
Introduction: “The Sociological Approach to Literature” by W. Witte
“The Sociological Approach to Literature” by W. Witte first appeared in The Modern Language Review, Vol. 36, No. 1, in January 1941, published by the Modern Humanities Research Association. This seminal article explores the intricate relationship between literature and the social, economic, and political forces that shape it. Witte argues that while literature is often seen as an autonomous form of art, it cannot be fully understood without considering the societal conditions that influence its creation. He discusses the perspectives of scholars like Kuno Francke and Alfred Kleinberg, who advocate for a strong sociological framework in literary analysis. Witte highlights how works such as Chaucer’s Troilus, Shakespeare’s Othello, and Grimmelshausen’s Simplicissimus reflect the social structures and ideological currents of their respective periods. He engages with both Taine’s deterministic theory—where literature is a product of race, environment, and historical moment—and Marx’s assertion that cultural production is shaped by the economic base. While some critics oppose the sociological approach, claiming it obscures individual genius and artistic uniqueness, Witte argues that it enriches literary criticism by contextualizing literature within a broader cultural and historical framework. His work remains influential in literary theory, affirming that literature not only mirrors society but also contributes to its ideological and structural transformations.
Summary of “The Sociological Approach to Literature” by W. Witte
- Interconnection of Literature and Society
- Literature is shaped by the social, economic, and political forces of its time. Witte states that “the literature of any given period on the one hand and the social, economic, and political forces of that period on the other are in some important way interconnected” (Witte, 1941, p. 86).
- Even critics who do not explicitly advocate for the sociological approach acknowledge its relevance.
- Examples of Sociological Influence on Literature
- Witte provides various literary examples to demonstrate the impact of social structures:
- Chaucer’s Troilus and Criseyde: “Critics who write on Chaucer will usually relate Troilus to certain features in the structure and development of contemporary society” (p. 87).
- Shakespeare’s Othello: The recurrent imagery of the sea reflects the expansionist, adventurous spirit of Elizabethan England (p. 88).
- Grimmelshausen’s Simplicissimus: Reflects the social and political chaos of the Thirty Years’ War (p. 88).
- Witte provides various literary examples to demonstrate the impact of social structures:
- Theoretical Foundations of the Sociological Approach
- Literature cannot exist in a “social vacuum”; it is part of the larger social fabric (p. 87).
- “The society to which [a writer] belongs, even when he rebels against it, surrounds him and colours his view of the world” (p. 87).
- The sociological framework is compared to Kant’s Categories—it shapes experience and limits the conditions under which literature is produced (p. 87-88).
- Taine’s and Marx’s Deterministic Theories
- Hippolyte Taine’s theory posits that literature is determined by “Race, Environment, and Moment” (p. 88).
- Karl Marx argues that literature is part of the “superstructure” built on economic foundations (p. 89).
- Marx’s view is summarized in his statement: “The economic structure of society determines the things of the mind” (p. 89).
- Criticism of the Sociological Approach
- Some scholars argue that the sociological approach ignores the individuality of literary creation (p. 90).
- Lanson critiques Taine, stating that literature cannot be reduced to “psychological mechanics” (p. 90).
- Genius, originality, and aesthetic qualities cannot be fully explained by social conditions alone (p. 91).
- Alternative Approaches
- Historical-Biographical Method: Focuses on personal experiences and the creative process (p. 91).
- Pure Aesthetics Approach: Emphasizes the literary work itself, independent of its social background (p. 91-92).
- Rebuttal to Critics
- Witte argues that sociological criticism does not necessarily contradict aesthetic or biographical approaches (p. 92).
- The method does not attempt to “explain” literary greatness but rather contextualizes literature within its broader social environment (p. 93).
- Conclusion: The Value of the Sociological Approach
- Literature can be better understood by examining the societal influences that shape it (p. 94).
- Even if the connection between literature and society is not always obvious, it remains relevant (p. 94).
- The sociological approach enriches literary criticism by revealing how “human experience, though limited and localized in time and space, may be universalized and made permanent in literature” (p. 94).
Theoretical Terms/Concepts in “The Sociological Approach to Literature” by W. Witte
Term/Concept | Definition/Explanation | Reference in Witte’s Article |
Sociological Approach | The study of literature in relation to social, economic, and political forces. | “It is widely admitted that the literature of any given period…and the social, economic, and political forces of that period…are interconnected” (p. 86). |
Social Framework | The structures and conventions that shape human experiences and, consequently, literature. | “The life of the individual who has the experience is not a separate, self-sufficient entity; it is one particular thread in the larger fabric of the society” (p. 87). |
Taine’s Theory (Race, Environment, Moment) | A deterministic view that literature is shaped by racial background, geographical environment, and historical period. | “These three underlying causes determine the precise character of any work of literature, just as the structure of a rock is determined by the lie of the geological stratum” (p. 88). |
Marxist Superstructure | Literature, art, and ideas are determined by the economic base of society. | “Religion, political and ethical creeds, laws, art, and literature are…a ‘superstructure’ erected on the foundation of economic conditions” (p. 89). |
Axiom of Internal Relations | The idea that everything is connected, but only certain relationships are relevant for understanding literature. | “Every single thing in the universe is related to everything else…but that does not mean that they are all equally relevant” (p. 90). |
Historical-Biographical Method | A method of literary analysis that studies an author’s personal experiences to understand their work. | “The exponents of the former seek to trace the genesis of a literary work by collating drafts and variants” (p. 91). |
Pure Aesthetics Approach | A method that focuses purely on the formal and artistic qualities of a literary work, ignoring external influences. | “The proper object of the study of literature is the actual works, not things that lie outside or behind them” (p. 92). |
Universal Values in Literature | The idea that some literary themes and qualities transcend time and cultural context. | “The belief in the existence of universal values and significances that endure while all else changes” (p. 93). |
Economic Determinism | The belief that economic conditions dictate cultural and literary production. | “Even the autonomous creation of the mind…obey[s] an order…imposed upon them from without” (p. 89). |
Influence of Social Change on Literary Themes | How shifting societal norms and political events shape literary narratives and forms. | “Chaucer’s Troilus…cannot be properly appreciated unless the social evolution behind it is understood” (p. 87). |
Contribution of “The Sociological Approach to Literature” by W. Witte to Literary Theory/Theories
1. Contribution to Marxist Literary Criticism
- Witte engages with Karl Marx’s theory that literature is part of the superstructure, shaped by economic forces and class structures.
- He explains that “religion, political and ethical creeds, laws, art, and literature are… a ‘superstructure’ erected on the foundation of economic conditions” (p. 89).
- This reinforces the Marxist belief that literature cannot be separated from the material conditions of its time.
2. Contribution to Taine’s Deterministic Criticism
- Witte discusses Hippolyte Taine’s theory that literature is determined by “Race, Environment, and Moment” (p. 88).
- He critiques and extends this view by stating that while social and political factors shape literature, they do not entirely determine it.
- His discussion refines Taine’s deterministic approach by acknowledging individual creativity while still emphasizing the role of historical context.
3. Contribution to New Historicism
- Witte’s argument that literature cannot be analyzed in a “social vacuum” aligns with New Historicism, which emphasizes historical and cultural influences on texts.
- He states that “the society to which [a writer] belongs, even when he rebels against it, surrounds him and colours his view of the world” (p. 87).
- This perspective is foundational to New Historicist approaches that link literature to its historical and ideological context.
4. Contribution to Sociological Criticism
- Witte strengthens sociological literary criticism by illustrating how literature reflects and critiques social structures.
- He provides examples, such as:
- Chaucer’s Troilus and Criseyde reflecting medieval social changes (p. 87).
- Shakespeare’s Othello incorporating themes influenced by England’s maritime expansion (p. 88).
- His work reinforces the view that literature is shaped by and, in turn, influences social norms.
5. Contribution to Reader-Response Theory (Indirectly)
- Though not a direct advocate of Reader-Response Theory, Witte acknowledges that literary meaning is shaped by audience expectations.
- He states that “a strong and homogeneous society may impose its demands on a poet whose natural inclinations might otherwise have directed his art into different channels” (p. 92).
- This suggests that reader reception and cultural norms influence literary production, a key idea in Reader-Response Theory.
6. Contribution to Formalism and Aesthetic Theories (By Opposition)
- Witte critiques Formalism and Pure Aesthetics by arguing that literature should not be studied in isolation from its social and political context.
- He challenges the view that “all that really matters… is in the works themselves, and there is no need to look for it elsewhere” (p. 92).
- His work thus provides a counterpoint to Russian Formalism and New Criticism, advocating for a more contextual approach to literary study.
7. Contribution to Postcolonial Literary Criticism (Proto-Theory)
- Though written before Postcolonial Theory emerged, Witte’s analysis of national identity and literature foreshadows later arguments by postcolonial scholars.
- He notes that “national aspirations, reacting against foreign models and influences, may create an emotional climate that can be felt even in works not at all political in character” (p. 94).
- This aligns with later Postcolonial Studies, which explore how literature reflects and resists imperialist cultural influences.
Conclusion: Witte’s Lasting Impact on Literary Theories
- Witte’s work bridges historical materialism, sociological criticism, and New Historicism, providing a foundation for later interdisciplinary approaches.
- His emphasis on the interplay between literature and society continues to influence contemporary cultural studies and ideological literary analysis.
Examples of Critiques Through “The Sociological Approach to Literature” by W. Witte
Literary Work | Sociological Critique Based on Witte’s Approach | Reference in Witte’s Article |
Chaucer’s Troilus and Criseyde | The poem reflects changes in medieval chivalry and evolving social structures. The concept of courtly love, once central to medieval society, was losing its serious moral implications. Chaucer’s characterization of Pandarus embodies this transitional phase of societal norms. | “Critics who write on Chaucer will usually relate Troilus to certain features in the structure and development of contemporary society… and how some features of the poem cannot be properly appreciated unless the social evolution behind it is understood” (p. 87). |
Shakespeare’s Othello | The play’s maritime imagery and themes of racial tension reflect the expanding political and economic ambitions of Elizabethan England. Othello’s outsider status is linked to England’s engagement with foreign lands and rising imperialist ideologies. | “The characteristically vigorous, buccaneering spirit of Elizabethan literature is often related to the widening of political horizons… The imagery of the sea in Othello could be linked to the exploits of Englishmen on distant seas” (p. 88). |
Grimmelshausen’s Simplicissimus | The novel is a direct product of the Thirty Years’ War, depicting the social and economic devastation of the period. It provides a realistic and cynical view of war’s impact on individuals and society, making it an example of literature shaped by historical conflict. | “Critics agree that in Simplicissimus we have ‘die wahrste Ausgeburt des Dreissigjährigen Krieges’ (‘the truest offspring of the Thirty Years’ War’)” (p. 88). |
Wordsworth’s Poems Dedicated to National Independence and Liberty | These poems reflect nationalism and resistance against oppression, shaped by the Napoleonic Wars and the broader struggles for independence in Europe. Wordsworth’s patriotic poetry aligns with social movements and political shifts of his time. | “One might instance those sonnets and odes of Wordsworth’s which are gathered together under the general heading of Poems Dedicated to National Independence and Liberty” (p. 92). |
Criticism Against “The Sociological Approach to Literature” by W. Witte
1. Overemphasis on Social Determinism
- Critics argue that Witte’s sociological approach reduces literature to a mere reflection of social and economic forces, neglecting the role of individual creativity.
- His discussion of Taine’s deterministic model (“Race, Environment, and Moment”) suggests that literature is rigidly shaped by external conditions (p. 88), which some critics see as an oversimplification of literary creation.
2. Undermining of Aesthetic and Artistic Value
- Formalists and New Critics reject Witte’s emphasis on social context, arguing that a work of literature should be analyzed on its own merits, independent of external influences.
- Witte acknowledges this opposing view but does not adequately counter it: “The followers of the method of pure aesthetics contend that the proper object of the study of literature is the actual works, not things that lie outside or behind them” (p. 92).
3. Difficulty in Establishing Direct Cause-and-Effect Relationships
- Critics question whether literature can be directly linked to social and economic conditions in the way Witte suggests.
- While he argues that “any cultural activity, such as literature, cannot be fruitfully studied apart from the economic, social, and political organization of the society that produced it” (p. 89), opponents contend that this relationship is often too complex and indirect to be definitively traced.
4. Neglect of Authorial Agency and Personal Expression
- The sociological approach, as Witte presents it, minimizes the role of the writer’s personal experiences and choices in shaping literature.
- He does mention biographical influences but ultimately subordinates them to societal forces, whereas scholars of historical-biographical criticism believe that a writer’s unique experiences shape their work in ways that cannot be reduced to broad societal trends (p. 91).
5. Limited Applicability to Certain Literary Genres
- The sociological method is more effective for analyzing realist and politically engaged literature but struggles to account for abstract, experimental, or purely imaginative works (e.g., surrealism, modernist poetry).
- Witte does not provide clear guidance on how sociological criticism should approach such texts, leading to methodological limitations.
6. Overlaps with Other Theories Without Clear Distinction
- Witte incorporates elements of Marxist criticism, New Historicism, and Cultural Studies, but he does not fully distinguish his approach from these related theories.
- This has led some scholars to argue that his sociological approach is not a distinct methodology but rather a synthesis of existing frameworks.
7. Risk of Anachronism in Literary Interpretation
- Applying sociological criticism retrospectively can lead to anachronistic interpretations, where modern social theories are imposed onto historical texts.
- For example, Witte’s analysis of Chaucer’s Troilus and Criseyde in relation to shifting social norms (p. 87) may risk projecting modern ideas of social change onto medieval literature.
Representative Quotations from “The Sociological Approach to Literature” by W. Witte with Explanation
Quotation | Explanation |
1. “It is widely admitted that the literature of any given period on the one hand and the social, economic, and political forces of that period on the other are in some important way interconnected.” (p. 86) | This establishes the central thesis of Witte’s argument—literature does not exist in isolation but is shaped by historical and societal conditions. It introduces the sociological approach as a critical framework. |
2. “Critics who write on Chaucer will usually relate Troilus to certain features in the structure and development of contemporary society.” (p. 87) | This demonstrates how literary works, such as Chaucer’s Troilus and Criseyde, can be analyzed through a sociological lens by linking them to cultural and social changes. |
3. “The society to which [a writer] belongs, even when he rebels against it, surrounds him and colours his view of the world.” (p. 87) | Witte argues that even when authors challenge their society, they are still shaped by it. This supports the idea that literature is never entirely free from social influence. |
4. “These three underlying causes [Race, Environment, and Moment] determine the precise character of any work of literature, just as the structure of a rock is determined by the lie of the geological stratum to which it belongs.” (p. 88) | This references Taine’s deterministic theory, which suggests that literature is fully shaped by external forces. Witte discusses but does not entirely endorse this view, acknowledging its limitations. |
5. “Religion, political and ethical creeds, laws, art, and literature are… a ‘superstructure’ erected on the foundation of economic conditions.” (p. 89) | Witte engages with Marxist literary criticism, highlighting how literature is influenced by economic structures. This aligns with historical materialism in Marxist thought. |
6. “The followers of the method of pure aesthetics contend that the proper object of the study of literature is the actual works, not things that lie outside or behind them.” (p. 92) | Witte presents an opposing view—Formalism and New Criticism argue that literature should be studied independently of external influences, focusing on language, form, and artistic merit. |
7. “Either it would enable the critic to detach those elements in a work of literature which are merely of the time and, in that sense, accidental; or it would help to show how human experience, though limited and localized in time and space, may be universalized and made permanent in literature.” (p. 94) | Here, Witte suggests that sociological criticism can reveal both historically bound and universal elements in literature, bridging sociological and aesthetic perspectives. |
8. “A strong and homogeneous society may impose its demands on a poet whose natural inclinations might otherwise have directed his art into different channels.” (p. 92) | This emphasizes the role of audience and cultural expectations in shaping literary production, foreshadowing Reader-Response Theory and Reception Theory. |
9. “The creation of a great work of literature cannot be ‘explained’ with the kind of precision that is possible in the analysis of a mathematical problem.” (p. 94) | Witte acknowledges the limitations of sociological criticism—while social forces influence literature, individual genius and artistic creativity cannot be entirely reduced to external factors. |
10. “From the Marxian point of view, the sociological approach to literature would thus seem to be the only proper one.” (p. 89) | This highlights the Marxist argument that literature is inseparable from class struggles and economic conditions. However, Witte remains open to multiple critical approaches. |
Suggested Readings: “The Sociological Approach to Literature” by W. Witte
- Witte, W. “The Sociological Approach to Literature.” The Modern Language Review, vol. 36, no. 1, 1941, pp. 86–94. JSTOR, https://doi.org/10.2307/3717263. Accessed 9 Mar. 2025.
- Forster, Peter, and Celia Kenneford. “Sociological Theory and the Sociology of Literature.” The British Journal of Sociology, vol. 24, no. 3, 1973, pp. 355–64. JSTOR, https://doi.org/10.2307/588238. Accessed 9 Mar. 2025.
- Noble, Trevor. “Sociology and Literature.” The British Journal of Sociology, vol. 27, no. 2, 1976, pp. 211–24. JSTOR, https://doi.org/10.2307/590028. Accessed 9 Mar. 2025.
- Kucel, Aleksander. “Literature Survey of the Incidence of Over-Education: A Sociological Approach.” Reis: Revista Española de Investigaciones Sociológicas, no. 134, 2011, pp. 125–42. JSTOR, http://www.jstor.org/stable/41304938. Accessed 9 Mar. 2025.