Politeness Theory in English Literature

Politeness theory, a cornerstone of pragmatics, emerged in the late 20th century, primarily attributed to the seminal work of Penelope Brown and Stephen Levinson in 1978 and 1987.

Politeness Theory in English Literature
Politeness Theory: Etymology and Concept      
Etymology of Politeness Theory

Politeness theory, a cornerstone of pragmatics, emerged in the late 20th century, primarily attributed to the seminal work of Penelope Brown and Stephen Levinson in 1978 and 1987. The term “politeness” itself, derived from the Latin “politus” meaning “refined” or “smoothed,” has a long history in social and linguistic discourse. However, Brown and Levinson’s framework solidified it as a theoretical construct, exploring the intricate ways individuals navigate social interactions to maintain face, a concept borrowed from Erving Goffman. The theory’s etymology thus reflects a convergence of linguistic, sociological, and psychological perspectives, highlighting its interdisciplinary nature.

Concept of Politeness Theory
Key ConceptsDescription
FaceThe public self-image that individuals strive to maintain. It has two aspects: positive and negative face.
Positive FaceThe desire to be liked, appreciated, and approved of by others.
Negative FaceThe desire for autonomy, freedom from imposition, and the ability to act according to one’s own will.
Face-Threatening Acts (FTAs)Actions that potentially harm or threaten an individual’s positive or negative face.
Politeness StrategiesVerbal and nonverbal tactics employed to mitigate or redress FTAs, thus maintaining social harmony.
Positive Politeness StrategiesStrategies that emphasize solidarity, friendliness, and appreciation of the other person.
Negative Politeness StrategiesStrategies that respect the other person’s autonomy and avoid imposing on them.
Bald On-Record StrategyDirect and unambiguous communication, often used in situations where efficiency is prioritized over politeness.
Off-Record StrategyIndirect communication, often used to avoid directly threatening someone’s face.
Factors Influencing Politeness Strategy ChoiceSocial distance, power relations, and the degree of imposition of the FTA all influence the choice of strategy.
Politeness Theory: Theorists, Works and Arguments
  • Erving Goffman (1955, 1967)
    • Works: On Face-Work: An Analysis of Ritual Elements in Social Interaction (1955), Interaction Ritual (1967)
    • Argument: Introduced the foundational concept of “face” as the desired self-image presented in social interactions. Argued that individuals engage in “face-work” to manage their own and others’ face, maintaining a smooth flow of interaction and avoiding embarrassment or conflict.
  • Robin Lakoff (1973, 1975)
    • Works: Language and Woman’s Place (1973), Language and Woman’s Place: Text and Commentaries (1975)
    • Argument: While not explicitly focused on politeness theory, Lakoff’s work on language and gender laid the groundwork for understanding the role of politeness in social interactions. She argued that women are socialized to use more polite language than men, reflecting and reinforcing power imbalances.
  • Penelope Brown and Stephen Levinson (1978, 1987)
    • Work: Politeness: Some Universals in Language Usage (1987)
    • Argument: Developed the most influential framework for politeness theory, introducing the concepts of face-threatening acts (FTAs) and politeness strategies. They proposed that politeness is a universal phenomenon with cross-cultural variations and that individuals use different strategies to mitigate FTAs depending on social distance, power relations, and the degree of imposition.
  • Geoffrey Leech (1983)
    • Work: Principles of Pragmatics (1983)
    • Argument: Integrated politeness into a broader framework of pragmatics, proposing the Politeness Principle as a fundamental conversational maxim. He argued that politeness operates alongside Grice’s Cooperative Principle, guiding speakers to maintain social harmony and avoid conflict.
  • Shoshana Blum-Kulka (1987)
    • Work: “Indirectness and Politeness in Requests: Same or Different?” (1987)
    • Argument: Conducted cross-cultural research on politeness, challenging the universality claims of Brown and Levinson. She argued that politeness norms and strategies vary significantly across cultures, emphasizing the need to consider cultural context in understanding politeness phenomena.
  • Richard Watts (2003)
    • Work: Politeness (2003)
    • Argument: Critiqued the individualistic and rationalistic assumptions of traditional politeness theory. He proposed a more social and contextualized approach, emphasizing the dynamic nature of politeness and its role in constructing social identities and relationships.
  • Jonathan Culpeper (1996, 2011)
    • Works: “Towards an Anatomy of Impoliteness” (1996), Impoliteness: Using Language to Cause Offence (2011)
    • Argument: Expanded the scope of politeness theory by focusing on its opposite: impoliteness. He argued that impoliteness is not simply the absence of politeness but a strategic use of language to achieve specific social goals, such as challenging authority, expressing disapproval, or creating humor.
Politeness Theory: Principles
PrincipleDefinitionLiterary Example
Concept of FaceThe public self-image every individual strives to maintain.Mr. Darcy in Pride and Prejudice (“I certainly have not the talent…of conversing easily with those I have never seen before.”) – Desire for negative face (autonomy, freedom from imposition).
* Positive Face: The desire to be liked, appreciated, and approved of.
* Negative Face: The desire to be autonomous and free from imposition.
Face-Threatening Acts (FTAs)Speech acts that potentially harm or threaten another person’s face (positive or negative).Hamlet’s insult to Ophelia in Hamlet (“Get thee to a nunnery…”) – Threatens Ophelia’s positive face (desire to be liked).
Politeness StrategiesRedressive actions taken to counterbalance the disruptive effect of FTAs.
* Positive Politeness: Showing solidarity, emphasizing common ground, using in-group markers.Tom Sawyer’s invitation to Huck in The Adventures of Tom Sawyer (“Say, Huck—maybe you’d like to go with us, hey?”)
* Negative Politeness: Being indirect, using hedges, minimizing imposition.Gatsby’s cautious inquiry in The Great Gatsby (“I thought you might be here. I wondered if you wouldn’t mind…”)
* Bald On-record: Direct speech acts without any attempt to minimize the FTA.Iago’s accusation in Othello (“Look to your wife; observe her well with Cassio.”)
* Off-record (indirect): Indirect speech acts where the intent is not explicitly stated.Alice’s self-deprecating remark in Alice’s Adventures in Wonderland (“But that’s just the trouble with me. I give myself very good advice, but I very seldom follow it.”)
Factors Influencing Strategy ChoiceThe choice of politeness strategy depends on:
* Social distance between the speaker and hearer.
* Relative power of the speaker and hearer.
* Absolute ranking of impositions in a particular culture.Jane Eyre’s use of “sir” when addressing Mr. Rochester in Jane Eyre – Reflects the power differential and social distance between them.
Politeness Theory: How to Use in Critiques
  1. Identify Face-Threatening Acts (FTAs): Look for instances where characters’ words or actions threaten the positive or negative face of other characters. Pay attention to insults, criticisms, requests, disagreements, or any situation that could cause embarrassment or loss of autonomy.
  2. Analyze Politeness Strategies: Examine how characters respond to FTAs. Do they employ positive politeness (showing solidarity, offering compliments), negative politeness (apologizing, being indirect), bald on-record (being direct and blunt), or off-record strategies (using hints or ambiguity)?
  3. Consider Contextual Factors: Analyze the relationship between the characters involved in the FTA. Are they friends, enemies, family, or strangers? What is their social status relative to each other? How does the setting and situation influence their communication?
  4. Evaluate Effectiveness: Assess how successful the politeness strategies are in mitigating the FTA. Do they restore harmony, escalate conflict, or lead to misunderstandings? Consider the cultural context of the novel and the intended audience.
  5. Interpret the Author’s Intent: Based on your analysis, what do you think the author is trying to communicate about the characters, their relationships, or the social norms of the world they inhabit? How does the use of politeness (or lack thereof) contribute to the overall themes and messages of the novel?
Example: Applying Politeness Theory to “Lessons in Chemistry” by Bonnie Garmus (2022)
  1. FTA: In a scene, a male colleague undermines Elizabeth Zott’s research by claiming credit for her work. This is a threat to her positive face (professional recognition) and negative face (autonomy over her research).
  2. Politeness Strategy: Elizabeth responds with a bald on-record strategy, directly confronting her colleague and asserting her ownership of the research.
  3. Contextual Factors: The relationship between Elizabeth and her colleague is one of professional rivalry. The setting is a male-dominated scientific field in the 1960s, where women’s contributions are often dismissed or undervalued.
  4. Effectiveness: Elizabeth’s direct confrontation is effective in the short term, as she reclaims credit for her work. However, it also creates tension and potential long-term consequences for her career in a hostile environment.
  5. Author’s Intent: Garmus uses this scene to highlight the challenges faced by women in STEM fields and to critique the systemic sexism that often undermines their achievements. Elizabeth’s use of a bald on-record strategy reflects her determination and refusal to be silenced, but it also underscores the risks associated with challenging the status quo.
Politeness Theory: Criticism Against It
  • Overemphasis on Individualism: Some critics argue that the theory focuses too much on individual face needs and neglects the role of social and cultural context in shaping politeness norms.
  • Universalism vs. Cultural Relativism: The universality of Brown and Levinson’s model has been questioned, with researchers pointing out significant cultural variations in politeness norms and strategies.
  • Limited Scope: The theory primarily focuses on linguistic politeness and overlooks other forms of politeness expressed through nonverbal behavior, gestures, and actions.
  • Neglect of Power Dynamics: Critics argue that the theory does not adequately address the role of power relations in shaping politeness behavior, particularly in asymmetrical relationships where one party holds more power than the other.
  • Oversimplification of “Face”: The concept of face has been criticized for being too simplistic and failing to capture the complex and multifaceted nature of self-image and identity.
  • Lack of Empirical Evidence: Some critics argue that the theory lacks sufficient empirical evidence to support its claims, particularly regarding the universality of politeness strategies.
  • Neglect of Impoliteness: The traditional focus on politeness has led to a neglect of impoliteness, which is equally important for understanding social interaction and conflict.
Politeness Theory: Key Terms
TermDefinition
FaceThe public self-image that individuals strive to maintain. It has two aspects: positive and negative face.
Positive FaceThe desire to be liked, appreciated, and approved of by others.
Negative FaceThe desire for autonomy, freedom from imposition, and the ability to act according to one’s own will.
Face-Threatening Acts (FTAs)Actions (verbal or non-verbal) that potentially harm or threaten an individual’s positive or negative face.
Politeness StrategiesVerbal and nonverbal tactics employed to mitigate or redress FTAs, thus maintaining social harmony.
Positive PolitenessStrategies that emphasize solidarity, friendliness, and appreciation of the other person (e.g., compliments, offers).
Negative PolitenessStrategies that respect the other person’s autonomy and avoid imposing on them (e.g., apologies, indirect requests).
Bald On-RecordDirect and unambiguous communication, often used in situations where efficiency is prioritized over politeness (e.g., commands, orders).
Off-RecordIndirect communication, often used to avoid directly threatening someone’s face (e.g., hints, jokes).
Social DistanceThe degree of familiarity or intimacy between individuals, which influences the choice of politeness strategies.
Politeness Theory: Suggested Readings
  1. Blum-Kulka, Shoshana, Juliane House, and Gabriele Kasper, eds. Cross-Cultural Pragmatics: Requests and Apologies. Ablex Publishing Corporation, 1989.
  2. Brown, Penelope, and Stephen C. Levinson. Politeness: Some Universals in Language Usage. Cambridge University Press, 1987.
  3. Culpeper, Jonathan. Impoliteness: Using Language to Cause Offence. Cambridge University Press, 2011.
  4. Goffman, Erving. Interaction Ritual: Essays on Face-to-Face Behavior. Anchor Books, 1967.
  5. Lakoff, Robin Tolmach. Talking Power: The Politics of Language in Our Lives. Basic Books, 1990.
  6. Leech, Geoffrey N. Principles of Pragmatics. Longman, 1983.
  7. Watts, Richard J. Politeness. Cambridge University Press, 2003.
  8. Werkhofer, Konrad T. “Traditional and Modern Views: The Social Constitution and the Power of Politeness.” Journal of Politeness Research, vol. 1, no. 1, 2005, pp. 155-199.

Articles:

  1. Brown, Roger, and Albert Gilman. “Politeness Theory and Shakespeare’s Four Major Tragedies.” Language in Society, vol. 18, no. 2, 1989, pp. 159–212. JSTOR, http://www.jstor.org/stable/4168029. Accessed 21 July 2024.
  2. HARRIS, SANDRA. “Being Politically Impolite: Extending Politeness Theory to Adversarial Political Discourse.” Discourse & Society, vol. 12, no. 4, 2001, pp. 451–72. JSTOR, http://www.jstor.org/stable/42888379. Accessed 21 July 2024.
  3. Park, Jung-ran. “Western Politeness Theory and Non-Western Context.” Discourse as Cultural Struggle, edited by Shi-xu, Hong Kong University Press, 2007, pp. 123–42. JSTOR, http://www.jstor.org/stable/j.ctt1xwbkz.12. Accessed 21 July 2024.
  4. Terkourafi, Marina. “POLITENESS.” Key Ideas in Linguistics and the Philosophy of Language, edited by Siobhan Chapman and Christopher Routledge, Edinburgh University Press, 2009, pp. 157–61. JSTOR, http://www.jstor.org/stable/10.3366/j.ctt1g09vvm.61. Accessed 21 July 2024.

Posthumanism in English Literature

The term “posthumanism” emerged in the late 20th century, drawing its roots from the Latin prefix “post,” meaning “after” or “beyond,” and the word “human,” referring to humankind.

Posthumanism in English Literature
Posthumanism: Etymology and Concept
Etymology of Posthumanism

The term “posthumanism” emerged in the late 20th century, drawing its roots from the Latin prefix “post,” meaning “after” or “beyond,” and the word “human,” referring to humankind. This etymology signifies a conceptual shift beyond traditional understandings of the human condition. While the precise origin of the term is debated, its usage gained momentum in academic and philosophical discourse as a means to interrogate the boundaries of human identity, particularly in light of technological advancements and cultural transformations. Posthumanism, therefore, etymologically signifies a departure from anthropocentric perspectives, inviting a re-evaluation of what it means to be human in an era characterized by rapid technological change and evolving societal norms.

Core Concepts of Posthumanism
ConceptDescription
TranshumanismThe enhancement of human capabilities through technology, potentially leading to a posthuman state
Anti-anthropocentrismRejection of human exceptionalism and a focus on the interconnectedness of all living beings
Cyborgs and HybridityThe blurring of boundaries between humans and machines, embracing the integration of technology
Posthuman EthicsRethinking ethical frameworks in light of posthuman possibilities and challenges
Ecological ConsciousnessRecognizing the interconnectedness of humans with the environment and non-human species
Technological SingularityThe hypothetical point where artificial intelligence surpasses human intelligence
Posthuman Art and CultureExploring new forms of artistic expression and cultural production in the posthuman era
Critical PosthumanismAnalyzing the social and political implications of posthumanism and its potential consequences
Posthuman SubjectivityRethinking the nature of selfhood and identity in the posthuman context
Postgender and Posthuman BodiesChallenging traditional notions of gender and exploring diverse embodiments in the posthuman era

Posthumanism: Theorists, Works and Arguments

  • Ihab Hassan (1970s-1980s):
  • Works: Prometheus Rising, The Dismemberment of Orpheus, Paracriticisms
  • Arguments: Introduced the term “posthumanism” to academic discourse. Explored the potential for human transformation through technology and cultural shifts. Emphasized the fragmentation and reconfiguration of identity in the posthuman era.
  • Donna Haraway (1985-present):
    • Works: A Cyborg Manifesto, Simians, Cyborgs, and Women, When Species Meet
    • Arguments: Challenged traditional dualisms like human/animal, nature/culture, and male/female. Advocated for a cyborg identity that embraces hybridity and blurs boundaries. Explored the ethical and political implications of interspecies relationships.
  • N. Katherine Hayles (1990s-present):
    • Works: How We Became Posthuman, Writing Machines, My Mother Was a Computer
    • Arguments: Analyzed the impact of information technologies on human consciousness and embodiment. Explored the relationship between literature, technology, and posthuman subjectivity. Examined the cultural and philosophical implications of artificial intelligence.
  • Rosi Braidotti (2000s-present):
    • Works: The Posthuman, Metamorphoses, Nomadic Subjects
    • Arguments: Developed a feminist posthumanist theory that critiques anthropocentrism and challenges traditional notions of the human subject. Emphasized the importance of affirmative ethics and embodied difference in the posthuman era. Explored the potential for nomadic subjectivity and ethical becoming.
  • Cary Wolfe (2000s-present):
    • Works: What Is Posthumanism?, Animal Rites, Before the Law
    • Arguments: Examined the relationship between posthumanism and animal studies. Critiqued anthropocentrism and advocated for a more inclusive ethical framework that recognizes the agency and subjectivity of nonhuman animals. Explored the political and philosophical implications of posthumanist thought.

This list is not exhaustive but provides a representative overview of key figures and their contributions to the development of posthumanist thought.

Posthumanism: Major Principles
PrincipleExplanationRelevant Literary Work
Anti-anthropocentrism:Rejects the idea that humans are the center of the universe or superior to other species, emphasizing the interconnectedness and intrinsic value of all living beings, including non-human animals.In Daniel Quinn’s Ishmael, a gorilla named Ishmael challenges the anthropocentric worldview of his human pupil, arguing that humans are not exempt from the laws of nature and must learn to live in harmony with other species.
Transhumanism:Explores the potential for enhancing human capabilities through technology, such as genetic engineering, cybernetics, and artificial intelligence, potentially leading to a posthuman state that transcends current biological limitations.In Greg Bear’s Blood Music, humans merge with their own bioengineered creations, resulting in a new form of intelligent life that surpasses human capabilities. This explores the potential consequences and ethical implications of merging humans and technology.
Cyborg Theory:Examines the blurring of boundaries between humans and machines, embracing the integration of technology into our bodies and minds to enhance or alter our abilities, perceptions, and identities.In William Gibson’s Neuromancer, characters augment their bodies with cybernetic enhancements, blurring the lines between human and machine. The novel explores the impact of technology on identity, consciousness, and social structures.
Posthuman Subjectivity:Explores the evolving nature of selfhood and identity in a technologically-mediated world, where traditional notions of individuality, agency, and consciousness are challenged and transformed by digital technologies, virtual realities, and artificial intelligence.In Neal Stephenson’s Snow Crash, characters exist in both physical and virtual realities, raising questions about the nature of identity, selfhood, and the boundaries of reality in a world where technology plays a central role in shaping our experiences.
Ecological Consciousness:Emphasizes the interconnectedness of humans with the environment and non-human species, recognizing the importance of ecological balance and sustainability for the well-being of all life on Earth.In Joan Slonczewski’s A Door into Ocean, a planet inhabited solely by women who have developed a symbiotic relationship with their environment. The novel highlights the importance of ecological consciousness and sustainable living.
Posthuman Ethics:Questions traditional ethical frameworks that prioritize human interests and explores new moral considerations in light of posthuman possibilities, such as the ethical treatment of genetically modified organisms, cyborgs, and artificial intelligence.In Margaret Atwood’s Oryx and Crake, the ethics of genetic engineering and environmental destruction are central themes. The novel raises questions about the responsibility of scientists and the potential consequences of tampering with nature.
Questioning Traditional Notions of Gender:Challenges binary understandings of gender and sexuality, exploring diverse embodiments and identities that transcend traditional categories, including transgender, genderqueer, and intersex identities.In Ursula K. Le Guin’s The Left Hand of Darkness, a society exists without fixed gender roles, where individuals can change their sex depending on their social and biological needs. The novel explores the fluidity of gender and challenges traditional gender norms.
Posthuman Art and Culture:Explores new forms of artistic expression and cultural production that reflect posthuman themes and ideas, such as the use of technology in art, the representation of posthuman bodies and identities, and the exploration of new forms of storytelling and narrative in a technologically-mediated world.In Octavia E. Butler’s The Xenogenesis Trilogy, humans merge with alien species to create new hybrid life forms, leading to new forms of art, culture, and social organization. This explores the potential for cultural transformation and the emergence of new artistic expressions in a posthuman future.
Critical Posthumanism:Analyzes the social, political, and ethical implications of posthumanism and its potential consequences, including issues of power, inequality, discrimination, and the potential for new forms of oppression and exploitation in a technologically-advanced society.In Hannu Rajaniemi’s The Quantum Thief Trilogy, a posthuman society grapples with issues of identity theft, social control, and the potential for technological dystopia. The novels raise questions about the impact of technology on individual freedom, social justice, and the future of humanity.
Posthuman Bodies and Embodiment:Examines the changing nature of the human body and its relationship to technology, environment, and other species, exploring the potential for new forms of embodiment, such as cyborgs, genetically modified organisms, and virtual avatars.In Octavia E. Butler’s Lilith’s Brood, humans transform into new beings through genetic manipulation by alien beings. This explores the idea of bodily transformation, the potential for new forms of embodiment, and the ethical implications of altering the human genome.
Posthumanism: How to Use it in Critiques

Posthumanism as a Critical Lens:

  • Deconstructing Anthropocentrism: Use posthumanist ideas to challenge texts that prioritize human perspectives and values above all others. Question the assumed superiority of humans and explore how texts might reinforce or undermine anthropocentric biases.
  • Examining the Impact of Technology: Analyze how technology is portrayed in texts and its effects on characters, relationships, and society. Consider the potential for both positive and negative consequences of technological advancements.
  • Exploring Non-Human Perspectives: Look for instances where texts give voice to non-human entities, such as animals, AI, or nature. Analyze how these perspectives challenge traditional notions of agency, subjectivity, and communication.
  • Questioning Gender and Identity: Use posthumanist theories to interrogate how gender, sexuality, and identity are constructed in texts. Look for ways that texts reinforce or subvert traditional binary understandings of these concepts.
  • Analyzing the Body and Embodiment: Consider how texts portray the body, its relationship to technology, and the potential for bodily modification or transformation. Explore the implications of these portrayals for our understanding of the human condition.
  • Imagining Posthuman Futures: Use posthumanist ideas to speculate about the future of humanity and its relationship with technology, the environment, and other species. Consider the ethical, social, and political implications of different posthuman scenarios.
  • Critiquing Power Structures: Examine how posthumanist ideas can be used to challenge existing power structures and inequalities. Consider how technology can both reinforce and dismantle existing hierarchies and power dynamics.
Examples of Posthumanist Critiques:
  • A posthumanist critique of Frankenstein by Mary Shelley might focus on the novel’s exploration of the ethical implications of creating artificial life and the consequences of playing God. It could also examine the novel’s portrayal of the monster as a posthuman figure who challenges traditional notions of humanity and identity.
  • A posthumanist critique of Blade Runner (1982) might explore the film’s depiction of replicants as beings that blur the lines between human and machine. It could also examine the film’s questions about what it means to be human in a world where technology has advanced to the point of creating artificial beings that are indistinguishable from humans.
  • A posthumanist critique of The Hunger Games by Suzanne Collins might analyze the ways in which the Capitol uses technology to control and oppress the citizens of Panem. It could also explore the ways in which the characters in the novel resist and subvert this technological control.
Posthumanism: Criticism Against It
  • Loss of Humanism: Some critics argue that posthumanism devalues or even rejects traditional humanist values, such as individual autonomy, rationality, and moral responsibility. They worry that abandoning these values could lead to ethical relativism, social fragmentation, and a loss of meaning and purpose in life.
  • Technological Determinism: Posthumanism is often criticized for overemphasizing the role of technology in shaping human identity and society, potentially leading to a deterministic view of technological progress as inevitable and ultimately beneficial. This overlooks the potential for negative consequences of technological advancements and the importance of human agency in shaping technological development.
  • Elitism and Inequality: Some argue that posthumanist ideas and technologies, such as genetic engineering and cybernetic enhancements, could exacerbate existing social inequalities by creating a new class of enhanced individuals with greater access to resources and opportunities. This could lead to further marginalization and discrimination against those who cannot afford or choose not to embrace such enhancements.
  • Utopianism and Naive Optimism: Posthumanism is sometimes criticized for promoting overly optimistic or utopian visions of the future, ignoring the potential risks and challenges associated with radical technological change and the transformation of human nature. This could lead to unrealistic expectations and a lack of preparedness for potential negative consequences.
  • Lack of Empirical Evidence: Many posthumanist ideas, such as the possibility of achieving immortality or uploading consciousness to a computer, are still speculative and lack empirical evidence. Critics argue that relying on such speculative concepts could lead to misguided policy decisions and unrealistic expectations about the future of humanity.
  • Ethical Concerns: The potential for altering human biology and creating new forms of life raises serious ethical concerns, such as the potential for creating designer babies, exploiting genetically modified organisms, and violating the dignity and autonomy of individuals. Posthumanism is criticized for not adequately addressing these ethical dilemmas and for potentially justifying harmful practices in the pursuit of human enhancement.
Posthumanism: Key Terms Used in It
Term/DeviceDefinition
AnthropoceneThe proposed geological epoch characterized by significant human impact on Earth’s geology and ecosystems.
CyborgA being with both organic and biomechatronic body parts, representing the integration of humans and technology.
SingularityThe hypothetical point at which technological growth becomes uncontrollable and irreversible, resulting in unforeseeable changes to human civilization.
TranshumanismThe belief or theory that the human race can evolve beyond its current physical and mental limitations, especially by means of science and technology.
AnthropocentrismThe belief that human beings are the most important entity in the universe.
Morphological FreedomThe ability to alter or modify one’s body, including through genetic engineering or cybernetics, to achieve a desired form or function.
Posthuman SubjectA theoretical being or entity that exists beyond the traditional definition of a human, often characterized by enhanced or altered capabilities due to technology.
TechnoscienceThe interconnected nature of science and technology, particularly in relation to their social, cultural, and ethical implications.
BiopoliticsThe study of how power is exercised over life, particularly through the regulation and control of populations and bodies.
Speculative FictionA genre of fiction that explores hypothetical scenarios and possibilities, often involving science fiction, fantasy, or horror elements, to examine social or philosophical issues.
Posthumanism: Suggested Readings
  1. Badmington, Neil. Posthumanism. Palgrave Macmillan, 2000.
  2. Braidotti, Rosi. The Posthuman. Polity, 2013.
  3. Ferrando, Francesca. Philosophical Posthumanism. Bloomsbury Academic, 2019.
  4. Haraway, Donna J. “A Cyborg Manifesto: Science, Technology, and Socialist-Feminism in the Late Twentieth Century.” In Simians, Cyborgs and Women: The Reinvention of Nature. Routledge, 1991. pp.149-181.
  5. Hayles, N. Katherine. How We Became Posthuman: Virtual Bodies in Cybernetics, Literature, and Informatics. University of Chicago Press, 1999.
  6. Herbrechter, Stefan. Posthumanism: A Critical Analysis. Bloomsbury Academic, 2013.
  7. Pepperell, Robert. The Posthuman Condition: Consciousness Beyond the Brain. Intellect Books, 1995.
  8. Wolfe, Cary. What Is Posthumanism?. University of Minnesota Press, 2010.

Platonism and English Literature

Platonism, derived from the Greek philosopher Plato’s name, is a philosophical tradition that has significantly influenced Western thought, particularly in the realm of literary studies.

Platonism and English Literature
Platonism: Etymology and Concept

Platonism, derived from the Greek philosopher Plato’s name, is a philosophical tradition that has significantly influenced Western thought, particularly in the realm of literary studies. Rooted in the teachings and dialogues of Plato, this school of thought emphasizes the existence of abstract, eternal, and unchanging forms or ideas that are considered the ultimate reality. In literary studies, Platonism often refers to the belief in universal truths and ideals that transcend the material world and are reflected in artistic creations.

In the context of English literary studies, Platonism manifests in several key concepts:

  • The Theory of Forms: This central tenet posits that the physical world is a mere imitation of perfect, unchanging forms that exist in a higher realm. Literary works can be seen as attempts to capture and express these eternal forms through language and imagery.
  • The Allegory of the Cave: This famous allegory, found in Plato’s Republic, illustrates the distinction between the illusory world of appearances and the true reality of forms. It serves as a metaphor for the human quest for knowledge and understanding, often explored in literature through characters’ journeys of self-discovery.
  • The Ideal of Beauty: Plato believed in an absolute and transcendent concept of beauty, often associated with goodness and truth. Literary works can be analyzed for their depiction of beauty and its relationship to other themes.
  • Love and the Transcendent: Plato’s dialogues explore the concept of love as a means of ascending from the physical world to the realm of forms. This idea can be traced in literary portrayals of love as a transformative and enlightening force.
  • The Philosopher-Poet: Plato, while critical of poetry, envisioned the ideal philosopher as someone who could grasp the forms and communicate their truth through language. This notion has influenced literary criticism, with some critics viewing poets as possessing a unique insight into reality.
Platonism: Theorists, Works and Arguments
Key Theorists of Platonism:
  • Plato: The founder of Platonism, his dialogues, including “The Republic,” “Phaedo,” and “Symposium,” articulate the core tenets of the philosophy, such as the Theory of Forms, the Allegory of the Cave, and the concept of the philosopher-king.
  • Plotinus: A major figure in Neoplatonism, his “Enneads” expanded on Platonic ideas, emphasizing the One as the ultimate reality and the soul’s journey back to it.
  • Augustine of Hippo: A Christian theologian influenced by Platonism, his works like “Confessions” and “The City of God” integrated Platonic concepts with Christian theology.
  • Marsilio Ficino: A Renaissance philosopher who revived interest in Plato, his translations and commentaries on Plato’s works helped to popularize Platonism in Europe.
Key Works of Platonism:
  • “The Republic” by Plato: A comprehensive work exploring various aspects of philosophy, including metaphysics, epistemology, ethics, and politics.
  • “Phaedo” by Plato: A dialogue focusing on the immortality of the soul and the nature of knowledge.
  • “Symposium” by Plato: A series of speeches on the topic of love, culminating in Socrates’ description of the ascent to the Form of Beauty.
  • “Enneads” by Plotinus: A collection of treatises on metaphysics, ethics, and aesthetics, outlining a Neoplatonic worldview.
  • “Confessions” by Augustine of Hippo: An autobiographical account of Augustine’s spiritual journey and conversion to Christianity, incorporating Platonic ideas.
Key Arguments of Platonism:
  • The Theory of Forms: The argument that the physical world is a mere imitation of perfect, unchanging forms that exist in a higher realm.
  • The Allegory of the Cave: The argument that the physical world is an illusion and that true knowledge comes from understanding the forms.
  • The Ideal of Beauty: The argument that beauty is an objective and transcendent quality that exists independently of human perception.
  • Love and the Transcendent: The argument that love is a means of ascending from the physical world to the realm of forms.
  • The Philosopher-Poet: The argument that poets have a unique ability to intuit the forms and communicate their truth through language.
Platonism: Principles
Platonic PrincipleDefinitionLiterary Example
Theory of FormsThe belief in perfect, unchanging forms or ideas that exist in a higher realm and are imperfectly reflected in the material world.Romeo and Juliet: Their idealized love transcends the physical constraints of their families’ feud.
Allegory of the CaveAn allegory illustrating the distinction between the illusory world of appearances and the true reality of forms, achievable through philosophical inquiry.The Divine Comedy: Dante’s journey through Hell, Purgatory, and Heaven symbolizes a spiritual ascent towards greater understanding and enlightenment.
Ideal of BeautyThe belief in an absolute and transcendent concept of beauty, linked to goodness and truth, as a manifestation of the divine.Ode on a Grecian Urn: Keats’ poem celebrates the timeless beauty of art as a reflection of higher truths.
Love and the TranscendentThe concept of love as a philosophical yearning for the divine, a means of ascending from the physical world to the realm of forms.Rumi’s poetry: Celebrates mystical union with the divine through love as a transformative and enlightening force.
The Philosopher-PoetThe ideal philosopher possesses the ability to grasp the forms and communicate their truth through language, akin to a poet’s insight.A Defence of Poetry: Shelley’s essay argues for the poet’s role as a legislator of the world, capable of revealing profound truths about the human condition.
Platonism: How to Use in Critiques
StepActionExample
1. Familiarize YourselfThoroughly understand the core tenets of Platonism: Theory of Forms, Allegory of the Cave, the ideal of Beauty, Love and the Transcendent, and the Philosopher-Poet.Read Plato’s dialogues, such as “The Republic,” “Phaedo,” and “Symposium,” as well as secondary sources on Platonic philosophy.
2. Identify Platonic ElementsAnalyze the text for elements that resonate with Platonic ideas:– Idealized characters or settings, journeys of self-discovery, depictions of transcendent beauty, transformative love, characters with unique insight into reality.
3. Apply Platonic ConceptsUse Platonic principles as a lens to interpret the text’s deeper meaning:– How does the text reflect the Theory of Forms? Is there an allegory of the cave? How is beauty portrayed? Is love transformative? Are there philosopher-poet figures?
4. Develop Your Thesis StatementFormulate a clear and concise thesis statement articulating your main argument about how Platonic ideas are manifested in the text.“In The Great Gatsby, Fitzgerald’s depiction of Gatsby’s pursuit of Daisy embodies the Platonic ideal of love as a yearning for the transcendent.”
5. Provide Textual EvidenceSupport your claims with specific examples from the text, using direct quotes and detailed analysis.“Gatsby’s idealized vision of Daisy… is not merely a romantic infatuation but a yearning for an unattainable perfection, reminiscent of Plato’s Forms.”
6. Consider CounterargumentsAcknowledge and address potential counterarguments, exploring instances where the text might challenge or subvert Platonic ideals.“While Gatsby’s pursuit of Daisy aligns with Platonic love, his materialistic approach contradicts the philosophical ideal, suggesting a critique of its limitations.”
7. Conclude Your CritiqueSummarize your findings and discuss the implications of your Platonic analysis for understanding the text’s meaning and significance.“By examining The Great Gatsby through a Platonic lens, we gain a deeper understanding of Gatsby’s motivations and the novel’s commentary on the pursuit of idealized love.”
Platonism: Criticism Against it
  • Epistemological Concerns:
    • How can we have knowledge of abstract Forms if they exist in a separate realm from our sensory experience?
    • Is our knowledge of Forms innate or acquired through experience?
    • Can we ever be certain that our understanding of Forms accurately reflects their true nature?
  • Ontological Concerns:
    • Do Forms truly exist independently of the physical world?
    • How can abstract Forms cause or explain events in the material world?
    • What is the relationship between Forms and particulars (individual instances)?
  • Ethical and Political Concerns:
    • Does Plato’s emphasis on ideal forms lead to a disregard for the complexities and imperfections of the real world?
    • Can Plato’s concept of the philosopher-king be used to justify authoritarian or elitist forms of government?
    • Does Platonism prioritize abstract ideals over the practical needs and concerns of individuals?
  • Linguistic Concerns:
    • Can language adequately represent or capture the essence of abstract Forms?
    • Does Plato’s emphasis on the ideal lead to a devaluation of the particularity and diversity of language and experience?
  • Challenges from Other Philosophical Schools:
    • Aristotle’s critique of Plato’s Theory of Forms, arguing that forms are inherent in particulars rather than existing in a separate realm.
    • Nominalism’s rejection of the existence of abstract entities like Forms, arguing that only particulars exist.
    • Modern scientific approaches that emphasize empirical evidence and reject the notion of a transcendent realm of Forms.
Platonism: Key Terms
Key TermShort Definition
FormAn abstract, perfect, and unchanging entity that exists in a separate realm from the physical world.
World of FormsThe realm where Forms exist, also known as the realm of Ideas.
World of ShadowsThe physical world, an imperfect imitation of the World of Forms.
Philosopher-KingThe ideal ruler, who possesses knowledge of the Forms and governs according to reason and justice.
DualismThe view that reality is divided into two distinct realms: the physical and the non-physical (or mental/spiritual).
AnamnesisThe recollection of knowledge of the Forms that the soul possessed before birth.
DialecticA method of philosophical inquiry involving dialogue and logical reasoning to arrive at the truth.
DemiurgeA divine craftsman who creates the physical world by imitating the Forms.
ErosPhilosophical love, a desire for wisdom and the beautiful, leading one towards the Forms.
The GoodThe ultimate Form, representing the highest good and the source of all other Forms.
Platonism: Suggested Readings

Books:

Articles:

  • Rasmussen, Will. “Whose Platonism?” International Journal of Hindu Studies, vol. 9, no. 1/3, 2005, pp. 131–52. JSTOR, http://www.jstor.org/stable/20106915. Accessed 20 July 2024.
  • Greene, William Chase. “Platonism and Its Critics.” Harvard Studies in Classical Philology, vol. 61, 1953, pp. 39–71. JSTOR, https://doi.org/10.2307/310772. Accessed 20 July 2024.
  • KRITIKOS, ANGELOS. “PLATONISM AND PRINCIPLES IN ORIGEN.” Bulletin of the Institute of Classical Studies. Supplement, no. 94, 2007, pp. 403–17. JSTOR, http://www.jstor.org/stable/43767870. Accessed 20 July 2024.
  • Kelsen, Hans. “Platonic Love.” American Imago, vol. 3, no. 1/2, 1942, pp. 3–110. JSTOR, http://www.jstor.org/stable/26301268. Accessed 20 July 2024.
  • Dillon, John. “Plotinus at Work on Platonism.” Greece & Rome, vol. 39, no. 2, 1992, pp. 189–204. JSTOR, http://www.jstor.org/stable/643267. Accessed 20 July 2024.

Weblinks:

Oil or Petrofiction in English Literature

The term “petrofiction” in “oil or petrofiction” was coined by the Indian writer and critic Amitav Ghosh in his essay “Petrofiction: The Oil Encounter and the Novel.”

Oil or Petrofiction: Term and Concept
Etymology of the Term “Petrofiction”

The term “petrofiction” in “oil or petrofiction” was coined by the Indian writer and critic Amitav Ghosh in his essay “Petrofiction: The Oil Encounter and the Novel.” Ghosh used the term to describe a genre of literature that deals with the global and often contentious relationship between oil and society. The etymology of “petrofiction” combines “petro,” derived from the Greek word “petra,” meaning rock or stone, commonly associated with petroleum, and “fiction,” signifying the literary creation of imaginative narratives. Ghosh’s concept emerged from the recognition of oil’s profound impact on modern economies, politics, and cultures, and the corresponding lack of literary engagement with this critical subject. Thus, “petrofiction” encapsulates the intersection of literature with the economic, environmental, and geopolitical dimensions of oil, highlighting the need for narratives that reflect the complexities of our petroleum-dependent world.

Concept in English Literature
HeadingDescription
DefinitionPetrofiction refers to literary works that explore the influence of oil on society, politics, and the environment.
OriginsCoined by Amitav Ghosh, the term emerged from his observation of the scarce literary focus on oil’s pervasive impact.
ThemesCommon themes in petrofiction include the exploitation of natural resources, environmental degradation, and the socio-economic disparities caused by the oil industry.
Key WorksNotable examples include “Oil!” by Upton Sinclair and “The Petrol Pump” by Naguib Mahfouz.
AuthorsAuthors like Amitav Ghosh, Naguib Mahfouz, and Upton Sinclair have contributed significantly to this genre.
RelevancePetrofiction is increasingly relevant in contemporary discourse due to the ongoing global reliance on fossil fuels and the climate crisis.
CriticismCritics argue that petrofiction highlights the ethical and moral responsibilities of the oil industry and the complicity of consumers in environmental destruction.
Literary DevicesMetaphors, allegories, and dystopian settings are commonly used to depict the consequences of oil dependency.
ImpactPetrofiction has influenced both literary criticism and environmental humanities, fostering a deeper understanding of the cultural implications of oil.
Future DirectionsEmerging petrofiction works continue to address issues such as renewable energy, sustainability, and the transition to post-oil societies.
Oil or Petrofiction: Major Writers and Works
YearAuthorWorkShort Description
1927Upton SinclairOil!A muckraking novel exposing the corruption and greed of the American oil industry in the early 20th century.
1984Abdelrahman MunifCities of SaltA pentalogy chronicling the socio-political transformations of a fictional Arabian Gulf state following the discovery of oil.
1997Karen Tei YamashitaTropic of OrangeA magical realist novel exploring the interconnectedness of global economies and cultures through the lens of the oil industry.
2008Helon HabilaOil on WaterA Nigerian novel narrating a journalist’s journey through the Niger Delta, highlighting the environmental devastation and social injustices caused by oil exploitation.
2010Ian McEwanSolarA satirical novel following a Nobel Prize-winning physicist’s attempts to develop renewable energy solutions amidst the backdrop of climate change and oil dependency.
2017Omar El AkkadAmerican WarA dystopian novel set in a future America ravaged by climate change and resource wars, depicting the consequences of oil scarcity and political instability.
Oil or Petrofiction: Major Characteristics
Petrofiction CharacteristicExample (Book and How it Exemplifies the Characteristic)
Central ThemeOil on Water by Helon Habila: The plot revolves around two journalists searching for a kidnapped oil worker in the Niger Delta, highlighting the oil industry’s dominance in the region’s affairs.
Environmental CritiqueSolar by Ian McEwan: The novel satirizes the scientific community’s struggle to develop alternative energy solutions, showcasing the entrenched interests and lack of urgency in addressing climate change.
Socio-Political CommentaryAmerican War by Omar El Akkad: The story explores a dystopian future where the US is ravaged by a second civil war over fossil fuels, highlighting the potential for social collapse and political instability due to oil scarcity.
Global PerspectiveThe Windup Girl by Paolo Bacigalupi: Set in a future Thailand ravaged by climate change and corporate control of food production, the novel reveals the interconnectedness of global energy systems and their far-reaching impact.
Genre HybridityThe Windup Girl by Paolo Bacigalupi: The novel blends science fiction with elements of cyberpunk and post-apocalyptic fiction, creating a unique and immersive world that reflects the anxieties of our oil-dependent era.
Oil or Petrofiction: Applicable Literary Theories

Petrofiction, with its focus on the complex and often devastating impacts of the oil industry, lends itself well to analysis through various literary theories. Here are a few applicable theories and how they can be used for critique:

1. Ecocriticism:

  • Focus: Examines the relationship between literature and the environment, highlighting how texts represent ecological concerns.
  • Critique: Analyze how petrofiction portrays the environmental consequences of oil extraction and consumption, such as pollution, climate change, and habitat destruction. Examine how characters interact with the natural world and whether the narrative promotes ecological awareness.

2. Postcolonial Theory:

  • Focus: Explores the power dynamics between colonizers and colonized, highlighting issues of cultural identity, exploitation, and resistance.
  • Critique: Analyze how petrofiction portrays the exploitation of resources and labor in oil-rich regions, often by Western powers. Examine how characters from marginalized communities respond to this exploitation and assert their agency.

3. Marxist Theory:

  • Focus: Examines the economic and social structures that shape literature, highlighting issues of class struggle, inequality, and commodification.
  • Critique: Analyze how petrofiction portrays the oil industry as a capitalist enterprise driven by profit and exploitation. Examine how characters from different social classes are affected by the industry and whether the narrative challenges or reinforces existing power structures.

4. Feminist Theory:

  • Focus: Examines how gender shapes literature and society, highlighting issues of patriarchy, gender roles, and female representation.
  • Critique: Analyze how petrofiction portrays female characters and their relationship to the oil industry. Examine whether the narrative reinforces or challenges traditional gender roles and power dynamics.
How to do Critique:
  1. Choose a Theory: Select one or more literary theories that resonate with your interests and the specific petrofiction text you are analyzing.
  2. Identify Key Themes: Identify the key themes and motifs related to oil and its impact in the chosen text.
  3. Apply the Theory: Use the lens of your chosen theory to analyze how the text addresses these themes. Look for examples of how the text reinforces or challenges the assumptions and values of the theory.
  4. Formulate an Argument: Develop a thesis statement that articulates your main argument about the text’s engagement with the chosen theory.
  5. Support Your Argument: Provide evidence from the text to support your claims, using close reading and analysis of specific passages.
  6. Consider Counterarguments: Acknowledge and address potential counterarguments to strengthen your overall analysis.
  7. Conclude: Summarize your findings and discuss the broader implications of your analysis for understanding petrofiction and its engagement with social and environmental issues.
Oil or Petrofiction: Major Themes and Messages
Major ThemeMessage ConveyedExample (Book and How it Illustrates the Theme/Message)
Environmental Degradation and ExploitationOil extraction and consumption have devastating environmental consequences, including pollution, ecological damage, and climate change.Oil on Water by Helon Habila: The polluted landscapes and oil spills in the Niger Delta serve as a stark reminder of the environmental toll of oil production.
Power, Corruption, and Social InjusticeThe oil industry often perpetuates power imbalances, corruption, and social inequalities, particularly in developing nations.American War by Omar El Akkad: The novel depicts how oil scarcity fuels conflict and exacerbates existing social divisions, leading to widespread injustice and suffering.
Loss of Identity and Cultural ErosionOil-driven development can disrupt traditional ways of life, erode cultural identity, and create a sense of displacement and alienation.The Windup Girl by Paolo Bacigalupi: The genetically modified food crops and corporate dominance in the novel’s world symbolize the loss of cultural autonomy and connection to the land.
Human Cost of OilOil production and conflict often come at a high human cost, leading to displacement, violence, and loss of life.Oil on Water by Helon Habila: The kidnapping and violence in the Niger Delta highlight the human toll of the oil industry, impacting both workers and local communities.
The Illusion of ProgressThe pursuit of oil-fueled progress often comes at the expense of long-term sustainability and well-being.Solar by Ian McEwan: The novel’s protagonist, a Nobel Prize-winning physicist, embodies the hypocrisy and self-interest that can undermine genuine efforts towards sustainable energy solutions.
Oil or Petrofiction: Key Terms
Key TermShort Definition
Petro-CapitalismThe economic and political system based on the extraction and exploitation of oil resources.
Petro-StateA country whose economy is heavily dependent on oil production and exports.
Resource CurseThe paradox of countries with abundant natural resources experiencing slower economic growth and greater social problems.
Peak OilThe hypothetical point at which global oil production reaches its maximum rate and begins to decline.
Oil ShockA sudden and significant increase in oil prices, often with far-reaching economic and political consequences.
Petro-MasculinityThe cultural association of oil with masculine power, dominance, and risk-taking.
Petro-CultureThe social and cultural practices, values, and beliefs shaped by the oil industry and its impact.
Environmental JusticeThe fair treatment and meaningful involvement of all people in environmental decision-making, regardless of race or income.
Energy TransitionThe shift from fossil fuels to renewable energy sources.
DegrowthThe idea that economic growth should be reduced or reversed to achieve environmental sustainability and social well-being.
Oil or Petrofiction: Suggested Readings

Harlem Renaissance in American Literature

The term “Harlem Renaissance” emerged in the mid-20th century to encapsulate the flourishing of African American arts, literature, and culture centered in Harlem, New York City, during the 1920s and 1930s.

Harlem Renaissance: Term and Concept

The term “Harlem Renaissance” emerged in the mid-20th century to encapsulate the flourishing of African American arts, literature, and culture centered in Harlem, New York City, during the 1920s and 1930s. While the neighborhood had long been a hub for Black residents, this period saw an unprecedented explosion of creativity and intellectual discourse. The term itself is thought to have been popularized by John Hope Franklin, a prominent historian, in his 1947 book “From Slavery to Freedom.” Franklin’s work highlighted the significance of this cultural movement in shaping African American identity and contributing to broader American society.

Etymology
  • Harlem: Refers to the neighborhood in northern Manhattan that served as the epicenter of this cultural movement.
  • Renaissance: Derived from the French word “renaissance” meaning “rebirth.” It signifies the revitalization and flourishing of artistic and intellectual endeavors.
Key Concepts of the Harlem Renaissance
ConceptDescription
The New Negro MovementA term often used interchangeably with the Harlem Renaissance, emphasizing the rejection of outdated stereotypes and the assertion of a new, proud, and sophisticated Black identity.
Cultural ExpressionEncompassed a wide range of artistic forms, including literature (poetry, novels, essays), music (jazz, blues), visual arts (painting, sculpture), and performing arts (theater, dance).
Social CommentaryMany works of the Harlem Renaissance addressed issues of racial inequality, social justice, and the experiences of Black Americans in a segregated society.
IntellectualismThe movement fostered intellectual discourse and debate, with figures like Alain Locke and W.E.B. Du Bois leading discussions on race, identity, and the future of Black America.
Pan-AfricanismSome artists and intellectuals of the Harlem Renaissance embraced Pan-Africanist ideals, emphasizing the connections between Black people across the African diaspora and advocating for unity and liberation.
LegacyThe Harlem Renaissance laid the groundwork for the Civil Rights Movement and continues to inspire artists, writers, and activists today. Its impact on American culture is immeasurable, challenging stereotypes, amplifying Black voices, and enriching the nation’s artistic landscape.
Harlem Renaissance: Theorists, Works and Arguments

Alain Locke

  • Work: “The New Negro” (1925) – An anthology of essays, poems, and fiction by various authors.
  • Argument: Locke advocated for a “New Negro” identity characterized by self-confidence, cultural pride, and intellectualism. He argued that African Americans should embrace their unique heritage while contributing to American society.

W.E.B. Du Bois

  • Work: “The Souls of Black Folk” (1903) and “The Crisis” magazine (editor)
  • Argument: Du Bois emphasized the “double consciousness” of African Americans, who were forced to see themselves through the eyes of a racist society. He also advocated for political and social equality through education and activism.

Langston Hughes

  • Works: “The Weary Blues” (1926) – Poetry collection; “Not Without Laughter” (1930) – Novel
  • Argument: Hughes celebrated the everyday experiences and language of ordinary Black people. He explored themes of racial identity, social injustice, and the resilience of the human spirit.

Zora Neale Hurston

  • Works: “Their Eyes Were Watching God” (1937) – Novel; “Mules and Men” (1935) – Folklore collection
  • Argument: Hurston celebrated the richness of African American folklore and vernacular language. She challenged stereotypes of Black women and explored themes of love, independence, and cultural identity.

Claude McKay

  • Works: “Home to Harlem” (1928) – Novel; “If We Must Die” (1919) – Poem
  • Argument: McKay’s work often explored the darker aspects of the Black experience, including poverty, violence, and discrimination. He also expressed a sense of defiance and resistance against oppression.

Other Notable Figures:

  • James Weldon Johnson: Poet, novelist, and civil rights activist.
  • Nella Larsen: Novelist known for her exploration of racial identity and social class.
  • Countee Cullen: Poet who often used traditional poetic forms to explore Black themes.
  • Jessie Fauset: Novelist and editor who promoted the work of other Harlem Renaissance writers.

Key Arguments of the Harlem Renaissance:

  • Cultural Identity: Celebrating African American heritage, language, and artistic traditions.
  • Social Justice: Advocating for racial equality and challenging discriminatory practices.
  • Self-Expression: Using art and literature as tools for personal and collective empowerment.
  • The “New Negro”: Redefining Black identity in terms of pride, dignity, and intellectualism.
Harlem Renaissance: Major Voices in Poetry and Fiction
AuthorWorkYear PublishedGenreBrief Description
James Weldon Johnson“The Autobiography of an Ex-Colored Man”1912NovelExplores racial identity and passing in early 20th-century America.
Claude McKay“Harlem Shadows”1922PoetryCollection exploring themes of alienation, social injustice, and Black pride.
Jean Toomer“Cane”1923HybridExperimental mix of poetry, prose, and drama exploring Black life in the rural South and urban North.
Langston Hughes“The Weary Blues”1926PoetryCollection celebrating Black culture and music, including jazz and blues influences.
Nella Larsen“Quicksand”1928NovelExplores themes of racial identity, belonging, and the search for meaning in a woman’s life.
Nella Larsen“Passing”1929NovelExplores themes of racial identity, passing, and the complexities of social class in the Black community.
Claude McKay“Home to Harlem”1928NovelStory of a Black soldier returning from World War I and seeking belonging in Harlem’s vibrant nightlife.
Langston Hughes“Not Without Laughter”1930NovelComing-of-age story exploring themes of family, racism, and resilience in a small Kansas town.
Zora Neale Hurston“Jonah’s Gourd Vine”1934NovelExplores themes of love, marriage, and infidelity in rural Black communities.
Zora Neale Hurston“Mules and Men”1935FolkloreCollection of African American folklore, songs, and stories from the South.
Zora Neale Hurston“Their Eyes Were Watching God”1937NovelCelebrates Black vernacular language and explores themes of love, independence, and self-discovery in a woman’s life.
Harlem Renaissance: Principles
PrincipleDescription
Racial Pride and IdentityCelebration of African American heritage, culture, and history. Rejection of stereotypes and assertion of a positive Black identity.
Artistic ExpressionFlourishing of literature, music (especially jazz and blues), visual arts, and performing arts as vehicles for self-expression and cultural exploration.
Social CommentaryUse of art to address issues of racism, discrimination, and social injustice faced by African Americans.
The “New Negro”Embracing a new, self-assured, and sophisticated Black identity, rejecting the outdated stereotypes of the past.
IntellectualismEmphasis on education, critical thinking, and intellectual debate as tools for social and political advancement.
Community and CollaborationFostering a sense of community and collective identity among African American artists, writers, and intellectuals. Collaboration and mutual support in creative endeavors.
Pan-AfricanismRecognition of the shared experiences and struggles of Black people across the African diaspora.
Universal ThemesExploration of universal human experiences like love, loss, joy, and pain, while also addressing the unique challenges faced by African Americans.
Legacy and ImpactThe Harlem Renaissance laid the groundwork for the Civil Rights Movement and continues to inspire artists, activists, and cultural movements today. Its legacy is one of empowerment, creativity, and social consciousness.
Harlem Renaissance: Relevance to Literary Theories
  1. New Criticism: While this theory focuses on close reading and textual analysis, the Harlem Renaissance texts provide rich material for exploring themes, symbolism, and language use. The works often employ complex metaphors and allusions to African American culture and history, offering ample opportunity for in-depth textual analysis.
  2. Postcolonial Criticism: This theory examines the power dynamics between colonizer and colonized. Harlem Renaissance works often explore the impact of colonialism and slavery on African American identity and culture, making them relevant to postcolonial critiques of power, representation, and resistance.
  3. Feminist Criticism: This theory focuses on gender roles, representation, and the female experience. Harlem Renaissance writers like Zora Neale Hurston and Nella Larsen challenged traditional gender roles and explored the complexities of Black womanhood, making their works significant to feminist analysis.
  4. Marxist Criticism: This theory examines the role of class and economic systems in shaping literature and society. Harlem Renaissance works often depict the struggles of working-class African Americans and critique the economic inequalities that perpetuate racial discrimination, making them relevant to Marxist analysis.
  5. Critical Race Theory: This theory examines the intersections of race, law, and power. Harlem Renaissance literature offers valuable insights into the lived experiences of racism and discrimination, contributing to the ongoing discussions within critical race theory.
  6. Cultural Studies: This interdisciplinary field examines the production and consumption of culture. The Harlem Renaissance, as a cultural movement, is a prime subject for cultural studies analysis, exploring the social, political, and economic forces that shaped its emergence and its lasting impact.
  7. Reader-Response Criticism: This theory emphasizes the reader’s role in interpreting and creating meaning from a text. Harlem Renaissance literature, with its rich cultural references and diverse perspectives, can elicit varied responses from readers, making it a valuable subject for reader-response analysis.
Additional Considerations:
  • The “New Negro” Concept: This concept, central to the Harlem Renaissance, challenges traditional literary representations of Black characters and offers a new lens through which to analyze Black identity and agency in literature.
  • The Harlem Renaissance and Modernism: The movement’s engagement with modernist techniques and themes provides a unique perspective on the relationship between modernism and African American literary traditions.
  • The Harlem Renaissance and the Canon: The inclusion of Harlem Renaissance works in the literary canon has sparked debates about representation, diversity, and the power dynamics within literary institutions.
Harlem Renaissance: Major Works in Fiction and Poetry
TitleAuthorYearGenreKey Features
The Autobiography of an Ex-Colored ManJames Weldon Johnson1912NovelExplores racial identity, passing, and the complexities of African American life in the early 20th century.
CaneJean Toomer1923HybridExperimental mix of poetry, prose, and drama; explores themes of alienation, cultural identity, and the Black experience in the rural South and urban North.
Harlem ShadowsClaude McKay1922PoetryCollection of poems addressing themes of social injustice, racial pride, and the challenges faced by Black people in America.
The Weary BluesLangston Hughes1926PoetryCelebrates African American culture, music (jazz and blues), and everyday life; uses vernacular language and rhythms.
QuicksandNella Larsen1928NovelExplores themes of racial identity, belonging, and the search for meaning in a woman’s life.
PassingNella Larsen1929NovelExamines themes of racial identity, passing, and the complexities of social class within the Black community.
Home to HarlemClaude McKay1928NovelDepicts the vibrant nightlife and cultural scene of Harlem in the 1920s; explores themes of alienation, identity, and belonging.
Not Without LaughterLangston Hughes1930NovelComing-of-age story set in a small Kansas town; explores themes of family, racism, resilience, and the Black experience in early 20th-century America.
Jonah’s Gourd VineZora Neale Hurston1934NovelExplores themes of love, marriage, infidelity, and spirituality in rural Black communities; rich in folklore and vernacular language.
Mules and MenZora Neale Hurston1935FolkloreCollection of African American folklore, songs, and stories from the American South, showcasing the richness of oral tradition.
Their Eyes Were Watching GodZora Neale Hurston1937NovelCelebrates Black vernacular language and explores themes of love, independence, self-discovery, and the role of women in the Black community.
Harlem Renaissance: Criticism Against it

Elitism and Class Bias:

  • Focus on the “Talented Tenth”: Some critics argue that the movement primarily focused on the educated, upper-middle-class African Americans, neglecting the experiences and perspectives of the working class and the poor.
  • Exclusion of Diverse Voices: The Harlem Renaissance was criticized for not adequately representing the diversity within the Black community, often overlooking the experiences of women, LGBTQ+ individuals, and those from different socioeconomic backgrounds.

Limited Political Impact:

  • Overemphasis on Art and Culture: Some critics argue that the movement prioritized artistic and cultural expression over direct political action, potentially diluting its potential for social change.
  • Assimilationist Tendencies: Critics have suggested that some aspects of the Harlem Renaissance aimed to assimilate African Americans into mainstream white culture, rather than challenging the existing power structures and systemic racism.

Romanticisation and Mythologizing:

  • Oversimplified Narrative: The popular narrative of the Harlem Renaissance often romanticizes the era, overlooking the complexities, internal conflicts, and struggles within the movement.
  • Myth of a Monolithic Movement: The Harlem Renaissance was not a single, unified movement, but rather a diverse and multifaceted collection of individual voices and perspectives, often with conflicting views and goals.

Other Criticisms:

  • Commercialization: Some critics argue that the movement was co-opted by white patrons and publishers, leading to the exploitation of Black artists and the dilution of their message.
  • Neglect of Rural Experiences: The focus on urban life in Harlem sometimes overshadowed the experiences of Black people living in rural areas, who faced different challenges and forms of oppression.
Harlem Renaissance: Key Terms
TermDefinition
The New NegroA concept emphasizing a new, self-assured, and sophisticated Black identity, rejecting outdated stereotypes.
Double ConsciousnessThe internal conflict experienced by African Americans, who must see themselves through the lens of both their own culture and the dominant white society.
The Talented TenthA concept by W.E.B. Du Bois advocating for the education and leadership of the top 10% of African Americans to uplift the entire community.
JazzA musical genre originating in African American communities, characterized by improvisation, syncopation, and a blending of European and African traditions.
BluesA musical form expressing the struggles and emotions of African Americans, often characterized by melancholy lyrics and a distinctive chord progression.
The Great MigrationThe mass movement of African Americans from the rural South to Northern cities, including Harlem, in search of economic opportunities and social freedoms.
Renaissance WomanA term often applied to Zora Neale Hurston, reflecting her multifaceted talents as a novelist, folklorist, anthropologist, and cultural figure.
Negro SpiritualsReligious songs originating among enslaved African Americans, expressing their faith, sorrows, and hopes for freedom.
Cotton ClubA famous Harlem nightclub known for its jazz music and Black entertainers, but often criticized for its discriminatory practices towards patrons.
Black Arts MovementA cultural movement in the 1960s and 1970s that drew inspiration from the Harlem Renaissance, advocating for Black pride, self-determination, and political activism.
Harlem Renaissance: Suggested Readings

Books:

  1. Bontemps, Arna, ed. The Harlem Renaissance Remembered: Essays Edited with a Memoir by Arna Bontemps. Dodd, Mead & Company, 1972.
  2. Gates, Henry Louis, Jr., and Gene Andrew Jarrett, eds. The New Negro: Readings on Race, Representation, and African American Culture, 1892-1938. Princeton University Press, 2007.
  3. Huggins, Nathan Irvin. Harlem Renaissance. Oxford University Press, 1971.
  4. Lewis, David Levering. When Harlem Was in Vogue. Penguin Books, 1997.
  5. Perry, Jeffrey B. The Harlem Renaissance: An Anthology of Fiction, Poetry, and Nonfiction. Peter Lang, 2008.
  6. Watson, Steven. The Harlem Renaissance: Hub of African-American Culture, 1920-1930. Pantheon Books, 1995.

Articles:

  1. Dickey, Marilyn. “Harlem Renaissance.” Landscape Architecture, vol. 87, no. 2, 1997, pp. 48–53. JSTOR, http://www.jstor.org/stable/44672830. Accessed 19 July 2024.
  2. Baker, Houston A. “Modernism and the Harlem Renaissance.” American Quarterly, vol. 39, no. 1, 1987, pp. 84–97. JSTOR, https://doi.org/10.2307/2712631. Accessed 19 July 2024.
  3. English, Daylanne K. “Selecting the Harlem Renaissance.” Critical Inquiry, vol. 25, no. 4, 1999, pp. 807–21. JSTOR, http://www.jstor.org/stable/1344105. Accessed 19 July 2024.
  4. Mitchell, Ernest Julius. “‘Black Renaissance’: A Brief History of the Concept.” Amerikastudien / American Studies, vol. 55, no. 4, 2010, pp. 641–65. JSTOR, http://www.jstor.org/stable/41158720. Accessed 19 July 2024.
  5. Bremer, Sidney H. “Home in Harlem, New York: Lessons from the Harlem Renaissance Writers.” PMLA, vol. 105, no. 1, 1990, pp. 47–56. JSTOR, https://doi.org/10.2307/462342. Accessed 19 July 2024.
  6. Philipson, Robert. “The Harlem Renaissance as Postcolonial Phenomenon.” African American Review, vol. 40, no. 1, 2006, pp. 145–60. JSTOR, http://www.jstor.org/stable/40027037. Accessed 19 July 2024.
  7. Keller, Frances Richardson. “The Harlem Literary Renaissance.” The North American Review, vol. 253, no. 3, 1968, pp. 29–34. JSTOR, http://www.jstor.org/stable/25116789. Accessed 19 July 2024.
  8. Wipplinger, Jonathan O. “Singing the Harlem Renaissance: Langston Hughes, Translation, and Diasporic Blues.” The Jazz Republic: Music, Race, and American Culture in Weimar Germany, University of Michigan Press, 2017, pp. 165–96. JSTOR, https://doi.org/10.2307/j.ctt1qv5n7m.10. Accessed 19 July 2024.
  9. Diepeveen, Leonard. “Folktales in the Harlem Renaissance.” American Literature, vol. 58, no. 1, 1986, pp. 64–81. JSTOR, https://doi.org/10.2307/2925944. Accessed 19 July 2024.

Dadaist Poetry in English Literature

Dadaist poetry is made of term “Dada” emerged in the early 20th century, amidst the social and political upheaval of World War I.

Dadaist Poetry in English Literature
Dadaist Poetry: Term and Concept
Etymology of “Dada”

Dadaist poetry is made of term “Dada” emerged in the early 20th century, amidst the social and political upheaval of World War I. Its precise origin remains shrouded in playful ambiguity, with various accounts suggesting it was chosen at random from a dictionary or derived from the French word “dada,” meaning “hobbyhorse.” Regardless of its exact etymology, “Dada” embodies the movement’s rejection of traditional artistic values and rationalism, embracing absurdity, spontaneity, and the nonsensical. This deliberate lack of definitive meaning highlights Dadaism’s anti-establishment stance, challenging conventional interpretations and provoking viewers and readers to question the very foundations of art and society.

Concepts of Dadaist Poetry in English Poetry
ConceptDescription
Sound PoetryEmphasizes the sonic qualities of language over semantic meaning, often incorporating nonsensical sounds and rhythms.
Chance OperationsEmploys random or arbitrary methods, such as cutting up words and rearranging them, to create poems.
Nonsense VerseFeatures absurd, illogical, or nonsensical language and imagery.
Collage and MontageCombines disparate fragments of text or images to create new and unexpected juxtapositions.
Anti-War and Anti-ArtRejects traditional artistic conventions and expresses opposition to war and social injustice.
Spontaneity and PlayCelebrates improvisation, spontaneity, and playful experimentation with language and form.
Dadaist ManifestoA statement of Dadaist principles, often written in a provocative and nonsensical style.
Major Principles of Dadaist Poetry
PrincipleDescriptionExample
Sound PoetryEmphasizes the sonic qualities of language over semantic meaning, often incorporating nonsensical sounds and rhythms.“Karawane” by Hugo Ball
Chance OperationsEmploys random or arbitrary methods, such as cutting up words and rearranging them, to create poems.“The Waste Land” by T.S. Eliot (partially influenced by Dadaism)
Nonsense VerseFeatures absurd, illogical, or nonsensical language and imagery.“Jabberwocky” by Lewis Carroll (though predating Dadaism, embodies its spirit)
Collage and MontageCombines disparate fragments of text or images to create new and unexpected juxtapositions.“The Bride Stripped Bare by Her Bachelors, Even” by Marcel Duchamp (a visual poem)
Anti-War and Anti-ArtRejects traditional artistic conventions and expresses opposition to war and social injustice.“Readymade” sculptures by Marcel Duchamp (e.g., “Fountain”)
Spontaneity and PlayCelebrates improvisation, spontaneity, and playful experimentation with language and form.Cabaret Voltaire performances (improvised sound poetry, dance, and visual art)
Dadaist ManifestoA statement of Dadaist principles, often written in a provocative and nonsensical style.“Dada Manifesto” by Tristan Tzara
Dadaist Poetry: Major Examples
  • “Karawane” by Hugo Ball (1916): This sound poem, performed in a nonsensical language of Ball’s invention, exemplifies Dada’s rejection of traditional meaning and its embrace of pure sonic expression. The poem’s rhythmic chanting and nonsensical syllables create a disorienting and evocative experience for the listener.
  • “The Waste Land” by T.S. Eliot (1922): While not strictly a Dadaist poem, Eliot’s masterpiece incorporates Dadaist techniques such as fragmentation, collage, and juxtaposition to create a fragmented and disillusioned portrait of post-war society. The poem’s disjointed structure and abrupt shifts in perspective mirror the chaos and confusion of the modern world.
  • “Gadji beri bimba” by Hugo Ball (1916): This sound poem, like “Karawane,” abandons traditional syntax and meaning in favor of pure phonetic experimentation. The poem’s seemingly random arrangement of syllables and sounds creates a playful and provocative effect, challenging the listener’s expectations and inviting them to engage with language on a purely sensory level.
  • “Anne Bloom” by Tristan Tzara (1916): This poem exemplifies Dada’s use of chance operations, with Tzara reportedly creating the poem by pulling words randomly from a hat. The resulting text is a nonsensical and often humorous collection of images and phrases that defy logical interpretation.
  • “L’amiral cherche une maison à louer” by Tristan Tzara (1916): This poem, written in a mix of French and invented words, is a playful and absurdist exploration of language. Tzara’s use of nonsensical phrases and unexpected juxtapositions creates a disorienting and humorous effect, challenging the reader’s assumptions about meaning and communication.
  • “The Great American Novel” by William Carlos Williams (1923): Though not a Dadaist himself, Williams experimented with Dadaist techniques in this work, incorporating found objects, newspaper clippings, and other fragments into the text. This collage-like approach reflects Dada’s interest in disrupting traditional narrative structures and challenging conventional notions of authorship and originality.
Dadaist Poetry: Critiquing It
Theoretical PerspectiveCritique
FormalismDadaist poetry lacks traditional structure, coherence, and meaning, making it difficult to analyze or appreciate.
HistoricismDadaist poetry is a product of its specific historical context (World War I) and loses its relevance outside of it.
PsychoanalysisDadaist poetry reflects the irrational and unconscious impulses of the mind, lacking in conscious control or purpose.
MarxismDadaist poetry is a bourgeois reaction to the social and political upheaval of the time, lacking in revolutionary potential.
FeminismDadaist poetry is predominantly male-dominated and reinforces patriarchal power structures through its absurdity.
PostcolonialismDadaist poetry is a product of Western cultural hegemony, neglecting the voices and experiences of marginalized groups.
EcocriticismDadaist poetry is anthropocentric and disregards the natural world, reflecting a destructive attitude towards nature.
Dadaist Poetry: Criticism
  • Nihilistic and Destructive: Dadaism’s rejection of traditional artistic values and its embrace of chaos and absurdity can be seen as nihilistic and destructive, lacking in constructive or positive contributions to society.
  • Inaccessible and Elitist: Dadaist poetry, with its emphasis on nonsense and irrationality, can be difficult to understand and appreciate for those unfamiliar with its underlying principles and intentions. This can make it seem exclusive and elitist, catering to a small group of intellectuals and avant-garde artists.
  • Politically Ineffective: Despite its anti-war and anti-establishment stance, Dadaism’s rejection of traditional political discourse and its embrace of absurdity can be seen as politically ineffective, failing to offer concrete solutions or alternatives to the problems it critiques.
  • Lack of Technical Skill: Some critics argue that Dadaist poetry lacks technical skill and craftsmanship, relying too heavily on chance operations and spontaneity rather than honed poetic techniques. This can make it seem amateurish and lacking in artistic merit.
  • Ephemeral and Transient: Dadaist performances and events were often spontaneous and ephemeral, leaving behind little lasting impact or influence. This can make it difficult to assess the movement’s overall significance and contribution to literary and artistic history.
Dadaist Poetry: Terms Used in It
TermDefinition
Sound PoetryPoetry that emphasizes the sonic qualities of language over semantic meaning.
BruitismUse of noise and dissonance in art, music, and poetry.
Chance OperationsThe use of random or arbitrary methods to create art or literature.
SimultaneismThe simultaneous performance of multiple poems, texts, or actions in a single work.
CollageThe artistic technique of assembling disparate elements to create a new whole.
ReadymadeAn ordinary object elevated to the status of art by the mere choice of an artist.
Anti-ArtA rejection of traditional notions of beauty and skill in art.
Cabaret VoltaireA Zurich nightclub that served as a central meeting place for Dada artists and writers.
MerzA term coined by Kurt Schwitters to describe his artistic practice, encompassing collage, assemblage, and found objects.
PhotomontageThe technique of combining multiple photographs to create a new image.
Dadaist Poetry: Suggesting Readings
  1. Ball, Hugo. Flight Out of Time: A Dada Diary. Edited by John Elderfield. Translated by Ann Raimes. Viking Press, 1974.
  2. Huelsenbeck, Richard. Memoirs of a Dada Drummer. Edited by Hans J. Kleinschmidt. Translated by Joachim Neugroschel. University of California Press, 1991.
  3. Motherwell, Robert, editor. The Dada Painters and Poets: An Anthology. Wittenborn, Schultz, 1951.
  4. Richter, Hans. Dada: Art and Anti-Art. Thames & Hudson, 1997.
  5. Tzara, Tristan. Seven Dada Manifestos and Lampisteries. Translated by Barbara Wright. Calder Publications, 1992.

Performance Theory in English Literature

Performance theory is an interdisciplinary field that examines the ways in which actions, behaviors, and events can be understood as performances.

Performance Theory in English Literature
Performance Theory: Term and Concept
Performance Theory

Performance theory is an interdisciplinary field that examines the ways in which actions, behaviors, and events can be understood as performances. It draws from theater studies, anthropology, linguistics, and cultural studies to analyze a wide range of phenomena, including rituals, social interactions, political protests, and artistic expressions. Performance theory challenges traditional distinctions between art and life, highlighting the performative aspects of everyday existence and the ways in which identities are constructed and negotiated through actions.

Performance Theory (Concept in English Literature/Literary Studies)
  • Text as Performance: Performance theory encourages the analysis of literary texts not merely as static objects but as scripts for potential or imagined performances. It examines how characters, narrators, and even authors themselves engage in performative acts within the text.
  • Reader as Performer: Performance theory highlights the active role of the reader in bringing a text to life through interpretation and engagement. Reading becomes a performative act, as the reader embodies the text’s meanings and participates in its unfolding.
  • Performance and Identity: Performance theory explores how literary characters perform and negotiate their identities through language, actions, and interactions with others. It also examines how authors use performative strategies to construct their own authorial personas.
  • Performance and Power: Performance theory analyzes the ways in which literary texts can be used to challenge or reinforce existing power structures. It examines how performances within a text can be subversive, transgressive, or affirming of dominant ideologies.
  • Performance and Gender: Performance theory has been particularly influential in feminist literary studies, where it has been used to analyze the ways in which gender is performed and constructed through language and behavior. It has also been used to examine the performative aspects of sexuality and queer identities in literature.
Performance Theory: Theorists, Works and Arguments
  • 1959: Erving Goffman, The Presentation of Self in Everyday Life
    • Argument: Goffman introduced the concept of dramaturgy, arguing that social life is a series of performances where individuals adopt roles and manage impressions to conform to societal expectations. He explored the frontstage and backstage aspects of social interactions, emphasizing the importance of setting, appearance, and manner in constructing a desired self-presentation.
  • 1973: Victor Turner, Dramas, Fields, and Metaphors
    • Argument: Turner examined the performative aspects of rituals and social dramas, highlighting their role in resolving conflicts, facilitating social change, and reinforcing communal bonds. He explored the concept of liminality, a transitional state where social norms are temporarily suspended, allowing for creative and transformative experiences.
  • 1977: Richard Schechner, Essays on Performance Theory
    • Argument: Schechner broadened the definition of performance beyond traditional theater, encompassing a wide range of cultural practices, including rituals, everyday behaviors, sports, and political demonstrations. He emphasized the restored behavior aspect of performance, highlighting the repetition, rehearsal, and adaptation involved in these activities.
  • 1988: Judith Butler, Gender Trouble: Feminism and the Subversion of Identity
    • Argument: Butler challenged the notion of gender as a fixed biological category, arguing that it is a performative act that is continuously constructed and reiterated through social norms and behaviors. She explored the subversive potential of gender performativity, suggesting that it can be used to challenge and disrupt traditional gender roles.
  • 1990: Peggy Phelan, Unmarked: The Politics of Performance
    • Argument: Phelan examined the unique qualities of performance art, emphasizing its ephemeral and embodied nature. She argued that performance resists documentation and commodification, challenging traditional notions of representation and authorship.
  • 1999: Diana Taylor, The Archive and the Repertoire
    • Argument: Taylor contrasted the archive, which preserves written documents and material artifacts, with the repertoire, which encompasses embodied practices, oral traditions, and performative knowledge. She argued that the repertoire is a crucial aspect of cultural memory and identity, often overlooked in traditional historical narratives.
  • 2003: José Esteban Muñoz, Disidentifications: Queers of Color and the Performance of Politics
    • Argument: Muñoz explored the ways in which marginalized groups, particularly queers of color, use performance to challenge dominant cultural narratives and create alternative spaces for self-expression and political resistance. He emphasized the importance of disidentification, a strategy of simultaneously identifying with and critiquing dominant cultural forms.
Performance Theory: Key Principals
Key Principles of Performance TheoryLiterary ExampleDescription
PerformativityShakespeare’s HamletThe play-within-a-play, “The Mousetrap,” is a calculated performance designed to expose Claudius’s guilt, demonstrating the power of actions and language to shape reality.
EmbodimentToni Morrison’s BelovedSethe’s scarred back serves as a physical manifestation of the trauma of slavery, emphasizing the body’s role in carrying and communicating experiences.
Repetition and RehearsalSamuel Beckett’s Waiting for GodotThe repetitive actions and dialogues of Vladimir and Estragon highlight the cyclical nature of their existence and the importance of rehearsal in shaping performance.
Spectatorship and ParticipationLuigi Pirandello’s Six Characters in Search of an AuthorThe characters’ direct interaction with the audience blurs the lines between fiction and reality, emphasizing the audience’s active role in co-creating the performance’s meaning.
TransformationHenrik Ibsen’s A Doll’s HouseNora’s decision to leave her family is a transformative act that challenges societal norms and demonstrates the potential of performance to catalyze personal and social change.
TheatricalityOscar Wilde’s The Importance of Being EarnestThe characters’ witty dialogues and elaborate deceptions highlight the performative nature of social interactions and the construction of identity through language and behavior.
Performance Theory: How to Use in Literary Critiques
How to Use Performance Theory in Literary CritiquesDescription
Analyze the text as a script for performance.Consider how the text might be performed on stage or in other contexts. Examine the characters’ actions, dialogues, and stage directions as instructions for performance. Explore how different interpretations of these instructions might lead to different performances and meanings.
Examine the performative aspects of language.Analyze how characters use language to construct and negotiate their identities, relationships, and social positions. Consider how language can be used to perform various acts, such as persuasion, deception, or self-expression.
Investigate the role of the reader as a performer.Consider how the reader actively participates in the creation of meaning through their interpretation and engagement with the text. Analyze how different readers might “perform” the text differently based on their own experiences and perspectives.
Explore the power dynamics at play within the text.Examine how characters use performance to assert or resist power. Consider how the text itself might challenge or reinforce dominant ideologies through its representation of performance.
Analyze the construction and performance of gender and other identities.Investigate how characters perform and negotiate their gender, race, class, sexuality, and other identities through language, behavior, and interactions with others. Consider how the text might challenge or reinforce stereotypes and norms related to identity.
Consider the historical and cultural context of the text’s performance.Analyze how the text might have been performed or received in different historical and cultural contexts. Consider how the text’s meaning might change depending on the specific context of its performance.
Performance Theory: Criticism Against It
  • Overemphasis on performativity: Some critics argue that performance theory overemphasizes the constructed nature of identity and social reality, neglecting the role of biological, psychological, and material factors.
  • Relativism and lack of grounding: Performance theory’s focus on the fluidity and contextuality of meaning can lead to a relativism that undermines the possibility of objective truth or universal values.
  • Neglect of materiality: Some critics argue that performance theory focuses too heavily on the symbolic and discursive aspects of performance, neglecting the material conditions and consequences of performative acts.
  • Elitism and inaccessibility: Performance theory’s complex jargon and theoretical frameworks can make it inaccessible to a wider audience, limiting its impact and relevance beyond academic circles.
  • Limited applicability: Some critics question the applicability of performance theory to all forms of cultural expression and social phenomena, arguing that it is better suited to analyzing theatrical and performative arts.
  • Lack of empirical evidence: Performance theory often relies on textual analysis and interpretive approaches, with limited empirical evidence to support its claims and generalizations.
  • Oversimplification of power dynamics: Some critics argue that performance theory’s focus on the subversive potential of performativity can oversimplify complex power dynamics and overlook the ways in which performance can be used to reinforce dominant ideologies.
Performance Theory: Key Terms
Key TermDefinition
PerformativityThe concept that language and actions do not merely describe reality, but actively create and shape it.
EmbodimentThe idea that knowledge and meaning are not solely cognitive, but are also experienced and expressed through the body.
Restored BehaviorThe repetition and rehearsal of actions, gestures, or words that give them meaning and significance.
DramaturgyThe theory that social life is like a theater, with individuals performing roles and managing impressions to achieve desired outcomes.
LiminalityA transitional state or space where social norms are temporarily suspended, allowing for creative and transformative experiences.
The Archive and the RepertoireThe distinction between written records (archive) and embodied practices and oral traditions (repertoire) as sources of cultural memory and knowledge.
DisidentificationA strategy used by marginalized groups to simultaneously identify with and critique dominant cultural forms, often through parody or satire.
Performance Theory: Suggested Readings
  1. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  2. Goffman, Erving. The Presentation of Self in Everyday Life. Anchor Books, 1959.
  3. Muñoz, José Esteban. Disidentifications: Queers of Color and the Performance of Politics. University of Minnesota Press, 1999. https://www.upress.umn.edu/book-division/books/disidentifications
  4. Phelan, Peggy. Unmarked: The Politics of Performance. Routledge, 1993.
  5. Schechner, Richard. Performance Theory. Routledge, 2003.
  6. Taylor, Diana. The Archive and the Repertoire: Performing Cultural Memory in the Americas. Duke University Press, 2003. https://www.dukeupress.edu/the-archive-and-the-repertoire
  7. Turner, Victor. Dramas, Fields, and Metaphors: Symbolic Action in Human Society. Cornell University Press, 1974.
  1.  
  2.  
  3.  
  4.  
  5.  
  6.  
  7.  
  8.  
  9.  
  10.  
  11.  
  12.  
  13.  
  14.  
  15.  
  16.  

Bottom of Form

Literary Semiotics

Literary semiotics, a branch of literary theory and criticism, explores the study of signs and symbols within literary texts.

Literary Semiotics
Literary Semiotics: Term and Concept
Literary Semiotics

Literary semiotics, a branch of literary theory and criticism, explores the study of signs and symbols within literary texts. Etymologically, the term “semiotics” derives from the Greek word “semeiotikos,” meaning “observant of signs.” This field investigates how meaning is created, conveyed, and interpreted through various linguistic and non-linguistic elements in literature. By applying semiotic principles, scholars analyze how literary works function as complex systems of signs that interact with readers’ cultural and personal experiences, offering a unique perspective on understanding the multi-layered meanings embedded within literary texts and their potential impact on readers.

Explanation of Literary Semiotics in English Literary Studies:
  • Identifying and Interpreting Signs: Literary semiotics involves identifying various signs within a text, such as words, images, metaphors, and symbols, and analyzing how they contribute to the overall meaning.
  • Uncovering Hidden Meanings: By examining the relationships between signs and their cultural context, literary semiotics can reveal hidden or implicit meanings that may not be immediately apparent.
  • Analyzing Narrative Structures: Semiotic analysis can be applied to narrative structures, examining how the arrangement of events, characters, and settings contributes to the meaning of a story.
  • Understanding Intertextuality: Literary semiotics explores how texts reference or allude to other texts, creating a network of interconnected meanings.
  • Examining Reader Response: Semiotics considers how readers interpret and construct meaning from literary texts based on their own cultural and personal experiences.
  • Analyzing Genre Conventions: Semiotic analysis can be used to examine the conventions of different literary genres, such as how detective fiction uses specific signs and symbols to create suspense.
  • Exploring Cultural Context: Literary semiotics considers the social, historical, and cultural context in which a text was produced, recognizing that meaning is shaped by these factors.
  • Critical Interpretation: By applying semiotic tools, literary critics can offer new interpretations of familiar texts, uncovering hidden layers of meaning and challenging traditional readings.
Literary Semiotics: Theorists, Works and Arguments
TheoristWork(s)Key Arguments
Ferdinand de Saussure (Early 20th Century)Course in General Linguistics (1916)Introduced the concept of the sign as a two-part entity: the signifier (form) and the signified (concept). Emphasized the arbitrary nature of the sign and language as a system of differences.
Charles Sanders Peirce (Late 19th/Early 20th Century)Various essays and articles on semiotics and philosophyDeveloped a triadic model of the sign: the representamen (sign vehicle), the object (what the sign stands for), and the interpretant (effect of the sign on the mind). Emphasized the dynamic and interpretive nature of signs.
Roman Jakobson (Mid 20th Century)“Linguistics and Poetics” (1960)Applied semiotics to literary analysis, focusing on the poetic function of language. Identified six functions of language and emphasized the importance of the poetic function in foregrounding the message itself.
Roland Barthes (Mid 20th Century)Mythologies (1957), S/Z (1970)Expanded semiotics beyond linguistics to include cultural phenomena, analyzing how myths and popular culture function as sign systems. Emphasized the role of connotation (secondary, cultural meanings) in creating ideological messages.
Umberto Eco (Late 20th Century)A Theory of Semiotics (1976), The Role of the Reader (1979)Developed a comprehensive theory of semiotics, incorporating insights from linguistics, philosophy, and cultural studies. Emphasized the open-ended nature of interpretation and the role of the reader in constructing meaning.
Julia Kristeva (Late 20th Century)Revolution in Poetic Language (1984)Introduced the concept of intertextuality, highlighting how texts are interconnected and draw upon a network of previous texts. Emphasized the dynamic and unstable nature of meaning in literature.

Literary Semiotics: Key Principals

  1. The Sign as the Basic Unit of Meaning:
  • Application: In Edgar Allan Poe’s “The Raven,” the raven itself is a sign. Its black feathers signify death and mourning, while its repetition of “Nevermore” signifies the finality of loss.
  1. The Arbitrariness of the Sign:
  • Application: In Shakespeare’s “Romeo and Juliet,” the names “Montague” and “Capulet” have no inherent meaning related to the families’ feud. The conflict arises from the arbitrary association of these names with opposing sides.
  1. The System of Language as a System of Differences:
  • Application: In F. Scott Fitzgerald’s “The Great Gatsby,” the contrast between West Egg (new money) and East Egg (old money) is established through a system of differences in language, social customs, and values.
  1. The Importance of Context in Interpreting Signs:
  • Application: In Harper Lee’s “To Kill a Mockingbird,” the mockingbird is a symbol of innocence. However, its meaning is only fully understood within the context of the racial injustice prevalent in the story’s setting.
  1. The Role of Connotation and Denotation:
  • Application: In Nathaniel Hawthorne’s “The Scarlet Letter,” the letter “A” has a denotative meaning (adultery) but also carries a connotative meaning of shame, sin, and later, perhaps, able.
  1. The Concept of Intertextuality:
  • Application: In T.S. Eliot’s “The Waste Land,” the poem incorporates fragments from various literary and cultural sources, creating a complex web of intertextual references that enrich its meaning.
  1. The Open-Ended Nature of Interpretation:
  • Application: In James Joyce’s “Ulysses,” the novel’s experimental style and multiple narrative perspectives allow for a wide range of interpretations, encouraging readers to actively engage with the text.
  1. The Importance of Reader Response:
  • Application: In Virginia Woolf’s “Mrs. Dalloway,” the novel’s stream-of-consciousness technique invites readers to experience the characters’ thoughts and emotions, creating a sense of intimacy and shared understanding.
Literary Semiotics: How to Use in Literary Critiques

Steps to Apply Literary Semiotics:

  1. Identify the Signs:
    • Look for recurring motifs, images, words, or phrases.
    • Consider characters, settings, and objects as potential signs.
  2. Analyze Their Meaning:
    • Determine the denotative (literal) and connotative (associative) meanings of the signs.
    • Consider the cultural and historical context of the text.
    • Examine how the signs interact with each other to create a network of meaning.
  3. Interpret the Overall Significance:
    • How do the signs contribute to the theme of the text?
    • What does the text reveal about the author’s intentions or the social context?
    • How does the text engage with the reader’s emotions and intellect?

Examples:

Poems:

  • “The Hill We Climb” by Amanda Gorman (2021):
    • Signs: Light and darkness, hill, broken country, braided river
    • Interpretation: The poem uses contrasting imagery to depict the challenges and hopes of a nation. The hill symbolizes the difficult path towards unity and progress, while the light signifies hope and resilience.
  • “Aubade with Bread for the Sparrows” by Ocean Vuong (2016):
    • Signs: Bread, sparrows, hands, war, hunger
    • Interpretation: The poem uses everyday objects to convey the trauma of war and displacement. The bread becomes a symbol of both sustenance and loss, while the sparrows represent the fragility of life.

Short Stories:

  • “The Tenth of December” by George Saunders (2013):
    • Signs: Snow, pond, coat, walkie-talkie
    • Interpretation: The story uses setting and objects to explore themes of isolation, sacrifice, and redemption. The snow symbolizes both the harsh reality and the potential for beauty in the world.
  • “Cat Person” by Kristen Roupenian (2017):
    • Signs: Text messages, movie theater, cat, age difference
    • Interpretation: The story uses technology and social interactions to delve into issues of miscommunication, consent, and gender dynamics. The cat becomes a symbol of the protagonist’s complex and evolving feelings.
Literary Semiotics: Criticism Against It
  • Overemphasis on Form and Neglect of Content: Some critics argue that literary semiotics focuses too heavily on the formal aspects of texts (signs, symbols, structures) and neglects the emotional impact and thematic content of literature.
  • Reductive Interpretation: Semiotic analysis can sometimes reduce complex literary works to a set of symbols and codes, potentially overlooking the nuances and ambiguities that make literature rich and engaging.
  • Over-intellectualization: Critics argue that semiotic interpretations can be overly intellectual and abstract, making literature seem like a puzzle to be solved rather than an experience to be felt.
  • Limited Scope: Some argue that literary semiotics is better suited to certain types of texts (e.g., highly symbolic or allegorical works) than others, and may not be a universally applicable critical approach.
  • Neglect of Authorial Intent: Semiotic analysis often focuses on the text itself and its cultural context, sometimes at the expense of considering the author’s intended meanings and artistic choices.
  • Potential for Subjectivity: The interpretation of signs and symbols can be subjective, leading to disagreements and varying interpretations among critics.
  • Limited Practical Application: Some critics question the practical value of semiotic analysis, arguing that it may not offer new insights or enhance our understanding of literature in a meaningful way.
Literary Semiotics: Key Terms
TermDefinition
SignThe basic unit of meaning in semiotics, composed of a signifier (the form) and the signified (the concept).
SignifierThe physical form of a sign, such as a word, image, or sound.
SignifiedThe concept or meaning that a sign represents.
CodeA system of signs and rules that govern their interpretation.
ConnotationThe secondary, cultural, or emotional associations that a sign evokes, beyond its literal meaning.
DenotationThe literal or dictionary definition of a sign.
IntertextualityThe interconnectedness of texts, where one text references or alludes to another.
MetonymyA figure of speech in which one thing is referred to by something closely associated with it (e.g., “The White House” for the US government).
MetaphorA figure of speech in which one thing is described in terms of another, creating an implicit comparison (e.g., “Life is a journey”).
SymbolA sign that represents a complex idea or concept beyond its literal meaning (e.g., a dove symbolizes peace).
MythA traditional story or legend that embodies cultural values and beliefs.
ArchetypeA recurring symbol, character, or motif in literature, art, or mythology that represents universal patterns of human experience.
Reader ResponseThe active role of the reader in interpreting and constructing meaning from a literary text.
Cultural ContextThe social, historical, and cultural background that influences the production and reception of a literary work.
Literary Semiotics: Suggested Readings

Books:

  • Barthes, Roland. Mythologies. Translated by Annette Lavers, Hill and Wang, 1972.
  • Barthes, Roland. S/Z. Translated by Richard Miller, Hill and Wang, 1974. https://en.wikipedia.org/wiki/S/Z]
  • Culler, Jonathan. The Pursuit of Signs: Semiotics, Literature, Deconstruction. Cornell University Press, 1981.
  • Eco, Umberto. A Theory of Semiotics. Indiana University Press, 1976.
  • Eco, Umberto. The Role of the Reader: Explorations in the Semiotics of Texts. Indiana University Press, 1979.
  • Kristeva, Julia. Revolution in Poetic Language. Translated by Margaret Waller, Columbia University Press, 1984. https://cup.columbia.edu/book/revolution-in-poetic-language/9780231056434]

Articles:

Literary Pragmatics and English Literature

Literary pragmatics explores how authors use language to convey meaning beyond the literal level.

Literary Pragmatics and English Literature
Literary Pragmatics: Term and Concept
Etymology
  • Derived from the Latin word, literary pragmatics is a combination of two words, Latin word, “literarius,” meaning “of or relating to letters or literature.” In this context, it refers to the study and interpretation of written works. From the Greek word “pragma,” meaning “deed” or “action.” In linguistics, pragmatics studies how language is used in context to achieve specific goals and create meaning.
Term and Concept in Literary Studies
  • Literary Pragmatics: Literary Pragmatics is a field that combines literary analysis with the principles of pragmatics. It examines how authors use language to create meaning, how readers interpret texts, and how social and cultural factors influence both the production and reception of literature.
  • Focus on Context: Literary pragmatics emphasizes the importance of context in understanding literature. This includes the historical and cultural context in which a work was written, as well as the specific context of individual words and phrases within the text.
  • Reader Response: Literary pragmatics considers the role of the reader in creating meaning. It recognizes that readers bring their own experiences, knowledge, and interpretations to a text, and that these factors can shape how they understand and appreciate literature.
  • Implicit Meaning: Literary pragmatics explores how authors use language to convey meaning beyond the literal level. This includes the use of irony, metaphor, and other figures of speech, as well as the creation of implied or indirect meanings through the structure and organization of a text.
  • Social and Cultural Factors: Literary pragmatics examines how social and cultural factors influence the production and reception of literature. This includes the way that literature reflects and shapes social norms, values, and beliefs, as well as the way that literature is used to communicate and negotiate meaning within specific social and cultural contexts.
  • Interdisciplinary Approach: Literary pragmatics draws on insights from a variety of disciplines, including linguistics, philosophy, sociology, and anthropology. This interdisciplinary approach allows for a more comprehensive understanding of the complex ways in which literature functions and creates meaning in the world.
Literary Pragmatics: Theorists, Works and Arguments
  • Richard Ohmann (1971)
    • Work: “Speech Acts and the Definition of Literature”
    • Argument: Ohmann’s seminal work proposed that literary texts function as speech acts, and understanding them requires a comprehensive analysis of the author’s intentions, the reader’s expectations, and the social context in which the communication occurs. This approach highlights the interactive nature of literary communication and emphasizes the role of context in shaping meaning.
  • Mary Louise Pratt (1977)
    • Work: Toward a Speech Act Theory of Literary Discourse
    • Argument: Pratt extended Ohmann’s ideas, arguing that literary texts involve a complex interplay of speech acts at multiple levels. She highlighted the interactions between the author, the narrator, and the characters, as well as the dynamic relationship between the text and the reader. This nuanced perspective underscores the multi-layered nature of literary communication and the various ways in which meaning is constructed and negotiated.
  • Jonathan Culler (1981)
    • Work: The Pursuit of Signs: Semiotics, Literature, Deconstruction
    • Argument: Culler’s work emphasized the importance of reader response in literary pragmatics. He argued that readers actively construct meaning through their interactions with the text, drawing on their own experiences, knowledge, and interpretations. This reader-centered approach challenges the notion of a fixed or objective meaning inherent in the text and recognizes the dynamic and subjective nature of literary interpretation.
  • Stanley Fish (1980)
    • Work: Is There a Text in This Class? The Authority of Interpretive Communities
    • Argument: Fish’s influential work challenged the idea that the meaning of a literary text resides solely within the text itself. He argued that meaning is constructed by interpretive communities, groups of readers who share similar assumptions and interpretive strategies. This perspective highlights the social and cultural dimensions of literary interpretation and emphasizes the role of shared values and beliefs in shaping meaning.
  • Wolfgang Iser (1978)
    • Work: The Act of Reading: A Theory of Aesthetic Response
    • Argument: Iser introduced the concept of the “implied reader,” a hypothetical reader who is constructed by the text and whose responses are anticipated by the author. He argued that the literary work comes to life through the reader’s active engagement with the text, and that meaning is co-created by the author and the reader in the act of reading. This dynamic model of literary communication emphasizes the interactive and participatory nature of the reading process.
  • Relevance Theorists (Sperber and Wilson, 1986)
    • Work: Relevance: Communication and Cognition
    • Argument: Relevance theory provides a cognitive framework for understanding how readers infer meaning from literary texts. It suggests that readers strive to maximize the relevance of the information they receive, balancing the cognitive effort required to process the information with the potential rewards of understanding. This approach highlights the cognitive processes involved in literary interpretation and emphasizes the role of context and expectations in shaping meaning.
Literary Pragmatics : Key Principals
  • Context Dependency: The meaning of literary texts is not fixed but depends heavily on the context of their production and reception. This includes historical, cultural, social, and linguistic contexts.
  • Authorial Intention: While not the sole determinant of meaning, authorial intention plays a significant role in shaping the interpretation of literary works. Literary pragmatics considers the author’s intended meaning as one factor among many.
  • Reader Response: Literary pragmatics emphasizes the active role of the reader in constructing meaning. Readers bring their own experiences, knowledge, and perspectives to the text, which influence their interpretations.
  • Implicature: Literary texts often convey meaning beyond what is explicitly stated. Literary pragmatics examines how authors use implicature, or the implied meaning of utterances, to create deeper layers of significance.
  • Speech Acts: Literary works can be viewed as a series of speech acts, such as assertions, promises, or commands. Analyzing these speech acts helps to understand the communicative intentions of the author and characters within the text.
  • Interpretive Communities: The interpretation of literary texts is influenced by interpretive communities, groups of readers who share common assumptions and interpretive strategies. These communities play a crucial role in shaping the reception and understanding of literary works.
  • Intertextuality: Literary texts often engage in dialogue with other texts, referencing or alluding to them. Literary pragmatics explores how these intertextual connections contribute to the meaning and interpretation of a work.
  • Social and Cultural Significance: Literary pragmatics recognizes that literary texts are not created in a vacuum but are embedded in social and cultural contexts. These contexts shape the production and reception of literature, influencing the meaning and significance of works.
Literary Pragmatics: How to Use in Literary Critiques
Literary WorkObservationLiterary Pragmatics AnalysisApplication in Critique
Hills Like White Elephants” by Ernest HemingwaySparse dialogue, lack of explicit exposition, indirect language about abortionImplicature: Unspoken intentions, power dynamics conveyed through subtext.Analyze Hemingway’s use of implicature and subtext to create tension and ambiguity.
Train station setting as a metaphorContext: Characters’ relationship, societal attitudes towards abortion in the 1920sExplore how context shapes the interpretation of the text.
The Tell-Tale Heart” by Edgar Allan PoeUnreliable narrator, descent into madnessReader response: Unreliable narration creates unease, distrust in the reader.Delve into how Poe manipulates the reader’s expectations through the narrator’s voice.
Gaps, inconsistencies in the narrativeExplore how setting and themes contribute to the reader’s emotional response.
A Rose for Emily” by William FaulknerNon-linear narrative, collective narratorInterpretive communities: Collective narration shapes understanding of Emily.Examine how collective narration and non-linear structure contribute to ambiguity.
Fragmented narrative, conflicting perspectivesExplore how setting and themes resonate with the reader’s understanding of the South.
Literary Pragmatics: Criticism Against It
  • Overemphasis on Context: Some critics argue that literary pragmatics places too much emphasis on context, potentially neglecting the inherent aesthetic and artistic qualities of the text itself.
  • Neglect of Formalist Analysis: Literary pragmatics is sometimes criticized for not paying enough attention to formalist analysis, which focuses on the structural and stylistic elements of a literary work, such as language, imagery, and symbolism.
  • Subjectivity in Interpretation: The emphasis on reader response in literary pragmatics can lead to a high degree of subjectivity in interpretation, making it difficult to establish a consensus on the meaning of a text.
  • Limited Scope: Literary pragmatics may not be applicable to all types of literary works, particularly those that rely heavily on symbolism, allegory, or other complex literary devices that may not lend themselves easily to pragmatic analysis.
  • Lack of Theoretical Unity: Literary pragmatics is a relatively new field, and there is still a lack of consensus among scholars on its theoretical foundations and methodologies, which can lead to inconsistencies in its application.
  • Potential for Overinterpretation: Some critics argue that literary pragmatics can lead to overinterpretation, where readers may attribute meanings to the text that were not intended by the author, based on their own personal biases and experiences.
  • Challenges in Reconciling Conflicting Interpretations: Due to the emphasis on context and reader response, literary pragmatics can sometimes struggle to reconcile conflicting interpretations of a text, as different readers may bring different perspectives and assumptions to the reading process.
Literary Pragmatics: Key Terms
TermDefinition
ImplicatureThe implied meaning of an utterance, going beyond its literal meaning.
Speech ActAn utterance that performs an action, such as making a statement, asking a question, or giving a command.
DeixisWords or phrases that point to a specific time, place, or person in the context of an utterance (e.g., “here,” “now”).
PresuppositionAn assumption that is implicit in an utterance and taken for granted by the speaker and listener.
Cooperative PrincipleThe assumption that participants in a conversation are working together to achieve a common goal.
Conversational MaximsSpecific principles that guide cooperative communication, such as being truthful, relevant, and clear.
Politeness TheoryThe study of how language is used to express politeness and maintain social harmony.
FaceThe public self-image that a person wants to maintain in social interactions.
Face-Threatening ActAn act that challenges or undermines a person’s face.
ContextThe circumstances surrounding an utterance, including the physical setting, the participants, and the purpose.
Literary Pragmatics: Suggested Readings
  1. Chapman, Siobhan, and Christopher Routledge. Key Ideas in Linguistics and the Philosophy of Language. Edinburgh University Press, 2009. https://edinburghuniversitypress.com/
  2. Culler, Jonathan. Literary Theory: A Very Short Introduction. Oxford University Press, 2000. https://corp.oup.com/
  3. Fish, Stanley. Is There a Text in This Class? The Authority of Interpretive Communities. Harvard University Press, 1980. https://www.hup.harvard.edu/
  4. Iser, Wolfgang. The Act of Reading: A Theory of Aesthetic Response. Johns Hopkins University Press, 1978. https://www.press.jhu.edu/books
  5. Mey, Jacob L. Pragmatics: An Introduction. 2nd ed., Blackwell, 2001. https://www.blackwellpublishing.com/
  6. Ohmann, Richard. “Speech Acts and the Definition of Literature.” Philosophy and Rhetoric, vol. 4, no. 1, 1971, pp. 1-19. https://www.psupress.org/
  7. Pratt, Mary Louise. Toward a Speech Act Theory of Literary Discourse. Indiana University Press, 1977. https://iupress.org/
  8. Sell, Roger D. Literature as Communication: The Foundations of Literary Pragmatics. John Benjamins Publishing Company, 2014. https://benjamins.com/
  9. Sperber, Dan, and Deirdre Wilson. Relevance: Communication and Cognition. 2nd ed., Blackwell, 1995. https://www.blackwellpublishing.com/
  10. van Dijk, Teun A. Discourse and Literature: New Approaches to the Analysis of Literary Genres. John Benjamins Publishing Company, 1985. https://benjamins.com/

Anthropomorphism as a Literary Device

Anthropomorphism, as a literary device, involves the attribution of human characteristics, emotions, or behaviors to non-human entities such as animals, objects, or natural forces.

Anthropomorphism as a Literary Device
Anthropomorphism: Etymology, Literal and Conceptual Meanings
Anthropomorphism: Etymology and Meanings

The term “anthropomorphism” derives from the Ancient Greek words “anthrōpos” (ἄνθρωπος), meaning “human,” and “morphē” (μορφή), meaning “form” or “shape.” This etymological root reflects the core concept of attributing human characteristics to non-human entities.

Literal Meaning
  • Ascribing human form: In its most literal sense, anthropomorphism refers to the depiction of gods, animals, or objects with a human-like physical appearance.
Conceptual Meanings
  • Attributing human traits: This extends beyond physical form to encompass the assignment of human emotions, thoughts, behaviors, and motivations to non-human entities.
  • Understanding through human lens: Anthropomorphism can be a cognitive tool used to comprehend and relate to the world around us by interpreting it through a familiar human framework.
Anthropomorphism: Definition as a Literary Device

Anthropomorphism, as a literary device, involves the attribution of human characteristics, emotions, or behaviors to non-human entities such as animals, objects, or natural forces. This technique can serve multiple functions within a narrative: creating relatable characters, offering social commentary through allegory, or simply enhancing the imaginative appeal of a story. Anthropomorphism is prevalent in various genres, from children’s literature and fables to fantasy and science fiction, and its use can significantly impact how readers engage with and interpret the text.

Anthropomorphism: Examples in Everyday Life
ExampleExplanation
Children’s ToysDolls and stuffed animals that talk, have emotions, or engage in human-like activities.
Advertising MascotsCharacters like Tony the Tiger (Frosted Flakes) who speak and display human-like traits.
Pet BehaviorDescribing a dog as “smiling” or a cat as “sulking,” attributing human emotions to animals.
Animated FilmsCharacters like Simba from “The Lion King” displaying human emotions such as fear and joy.
Weather DescriptionsSaying “the angry sky” or “the playful breeze,” assigning human emotions to natural elements.
Car Names and AdsGiving cars names and describing them as “powerful” or “elegant,” anthropomorphizing them.
Technology InterfacesVoice assistants like Siri or Alexa responding with human-like speech patterns and personalities.
Sports Team MascotsMascots like the Philly Phanatic (Philadelphia Phillies) engaging in human-like antics.
Art and LiteraturePaintings or stories depicting animals with human characteristics, such as Aesop’s Fables.
Political CartoonsDepicting nations as human figures (e.g., Uncle Sam for the United States) with exaggerated traits.
Anthropomorphism in Literature: Examples
WorkCharacter/ObjectAnthropomorphic Trait(s)Explanation and Significance
Aesop’s FablesThe Tortoise and the HareTalking, reasoning, competingAnimals behave like humans to teach moral lessons about patience and arrogance.
The Adventures of Pinocchio (Carlo Collodi)PinocchioTalking, feeling, learningA wooden puppet’s desire to become a real boy explores themes of morality and growth.
The Wind in the Willows (Kenneth Grahame)Mr. Toad, Ratty, MoleDriving cars, wearing clothes, having distinct personalitiesAnimals with human characteristics create a charming world of friendship and adventure.
Alice’s Adventures in Wonderland (Lewis Carroll)The White Rabbit, The Cheshire CatTalking, wearing clothes, displaying complex emotionsAnimals and objects with human traits contribute to the dreamlike and absurd atmosphere.
Animal Farm (George Orwell)The pigs, Boxer (the horse)Speaking, organizing a rebellion, forming complex social structuresAnthropomorphized animals satirize political events and human behavior.
Black Beauty (Anna Sewell)Black Beauty (the horse)Narrates his life story, expresses emotions and opinionsThe horse’s perspective allows the reader to empathize with animal welfare issues.
The Jungle Book (Rudyard Kipling)Baloo (the bear), Bagheera (the panther), Kaa (the snake)Talking, mentoring Mowgli, displaying human-like emotionsAnimals act as surrogate parents and teachers for Mowgli, emphasizing the importance of community and loyalty.
Mrs. Frisby and the Rats of NIMH (Robert C. O’Brien)The rats of NIMHIncreased intelligence, creating a complex society with technologyAnthropomorphism explores the potential of animal intelligence and the ethics of scientific experimentation.
Watership Down (Richard Adams)Hazel, Fiver, Bigwig (rabbits)Speaking, complex social structures, heroic journeysRabbits with human emotions and motivations create a compelling adventure story about survival and leadership.
Charlotte’s Web (E.B. White)Wilbur (the pig), Charlotte (the spider), Templeton (the rat)Talking, forming friendships, experiencing complex emotionsAnthropomorphized animals explore themes of friendship, loyalty, and the cycle of life.
Anthropomorphism in Literature: Shakespearean
PlayExampleExplanation
A Midsummer Night’s DreamTitania addresses Bottom as an “ass” (Act 3, Scene 1)Titania’s use of “ass” reflects a moment of literal anthropomorphism, where she interacts with Bottom in his transformed state as a donkey.
Macbeth“Sleep that knits up the ravell’d sleave of care” (Act 2, Scene 2)Sleep is personified here, anthropomorphized as a figure capable of performing a human action—knitting—which adds a tangible, relatable quality to the abstraction of sleep.
Julius Caesar“Cowards die many times before their deaths” (Act 2, Scene 2)Death is personified, portraying it as an active agent that “comes” to humans, giving it a human quality that enhances the poetic impact of the statement.
Anthropomorphism in Literature: Relevance in Literary Theories
Literary TheoryRelevance of Anthropomorphism
StructuralismAnthropomorphism can be seen as a form of symbolic representation, where animals or objects take on human characteristics to convey deeper meanings.
Post-structuralismCritiques the use of anthropomorphism as a means of reinforcing human-centered perspectives and challenging these in texts.
PsychoanalysisViews anthropomorphism as a projection of human desires, fears, or emotions onto non-human entities, revealing subconscious themes.
Feminist TheoryExamines how anthropomorphism might reinforce or challenge gender norms and roles through its portrayal of non-human characters.
Marxist TheoryAnalyzes anthropomorphism in terms of social hierarchy and power dynamics, often critiquing how it reflects or challenges class structures.
Postcolonial TheoryInvestigates how anthropomorphism might perpetuate or subvert colonial narratives and attitudes towards indigenous cultures.
EcocriticismConsiders anthropomorphism in its depiction of nature and animals, exploring how it shapes environmental ethics and perspectives.
NarratologyStudies how anthropomorphism influences narrative structure and character development, affecting reader engagement and empathy.
Anthropomorphism in Literature: Relevant Terms
DeviceDefinition
AnthropomorphismAssigning human traits, emotions, or intentions to non-human entities (animals, objects, nature).
PersonificationA figure of speech where inanimate objects or abstract concepts are given human qualities or actions.
ZoomorphismAssigning animalistic qualities to humans, objects, or concepts.
AllegoryA story with a hidden meaning, often using characters to represent abstract ideas or moral qualities.
Fable ApostropheAddressing an absent person, abstract idea, or inanimate object as if present and capable of response.
SimileComparing two unlike things using “like” or ” ** Pathetic Fallacy
Anthropomorphism in Literature: Suggested Readings
  1. Ackerman, Karen. Animals Speak: How Animals Communicate through Sight, Sound and Smell. Penguin Books, 2020
  2. Berger, John. Why Look at Animals?. Penguin Books, 2009.
  3. Calarco, Matthew. Zoographies: The Question of the Animal from Heidegger to Derrida. Columbia University Press, 2008.
  4. Haraway, Donna. When Species Meet. University of Minnesota Press, 2008.
  5. Mitchell, W. J. T. What Do Pictures Want?: The Lives and Loves of Images. University of Chicago Press, 2005.