“Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.: Summary and Critique

“Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr. first appeared in 1998 in Lenox Avenue: A Journal of Interarts Inquiry, published by the Center for Black Music Research at Columbia College Chicago.

"Toward a Theory of Diaspora Aesthetics" by Samuel A. Floyd, Jr.: Summary and Critique
Introduction: “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.  

“Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr. first appeared in 1998 in Lenox Avenue: A Journal of Interarts Inquiry, published by the Center for Black Music Research at Columbia College Chicago. This pivotal work explores the unifying yet complex cultural and artistic practices of African diaspora communities, emphasizing their interconnectedness with both African and European influences. Floyd delineates “diaspora aesthetics” by focusing on black expressive arts across visual, verbal, and aural dimensions, examining how artistic elements manifest in forms such as poetry, prose, painting, music, and dance. The article critiques rigid “them” and “us” distinctions within diasporic identity, advocating for an inclusive perspective on African and African-influenced artistic practices. Floyd’s analysis underscores the interplay of narrative, rhythm, and cultural symbolism across artistic media, providing a framework to interrogate the transatlantic cultural exchanges shaping black identity and aesthetics. His insights contribute significantly to literary theory and interdisciplinary studies by linking cultural history, philosophy, and art in a coherent narrative of African diasporic influence and resilience.

Summary of “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.

Definition and Scope of Diaspora Aesthetics

  • Diaspora aesthetics is framed as a unifying concept that encompasses the artistic practices of African-descended peoples globally. It integrates both African and European influences while allowing space for the inclusion of Native American elements (Floyd, 1998, p. 25).
  • The theory aims to dissolve rigid “us vs. them” narratives, emphasizing inclusivity regardless of an individual’s aesthetic preferences or adherence to preconceived notions of Black artistry (p. 26).

Integration of Artistic Modalities

  • Floyd explores how visual, verbal, and aural thinking converge across poetry, prose, painting, music, and dance to form an integrated mode of perception and inquiry (p. 26).
  • Each art form expresses “lines” in unique ways—poetry through text, music through melodies, and dance through spatial movements—revealing shared rhythmic and structural characteristics (pp. 26–27).

Narrative and Musical Qualities Across the Arts

  • Artistic works often embody musical qualities, such as rhythm and harmony, which John Dewey describes as integral to the overall impression of any art form (p. 27).
  • Bruce Tucker’s analysis of the Art Ensemble of Chicago highlights how their performances erase genre and geographic boundaries, blending African-American, African, European, and other traditions (p. 27).

Case Studies in Diaspora Aesthetics

  1. Robert Hayden’s Poem “Middle Passage”
    • The poem serves as a narrative collage, weaving historical documents, diaries, and voices into an artistic representation of the Amistad insurrection, reflecting on tragedy, rebellion, and liberation (pp. 27–28).
    • Its vivid imagery and rhythmic structure evoke the horrors of the Middle Passage, merging narrative and lyrical elements to symbolize the African diaspora’s journey (p. 30).
  2. Albert Murray’s Prose Style
    • Murray’s writing, particularly in The Seven League Boots, employs a musical approach, using repeated motifs and rhythmic cadences inspired by jazz and blues structures (p. 31).
    • His prose is characterized by incremental repetition and improvisational quality, aligning with the oral and musical traditions of African-American culture (p. 32).
  3. Romare Bearden’s Visual Art
    • Bearden’s collages, such as Conjur Woman, mirror blues and jazz aesthetics through improvisation, narrative, and polyrhythmic visual compositions (p. 33).
    • His work integrates African spiritual symbols, creating layers of meaning that reflect the diasporic experience (p. 35).
  4. Wifredo Lam’s Painting “The Jungle”
    • Lam blends surrealist techniques with Afro-Cuban religious iconography, producing polyrhythmic compositions that signify African rituals and European artistic traditions (p. 40).
    • His work incorporates rhythmic and symbolic elements, creating a dialogue between African spirituality and modernist art (p. 41).
  5. Alvin Ailey’s “Revelations”
    • This dance suite, grounded in African-American spirituals, uses rhythmic movements, spatial arrangements, and narrative gestures to depict the struggles and triumphs of Black life (pp. 57–60).
    • Ailey’s choreography integrates themes of African and Caribbean heritage, highlighting the interconnectedness of Black diasporic traditions (p. 60).

Core Elements of Diaspora Aesthetics

  • Floyd identifies recurring structural agents: volume, placement, tension, and repetition, which are foundational across art forms and unify diverse practices within the Black diaspora (p. 47).
  • These elements facilitate the creation of rhythm, narrative, and spatial relationships, reflecting cultural values and collective memory (p. 54).

Interdisciplinary and Integrative Approaches

  • Floyd advocates for cross-disciplinary analysis to understand the interconnectedness of Black expressive arts. This approach bridges conceptual gaps between visual, literary, and musical traditions (p. 64).
  • The essay emphasizes the transformative power of art as both aesthetic and spiritual practice, aligning with African-derived cosmologies and philosophies (p. 66).

Conclusion

  • A fully realized theory of diaspora aesthetics must encompass the diverse expressions of African-descended peoples, incorporating historical, cultural, and artistic contexts (p. 67).
  • Floyd calls for expanded integrative studies that examine artistic processes and their implications for understanding Black diasporic identity and creativity (p. 67).
Theoretical Terms/Concepts in “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.
Theoretical Term/ConceptDefinition/ExplanationContext/Usage
Diaspora AestheticsA unifying framework encompassing artistic practices of African-descended peoples globally, integrating African, European, and Native American influences while addressing inclusivity across diverse cultural expressions.Serves to dissolve “us vs. them” narratives in artistic practices, emphasizing shared cultural values despite aesthetic differences.
Integrated PerceptionThe unification of visual, verbal, and aural thinking across different art forms to create a holistic approach to understanding and creating art.Used to explore the relationships between poetry, prose, painting, music, and dance, where each medium complements the other through shared rhythmic and structural elements.
Structural AgentsCore elements of artistic creation: volume, placement, tension, and repetition, which are foundational across visual, musical, literary, and performative arts.Highlighted as recurring structural devices in artworks such as Bearden’s Conjur Woman, Lam’s The Jungle, and Ailey’s Revelations.
Narrative QualityThe capacity of an artwork to tell a story or convey a sequence of events, often through structural or symbolic means rather than literal representation.Seen in Hayden’s Middle Passage as a poetic narrative of the Amistad insurrection and in Tucker’s analysis of musical performances as storytelling devices.
PolyrhythmOverlapping and interweaving rhythms that create a complex, dynamic structure, often rooted in African musical traditions.Evident in Lam’s The Jungle and Ailey’s Revelations, where rhythmic motifs mirror African and Caribbean traditions.
ImprovisationA creative process of spontaneous invention or adaptation, often reflecting African-derived aesthetic principles of flexibility and innovation.Central to Bearden’s collage technique, Murray’s prose style, and Lam’s visual art, linking the aesthetic to jazz and blues traditions.
Musical EcologyA metaphorical concept describing the spatial and tonal relationships within music, akin to how visual art delineates space through line and form.Used to compare musical and visual elements, such as in Bearden’s collage or Failde Perez’s Las Alturas de Simpson.
Signifyin’A rhetorical strategy involving layered, often ironic communication, rooted in African-American oral and artistic traditions.Referenced in Drewal’s study of Afro-Brazilian art and seen in Lam’s use of surrealism to signify Afro-Cuban ritual.
Rhythmic CounterpointInteraction between different rhythmic patterns, creating tension and movement within an artwork.Explored in Jahn’s description of the interplay between verbal rhythm and drum rhythms in African traditions.
Spatial Dimensions in ArtThe manipulation of space in artistic media, including depth, placement, and perspective, to create tension or harmony.Bearden’s Conjur Woman and Lam’s The Jungle illustrate these dimensions through juxtaposed figures, layers, and motifs.
Teleological MusicMusic that implies or expresses movement toward a goal, creating a sense of narrative or progression through its structure.Discussed by Tarasti and reflected in Failde Perez’s danzón and Ailey’s Revelations.
Integrative InquiryAn interdisciplinary approach to studying the relationships among art forms, focusing on shared elements such as rhythm, space, and narrative.Proposed as a methodology for analyzing diaspora aesthetics, connecting visual, literary, and performative works.
Cinquillo and Tresillo RhythmsRhythmic patterns derived from African traditions that serve as foundations for Caribbean and Latin-American music.Found in the music of Failde Perez and referenced in Ailey’s choreography to connect African diasporic traditions across regions.
Call-and-ResponseA dialogic interaction where one voice or instrument (the call) is answered by another, symbolizing community and dialogue.Central to the structure of Revelations and other African diasporic musical and performative practices.
Symbolic EntanglementThe layering of cultural and spiritual symbols to convey multiple meanings simultaneously.Seen in Bearden’s use of Yoruba motifs and Lam’s integration of Afro-Cuban religious imagery.
Anthropomorphic ModalitiesThe attribution of human-like qualities (e.g., “actors,” “actions,” “transitions”) to non-human elements within music and art to create narrative or emotional connections.Explored by Tarasti in music analysis and applied to the themes and motifs in diasporic artworks.
Volume and Density in ArtThe use of contrasting amplitudes, color, texture, and spatial arrangement to create depth and emphasis within an artwork.Evident in the dynamic movements and formations in Ailey’s Revelations and the compositional techniques in Lam’s The Jungle.
Cultural Cross-PollinationThe blending and reinterpretation of African, European, and other cultural elements within the African diaspora to create hybridized artistic expressions.Examined in the works of Lam, Bearden, and Failde Perez, where African traditions are reimagined through modernist and European techniques.
Contribution of “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr. to Literary Theory/Theories

1. Postcolonial Theory

Contribution: Floyd reframes postcolonial discourse by emphasizing the hybrid, diasporic nature of African-derived aesthetics. He challenges binaries like colonizer/colonized and European/non-European by showing how diaspora aesthetics integrate African, European, and Native American elements into a cohesive yet pluralistic framework.

  • Example: Floyd highlights how African diasporic artists like Romare Bearden and Wifredo Lam integrate African cultural symbols into their works, while simultaneously drawing on European modernist techniques, creating a “border-crossing inquiry” (Floyd, p. 36). This aligns with Homi Bhabha’s concept of hybridity and the third space in postcolonial theory.

2. Interart Theory

Contribution: Floyd develops an interdisciplinary approach to understanding African diasporic art forms, emphasizing their interconnectedness across visual, verbal, and aural mediums. He proposes that shared elements such as rhythm, volume, and tension unify diverse artistic expressions.

  • Example: Floyd’s comparison of Robert Hayden’s poem Middle Passage and Alvin Ailey’s choreography in Revelations demonstrates how rhythm and narrative function across literature, dance, and music (Floyd, p. 52). This advances theories that seek to explore intermedial relationships in the arts, such as those proposed by W.J.T. Mitchell.

3. Afro-Diasporic Cultural Theory

Contribution: Floyd positions African diasporic aesthetics as central to understanding global cultural exchanges. His work reorients the focus of cultural theory from European-centric narratives to the transatlantic experiences and creative expressions of African-descended peoples.

  • Example: He invokes the cinquillo and tresillo rhythms as examples of cultural continuity and innovation in diaspora music, illustrating how these elements appear in Cuban danzón and American jazz, thus embodying diaspora connections (Floyd, p. 43). This ties into Paul Gilroy’s notion of the Black Atlantic as a cultural framework.

4. Structuralism

Contribution: Floyd identifies core “structural agents”—volume, placement, tension, and repetition—that transcend specific artistic mediums and unify diaspora aesthetics. His structuralist approach provides a framework for analyzing common elements across diverse forms of cultural expression.

  • Example: Floyd’s analysis of Bearden’s Conjur Woman and Hayden’s Middle Passage reveals how these works use repetition and tension to create layered meanings that resonate with African diasporic narratives (Floyd, p. 28). This builds on Claude Lévi-Strauss’s structuralist theory of myth and narrative.

5. Narrative Theory

Contribution: Floyd challenges conventional narrative theory by demonstrating how non-literary forms, like music and dance, can function as narrative mediums within African diasporic contexts. His approach emphasizes the performative and symbolic dimensions of storytelling.

  • Example: He interprets Alvin Ailey’s Revelations as a narrative of the African-American spiritual journey, integrating communal struggle and triumph through movement and rhythm (Floyd, p. 55). This extends the scope of narrative theory into performative arts, paralleling Mikhail Bakhtin’s concept of heteroglossia in dialogic storytelling.

6. Semiotics

Contribution: Floyd advances musical and visual semiotics by interpreting rhythm, spatial arrangement, and motifs as signifiers of African diasporic identity and historical memory. He draws on semiotic theories to analyze how these elements encode cultural meaning.

  • Example: Drawing on Eero Tarasti’s semiotic theory, Floyd interprets Lam’s The Jungle as a “polyrhythmic stew” of symbols that evoke Afro-Cuban ritual and African ancestry (Floyd, p. 40). This aligns with Roland Barthes’s idea of cultural codes in semiotics.

7. New Historicism

Contribution: Floyd situates artworks within their historical and cultural contexts, linking aesthetic forms to the socio-political experiences of African-descended peoples. He emphasizes how historical events like the transatlantic slave trade inform diaspora aesthetics.

  • Example: Hayden’s Middle Passage is analyzed as an imaginative reconstruction of the Amistad insurrection, incorporating historical records, logs, and poetic reinterpretation to highlight the horrors and resilience of the African diaspora (Floyd, p. 27). This echoes Stephen Greenblatt’s use of historical intertextuality.

8. Aesthetic Theory

Contribution: Floyd proposes a theory of diaspora aesthetics grounded in rhythm, improvisation, and symbolic representation, arguing that these elements are central to the artistic expressions of African-derived cultures. His work critiques Eurocentric aesthetic paradigms by highlighting the distinctiveness of African diasporic creativity.

  • Example: He emphasizes the role of rhythm as “the architecture of being” (Floyd, p. 54), drawing on Aime Cesaire’s notion that rhythm embodies cultural identity and spiritual expression. This expands aesthetic theory to include African-derived modes of creativity.

9. Postmodernism

Contribution: Floyd’s emphasis on hybridity, fragmentation, and intertextuality situates African diasporic aesthetics within postmodern theoretical frameworks. He argues that diaspora aesthetics challenge rigid genre boundaries and embrace multiplicity.

  • Example: Floyd interprets the collage techniques in Bearden’s art as a visual metaphor for the fragmented yet unified experiences of the African diaspora (Floyd, p. 35). This resonates with Jean-François Lyotard’s idea of incredulity toward metanarratives.
Examples of Critiques Through “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.

Literary/Artistic WorkCritique Through Diaspora AestheticsKey Theoretical ElementsReferences to Floyd’s Concepts
“Middle Passage” by Robert HaydenExplores the African diaspora’s traumatic history through vivid imagery, narrative layering, and symbolic references to spiritual transformation.Narrative, Rhythm, Spatial Relationships: The poem mirrors the fragmented and oppressive history of the African diaspora.Floyd emphasizes narrative as a unifier of diasporic history and its connection to aesthetic structures in poetry and music.
The Jungle by Wifredo LamCombines Afro-Cuban spiritual imagery with surrealist techniques to explore hybrid identities and cultural intersections.Visual Rhythm, Polyrhythm, Symbolism: Repetition of bird and snake motifs creates a visual rhythm reflecting Afro-Cuban spiritual practices.Floyd highlights the integration of spiritual and visual narratives in diasporic art, showing connections between African cosmology and modernism.
Conjur Woman by Romare BeardenUses collage to integrate African-American cultural symbols, music references, and visual fragmentation, representing cultural hybridity.Collage, Narrative Structure, Tension: Bearden’s work layers African diasporic spiritual and cultural symbols in nonlinear compositions.Floyd discusses Bearden’s method as paralleling musical improvisation and rhythm, showing cross-media aesthetic unification.
Revelations by Alvin AileyA choreographic celebration of the African-American spiritual journey, combining music, movement, and symbolic visuals.Polyrhythm, Gestural Language, Space and Movement: Ailey’s choreography mirrors the rhythms and cultural narratives of the African diaspora.Floyd connects diasporic identity to performative arts, emphasizing the interrelation of music, dance, and visual narratives.
Criticism Against “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.
  • Broad Generalizations About Diaspora Identity: Floyd’s inclusive concept of the African diaspora is criticized for homogenizing diverse cultural expressions and histories, potentially overlooking local and regional specificities.
  • Limited Engagement with Non-African Influences: While Floyd acknowledges European and other influences, critics argue that his framework prioritizes African-derived aesthetics, potentially downplaying the complexity of intercultural interactions in diasporic contexts.
  • Methodological Challenges in Interdisciplinary Analysis: The expansive scope of Floyd’s theory, spanning music, literature, visual art, and performance, raises concerns about whether the connections he draws between art forms are sufficiently substantiated by evidence.
  • Overemphasis on Rhythm and Polyrhythm: Floyd’s focus on rhythmic and polyrhythmic structures as central to diaspora aesthetics may marginalize other significant aesthetic features, such as tonalities, textures, or structural innovations.
  • Lack of Attention to Contemporary Diasporic Dynamics: Critics point out that the theory relies heavily on historical and cultural artifacts, offering limited insight into the aesthetics of contemporary diasporic expressions influenced by globalization and digital technologies.
  • Potential Neglect of Individual Agency in Artistic Creation: The framework’s emphasis on collective and cultural dimensions of diasporic art may minimize the role of individual artists’ agency, innovation, and personal experiences.
  • Insufficient Exploration of Counter-Narratives: Floyd’s theory may inadequately address works that resist or critique the very concept of diaspora as a unifying aesthetic or cultural identity.
  • Reliance on Western Analytical Frameworks: Some argue that Floyd’s analysis, while grounded in diasporic aesthetics, is shaped by Western critical paradigms, potentially limiting its ability to fully engage with non-Western modes of expression and meaning.
  • Ambiguity in Defining Aesthetic Boundaries: The theory’s broad and integrative approach risks becoming overly inclusive, leading to ambiguities in determining what qualifies as part of diaspora aesthetics versus other cultural frameworks.
Representative Quotations from “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr. with Explanation
QuotationExplanation
“Diaspora is used as a symbol of unification or, as the case may be, reunification… wherever they may live.”This emphasizes Floyd’s broad conceptualization of the diaspora, focusing on the shared cultural and aesthetic practices of African-descended people, regardless of geographical location, as a unifying theme.
“In delineating diaspora aesthetics, I will focus here on aspects of the black expressive arts… unified perception.”Floyd highlights the interdisciplinary and integrative nature of diaspora aesthetics, uniting visual, verbal, and auditory artistic expressions to explore their interconnected meanings and narratives.
“Lines in painting delineate space, lines in music (melodies and repeated notes) do the same…”This draws a parallel between visual art and music, where structural elements like lines and rhythms transcend disciplines, creating a unified aesthetic language across mediums.
“Rhythm is the architecture of being, the inner-dynamic that gives form.”Borrowing from thinkers like Aimé Césaire, this quotation highlights rhythm’s foundational role in shaping African diasporic aesthetics, encompassing both the tangible and intangible aspects of cultural expression.
“The African diaspora is implied through references to numerous lands… the horrors of the making of the diaspora.”Floyd captures the historical trauma of the African diaspora, emphasizing the role of art in memorializing displacement and suffering while also creating a narrative of resilience and cultural identity.
“Like all poets, Hayden makes music with words.”This metaphor underscores the intrinsic musicality embedded in poetic structures, especially in works that reflect the African diasporic experience. Floyd uses Hayden’s Middle Passage as an example of how rhythm and structure align with historical and cultural themes.
“Bearden’s work is described… as improvisatory, fundamentally ornamental, narrative, and anecdotal.”Referring to Romare Bearden, Floyd illustrates how African diasporic aesthetics often borrow from musical improvisation and oral traditions, blending narrative and visual art into expressive, layered forms.
“Narrative qualities are not confined to literature but are seen in all arts…”Floyd expands the concept of narrative beyond its literary roots, showing how music, visual arts, and performance embody storytelling traditions integral to African diasporic cultural expressions.
“Volume, placement, tension, and repetition… unify the arts.”Floyd highlights the core structural elements that connect different art forms, arguing for their universality in both African diasporic and broader artistic contexts. This is central to his integrative approach to aesthetics.
“The rhythms of movement and the symbolism of icon and narrative… suggest dramaturgy.”Floyd demonstrates how African diasporic art integrates performance elements, blending ritual, narrative, and visual motifs into cohesive, multi-layered expressions of cultural identity and history.
Suggested Readings: “Toward a Theory of Diaspora Aesthetics” by Samuel A. Floyd, Jr.
  1. Floyd, Samuel A. “Toward a Theory of Diaspora Aesthetics.” Lenox Avenue: A Journal of Interarts Inquiry, vol. 4, 1998, pp. 25–67. JSTOR, https://doi.org/10.2307/4177068. Accessed 26 Nov. 2024.
  2. Floyd, Samuel A. “Black Music in the Circum-Caribbean.” American Music, vol. 17, no. 1, 1999, pp. 1–38. JSTOR, https://doi.org/10.2307/3052372. Accessed 26 Nov. 2024.
  3. Floyd, Samuel A. “Black Music and Writing Black Music History: American Music and Narrative Strategies.” Black Music Research Journal, vol. 28, no. 1, 2008, pp. 111–21. JSTOR, http://www.jstor.org/stable/25433796. Accessed 26 Nov. 2024.
  4. Thompson, Krista. “A Sidelong Glance: The Practice of African Diaspora Art History in the United States.” Art Journal, vol. 70, no. 3, 2011, pp. 6–31. JSTOR, http://www.jstor.org/stable/41430735. Accessed 26 Nov. 2024.

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