serves to demonstrate the workings of language itself, challenging the assumption that literature reliably communicates external truths.
“Reading will be a negative process in which the grammatical cognition is undone by its rhetorical displacement.”Here, De Man explains that reading, under the scrutiny of literary theory, involves a process where established grammatical structures are disrupted by rhetorical elements. This idea reflects the deconstructive approach, where meaning is seen as fluid and unstable.
“The most familiar and general of all linguistic models, the classical trivium, is in fact a set of unresolved tensions.”This quotation points to the inherent contradictions within traditional linguistic frameworks (grammar, rhetoric, logic). De Man uses this to argue that literary theory reveals and engages with these tensions, disrupting the assumed coherence of linguistic and logical systems.

“Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland: Summary and Critique

“Reading and Identity: A Psychoanalytic Revolution” by Norman N. Holland was first published in 1979 in the collection Twentieth-Century Literary Theory: A Reader.

"Reading And Identity: A Psychoanalytic Revolution" By Norman N. Holland: Summary and Critique
Introduction: “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland

“Reading and Identity: A Psychoanalytic Revolution” by Norman N. Holland was first published in 1979 in the collection Twentieth-Century Literary Theory: A Reader. This groundbreaking article marked a pivotal moment in literary and literary theory by introducing the concept that a reader’s interpretation of a text is deeply intertwined with their personal identity. Holland’s work challenged the traditional notion of a fixed, objective meaning within a text, instead proposing a dynamic and subjective relationship between the reader and the literary work. This revolutionary perspective has had a profound and enduring impact on the field, shaping subsequent discussions about reader-response criticism and the psychology of interpretation.

Summary of “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland
  • Introduction of Psychoanalytic Revolution: In “Reading And Identity: A Psychoanalytic Revolution,” Norman N. Holland presents a transformative shift in understanding literary interpretation. Previously, literary theorists believed that stories and poems elicited a universally shared or ‘correct’ response from readers. Holland challenges this notion, emphasizing that individual responses to texts are shaped by personal identity rather than a collective standard. He reflects on this change, stating, “We theorists of literature used to think that a given story or poem evoked some ‘correct’ or at least widely shared response.”
  • Development of Identity Theory: Holland introduces Heinz Lichtenstein’s concept of identity as a crucial development in psychoanalytic theory. This concept marks a departure from earlier diagnostic and libidinal frameworks, which focused on static categories of personality. Lichtenstein’s theory, which Holland highlights, offers a more nuanced understanding of identity. He notes, “The key concept is identity (as developed by Heinz Lichtenstein).” This approach integrates the complexity of personal identity into psychoanalysis, surpassing previous models.
  • Identity as Theme and Variations: Holland conceptualizes identity as a dynamic process, akin to a musical theme with variations. According to this model, identity comprises a core theme of sameness interspersed with variations that reflect personal adaptations and changes. Holland explains, “Think of the sameness as a theme, an ‘identity theme’. Think of the difference as variations on that identity theme.” This metaphor captures how personal identity maintains a consistent core while evolving through different experiences and interpretations.
  • Application to Literary Analysis: The practical application of this identity concept is illustrated through examples of individual readers, such as Sandra, Saul, and Sebastian. Each reader interprets texts differently based on their unique identity themes. For instance, Holland describes Sandra’s identity theme as seeking sources of nurture and strength, which influences her reading. He provides an example: “For example, I phrased an identity theme for a subject I’ll call Sandra: ‘she sought to avoid depriving situations and to find sources of nurture and strength with which she could exchange and fuse.'” This demonstrates how personal identity affects literary interpretation.
  • DEFT Framework: Holland further refines his analysis with the DEFT framework, which stands for Defense, Expectation, Fantasy, and Transformation. This framework helps to understand how readers engage with texts through their personal identity processes. Holland asserts, “These four terms: defense, expectation, fantasy, and transformation (DEFT, for short) connect to more than clinical experience.” The DEFT framework highlights the active role of personal identity in shaping literary experiences.
  • Implications for Psychoanalysis: The introduction of identity theory into psychoanalysis has profound implications, expanding traditional theories by integrating how identity re-creation influences perception, cognition, and memory. Holland argues that identity theory provides a comprehensive framework for understanding mental processes, stating, “I believe identity theory provides the necessary top-level theory. That is, we can conceptualize sensing, knowing or remembering – indeed, the whole human mind – as a hierarchy of feedback networks…” This perspective enriches psychoanalytic theory by emphasizing the role of identity in shaping mental functions.
  • Teaching and Methodology: Holland discusses how identity theory transforms teaching methods in psychoanalysis and psychology, particularly through the Delphi seminar approach. This method encourages students to explore their personal styles and identities in relation to texts and learning. He notes, “More and more we use the Delphi (‘know thyself) seminar to help students discover how they each bring a personal style (identity) to reading, writing, learning, and teaching.” This approach fosters a deeper understanding of how personal identity influences academic and practical applications.
  • Conclusion: Identity as Relationship: Holland concludes that identity is not a static concept but a relational process where self and other continuously shape and redefine each other. This view challenges traditional dualistic perspectives by focusing on the interaction between personal identity and external influences. He observes, “Instead of simple dualism, we try for a detailed inquiry into the potential space of that DEFT feedback in which self and other mutually constitute each other.” This relational perspective underscores the fluid and dynamic nature of identity in both psychoanalysis and broader contexts.
Literary Terms/Concepts in “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland
TermDefinition
Identity ThemeA recurring pattern in someone’s life that defines their personality.
VariationsDivergences from the identity theme, representing individual differences and responses.
DEFTAn acronym representing Defense, Expectation, Fantasy, and Transformation; the four key elements influencing how individuals interact with texts.
Identity PrincipleThe fundamental human motivation to maintain one’s identity, overriding other drives like pleasure or aggression.
Delphi SeminarA group discussion method where participants share personal associations with texts to understand how identity shapes interpretation.
Contribution of “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland to Literary Theory/Theories

·       Contribution to Psychoanalytic Literary Theory: Norman N. Holland’s “Reading And Identity: A Psychoanalytic Revolution” contributes significantly to psychoanalytic literary theory by shifting the focus from static diagnostic categories to a dynamic understanding of identity. Holland introduces Heinz Lichtenstein’s concept of identity, which redefines psychoanalytic approaches by emphasizing how personal identity shapes literary interpretation. Rather than relying solely on traditional diagnostic labels like hysteric or oral, Holland argues for a more nuanced perspective. He states, “The key concept is identity (as developed by Heinz Lichtenstein).” This contribution enriches psychoanalytic literary theory by integrating a more fluid and individualized understanding of how readers interact with texts.

·       Contribution to Reader-Response Theory: Holland’s work also advances reader-response theory by highlighting the role of personal identity in shaping literary interpretation. By conceptualizing identity as a theme with variations, Holland provides a framework for understanding how individual differences influence the reading process. He describes this interplay as, “Think of the sameness as a theme, an ‘identity theme’. Think of the difference as variations on that identity theme.” This approach underscores that literary responses are not universal but are deeply influenced by each reader’s unique identity, thereby enhancing reader-response theory’s focus on the subjective nature of reading.

·       Contribution to Psychoanalytic Criticism: In psychoanalytic criticism, Holland’s DEFT framework—comprising Defense, Expectation, Fantasy, and Transformation—offers a comprehensive method for analyzing how personal identity affects engagement with texts. This framework provides tools for examining the ways in which readers’ psychological processes shape their interpretations. Holland explains, “These four terms: defense, expectation, fantasy, and transformation (DEFT, for short) connect to more than clinical experience.” This contribution extends psychoanalytic criticism by providing a structured approach to understanding the psychological dynamics at play in literary interpretation.

·       Contribution to Identity Theory in Psychoanalysis: Holland’s integration of identity theory into psychoanalytic thought marks a significant advancement by proposing that identity re-creation is central to understanding perception, cognition, and memory. He argues for a hierarchical model where identity influences mental processes, stating, “I believe identity theory provides the necessary top-level theory. That is, we can conceptualize sensing, knowing or remembering – indeed, the whole human mind – as a hierarchy of feedback networks…” This contribution expands traditional psychoanalytic theories by emphasizing the role of identity in shaping cognitive and perceptual experiences

·       Contribution to Teaching Methods in Psychoanalysis: Holland’s application of identity theory to teaching methods, particularly through the Delphi seminar, reflects an innovative approach to psychoanalytic education. This method encourages students to explore how personal identity affects their reading, writing, and learning processes. Holland notes, “More and more we use the Delphi (‘know thyself) seminar to help students discover how they each bring a personal style (identity) to reading, writing, learning, and teaching.” This contribution underscores the importance of incorporating identity theory into educational practices, providing a more personalized and reflective approach to teaching psychoanalysis and psychology.

·       Contribution to the Understanding of Identity as Relational: Finally, Holland’s view of identity as a relational process, where self and other mutually constitute each other, offers a transformative perspective on identity theory. He challenges traditional dualistic views by emphasizing the interplay between self and other, stating, “Instead of simple dualism, we try for a detailed inquiry into the potential space of that DEFT feedback in which self and other mutually constitute each other.” This contribution advances literary and psychoanalytic theory by promoting a more nuanced understanding of identity as a dynamic, relational construct.

Examples of Critiques Through “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland
Literary WorkHypothetical Reader Identity ThemePotential Reader Responses (DEFT)Social and Cultural Context
HamletDesire for ControlDefense against overwhelming emotions, expectation of tragic outcomes, fantasy of power, transformation of griefElizabethan England, themes of revenge and mortality
Pride and PrejudiceNeed for ConnectionDefense against social isolation, expectation of romantic fulfillment, fantasy of ideal love, transformation of personal growthRegency England, focus on marriage and social class
The Great GatsbyPursuit of the American DreamDefense against disillusionment, expectation of wealth and happiness, fantasy of unattainable love, transformation of disillusionmentJazz Age America, themes of wealth, class, and the American Dream
One Hundred Years of SolitudeSearch for IdentityDefense against isolation, expectation of magical realism, fantasy of family legacy, transformation of understanding of time and historyColombian context, magical realism, themes of family and history
Criticism Against “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland
  • Overemphasis on the Individual:
  • Prioritizes the subjective reader experience at the expense of the text’s inherent meaning and cultural context.
  • Neglects the shared aspects of literary interpretation.
  • Subjectivity and Lack of Rigor:
  • Critics argue that Holland’s approach is too subjective and lacks the rigor necessary for objective literary analysis.
  • Questions the reliability and validity of basing literary interpretation solely on personal psychology.
  • Limited Scope of Application:
  • Some critics contend that Holland’s theory is primarily applicable to personal narratives and subjective texts, rather than complex literary works.
  • Argues that the theory may not adequately account for the nuances of literary language and structure.
  • Neglect of Social and Cultural Factors:
  • Critics point out that Holland’s focus on individual psychology overlooks the significant impact of social and cultural factors on reading and interpretation.
  • Argues that the theory fails to account for the shared meanings and values embedded in literary texts.
  • Reductionism of Literary Experience:
  • Some critics contend that Holland’s approach reduces the complex and multifaceted experience of reading to a purely psychological phenomenon.
  • Argues that it neglects the aesthetic, emotional, and cognitive dimensions of literary engagement.
Suggested Readings: “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland
  1. Holland, Norman N. Reading and Identity: A Psychoanalytic Revolution. Academy Forum, vol. 23, 1979, pp. 7-9.
  2. Rimmon-Kenan, Shlomith. Narrative Fiction: Contemporary Poetics. Routledge, 2002.
  3. Cohen, Philip. Psychoanalytic Criticism: A Reader. Routledge, 1995.
  4. Marcus, Laura. Auto/Biography and the Psychoanalytic Perspective. University of Minnesota Press, 2013.
  5. Winnicott, Donald. The Maturational Processes and the Facilitating Environment. Hogarth Press, 1965.
  6. Rivkin, Julie, and Michael Ryan, editors. Literary Theory: An Introduction. Blackwell Publishing, 2004.
  7. Miller, Judith. The Psychoanalytic Theory of Character: A Modern Review. Yale University Press, 1988.
  8. Stein, Edith. On the Problem of Empathy. Springer, 1989.
Representative Quotations from “Reading And Identity: A Psychoanalytic Revolution” By Norman N. Holland with Explanation
QuotationExplanation
“We theorists of literature used to think that a given story or poem evoked some ‘correct’ or at least widely shared response.”This quotation highlights the traditional belief in a universal or normative response to literature, which Holland challenges by emphasizing individual variation in interpretation.
“The key concept is identity (as developed by Heinz Lichtenstein).”Holland introduces Heinz Lichtenstein’s concept of identity as a central advancement in psychoanalytic theory, which he believes offers a more nuanced understanding of how personal identity influences literary interpretation.
“Think of the sameness as a theme, an ‘identity theme’. Think of the difference as variations on that identity theme.”Here, Holland uses a musical metaphor to explain how identity functions as a consistent theme with variations, reflecting the dynamic interplay between personal consistency and change in interpreting texts.
“For example, I phrased an identity theme for a subject I’ll call Sandra: ‘she sought to avoid depriving situations and to find sources of nurture and strength with which she could exchange and fuse.'”This quotation provides a concrete example of how Holland applies the concept of identity to individual readers, illustrating how personal identity themes influence specific interpretations of texts.
“These four terms: defense, expectation, fantasy, and transformation (DEFT, for short) connect to more than clinical experience.”Holland introduces the DEFT framework, which encompasses how defense mechanisms, expectations, fantasies, and transformations affect readers’ interactions with texts, extending beyond clinical settings to literary analysis.
“Instead of simple dualism, we try for a detailed inquiry into the potential space of that DEFT feedback in which self and other mutually constitute each other.”This quotation emphasizes Holland’s approach to understanding identity as a relational process, where self and other interact and shape each other, challenging simplistic dualistic perspectives and focusing on the complex interplay of identity in literary analysis.

“English Poets: The Decline Of Capitalism” By Christopher Caudwell: Summary and Critique

“English Poets: The Decline Of Capitalism” by Christopher Caudwell first appeared in the 1937 collection Illusion and Reality.

Introduction: “English Poets: The Decline Of Capitalism” By Christopher Caudwell

“English Poets: The Decline Of Capitalism” by Christopher Caudwell first appeared in the 1937 collection Illusion and Reality. This seminal work holds immense importance in literature and literary theory. It offers a Marxist interpretation of English poetry, arguing that the works of poets like Tennyson, Browning, and Arnold reflect the contradictions and crises of late capitalism. Caudwell’s analysis laid the groundwork for understanding the complex relationship between art, society, and economic structures, making his work a cornerstone of Marxist literary criticism.

Summary of “English Poets: The Decline Of Capitalism” By Christopher Caudwell
  • The Decline of Bourgeois Ideals in English Poetry: Arnold, Swinburne, Tennyson, and Browning each encapsulate the gradual disintegration of bourgeois ideals in their poetic works, mirroring the historical transition and the inherent contradictions within capitalist society. Caudwell argues that these poets, through their unique styles, reflect the “tragic” stage of bourgeois illusion as it confronts its limitations and inevitable decline.
  • Tennyson’s Conflict Between Beauty and Reality: Tennyson’s poetry exemplifies the tension between the idealized world of beauty and the harsh realities of life, a conflict that shatters his Keatsian worldview. This tension is particularly evident in In Memoriam, which Caudwell identifies as one of the most pessimistic poems in English literature. The poem successfully engages with contemporary issues, revealing Tennyson’s struggle to reconcile aesthetic ideals with the real world’s misery.
  • Nature as a Reflection of Capitalist Society in Tennyson’s Work: Tennyson’s portrayal of nature in his poetry serves as a metaphor for the ruthless dynamics of capitalist society. Caudwell suggests that the depiction of nature’s “unconscious ruthlessness” mirrors the brutal competition and survival struggles inherent in a society where capitalists are pitted against one another, driving their peers into proletarian despair. This projection of capitalist conditions onto nature underscores the interdependence of societal and natural forces in Tennyson’s work.
  • Browning’s Romanticization of the Past: In contrast to addressing the realities of his time, Browning escapes into the glorified past of the Italian bourgeoisie, romanticizing its vigor and vitality. Caudwell criticizes this retreat into historical nostalgia, arguing that Browning’s avoidance of contemporary issues diminishes the relevance of his poetry. His focus on past glories, rather than engaging with the present, reflects a broader trend among bourgeois poets to evade the contradictions of their class.
  • Swinburne’s Superficial Revolutionary Sentiment: Swinburne’s response to the bourgeois-democratic revolutions across Europe, while emotionally charged, is ultimately superficial and lacks depth. Caudwell observes that Swinburne’s poetry, though inspired by the revolutionary fervor of the mid-19th century, fails to engage meaningfully with the political and social realities of the time. This shallowness, according to Caudwell, reflects the declining significance of these movements in an era where the proletariat was becoming a more dominant force.
  • Arnold’s Pessimism and the Struggle Against the Philistine: Arnold’s poetry embodies the characteristic pessimism of the declining bourgeoisie, as he battles against the Philistine – a figure representing the very mediocrity and materialism that his own class perpetuates. Caudwell notes that Arnold’s struggle is ultimately futile, as he is caught within the same societal categories that generate the Philistine. This internal conflict highlights the inherent contradictions in bourgeois society, where the poet’s opposition to the Philistine is, paradoxically, an extension of the same societal forces.
  • The Rise of Commodity-Fetishism in Poetry: The increasing pessimism in bourgeois poetry inevitably leads to the rise of “art for art’s sake,” a movement that separates art from reality and reduces it to a mere commodity. Caudwell argues that as poets like Arnold and Tennyson withdraw from engaging with contemporary issues, they fall victim to commodity-fetishism. This process alienates poetry from its social roots, making it a product for consumption rather than a medium of genuine expression, and ultimately leads to its detachment from reality.
  • Alienation of the Poet in Capitalist Society: The capitalist mode of production, with its emphasis on market exchange, alienates the poet from the society he once sought to influence. Caudwell explains that the poet, now producing for an anonymous “public,” loses the social character of his art, which was once rooted in communal experience. The development of the bourgeois market, driven by the expansion of colonization and trade, forces the poet to cater to a faceless audience, thereby stripping poetry of its social significance and reducing it to a commodity.
  • The Poet’s Ineffectual Revolt Against Capitalism: Although poets often rebel against the constraints of capitalism, their efforts are rendered ineffectual by their entrapment within bourgeois ideology. Caudwell argues that while poets may critique the system of profit-making and the commodification of art, their revolts remain confined within the parameters of bourgeois thought. This limitation prevents them from fully escaping the influence of the capitalist system, rendering their protests ultimately superficial and self-defeating.
Literary Terms/Concepts in “English Poets: The Decline Of Capitalism” By Christopher
TermDefinition
Bourgeois illusionA false perception of reality held by the middle class, which is shaped by the contradictions and crises of capitalism.
Commodity fetishismThe perception of the social relationships involved in production as relationships among things (commodities), rather than among people.
PessimismA general belief that things will turn out badly. In the context of the article, it refers to the poets’ sense of despair about the state of society.
TragicCausing great sadness and suffering. The poets are described as experiencing a tragic sense of loss and disillusionment.
ElegyA poem that reflects on loss and death.
Individual struggle for existenceA concept derived from Darwinism, but applied to human society to justify capitalist competition and inequality.
VerbalismThe excessive use of words without clear meaning or substance.
Immanent light and beautyA concept referring to a sense of beauty and goodness that is inherent in the world.
PhilistineA person who is uncultured or materialistic.
Commodity productionThe production of goods for sale on the market, rather than for direct use.
Production for useThe production of goods to satisfy human needs, rather than for profit.
Contribution of “English Poets: The Decline Of Capitalism” By Christopher Caudwell to Literary Theory/Theories
1.     Marxist Literary Theory
  • Economic Base and Superstructure: Caudwell explicitly demonstrates how economic conditions (capitalism) shape cultural production (poetry).
  • Ideology Critique: He analyzes how poetry reflects and reinforces dominant ideologies of the bourgeoisie.
  • Historical Materialism: Caudwell applies a historical materialist framework to understand the evolution of poetry in relation to societal changes.
  • Class Analysis: He highlights the class position of poets and how it influences their artistic output.
2.     Sociological Criticism
  • Reflectionism: Caudwell’s work can be seen as an example of reflectionist criticism, where literature is viewed as a mirror of society.
  • Cultural Materialism: While not explicitly named as such, Caudwell’s analysis aligns with cultural materialist approaches, emphasizing the material conditions of production and consumption of cultural artifacts.
3.     New Historicism
  • Contextualization: Caudwell’s work underscores the importance of historical and cultural context in understanding literary texts.
  • Power Relations: His analysis implicitly touches on power relations between classes, as reflected in the poetry.
4.     Postcolonial Theory (to a lesser extent)
  • Center and Periphery: While not the primary focus, Caudwell’s discussion of the global reach of the capitalist market can be seen as a precursor to postcolonial concerns about the center and periphery.
Examples of Critiques Through “English Poets: The Decline Of Capitalism” By Christopher Caudwell
Literary WorkAuthorCaudwell’s CritiqueSupporting Analysis
In MemoriamAlfred TennysonTennyson’s work reflects profound pessimism and a shattered Keatsian ideal as he grapples with harsh realities.Caudwell argues that Tennyson’s portrayal of nature’s ruthlessness mirrors the capitalist struggle and societal despair.
The Ring and the BookRobert BrowningBrowning romanticizes the past, particularly the vigor of the Italian bourgeoisie, avoiding contemporary issues.Caudwell criticizes Browning for escaping into historical nostalgia rather than addressing the contradictions of his own time.
Atalanta in CalydonAlgernon SwinburneSwinburne’s work, while inspired by contemporary revolutions, is ultimately shallow and lacks depth.According to Caudwell, Swinburne’s response to bourgeois-democratic revolutions is superficial, reflecting the era’s decline.
Dover BeachMatthew ArnoldArnold’s work embodies the pessimism of the bourgeois class, struggling against the Philistine but doomed to fail.Caudwell notes that Arnold’s battle against the Philistine is futile, as it reflects the inherent contradictions of his society.
Criticism Against “English Poets: The Decline Of Capitalism” By Christopher Caudwell
  • Economic Determinism:
  • Overemphasis on economic factors as the sole determinant of literary production.
  • Neglect of other social, cultural, and psychological influences on poetry.
  • Reductionist Approach to Poetry:
  • Treating poetry as a mere reflection of economic conditions, ignoring its aesthetic and formal qualities.
  • Failure to account for the complexity and autonomy of artistic creation.
  • Limited Scope:
  • Focus on a specific group of poets and a particular historical period, limiting the generalizability of his findings.
  • Neglect of other poetic traditions and forms.
  • Oversimplification of Literary Movements:
  • Tendency to categorize poets into rigid groups based on their perceived ideological alignment.
  • Ignoring the nuances and complexities within literary movements.
  • Deterministic View of the Poet:
  • Treating poets as passive agents of their social and economic conditions, rather than active creators shaping cultural discourse.
  • Neglect of the poet’s agency and individuality.
Suggested Readings: “English Poets: The Decline Of Capitalism” By Christopher Caudwell

Books

  1. Eagleton, Terry. Criticism and Ideology: A Study in Marxist Literary Theory. Verso, 2006.
  2. Caudwell, Christopher. Illusion and Reality: A Study of the Sources of Poetry. International Publishers, 1937.
  3. Williams, Raymond. Marxism and Literature. Oxford University Press, 1977.
  4. Thompson, E. P. The Poverty of Theory and Other Essays. Monthly Review Press, 1978.

Academic Articles

Representative Quotations from “English Poets: The Decline Of Capitalism” By Christopher Caudwell with Explanation
QuotationExplanation
1. “Arnold, Swinburne, Tennyson and Browning, each in his own way, illustrate the movement of the bourgeois illusion in this ‘tragic’ stage of its history.”Caudwell argues that these poets collectively represent the decline of bourgeois ideals during a critical period of social and economic change. The “tragic” stage signifies the realization that bourgeois capitalism’s promises are unachievable, and these poets’ works reflect this growing disillusionment.
2. “The unconscious ruthlessness of Tennyson’s ‘Nature’ in fact only reflects the ruthlessness of a society in which capitalist is continually hurling down fellow capitalist into the proletarian abyss.”Caudwell critiques Tennyson’s portrayal of nature, suggesting it symbolizes the brutal competition within capitalist society. The “unconscious ruthlessness” mirrors the harsh survival mechanisms of capitalism, where individuals are forced into relentless struggles, echoing societal brutality.
3. “Browning revolts from the drab present not to the future but to the glories of the virile Italian springtime of the bourgeoisie.”Caudwell criticizes Browning for his nostalgic retreat into the past, particularly the glorification of the Italian bourgeoisie’s vigor, instead of addressing contemporary social issues. This evasion of present realities is seen as a significant flaw in Browning’s work.
4. “Swinburne is profoundly moved by the appeal of the contemporary bourgeois-democratic revolutions…but the purely verbal and shallow character of his response reflects the essential shallowness of all such movements in this late era…”While Swinburne is emotionally stirred by the democratic revolutions, Caudwell argues that his poetic response is shallow and fails to meaningfully engage with the core issues. This reflects the declining impact of such movements in a period where the proletariat is becoming more prominent.
5. “As soon as the pessimism of Arnold and the young Tennyson…made it inevitable that the poet quit the contemporary scene, it was equally inevitable that the poet should fall a victim to commodity-fetishism.”Caudwell highlights how the retreat from contemporary social issues by poets like Arnold and Tennyson leads to the commodification of their art. Their pessimism drives them away from reality, resulting in their work becoming detached from its social roots, a phenomenon Caudwell identifies as “commodity-fetishism.”
6. “Because this is the fundamental contradiction, the poet ‘revolts’ against the system of profit-making or production for exchange-value as crippling the meaning and significance of art.”Caudwell notes the contradiction in bourgeois society, where poets attempt to revolt against the capitalist system that commodifies their art. However, their inability to break free from bourgeois ideology limits the effectiveness of their protest, reducing their critique to a superficial level.

“Critical Realism And Socialist Realism” by Georg Lukacs: Summary and Critique

“Critical Realism and Socialist Realism” by Georg Lukács was first published in the 1938 collection Studies in European Realism.

Introduction: “Critical Realism And Socialist Realism” by Georg Lukacs

“Critical Realism and Socialist Realism” by Georg Lukács was first published in the 1938 collection Studies in European Realism. This essay holds significant importance in literature and literary theory as it offers a comparative analysis of two distinct artistic approaches. Lukács explores the evolution of realism from its bourgeois origins to its socialist manifestation, arguing that while critical realism provided valuable insights into the contradictions of capitalist society, socialist realism offered a more comprehensive and progressive understanding of social reality. This work has been influential in shaping Marxist literary criticism and continues to provoke debate about the relationship between art and society.

Summary of “Critical Realism And Socialist Realism” by Georg Lukacs

·  Distinction Between Socialist Realism and Critical Realism:

  • Socialist realism is grounded in a concrete socialist perspective, distinguishing it from critical realism, which may approach socialism more abstractly or as a critique of capitalism. Lukács argues that “socialist realism is concerned to locate those human qualities which make for the creation of a new social order.”

·  Role of Socialism in Literature:

  • The socialist perspective allows writers to see society and history clearly, which opens up new possibilities in literary creation. However, Lukács notes that while “socialist realism is a possibility rather than an actuality,” its realization is complex and requires more than just theoretical understanding.

·  Alliance Between Socialist and Critical Realism:

  • There is a historical and theoretical alliance between socialist and critical realism, grounded in socialism’s commitment to truth. Lukács states that “any accurate account of reality is a contribution…to the Marxist critique of capitalism, and is a blow in the cause of socialism.”

·  Superiority of Socialist Realism:

  • Lukács argues for the historical superiority of socialist realism over critical realism, asserting that the insights provided by socialist ideology allow for a deeper and more comprehensive portrayal of humans as social beings. He cautions, however, that this superiority does not guarantee the success of individual works of socialist realism.

·  Typology in Literature:

  • In socialist realism, “typical” characters are those whose innermost being is shaped by the objective forces at work in society. Lukács contrasts this with “schematic” literature, where characters are merely topical, prescribed by political intentions, and lack the organic unity of profound individuality and typicality found in authentic socialist realist works.

·  Critique of Naturalism and Revolutionary Romanticism:

  • Lukács criticizes naturalism, both socialist and otherwise, for stripping life of its poetry and reducing it to prose. He also critiques the Stalinist period’s misrepresentation of Marxist doctrines, leading to the rise of “revolutionary romanticism,” which he sees as an ideologically flawed attempt to create a poetic substitute for naturalism.

·  Lenin’s Perspective on Literature:

  • Lenin’s idea that revolutionaries “must dream” is often misinterpreted. Lukács explains that Lenin’s “dreaming” involves a profound vision of a future achievable through realistic revolutionary measures, rooted in a correct understanding of the complexity of reality. He notes that both Lenin and Marx admired Tolstoy’s realism, despite its ideological limitations, as a model for future literature.
Literary Terms/Concepts in “Critical Realism And Socialist Realism” by Georg Lukacs
TermDefinition
Critical RealismA literary approach analyzing the contradictions of capitalist society.
Socialist RealismA literary method aiming to depict reality in a way that promotes socialist ideals.
Typical HeroA character whose inner being is determined by objective social forces.
NaturalismA literary style emphasizing the influence of environment and heredity on individuals.
Revolutionary RomanticismA literary movement combining revolutionary ideals with romantic elements.
Contribution of “Critical Realism And Socialist Realism” by Georg Lukacs to Literary Theory/Theories
1. Marxist Literary Criticism:
  • Truth in Literature: Lukács emphasizes the centrality of truthful depiction of reality in Marxist aesthetics, arguing that “in no other aesthetic does the truthful depiction of reality have so central a place as in Marxism.” This aligns with the Marxist literary theory’s focus on literature as a reflection of the socio-economic realities and class struggles.
  • Historical Materialism: Lukács connects literary realism to historical materialism, suggesting that a correct understanding of social and historical reality is essential for realism. He states, “A correct aesthetic understanding of social and historical reality is the precondition of realism,” highlighting the Marxist approach that literature must be grounded in an understanding of historical and material conditions.
2. Socialist Realism:
  • Socialist Perspective in Art: Lukács contributes to the theory of socialist realism by asserting its superiority over other forms of realism due to the insights provided by socialist ideology. He claims that socialist realism enables writers to “give a more comprehensive and deeper account of man as a social being than any traditional ideology,” which reinforces the theory’s emphasis on literature as a tool for advancing socialist ideology.
  • Role of Typical Characters: The concept of “typical” characters, whose behaviors are shaped by objective societal forces, is crucial to socialist realism. Lukács writes, “A character is typical… when his innermost being is determined by objective forces at work in society.” This idea contributes to the theory by outlining how literature should depict characters that embody the broader social and historical forces at play.
3. Critical Realism:
  • Alliance with Socialist Realism: Lukács argues for an alliance between critical realism and socialist realism, suggesting that critical realism can contribute to the Marxist critique of capitalism by accurately depicting reality. He notes that “any accurate account of reality is a contribution… to the Marxist critique of capitalism,” thereby positioning critical realism as a complementary approach within Marxist literary criticism.
  • Limitations and Evolution: Lukács points out that critical realism has limitations in a socialist society and predicts that it will eventually evolve towards socialist realism. He states, “The scope of critical realism will narrow as a society comes into being the portrayal of which is beyond the grasp of the critical realist,” indicating that critical realism’s role will diminish as socialist realism becomes more dominant.
4. Aesthetics and Typology in Literature:
  • Typological Characters: Lukács’ discussion of “typical” characters contributes to literary aesthetics by offering a framework for understanding how characters can embody the broader social and historical context. He contrasts typical characters with “schematic” characters, noting that the latter are “prescribed by a specific political intention” and lack the depth of characters in authentic socialist realism.
  • Critique of Naturalism: Lukács criticizes naturalism for reducing life to mere prose, arguing that it fails to capture the “wealth and beauty” of reality. This critique contributes to aesthetic theory by challenging the methods of naturalistic literature and advocating for a more complex and poetic approach to depicting reality.
5. Modernism vs. Realism:
  • Opposition to Modernism: Lukács positions socialist realism in opposition to modernism, criticizing the latter for its decadence and anti-realism. He states that ignoring the historical insights of realist writers is “to throw away a most important weapon in our fight against the decadent literature of anti-realism,” thus contributing to the broader debate between realism and modernism in literary theory.
6. Revolutionary Romanticism:
  • Critique of Stalinist Literary Policies: Lukács critiques the concept of “revolutionary romanticism” that emerged during the Stalinist period, arguing that it was a flawed substitute for a correct Marxist aesthetic. He explains that revolutionary romanticism was based on a misinterpretation of Lenin’s ideas, particularly the notion that “revolutionaries ‘must dream’,” which was meant to be a vision grounded in reality, not a departure from it.
Examples of Critiques Through “Critical Realism And Socialist Realism” by Georg Lukacs
Literary WorkPotential Critique Based on Lukács
Leo Tolstoy’s Anna KareninaWhile acknowledging Tolstoy’s realism, Lukács might argue that the novel’s focus on individual tragedy rather than broader social forces limits its capacity to fully engage with the critical or socialist realist project.
Emile Zola’s GerminalLukács might praise Zola’s attempt to depict social conditions realistically but criticize the novel’s naturalistic tendencies, which reduce characters to mere products of their environment, thereby limiting their agency and the potential for social transformation.
Fyodor Dostoevsky’s Crime and PunishmentLukács might acknowledge Dostoevsky’s psychological depth but criticize the novel’s focus on individual psychology at the expense of a broader social analysis. He might argue that the novel’s characters are not sufficiently grounded in their social context.
George Orwell’s 1984While acknowledging Orwell’s critique of totalitarianism, Lukács might argue that the novel’s dystopian vision lacks a concrete foundation in socialist realism. He might suggest that the novel’s pessimistic outlook undermines the potential for revolutionary action and hope.
Criticism Against “Critical Realism And Socialist Realism” by Georg Lukacs
  • Oversimplification of Literary Forms:
  • Lukács tends to categorize literary works into rigid categories of critical realism and socialist realism, ignoring the complexities and nuances within and between these forms.
  • This oversimplification can lead to reductive interpretations of literary texts.
  • Deterministic Approach to Literature:
  • Lukács’ view of literature as a direct reflection of social and economic conditions is overly deterministic.
  • It downplays the role of individual creativity, aesthetic innovation, and the autonomy of literary texts.
  • Neglect of Formalist and Aesthetic Dimensions:
  • Lukács’ focus on the ideological content of literature often overshadows the formal and aesthetic qualities of literary works.
  • This neglect limits a comprehensive understanding of literature.
  • Politicization of Art:
  • Critics argue that Lukács’ insistence on the didactic function of literature subordinates aesthetic value to political objectives.
  • This approach can lead to the production of propagandistic rather than artistically compelling works.
  • Essentialism of Socialist Realism:
  • Lukács’ idealized vision of socialist realism as a superior literary form is often criticized as essentialist and utopian.
  • The reality of socialist literature often fell short of this ideal, leading to accusations of dogmatic and prescriptive approaches to art.
  • Ignoring Diversity of Literary Traditions:
  • Lukács’ framework primarily focuses on European literature, neglecting other literary traditions and their contributions to the development of realism.
  • This limited perspective hinders a global understanding of literary history.
  • Historical Limitations:
  • Some critics argue that Lukács’ theories are rooted in the specific historical context of the early 20th century and are less relevant to contemporary literary production.
  • The rapid changes in society and culture since Lukács’ time have challenged the applicability of his ideas.
 Suggested Readings: “Critical Realism And Socialist Realism” by Georg Lukacs
  1. Lee, TG. “The Politics of Realism.” Anachronist, 2004.
    https://www.academia.edu/download/37182672/2004Lee.pdf
  2. Szerdahelyi, I. “From ‘Great Realism’ to Realism.” Hungarian Studies on Gyorgy Lukacs, 1993: https://huebunkers.wordpress.com/wp-content/uploads/2022/04/szerdahelyi-great-realism-1.pdf
  3. Stahl, T. “Georg Lukács.” Stanford Encyclopedia of Philosophy, 2013. https://plato.stanford.edu/entries/lukacs/
  4. Congdon, Lee. “Revivifying Socialist Realism: Lukács’s Solschenizyn.” Studies in East European Thought, 2019. https://link.springer.com/article/10.1007/s11212-019-09328-3
  5. Orr, John. “Georg Lukács.” The Sociological Review, 1977. https://journals.sagepub.com/doi/pdf/10.1111/j.1467-954X.1977.tb03234.x
  6. Burgoyne, NG. “Georg Lukács and the World Literature of Socialist Realism: A Case Study of Cold War Cultural Conflict.” Journal of Narrative Theory, 2022. https://muse.jhu.edu/pub/38/article/869776/summary
  7. Keller, Edmund. “GEORG LUKÁCS’ CONCEPT OF LITERARY REALISM.” Journal of the Australasian Universities Language and Literature Association, 1977. https://www.tandfonline.com/doi/pdf/10.1179/aulla.1977.47.1.003
  8. Schulenberg, Ulf. “Resuscitating Georg Lukács: Form, Metaphysics and the Idea of a New Realism.” Culture, Theory and Critique, 2017. https://www.tandfonline.com/doi/abs/10.1080/14735784.2016.1185955
  9. Shneyder, Vladislav. “On the Hegelian Roots of Lukács’s Theory of Realism.” Studies in East European Thought, 2013.https://link.springer.com/article/10.1007/s11212-014-9194-1
Representative Quotations from “Critical Realism And Socialist Realism” by Georg Lukacs with Explanation
QuotationExplanation
“Socialist realism is concerned to locate those human qualities which make for the creation of a new social order.”This quotation highlights the aim of socialist realism to identify and portray the human attributes that contribute to building a socialist society, distinguishing it from other forms of realism.
“A correct aesthetic understanding of social and historical reality is the precondition of realism.”Lukács emphasizes that realism in literature must be grounded in an accurate comprehension of social and historical contexts, underscoring the importance of materialist analysis in art.
“The theoretical basis of this alliance is socialism’s concern for the truth.”This statement underlines the alliance between critical and socialist realism, which is based on a shared commitment to truth in depicting reality, a central tenet of Marxist aesthetics.
“The scope of critical realism will narrow as a society comes into being the portrayal of which is beyond the grasp of the critical realist.”Lukács predicts the decline of critical realism in a fully developed socialist society, arguing that only socialist realism can fully capture the new social realities.
“Typical heroes of literature are determined by objective forces at work in society.”This quote reflects Lukács’ concept of “typical” characters in socialist realism, whose behavior and characteristics are shaped by the larger societal and historical forces, not just individual traits.
“Naturalism, socialist or otherwise, deprives life of its poetry, reduces all to prose.”Lukács critiques naturalism for its inability to capture the richness and complexity of life, contrasting it with the more nuanced and poetic approach of socialist realism.