“The Idea of Order at Key West” by Wallace Stevens: A Critical Analysis

“The Idea of Order at Key West” by Wallace Stevens was first published in 1934 within his collection, Ideas of Order.

"The Idea of Order at Key West" by Wallace Stevens: A Critical Analysis
Introduction: “The Idea of Order at Key West” by Wallace Stevens

“The Idea of Order at Key West” by Wallace Stevens was first published in 1934 within his collection, Ideas of Order. This modernist masterpiece delves into the profound interplay between human imagination and the natural world. Stevens utilizes vivid imagery and complex syntax to explore themes of order, chaos, and the creative process. The poem’s speaker is captivated by a woman’s singing on a Key West beach, and through this auditory experience, Stevens contemplates the power of art to impose meaning and structure on the seemingly chaotic universe. The poem is celebrated for its rich symbolism, philosophical depth, and its exploration of the human impulse to find order amidst the overwhelming complexity of existence.

Text: “The Idea of Order at Key West” by Wallace Stevens

She sang beyond the genius of the sea.   

The water never formed to mind or voice,   

Like a body wholly body, fluttering

Its empty sleeves; and yet its mimic motion   

Made constant cry, caused constantly a cry,   

That was not ours although we understood,   

Inhuman, of the veritable ocean.

The sea was not a mask. No more was she.   

The song and water were not medleyed sound   

Even if what she sang was what she heard,   

Since what she sang was uttered word by word.

It may be that in all her phrases stirred   

The grinding water and the gasping wind;   

But it was she and not the sea we heard.

For she was the maker of the song she sang.   

The ever-hooded, tragic-gestured sea

Was merely a place by which she walked to sing.   

Whose spirit is this? we said, because we knew   

It was the spirit that we sought and knew   

That we should ask this often as she sang.

If it was only the dark voice of the sea   

That rose, or even colored by many waves;   

If it was only the outer voice of sky

And cloud, of the sunken coral water-walled,   

However clear, it would have been deep air,   

The heaving speech of air, a summer sound   

Repeated in a summer without end

And sound alone. But it was more than that,   

More even than her voice, and ours, among

The meaningless plungings of water and the wind,   

Theatrical distances, bronze shadows heaped   

On high horizons, mountainous atmospheres   

Of sky and sea.

                           It was her voice that made   

The sky acutest at its vanishing.   

She measured to the hour its solitude.   

She was the single artificer of the world

In which she sang. And when she sang, the sea,   

Whatever self it had, became the self

That was her song, for she was the maker. Then we,   

As we beheld her striding there alone,

Knew that there never was a world for her   

Except the one she sang and, singing, made.

Ramon Fernandez, tell me, if you know,   

Why, when the singing ended and we turned   

Toward the town, tell why the glassy lights,   

The lights in the fishing boats at anchor there,   

As the night descended, tilting in the air,   

Mastered the night and portioned out the sea,   

Fixing emblazoned zones and fiery poles,   

Arranging, deepening, enchanting night.

Oh! Blessed rage for order, pale Ramon,   

The maker’s rage to order words of the sea,   

Words of the fragrant portals, dimly-starred,   

And of ourselves and of our origins,

In ghostlier demarcations, keener sounds.

Annotations: “The Idea of Order at Key West” by Wallace Stevens
StanzaTextAnnotation
1“She sang beyond the genius of the sea. The water never formed to mind or voice, Like a body wholly body, fluttering Its empty sleeves; and yet its mimic motion Made constant cry, caused constantly a cry, That was not ours although we understood, Inhuman, of the veritable ocean.”The speaker introduces a woman singing, whose voice surpasses the natural genius of the sea. The sea is described as having a body without consciousness, creating a sound that is both understood and foreign. This stanza explores the contrast between the human voice (with meaning) and the natural sounds of the ocean, which are instinctual and inhuman.
2“The sea was not a mask. No more was she. The song and water were not medleyed sound Even if what she sang was what she heard, Since what she sang was uttered word by word. It may be that in all her phrases stirred The grinding water and the gasping wind; But it was she and not the sea we heard.”Here, the speaker asserts that both the sea and the woman are authentic and not disguises or masks. The woman’s song is distinct, even if inspired by the sea, and it is her voice, not the sea’s sound, that is heard. The stanza emphasizes the idea that human art (the song) is separate from, but interacts with, nature (the sea).
3“For she was the maker of the song she sang. The ever-hooded, tragic-gestured sea Was merely a place by which she walked to sing. Whose spirit is this? we said, because we knew It was the spirit that we sought and knew That we should ask this often as she sang.”The woman is depicted as the creator or “maker” of her song, and the sea becomes merely a backdrop to her creative act. The stanza suggests that the woman’s singing embodies a spiritual or artistic force that the observers recognize and seek to understand. This idea links to the notion of the artist as a creator, whose work transcends the environment from which it originates.
4“If it was only the dark voice of the sea That rose, or even colored by many waves; If it was only the outer voice of sky And cloud, of the sunken coral water-walled, However clear, it would have been deep air, The heaving speech of air, a summer sound Repeated in a summer without end And sound alone. But it was more than that, More even than her voice, and ours, among The meaningless plungings of water and the wind, Theatrical distances, bronze shadows heaped On high horizons, mountainous atmospheres Of sky and sea.”The speaker contemplates the sounds of the sea and sky, which, though clear and evocative, remain mere background noise, devoid of deeper meaning (“sound alone”). The woman’s song, however, transcends these natural sounds, becoming something more profound and meaningful. The stanza contrasts the ephemeral, atmospheric elements of nature with the enduring power of human expression.
5“It was her voice that made The sky acutest at its vanishing. She measured to the hour its solitude. She was the single artificer of the world In which she sang. And when she sang, the sea, Whatever self it had, became the self That was her song, for she was the maker. Then we, As we beheld her striding there alone, Knew that there never was a world for her Except the one she sang and, singing, made.”This stanza emphasizes the woman’s role as a creator, who gives shape and meaning to the world through her song. Her voice defines the sky’s boundaries (“acutest at its vanishing”) and the sea’s identity. The world she inhabits is one she has created through her art, suggesting that reality is shaped by human perception and creativity. The observers recognize that her existence is intertwined with the world she creates through her song.
6“Ramon Fernandez, tell me, if you know, Why, when the singing ended and we turned Toward the town, tell why the glassy lights, The lights in the fishing boats at anchor there, As the night descended, tilting in the air, Mastered the night and portioned out the sea, Fixing emblazoned zones and fiery poles, Arranging, deepening, enchanting night.”The speaker calls upon “Ramon Fernandez,” possibly a symbol of critical insight, to explain the transformation of the environment after the singing stops. The lights from the fishing boats create order out of the night and sea, dividing and illuminating the darkness. This stanza explores the idea of human influence on the natural world, imposing structure and meaning through art and observation.
7“Oh! Blessed rage for order, pale Ramon, The maker’s rage to order words of the sea, Words of the fragrant portals, dimly-starred, And of ourselves and of our origins, In ghostlier demarcations, keener sounds.”The poem concludes by celebrating the human desire to impose order on the chaotic natural world (“rage for order”). This order is achieved through artistic creation (“maker’s rage to order”), whether through song, words, or other forms of expression. The stanza reflects on the power of art to define and make sense of existence, even in the face of ambiguity and mystery.
Literary And Poetic Devices: “The Idea of Order at Key West” by Wallace Stevens
DeviceDefinitionExampleExplanation
ApostropheAddressing an absent or imaginary person or thing“Ramon Fernandez, tell me, if you know”Directly addresses a specific person, creating a sense of intimacy.
ImageryVivid language that appeals to the senses“The ever-hooded, tragic-gestured sea”Creates a powerful visual image of the sea.
IronyA contrast between what is expected and what actually happensThe sea is described as “wholly body, fluttering its empty sleeves”The sea, a massive entity, is paradoxically described as having empty sleeves.
MetaphorA comparison between two unlike things without using “like” or “as”“She was the single artificer of the world”Compares the singer to a creator.
MetonymyA figure of speech in which a thing is represented by one of its attributes“Mastered the night and portioned out the sea”The lights are used to represent human control over nature.
OnomatopoeiaWords that imitate sounds“The grinding water and the gasping wind”Mimics the sounds of the sea and wind.
ParadoxA statement that seems contradictory but is actually true“The sea was not a mask. No more was she.”Contradicts the initial idea of the sea as a mask, emphasizing their individual identities.
PersonificationGiving human qualities to non-human things“The sea was not a mask”The sea is given human characteristics.
RepetitionRepeating words or phrases for emphasis“For she was the maker of the song she sang”Emphasizes the singer’s creative power.
SimileA comparison between two unlike things using “like” or “as”“Like a body wholly body, fluttering”Compares the sea to a body without a soul.
SymbolismThe use of objects or ideas to represent something elseThe sea can symbolize the unknown or the subconscious.
SynecdocheA part representing the whole or vice versa“Mastered the night and portioned out the sea”The lights represent the whole human control over nature.
ThemeThe central message or idea of a literary workThe power of the human imagination to create order.
ToneThe author’s attitude toward the subject matterReflective and contemplative.
UnderstatementThe presentation of something as less important than it actually is“It was more than that”Understates the significance of the singer’s voice.
VerseA single line of poetryEach line in the poem.
Visual ImageryCreating pictures in the reader’s mind“The glassy lights, / The lights in the fishing boats at anchor there”Creates a vivid image of the harbor.
Themes: “The Idea of Order at Key West” by Wallace Stevens
  • The Power of Artistic Creation: The poem emphasizes the transformative power of art, particularly through the act of creation by the singer. The woman’s song is not merely an imitation of nature but a creative force that shapes reality. Stevens illustrates this by stating, “For she was the maker of the song she sang” and “She was the single artificer of the world in which she sang.” The artist’s role is to bring order and meaning to the chaotic natural world, as highlighted by the lines “Oh! Blessed rage for order…The maker’s rage to order words of the sea.” Through her song, the woman defines her world, showcasing the profound impact of artistic expression.
  • The Relationship Between Humanity and Nature: Stevens explores the complex relationship between humanity and the natural world, where nature provides inspiration, but human perception and creativity give it meaning. The sea, described as “inhuman, of the veritable ocean,” exists independently of human understanding, yet it is through the woman’s song that the sea’s essence is transformed and interpreted. The poem suggests that while nature is powerful and omnipresent, it is through human consciousness and artistry that its significance is realized, as seen in “But it was she and not the sea we heard.”
  • The Quest for Order in a Chaotic World: The poem reflects a human desire to impose order on the inherent chaos of the world, particularly through the medium of art. This theme is encapsulated in the repeated notion of “order,” with Stevens referring to a “Blessed rage for order” and the singer’s ability to “measure to the hour its solitude.” The poem suggests that through art, humans can create structure and meaning in a world that is otherwise disordered and mysterious. The fishing boats’ lights, which “Mastered the night and portioned out the sea,” symbolize this attempt to carve out zones of clarity and understanding from the vast unknown.
  • The Interplay Between Reality and Perception: Stevens delves into the idea that reality is not an objective truth but is instead shaped by human perception and interpretation. The woman’s song does not merely reflect the world; it creates it. The poem asserts that “there never was a world for her except the one she sang and, singing, made,” suggesting that the world we experience is a construct of our own making. The interplay between what is real and what is perceived is central to the poem, as the singer’s voice becomes the defining feature of her environment, demonstrating the power of perception in shaping our reality.
Literary Theories and “The Idea of Order at Key West” by Wallace Stevens
Literary TheoryApplication to “The Idea of Order at Key West”Critique with References from the Poem
New CriticismNew Criticism focuses on close reading of the text itself, emphasizing the interplay of language, structure, and meaning within the poem without considering external context. “The Idea of Order at Key West” is ripe for this approach because of its rich use of imagery, symbolism, and paradoxes.Stevens’ intricate use of language can be analyzed through New Criticism by examining how the poem creates meaning through its form. For example, the repeated phrase “She was the maker of the song she sang” emphasizes the autonomy of the artistic process. The tension between the natural world’s “meaningless plungings” and the structured, meaningful song illustrates the paradox central to the poem’s theme of creation. The poem’s internal structure and its focus on the act of creation support a New Critical reading, which highlights the complex layers of meaning built through the poem’s form and language.
RomanticismRomanticism emphasizes the importance of individual emotion, the sublime in nature, and the role of the artist as a creator. “The Idea of Order at Key West” embodies Romantic ideals through its focus on the singer as a powerful, creative force who shapes reality through her song.The poem can be critiqued from a Romantic perspective by focusing on the elevation of the individual’s creative power over the natural world. The line “She was the single artificer of the world in which she sang” places the singer in a godlike role, crafting her reality through art, which aligns with the Romantic notion of the artist as a visionary. Additionally, the depiction of nature as both beautiful and overwhelming, as seen in “mountainous atmospheres of sky and sea,” captures the Romantic fascination with the sublime. However, Stevens also complicates this view by presenting nature as an independent force that resists full human understanding, creating a nuanced exploration of the Romantic relationship between humanity and nature.
PoststructuralismPoststructuralism challenges the idea of fixed meanings and emphasizes the instability of language and interpretation. In “The Idea of Order at Key West,” the fluid relationship between the singer, her song, and the natural world can be examined through this lens, highlighting the multiplicity of meanings and the construction of reality through language.From a Poststructuralist perspective, the poem destabilizes the boundary between reality and perception, suggesting that what is real is contingent upon the singer’s creation. The line “there never was a world for her except the one she sang and, singing, made” suggests that reality is not fixed but is constructed through language and perception. Additionally, the poem’s exploration of the sea as both a physical and symbolic entity (“inhuman, of the veritable ocean”) reflects the Poststructuralist idea that meaning is not inherent but is assigned through interpretation. The poem resists a single, definitive interpretation, embodying the Poststructuralist view that meaning is always in flux and contingent on the observer’s perspective.
Critical Questions about “The Idea of Order at Key West” by Wallace Stevens
  • ·       Question 1: The Nature of Reality and the Power of Imagination
  • How does “The Idea of Order at Key West” explore the relationship between the natural world and human consciousness? The poem presents a stark contrast between the seemingly chaotic, “meaningless plungings of water and the wind” (line 31) and the human capacity for creating order through imagination. The singer in the poem is portrayed as a “single artificer of the world” (line 41), suggesting that human consciousness can impose structure and meaning on the otherwise indifferent natural world. This tension between chaos and order, between the external world and the internal world of the mind, is a central theme explored throughout the poem.
  • ·       Question 2: The Role of the Artist in Creating Meaning
  • What is the role of the artist as depicted in “The Idea of Order at Key West”? The poem elevates the artist, represented by the singer, to a position of immense power. She is described as “the maker of the song she sang” (line 17), implying that she is the creator of her own world. By extension, the poem suggests that artists have the capacity to shape human perception and understanding of reality. The singer’s ability to “measure to the hour its solitude” (line 36) indicates a profound connection to the natural world, but it is through her art that she transforms this connection into a shared experience.
  • ·       Question 3: The Search for Order and Meaning in a Chaotic World
  • How does “The Idea of Order at Key West” reflect the human desire for order and meaning? The poem is permeated by a quest for understanding the relationship between the self and the world. The speaker’s address to Ramon Fernandez, a figure associated with philosophical inquiry, suggests a longing for intellectual clarity. The “blessed rage for order” (line 56) is a testament to the human spirit’s drive to find patterns and coherence in the seemingly chaotic universe. However, the poem also acknowledges the elusive nature of ultimate meaning, as suggested by the “ghostlier demarcations, keener sounds” (line 55) that remain beyond full comprehension.
  • ·       Question 4: The Limitations and Potentials of Language
  • What is the role of language in conveying meaning in “The Idea of Order at Key West”? The poem both celebrates and critiques the power of language. The singer’s ability to “utter word by word” (line 13) suggests the potential of language to create order and meaning. Yet, the poem also implies that language is inherently limited in its capacity to fully capture the complexity of human experience. The “inhuman” quality of the sea’s “constant cry” (line 6) suggests a realm beyond the reach of human language. The poem ultimately suggests that while language is essential for human communication and understanding, it is also a tool with inherent limitations.
Literary Works Similar to “The Idea of Order at Key West” by Wallace Stevens
  1. “Ode to the West Wind” by Percy Bysshe Shelley
    Similarity: Both poems explore the relationship between the natural world and the human spirit, with a focus on the power of creativity and the artist’s role in shaping perception. Shelley’s poem personifies the wind as a powerful force, much like Stevens’ depiction of the sea as an inspiration for the singer’s art.
  2. “Song of Myself” by Walt Whitman
    Similarity: Whitman’s poem shares Stevens’ celebration of the individual as a creator of meaning. Both works emphasize the connection between the self and the external world, with the speaker in Whitman’s poem finding unity in diversity, much like the singer in Stevens’ work creates a world through her song.
  3. “The Hollow Men” by T.S. Eliot
    Similarity: Eliot’s poem, like Stevens’, delves into the theme of human attempts to find meaning in a world that often seems chaotic or empty. Both poems reflect on the limitations of language and expression in capturing the full depth of human experience.
  4. “The Waste Land” by T.S. Eliot
    Similarity: “The Waste Land” and “The Idea of Order at Key West” both explore the fragmentation of modern experience and the search for order in a disordered world. Stevens’ focus on the singer as a creator of meaning parallels Eliot’s exploration of myth, culture, and the struggle to make sense of a fractured reality.
  5. “Lines Composed a Few Miles Above Tintern Abbey” by William Wordsworth
    Similarity: Wordsworth’s poem, like Stevens’, meditates on the power of the human mind to transform and interpret the natural world. Both works emphasize the interaction between nature and the self, with Wordsworth reflecting on memory and perception as tools for finding meaning, much like Stevens’ singer shapes her world through song.
Suggested Readings: “The Idea of Order at Key West” by Wallace Stevens
  1. Cook, Eleanor. Poetry, Word-Play, and Word-War in Wallace Stevens. Princeton University Press, 1988.
  2. Filreis, Alan. Wallace Stevens and the Actual World. Princeton University Press, 1991.
  3. Litz, A. Walton. Introspective Voyager: The Poetic Development of Wallace Stevens. Oxford University Press, 1972.
  4. Riddel, Joseph N. The Clairvoyant Eye: The Poetry and Poetics of Wallace Stevens. Louisiana State University Press, 1965.
  5. Vendler, Helen. On Extended Wings: Wallace Stevens’ Longer Poems. Harvard University Press, 1969.
Representative Quotations of “The Idea of Order at Key West” by Wallace Stevens
QuotationContextTheoretical Perspective
“For she was the maker of the song she sang.”This line emphasizes the woman’s role as the creator of her song, suggesting that her art is an act of personal expression and creation, distinct from the natural world.Romanticism – Focuses on the individual’s creative power and the role of the artist as a visionary who shapes reality through their art.
“The sea was not a mask. No more was she.”The speaker asserts that neither the sea nor the singer are disguises; both are authentic and integral to the scene. This line explores the idea of authenticity in both nature and art.New Criticism – Highlights the importance of examining the text itself, focusing on the authenticity and integrity of the language used to convey meaning.
“She was the single artificer of the world in which she sang.”This quote underscores the notion that the singer’s world is entirely a product of her own creation, shaped by her song. It reflects on the idea of reality being constructed through artistic expression.Poststructuralism – Emphasizes the instability of meaning and the idea that reality is constructed through language and perception.
“Oh! Blessed rage for order, pale Ramon, The maker’s rage to order words of the sea.”Here, the speaker addresses Ramon Fernandez, reflecting on the human desire to impose order on the chaotic natural world through art and language.Structuralism – Focuses on the human impulse to create structures and order in the world through language, art, and other symbolic systems.
“It was her voice that made The sky acutest at its vanishing.”This line suggests that the singer’s voice has the power to define and sharpen the experience of the natural world, giving clarity and meaning to the otherwise indistinct.Phenomenology – Explores how human consciousness and perception shape the experience of reality, highlighting the role of the individual’s voice in defining the world around them.

“Elegy on the Death of a Mad Dog” by Oliver Goldsmith: A Critical Analysis

“Elegy on the Death of a Mad Dog” by Oliver Goldsmith was first published in 1766 as part of his novel, The Vicar of Wakefield.

"Elegy on the Death of a Mad Dog" by Oliver Goldsmith: A Critical Analysis
Introduction: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith

“Elegy on the Death of a Mad Dog” by Oliver Goldsmith was first published in 1766 as part of his novel, The Vicar of Wakefield. This seemingly simple, humorous poem is a masterful example of satire and parody, as it employs the elegiac form typically reserved for mourning the loss of a human being to lament the death of a mad dog. Goldsmith’s use of unexpected humor, vivid imagery, and straightforward language creates a sharp contrast with the solemn tone traditionally associated with elegies, resulting in a piece that is both entertaining and thought-provoking.

Text: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith

Good people all, of every sort,
Give ear unto my song;
And if you find it wondrous short,
It cannot hold you long.

In Islington there was a man
Of whom the world might say,
That still a godly race he ran—
Whene’er he went to pray.

A kind and gentle heart he had,
To comfort friends and foes;
The naked every day he clad—
When he put on his clothes.

And in that town a dog was found,
As many dogs there be,
Both mongrel, puppy, whelp, and hound,
And curs of low degree.

This dog and man at first were friends;
But when a pique began,
The dog, to gain some private ends,
Went mad, and bit the man.

Around from all the neighbouring streets
The wond’ring neighbours ran,
And swore the dog had lost its wits
To bite so good a man.

The wound it seemed both sore and sad
To every Christian eye;
And while they swore the dog was mad,
They swore the man would die.

But soon a wonder came to light
That showed the rogues they lied,—
The man recovered of the bite,
The dog it was that died!

Annotations: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
StanzaAnnotation
Good people all, of every sort,Introduction (Lines 1-4): The speaker addresses the audience in a casual and friendly manner, inviting them to listen to his song. He acknowledges that the poem is short, but assures them that it will be worth their time.
In Islington there was a manCharacter introduction (Lines 5-8): The speaker introduces a man who lives in Islington and is known for his piety. The use of the dash after ‘say’ suggests a pause, perhaps for the audience to ponder the man’s religious devotion.
A kind and gentle heart he had,Irony (Lines 9-12): The speaker describes the man’s supposedly charitable acts, but the phrasing is ironic. The line ‘The naked every day he clad—When he put on his clothes’ implies that the man’s generosity is superficial and self-serving.
And in that town a dog was found,Character introduction (Lines 13-16): The speaker introduces a dog, using a humorous and informal tone by listing various dog breeds (‘mongrel, puppy, whelp, and hound’) along with ‘curs of low degree’.
This dog and man at first were friends;Conflict introduced (Lines 17-20): The speaker reveals that the dog and the man were once friends, but something caused a disagreement (‘pique’). The dog’s motives for biting the man are left ambiguous (‘to gain some private ends’).
Around from all the neighbouring streetsPublic reaction (Lines 21-24): The neighbors are shocked by the dog’s attack on the seemingly good man. They exaggerate the situation, claiming the dog has ‘lost its wits’.
The wound it seemed both sore and sadHeightened tension (Lines 25-28): The wound appears serious, and the neighbors fear for the man’s life. They swear both that the dog is mad and that the man will die.
But soon a wonder came to lightTwist ending (Lines 29-32): The poem takes a surprising turn. The man recovers from the dog bite, while the dog dies. The neighbors are exposed as liars (‘rogues’) for their hasty judgments.

Literary And Poetic Devices: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith

Literary DeviceDefinitionExampleExplanation
AllusionA reference to another work, person, or event“And if you find it wondrous short”“Wondrous short” could allude to the brevity of life, though this is subtle.
AnaphoraRepetition of a word or phrase at the beginning of clauses“The dog…The dog…”Repetition of “The dog” at the beginning of sentences emphasizes the importance of the dog in the poem.
AntithesisJuxtaposition of contrasting ideas“The man recovered of the bite, / The dog it was that died!”The contrast between the man recovering and the dog dying highlights the irony in the poem.
AssonanceRepetition of vowel sounds within words“And in that town a dog was found”The repetition of the ‘a’ sound in “and,” “that,” and “was” creates a musical quality.
BalladA narrative poem with a song-like quality“Elegy on the Death of a Mad Dog” as a wholeThe poem is a narrative ballad, telling a story in a rhythmic and structured manner.
CaesuraA strong pause within a line of verse“To bite so good a man.”The pause after “good” creates emphasis on the word “man,” adding dramatic effect.
ConsonanceRepetition of consonant sounds, typically at the end“And in that town a dog was found”The repetition of the ‘d’ sound in “found” adds to the rhythm of the line.
CoupletTwo consecutive lines of poetry that rhyme“The man recovered of the bite, / The dog it was that died!”These two lines form a rhyming couplet, wrapping up the poem with a twist.
DictionThe choice and use of words in a text“Whene’er he went to pray.”The use of “Whene’er” instead of “whenever” gives the poem an old-fashioned, formal tone.
EnjambmentThe continuation of a sentence without a pause beyond a line“Of whom the world might say, / That still a godly race he ran”The sentence continues beyond the line, creating a flow that mirrors the ongoing nature of the man’s actions.
HyperboleExaggerated statements not meant to be taken literally“And swore the dog had lost its wits”The phrase “lost its wits” is an exaggeration to emphasize how the dog’s actions were seen as irrational.
IronyA contrast between expectation and reality“The man recovered of the bite, / The dog it was that died!”The expectation is that the man would die, but ironically, it is the dog that dies.
MetaphorA figure of speech that implies a comparison between two unlike things“To bite so good a man”The “bite” can metaphorically represent a betrayal or a wrong done to someone undeserving.
MeterThe rhythmic structure of lines in poetryThe consistent meter throughout the poemThe poem follows a regular meter, which gives it a rhythmic, song-like quality.
PersonificationGiving human traits to non-human entities“The dog had lost its wits”The dog is given the human trait of “wits,” implying it has the capability to think or reason.
RepetitionRepeating words or phrases for emphasis“And swore the dog was mad, / They swore the man would die.”The repetition of “swore” emphasizes the certainty of the neighbors’ beliefs.
Rhyme SchemeThe pattern of rhymes at the end of lines in poetryThe ABAB rhyme scheme throughout the poemThe consistent rhyme scheme helps to create a rhythmic and memorable structure in the poem.
SatireThe use of humor, irony, or exaggeration to criticizeThe entire poemThe poem uses humor and irony to critique societal reactions and the concept of justice.
SimileA figure of speech that compares two things using “like” or “as”Not directly present in the poem, but implied in “as many dogs there be”This phrase suggests a comparison between the commonness of dogs and the situation at hand.
Themes: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
  • Appearances Can Be Deceiving: Oliver Goldsmith’s “Elegy on the Death of a Mad Dog” masterfully employs irony to subvert expectations. The poem initially presents the man as a paragon of virtue, described as a “godly race” who “clad the naked every day.” However, the use of sardonic tone and unexpected details casts doubt on this idealized image. Similarly, the neighbors’ hasty judgment of the man’s fate based on appearances is ultimately proven incorrect, emphasizing the theme that outward appearances can be misleading.
  • Hypocrisy and Reputation: Goldsmith’s poem serves as a biting critique of societal hypocrisy and the power of reputation. The neighbors’ swift condemnation of the dog and their exaggerated concern for the man’s well-being reveal their superficiality and eagerness to conform to societal norms. Their actions highlight the tendency to form opinions based on hearsay and prejudice rather than on concrete evidence. By exposing the neighbors’ hypocrisy, Goldsmith underscores the importance of critical thinking and questioning societal conventions.
  • Irony and Satire: “Elegy on the Death of a Mad Dog” is a brilliant example of irony and satire. The use of the elegiac form, traditionally reserved for mourning the loss of a significant person, to lament the death of a mad dog is a striking inversion. Goldsmith’s satirical intent is further evident in his exaggerated portrayal of the neighbors’ reactions and their dramatic language. Through these devices, the poet mocks the tendency to overreact and to elevate mundane events to matters of great importance.
  • Unexpected Twist and Humor: A hallmark of Goldsmith’s poem is its unexpected twist and the resulting humor. The revelation that the man, rather than the dog, survives the ordeal is a surprising and comic turn of events. This unexpected outcome not only provides comic relief but also serves to undercut the seriousness with which the neighbors approach the situation. By subverting reader expectations, Goldsmith creates a memorable and entertaining reading experience.
Literary Theories and “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
Literary TheoryApplication and Examples
FormalismThis theory focuses on the text as a self-contained artistic object. In “Elegy on the Death of a Mad Dog,” formalism would analyze the poem’s structure, language, and literary devices to understand its meaning. For instance, the use of the elegiac form, traditionally reserved for solemn subjects, is ironically juxtaposed with the humorous and trivial content of the poem. This formal incongruity contributes to the poem’s satirical effect.
New CriticismNew Criticism emphasizes close reading of the text to discover its inherent meaning. A New Critic would examine the internal structure of the poem, exploring the relationship between its parts and how they contribute to the overall theme. For example, the character of the man is presented with ironic undertones, inviting the reader to question the veracity of his supposed piety. By analyzing the interplay of language, imagery, and structure, a New Critic would seek to uncover the poem’s deeper significance.
Reader-Response TheoryThis theory emphasizes the reader’s role in creating meaning. In the context of “Elegy on the Death of a Mad Dog,” a reader-response critic would explore how different readers interpret the poem based on their own experiences and perspectives. For instance, some readers might focus on the humor and satire, while others might contemplate the themes of appearance versus reality or the power of rumor. The poem’s open-ended nature allows for a variety of interpretations, making it a rich text for reader-response analysis.
Critical Questions about “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
  • What does the poem suggest about the nature of human judgment and perception?
  • The poem reflects on how human judgment can be flawed and based on superficial appearances. The townspeople quickly assume that the dog is mad and that the man will die because he was perceived as “good” and “godly.” This hasty conclusion is evident when they “swore the dog had lost its wits” and “swore the man would die” (lines 23-24). The irony revealed in the poem’s final lines, where “The man recovered of the bite, / The dog it was that died!” (lines 29-30), challenges the reliability of the community’s judgment and highlights the potential for error in their perceptions.
  • How does the poem use irony to convey its message?
  • Irony is a central device in Goldsmith’s poem, used to subvert the reader’s expectations and deliver a satirical message. The townspeople, who are quick to declare the dog mad and predict the man’s death, are ironically proven wrong when the man survives and the dog dies instead. This twist, encapsulated in the concluding couplet, “The man recovered of the bite, / The dog it was that died!” (lines 29-30), underscores the poem’s critique of the assumptions and moral certainty often exhibited by society. The irony challenges the reader to question the validity of the initial judgments made by the characters in the poem.
  • What is the significance of the poem’s portrayal of the relationship between the man and the dog?
  • The poem initially presents the man and the dog as friends, indicating a harmonious relationship: “This dog and man at first were friends” (line 17). However, their bond deteriorates, leading to the dog biting the man, suggesting a betrayal or a breakdown in trust. The subsequent reaction of the townspeople and the ultimate fate of the dog raise questions about loyalty, trust, and the nature of relationships. The dog’s death, contrasted with the man’s survival, may symbolize the destructive consequences of conflict and misunderstanding in relationships, as well as the fragility of social bonds.
  • How does the poem critique societal values and attitudes?
  • Goldsmith’s poem critiques societal values by illustrating the townspeople’s quickness to judge based on external appearances and their inclination towards moral absolutism. The man is described as godly and kind, someone “of whom the world might say, / That still a godly race he ran” (lines 5-6), which makes the townspeople believe he is above reproach. This unquestioning reverence for perceived virtue, coupled with the hasty condemnation of the dog, reflects a society that values outward displays of piety and goodness over deeper understanding and fairness. The poem ultimately exposes the hypocrisy and potential for error in such societal judgments, particularly through the ironic twist at the end where the man survives and the dog dies.
Literary Works Similar to “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
PoemAuthorSimilarity
“A Satirical Elegy on the Death of a Late Famous General”Jonathan SwiftBoth poems employ elegiac form ironically to satirize a seemingly important figure or event.
“The Rape of the Lock”Alexander PopeBoth poems use elevated poetic forms to mock trivial subjects, highlighting societal absurdities through satire.
“Epistle to Dr. Arbuthnot”Alexander PopeBoth poets employ a conversational tone to critique social and literary figures, blending humor and satire.
“Bartholomew Fair”John DrydenBoth poets utilize vivid imagery and satirical wit to expose human foibles and societal hypocrisy.
“Don Juan”Lord ByronWhile longer and more complex, Byron’s epic shares Goldsmith’s ability to blend humor, satire, and social commentary within a narrative framework.
Suggested Readings: “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
  1. Goldsmith, Oliver. The Complete Works of Oliver Goldsmith. Edited by Peter Cunningham, Harper & Brothers, 1854.
  2. Mullan, John. Anonymity: A Secret History of English Literature. Faber & Faber, 2008.
  3. CAREY, JOHN. “OLIVER GOLDSMITH: (1728–74).” 100 Poets: A Little Anthology, Yale University Press, 2021, pp. 83–85. JSTOR, https://doi.org/10.2307/j.ctv1z9n1r9.30. Accessed 15 Aug. 2024.
  4. Ferguson, Oliver W. “Goldsmith as Ironist.” Studies in Philology, vol. 81, no. 2, 1984, pp. 212–28. JSTOR, http://www.jstor.org/stable/4174172. Accessed 15 Aug. 2024.
Representative Quotations of “Elegy on the Death of a Mad Dog” by Oliver Goldsmith
QuotationContextTheoretical Perspective
“Good people all, of every sort, / Give ear unto my song;”The opening lines invite the audience to listen to the story, setting the stage for the poem’s narrative.Narrative Theory – Establishes the role of the storyteller and engages the reader in the narrative process.
“In Islington there was a man / Of whom the world might say, / That still a godly race he ran— / Whene’er he went to pray.”Describes the main character as a devout, morally upright man, establishing him as a figure of social and religious respectability.Moral Criticism – Reflects the societal valuation of piety and goodness, which is later subverted.
“This dog and man at first were friends; / But when a pique began, / The dog, to gain some private ends, / Went mad, and bit the man.”The relationship between the man and the dog deteriorates, leading to the pivotal conflict of the poem.Psychoanalytic Criticism – Highlights themes of betrayal and underlying tensions in relationships, symbolizing repressed conflict.
“The wound it seemed both sore and sad / To every Christian eye; / And while they swore the dog was mad, / They swore the man would die.”The community reacts with certainty that the man, being virtuous, will succumb to the wound, reflecting their shared moral assumptions.Cultural Criticism – Examines how collective moral judgments and religious beliefs shape societal reactions to events.
“But soon a wonder came to light / That showed the rogues they lied,—”Introduces the ironic twist, challenging the previously held beliefs of the community.Irony Theory – The use of irony here critiques the certainty and moral absolutism of the townspeople.
“The man recovered of the bite, / The dog it was that died!”The concluding lines reveal the ironic outcome, where the man survives and the dog dies, subverting expectations.Structuralism – Analyzes how the structure of the poem, particularly the concluding couplet, disrupts the expected narrative arc.

“The Problem of Interpretation” by Morse Peckham: Summary and Critique

“The Problem of Interpretation” by Morse Peckham first appeared in 1968 in the collection Twentieth-Century Literary Theory.

"The Problem of Interpretation" by Morse Peckham: Summary and Critique
Introduction: “The Problem of Interpretation” by Morse Peckham

The Problem of Interpretation” by Morse Peckham first appeared in 1968 in the collection Twentieth-Century Literary Theory. This seminal essay profoundly influenced discussions around the nature of meaning and the interpretive process in literature. Peckham’s assertion that meaning is primarily a product of the reader’s response rather than an inherent quality of the text challenged traditional notions of authorial intent and objective interpretation. By shifting the focus to the reader, he paved the way for a more reader-centered approach to literary analysis, significantly impacting the development of reader-response theory and other contemporary critical methodologies.

Summary of “The Problem of Interpretation” by Morse Peckham
  • Interpretation Extends Beyond Words and Verbal Behavior: Interpretation in literature cannot be confined to just words or verbal behavior, as these elements always occur within a situational context that significantly influences how they are understood. Peckham argues that “verbal behavior always takes place in some kind of situational context, and that context obviously plays a part in the act of interpretation.” To fully grasp the interpretation of literature, one must adopt a broader perspective, incorporating a theory of signs or semiotics, where meaning only arises through a response to the signs presented.
  • Uncertainty as the Foundation of Interpretation: The variability of interpretations in literature arises from the inherent uncertainty in how individuals respond to signs. Peckham emphasizes that “uncertainty is the very condition of interpretation,” challenging the traditional notion that there is a single correct interpretation of a text. This uncertainty allows for multiple, sometimes conflicting interpretations, as meaning is not fixed but depends on the response of the interpreter.
  • The Role of Context in Controlling Responses: Responses to signs are not random; they are influenced by various contextual factors that shape how meaning is constructed. Peckham notes that “there are factors which prevent such extremes, which control response; that is, control meanings.” These controlling factors can include the immediate situational context or broader cultural and economic matrices, which guide and limit how signs are interpreted.
  • Constructing Intent as a Means of Interpretational Control: In literary interpretation, the concept of an author’s intent is not something that can be objectively discovered but is rather constructed by the interpreter to guide the understanding of the text. Peckham asserts that “the establishment of a literary intention is not a discovery; it is… the construction of a matrix which will serve to control our interpretation of the text.” This construction of intent helps to manage the inherent uncertainty in interpretation by providing a framework within which meaning can be stabilized.
  • Historical-Philological Model as a Guide for Interpretation: Peckham advocates for the historical-philological approach to interpretation, which seeks to reconstruct the situational context in which a text was created. He argues that “interpretation in the presence of the generator of an utterance and judged by him to be appropriate is the proper model for the interpretation of an utterance in the absence of the generator of that utterance.” This approach mirrors how one would seek clarification in face-to-face interaction and applies it to literary texts, aiming to understand the conditions under which a work was produced.
  • The Development of Situational Thinking in Interpretation: The historical shift towards situational thinking, evident in both historiography and art, marked a move to place events and creations within their original context. Peckham highlights that “what was in common to both of these radical changes… was the effort to place the historical event in a situation in which it might have taken place.” This shift underpins the modern approach to interpretation, where understanding a text involves reconstructing the original matrix of its creation.
  • Endless Nature of Interpretation Due to Inherent Uncertainty: Peckham acknowledges that interpretation, especially when dealing with distant historical or literary texts, is inherently uncertain and thus, perpetually ongoing. He states that “interpretation at a distance is inherently uncertain,” leading to the endless nature of historical-philological research, where scholars continually strive to reconstruct the original context that generated the text.
  • Differences Between Scientific and Literary Interpretation: Unlike scientific theories, which aim for parsimony and elegance, literary interpretation grapples with the complexity and discontinuity inherent in language. Peckham points out that “not semantic continuity but discontinuity is the character of literary art,” which means that a single interpretive framework or matrix cannot adequately capture the full meaning of a complex literary work. This complexity requires multiple approaches to interpretation.
  • Conclusion on the Nature of Literary Interpretation: Peckham concludes that the most effective model for interpreting literature is one that mirrors the interpretational dynamics of everyday verbal communication. He asserts that “the most appropriate model for the interpretation of literature is the model offered by interpretation in such interaction.” This approach acknowledges the complexity and variability of literary texts, suggesting that interpretation should be flexible and responsive to the nuances of the text, much like in ordinary verbal exchanges.
Literary Terms/Concepts in “The Problem of Interpretation” by Morse Peckham
TermDefinition
InterpretationThe process of assigning meaning to a text or sign.
SignAny perceptual configuration to which there is a response.
SignificationThe meaning or significance of a sign.
ResponseThe reaction or understanding of a sign by an individual.
CategorizationThe process of assigning a sign to a pre-existing category based on perceptual attributes.
AnalogyThe comparison of two things based on similarities.
MatrixThe context or situation in which a sign is presented.
Semiotic configurationA combination of signs that create meaning.
Semiotic behaviorThe use of signs to communicate.
Interpretation devianceThe practice of interpreting a text in a way that is not consistent with the author’s intended meaning.
Historical-philological interpretationA method of interpretation that focuses on the historical and linguistic context of a text.
Situational thinkingThe process of understanding a text within its historical and cultural context.

Contribution of “The Problem of Interpretation” by Morse Peckham to Literary Theory/Theories

  • Reader-Response Theory: Morse Peckham’s assertion that meaning is primarily a product of the reader’s response rather than an inherent property of the text is a foundational principle of reader-response theory. By shifting the critical focus from the text to the reader, Peckham initiated a paradigm shift in literary studies. His work encouraged critics to explore how individual readers engage with texts, bringing their own experiences, knowledge, and perspectives to bear on the interpretive process.
  • Deconstruction: Peckham’s emphasis on the instability of meaning and the impossibility of definitive interpretation aligns with key tenets of deconstruction. His rejection of the notion of a fixed or stable meaning in a text resonates with Jacques Derrida’s concept of différance, which suggests that meaning is always deferred and displaced. Peckham’s work contributed to the deconstructionist critique of traditional literary analysis, which often sought to uncover a single, authoritative interpretation.
  • Cultural Studies: Peckham’s exploration of the cultural context of interpretation anticipates the concerns of cultural studies. His understanding of meaning as shaped by social and historical factors aligns with the discipline’s focus on the interplay between text and culture. By emphasizing the role of cultural factors in shaping interpretation, Peckham helped lay the groundwork for the study of literature as a cultural product.
  • Poststructuralism: Peckham’s skepticism towards fixed meanings and his emphasis on the reader’s role in constructing meaning resonate with poststructuralist thought. His work can be seen as a challenge to the structuralist emphasis on language as a closed system. By highlighting the indeterminacy of language and the multiplicity of possible interpretations, Peckham contributed to the poststructuralist critique of structuralism and its reliance on fixed binary oppositions.
Examples of Critiques Through “The Problem of Interpretation” by Morse Peckham
Literary WorkCritique Through Peckham’s “The Problem of Interpretation”
Oliver Twist by Charles DickensInterpretation of Intention: Peckham’s theory suggests that the perceived intention behind Oliver Twist, such as Dickens’ desire to protest against the treatment of orphans, is a constructed matrix rather than an objective truth. This constructed intention helps guide interpretation but is not inherently correct.
Uncertainty and Interpretational Variety: The different readings of Oliver Twist—as social critique, moral tale, or sensational story—illustrate the inherent uncertainty in interpretation. According to Peckham, “uncertainty is the very condition of interpretation,” and each interpretation is a response rather than a definitive meaning.
Moby-Dick by Herman MelvilleThe Role of Context and Semiotic Matrices: Peckham’s idea that interpretation is controlled by situational context applies to Moby-Dick. Interpretations of the novel, such as viewing it as an exploration of obsession or an allegory of America’s development, depend on the reader’s cultural, historical, or personal context.
Constructing a Matrix of Intention: Critics often assert Melville’s intent in Moby-Dick as a profound philosophical work. Peckham would argue that this is a constructed matrix, not a discovery of Melville’s true intent, shaped by the cultural assumptions of the interpreter.
Ulysses by James JoyceDeviant Interpretation and Cultural Control: Ulysses invites numerous interpretations due to its modernist techniques and fragmented narrative. Peckham’s idea of interpretational deviance applies here, as readers bring various cultural controls to their interpretations, leading to a wide range of readings.
Complexity and the Limits of a Single Matrix: Given Ulysses’ complexity, Peckham’s assertion that “no single matrix can be successfully used to control the interpretation of a work of literature” is particularly relevant. Different aspects of the novel, such as its stream-of-consciousness or mythological references, highlight the limitations of a singular interpretative framework.
Hamlet by William ShakespeareSituational Thinking in Historical-Philological Interpretation: A critique of Hamlet through Peckham’s lens would consider the historical and cultural context of Elizabethan England, aligning with the historical-philological approach. Understanding the semiotic matrix that influenced Shakespeare aids in guiding interpretation.
Judgment of Appropriateness: Interpretations of Hamlet’s character vary widely. Peckham would argue that these interpretations are not about right or wrong but are judgments of appropriateness, influenced by individual and cultural contexts.
Criticism Against “The Problem of Interpretation” by Morse Peckham

Overemphasis on Subjectivity:

  • Critics argue that Peckham’s extreme focus on the reader’s response diminishes the significance of the text itself.
  • This overemphasis on subjectivity can lead to a relativism where any interpretation is equally valid, regardless of its coherence or textual support.

Neglect of Authorial Intent:

  • Some critics contend that Peckham’s dismissal of authorial intent is overly reductive.
  • They argue that understanding an author’s intentions can provide valuable insights into a text’s meaning.

Limited Scope of Interpretation:

  • Peckham’s focus primarily on literary interpretation might be seen as limiting the applicability of his theories to other forms of communication.
  • Critics argue that a more comprehensive theory of interpretation should account for various modes of expression.

Lack of Practical Application:

  • While Peckham’s ideas are theoretically stimulating, some critics find them difficult to apply in concrete interpretive practice.
  • They argue that his theory provides limited guidance for analyzing specific texts.
Suggested Readings: “The Problem of Interpretation” by Morse Peckham
  1. Eco, Umberto. The Limits of Interpretation. Indiana University Press, 1990.
  2. Fish, Stanley. Is There a Text in This Class? The Authority of Interpretive Communities. Harvard University Press, 1980.
  3. Hirsch, E.D. Validity in Interpretation. Yale University Press, 1967.
  4. Kermode, Frank. The Sense of an Ending: Studies in the Theory of Fiction. Oxford University Press, 1967.
  5. Peckham, Morse. Explanation and Power: The Control of Human Behavior. University of Minnesota Press, 1979.
  6. Peckham, Morse. Man’s Rage for Chaos: Biology, Behavior, and the Arts. Schocken Books, 1967.
  7. Peckham, Morse. “The Problem of Interpretation.” College Literature, vol. 6, no. 1, 1979, pp. 1-17.
  8. Ricoeur, Paul. Interpretation Theory: Discourse and the Surplus of Meaning. Texas Christian University Press, 1976.
  9. Schleiermacher, Friedrich. Hermeneutics and Criticism and Other Writings. Cambridge University Press, 1998.
Representative Quotations from “The Problem of Interpretation” by Morse Peckham with Explanation
QuotationExplanation
“Uncertainty is the very condition of interpretation.”This quote encapsulates Peckham’s central argument that interpretation is inherently uncertain. Meaning is not fixed or absolute but is generated through the interaction between the text and the reader, making variability and uncertainty integral to the interpretive process.
“A sign… can scarcely say something unless there is somebody to receive and respond to what it wants to say.”Here, Peckham emphasizes the importance of the reader’s role in creating meaning. A sign or text only gains significance through the response of an interpreter, highlighting the relational nature of meaning-making.
“We cannot say that… one interpretation is right and others are wrong.”Peckham challenges the traditional notion of a correct interpretation, arguing that without fixed criteria, interpretation cannot be judged in terms of right or wrong. Instead, the appropriateness of an interpretation is subjective and context-dependent.
“The establishment of a literary intention is not a discovery; it is… the construction of a matrix which will serve to control our interpretation of the text.”This quotation underscores Peckham’s view that literary intention is not an inherent quality to be uncovered but a construct used to guide interpretation. It reflects the idea that meaning is shaped by the interpretive frameworks we impose on a text.
“Any work of literature can be interpreted any way you want to.”This provocative statement highlights the potential for limitless interpretation, suggesting that the reader’s cultural and situational context allows for a wide range of responses. Peckham illustrates the flexibility and subjectivity of literary interpretation.
“Interpretation in the presence of the generator of an utterance and judged by him to be appropriate is the proper model for the interpretation of an utterance in the absence of the generator.”Peckham argues for a model of interpretation based on direct interaction with the author or speaker. In the absence of the author, readers must construct the contextual matrix as best they can, reflecting the historical-philological approach to interpretation.

“The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman: Summary and Critique  

“The Content And Structure Of The Concept Of ‘Literature'” by Yury M. Lotman was first published in 1976 in PTL: A Journal for Descriptive Poetics and Theory of Literature.

"The Content And Structure Of The Concept Of 'Literature'" By Yury M. Lotman: Summary and Critique
Introduction: “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman

“The Content And Structure Of The Concept Of ‘Literature'” by Yury M. Lotman was first published in 1976 in PTL: A Journal for Descriptive Poetics and Theory of Literature. This seminal article marked a pivotal moment in literary theory, as Lotman delved into the fundamental question of what constitutes literature. Challenging traditional definitions, he proposed a dynamic and culturally situated understanding of the literary text. By examining the interplay between form and content, Lotman laid the groundwork for a semiotic approach to literature, emphasizing the importance of context and interpretation in shaping literary meaning. His insights continue to be influential in shaping contemporary literary studies.

Summary of “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman
  1. Literature as Part of Culture: Lotman emphasizes that literature is a subset of the broader cultural system, existing alongside non-literary texts. He states, “The existence of literary texts implies both the simultaneous presence of non-literary texts and the ability…to distinguish between them.” This highlights that literature is defined in relation to other cultural texts.
  2. Function-Based Differentiation: Literature can be differentiated from other texts based on its ability to fulfill an aesthetic function. Lotman explains, “Any verbal text which is capable…of fulfilling an aesthetic function can be counted as literature.” This differentiation allows texts not originally intended as literature to be reclassified as such based on their aesthetic reception over time.
  3. Literary Texts and Aesthetic Function: The formalist perspective, which Lotman discusses, posits that literary texts focus on the “how” rather than the “what,” thereby imbuing them with “a kind of immanent sphere, which acquires independent cultural value.” However, he critiques this view, arguing that literary texts are “overloaded with meanings” rather than “purged” of them, making them richer and more complex than non-literary texts.
  4. Double Coding in Literature: Literary texts are distinguished by their “double coding”—first through natural language and second through a literary code that adds layers of meaning. Lotman describes how “the recipient of information knows that this text is encoded in some other way as well,” which compels readers to seek deeper meanings in every element of the text, including seemingly trivial details.
  5. Internal Organization of Literary Texts: For a text to function as literature, it must be “constructed in a specific way,” with multiple layers of encoding. Lotman notes that even if a text is not originally intended as literature, “the recipient attributes to it a literary function,” recognizing signals within the text that indicate its literary nature.
  6. Correlation Between Function and Structure: Lotman points out that the relationship between a text’s function and its structure is not fixed but varies across cultures and historical periods. He observes, “The emergence of any system of culture entails the formation of a definite structure of functions,” which influences how texts are organized and interpreted.
  7. Cultural Dynamics and Literature: Literature evolves in tandem with cultural and ideological shifts. Lotman illustrates this by discussing how periods of cultural stagnation can lead to “literary ossification,” where existing literary forms become rigid, prompting a “new system of ideological-artistic codifications” to emerge. This dynamic allows literature to continuously renew itself by interacting with non-literary texts and broader cultural forces.
  8. Interplay Between Art and Non-Art: Lotman argues that art, including literature, requires non-art for its development, stating, “Art, being a part of culture, needs non-art for its development.” This exchange between the “external and the internal spheres” of culture is essential for the growth and transformation of literature.
Literary Terms/Concepts in “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman
Concept/DeviceDefinition
Semiotic ApproachThe study of signs and their meaning in culture.
Double EncodingThe idea that a literary text has two layers of meaning: one conveyed through natural language and another through literary codes.
Aesthetic FunctionThe purpose of a text to evoke an emotional or sensory response.
Immanent SphereA self-contained world within the text where form and content are intertwined.
Semantic WeightingThe richness and complexity of meaning in a text.
Supplementary CodesAdditional layers of meaning created by factors such as genre, style, and historical context.
TranscodingThe process of reinterpreting a text within the framework of literary perception.
Contribution of “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman to Literary Theory/Theories
  • Structuralism: Lotman’s essay is fundamentally grounded in structuralist thought, focusing on how literature functions as a system within a broader cultural framework. He argues that “the existence of literary texts implies…the ability…to distinguish between them,” which aligns with the structuralist idea that meaning arises from the relationships between elements within a system. Lotman’s exploration of “double coding” in literature further contributes to structuralism by emphasizing the layered meanings within texts, a core concept in structuralist analysis.
  • Formalism: The essay engages with Formalist ideas, particularly in its discussion of the aesthetic function of literature. Lotman references the Formalist belief that “aesthetic function is realized when the text is closed in upon itself,” which resonates with the Formalist focus on the form and structure of literary works. However, Lotman critiques and extends Formalist thought by arguing that literary texts are “overloaded with meanings” rather than simply focused on form. This contribution nuances Formalist theory by suggesting that literary meaning is richer and more complex than previously thought.
  • Semiotics: Lotman’s work is deeply embedded in semiotic theory, particularly in his analysis of how literary texts function as systems of signs. He discusses how “the recipient of information knows that this text is encoded in some other way as well,” emphasizing the semiotic principle that texts communicate through multiple layers of meaning. His concept of “double coding” is a significant contribution to semiotics, as it highlights the intricate interplay between different codes within a text, underscoring the complexity of meaning-making in literature.
  • Reader-Response Theory: Lotman’s essay contributes to Reader-Response Theory by focusing on the role of the reader in interpreting literary texts. He argues that “the recipient attributes to it a literary function,” suggesting that the reader’s recognition of a text as literature is crucial to its interpretation. This aligns with Reader-Response Theory’s emphasis on the reader’s role in constructing meaning, highlighting how the reader’s knowledge and expectations shape their engagement with a text.
  • Historical and Cultural Materialism: The essay also touches on ideas relevant to Historical and Cultural Materialism, particularly in its discussion of how literature evolves in response to broader cultural and ideological shifts. Lotman observes that “the emergence of any system of culture entails the formation of a definite structure of functions,” which reflects the Marxist idea that cultural products are shaped by and reflect the material conditions of their time. His analysis of how literature interacts with non-literary texts and cultural forces contributes to understanding literature as part of a dynamic cultural process.
  • Post-Structuralism: While Lotman’s work is more closely aligned with structuralism, it also prefigures some post-structuralist ideas, particularly in its recognition of the instability of meaning. His discussion of “the indeterminancy of the correlation between the links in the chain” in the evolution of literature hints at the post-structuralist idea that meaning is never fully fixed and is always subject to change. This contribution suggests that literature, like language, is an open system, constantly evolving in response to new interpretations and cultural contexts.
    • Genre Theory: Lotman’s essay contributes to Genre Theory by discussing how texts are classified and how these classifications affect their interpretation. He points out that “a text which…does not come into the sphere of art can…belong to it,” highlighting the fluidity of genre boundaries. His exploration of how literature is defined in relation to non-literary texts provides valuable insights into how genres are constructed and how they function within the broader literary system.
Examples of Critiques Through “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman
Literary WorkLotman’s Concept AppliedExample of Critique
Ulysses by James JoyceDouble Coding & Overloaded MeaningAccording to Lotman, literary texts are “overloaded with meanings” and involve “double coding.” Ulysses exemplifies this with its intricate use of multiple narrative styles and layers of symbolism, requiring readers to decode not just the literal text but the underlying cultural, historical, and linguistic references.
Leaves of Grass by Walt WhitmanDifferentiation in Terms of FunctionLotman’s idea that literature functions by fulfilling an aesthetic purpose applies to Leaves of Grass, where Whitman’s poetic celebration of individuality and nature elevates everyday language into a higher aesthetic form, demonstrating the text’s capacity to function as literature through its rhythmic and expressive qualities.
The Waste Land by T.S. EliotInternal Organization & Cultural StructureLotman’s concept of internal organization and its correlation with cultural systems can be applied to The Waste Land. The poem’s fragmented structure reflects the chaotic cultural landscape of post-World War I Europe, requiring readers to navigate through historical, literary, and religious references to grasp its deeper meanings.
One Hundred Years of Solitude by Gabriel García MárquezInterplay Between Art and Non-ArtLotman’s idea that literature evolves through interaction with non-literary texts is evident in One Hundred Years of Solitude. The novel blends historical events with magical realism, transcoding real-life Latin American experiences into a literary form that challenges the boundaries between history and fiction.
Criticism Against “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman

Overemphasis on Structure and Code

  • Neglect of Reader Response: Critics argue that Lotman’s focus on textual structure and codes overlooks the active role of the reader in creating meaning.
  • Reductionist Approach: Some contend that reducing literature to a system of signs and codes can oversimplify the complex emotional and intellectual experiences readers have.

Cultural and Historical Specificity

  • Limited Applicability: Critics point out that Lotman’s model, while insightful for Russian literature and culture, might not be universally applicable to other literary traditions.
  • Ignoring Contextual Factors: Some argue that Lotman’s emphasis on internal textual structures downplays the influence of broader social, political, and economic contexts on literary production and reception.

Definition of Literature

  • Overly Broad Definition: Critics might suggest that Lotman’s inclusive definition of literature as any text with aesthetic potential is too broad and could encompass a vast array of materials that don’t traditionally qualify as literature.
  • Ignoring Genre and Form: Some argue that Lotman’s focus on general principles of literary structure neglects the importance of specific genres and literary forms in shaping meaning.
Suggested Readings: “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman
  1. Culler, Jonathan. Structuralist Poetics: Structuralism, Linguistics and the Study of Literature. Cornell University Press, 1975.
  2. Eco, Umberto. The Role of the Reader: Explorations in the Semiotics of Texts. Indiana University Press, 1979.
  3. Hawkes, Terence. Structuralism and Semiotics. University of California Press, 1977.
  4. Jakobson, Roman. Language in Literature. Edited by Krystyna Pomorska and Stephen Rudy, Belknap Press of Harvard University Press, 1987.
  5. Lotman, Yuri M. Universe of the Mind: A Semiotic Theory of Culture. Translated by Ann Shukman, I.B. Tauris, 1990.
  6. Shukman, Ann. Literature and Semiotics: A Study of the Writings of Yu. M. Lotman. North-Holland Publishing Co., 1977.
  7. Todorov, Tzvetan. The Poetics of Prose. Translated by Richard Howard, Cornell University Press, 1977.
Representative Quotations from “The Content And Structure Of The Concept Of ‘Literature'” By Yury M. Lotman with Explanation
QuotationExplanation
“The existence of literary texts implies both the simultaneous presence of non-literary texts and the ability…to distinguish between them.”Lotman highlights the interdependent relationship between literary and non-literary texts. Literature is defined not in isolation but through its differentiation from other forms of communication within the cultural system, emphasizing the importance of context in defining literature.
“Any verbal text which is capable…of fulfilling an aesthetic function can be counted as literature.”This quotation underscores the idea that literature is defined by its aesthetic function. A text’s literary status is determined by its ability to engage readers aesthetically, which may vary depending on historical and cultural contexts.
“Literary functioning does not produce a text which is ‘purged’ of meanings, but, on the contrary, a text which is to a maximum degree overloaded with meanings.”Lotman critiques the Formalist view by arguing that literary texts are not merely focused on form but are rich in meaning. This “overloading” of meanings differentiates literary texts from non-literary ones, making them complex and layered.
“The recipient of information knows that this text is encoded in some other way as well.”Here, Lotman introduces the concept of “double coding,” where literary texts contain additional layers of meaning beyond the basic linguistic code. This double coding requires readers to engage more deeply with the text, searching for underlying meanings.
“The emergence of any system of culture entails the formation of a definite structure of functions.”Lotman suggests that the structure of literature is shaped by the broader cultural system in which it exists. The functions of literary texts are influenced by the cultural, social, and ideological frameworks of the time, reflecting the dynamic relationship between culture and literature.
“Art, being a part of culture, needs non-art for its development, just as culture…needs the dynamic process of correlation with the sphere of non-culture exterior to it.”This quotation emphasizes the interdependence between art (including literature) and non-art. Lotman argues that literature evolves by interacting with non-literary texts and cultural forces, making the development of literature a dynamic process.

“Semiotics As A Theory Of Reading” by Jonathan Culler: Summary and Critique

“Semiotics As A Theory Of Reading” by Jonathan Culler was first published in 1981 as part of the Cornell University Press collection.

"Semiotics As A Theory Of Reading" by Jonathan Culler: Summary and Critique
Introduction: “Semiotics As A Theory Of Reading” by Jonathan Culler

“Semiotics As A Theory Of Reading” by Jonathan Culler was first published in 1981 as part of the Cornell University Press collection. This groundbreaking work significantly impacted the fields of literature and literary theory by introducing a systematic approach to understanding how readers construct meaning from texts. Culler’s exploration of semiotics, the study of signs and symbols, revolutionized literary analysis by shifting focus from authorial intent to the reader’s active role in creating interpretations.

Summary of “Semiotics As A Theory Of Reading” by Jonathan Culler
  1. The Pursuit of Knowledge in Literary Criticism: Jonathan Culler posits that the enduring engagement with literary criticism suggests an underlying belief that the discipline is fundamentally about the pursuit of knowledge. Despite the frequent failures to meet this expectation, the persistence of this belief indicates that literary criticism is seen as a discipline aiming to uncover meaningful insights. Culler writes, “We see literary criticism as a discipline that aims at knowledge,” even if this goal is more aspirational than often realized (Culler, 1981, p. 47).
  2. Interpretative Challenges in Literary Studies: The shift from a focus on erudition to interpretation in literary studies brings into question whether the discipline is moving towards a clearer understanding of literary works. Culler acknowledges that acts of interpretation do not necessarily bring us closer to a definitive understanding, especially when considering the vast array of interpretations that exist. He observes, “Acts of interpretation do not necessarily seem to bring us closer to a goal such as a more accurate understanding of all the major works of European literature” (Culler, 1981, p. 47).
  3. The Issue of Interpretative Proliferation: The proliferation of interpretations poses a significant challenge to the notion of achieving a singular, correct understanding of any literary work. Culler argues that the very existence of multiple competing theories only serves to exacerbate this proliferation, making it impossible to impose a uniform standard or single goal in literary studies. He notes, “The very existence of competing theories of the meaning of works encourages and reproduces the proliferation each theory was designed to cure” (Culler, 1981, p. 48).
  4. Semiotics as a Method for Analyzing Literary Meaning: Semiotics offers a methodologically clear approach to understanding how literary works generate meaning by examining the conventions and processes involved in interpretation. Culler emphasizes that semiotics seeks to identify the operations through which literature, as a signifying practice, produces its observable effects of meaning. He explains, “Semiotics seeks to identify the conventions and operations by which any signifying practice (such as literature) produces its observable effects of meaning” (Culler, 1981, p. 49).
  5. Challenges to Semiotic Assumptions: Culler addresses the objections to semiotics, particularly the difficulty in separating a literary work from its interpretations and the challenge of capturing the effects of signification on readers accurately. Critics argue that interpretations are influenced by external factors and may not reliably reflect the work itself. Culler acknowledges these concerns, noting, “Objections to the first assumption insist on the importance of attempting to separate the work itself from interpretations of it” (Culler, 1981, p. 50).
  6. Reconceptualizing Semiotics as a Theory of Reading: Culler suggests that semiotics should focus less on determining a text’s intrinsic meaning and more on the processes through which readers make sense of texts. This shift from meaning to “making sense” emphasizes the interpretive operations that render texts intelligible, highlighting the dynamic interaction between readers and texts. Culler proposes that, “The semiotic program may be better expressed by the concepts of ‘sense’ and ‘making sense’ than by the concept of ‘meaning'” (Culler, 1981, p. 51).
  7. Norms of Interpretation and Literary Competence: The concept of “literary competence” implies that interpretation is governed by certain norms, even though these norms may vary between different interpretive communities. Culler argues that the process of interpretation is inherently linked to these norms, which, while often implicit, are crucial for understanding how interpretations are formed. He asserts that, “‘Competence’ does indicate that one is dealing with an ability involving norms” (Culler, 1981, p. 52).
  8. Analyzing Divergence in Interpretations: Culler finds the divergence of interpretations to be a vital area of study within literary criticism. He argues that these variations in understanding are not only inevitable but also crucial for a deeper comprehension of literary texts. Culler points out that, “Divergence of readings is more interesting than convergence,” suggesting that these differences reveal important aspects of how literature is understood and interpreted (Culler, 1981, p. 51).
  9. Focus on Interpretive Practices in Semiotics: Instead of seeking to resolve interpretive disagreements, Culler believes that semiotics should analyze the practices that produce these disagreements, as they are central to the literary activity within a culture. By focusing on how readers make sense of texts, semiotics can provide insights into the cultural significance of these interpretive practices. He proposes that, “One might attempt to analyze the interpretive operations that produce these disagreements” (Culler, 1981, p. 49).
Literary Terms/Concepts in “Semiotics As A Theory Of Reading” by Jonathan Culler
TermDefinition
SemioticsThe study of signs and symbols, and how meaning is created through their use.
InterpretationThe process of assigning meaning to a text.
Literary CompetenceThe ability to understand and interpret literary works based on shared norms and conventions.
SignificationThe process of creating meaning through signs and symbols.
ConventionsEstablished rules or practices in a particular field, such as literature.
Interpretive OperationsThe mental processes involved in understanding a text.
IntelligibilityThe quality of being understandable or comprehensible.
Contribution of “Semiotics As A Theory Of Reading” by Jonathan Culler to Literary Theory/Theories
  1. Introduction of Semiotics as a Methodological Framework:
  2. Culler introduced semiotics as a clear methodological approach in literary studies, emphasizing the need to identify and analyze the conventions and operations that produce meaning in literature.
  3. “Semiotics seeks to identify the conventions and operations by which any signifying practice (such as literature) produces its observable effects of meaning.” (Culler, 1981, p. 49)
  4. Shift from Meaning to “Making Sense”:
  5. He advocated for a shift from the traditional focus on intrinsic meaning to understanding how readers make sense of texts through interpretive operations.
  6. “The semiotic program may be better expressed by the concepts of ‘sense’ and ‘making sense’ than by the concept of ‘meaning’.” (Culler, 1981, p. 51)
  7. Emphasis on the Role of Interpretive Practices:
  8. Culler highlighted the importance of studying the interpretive practices that produce divergent readings, viewing these as central to the literary activity rather than as obstacles to knowledge.
  9. “One might attempt to analyze the interpretive operations that produce these disagreements.” (Culler, 1981, p. 49)
  10. Questioning of Normative Interpretations:
  • He questioned the assumption of a single normative interpretation, arguing that semiotics allows for the study of a range of interpretations, thereby acknowledging the diversity of reader responses.
  • “It is crucial to insist that a semiotics of reading leaves entirely open the question of how much readers agree or disagree in their interpretations of literature.” (Culler, 1981, p. 51)
  • Integration of Literary Competence and Norms:
  • Culler introduced the concept of “literary competence,” which links interpretation to implicit norms that guide the process, recognizing the role of these norms in making sense of texts.
  • “‘Competence’ does indicate that one is dealing with an ability involving norms.” (Culler, 1981, p. 52)
Examples of Critiques Through “Semiotics As A Theory Of Reading” by Jonathan Culler
Literary WorkCritique through SemioticsKey Semiotic Concepts
William Shakespeare’s “King Lear”A semiotic analysis would explore how the tragic impact of King Lear is constructed through its language, symbols, and character interactions. The “sense” made by audiences might vary, reflecting cultural and interpretive contexts.Signifying Practices: Analyzing how tragedy is signified through language and narrative structures.
John Milton’s “Paradise Lost”Semiotics would examine the ways in which Paradise Lost communicates theological and moral meanings, focusing on how readers interpret its complex narrative and allegory. Interpretation may vary based on readers’ cultural and religious backgrounds.Interpretive Operations: Understanding how readers make sense of allegorical content.
William Wordsworth’s “A Slumber Did My Spirit Seal”A semiotic approach would study the wide range of interpretations surrounding this poem, from its elegiac tone to its reflections on nature and mortality. The divergence in readings highlights the poem’s open-ended signification.Divergence of Interpretations: Exploring the variety of meanings readers attribute to the poem.
Andrew Marvell’s “Horatian Ode”Through semiotics, one could analyze how this poem’s ambiguous stance on Cromwell is constructed, looking at how linguistic choices and historical context contribute to differing readings (celebration vs. critique).Cultural Signification: Investigating how historical and cultural contexts shape the interpretation.
Criticism Against “Semiotics As A Theory Of Reading” by Jonathan Culler
  • Overemphasis on Reader Response: Culler’s theory is often criticized for excessively focusing on the reader’s role in constructing meaning, potentially neglecting the intrinsic qualities and formal elements of the text itself.
  • Neglect of Authorial Intent: Critics argue that Culler’s emphasis on the reader diminishes the importance of authorial intention in shaping the text’s meaning.
  • Limited Scope of Application: Some contend that Culler’s semiotic approach might not be applicable to all literary genres or periods, particularly those that prioritize authorial voice or historical context.
  • Oversimplification of Complex Texts: Critics suggest that Culler’s model may oversimplify the complexities of literary works, reducing them to mere sign systems.
  • Ignoring Intertextuality: While Culler acknowledges intertextuality, some critics argue that his theory does not fully explore the complex interplay of texts and their influence on interpretation.
Suggested Readings: “Semiotics As A Theory Of Reading” by Jonathan Culler
  1. Culler, Jonathan. Literary Theory: A Very Short Introduction. Oxford University Press, 1997.
  2. Culler, Jonathan. On Deconstruction: Theory and Criticism after Structuralism. Cornell University Press, 1982.
  3. Culler, Jonathan. Structuralist Poetics: Structuralism, Linguistics, and the Study of Literature. Cornell University Press, 1975.
  4. Eco, Umberto. A Theory of Semiotics. Indiana University Press, 1976.
  5. Lentricchia, Frank, and Thomas McLaughlin, editors. Critical Terms for Literary Study. 2nd ed., University of Chicago Press, 1995.
  6. Riffaterre, Michael. Semiotics of Poetry. Indiana University Press, 1978.
  7. Saussure, Ferdinand de. Course in General Linguistics. Edited by Charles Bally and Albert Sechehaye, translated by Wade Baskin, Philosophical Library, 1959.
  8. Scholes, Robert. Semiotics and Interpretation. Yale University Press, 1982.
  9. Silverman, Kaja. The Subject of Semiotics. Oxford University Press, 1983.
Representative Quotations from “Semiotics As A Theory Of Reading” by Jonathan Culler with Explanation
QuotationExplanation
“We see literary criticism as a discipline that aims at knowledge.” (Culler, 1981, p. 47)This quotation reflects Culler’s view that literary criticism is fundamentally about seeking knowledge, even if this goal is not always achieved or clearly defined.
“Acts of interpretation do not necessarily seem to bring us closer to a goal such as a more accurate understanding of all the major works of European literature.” (Culler, 1981, p. 47)Culler highlights the challenge of interpretation in literary studies, suggesting that multiple interpretations do not always lead to a definitive or more accurate understanding.
“The very existence of competing theories of the meaning of works encourages and reproduces the proliferation each theory was designed to cure.” (Culler, 1981, p. 48)This quotation points to the paradox that the more theories there are about the meaning of a work, the more interpretations proliferate, complicating the pursuit of a single meaning.
“Semiotics seeks to identify the conventions and operations by which any signifying practice (such as literature) produces its observable effects of meaning.” (Culler, 1981, p. 49)Culler describes semiotics as a methodological tool that examines how literature and other signifying practices create meaning through identifiable conventions and operations.
“The semiotic program may be better expressed by the concepts of ‘sense’ and ‘making sense’ than by the concept of ‘meaning’.” (Culler, 1981, p. 51)Here, Culler suggests a shift from focusing on the inherent meaning of texts to understanding how readers actively make sense of texts through interpretation.
“Divergence of readings is more interesting than convergence.” (Culler, 1981, p. 51)Culler argues that the differences in how readers interpret a text are more insightful than areas of agreement, as they reveal the diverse ways literature can be understood.

“Structuralism And Literary Criticism” by Gerard Genette: Summary and Critique

“Structuralism and Literary Criticism” by Gerard Genette was first published in 1966 as part of the collection Figures III.

"Structuralism And Literary Criticism" by Gerard Genette: Summary and Critique
Introduction: “Structuralism And Literary Criticism” by Gerard Genette  

“Structuralism and Literary Criticism” by Gerard Genette was first published in 1966 as part of the collection Figures III. This seminal work ushered in a new era of literary analysis, emphasizing the importance of structural elements in understanding texts. Genette’s exploration of narrative, discourse, and genre laid the groundwork for contemporary literary theory, offering a rigorous and systematic approach to interpreting literary works.

Summary of “Structuralism And Literary Criticism” by Gerard Genette  
  1. Mythical Thought, Bricolage, and Literary Criticism: Gérard Genette begins by drawing a parallel between Claude Lévi-Strauss’s notion of mythical thought as “a kind of intellectual bricolage” and the practice of literary criticism. Just as the bricoleur creatively uses available materials, literary critics work with the same materials—language—as the texts they analyze. Genette emphasizes that literary criticism is unique in that it “speaks the same language as its object,” functioning as a “metalanguage, ‘discourse upon a discourse,'” or what can be seen as “a literature of which literature itself is the imposed object.”
  2. The Structuralist Foundation of Literary Criticism: Genette positions literary criticism as inherently a “structuralist activity,” arguing that it involves uncovering the internal structures of literary works rather than focusing on external contexts such as psychology or history. He suggests that structuralism is not just a method but also “a general tendency of thought,” where the critic’s task is to explore how literature as a system of signs generates meaning. By doing so, structuralism emphasizes the connection between form and meaning, moving beyond traditional realist approaches.
  3. Beyond Formalism: Reconnecting Form and Meaning: Structuralism, according to Genette, moves beyond the reductionist approach of Formalism by reconnecting form with meaning. While Formalism might focus solely on linguistic elements, structuralism seeks to “uncover the connection that exists between a system of forms and a system of meanings.” This approach enables a deeper understanding of literature by analyzing larger structural units such as narrative and description, rather than merely focusing on individual linguistic features.
  4. The Ambitious Scope of Structuralism: The structuralist approach is ambitious in its scope, aiming to tackle not only linguistic elements but also the “semantic phenomena” that constitute the essence of poetic language and literary semiology. Genette argues that structuralism should extend its analysis beyond the sentence to encompass the “large unities” of discourse, such as narrative and description, which he suggests could lead to the development of a “new rhetoric” necessary for literary analysis.
  5. Structuralism in the Context of Literary History: Genette highlights that structuralism offers a novel way to understand literary evolution through synchronic analysis, focusing on the functions of elements within the literary system rather than their diachronic presence. He asserts that “literary history becomes the history of a system,” where the evolution of functions is more significant than the mere presence or absence of elements. This approach allows for a richer understanding of how literary systems evolve over time.
  6. Structuralism and Hermeneutics: A Complementary Relationship: Contrary to viewing structuralism and hermeneutics as mutually exclusive, Genette suggests that they can be complementary. He posits that while structuralism offers a distant, analytical perspective, hermeneutics can provide a more interpretive and creative approach to literary criticism. The “relation that binds structuralism and hermeneutics together might not be one of mechanical separation and exclusion, but of complementarity,” allowing each approach to enrich the other.
  7. The Structuralist Approach to Literary Coherence: Genette argues that when literary criticism focuses on the internal structure of a work, it naturally aligns with structuralist principles. This method provides a way to understand the coherence of a literary work by analyzing the network of themes within it. Structuralism thus serves as “a refuge for all immanent criticism against the danger of fragmentation,” enabling a deeper exploration of the unity and coherence of literary texts.
  8. The Risks and Rewards of Structuralist Analysis: While Genette acknowledges the power of structuralism as a tool for literary analysis, he also warns of its potential risks. He notes that “structures are not directly encountered objects…they are systems of latent relations, conceived rather than perceived,” highlighting the interpretative nature of this approach. Critics must be cautious not to “invent” structures where none exist, maintaining a balance between discovery and interpretation.
  9. Understanding Literary Evolution through Functional Analysis: Finally, Genette emphasizes the importance of understanding literary evolution through the analysis of functions rather than elements. He argues that the “evolution of the functions…is significant, not that of the elements,” and that a thorough understanding of synchronic relations is essential before exploring diachronic changes. This approach to literary history allows for a more nuanced understanding of how literary forms and themes change over time, contributing to the richness of literary analysis.
Literary Terms/Concepts in “Structuralism And Literary Criticism” by Gerard Genette  
Term/ConceptDefinition
BricolageThe process of making use of available materials and tools, rather than specialized ones, for a specific task. Genette applies this concept to literary criticism, suggesting that critics use the same materials (language) as the works they analyze.
MetalanguageA language used to describe or analyze another language. In literary criticism, it is the language used to discuss and analyze literary works.
MetaliteratureA literature that has literature itself as its primary object of study.
StructuralismA method of analysis that focuses on the underlying structures of a system, rather than its individual elements. In literature, it involves studying the relationships between elements within a text.
FormalismA literary movement that focuses on the form and structure of a literary work, rather than its content or meaning.
SemioticsThe study of signs and symbols and their meaning. In literary criticism, it involves analyzing the meaning of literary texts as systems of signs.
DiscourseA unit of language larger than a sentence, often encompassing a complete thought or idea. In literary criticism, it refers to the overall structure and organization of a text.
HermeneuticsThe theory and practice of interpretation, especially of texts.
Structural DynamicsThe study of how literary structures change over time.
Contribution of “Structuralism And Literary Criticism” by Gerard Genette  to Literary Theory/Theories
  • Introduction of Structuralism as a Method in Literary Criticism: Gérard Genette significantly contributes to literary theory by positioning literary criticism as a structuralist activity. He argues that structuralism provides a method for uncovering the underlying structures within literary texts, rather than focusing on external factors like authorial intent or historical context. This approach shifts the focus of criticism to the internal mechanics of the text itself, emphasizing that “literary criticism speaks the same language as its object: it is a metalanguage, ‘discourse upon a discourse.'”
  • Reconceptualization of Literature as a System of Signs: Genette’s application of structuralist theory to literature redefines literary works as systems of signs that generate meaning through their structure. This reconceptualization moves away from viewing literature as a reflection of reality or a vehicle for expressing an author’s thoughts. Instead, it emphasizes the formal and structural aspects of texts, where “what was a sign for the writer (the work) becomes meaning for the critic.”
  • Bridging the Gap between Formalism and Structuralism: Genette bridges the gap between Formalism and Structuralism by emphasizing the need to reconnect form with meaning. While Formalism focused primarily on the linguistic elements of texts, Genette argues that structuralism goes further by uncovering the connections between these forms and their meanings within the broader literary system. He asserts that “structural analysis must make it possible to uncover the connection that exists between a system of forms and a system of meanings.”
  • Expansion of Structural Analysis Beyond Linguistics: Genette expands the scope of structuralist analysis beyond the linguistic level to encompass larger units of discourse, such as narrative and description. This broadens the potential for literary analysis, addressing the limitations of earlier structuralist approaches that focused solely on linguistic elements. As Genette suggests, “one would thus study systems from a much higher level of generality, such as narrative, description, and the other major forms of literary expression.”
  • Contribution to the Development of Literary Semiotics: Genette’s work significantly contributes to the development of literary semiotics by advocating for the analysis of the “large unities” of discourse. He emphasizes the importance of understanding the relationship between code and message, which is central to the study of literary semiotics. He notes that “the ambition of structuralism is not confined to counting feet and to observing the repetitions of phonemes: it must also attack semantic phenomena which…constitute the essence of poetic language.”
  • Challenge to Traditional Realism and Positivism: Genette challenges traditional realism and positivism in literary criticism by advocating for a focus on the internal structure of literary works. By moving away from the search for external causes and conditions, he encourages an understanding of literature as an autonomous system. In doing so, he connects structuralism with “the general movement away from positivism, ‘historicizing history’ and the ‘biographical illusion.'”
  • Introduction of the Concept of Synchronic Literary Analysis: Genette introduces the concept of synchronic literary analysis, which involves studying the structures of a literary work at a specific moment in time. This approach contrasts with diachronic analysis, which focuses on the historical development of literary forms and themes. Genette emphasizes the importance of synchronic analysis by noting that “an element can remain while changing function, or on the contrary disappear while leaving its function to another.”
  • Integration of Structuralism and Hermeneutics: Rather than viewing structuralism and hermeneutics as opposing approaches, Genette suggests that they can be complementary. This integration allows for a more holistic understanding of literary texts, where structural analysis provides a distant, objective perspective, and hermeneutic analysis offers a more interpretive, subjective understanding. He posits that “the relation that binds structuralism and hermeneutics together might not be one of mechanical separation and exclusion, but of complementarity.”
  • Reinforcement of the Coherence and Unity of Literary Works: Genette’s structuralist approach reinforces the idea that literary works possess an inherent coherence and unity. By analyzing the internal structure of a text, critics can uncover the underlying principles that give the work its consistency and meaning, countering the fragmentation that might result from thematic analysis alone. Genette asserts that “structuralism…would appear to be a refuge for all immanent criticism against the danger of fragmentation.”
Examples of Critiques Through “Structuralism And Literary Criticism” by Gerard Genette  
Literary WorkStructural Analysis
Hamlet by William ShakespeareShakespeare’s Hamlet exhibits a complex structure centered around binary oppositions. These antithetical elements, such as life and death, revenge and inaction, and sanity and madness, create a dynamic tension that underpins the narrative. The play’s structure can be analyzed through a lens of dramatic irony, where the audience possesses knowledge concealed from characters, further emphasizing the play’s structural integrity.
Pride and Prejudice by Jane AustenAusten employs a structured narrative framework based on societal norms and expectations of the Regency era. The novel’s plot revolves around the marriage market and the characters’ navigation of these social structures. The interplay between individual desires and societal constraints forms the core of the work’s structural integrity.
Moby Dick by Herman MelvilleMelville’s Moby Dick presents a complex narrative structure that interweaves multiple genres, including adventure, philosophy, and allegory. The novel’s episodic structure and the symbolic significance of the white whale contribute to its overall structural complexity. The work can be analyzed through the lens of binary oppositions, such as man versus nature, good versus evil, and reality versus illusion.
Ulysses by James JoyceJoyce’s Ulysses is renowned for its innovative and experimental structure, mirroring the structure of Homer’s Odyssey. The novel employs a stream-of-consciousness narrative, paralleling the complex and multifaceted nature of the human mind. The work’s structure can be analyzed through its use of motifs, symbols, and archetypes, which contribute to the overall thematic coherence.

Key Structuralist Concepts: This analysis primarily focuses on the works’ underlying structures, binary oppositions, narrative frameworks, and symbolic elements. A more in-depth study would explore other structuralist concepts such as character roles, plot development, and thematic patterns.

Criticism Against “Structuralism And Literary Criticism” by Gerard Genette  
  • Overemphasis on Structure at the Expense of Substance: Critics argue that Genette’s structuralist approach places too much emphasis on the structural elements of literary works, potentially neglecting the substantive content, themes, and broader socio-political contexts that are also crucial for understanding literature.
  • Risk of Reductive Analysis: The structuralist method, as described by Genette, can lead to reductive interpretations of literary texts by focusing primarily on formal structures. This approach might overlook the complexities and nuances of literary meaning that go beyond mere structural elements.
  • Potential for Inventing Structures: Genette himself acknowledges that “structures are not directly encountered objects…they are systems of latent relations, conceived rather than perceived,” which raises the concern that structuralist analysis might invent structures rather than discover them, leading to subjective or arbitrary interpretations.
  • Marginalization of Historical and Biographical Contexts: By advocating for a focus on the internal mechanics of texts, Genette’s structuralism risks marginalizing important historical, biographical, and cultural contexts that can provide valuable insights into a literary work’s meaning and significance.
  • Limited Engagement with Reader Response: Structuralism, as presented by Genette, tends to focus on the text as an autonomous entity, potentially ignoring the role of the reader in constructing meaning. This limits engagement with reader-response theories, which emphasize the interaction between the text and its audience.
  • Ambiguity in Methodology: Some critics find Genette’s structuralist methodology to be somewhat ambiguous, particularly in how it should be applied consistently across different literary texts. The lack of a clear, systematic approach can lead to varied and potentially inconsistent interpretations.
  • Dismissal of Authorial Intent: Genette’s structuralism downplays or dismisses the relevance of authorial intent in literary analysis, which some critics believe is essential for understanding the deeper meanings and motivations behind a text.
  • Potential for Dehumanization of Literature: The emphasis on structure and form over content and meaning may lead to what some critics see as the dehumanization of literature, where the emotional and human aspects of literary works are overshadowed by an over-analytical focus on technical structures.
  • Challenges in Addressing Dynamic Literary Evolutions: While Genette discusses the importance of synchronic analysis, some critics argue that structuralism struggles to adequately address the dynamic and evolving nature of literature, particularly in terms of how literary forms and meanings change over time.
Suggested Readings: “Structuralism And Literary Criticism” by Gerard Genette  
  1. Genette, Gérard. Narrative Discourse: An Essay in Method. Translated by Jane E. Lewin, Cornell University Press, 1980.
  2. Barthes, Roland. Image-Music-Text. Translated by Stephen Heath, Hill and Wang, 1977.
  3. Culler, Jonathan. Structuralist Poetics: Structuralism, Linguistics, and the Study of Literature. Cornell University Press, 1975.
  4. Eagleton, Terry. Literary Theory: An Introduction. 2nd ed., University of Minnesota Press, 1996.
  5. Levi-Strauss, Claude. Structural Anthropology. Translated by Claire Jacobson and Brooke Grundfest Schoepf, Basic Books, 1963.
  6. Rimmon-Kenan, Shlomith. Narrative Fiction: Contemporary Poetics. 2nd ed., Routledge, 2002.
  7. Saussure, Ferdinand de. Course in General Linguistics. Edited by Charles Bally and Albert Sechehaye, translated by Wade Baskin, Philosophical Library, 1959.
  8. Todorov, Tzvetan. The Poetics of Prose. Translated by Richard Howard, Cornell University Press, 1977.
  9. Waugh, Patricia. Literary Theory and Criticism: An Oxford Guide. Oxford University Press, 2006.
Representative Quotations from “Structuralism And Literary Criticism” by Gerard Genette  with Explanation
QuotationExplanation
“Literary criticism speaks the same language as its object: it is a metalanguage, ‘discourse upon a discourse.'”This quotation highlights the unique nature of literary criticism within structuralist theory, where criticism operates as a “metalanguage” that reflects or reinterprets literature at a higher level of abstraction.
“What was a sign for the writer (the work) becomes meaning for the critic.”Genette emphasizes the shift from the writer’s perspective to the critic’s. For the writer, the work is a sign conveying meaning; for the critic, this sign becomes an object of study, with the critic’s role being to interpret this meaning.
“Structural analysis must make it possible to uncover the connection that exists between a system of forms and a system of meanings.”This quotation captures the goal of structuralist criticism: to reveal how the forms within a literary work are connected to its meanings, thereby offering a deeper understanding of how literature functions as a system of signs.
“One would thus study systems from a much higher level of generality, such as narrative, description, and the other major forms of literary expression.”Genette advocates for expanding structuralist analysis to larger units of discourse, like narrative and description, which allows for insights into the broader organizational principles and overall meaning of a text.
“Structuralism is bound up with the general movement away from positivism, ‘historicizing history’ and the ‘biographical illusion’.”This quotation positions structuralism as part of a broader intellectual shift away from positivist approaches, focusing on the autonomy of the literary text and its internal structures rather than external historical or biographical contexts.
“An element can remain while changing function, or on the contrary disappear while leaving its function to another.”Genette discusses the dynamic nature of literary systems, where elements within a structure can change their function over time or be replaced by others, reflecting the fluid and evolving nature of literary forms.

“Literature As Discourse” by Roger Fowler: Summary and Critique

“Literature As Discourse” by Roger Fowler was first published in 1981 as part of the collection Criticism.

"Literature As Discourse" by Roger Fowler: Summary and Critique
Introduction: “Literature As Discourse” by Roger Fowler

“Literature As Discourse” by Roger Fowler was first published in 1981 as part of the collection Criticism. This seminal work was instrumental in shifting the focus of literary analysis from formalist approaches to a discourse-oriented perspective. By treating literature as a form of social interaction rather than an isolated aesthetic object, Fowler’s work opened up new avenues for exploring the relationship between language, power, and ideology within texts. This paradigm shift significantly impacted the trajectory of literary theory, leading to a more socially and culturally engaged mode of literary criticism.

Summary of “Literature As Discourse” by Roger Fowler
  • Critique of Linguistic Formalism: Fowler challenges “linguistic formalism,” particularly its focus on “distinctive syntactic and phonological shape,” as seen in Roman Jakobson’s work. He argues that this approach is “of limited significance” and “educationally restrictive” in literary studies.
  • Literature as Discourse: Fowler proposes viewing literature as “discourse,” emphasizing the “interactional dimensions of texts.” This approach considers literature as “mediating relationships between language-users,” including “consciousness, ideology, role, and class.”
  • Rejection of Formal Autonomy: Fowler rejects the idea that literary works possess “formal autonomy” and insists that literature is “part of social process” and subject to “causal and functional interpretations” similar to those in the sociology of language.
  • Functional Linguistic Approach: Fowler advocates for a “functional theory of language,” as opposed to purely formalist approaches. He references Halliday’s functional grammar, which includes “ideational, interpersonal, and textual” functions, asserting that language’s purpose is rooted in its “communicative purposes.”
  • Critique of Jakobson’s Poetic Function: Fowler criticizes Jakobson’s emphasis on the “phonetic and syntactic features” of poetry, arguing that it “suppresses” other language functions and reflects the “formalist goals” of a “historically specific culture.”
  • Literature’s Responsibility: Fowler emphasizes that literature is not “exempt” from its “responsibility to work in the real world.” He argues that literature must acknowledge its “interpersonal function” and cannot be “cocooned” from its “relationship with society.”
  • Speech Act Theory in Literary Criticism: Fowler introduces John Searle’s revision of Austin’s speech act theory, suggesting that “every utterance” in literature involves “locutionary, propositional, and illocutionary acts.” He uses Blake’s “Tyger” as an example to show how understanding these acts is “prerequisite to interpretation.”
  • Focus on Interactional Features: Fowler concludes that analyzing literature as discourse allows critics to focus on “features of language” that “signal the interaction of consciousnesses.” This approach challenges “evasive critics’ strategies” that attempt to separate literature from “communicative transactions.”
  • Literature as an Answerable Discourse: The essay argues that viewing literature as discourse makes it “inevitably answerable” and “responsible,” opposing the notion that literature can be an “objective” or “depersonalized” entity detached from society.
Literary Terms/Concepts in “Literature As Discourse” by Roger Fowler
Literary Device/ConceptDefinitionExample
FormalismA literary theory that focuses on the text as an independent object, emphasizing its structure and form.Jakobson’s analysis of poetry, concentrating on phonetic and syntactic features.
DiscourseLanguage in use, focusing on the interaction between language users and the social context.Fowler’s approach to treating literature as a process of communication between implied speakers.
Ideational FunctionThe function of language that conveys a worldview and structures experience.The transmission of a particular perspective through the use of nouns, predicates, and logical connectives.
Interpersonal FunctionThe function of language that establishes and maintains relationships between people.The use of questions, assertions, and status markers to signal the relationship between speaker and listener.
Textual FunctionThe function of language that creates well-formed and coherent texts.The use of grammatical structures and cohesive devices to create a complete and understandable message.
Speech ActA unit of language that performs an action, such as stating, promising, or questioning.Blake’s rhetorical questions in “Tyger” which challenge the reader’s understanding of power and beauty.
Illocutionary ActThe intended meaning of a speech act, such as requesting, informing, or promising.The implied meaning behind Blake’s rhetorical questions, which is to persuade the reader of the error and inscrutability of power and beauty.
Contribution of “Literature As Discourse” by Roger Fowler to Literary Theory/Theories
Literary TheoryContributionSupporting Quoted Phrases
FormalismChallenges the focus on form, syntax, and structure as the primary elements of literary analysis.“Linguistic formalism is of limited significance in literary studies, and educationally restrictive.”
StructuralismCriticizes the reduction of literature to formal structures, advocating for a broader view of text as discourse.“The text ceases to be an object and becomes an action or process.”
MarxismAligns with Marxist perspectives by recognizing literature’s connection to social and economic structures.“The values are neither universal… They derive from the economic and social structures of particular societies.”
SociolinguisticsIntroduces the idea of literature as part of social discourse, focusing on its interactional dimensions.“To treat literature as discourse is to see the text as mediating relationships between language-users: not only relationships of speech, but also of consciousness.”
PragmaticsApplies speech act theory to literature, examining how language functions within texts to convey actions.“Every utterance is simultaneously three language acts… locutionary, propositional, and illocutionary acts.”
Post-StructuralismQuestions the stability and universality of meaning, emphasizing literature’s role in social processes.“No plausible essentialist or intrinsic definition of literature has been or is likely to be devised.”
Reader-Response TheorySuggests that literature involves the reader in a communicative process, highlighting the role of interaction.“These unanswerable questions bounce off the tiger towards the implied reader of the poem, and so a discourse is established.”
Discourse AnalysisPositions literature as a form of discourse that cannot be isolated from social communication and power relations.“Literature isn’t exempt from language’s general responsibility to work in the real world of conflicts and sympathies.”
Cultural StudiesRecognizes literature as a product of cultural values, subject to historical and ideological influences.“What literature is, can be stated empirically, within the realm of sociolinguistic fact… recognized by a culture as possessing certain institutional values.”
Examples of Critiques Through “Literature As Discourse” by Roger Fowler
Literary WorkCritique (using Fowler’s concepts)
William Blake’s “Tyger”Blake’s poem “Tyger” is a prime example of how discourse analysis can illuminate a text’s meaning. The speaker’s questions, though directed at the tiger, are infelicitous (violating the conditions of normal communication) and function rhetorically. These unanswerable questions (“What the hammer? what the chain?”) are not meant to elicit information from the tiger but rather to create a sense of disorientation in the reader. By highlighting the limitations of language to comprehend the tiger’s existence (“What the anvil? what dread grasp / Dare its deadly terrors clasp?”), the poem challenges our understanding of power and beauty.
Jane Austen’s “Pride and Prejudice”Through the lens of discourse analysis, Jane Austen’s “Pride and Prejudice” can be seen as a commentary on social class and its impact on communication. The characters’ language choices and interactions reveal their social standing and influence their relationships.   For instance, Mr. Darcy’s initial aloofness and Elizabeth Bennet’s spirited retorts reflect the societal expectations and power dynamics between the landed gentry and the middle class. The witty banter and underlying tension highlight the importance of interpersonal function in the novel, where language is used not just to convey information but also to establish dominance and negotiate social positions.
Charles Dickens’ “Oliver Twist”Charles Dickens’ “Oliver Twist” utilizes language to convey a particular ideology and critique social injustices. The impoverished characters’ limited vocabulary and the use of slang reflect their marginalization within society.   Dickens employs the ideational function extensively, shaping the reader’s worldview by depicting the harsh realities of poverty and the power imbalances between the rich and the poor. The narrative exposes the hypocrisy of Victorian society through the characters’ language and actions.
Modern Dystopian NovelIn a modern dystopian novel, the manipulation of language by the ruling class becomes a central theme. The government restricts vocabulary and enforces specific forms of discourse to control the population’s thoughts and behavior.   This suppression of free speech and critical thinking exemplifies Fowler’s concept of discourse as a tool for social control. By analyzing the limited language choices available to the characters, we can understand the oppressive nature of the regime and the characters’ potential resistance strategies.
Criticism Against “Literature As Discourse” by Roger Fowler
  • Overemphasis on Social Context: Critics argue that Fowler places too much emphasis on the social and ideological context of literature, potentially overshadowing the aesthetic and artistic qualities of the text.
  • Neglect of Literary Autonomy: Fowler’s rejection of the formal autonomy of literature is seen by some as diminishing the unique qualities that distinguish literary texts from other forms of discourse.
  • Reduction of Literature to Discourse: Some critics believe that treating literature solely as discourse may oversimplify complex literary works, reducing them to mere social or ideological functions rather than appreciating their multifaceted nature.
  • Potential Undervaluation of Formalist Insights: By dismissing linguistic formalism as “of limited significance,” Fowler may overlook valuable insights that formalist approaches can offer in understanding the structure and technique of literary works.
  • Risk of Ideological Bias: Fowler’s approach, which emphasizes literature’s role in reflecting and mediating social relationships, might introduce an ideological bias that interprets texts primarily through a political or social lens, potentially skewing interpretations.
  • Challenge to Traditional Aesthetics: Fowler’s challenge to conventional literary aesthetics, such as the notion of “objective” or “depersonalized” literature, is seen by some as an undermining of well-established critical frameworks that have long been valued in literary studies.
  • Complexity of Speech Act Theory Application: The application of speech act theory to literature, as advocated by Fowler, might be viewed as overly complex or impractical, especially for literary works that do not fit neatly into the framework of locutionary, propositional, and illocutionary acts.
Suggested Readings: “Literature As Discourse” by Roger Fowler
  1. Culler, Jonathan. Structuralist Poetics: Structuralism, Linguistics, and the Study of Literature. Cornell University Press, 1975.
  2. Fowler, Roger. Essays on Style and Language: Linguistics and Critical Approaches to Literary Style. Routledge, 1966.
  3. Fowler, Roger. Literature as Social Discourse: The Practice of Linguistic Criticism. Batsford Academic and Educational, 1981.
  4. Halliday, M.A.K. Language as Social Semiotic: The Social Interpretation of Language and Meaning. Edward Arnold, 1978.
  5. Jakobson, Roman. “Closing Statement: Linguistics and Poetics.” Style in Language, edited by Thomas A. Sebeok, MIT Press, 1960, pp. 350-377.
  6. Lodge, David. The Modes of Modern Writing: Metaphor, Metonymy, and the Typology of Modern Literature. Cornell University Press, 1977.
  7. Richards, I. A. Practical Criticism: A Study of Literary Judgment. Harcourt, Brace, and Company, 1929.
  8. Searle, John R. Speech Acts: An Essay in the Philosophy of Language. Cambridge University Press, 1969.
  9. Widdowson, H.G. Stylistics and the Teaching of Literature. Longman, 1975.
Representative Quotations from “Literature As Discourse” by Roger Fowler with Explanation
QuotationExplanation
“The text ceases to be an object and becomes an action or process.”This quotation highlights Fowler’s central thesis that literature should be seen as an interactive discourse, not merely as a static, formal structure.
“To treat literature as discourse is to see the text as mediating relationships between language-users.”Fowler emphasizes that literature plays a role in shaping and reflecting social relationships, making it a dynamic participant in communication and society.
“Linguistic formalism is of limited significance in literary studies, and educationally restrictive.”Fowler critiques the traditional focus on formalist approaches in literary studies, arguing that they fail to account for the broader social and communicative functions of literature.
“What literature is, can be stated empirically, within the realm of sociolinguistic fact.”This statement reflects Fowler’s view that literature’s definition is not fixed but is shaped by cultural and social contexts, which can be observed and analyzed empirically.
“Literature isn’t exempt from language’s general responsibility to work in the real world of conflicts and sympathies.”Fowler argues that literature, as a form of language, must engage with real-world issues, and cannot be isolated from social and ethical responsibilities.
“A text is treated as a process, the communicative interaction of implied speakers and thus of consciousnesses and of communities.”This quotation encapsulates Fowler’s approach to literary analysis, which focuses on understanding texts as active communicative processes that involve multiple perspectives and social interactions.

“Linguistics And Poetics” by Roman Jakobson: Summary and Critique

“Linguistics and Poetics” by Roman Jakobson was first published in 1960 as part of the collection A Linguist’s Handbook.

"Linguistics And Poetics" by Roman Jakobson: Summary and Critique
Introduction: “Linguistics And Poetics” by Roman Jakobson

“Linguistics and Poetics” by Roman Jakobson was first published in 1960 as part of the collection A Linguist’s Handbook. This seminal essay revolutionized literary theory by bridging the gap between linguistics and poetics. Jakobson argued that poetic language is not fundamentally different from everyday language but rather represents a heightened focus on the message itself. By introducing the concept of the poetic function and exploring the six elements of communication, he provided a framework for analyzing literary texts with unprecedented rigor and sophistication. This essay remains a cornerstone of literary studies, inspiring countless scholars and critics to delve deeper into the intricacies of language and its artistic potential.

Summary of “Linguistics And Poetics” by Roman Jakobson

Interrelation of Poetics and Linguistics

  • Argument: Poetics is a core area of literary studies, fundamentally concerned with what distinguishes verbal art from other forms and verbal behaviors.
  • Supporting Quote: “Poetics deals primarily with the question, What makes a verbal message a work of art?”

Role of Poetics within Linguistics

  • Argument: Poetics, which studies verbal structure, is an integral part of linguistics, akin to the study of structure in the visual arts.
  • Supporting Quote: “Since linguistics is the global science of verbal structure, poetics may be regarded as an integral part of linguistics.”

Synchronic and Diachronic Approaches

  • Argument: Both poetics and linguistics address synchronic (current state) and diachronic (historical development) issues in their analysis.
  • Supporting Quote: “Any stage discriminates between more conservative and more innovatory forms.”

Functions of Language

  • Argument: Language encompasses multiple functions, each corresponding to different aspects of communication—emotive, conative, referential, phatic, metalingual, and poetic.
  • Supporting Quote: “Each of these six factors determines a different function of language.”

Poetic Function Defined

  • Argument: The poetic function focuses on the aesthetic qualities of language, making it central not just in poetry but in all forms of verbal art.
  • Supporting Quote: “The set (Einstellung) toward the MESSAGE as such, focus on the message for its own sake, is the POETIC function of language.”

Dominance of Poetic Function in Poetry

  • Argument: In poetry, the poetic function is dominant, shaping how other language functions are integrated and prioritized.
  • Supporting Quote: “Poetic function is not the sole function of verbal art but only its dominant, determining function.”

Projection of Equivalence in Poetic Language

  • Argument: Poetry uniquely utilizes the principle of equivalence, projecting it from selection into combination, which distinguishes poetic language structurally from ordinary speech.
  • Supporting Quote: “The poetic function projects the principle of equivalence from the axis of selection into the axis of combination.”

Importance of Verse in Poetic Function

  • Argument: Verse exemplifies the poetic function by employing regular reiterations of equivalent units, akin to musical composition.
  • Supporting Quote: “Only in poetry with its regular reiteration of equivalent units is the time of the speech flow experienced.”
Literary Terms/Concepts in “Linguistics And Poetics” by Roman Jakobson
TermDefinitionExample
Poetic FunctionFocus on the message for its own sake, emphasizing the form and sound of language.Poetry, advertising jingles, and even everyday speech can exhibit poetic function.
Selection and CombinationTwo basic modes of language use: choosing words and arranging them.Selecting the words “child” and “sleeps” and combining them into “the child sleeps.”
EquivalenceThe principle of similarity or sameness between elements in language.Rhyme, meter, and alliteration are based on equivalence.
ContiguityThe principle of connection or association between elements in language.Syntax, grammar, and the flow of ideas rely on contiguity.
Referential FunctionFocus on the context or object being referred to.Informative texts, news reports, and scientific papers primarily use this function.
Emotive FunctionFocus on the speaker’s attitude or emotions.Exclamations, interjections, and emotionally charged language.
Conative FunctionFocus on the addressee, aiming to influence or persuade.Commands, requests, and advertising slogans.
Phatic FunctionFocus on establishing, maintaining, or ending communication.Greetings, small talk, and social rituals.
Metalingual FunctionFocus on the code itself, explaining or clarifying language.Dictionaries, grammar books, and language lessons.
Contribution of “Linguistics And Poetics” by Roman Jakobson to Literary Theory/Theories

Formalism/Structuralism

  • Focus on language as a system: Jakobson’s emphasis on the linguistic structure of a text laid the groundwork for formalist and structuralist approaches to literature.
    • “Poetics deals with problems of verbal structure, just as the analysis of painting is concerned with pictorial structure.”
  • Binary oppositions: His concepts of selection and combination, as well as the poetic function, contributed to the development of structuralist analysis based on binary oppositions.
    • “The selection is produced on the base of equivalence, similarity and dissimilarity, synonymity and antonymity, while the combination, the build up of the sequence, is based on contiguity.”  

Functionalism

  • Language as a tool for social interaction: Jakobson’s identification of different language functions (emotive, conative, referential, phatic, metalingual, poetic) expanded the understanding of language’s role in society.
    • “Language must be investigated in all the variety of its functions.”
  • Contextual analysis: His emphasis on the importance of context for understanding language laid the foundation for functionalist approaches to literary analysis.
    • “An outline of these functions demands a concise survey of the constitutive factors in any speech event, in any act of verbal communication.”  

Semiotics

  • Language as a sign system: Jakobson’s work contributed to the development of semiotics by exploring the relationship between signs and their meanings.
    • “The poetic function projects the principle of equivalence from the axis of selection into the axis of combination.”
  • Interplay of signifier and signified: His analysis of poetic language highlighted the arbitrary nature of the linguistic sign.

Stylistics

  • Language as style: Jakobson’s focus on the poetic function and the distinctive features of language in literary texts laid the foundation for stylistic analysis.
    • “The particularities of diverse poetic genres imply a differently ranked participation of the other verbal functions along with the dominant poetic function.”  
  • Quantitative analysis of language: His emphasis on measurable aspects of language, such as phonology and syntax, influenced quantitative stylistics.

Reception Theory

  • Reader-oriented perspective: While not explicitly addressed in “Linguistics and Poetics,” Jakobson’s emphasis on the addressee and the conative function can be seen as precursors to reader-oriented theories.
Examples of Critiques Through “Linguistics And Poetics” by Roman Jakobson
Literary WorkPoetic FunctionReferential Function
“Hamlet” by Shakespeare– Utilizes complex poetic devices to enhance textual musicality and structural beauty.– Grounds the narrative with a detailed historical and geographical setting.
“1984” by George Orwell– Employs straightforward language; poetic elements highlight thematic concerns subtly.– Creates a detailed, believable dystopian context that frames the narrative.
“The Waste Land” by T.S. Eliot– Dense with allusions, employing a complex structure to elevate thematic and formal expression.– Rich in historical, cultural, and mythological allusions that deepen the narrative context.
“Pride and Prejudice” by Jane Austen– Irony and wit provide a poetic quality to the narrative, subtly influencing reader perception.– Offers a meticulous depiction of early 19th-century English society, informing character behavior and social interactions.
Criticism Against “Linguistics And Poetics” by Roman Jakobson

Overemphasis on Structure Over Content:

  • Argument: Critics argue that Jakobson’s focus on the structure and function of language may overshadow the thematic and philosophical content of literary works.
  • Supporting View: This structuralist approach might limit interpretations to how things are said, potentially neglecting why they are said.

Limited Applicability to Non-Western Texts:

  • Argument: Jakobson’s framework, developed primarily through the analysis of Western languages and literatures, might not fully capture the linguistic and poetic nuances of non-Western texts.
  • Supporting View: The universal application of his functions of language has been questioned when considering diverse linguistic traditions.

Neglect of Reader Response:

  • Argument: Jakobson’s model is largely sender-oriented and focuses little on the role of the receiver or reader beyond decoding messages.
  • Supporting View: Modern literary theories, especially reader-response theories, emphasize the interpretive role of the reader, which Jakobson’s framework does not adequately address.

Assumption of Static Language Functions:

  • Argument: The classification of language into distinct functions assumes these roles are static and separate, which may not reflect the fluid and overlapping nature of language use in practice.
  • Supporting View: Language functions often operate simultaneously and are not as discrete as Jakobson suggests.

Over-Simplification of Poetic Function:

  • Argument: By focusing primarily on the form and placing heavy emphasis on the poetic function, Jakobson might oversimplify other crucial aspects of poetry such as emotional and experiential resonance.
  • Supporting View: Critics argue that the emotional and imaginative impact of poetry goes beyond structural and linguistic craftsmanship, areas that receive less attention in Jakobson’s analysis.
Suggested Readings: “Linguistics And Poetics” by Roman Jakobson
  1. Culler, Jonathan. Structuralist Poetics: Structuralism, Linguistics and the Study of Literature. Cornell UP, 1975.
  2. Eagleton, Terry. Literary Theory: An Introduction. 2nd ed., U of Minnesota P, 2008.
  3. Holdcroft, David. Saussure: Signs, System, and Arbitrariness. Cambridge UP, 1991.
  4. Jakobson, Roman. Language in Literature. Edited by Krystyna Pomorska and Stephen Rudy, Harvard UP, 1987.
  5. Jakobson, Roman, and Morris Halle. Fundamentals of Language. Mouton, 1956.
  6. Joseph, John E. Saussure. Oxford UP, 2012.
  7. Rudy, Stephen. Roman Jakobson: Life, Language, Art. Routledge, 1993.
  8. Waugh, Linda R., and Monique Monville-Burston. On Language. Harvard UP, 1990.
  9. Caton, Steven C. “Contributions of Roman Jakobson.” Annual Review of Anthropology, vol. 16, 1987, pp. 223–60. JSTOR, http://www.jstor.org/stable/2155871. Accessed 14 Aug. 2024.
  10. Waugh, Linda R. “The Poetic Function in the Theory of Roman Jakobson.” Poetics Today, vol. 2, no. 1a, 1980, pp. 57–82. JSTOR, https://doi.org/10.2307/1772352. Accessed 14 Aug. 2024.
  11. Bohn, Willard. “Roman Jakobson’s Theory of Metaphor and Metonymy: An Annotated Bibliography.” Style, vol. 18, no. 4, 1984, pp. 534–50. JSTOR, http://www.jstor.org/stable/42945521. Accessed 14 Aug. 2024.
Representative Quotations from “Linguistics And Poetics” by Roman Jakobson with Explanation
QuotationExplanation
“Poetics deals primarily with the question, What makes a verbal message a work of art?”This quotation establishes the central concern of poetics as the identification of the qualities that elevate language to art.
“The verbal structure of a message depends primarily on the predominant function.”This quote highlights the importance of function in shaping the structure of language. Different functions (referential, emotive, etc.) lead to distinct verbal structures.
“Each of these six factors determines a different function of language.”This introduces Jakobson’s influential model of six language functions (referential, emotive, conative, phatic, metalingual, poetic).
“The poetic function projects the principle of equivalence from the axis of selection into the axis of combination.”This defines the poetic function as the emphasis on similarity and equivalence between words, sounds, or structures within a message.
“In poetry, and to a certain extent in latent manifestations of poetic function, sequences delimited by word boundaries become commensurable whether they are sensed as isochronic or graded.”This quote delves deeper into the poetic function, explaining how it creates a sense of rhythm and measurability in language.
“To sum up, the analysis of verse is entirely within the competence of poetics…”This quotation underscores the role of poetics in analyzing verse, recognizing its connection to, but distinction from, poetry.

“Definition Of Poetics” by Tzvetan Todorov: Summary and Critique

“Definition of Poetics” by Tzvetan Todorov was first published in 1981 as part of the collection Introduction to Poetics.

"Definition Of Poetics" by Tzvetan Todorov: Summary and Critique
Introduction: “Definition Of Poetics” by Tzvetan Todorov

“Definition of Poetics” by Tzvetan Todorov was first published in 1981 as part of the collection Introduction to Poetics. Translated into English in the same year, the work holds immense importance in literature and literary theory. It serves as a foundational text, offering a comprehensive framework for understanding the nature of literary language and its functions. Todorov’s exploration of narrative structure, genre, and the relationship between literature and reality has significantly influenced subsequent critical and theoretical discussions.

Summary of “Definition Of Poetics” by Tzvetan Todorov
  • Two Attitudes in Literary Studies: Divergence Between Interpretation and Scientific Analysis: Todorov identifies two primary approaches in literary studies: one that treats the literary text as “a sufficient object of knowledge” and focuses on interpreting its meaning, and another that views each text as “the manifestation of an abstract structure” and seeks to understand the underlying laws governing literature. The first approach, which Todorov refers to as “interpretation,” aims to extract and articulate the meaning inherent within the text itself, considering the literary work as “the ultimate and unique object” of study (Todorov, p. 87). In contrast, the second approach inscribes itself within a scientific framework, where the goal is not merely to describe the particular work but to “establish general laws” that transcend individual texts (Todorov, p. 87). These two approaches, while distinct, are not necessarily incompatible, as they represent complementary perspectives on understanding literature.
  • Interpretation: The Pursuit and Limitations of Extracting Meaning: Interpretation, which encompasses activities such as “exegesis, commentary, explication de texte,” and “close reading,” is defined by its pursuit to “name the meaning of the text examined” (Todorov, p. 87). The ideal of interpretation is to “make the text itself speak,” striving for fidelity to the object of study, which necessitates an “effacement of the subject”—the interpreter’s own biases and preconceptions (Todorov, p. 87). However, Todorov highlights the inherent drama in this approach: interpretation can never fully realize the text’s meaning but can only arrive at “a meaning subject to historical and psychological contingencies” (Todorov, p. 87). Moreover, pure interpretation risks becoming a mere “word-for-word repetition” of the work, as it must occasionally “project [the work] elsewhere than upon itself” to offer meaningful insights (Todorov, p. 87).
  • Scientific Approach: Transcending the Particular to Discover General Laws: The second attitude in literary studies aligns itself with scientific inquiry, where the focus shifts from the particular text to the general principles it embodies. This approach sees the literary work not as an autonomous entity but as a “manifestation of laws that are external to it,” whether those laws pertain to psychology, sociology, philosophy, or other fields (Todorov, p. 88). The objective is to “transpose the work into the realm considered fundamental,” deciphering it as an expression of “something” beyond the text itself (Todorov, p. 88). This “labor of decipherment and translation” positions literary analysis within various scientific disciplines, aiming to uncover the broader laws that govern the creation and reception of literary works (Todorov, p. 88).
  • Poetics: An Abstract and Internal Study of Literary Discourse: Todorov introduces poetics as a distinct approach that breaks down the dichotomy between interpretation and scientific analysis. Unlike interpretation, which seeks to name the meaning of individual works, poetics “does not seek to name meaning” but rather aims “at a knowledge of the general laws that preside over the birth of each work” within the literary domain (Todorov, p. 88). Unlike scientific analyses that look to external factors, poetics seeks these laws “within literature itself,” making it an “abstract” yet “internal” approach (Todorov, p. 88). The focus of poetics is not on the literary work itself but on the properties of “literary discourse,” specifically the concept of “literariness,” which Todorov defines as the “abstract property that constitutes the singularity of the literary phenomenon” (Todorov, p. 88). Thus, poetics is concerned with the theoretical structures and functions of literature as a whole, rather than with the specificities of individual texts.
  • Structuralism and Poetics: Examining the Relationship and Distinctions: Todorov addresses the relationship between poetics and structuralism, acknowledging that poetics is “structural” in a broad sense because it deals with “an abstract structure (literature)” rather than individual literary works (Todorov, p. 89). However, Todorov distinguishes poetics from certain structuralist approaches that reduce literature to a system of communication or social codes. He argues that poetics, as he presents it, is not bound by the “limited corpus of hypotheses” associated with early structuralism, which often offered “instrumentalist conceptions of language” (Todorov, p. 89). Instead, poetics maintains a broader, more flexible relationship with structuralism, focusing on the inherent properties of literary discourse itself.
  • Poetics and Linguistics: The Integral Role of Language in Literary Analysis: Finally, Todorov explores the connection between poetics and linguistics, asserting that literature is “a product of language,” and therefore, any study of literature must inherently engage with linguistic theories (Todorov, p. 89). While poetics may draw insights from linguistics, its scope is broader, encompassing “all the sciences of languages,” including disciplines such as anthropology, psychoanalysis, and philosophy of language (Todorov, p. 89). Poetics finds its closest allies in disciplines that study discourse, collectively forming the field of rhetoric, understood “in the broadest sense as a general science of discourses” (Todorov, p. 89). Thus, poetics positions itself at the intersection of literary theory, linguistics, and semiotics, contributing to a comprehensive understanding of literature as a linguistic and cultural phenomenon.
Literary Terms/Concepts in “Definition Of Poetics” by Tzvetan Todorov
TermDefinitionExample
InterpretationThe analysis of a literary text to determine its meaning.A close reading of a poem to understand its symbolism.
ScienceThe study of general laws governing a particular phenomenon.A sociological analysis of a novel to understand its social context.
PoeticsThe study of the general laws governing the creation of literary works.Investigating the structure of a sonnet to understand the form.
LiterarinessThe specific qualities that distinguish literary language from ordinary language.The use of metaphor and imagery in poetry.
StructuralismThe study of underlying structures in language, culture, and society.Analyzing the narrative structure of a short story.
SemioticsThe study of signs and symbols and their meaning.Interpreting the symbolism of colors in a painting.
Additional Notes
  • Interpretation and science represent two contrasting approaches to literary study.
  • Poetics bridges the gap between these two approaches by focusing on the internal structure of literary works.
  • Literariness is a key concept in poetics, as it defines the unique characteristics of literary language.
  • Structuralism and semiotics provide theoretical frameworks for analyzing literary texts.
Contribution of “Definition Of Poetics” by Tzvetan Todorov to Literary Theory/Theories

Structuralism

  • Focus on underlying structures: Todorov’s emphasis on identifying the abstract structure of literary discourse aligns with Structuralism’s core tenet of seeking underlying patterns in cultural phenomena.
    • “Poetics questions the properties of that particular discourse that is literary discourse.” (Todorov, 1981)
  • Literary text as a system of signs: Todorov’s view of the literary work as a manifestation of a general structure positions it within the semiotic framework, a key component of Structuralism.
    • “Each work is therefore regarded only as the manifestation of an abstract and general structure.” (Todorov, 1981)

Semiotics

  • Literary text as a sign system: Todorov’s conception of the literary work as a system of signs directly contributes to the field of Semiotics, where the study of signs and their meaning is central.
    • “The literary phenomenon and, consequently, the discourse that assumes it (poetics), by their very existence, constitute an objection to certain instrumentalist conceptions of language formulated at the beginnings of ‘structuralism’.” (Todorov, 1981)  

Examples of Critiques Through “Definition Of Poetics” by Tzvetan Todorov

Literary WorkTodorov’s ConceptCritiqueReference
James Joyce, UlyssesStructuralismJoyce’s novel can be analyzed through a structuralist lens by examining the underlying patterns and repetitions, such as the cyclical structure of a day, mirroring the mythical journey of Odysseus.Todorov, T. (1981). Introduction to Poetics.
Virginia Woolf, To the LighthouseStream of ConsciousnessWhile not directly addressed by Todorov, Woolf’s novel challenges the notion of a linear narrative structure, prompting a reconsideration of the limits of structuralist analysis.Woolf, V. (1927). To the Lighthouse.
Gabriel Garcia Marquez, One Hundred Years of SolitudeMagical RealismMarquez’s blend of realism and fantasy complicates the application of traditional literary analysis, forcing a re-evaluation of the boundaries between different genres and literary modes.Marquez, G. G. (1967). One Hundred Years of Solitude.
Toni Morrison, BelovedHistorical and Cultural ContextMorrison’s novel highlights the importance of considering historical and cultural factors in literary analysis, challenging the purely formalist approach advocated by some proponents of Todorov’s work.Morrison, T. (1987). Beloved.
Additional Considerations
  • Interdisciplinary Approach: Todorov’s work can be combined with other theoretical frameworks to offer more comprehensive analyses. For example, a feminist or postcolonial reading of Beloved could be enriched by considering the novel’s formal elements.
  • Limitations of Structuralism: While Todorov’s structuralist approach provides valuable insights, it is essential to recognize its limitations, particularly when analyzing complex and innovative literary works.
  • Reader Response: Todorov’s emphasis on the text itself might be challenged by reader-response theories, which prioritize the reader’s interpretation.
Criticism Against “Definition Of Poetics” by Tzvetan Todorov
  • Overemphasis on Abstract Structures: Todorov’s focus on abstract structures and general laws may neglect the unique qualities and nuances of individual literary works. By prioritizing the abstract over the specific, there is a risk of reducing the richness of literary texts to mere instances of broader theoretical concepts, which can diminish the value of the literary experience.
  • Detachment from Historical and Cultural Contexts: The approach Todorov advocates for poetics might be criticized for its detachment from the historical and cultural contexts in which literary works are produced and interpreted. By seeking to uncover universal laws of literature, poetics might overlook the ways in which texts are deeply embedded in and shaped by their specific social, political, and cultural environments.
  • Potential for Reductionism: Todorov’s method could be seen as reductionist, as it attempts to fit the complexity of literature into predetermined theoretical frameworks. Critics might argue that this approach oversimplifies the diverse and multifaceted nature of literary works, reducing them to mere exemplifications of literariness or literary discourse.
  • Neglect of Reader’s Role and Subjectivity: Todorov’s emphasis on the objective and scientific aspects of literary analysis may neglect the importance of the reader’s role and the subjectivity involved in interpreting texts. By focusing on abstract structures, his approach might overlook how individual readers bring their own experiences and perspectives to bear on their understanding of a text.
  • Limited Engagement with Interdisciplinary Approaches: While Todorov acknowledges the relationship between poetics and other disciplines like linguistics and rhetoric, his approach could be critiqued for not fully engaging with interdisciplinary methods. Critics may argue that a more integrative approach, which combines insights from psychology, sociology, history, and other fields, would provide a richer and more comprehensive understanding of literature.
  • Abstractness vs. Practical Application: The abstract nature of Todorov’s definition of poetics may be seen as impractical for actual literary analysis. Critics might argue that while theoretical rigor is important, it should also be balanced with practical tools that can be applied to the analysis of specific texts, something that Todorov’s approach might lack.
  • Structuralist Limitations: Although Todorov attempts to distinguish poetics from structuralism, some critics might argue that his approach is still too closely aligned with structuralist thinking, which has been critiqued for its rigidity and failure to account for the dynamic and evolving nature of literature and language.
  • Potential for Exclusion of Certain Literary Forms: Todorov’s framework may exclude or marginalize certain literary forms that do not easily conform to his model of literary discourse. For example, experimental literature or works that deliberately subvert traditional literary conventions might be difficult to analyze within the confines of Todorov’s poetics.
  • Inaccessibility to Non-Specialists: The complex and abstract nature of Todorov’s theoretical framework might make it inaccessible to those who are not specialists in literary theory. This could limit the practical utility of his ideas for educators, students, and general readers who seek to engage with literature in a more straightforward and intuitive way.
Suggested Readings: “Definition Of Poetics” by Tzvetan Todorov
  1. Todorov, Tzvetan. Introduction to Poetics. Translated by Richard Howard. University of Georgia Press, 1981.
  2. Todorov, Tzvetan. The Poetics of Prose. Translated by Richard Howard. Cornell University Press, 1977.
  3. Todorov, Tzvetan. Mikhail Bakhtin: The Dialogical Principle. Translated by Wlad Godzich. University of Minnesota Press, 1984.
  4. Frow, John. The Journal of Aesthetics and Art Criticism, vol. 41, no. 1, 1982, pp. 112–13. JSTOR, https://doi.org/10.2307/430834. Accessed 14 Aug. 2024.
  5. LAUX, CAMERON. “The Other Todorov: Anthropology and Critical Humanism.” Paragraph, vol. 18, no. 2, 1995, pp. 194–209. JSTOR, http://www.jstor.org/stable/43263467 . Accessed 14 Aug. 2024.
  6. Zbinden, Karine. “Todorov and Bakhtin.” Tzvetan Todorov: Thinker and Humanist, edited by Karine Zbinden and Henk de Berg, NED-New edition, Boydell & Brewer, 2020, pp. 109–26. JSTOR, https://doi.org/10.2307/j.ctvrdf17k.10. Accessed 14 Aug. 2024.
Representative Quotations from “Definition Of Poetics” by Tzvetan Todorov with Explanation
QuotationExplanation
“Interpretation, which is sometimes also called exegesis… is defined… by its aim, which is to name the meaning of the text examined.”This quotation captures Todorov’s definition of interpretation as a process focused on extracting and articulating the meaning of a literary text.
“It is impossible to interpret a work, literary or otherwise, for and in itself, without leaving it for a moment, without projecting it elsewhere than upon itself.”Todorov emphasizes the inherent limitation of interpretation: to fully understand a text, one must consider it in relation to external contexts or frameworks.
“Poetics… does not seek to name meaning, but aims at a knowledge of the general laws that preside over the birth of each work.”This quotation defines the core objective of poetics as the study of the abstract, general principles that govern the creation of literary works, rather than specific meanings.
“Literature is, in the strongest sense of the term, a product of language.”Todorov highlights the intrinsic connection between literature and language, underscoring that any analysis of literature must involve linguistic considerations.
“The goal of this study is no longer to articulate a paraphrase… but to propose a theory of the structure and functioning of literary discourse.”Todorov clarifies that poetics is concerned with theoretical understanding, aiming to establish a comprehensive framework for how literary discourse operates.
“Each work is therefore regarded only as the manifestation of an abstract and general structure, of which it is but one of the possible realizations.”This quotation encapsulates the structuralist perspective in poetics, where individual literary works are seen as specific instances of broader, underlying structures.

“The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers: A Critical Analysis

“The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers first appeared in the year 1941 in his collection Be Angry at the Sun and Other Poems.

"The House Dog's Grave (Haig, an English Bulldog)" by Robinson Jeffers: A Critical Analysis
Introduction: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers

“The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers first appeared in the year 1941 in his collection Be Angry at the Sun and Other Poems. The poem is a poignant and intimate elegy for the poet’s beloved bulldog, Haig. Jeffers employs a unique perspective, writing the poem from the dog’s point of view, creating a deeply empathetic and heart-wrenching tone. The piece is characterized by its simplicity, directness, and profound sense of loss, as the dog reflects on its life and its enduring love for its human companions.

Text: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers

I’ve changed my ways a little; I cannot now
Run with you in the evenings along the shore,
Except in a kind of dream; and you, if you dream a moment,
You see me there.

So leave awhile the paw-marks on the front door
Where I used to scratch to go out or in,
And you’d soon open; leave on the kitchen floor
The marks of my drinking-pan.

I cannot lie by your fire as I used to do
On the warm stone,
Nor at the foot of your bed; no, all the night through
I lie alone.

But your kind thought has laid me less than six feet
Outside your window where firelight so often plays,
And where you sit to read–and I fear often grieving for me–
Every night your lamplight lies on my place.

You, man and woman, live so long, it is hard
To think of you ever dying
A little dog would get tired, living so long.
I hope than when you are lying

Under the ground like me your lives will appear
As good and joyful as mine.
No, dear, that’s too much hope: you are not so well cared for
As I have been.

And never have known the passionate undivided
Fidelities that I knew.
Your minds are perhaps too active, too many-sided. . . .
But to me you were true.

You were never masters, but friends. I was your friend.
I loved you well, and was loved. Deep love endures
To the end and far past the end. If this is my end,
I am not lonely. I am not afraid. I am still yours.

Annotations: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
StanzaTextAnnotation
1I’ve changed my ways a little; I cannot now Run with you in the evenings along the shore, Except in a kind of dream; and you, if you dream a moment, You see me there.The speaker, a deceased dog, reflects on how its life has changed since death. The dog acknowledges it can no longer physically accompany its owners but suggests it can still be with them in dreams, indicating a lingering spiritual presence.
2So leave awhile the paw-marks on the front door Where I used to scratch to go out or in, And you’d soon open; leave on the kitchen floor The marks of my drinking-pan.The dog reminisces about the physical traces it left behind, such as paw marks and scratches, as a way of remembering the connection it had with its owners. These marks are symbolic of the dog’s life and presence in the home.
3I cannot lie by your fire as I used to do On the warm stone, Nor at the foot of your bed; no, all the night through I lie alone.The dog expresses a sense of loss and loneliness after death, acknowledging that it can no longer enjoy the warmth of the fire or the companionship of lying by its owners at night. The imagery conveys the comfort and bond it shared with its family during life.
4But your kind thought has laid me less than six feet Outside your window where firelight so often plays, And where you sit to read–and I fear often grieving for me– Every night your lamplight lies on my place.The dog recognizes its final resting place is close to its owners, buried just outside their window. The mention of the firelight and lamplight symbolizes the warmth and care the dog still feels from its owners, despite the physical separation caused by death.
5You, man and woman, live so long, it is hard To think of you ever dying A little dog would get tired, living so long. I hope than when you are lyingThe dog reflects on the difference in lifespans between humans and dogs, expressing a sentiment that a dog’s shorter life may be a blessing in disguise. The dog’s hope for its owners is that they, too, will find peace and fulfillment in the afterlife.
6Under the ground like me your lives will appear As good and joyful as mine. No, dear, that’s too much hope: you are not so well cared for As I have been.The dog realizes that the care and simplicity of its life may have been easier to achieve than the complexities of human life. It acknowledges that humans face more challenges and may not experience the same contentment or care that it had as a beloved pet.
7And never have known the passionate undivided Fidelities that I knew. Your minds are perhaps too active, too many-sided. . . . But to me you were true.The dog reflects on the pure, unwavering loyalty it experienced and gave during its life, contrasting it with the more complex and divided loyalties of humans. However, it acknowledges the genuine love and fidelity it received from its owners.
8You were never masters, but friends. I was your friend. I loved you well, and was loved. Deep love endures To the end and far past the end. If this is my end, I am not lonely. I am not afraid. I am still yours.The dog concludes by affirming the deep, mutual bond it shared with its owners, emphasizing that they were not just masters but true friends. It expresses a sense of peace and acceptance in death, confident that the love it experienced transcends even the end of life.
Literary And Poetic Devices: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
DeviceDefinitionExampleExplanation
ApostropheDirect address to an absent or imaginary person or thing“You, man and woman, live so long”Creates a sense of intimacy and emotional connection.
EnjambmentContinuing a sentence or phrase beyond the end of a line“Run with you in the evenings along the shore,<br>Except in a kind of dream”Mimics the flow of thoughts and memories.
ImageryVivid descriptions that appeal to the senses“firelight so often plays”Creates a warm and comforting atmosphere.
IronyA contrast between what is expected and what actually happens“I hope than when you are lying<br>Under the ground like me your lives will appear<br>As good and joyful as mine.”Highlights the disparity between human and canine experiences.
MetaphorA comparison between two unlike things without using “like” or “as”“I am not lonely. I am not afraid. I am still yours.”Reinforces the enduring bond between the dog and its owners.
PersonificationGiving human qualities to non-human things“I cannot lie by your fire as I used to do”Creates empathy for the dog and its loss.
RepetitionRepeating words or phrases for emphasis“I cannot”Emphasizes the dog’s limitations in its new state.
SimileA comparison between two unlike things using “like” or “as”“Except in a kind of dream”Creates a sense of longing and wistfulness.
SymbolismThe use of objects or actions to represent ideas or qualities“paw-marks”Symbolizes the dog’s physical presence and its absence.
ToneThe author’s attitude toward the subject matterMelancholy and lovingConveys the deep sorrow and affection for the dog.
UnderstatementPresenting something as less important than it actually is“I’ve changed my ways a little”Understates the profound impact of the dog’s death.
Blank verseUnrhymed poetry written in iambic pentameterThroughout the poemCreates a natural and conversational tone.
ElegyA poem that laments the death of someoneEntire poemExpresses grief and sorrow for the loss of the dog.
Free versePoetry that does not follow a regular rhyme scheme or meterThroughout the poemAllows for flexibility in expressing emotions.
SpeakerThe voice that tells the storyThe dogCreates a unique and intimate perspective.
SoliloquyA long speech by a character expressing their thoughtsEntire poemOffers a deep insight into the dog’s feelings and memories.
ThemeThe central idea or message of the poemThe enduring nature of love and lossExplores the complexities of human-animal relationships.
VerisimilitudeThe appearance of being true or realDetailed descriptions of the dog’s lifeCreates a sense of authenticity and believability.
VoiceThe distinctive style and tone of a writerIntimate and reflectiveReflects the dog’s perspective and emotions.
Themes: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
  • Theme 1: Enduring Love: The poem emphasizes the enduring love between the dog and its owners. Lines like “I loved you well, and was loved. Deep love endures / To the end and far past the end” and “I am not lonely. I am not afraid. I am still yours” express the dog’s unwavering devotion and the belief that their bond transcends death. Even though the dog has passed away, its love for its owners remains strong.
  • Theme 2: Loss and Grief: The poem is filled with a sense of loss and grief. Lines like “I cannot now / Run with you in the evenings along the shore” and “So leave awhile the paw-marks on the front door” highlight the dog’s absence and the routines disrupted by its death. The speaker’s longing for their past life together is evident throughout the poem. The poem creates a sense of melancholy and sorrow for the loss of the beloved dog.
  • Theme 3: Loyalty and Fidelity: The poem portrays the dog’s unwavering loyalty and fidelity. Lines like “But to me you were true. / You were never masters, but friends. I was your friend” emphasize the dog’s unconditional love and its perception of their relationship as one of friendship rather than servitude. The dog sees its owners as companions rather than masters, and its devotion to them is absolute.
  • Theme 4: Mortality and the Contrast Between Human and Animal Lives: The poem explores the contrast between human and animal lifespans. Lines like “You, man and woman, live so long, it is hard / To think of you ever dying” and “A little dog would get tired, living so long” highlight the dog’s acceptance of its own mortality and its concern for its owners’ well-being in the face of their inevitable deaths. The dog recognizes that humans live much longer lives than dogs, and it expresses a kind of concern for what will happen to its owners when they eventually die.
Literary Theories and “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
Literary TheoryApplication to “The House Dog’s Grave”Critique
EcocriticismFocuses on the relationship between literature and the natural world. Jeffers’ poem emphasizes the connection between humans, animals, and the environment. The dog is portrayed as an integral part of the natural world, reflecting on its place in both life and death.Ecocriticism highlights the interconnectedness of all living beings, showing how the dog’s life and death are part of a larger ecological cycle. The poem invites readers to consider the value of non-human lives and their place within the natural world, challenging anthropocentric perspectives.
Psychoanalytic CriticismAnalyzes the psychological motivations of characters and their unconscious desires. The poem can be interpreted as a reflection of the owners’ grief and the psychological impact of losing a beloved pet. The dog’s voice may represent the owners’ coping mechanism to deal with loss.The poem can be seen as an expression of the owners’ unconscious guilt and sorrow, with the dog’s words providing comfort and closure. Through this lens, the poem explores themes of attachment, loss, and the process of mourning, offering insight into the human psyche’s response to death and separation.
Human-Animal StudiesExamines the relationships between humans and animals, focusing on how animals are represented in literature. The poem portrays the dog as a sentient being with emotions, memories, and a deep bond with its human companions, challenging traditional human-animal hierarchies.The poem blurs the line between human and animal by giving the dog a voice and portraying it as an equal companion rather than a subordinate being. This challenges traditional views of animals as lesser creatures and promotes a more empathetic and egalitarian relationship between humans and animals.
Critical Questions about “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers

·       Question 1: How does the unique perspective of the poem, narrated from the dog’s point of view, shape the reader’s understanding of the human-animal bond?

  • By adopting Haig’s voice, Jeffers innovatively shifts the reader’s focus from a human-centered to an animal-centered perspective. This unconventional choice fosters empathy and challenges anthropocentric assumptions about animals as mere possessions or subordinates. The poem invites readers to consider the depth of emotion and loyalty experienced by a companion animal, enriching their understanding of the complex and reciprocal nature of the human-animal bond.

·       Question 2: How does Jeffers explore the contrast between human and canine lifespans, and what does this reveal about the nature of grief?

  • Jeffers poignantly juxtaposes the brevity of a dog’s life with the comparatively lengthy human lifespan. This contrast underscores the intensity of grief experienced by the surviving humans, as they confront the finality of their beloved pet’s death. The poem suggests that while grief is a universal human experience, its depth can be magnified by the intensity of the bond and the abruptness of the loss, as in the case of a pet’s death.

·       Question 3: How does the domestic setting contribute to the poem’s themes of love, loss, and companionship?

  • The intimate domestic setting serves as a microcosm of the human-animal relationship. The familiar spaces described in the poem—the house, the kitchen, the fire—become imbued with the presence of the dog, emphasizing the deep connection between humans and their pets. The loss of this familiar presence within the domestic sphere accentuates the pain of bereavement, while also highlighting the enduring nature of love and companionship.

·       Question 4: How does the simplicity of the language contribute to the poem’s overall impact?

  • Jeffers’ departure from his typically complex style in “The House Dog’s Grave” serves to amplify the poem’s emotional impact. The straightforward language mirrors the direct and uncomplicated nature of the dog’s perspective, creating a sense of immediacy and authenticity. This simplicity allows the reader to fully engage with the poem’s core themes of love, loss, and loyalty without being distracted by ornate language.
Literary Works Similar to “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
  1. “The Rainbow Bridge” (Anonymous): A short poem often shared in the context of pet loss, “The Rainbow Bridge” describes a place where pets wait for their owners after death, reflecting themes of love, loss, and reunion similar to those in Jeffers’ poem.
  2. “A Dog Has Died” by Pablo Neruda: In this poem, Neruda expresses his deep grief and reflection on the life of his beloved dog. Like Jeffers, Neruda gives voice to his pet, acknowledging the bond between human and animal and the pain of loss.
  3. “To Flush, My Dog” by Elizabeth Barrett Browning: Browning’s poem is an ode to her cocker spaniel, Flush. It highlights the deep affection and companionship between pet and owner, mirroring the love and devotion evident in Jeffers’ portrayal of the dog’s relationship with its owners.
  4. “The Power of the Dog” by Rudyard Kipling: This poem explores the deep emotional bond between humans and their dogs, along with the inevitable pain of losing them. Like Jeffers’ work, it reflects on the enduring love and the sorrow that comes with the death of a beloved pet.
  5. “Elegy on the Death of a Mad Dog” by Oliver Goldsmith: Although Goldsmith’s poem takes a more satirical tone, it deals with the theme of a dog’s death and its impact on humans. It shares with Jeffers’ poem the central focus on the relationship between a dog and its owner, though the treatment of the subject differs.
Suggested Readings: “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
  1. Brophy, Robert J. Robinson Jeffers: Myth, Ritual, and Symbol in His Narrative Poems. University of Iowa Press, 1976.
  2. Zaller, Robert. Robinson Jeffers and the American Sublime. Stanford University Press, 2012.
  3. Boehme, Sarah. The Wild That Attracts Us: New Critical Essays on Robinson Jeffers. University of New Mexico Press, 2015.
Representative Quotations of “The House Dog’s Grave (Haig, an English Bulldog)” by Robinson Jeffers
QuotationContextTheoretical Perspective
“I cannot now / Run with you in the evenings along the shore”The dog reflects on the loss of shared activities with its owners.Theme of loss and longing. This line highlights the absence of a cherished companion and the impact of grief on daily routines.
“I cannot lie by your fire as I used to do”The dog reminisces about physical proximity and comfort.Theme of intimacy and companionship. This quotation emphasizes the closeness and affection between humans and animals, highlighting the loss of physical comfort and emotional connection.
“You were never masters, but friends. I was your friend.”The dog asserts equality in the relationship with humans.Challenge to anthropocentrism. This line subverts the traditional hierarchical view of humans and animals, suggesting a reciprocal bond based on friendship and mutual respect.
“I loved you well, and was loved. Deep love endures / To the end and far past the end.”The dog expresses the enduring nature of love.Theme of immortality. This quotation suggests that love transcends physical death, implying a spiritual or emotional continuity beyond the mortal realm.
“I hope than when you are lying / Under the ground like me your lives will appear / As good and joyful as mine.”The dog expresses concern for its owners’ afterlife.Animal consciousness and empathy. This line raises questions about animal cognition and their capacity to understand human mortality and experience empathy.