“The Sociology of Literature” by Roger Pincott: Summary and Critique

“The Sociology of Literature” by Roger Pincott first appeared in Archiv für Europäische Soziologie in 1970 (Vol. XI, pp. 177-195).

"The Sociology of Literature" by Roger Pincott: Summary and Critique
Introduction: “The Sociology of Literature” by Roger Pincott

“The Sociology of Literature” by Roger Pincott first appeared in Archiv für Europäische Soziologie in 1970 (Vol. XI, pp. 177-195). This article explores the complex relationship between literature and its social context, challenging the notion that literary works exist in isolation from social structures. Pincott argues against the skepticism that often accompanies the sociology of literature, which some dismiss as dilettantism or an encroachment on the aesthetic integrity of literary works. Drawing from Lucien Goldmann’s dialectical materialist approach, Pincott asserts that literature should be analyzed within the totality of an author’s existence and the socio-historical structures that shape creative expression. He highlights how ideological elements in literature, whether consciously or unconsciously expressed, reflect the broader class structures and tensions of the time. The article critically engages with the limitations of traditional literary criticism, which often dismisses sociological analysis as arbitrary, and examines the validity of methodologies employed in this field. Through discussions on thinkers such as Lukács, Sartre, and Barthes, Pincott also addresses how literary forms and themes correlate with historical transitions, particularly in relation to capitalist and industrial transformations. The importance of this work in literary theory lies in its rigorous attempt to bridge literary studies with sociological inquiry, demonstrating that literature is not merely a self-contained aesthetic experience but an integral component of historical and ideological discourse.

Summary of “The Sociology of Literature” by Roger Pincott

·  Sociology of Literature as a Legitimate Field of Study

  • Pincott argues against the perception that sociology of literature is a dilettantist endeavor, stating that literature provides as much insight into a society as traditional sociological inquiries (Pincott, 177).
  • He criticizes the idea that literature is beyond sociological analysis due to the supposed spontaneity of the creative act, calling this an “extreme” and unproductive argument (Pincott, 177-178).

·  Goldmann’s Dialectical Materialist Approach

  • Pincott references Goldmann’s idea that literature should not be analyzed in isolation but as part of a broader social and ideological context:
    • “The ideas and work of an author cannot be understood as long as we remain on the level of what he wrote… Ideas are only a partial aspect of a less abstract reality: that of the whole, living man” (Goldmann, 7; cited in Pincott, 177).
  • This perspective frames literature as a reflection of the ideology of social groups rather than just individual authors.

·  The Presence of Ideology in Literature

  • Literature inherently contains ideological elements, even if subconsciously expressed. These elements link texts to the social structures of their time (Pincott, 178).
  • However, Pincott notes that identifying these ideological elements is often difficult, especially in historical works where authors did not explicitly write with ideological intentions (Pincott, 178-179).

·  Criticism of Arbitrary Literary Analysis

  • Pincott critiques content analysis methods that impose subjective interpretations onto texts. He distinguishes between subjective and objective meanings:
    • “What the author meant by a work—the subjective meaning—is less important than what it ‘really means’—the objective meaning” (Goldmann, 759; cited in Pincott, 179).
  • This raises the issue of arbitrariness in literary interpretation, as critics might impose meanings that are not explicitly present in the text.

·  Use of Literature as Social Data

  • He discusses how literature has been used as historical evidence, giving an example from Matthew Arnold about an agricultural implement mentioned in 18th-century literature that helped settle a historical debate (Pincott, 179-180).
  • However, he warns that using literature as historical or sociological evidence is risky because fiction is not always an accurate representation of reality (Pincott, 180).

·  Raymond Williams and the Myth of Organic Society

  • Williams criticizes historical commentators who idealize the past as a time of social harmony and argues that literature actually reflects oppression and conflict (Pincott, 180-181).
  • However, Pincott questions Williams’ method, noting that literature can misrepresent reality for artistic purposes, making his argument vulnerable to accusations of bias (Pincott, 181).

·  Leavis and the Rejection of Sociological Approaches

  • F. R. Leavis argues that literature should be studied purely from a literary perspective, dismissing sociological approaches:
    • “No sociology of literature… will yield much profit unless controlled and informed by a real and intelligent interest… in literature” (Leavis, 198; cited in Pincott, 182).
  • Pincott criticizes this stance, arguing that ignoring social context limits our understanding of literature (Pincott, 182).

·  Marxist Interpretations of the Novel

  • He examines Marxist theories linking the development of the novel to the rise of the bourgeoisie, referencing Ian Watt’s argument that the novel reflects entrepreneurial individualism (Pincott, 183).
  • He also discusses George Huaco’s research on Mexican literature, showing how rapid industrialization affected literary forms, shifting from revolutionary novels to modernist styles (Pincott, 183-184).

·  Lukács and Goldmann on Dialectical Literary Analysis

  • Pincott explores Lukács’ and Goldmann’s claims that literary forms and styles reflect worldviews (Weltanschauung).
  • He notes the challenge of empirically testing these theories and argues that overly rigid frameworks risk being reductionist (Pincott, 185-186).

·  Comparing Goldmann’s Framework to Greek Tragedy

  • Pincott draws a parallel between Goldmann’s analysis of 17th-century Jansenist thought and the ideology of 5th-century Athens.
  • He compares Pascal’s dialectical approach to Cartesian rationalism with Aeschylus’ treatment of free will and determinism (Pincott, 187-188).

·  Limitations of Structuralist Approaches

  • He critiques structuralist methods (e.g., Levi-Strauss) for their inability to analyze complex literary texts beyond mythology (Pincott, 189-191).
  • He concludes that while structuralism provides a scientific framework, it has yet to offer a comprehensive methodology for studying literature (Pincott, 191).

·  Aeschylus’ Political Position

  • In an appendix, Pincott discusses the political leanings of Aeschylus, debating whether his plays support democratic or conservative ideologies.
  • He argues that Aeschylus’ portrayal of the Areopagus in The Eumenides suggests a conservative defense of aristocratic institutions (Pincott, 192-194).
Theoretical Terms/Concepts in “The Sociology of Literature” by Roger Pincott
Theoretical Term/ConceptDefinition/Explanation
Sociology of LiteratureThe study of literature as a social phenomenon, analyzing how literary works reflect and influence social structures, ideologies, and historical contexts.
Dialectical MaterialismA Marxist approach emphasizing that literature is shaped by economic and class structures and that its meaning is best understood within the context of social and historical conditions.
Ideological Elements in LiteratureThe notion that literature carries implicit ideological messages, often reflecting the social group or class to which the author belongs, whether consciously or unconsciously.
Objective vs. Subjective MeaningGoldmann’s distinction between what an author intends to convey (subjective meaning) and what a work “really means” within a broader social or historical context (objective meaning).
Content AnalysisA method of literary criticism that interprets texts by analyzing themes, symbols, and meanings, often critiqued for its potential arbitrariness in assigning significance to literary elements.
Contribution of “The Sociology of Literature” by Roger Pincott to Literary Theory/Theories

1. Marxist Literary Theory & Ideology in Literature

  • Pincott discusses how literature reflects the ideological structures of society and how it is influenced by economic and class dynamics.
  • Reference: “In that case, the sociology of literature will be a sub-heading of the investigation of ideology and the testing of the Marxist hypothesis about superstructural attributes of social groups.” (Pincott, p. 178)

2. Goldmann’s Dialectical Materialism & Structuralism

  • The book incorporates Lucien Goldmann’s idea that literature must be analyzed within the broader framework of social structures and collective consciousness.
  • Reference: “Ideas are only a partial aspect of a less abstract reality: that of the whole, living man. And in his turn, this man is only an element in a whole made up of the social group to which he belongs.” (Goldmann, quoted in Pincott, p. 177)

3. Sociological Content Analysis in Literary Criticism

  • Pincott critiques traditional literary content analysis for being arbitrary and argues for a more structured sociological approach.
  • Reference: “The main drawback to this style of analysis is the accusation that what the critic says ‘just isn’t in the text’.” (Pincott, p. 178)

4. Historicism and Literature as a Source of Social History

  • Literature can serve as empirical evidence for historical and social conditions, supporting historicist interpretations.
  • Reference: “People are constantly using literature as an empirical base from which to extrapolate facts about periods in history.” (Pincott, p. 179)

5. The Role of Class in Literary Production

  • The book examines how literary forms and themes evolve based on the class structures in a given historical period.
  • Reference: “It often happens that the mode of behaviour which enables us to understand a particular work is not that of the author himself, but that of a whole social group; and, when the work with which we are concerned is of particular importance, this behaviour is that of a whole social class.” (Pincott, p. 177)

6. The Novel as a Bourgeois Form

  • Pincott references Ian Watt’s work on the rise of the novel as a product of capitalist and bourgeois values.
  • Reference: “A connection has been postulated between the bourgeoisie and the novel, from Hegel and Marx through to Goldmann.” (Pincott, p. 181)

7. The Crisis of Meaning in Literature

  • The text explores how different literary forms and themes emerge in response to social crises and ideological shifts.
  • Reference: “The tragedy of the 17th and 18th centuries does, like other forms of tragic creation and awareness, express a crisis in human relationship between certain groups of men and the cosmic and social world.” (Goldmann, quoted in Pincott, p. 190)

8. Structuralism and Semiotics in Literary Theory

  • Pincott engages with structuralist methods, suggesting that literary meaning is shaped by underlying structures rather than individual interpretation.
  • Reference: “Structuralism, as embodied in the area mapped out by Saussure as semiology, starting from structural linguistics, seems to embody great advantage: it rests on the scientific basis of linguistics.” (Pincott, p. 190)
Examples of Critiques Through “The Sociology of Literature” by Roger Pincott
Literary WorkCritique Through Sociology of LiteratureReference from Pincott’s Article
Agamemnon by AeschylusThe play illustrates the tension between free will and determinism, a key theme in aristocratic ideology. Agamemnon’s decision to sacrifice his daughter is debated as either a rational choice or a fate-driven necessity.“The critical point at issue is whether, when he killed his own daughter… he acted rationally from his own will, or whether his action was determined by some sort of curse on his house.” (Pincott, p. 186)
The Hidden God by Lucien GoldmannGoldmann’s dialectical method aligns with the sociology of literature, linking individual literary works to broader ideological structures. His study of Pascal and Racine connects their works to Jansenism and status deprivation.“Goldmann locates this particular group in the Jansenists, a classic example of a status-deprived and performance-prohibited social group…” (Pincott, p. 182)
The Rise of the Novel by Ian WattWatt’s argument about the bourgeoisie’s connection to the novel supports the idea that literary forms are shaped by socio-economic conditions. The shift from individualistic novels to bureaucratic narratives reflects industrialization.“A connection has been postulated between the bourgeoisie and the novel, from Hegel and Marx through to Goldmann… as society becomes more rationalized and bureaucratized, individuality will decrease and the romantic novel die out.” (Pincott, p. 180)
Seven Against Thebes by AeschylusThe play presents a dialectical struggle between aristocratic determinism and the emerging democratic order in Athens. Eteocles’ shift from rational leadership to fatalistic despair illustrates ideological tension.“The character of Eteocles has attracted much attention… The complete fracture of the play is too great to be resolved in usual terms: the two parts are simply parts of different plays…” (Pincott, p. 187)
Criticism Against “The Sociology of Literature” by Roger Pincott
  • Methodological Arbitrariness
    • Pincott acknowledges the challenge of arbitrariness in literary sociology but does not provide a concrete solution.
    • “The main drawback to this style of analysis is the accusation that what the critic says ‘just isn’t in the text.’” (Pincott, p. 178)
  • Over-Reliance on Goldmann’s Dialectical Approach
    • The article heavily depends on Lucien Goldmann’s concept of dialectical materialism without fully questioning its limitations.
    • “Goldmann’s dialectical moving between parts and the whole is a useful systematisation, yet… it clearly vastly increases the arbitrariness of the whole approach.” (Pincott, p. 178)
  • Neglect of Structuralist Alternatives
    • Despite mentioning structuralism as a potential method, Pincott does not integrate it effectively into his sociological analysis.
    • “Yet oddly, the more structuralist works I read, the less I found about literature; without, that is, pursuing Hjelmslev… into the eclectic fields of glossematics.” (Pincott, p. 190)
  • Ambiguous Stand on Literary Autonomy vs. Social Determinism
    • The discussion oscillates between seeing literature as ideologically determined and acknowledging literary autonomy, without clear resolution.
    • “What the author meant by a work—the subjective meaning—is less important than what it ‘really means’—the objective meaning.” (Pincott, p. 178)
  • Historical Generalizations Without Sufficient Empirical Support
    • The claims about historical transitions in literary forms (e.g., connection between bourgeoisie and novel) are not rigorously substantiated.
    • “This sort of theory could easily stand generalisation… However, as it stands, it is actually dubiously descriptive of the British case.” (Pincott, p. 180)
  • Inconsistent Application of Sociological Theory
    • The essay shifts between different theoretical frameworks (Marxism, dialectical materialism, sociological empiricism) without a consistent methodology.
    • “Perhaps the seeds of dialectical thought, or even well-developed fruits, will be found elsewhere…” (Pincott, p. 183)
  • Limited Engagement with Reader-Response Theory
    • The argument does not consider how individual readers interact with literature beyond ideological conditioning.
    • “There are further objections to this style of analysis—the indeterminacy of the conditions so stringently fulfilled in the previous example…” (Pincott, p. 180)
Representative Quotations from “The Sociology of Literature” by Roger Pincott with Explanation
QuotationExplanation
“There is something about the so-called sociology of literature which often produces that wry and knowing smile or that scornful snort which is tantamount to a charge of dilettantism.” (p. 177)Pincott critiques the skepticism surrounding literary sociology, suggesting that literature is as informative about society as other sociological subjects. He challenges the notion that literature is immune to empirical study.
“Yet the vague aura of dilettantism and trendiness persists, and this, coupled with the reciprocal fear that a massive violation of aesthetic sensibilities will automatically ensue from attempts to locate the social determinants of great literature, often inhibits people from practising it or from taking seriously those who do.” (p. 177)He highlights how fear of reducing literature to mere sociological analysis prevents scholars from fully embracing the discipline. The tension between aesthetic and sociological approaches remains unresolved.
“Goldmann’s dialectical moving between parts and the whole is a useful systematisation, yet the actual principles behind the appropriate mode of analysis do not, in essence, constitute an advance on the dubious precision of literary critical ‘content analysis’.” (p. 178)Pincott acknowledges the utility of Goldmann’s dialectical approach but criticizes its lack of methodological rigor, suggesting that it may not be a real improvement over subjective literary analysis.
“The main drawback to this style of analysis is the accusation that what the critic says ‘just isn’t in the text’: that the critic is arbitrary in assigning a particular meaning to a passage.” (p. 178)He raises concerns about interpretative arbitrariness, arguing that literary sociologists risk imposing external meanings onto texts rather than uncovering inherent ones.
“What the author meant by a work—the subjective meaning—is less important than what it ‘really means’—the objective meaning.” (p. 178)Pincott references Goldmann’s distinction between subjective and objective meaning, implicitly questioning whether an objective meaning can ever truly be established without arbitrariness.
“People are constantly using literature as an empirical base from which to extrapolate facts about periods in history.” (p. 179)He acknowledges that literature often serves as historical evidence, but also warns that extracting facts from fiction can be problematic if the context and artistic intent are ignored.
“The exercise becomes fraught with charges of arbitrariness, misrepresentation, and even cooking the books.” (p. 180)Pincott critiques studies that rely on literature to confirm sociological theories, arguing that selective reading can distort historical realities.
“This sort of theory could easily stand generalisation into statements about general connections between forms of the novel and levels and types of industrialisation.” (p. 181)He discusses how theories linking economic systems to literary forms (such as the rise of the novel and bourgeois society) are tempting but require careful empirical validation.
“Perhaps the seeds of dialectical thought, or even well-developed fruits, will be found elsewhere, associated with disillusioned aristocratic pressure groups and tragic visions.” (p. 183)He proposes that dialectical thought, rather than being unique to Marxism or specific historical conditions, might have broader roots in elite dissatisfaction and tragedy.
“Yet oddly, the more structuralist works I read, the less I found about literature; without, that is, pursuing Hjelmslev into the eclectic fields of glossematics.” (p. 190)Pincott critiques structuralist approaches, arguing that they often become overly technical and fail to contribute meaningful insights about literature itself.
Suggested Readings: “The Sociology of Literature” by Roger Pincott
  1. Pincott, Roger. “The Sociology of Literature. Vol. 11, No. 1. Cambridge University.” Journal.[Diunduh 14 November 2020]. Diunduh dari https://bit. ly/2HGqEKo (2009).
  2. PINCOTT, ROGER. “THE SOCIOLOGY OF LITERATURE.” European Journal of Sociology / Archives Européennes de Sociologie / Europäisches Archiv Für Soziologie, vol. 11, no. 1, 1970, pp. 177–95. JSTOR, http://www.jstor.org/stable/23998707. Accessed 9 Mar. 2025.
  3. Tulloch, John C. “Sociology of Knowledge and the Sociology of Literature.” The British Journal of Sociology, vol. 27, no. 2, 1976, pp. 197–210. JSTOR, https://doi.org/10.2307/590027. Accessed 9 Mar. 2025.

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