“A Line-storm Song” by Robert Frost: A Critical Analysis

“A Line-storm Song” by Robert Frost first appeared in 1913 in his collection A Boy’s Will reflects Frost’s characteristic qualities of using nature as a backdrop to explore deeper emotional and philosophical themes.

"A Line-storm Song" by Robert Frost: A Critical Analysis
Introduction: “A Line-storm Song” by Robert Frost

“A Line-storm Song” by Robert Frost first appeared in 1913 in his collection A Boy’s Will reflects Frost’s characteristic qualities of using nature as a backdrop to explore deeper emotional and philosophical themes. In this particular piece, the line-storm—a violent yet brief storm—serves as a metaphor for the turbulence of human relationships. The poem conveys a message of endurance, emphasizing that love and connection can weather the storms of life if met with patience and understanding. The imagery of the storm intertwines with themes of struggle and resilience, hallmark elements in Frost’s early work.

Text: “A Line-storm Song” by Robert Frost

The line-storm clouds fly tattered and swift, 
  The road is forlorn all day, 
Where a myriad snowy quartz stones lift, 
  And the hoof-prints vanish away. 
The roadside flowers, too wet for the bee,
  Expend their bloom in vain. 
Come over the hills and far with me, 
  And be my love in the rain. 

The birds have less to say for themselves 
  In the wood-world”s torn despair
Than now these numberless years the elves, 
  Although they are no less there: 
All song of the woods is crushed like some 
  Wild, easily shattered rose. 
Come, be my love in the wet woods; come,
  Where the boughs rain when it blows. 

There is the gale to urge behind 
  And bruit our singing down, 
And the shallow waters aflutter with wind 
  From which to gather your gown.  
What matter if we go clear to the west, 
  And come not through dry-shod? 
For wilding brooch shall wet your breast 
  The rain-fresh goldenrod. 

Oh, never this whelming east wind swells   
  But it seems like the sea”s return 
To the ancient lands where it left the shells 
  Before the age of the fern; 
And it seems like the time when after doubt 
  Our love came back amain.
Oh, come forth into the storm and rout 
  And be my love in the rain.

Annotations: “A Line-storm Song” by Robert Frost
Line(s)Literary DevicesStructural DevicesExplanation
The line-storm clouds fly tattered and swift,Imagery, PersonificationEnjambmentThe clouds are personified as “tattered and swift,” emphasizing the violent and chaotic nature of the storm. Imagery evokes a visual sense of a storm in motion. The enjambment moves the reader swiftly through the opening.
The road is forlorn all day,Personification, MoodEnd-stopped LineThe road is personified as “forlorn,” contributing to the overall mood of desolation and abandonment. The pause at the end of the line provides a moment to reflect on this isolation.
Where a myriad snowy quartz stones lift,Visual ImageryEnjambmentThe description of “snowy quartz stones” offers a stark and vivid image of the landscape. The enjambment leads the reader fluidly to the next line.
And the hoof-prints vanish away.Visual ImageryEnd-stopped LineThe vanishing hoof-prints add to the sense of ephemerality and transience. It emphasizes the fleeting nature of time and human presence in the landscape.
The roadside flowers, too wet for the bee,Imagery, SymbolismEnjambmentThe wet flowers symbolize unfulfilled potential, perhaps representing missed opportunities in love or life. The enjambment mirrors the continuation of these missed chances.
Expend their bloom in vain.Symbolism, ToneEnd-stopped LineThe phrase “in vain” gives a tone of futility, emphasizing that the flowers’ beauty is wasted, adding to the melancholic atmosphere.
Come over the hills and far with me,Invitation, RepetitionEnd-stopped LineThis is a repeated invitation to the speaker’s lover to join him, regardless of the storm, suggesting the idea of finding solace or unity in hardship.
And be my love in the rain.Metaphor, RepetitionEnd-stopped LineThe rain becomes a metaphor for the emotional storms of life. The repeated call for love in this line highlights the theme of endurance through adversity.
The birds have less to say for themselvesPersonificationEnjambmentThe birds are personified as having something to “say,” yet their silence contributes to the desolate, storm-ravaged landscape.
In the wood-world’s torn despairImagery, PersonificationEnjambmentThe “wood-world” is personified as being in “despair,” reinforcing the sense of destruction caused by the storm.
Than now these numberless years the elves,Mythological AllusionEnjambmentReference to elves connects the storm with the ancient, mystical world, suggesting timelessness and nature’s endurance.
Although they are no less there:Enjambment, ReassuranceCaesura (colon)Despite the despair, the elves’ presence symbolizes that something magical or hopeful remains unchanged. The caesura provides a brief pause for reflection.
All song of the woods is crushed like someSimile, ImageryEnjambmentThe simile compares the silence of the woods to a “crushed” rose, suggesting fragility and destruction. The image of the crushed rose evokes a sense of loss.
Wild, easily shattered rose.Simile, SymbolismEnd-stopped LineThe rose, symbolizing beauty and vulnerability, is a metaphor for fragile things—whether nature or relationships—that are easily destroyed in the face of hardship.
Come, be my love in the wet woods; come,Repetition, InvitationEnd-stopped LineThe repeated call for love despite the storm symbolizes resilience in the face of emotional or natural chaos.
Where the boughs rain when it blows.Personification, ImageryEnd-stopped LineThe “boughs rain” personifies the trees, further contributing to the immersive imagery of a storm-torn landscape.
There is the gale to urge behindPersonificationEnjambmentThe wind (gale) is personified as something urging them forward, symbolizing external forces that push the lovers through adversity.
And bruit our singing down,Imagery, Sound (Onomatopoeia)End-stopped LineThe wind “bruiting” their song down creates an auditory image, suggesting how the storm overpowers their voices, symbolizing the difficulty of communication or connection during life’s trials.
And the shallow waters aflutter with windVisual and Auditory ImageryEnjambmentThe wind affecting the water creates a vivid image of nature in motion, with the fluttering suggesting a kind of unsettled energy.
From which to gather your gown.Symbolism, ImageryEnd-stopped LineThe gown may symbolize protection or femininity, and gathering it from the fluttering water suggests that the lover is preparing for the journey, despite the chaotic conditions.
What matter if we go clear to the west,Rhetorical QuestionEnjambmentThe rhetorical question reflects the speaker’s indifference to physical discomfort or difficulties, so long as the lovers remain united.
And come not through dry-shod?Rhetorical QuestionEnd-stopped LineAgain, the speaker questions the importance of remaining “dry-shod,” emphasizing that the emotional connection is more important than physical comfort.
For wilding brooch shall wet your breastSymbolismEnd-stopped LineThe wilding brooch (a piece of jewelry) represents nature’s beauty, now wet with rain. It becomes a symbol of the wildness and emotional freedom that comes with embracing life’s hardships together.
The rain-fresh goldenrod.SymbolismEnd-stopped LineThe goldenrod, a symbol of resilience and strength, contrasts with the fragile rose earlier in the poem. It represents nature’s endurance and parallels the speaker’s hope that their love can endure as well.
Oh, never this whelming east wind swellsPersonification, AlliterationEnjambmentThe “whelming” wind personifies nature as an overwhelming force. The alliteration of “whelming wind” enhances the sense of power and intensity.
But it seems like the sea’s returnSimile, ImageryEnjambmentThe wind is compared to the sea’s return, implying a cyclical, timeless force in nature, suggesting that the emotional turmoil, like the sea, will also eventually subside and return to calm.
To the ancient lands where it left the shellsImagery, AllusionEnjambmentThe reference to “ancient lands” and shells left by the sea alludes to a distant, primordial time, further evoking the idea that nature and love are timeless forces.
Before the age of the fern;AllusionEnd-stopped LineThe reference to “before the age of the fern” suggests an ancient, pre-human time, reinforcing the idea that natural cycles and emotions are enduring, even primordial.
And it seems like the time when after doubtSimile, Theme of ResolutionEnjambmentThis line transitions from a natural to an emotional metaphor, as the speaker reflects on a time when love returned “after doubt,” suggesting reconciliation and hope after turmoil.
Our love came back amain.Resolution, ImageryEnd-stopped LineThe return of love “amain” (forcefully) symbolizes the strength of emotional renewal after hardship, paralleling the return of the sea and wind in the natural world.
Oh, come forth into the storm and routRepetition, InvitationEnjambmentThe repeated invitation suggests the speaker’s determination to confront life’s challenges together, emphasizing the importance of facing adversity with love and companionship.
And be my love in the rain.Repetition, MetaphorEnd-stopped LineThe final call to “be my love in the rain” reiterates the theme of finding unity and resilience in the midst of life’s chaos, with the rain symbolizing the trials that love must endure and overcome.
Literary And Poetic Devices: “A Line-storm Song” by Robert Frost
Literary/Poetic DeviceExampleExplanation
1. Imagery“The line-storm clouds fly tattered and swift”Imagery appeals to the senses, in this case, visualizing storm clouds moving quickly and appearing torn, creating a vivid picture of the turbulent weather.
2. Personification“The road is forlorn all day”The road is given human qualities of being “forlorn,” symbolizing loneliness or abandonment, reflecting the mood of the poem.
3. Simile“All song of the woods is crushed like some / Wild, easily shattered rose.”A simile compares two things using “like” or “as.” Here, the song of the woods is compared to a fragile rose that can be easily destroyed, symbolizing the destruction caused by the storm.
4. Metaphor“And be my love in the rain”The rain serves as a metaphor for life’s emotional storms or challenges, suggesting that love can endure and thrive despite hardships.
6. Repetition“Come, be my love in the rain”The repeated phrase emphasizes the speaker’s invitation and plea for love to endure, despite the turmoil symbolized by the rain.
7. Enjambment“The roadside flowers, too wet for the bee, / Expend their bloom in vain.”Enjambment occurs when a sentence or thought runs over from one line to the next without a pause, creating a sense of fluidity and movement in the poem, reflecting the natural flow of the storm.
8. End-stopped Line“Expend their bloom in vain.”An end-stopped line occurs when a sentence or phrase concludes at the end of a line, providing a natural pause. Here, it emphasizes the futility of the flowers blooming in vain.
9. Rhetorical Question“What matter if we go clear to the west, / And come not through dry-shod?”A rhetorical question is asked to make a point rather than to elicit an answer. The speaker suggests that getting wet is irrelevant compared to the emotional connection between the lovers.
10. Symbolism“The rain-fresh goldenrod”Symbolism uses objects to represent deeper meanings. The goldenrod, a resilient flower, symbolizes strength and the endurance of love, despite the storm.
11. Allusion“Before the age of the fern”An allusion is an indirect reference to something else. The “age of the fern” alludes to a prehistoric time, connecting the storm and love to ancient, timeless natural cycles.
12. Onomatopoeia“bruit our singing down”Onomatopoeia refers to words that imitate sounds. “Bruit” mimics the sound of the wind drowning out their song, enhancing the sensory experience of the storm.
13. Tone“The road is forlorn all day”Tone reflects the attitude or mood of the poem. The use of “forlorn” sets a melancholic and somber tone, reflecting feelings of loneliness.
14. Invitation“Come, be my love in the wet woods”The repeated invitations throughout the poem create a theme of companionship and love as a refuge against the storm, underscoring the central message of enduring love.
15. Mythological Allusion“Than now these numberless years the elves”Reference to elves introduces a mythological allusion, suggesting a timeless, magical quality to nature that persists despite the storm, linking love to ancient forces.
16. Juxtaposition“The roadside flowers, too wet for the bee”Juxtaposition places two contrasting elements together for effect. The beauty of the flowers is contrasted with the futility of their bloom, as they are “too wet for the bee,” underscoring themes of fragility and loss.
17. Mood“The birds have less to say for themselves / In the wood-world’s torn despair”Mood refers to the emotional atmosphere. The “torn despair” of the wood-world creates a mood of devastation and loss, paralleling the emotional turmoil in the poem.
18. Caesura“Although they are no less there: / All song of the woods is crushed…”A caesura is a pause within a line, often marked by punctuation. The colon creates a break, allowing for reflection on the elves’ enduring presence before continuing with the image of destruction.
19. Hyperbole“These numberless years the elves”Hyperbole is an exaggeration for emphasis. The “numberless years” exaggerates the length of time the elves have existed, emphasizing their ancient and enduring presence.
20. Assonance“Oh, never this whelming east wind swells”Assonance is the repetition of vowel sounds within words. The “e” sound in “whelming,” “east,” and “wind” adds musicality to the line, mimicking the rhythmic rise and fall of the wind.
Themes: “A Line-storm Song” by Robert Frost
  • Nature’s Power and Unpredictability: “A Line-storm Song” reflects the immense power and unpredictability of nature. The storm is a central symbol, representing the chaotic, uncontrollable forces that shape both the physical and emotional world. In lines like “The line-storm clouds fly tattered and swift,” Frost highlights the suddenness and violence of natural events, which mirrors the unpredictability of life. The storm’s ability to obscure the landscape, as seen in “The road is forlorn all day,” emphasizes how nature can isolate and disorient those within it, creating an atmosphere of desolation and vulnerability.
  • Endurance and Resilience in Love: Despite the storm’s destructive force, the poem emphasizes the enduring nature of love. The repeated invitation to “be my love in the rain” suggests that love can thrive even in the harshest of circumstances. The speaker’s willingness to embrace the storm and endure its discomfort symbolizes resilience in relationships, where emotional storms—like the natural storm—must be faced with commitment and strength. The line “For wilding brooch shall wet your breast / The rain-fresh goldenrod” reinforces this theme by comparing love to the resilient goldenrod, which endures despite the storm’s effects.
  • Futility and Fragility: Another theme in the poem is the futility and fragility of life, as seen in the fleeting beauty of nature and the short-lived effects of human efforts. The image of “The roadside flowers, too wet for the bee, / Expend their bloom in vain” symbolizes wasted potential, with the flowers’ beauty being unappreciated due to the overwhelming storm. This sense of fragility is also present in the metaphor “All song of the woods is crushed like some / Wild, easily shattered rose,” where the natural world’s beauty is compared to a delicate rose, easily destroyed by the storm.
  • Timelessness and Cycles of Nature: Frost also explores the theme of nature’s timelessness and cyclical nature. The poem’s references to “the sea’s return” and “the ancient lands where it left the shells” suggest a connection between the present storm and the timeless forces of the natural world, implying that storms and struggles are part of a recurring cycle. This idea is reinforced through mythological allusions, such as the mention of “elves” who have persisted for “numberless years,” suggesting that both nature and the emotions it evokes—such as love—are eternal and ever-repeating.
Literary Theories and “A Line-storm Song” by Robert Frost
Literary TheoryApplication to “A Line-storm Song”References from the Poem
Romanticism“A Line-storm Song” reflects key elements of Romanticism, such as the reverence for nature, the emphasis on emotion, and the focus on individual experience. Nature, in particular, is portrayed as both a beautiful and destructive force, and the speaker’s emotional responses to it are central to the poem. Frost’s use of imagery and personification in his description of the storm evokes a sense of awe and connection to the natural world. The storm mirrors the emotional turbulence of human relationships, a common Romantic theme.“The line-storm clouds fly tattered and swift,” “Come, be my love in the rain,” and “The birds have less to say for themselves” all reflect nature’s power and its parallel to human emotion, a hallmark of Romanticism.
EcocriticismEcocriticism focuses on the relationship between literature and the natural environment. In “A Line-storm Song,” nature is not just a backdrop but an active force that interacts with the characters and influences their actions. The storm’s unpredictability and destructive potential highlight humanity’s vulnerability to the forces of nature, while the speaker’s plea for love amid the storm suggests the possibility of harmony between human emotions and the natural world. The poem can be seen as a reflection on human attempts to connect with and find solace in nature, even when faced with its overwhelming power.“Come, be my love in the wet woods; come,” and “The gale to urge behind” demonstrate how nature both challenges and offers unity, an ecocritical theme. Nature is not an idyllic refuge but a force to be navigated with love and resilience.
Psychoanalytic CriticismUsing a psychoanalytic lens, the storm can be viewed as a metaphor for the unconscious mind and the emotional turmoil that lies beneath the surface. The storm may represent internal conflict or suppressed feelings, with the speaker’s repeated invitations to “be my love in the rain” symbolizing a desire to confront and embrace these emotional challenges. The imagery of the “shattered rose” and the futility of the flowers’ bloom may reflect inner feelings of vulnerability and fragility in the face of life’s difficulties. This theory explores the connection between nature’s external chaos and the speaker’s inner psychological state.“All song of the woods is crushed like some / Wild, easily shattered rose” symbolizes emotional fragility, while “And be my love in the rain” can represent the speaker’s unconscious drive to resolve internal conflicts through emotional connection.
Critical Questions about “A Line-storm Song” by Robert Frost
  • How does the storm in “A Line-storm Song” function as a metaphor for emotional turbulence?
  • The storm in “A Line-storm Song” serves as a powerful metaphor for emotional turbulence, symbolizing the unpredictability and intensity of human feelings, particularly within relationships. The “line-storm clouds fly tattered and swift” reflects the rapid and chaotic nature of emotional storms, where feelings can be as volatile and overwhelming as a sudden storm in nature. The speaker’s repeated invitation to “be my love in the rain” suggests a desire to face these emotional hardships head-on, indicating that love, much like a storm, can be both destructive and cleansing. The storm’s relentless energy parallels the internal struggles people experience in their relationships, yet it also offers the possibility of renewal and growth, as symbolized by the enduring “rain-fresh goldenrod.”
  • How does the theme of nature’s resilience contrast with human vulnerability in the poem?
  • Nature’s resilience is evident throughout “A Line-storm Song,” contrasting sharply with human vulnerability. The poem’s imagery, such as the “wilding brooch” of the “rain-fresh goldenrod,” illustrates how nature, though battered by storms, can endure and even thrive. This resilience stands in contrast to the fleeting nature of human experiences and emotions, which are depicted as fragile and easily overwhelmed. For instance, “The roadside flowers, too wet for the bee, / Expend their bloom in vain” highlights human efforts that often feel wasted or futile in the face of life’s challenges, much like the flowers’ bloom is unappreciated in the storm. This contrast between the durability of nature and the transience of human endeavors underscores the poem’s reflection on life’s fragility.
  • What role does repetition play in conveying the poem’s central message about love?
  • Repetition in “A Line-storm Song” is key to emphasizing the poem’s central message about love’s endurance in the face of challenges. The recurring invitation to “be my love in the rain” reinforces the idea that love requires persistence and resilience. The speaker’s insistence on continuing the journey “in the wet woods” despite the storm suggests that love is not about avoiding hardship but confronting it together. This repetition creates a rhythmic flow that mirrors the cyclical nature of storms, symbolizing the recurring challenges in relationships that can be overcome through dedication and companionship. The repetition of the word “come” also reflects a sense of urgency and longing, underscoring the speaker’s determination to weather the emotional storm alongside their partner.
  • How does Frost use imagery to explore the relationship between nature and human emotions?
  • Frost uses vivid imagery to draw parallels between nature’s storms and human emotions in “A Line-storm Song.” The poem’s opening line, “The line-storm clouds fly tattered and swift,” immediately creates a visual image of a violent storm, setting the stage for a deeper exploration of emotional turmoil. The image of “The roadside flowers, too wet for the bee” suggests missed opportunities or unfulfilled desires, mirroring the fragile and often transient nature of human emotions. Similarly, the “shallow waters aflutter with wind” evokes a sense of restlessness, reflecting the instability of both the weather and emotional states. Frost’s use of natural imagery underscores the complexity of human emotions, illustrating how love and life are often shaped by forces as unpredictable and powerful as the weather.
Literary Works Similar to “A Line-storm Song” by Robert Frost
  1. “The Rain” by William H. Davies
    Similar to “A Line-storm Song,” this poem explores the theme of rain as both a natural and emotional force, using nature as a metaphor for human emotions.
  2. “Meeting at Night” by Robert Browning
    Like Frost’s poem, this piece intertwines the natural elements of night and the sea with themes of love and longing, using vivid imagery to convey the emotional journey.
  3. “Wind and Window Flower” by Robert Frost
    Another poem by Frost, this one also uses the metaphor of a storm to explore themes of fleeting love and the tension between human emotions and nature’s forces.
  4. “The Storm” by Theodore Roethke
    This poem delves into the power of a storm as a reflection of inner turmoil and struggle, much like “A Line-storm Song” relates emotional turbulence to natural forces.
  5. “The Snow-Storm” by Ralph Waldo Emerson
    While focusing on snow rather than rain, this poem shares Frost’s theme of nature’s overwhelming power, portraying a storm as both destructive and awe-inspiring.
Representative Quotations of “A Line-storm Song” by Robert Frost
QuotationContextTheoretical Perspective (in bold)
“The line-storm clouds fly tattered and swift”This opening line introduces the poem’s setting, describing the chaotic movement of storm clouds.Ecocriticism: The storm represents nature’s uncontrollable power, reflecting the relationship between humanity and the environment.
“The road is forlorn all day”The speaker describes the desolate and abandoned road, emphasizing the mood of isolation and despair.Psychoanalytic Criticism: The road symbolizes an internal emotional path, reflecting feelings of loneliness and personal turmoil.
“Come, be my love in the rain”A repeated invitation by the speaker, urging the lover to face the storm and emotional challenges together.Romanticism: This line evokes the Romantic ideal of enduring love and connection in harmony with the powerful, sometimes harsh forces of nature.
“The birds have less to say for themselves”The birds are silent in the face of the storm, suggesting a world overpowered by the natural forces.Ecocriticism: The silence of the birds reflects nature’s overwhelming dominance, silencing all other voices, including human and animal.
“All song of the woods is crushed like some / Wild, easily shattered rose”Nature’s beauty is fragile and easily destroyed by the storm, mirroring emotional vulnerability.Psychoanalytic Criticism: The rose symbolizes the fragility of human emotions, particularly in love, which can be “shattered” by external forces.
“There is the gale to urge behind / And bruit our singing down”The wind overtakes the couple’s song, symbolizing life’s challenges overpowering personal expression.Modernism: This reflects the tension between individual expression and external forces that suppress personal and artistic voices.
“What matter if we go clear to the west, / And come not through dry-shod?”The speaker dismisses physical discomfort as unimportant compared to emotional connection.Existentialism: The line highlights a philosophy of enduring hardship in pursuit of deeper meaning, emphasizing the choice to embrace struggle.
“For wilding brooch shall wet your breast / The rain-fresh goldenrod”The goldenrod, a symbol of resilience, will adorn the lover despite the storm’s discomfort.Romanticism: The resilience of nature (the goldenrod) parallels the resilience of love, symbolizing strength in the face of adversity.
“Oh, never this whelming east wind swells / But it seems like the sea’s return”The wind feels like the return of the sea, symbolizing natural cycles and timeless forces.Ecocriticism: Nature’s cyclical power is highlighted, showing its continuous influence on human life and emotions.
“And it seems like the time when after doubt / Our love came back amain”After uncertainty, love returns with force, symbolizing reconciliation and emotional renewal.Psychoanalytic Criticism: This return of love after doubt can represent the resolution of internal conflicts or emotional restoration.
Suggested Readings: “A Line-storm Song” by Robert Frost
  1. Sheehy, Donald G. “(Re)Figuring Love: Robert Frost in Crisis, 1938-1942.” The New England Quarterly, vol. 63, no. 2, 1990, pp. 179–231. JSTOR, https://doi.org/10.2307/365799. Accessed 16 Oct. 2024.
  2. Haynes, Donald T. “The Narrative Unity of a Boy’s Will.” PMLA, vol. 87, no. 3, 1972, pp. 452–64. JSTOR, https://doi.org/10.2307/460904. Accessed 16 Oct. 2024.
  3. Tarlinskaja, Marina. “Meter and Meaning: Semantic Associations of the English ‘Dolnik’ Verse Form.” Style, vol. 23, no. 2, 1989, pp. 238–60. JSTOR, http://www.jstor.org/stable/42945789. Accessed 16 Oct. 2024.
  4. Wakefield, Eleanor. “Among Dark Trees: Poetic Identity and the Sonnet Form in ‘Into My Own.'” The Robert Frost Review, no. 28, 2018, pp. 86–100. JSTOR, https://www.jstor.org/stable/26731490. Accessed 16 Oct. 2024.
  5. Kemp, John C. “The Poet in the Making (1874-1912).” Robert Frost and New England: The Poet As Regionalist, Princeton University Press, 1979, pp. 40–85. JSTOR, http://www.jstor.org/stable/j.ctt13x0t68.6. Accessed 16 Oct. 2024.

“Visual Pleasure and Narrative Cinema” by Laura Mulvey: Summary and Critique

“Visual Pleasure and Narrative Cinema” by Laura Mulvey was first written in 1973 and published in 1975 in the journal Screen.

"Visual Pleasure and Narrative Cimena" by Laura Mulvey: Summary and Critique
Introduction: “Visual Pleasure and Narrative Cinema” by Laura Mulvey

“Visual Pleasure and Narrative Cinema” by Laura Mulvey was first written in 1973 and published in 1975 in the journal Screen. This seminal essay is celebrated for introducing a political application of psychoanalysis to film theory, particularly through the lens of feminism. Mulvey critiques the ways in which mainstream cinema, especially Hollywood, reinforces patriarchal ideologies by coding visual pleasure through the male gaze. The essay delves into how film creates a voyeuristic pleasure where women are objectified as passive figures, thus reinforcing a patriarchal structure of sexual difference. Central to Mulvey’s argument is her analysis of scopophilia (the pleasure of looking) and its relationship to narcissism, which positions women as erotic objects and men as active viewers or agents. The essay’s importance lies in its profound influence on feminist film theory, bringing to light the ways that cinema perpetuates gendered power dynamics and providing a framework for deconstructing these ideologies in both narrative and visual representation.

Summary of “Visual Pleasure and Narrative Cinema” by Laura Mulvey
  1. Psychoanalysis as a Political Weapon
    Mulvey begins by outlining her intent to use psychoanalysis as a means to reveal how cinema reinforces patriarchal structures through the male gaze. She argues that film plays a significant role in supporting “pre-existing patterns of fascination already at work within the individual subject and the social formations that have moulded him.” The male-dominated system, she writes, depends on the “image of the castrated woman to give order and meaning to its world.” Women are depicted as lacking, with their absence forming the basis of male power. This psychoanalytic critique becomes a “political weapon,” as Mulvey seeks to challenge and dismantle these entrenched cinematic structures.
  2. Destruction of Pleasure as a Radical Weapon
    Mulvey asserts that traditional Hollywood cinema encodes visual pleasure through patriarchal ideologies, reflecting “the psychical obsessions of the society” that produced it. She stresses that mainstream films “coded the erotic into the language of the dominant patriarchal order.” To disrupt this, she proposes the development of a politically and aesthetically radical cinema, one that rejects the satisfaction offered by narrative cinema. “It is said that analysing pleasure, or beauty, destroys it. That is the intention of this article,” Mulvey boldly declares. She argues for the necessity of breaking down the pleasure that mainstream cinema provides, not to create a new pleasure, but to make way for a “total negation” of traditional cinematic forms.
  3. Pleasure in Looking (Scopophilia)
    Mulvey discusses how cinema offers different types of pleasure, focusing on Freud’s concept of scopophilia, which she defines as the “pleasure in looking.” In cinema, this manifests as voyeurism, where the audience experiences pleasure in watching others as objects. Mulvey writes, “The mass of mainstream film… portray[s] a hermetically sealed world which…produces for them a sense of separation and plays on their voyeuristic fantasy.” This dynamic reinforces a male-centered gaze, in which men are active viewers and women are passive objects of desire. The audience’s position is thus “one of repression of their exhibitionism and projection of the repressed desire onto the performer.”
  4. Narcissism and Identification with the Human Form
    Beyond voyeurism, Mulvey explores how cinema encourages narcissistic identification with characters, particularly male protagonists. Drawing on Lacan’s mirror phase, she explains how the viewer identifies with the on-screen image, leading to a process of recognition and misrecognition that strengthens the viewer’s ego. She writes, “The cinema has structures of fascination strong enough to allow temporary loss of ego while simultaneously reinforcing it.” This identification is especially potent in male viewers, who project their fantasies and desires onto the male protagonist, thus reinforcing patriarchal norms.
  5. Active/Male, Passive/Female Division
    Mulvey identifies a clear gender divide in mainstream cinema, where men are active and women are passive. “In a world ordered by sexual imbalance, pleasure in looking has been split between active/male and passive/female,” she notes. Women are objectified and reduced to symbols, existing only to provoke emotion or action in the male protagonist. As Mulvey puts it, “What counts is what the heroine provokes, or rather what she represents… In herself the woman has not the slightest importance.” This structure diminishes women’s autonomy and reinforces their role as objects of male desire within the narrative.
  6. Voyeurism and Fetishistic Scopophilia
    Mulvey distinguishes between two cinematic mechanisms: voyeurism, which involves control and sadism, and fetishistic scopophilia, which idealizes women as erotic objects. Voyeurism “asserts control” over women by investigating or punishing them, while fetishistic scopophilia “builds up the physical beauty of the object,” transforming women into idealized, reassuring figures. Mulvey writes, “The male unconscious has two avenues of escape from this castration anxiety: preoccupation with the re-enactment of the original trauma…or turning the represented figure itself into a fetish.” These mechanisms perpetuate a patriarchal dynamic that objectifies and subjugates women.
  7. Impact on Feminist Film Theory
    Mulvey’s essay is foundational in feminist film theory as it exposes how cinema perpetuates patriarchal values by coding women as objects for male pleasure. By “highlighting a woman’s to-be-looked-at-ness,” Mulvey reveals how mainstream film denies women subjectivity and agency. She argues that “cinematic codes create a gaze, a world and an object,” all of which are designed to serve male desire. Her work calls for a radical restructuring of cinematic form, one that disrupts the satisfaction and pleasure offered by patriarchal cinema, and offers feminist filmmakers tools for deconstructing these visual structures.
Literary Terms/Concepts in “Visual Pleasure and Narrative Cinema” by Laura Mulvey
Term/ConceptExplanationQuotation/Example
Male GazeThe dominant perspective in traditional cinema, where women are objectified and viewed from a heterosexual male perspective, reinforcing patriarchal structures.“In a world ordered by sexual imbalance, pleasure in looking has been split between active/male and passive/female.”
ScopophiliaThe pleasure derived from looking at others as objects, often tied to voyeurism in cinema, where the audience assumes a controlling, detached gaze.“There are circumstances in which looking itself is a source of pleasure, just as… there is pleasure in being looked at.”
VoyeurismA form of scopophilia where the pleasure in looking is associated with an active, often controlling or sadistic, role, typically viewing others without their consent.“Pleasure lies in ascertaining guilt… asserting control and subjugating the guilty person through punishment or forgiveness.”
Fetishistic ScopophiliaA cinematic mechanism where the objectified woman is idealized or fetishized to alleviate the castration anxiety experienced by men in the face of female otherness.“The male unconscious has two avenues of escape… one being turning the represented figure itself into a fetish.”
Castration AnxietyA psychoanalytic concept used by Mulvey to describe the male fear of female difference (absence of a penis), leading to the objectification or punishment of women.“The paradox of phallocentrism… depends on the image of the castrated woman to give order and meaning to its world.”
NarcissismThe act of identifying with an idealized image on screen, typically the male protagonist, reinforcing the viewer’s ego and desires through cinematic representation.“The cinema has structures of fascination strong enough to allow temporary loss of ego while simultaneously reinforcing it.”
IdentificationThe process by which the viewer connects with a character on screen, usually the male protagonist, experiencing the film from their perspective.“The audience follows the growth of his erotic obsession… precisely from his point of view.”
PhallocentrismA term that denotes the centrality of the phallus (male power and authority) in social, linguistic, and symbolic systems, which cinema reflects and reinforces.“Psychoanalytic theory is… a political weapon, demonstrating the way the unconscious of patriarchal society has structured film form.”
Patriarchal OrderThe societal system where men hold power and women are subordinate, with cinema reflecting and perpetuating this dynamic through its visual and narrative forms.“Mainstream film coded the erotic into the language of the dominant patriarchal order.”
To-be-looked-at-nessA term used by Mulvey to describe how women are positioned as objects in cinema, existing primarily for visual consumption by male characters and the audience.“Woman displayed as sexual object is the leitmotif of erotic spectacle… she holds the look, and plays to male desire.”
Contribution of “Visual Pleasure and Narrative Cinema” by Laura Mulvey to Literary Theory/Theories
  1. Feminist Film Theory
    Mulvey’s work is foundational in feminist film theory, as it applies psychoanalytic theory to critique how cinema reinforces patriarchal structures. Her concept of the male gaze is central to understanding how women are objectified in visual media. By critiquing how cinema reflects patriarchal values, she exposes “the frustration experienced under the phallocentric order” and challenges how women are portrayed as passive objects. “In a world ordered by sexual imbalance, pleasure in looking has been split between active/male and passive/female.” This analysis reshapes feminist discourse, giving theorists a lens to explore gender dynamics in film and literature.
  2. Psychoanalytic Theory in Film
    Mulvey introduces a psychoanalytic framework to film theory, heavily drawing on Freudian and Lacanian concepts to examine the unconscious structures embedded in cinema. Her use of concepts like scopophilia, fetishism, and castration anxiety highlights how cinema manipulates viewer psychology to reinforce patriarchal ideologies. “The paradox of phallocentrism in all its manifestations is that it depends on the image of the castrated woman to give order and meaning to its world.” This application of psychoanalysis shifts literary and film theory towards examining the deeper unconscious motivations of both creators and consumers of media.
  3. Structuralism and Semiotics
    Mulvey’s work engages with structuralism and semiotics by analyzing how meaning is constructed in film through visual signs and symbols. Her exploration of how women are positioned as signifiers within the symbolic order mirrors structuralist approaches to language and meaning. “Woman then stands in patriarchal culture as a signifier for the male other, bound by a symbolic order in which man can live out his fantasies.” This contribution connects film to broader semiotic theories that explore how cultural products encode meaning through signs and structures.
  4. Poststructuralism and Deconstruction
    By deconstructing the pleasure mechanisms of traditional narrative cinema, Mulvey opens the door to poststructuralist analysis. She critiques the apparent wholeness and naturalness of filmic representations, exposing them as ideological constructions. “The conventions of narrative film deny the first two [the look of the camera and audience] and subordinate them to the third, the conscious aim being always to eliminate intrusive camera presence.” This dismantling of traditional film conventions aligns with poststructuralist theories that challenge stable meanings and hierarchical structures.
  5. Marxist Critique of Ideology
    Mulvey’s analysis also intersects with Marxist theory by exposing how cinema, as part of the superstructure, reproduces dominant ideologies. She critiques Hollywood’s role in maintaining the status quo by encoding patriarchal values into the film form. “Unchallenged, mainstream film coded the erotic into the language of the dominant patriarchal order.” Her call for a radical, alternative cinema aligns with Marxist critiques of how cultural products reinforce ruling-class ideology, offering a political challenge to the existing filmic order.
  6. The Gaze in Postcolonial and Queer Theories
    Although Mulvey focuses on gendered dynamics, her concept of the gaze has influenced postcolonial and queer theories, which also explore how power is distributed in visual representations. The gaze is not only male but can also be racialized or heteronormative, with different kinds of viewers either empowered or marginalized by what they see. “The male unconscious has two avenues of escape from this castration anxiety: preoccupation with the re-enactment of the original trauma… or turning the represented figure itself into a fetish.” This emphasis on the viewer’s role in constructing power relations through vision resonates with later theoretical developments in multiple fields.
Examples of Critiques Through “Visual Pleasure and Narrative Cinema” by Laura Mulvey
Literary Work/FilmCritique Through Mulvey’s TheoryKey Concepts Applied
Wonder Woman (2017)While Wonder Woman presents a strong female protagonist, Mulvey’s framework could critique the male gaze still present in certain scenes, where Diana is visually objectified, particularly in moments of physical display.Male Gaze, To-be-looked-at-ness
The Wolf of Wall Street (2013) by Jordan BelfortMulvey’s theory would critique how women in this film are reduced to objects of male pleasure, serving as accessories to the male protagonist’s lifestyle, reinforcing a patriarchal viewpoint where women exist to be looked at.Scopophilia, Male Gaze, Objectification
Fifty Shades of Grey (2011) by E.L. JamesThis novel can be critiqued for its fetishistic treatment of the female protagonist, where the male protagonist’s control over her reinforces voyeuristic pleasure and sadism, resonating with Mulvey’s concept of fetishism.Fetishistic Scopophilia, Voyeurism, Sadism
Mad Max: Fury Road (2015)Although Fury Road subverts traditional gender roles with strong female characters, Mulvey’s theory might still highlight how women are depicted as objects of male desire in certain scenes, despite the feminist undertones.Subversion of the Male Gaze, Scopophilia
The Great Gatsby (1925) by F. Scott FitzgeraldUsing Mulvey’s framework, Daisy Buchanan could be critiqued as a passive figure who is idealized and objectified through the male gaze of both Gatsby and the audience, reinforcing patriarchal narratives.Narcissism, To-be-looked-at-ness, Objectification
Black Widow (2021)While Black Widow positions its protagonist as empowered, Mulvey’s lens might critique the occasional lingering shots that objectify the female body, showing the tension between feminist representation and male gaze.Scopophilia, Fetishism, Active/Passive Dynamic
Twilight (2005) by Stephenie MeyerMulvey’s theory could critique Bella’s passive role as an object of Edward’s gaze, where her value is largely derived from how she is perceived and desired by male characters, reinforcing patriarchal dynamics.Male Gaze, To-be-looked-at-ness, Narcissistic Identification
The Handmaid’s Tale (1985) by Margaret AtwoodWhile the novel critiques patriarchy, Mulvey’s framework might be applied to highlight moments where the violence and control over female bodies is still shown through a voyeuristic, objectifying lens.Voyeurism, Fetishistic Scopophilia, Male Gaze
Criticism Against “Visual Pleasure and Narrative Cinema” by Laura Mulvey
  • Oversimplification of Gender Dynamics
    Critics argue that Mulvey’s framework overly simplifies gender relations, presenting a binary where men are active subjects and women are passive objects. This rigid division neglects the complexity of gender identities and experiences in both film and literature.
  • Neglect of Female Spectatorship
    Mulvey’s focus on the male gaze has been critiqued for ignoring the role of female spectators. Critics question how women engage with films and how they might resist or reinterpret the male gaze, thus presenting a more dynamic interaction with media.
  • Exclusion of Alternative Sexualities
    Mulvey’s theory has been criticized for being heteronormative, as it primarily focuses on the heterosexual male gaze. The theory does not adequately account for the experiences of LGBTQ+ viewers or the ways queer desire might interact with visual pleasure and narrative cinema.
  • Lack of Attention to Racial Representation
    Some critics argue that Mulvey’s analysis is limited by its Eurocentric perspective, failing to address how race intersects with gender in cinematic representation. The absence of racial considerations leaves out critical discussions on how women of color are portrayed and viewed in film.
  • Criticism of Psychoanalytic Framework
    Mulvey’s reliance on Freudian and Lacanian psychoanalysis has faced criticism for being outdated and overly deterministic. Some scholars argue that psychoanalytic theory may not fully account for contemporary, diverse forms of spectatorship or the evolving nature of cinema.
  • Limited Scope of Film Analysis
    Mulvey’s analysis is often critiqued for being too focused on classical Hollywood cinema, leaving little room for analysis of non-Western, avant-garde, or contemporary films that may not adhere to the same visual and narrative conventions.
  • Failure to Address Positive Representations of Women
    Critics argue that Mulvey’s theory overlooks instances where women are portrayed as empowered or complex characters, even within mainstream cinema. This leads to a one-sided view that ignores films where women break away from traditional objectification.
Representative Quotations from “Visual Pleasure and Narrative Cinema” by Laura Mulvey with Explanation
QuotationExplanationTheoretical Perspective
“The paradox of phallocentrism in all its manifestations is that it depends on the image of the castrated woman to give order and meaning to its world.”This quote illustrates Mulvey’s critique of how patriarchal society defines itself through the representation of female lack.Psychoanalytic Theory (Freudian): The male-centric world order is upheld by the symbolic absence of female power (phallus).
“In a world ordered by sexual imbalance, pleasure in looking has been split between active/male and passive/female.”Mulvey describes how mainstream cinema positions men as active viewers and women as passive objects of the gaze.Feminist Film Theory: This statement underpins Mulvey’s theory of the male gaze and the power dynamics in visual media.
“The male gaze projects its fantasy onto the female figure, which is styled accordingly.”This quote critiques how women in film are portrayed according to male fantasies, shaped to satisfy male desires.Male Gaze Theory: It highlights how women’s representation is dictated by patriarchal fantasy rather than their agency.
“Woman then stands in patriarchal culture as a signifier for the male other, bound by a symbolic order in which man can live out his fantasies.”Women are objectified and reduced to symbols in a system where men project their fantasies and control onto them.Structuralism: Women function as symbols in a larger patriarchal symbolic system, serving male desires and fantasies.
“The cinema satisfies a primordial wish for pleasurable looking, but it also goes further, developing scopophilia in its narcissistic aspect.”Mulvey explains how cinema not only caters to the voyeuristic pleasure of looking but also creates narcissistic identification with characters.Scopophilia and Narcissism (Freudian): This explores cinema’s dual role in catering to both voyeurism and self-identification.
“It is said that analysing pleasure, or beauty, destroys it. That is the intention of this article.”Mulvey argues that feminist critique must deconstruct the visual pleasure offered by traditional cinema to expose its patriarchal foundations.Deconstruction/Poststructuralism: Breaking down filmic pleasure is necessary to challenge patriarchal ideologies in cinema.
“The male unconscious has two avenues of escape from this castration anxiety: preoccupation with the re-enactment of the original trauma… or turning the represented figure itself into a fetish.”Men deal with the threat of female difference (lack of a penis) by fetishizing women or controlling them through punishment and investigation.Psychoanalytic/Fetishistic Scopophilia: Men fetishize women to suppress the threat of castration anxiety.
“Traditionally, the woman displayed has functioned on two levels: as erotic object for the characters within the screen story, and as erotic object for the spectator within the auditorium.”Women in cinema are simultaneously objectified within the film’s narrative and for the pleasure of the male audience.Voyeurism and Fetishism: Women are doubly objectified—as characters and as objects of desire for the audience.
“The satisfaction and reinforcement of the ego that represent the high point of film history hitherto must be attacked.”Mulvey calls for dismantling the pleasure that narrative cinema provides, which reinforces patriarchal values and power structures.Radical Feminism/Political Film Critique: This quote represents her radical stance against traditional narrative cinema.
“The determining male gaze projects its fantasy onto the female figure, which is styled accordingly.”This underscores how film encodes women’s representation according to the desires of the male viewer, shaping them as passive and objectified.Male Gaze Theory: It highlights the role of the male gaze in constructing women as mere objects of visual pleasure.
Suggested Readings: “Visual Pleasure and Narrative Cinema” by Laura Mulvey
  1. van den Oever, Annie. “Conversation with Laura Mulvey.” Ostrannenie: On “Strangeness” and the Moving Image. The History, Reception, and Relevance of a Concept, edited by Annie van den Oever, Amsterdam University Press, 2010, pp. 185–204. JSTOR, http://www.jstor.org/stable/j.ctt45kcq9.17. Accessed 15 Oct. 2024.
  2. Manlove, Clifford T. “Visual ‘Drive’ and Cinematic Narrative: Reading Gaze Theory in Lacan, Hitchcock, and Mulvey.” Cinema Journal, vol. 46, no. 3, 2007, pp. 83–108. JSTOR, http://www.jstor.org/stable/30130530. Accessed 15 Oct. 2024.
  3. Mulvey, Laura. “Looking at the Past from the Present: Rethinking Feminist Film Theory of the 1970s.” Signs, vol. 30, no. 1, 2004, pp. 1286–92. JSTOR, https://doi.org/10.1086/421883. Accessed 15 Oct. 2024.
  4. Mulvey, Laura. “AFTERTHOUGHTS ON ‘VISUAL PLEASURE AND NARRATIVE CINEMA’ INSPIRED BY ‘DUEL IN THE SUN’ (KING VIDOR, 1946).” Framework: The Journal of Cinema and Media, no. 15/17, 1981, pp. 12–15. JSTOR, http://www.jstor.org/stable/44111815. Accessed 15 Oct. 2024.

“The Death Drive” by Laura Mulvey: Summary and Critique

“The Death Drive” by Laura Mulvey first appeared in Afterall: A Journal of Art, Context and Enquiry in the Autumn/Winter 2004 issue, published by the University of Chicago Press on behalf of Central Saint Martins College of Art and Design, University of the Arts London.

"The Death Drive" by Laura Mulvey: Summary and Critique
Introduction: “The Death Drive” by Laura Mulvey

“The Death Drive” by Laura Mulvey first appeared in Afterall: A Journal of Art, Context and Enquiry in the Autumn/Winter 2004 issue, published by the University of Chicago Press on behalf of Central Saint Martins College of Art and Design, University of the Arts London. In this article, Mulvey delves into psychoanalytic theory, particularly drawing from Sigmund Freud’s concept of the death drive, which she connects with the structure and aesthetic of narrative cinema. She explores how cinema represents the tension between movement and stillness, particularly through the metaphor of death as narrative closure. The essay’s significance in literary and film theory lies in its investigation of how cinematic techniques reflect broader philosophical concerns about desire, time, and narrative closure, building on ideas from theorists like Gilles Deleuze. By framing the death drive as central to both cinematic form and narrative structure, Mulvey offers an influential lens for understanding the deeper psychological forces at play in visual storytelling.

Summary of “The Death Drive” by Laura Mulvey
  • The Relationship Between Narrative and Cinema
    • Mulvey examines the rich interplay between cinema and narrative, highlighting how both are driven by movement and stasis. She describes cinema’s power to create the illusion of life and movement through storytelling: “Cinema could bring to storytelling much more than the illusion of life…the stillness of order and the finity that Rivette associates with Hitchcock”.
  • Freud’s Concept of the Death Drive
    • The article connects Freud’s death drive theory, which suggests a compulsion to return to an original state of inertia, with narrative structures in cinema. Mulvey explains that narrative movement is driven by desire but ultimately seeks closure: “Throughout ‘Beyond the Pleasure Principle’ the stimulation to movement, inherent in the death instinct, jostles with its aim to return, to rediscover the stillness from which it originally departed”.
  • Narrative Movement and Its Limitlessness
    • Mulvey discusses how narrative cinema often seems bound by beginnings and ends, but within the narrative, there exists a “middle passage” that allows for potentially endless extensions. She draws on Deleuze’s philosophy of movement, describing “Deleuze’s action-images…are the material of narrative change, altering situation to situation”.
  • Death as a Narrative Closure
    • In cinematic storytelling, death often serves as the ultimate narrative closure, symbolizing the end of movement and desire. Mulvey points out that films frequently end with death or marriage as symbols of stasis: “Marriage as closure also brings with it the topographical stasis conventionally implied by the new home…Death prefigures the hero’s wedding so that both ‘death’ and ‘wedding’ are closely juxtaposed to represent a formal limit of narrative, and to figure its closure”.
  • Cinematic Movement and Stasis: The Freeze-Frame
    • The article explores the use of freeze-frames in cinema to illustrate the finality of death and narrative closure. Mulvey argues that “the freeze-frame ending leads in two directions…it is the ultimate finality, exploiting the association between the still and death itself, the photograph as the death mask”. This technique underscores the inherent tension between motion and stillness in film.
  • The Role of the Body and Embodiment in Narrative Cinema
    • Mulvey describes how the human body, particularly through dance and movement, embodies narrative desire and its drive toward closure. In the film The Red Shoes, for instance, the heroine’s death through dance represents this interplay: “Her desire to dance belongs with the restless movement of the ballet company, always caught in the perpetual motion of travel”.
  • Desire and the Drive Toward Death
    • Mulvey notes that the movement of desire in narrative cinema can only find its stopping point in death, which becomes a metaphor for both narrative and literal ending: “The red shoes, figured as desire and death simultaneously, allow the relationship between the two to be represented…dances itself into its only possible stopping point: death itself”.
Literary Terms/Concepts in “The Death Drive” by Laura Mulvey
Term/ConceptExplanationReference from Article
Death DriveA psychoanalytic concept from Freud, where there is an unconscious desire to return to a state of stasis or death.“Freud theorized a death drive, or instinct, that overwhelms the pleasure principle.”
Narrative ClosureThe formal ending of a story, often symbolized by death or marriage, marking the end of narrative movement.“Narrative ‘ending’…brings with it the silence and stillness associated with death.”
Movement-ImageA concept from Gilles Deleuze, describing how cinema captures movement and translates it into narrative progression.“Deleuze’s action-images…are the material of narrative change, altering situation to situation.”
StasisThe concept of stillness or a return to inertia, often used in narrative to signify endings or death.“The death instinct jostles with its aim to return, to rediscover the stillness.”
Freeze-FrameA cinematic technique where a single frame is held still, symbolizing narrative or literal death.“The freeze-frame ending…exploiting the association between the still and death itself.”
Desire in NarrativeThe driving force behind the progression of the plot, often linked with the quest for fulfillment or closure.“Desire activates a story out of its original static state.”
MetaphorA figure of speech where one thing is used to represent another, often used to convey abstract concepts in narrative.“The red shoes, figured as desire and death simultaneously, allow the relationship between the two to be represented.”
MetonymyA literary device where something is referred to by the name of something closely associated with it.“Desire and narrative ‘need’ metonymy, one can find textual elaboration in the other.”
Temporal ConstructionThe way in which time is structured and manipulated in cinema to create narrative flow and meaning.“Their original presence merges into an extended duration able to articulate thoughts, resonance and ideas.”
Cinematic StasisThe use of still images or freeze-frames in cinema to represent moments of narrative or existential halt.“The problem of a final stasis…may present cinema with the return of its own repressed.”
Contribution of “The Death Drive” by Laura Mulvey to Literary Theory/Theories
Literary TheoryContribution of “The Death Drive” by Laura MulveyReference from the Article
Psychoanalytic TheoryMulvey’s work builds on Freud’s concept of the death drive, linking it to narrative closure in cinema. She explores how the unconscious desire for stasis (death) manifests in storytelling, particularly in how films often resolve with either death or a symbolic cessation of narrative motion, such as marriage.“In his 1920 essay ‘Beyond the Pleasure Principle’, Freud theorised a death drive…that overwhelms the pleasure principle.”
Narrative TheoryMulvey analyzes how narrative cinema is structured around beginnings and endings, with the middle section potentially extending indefinitely. She adds depth to narrative theory by exploring how films both reflect and challenge traditional narrative structures, particularly through Deleuze’s concept of the movement-image.“Deleuze’s action-images…are the material of narrative change, altering situation to situation.”
Film TheoryThis article is significant in film theory for its examination of how cinematic techniques (like freeze-frames, movement-images, and stasis) are used to explore the tension between narrative flow and closure. Mulvey argues that cinema has a unique ability to represent both movement and stillness, contributing to the medium’s storytelling power.“The freeze-frame ending leads in two directions…it is the ultimate finality, exploiting the association between the still and death itself.”
Feminist Film TheoryAs a pioneer in feminist film theory, Mulvey’s exploration of the death drive and narrative structure also touches on how these concepts reflect gender dynamics in cinema. For example, the female body often becomes a site where narrative desire and closure (marriage or death) intersect, reinforcing traditional gender roles within narrative closure.“Vicky’s suicide brings it to stillness. As Julian cannot tolerate Vicky’s creative drive…the conflict between them comes to revolve around the stillness of marriage.”
Post-StructuralismBy drawing on Deleuze and examining how narrative form is open-ended, Mulvey aligns her analysis with post-structuralist ideas. She questions the rigid boundaries between beginnings and endings in cinema, suggesting that narrative movement and desire are continuous processes.“But Deleuze’s emphasis on the conceptual significance of cinema’s mobility chimes with narrative’s necessarily mobile nature…it is also limitless.”
Phenomenology of CinemaMulvey’s exploration of how cinema can represent both movement and stasis contributes to phenomenological approaches to film theory, where the viewer’s experience of time and space in film becomes central. By examining how freeze-frames and movement-images affect our perception of narrative time, Mulvey contributes to an understanding of how cinema shapes our experience of temporal flow.“Movement must go beyond itself, but to its material energetic element…the photogramme is inseparable from the series which makes it vibrate.”
StructuralismIn discussing how narrative structure in cinema moves towards closure, Mulvey engages with structuralist ideas about the formal elements of storytelling. She shows how narratives are constructed around the need for a return to stasis, whether through marriage or death, reinforcing traditional narrative frameworks.“Marriage as closure also brings with it the topographical stasis conventionally implied by the new home…Death prefigures the hero’s wedding.”
Examples of Critiques Through “The Death Drive” by Laura Mulvey
Literary WorkCritique Through “The Death Drive” by Laura MulveyReference from the Article
Hamlet by William ShakespeareIn Hamlet, the protagonist’s obsessive drive towards death can be interpreted through the lens of Mulvey’s analysis of the death drive. Hamlet’s fixation on mortality and his ultimate resignation to death reflects Freud’s death drive, which Mulvey ties to narrative closure. The play’s climax, with multiple deaths, aligns with Mulvey’s observation of death as a common narrative end.“Death prefigures the hero’s wedding so that both ‘death’ and ‘wedding’ are closely juxtaposed to represent a formal limit of narrative.”
Anna Karenina by Leo TolstoyAnna’s eventual suicide can be seen as an embodiment of the death drive, with her personal desires and narrative arc leading inexorably to self-destruction. Mulvey’s critique of narrative movement suggests that Anna’s trajectory is not just about personal downfall but also about fulfilling the narrative’s compulsion toward closure via death.“The red shoes, figured as desire and death simultaneously, allow the relationship between the two to be represented.”
The Great Gatsby by F. Scott FitzgeraldGatsby’s relentless pursuit of an idealized past can be critiqued using Mulvey’s death drive theory. His desire for Daisy leads to a series of events that culminate in his death, aligning with Mulvey’s idea of narrative desire and the drive toward stasis. His death marks both personal and narrative closure, reflecting Mulvey’s view that desire inevitably leads to a return to stillness or death.“If desire activates a story out of its original static state, then that same force seeks a means to return, at the end, once more to stasis.”
Wuthering Heights by Emily BrontëThe obsessive love between Heathcliff and Catherine, leading to both their deaths, can be critiqued using Mulvey’s theory of narrative closure through the death drive. Their love transcends life, with death being the ultimate reunion and fulfillment of their desires, reflecting Mulvey’s assertion that death often serves as a natural endpoint for narrative desire.“Vicky’s suicide brings it to stillness…the stasis of death for that of marriage.”
Criticism Against “The Death Drive” by Laura Mulvey
  • Overemphasis on Psychoanalytic Theory
    Critics may argue that Mulvey’s reliance on Freud’s death drive theory narrows her analysis, making it overly deterministic. This approach might not fully account for other psychological or cultural factors influencing narrative structures, particularly in diverse genres of cinema.
  • Limited Application to Non-Western Cinematic Narratives
    Mulvey’s framework is heavily based on Western cinematic traditions, such as Hollywood and European art films. Critics might argue that her theories are less applicable or relevant to non-Western narratives, which may not follow the same patterns of narrative closure or rely on the same psychoanalytic concepts.
  • Reduction of Complex Narratives to Death or Closure
    Some scholars could argue that Mulvey’s analysis simplifies complex narrative arcs by focusing too much on the idea that stories inevitably end in stasis, either through death or marriage. This reductionist view may overlook other possibilities for narrative progression or non-traditional endings.
  • Neglect of Genre-Specific Variations
    Mulvey’s analysis does not fully address how different film genres (such as comedy, fantasy, or experimental film) handle narrative closure differently. Critics may argue that applying the death drive universally across all genres does not account for genre-specific variations in storytelling and endings.
  • Feminist Perspective Could Be Seen as Limited
    While Mulvey is a pioneer in feminist film theory, some critics may argue that her focus on the death drive neglects more nuanced feminist interpretations of cinema. Her emphasis on psychoanalysis may sideline other feminist readings that address issues of agency, subjectivity, and representation in ways that go beyond the death/marriage binary.
Representative Quotations from “The Death Drive” by Laura Mulvey with Explanation
QuotationExplanation
“Narrative needs an engine to start up, out of inertia, into the drive towards movement.”Mulvey likens narrative progression to a mechanical engine, emphasizing the need for an initial force or desire to propel a story forward.
“Freud theorised a death drive, or instinct, that overwhelms the pleasure principle.”This highlights Mulvey’s use of Freud’s death drive theory as central to understanding how narratives inevitably drive toward stasis or death.
“Death prefigures the hero’s wedding so that both ‘death’ and ‘wedding’ are closely juxtaposed to represent a formal limit of narrative.”Mulvey discusses how traditional narratives often end with either death or marriage, representing closure and a return to stillness.
“The freeze-frame ending… exploits the association between the still and death itself.”This illustrates Mulvey’s analysis of cinematic techniques, where freeze-frames are used to symbolize both narrative and literal death.
“Movement must go beyond itself, but to its material energetic element.”Drawing on Deleuze, Mulvey explains how cinematic movement transcends literal motion, linking it to deeper narrative and thematic ideas.
“Cinema’s movement is, of course, an illusion derived from a succession of still images.”Mulvey emphasizes the illusion of movement in cinema, where motion is created through the rapid succession of still frames, mirroring narrative progress.
“Narrative movement, kept permanently in motion by the image of the ballet.”Here, Mulvey uses the metaphor of ballet to explain how some cinematic narratives sustain continuous movement, without an immediate end.
“The red shoes, figured as desire and death simultaneously, allow the relationship between the two to be represented.”This discusses how objects in films (like the red shoes in The Red Shoes) can symbolize both desire and death, linking the two concepts in the narrative.
“Vicky’s suicide brings it to stillness…the stasis of death for that of marriage.”Mulvey uses this example to show how female characters’ narratives often culminate in death, a symbolic substitute for traditional closure like marriage.
“Ultimately, narrative’s drive seeks a means to return, at the end, once more to stasis.”This summarizes Mulvey’s key argument: that narratives are driven by desire and motion, but inevitably seek to return to a state of stasis or closure.
Suggested Readings: “The Death Drive” by Laura Mulvey
  1. Mulvey, Laura. “The Death Drive.” Afterall: A Journal of Art, Context and Enquiry, no. 10, 2004, pp. 101–09. JSTOR, http://www.jstor.org/stable/20711559. Accessed 15 Oct. 2024.
  2. Sorfa, David. “LAURA MULVEY.” Film, Theory, and Philosophy: The Key Thinkers, edited by Felicity Colman, McGill-Queen’s University Press, 2009, pp. 286–95. JSTOR, http://www.jstor.org/stable/j.ctt130hd7j.34. Accessed 15 Oct. 2024.
  3. van den Oever, Annie. “Conversation with Laura Mulvey.” Ostrannenie: On “Strangeness” and the Moving Image. The History, Reception, and Relevance of a Concept, edited by Annie van den Oever, Amsterdam University Press, 2010, pp. 185–204. JSTOR, http://www.jstor.org/stable/j.ctt45kcq9.17. Accessed 15 Oct. 2024.
  4. Manlove, Clifford T. “Visual ‘Drive’ and Cinematic Narrative: Reading Gaze Theory in Lacan, Hitchcock, and Mulvey.” Cinema Journal, vol. 46, no. 3, 2007, pp. 83–108. JSTOR, http://www.jstor.org/stable/30130530. Accessed 15 Oct. 2024.
  5. Beugnet, Martine, and Laura Mulvey. “Film, Corporeality, Transgressive Cinema: A Feminist Perspective.” Feminisms: Diversity, Difference and Multiplicity in Contemporary Film Cultures, edited by Laura Mulvey and Anna Backman Rogers, Amsterdam University Press, 2015, pp. 187–202. JSTOR, http://www.jstor.org/stable/j.ctt16d6996.20. Accessed 15 Oct. 2024.

“On Fairy Stories” by J. R. R. Tolkien: Summary and Critique

“On Fairy Stories” by J.R.R. Tolkien first appeared in 1947 as part of a collection titled Essays Presented to Charles Williams.

"On Fairy Stories" by J. R. R. Tolkien: Summary and Critique
Introduction: “On Fairy Stories” by J. R. R. Tolkien

“On Fairy Stories” by J.R.R. Tolkien first appeared in 1947 as part of a collection titled Essays Presented to Charles Williams. Originally, this essay was intended for the Andrew Lang Lecture at the University of St. Andrews, which Tolkien delivered in 1939. In this essay, Tolkien explores the nature, origins, and importance of fairy stories, arguing for their role in expressing fundamental truths about the human condition. He highlights the imaginative power of these tales, not merely as escapism, but as a reflection of deep moral and spiritual concerns. Tolkien delves into how fairy tales transcend simple children’s stories, offering insights into the human psyche and enriching the reader’s understanding of reality. He also touches upon the concept of “sub-creation,” where the storyteller becomes a creator of secondary worlds, imbuing them with internal logic and wonder. Tolkien’s essay remains highly influential in literary theory, particularly in discussions surrounding fantasy literature, the role of myth, and the imaginative capacity of storytelling in capturing profound truths.

Summary of “On Fairy Stories” by J. R. R. Tolkien
  1. The Origins of the Lecture and Its Context The essay originated from a lecture delivered as part of the Andrew Lang lectures at St. Andrews in 1938. Tolkien considered the opportunity “a perilous honor” given the scholarly legacy of Andrew Lang and the nature of the topic of fairy-stories​.
  2. Defining Fairy Stories Tolkien begins by challenging dictionary definitions of fairy stories as tales about “supernatural beings” of diminutive size, arguing that such definitions are both too narrow and too broad​. He expands the scope of fairy-stories to encompass narratives set in the “realm of Faërie,” which is not limited to tales of fairies or elves but includes a broader magical world​.
  3. The Importance of Faërie Tolkien emphasizes the nature of Faërie, the Perilous Realm, as the key element in fairy stories. He explains that fairy stories are not merely about fantastical creatures but touch on deeper human emotions, desires, and experiences​. Faërie cannot be fully defined or captured, but it evokes enchantment, peril, sorrow, and joy in equal measure​.
  4. The Origins of Fairy Stories Tolkien briefly addresses the origins of fairy stories, noting that they are ancient and universal. He highlights the role of invention and independent creation, stressing that attempts to trace their origin must recognize that fairy tales often evolve from a complex mix of folklore, myth, and cultural inheritance​.
  5. Fantasy as Sub-Creation Tolkien introduces the concept of “sub-creation,” where the storyteller acts as a sub-creator, crafting secondary worlds that evoke a sense of wonder and are internally consistent​. He asserts that this imaginative creation is a higher form of art and essential to the power of fairy stories​.
  6. Functions of Fairy-Stories: Fantasy, Recovery, Escape, and Consolation Tolkien identifies four main functions of fairy-stories: Fantasy, which allows the creation of new worlds; Recovery, which offers a renewed perspective on reality; Escape, a legitimate retreat from the constraints of everyday life; and Consolation, which provides a sense of hope and happy endings, termed “eucatastrophe”​.
Literary Terms/Concepts in “On Fairy Stories” by J. R. R. Tolkien
Literary Term/ConceptDefinition
FaërieA magical realm of enchantment, peril, and wonder, encompassing all elements of fairy stories, not limited to fairies.
Sub-creationThe act of creating a secondary world by an author or storyteller, allowing the reader to experience a world that is internally consistent and believable.
EucatastropheA sudden and favorable resolution of events in a story, providing a joyous happy ending, often connected to grace or redemption.
FantasyA literary form that allows the creation of imaginative and otherworldly settings, free from the constraints of the real world.
RecoveryA shift in perception that helps readers regain a fresh view of their own world through the lens of fantasy.
EscapeThe legitimate desire to escape the limitations of everyday life through literature, offering temporary relief from reality.
Secondary WorldA fictional world created by an author that operates under its own rules, distinct from the real world, but believable within its context.
MythopoeiaThe making or shaping of myths within literature, often associated with creating new legends and mythological worlds.
Primary WorldThe real world as we experience it, often contrasted with the secondary world in fairy stories.
Contribution of “On Fairy Stories” by J. R. R. Tolkien to Literary Theory/Theories
  1. Sub-Creation and Secondary Worlds (Fantasy Theory): Tolkien introduced the concept of sub-creation, where authors create “Secondary Worlds” that have their own internal logic and consistency. This aligns with fantasy theory, highlighting the importance of creating believable worlds that inspire “Secondary Belief” in readers. He writes that fairy-stories require “the inner consistency of reality” within the created world​.
  2. Eucatastrophe and Literary Catharsis (Narrative Theory): Tolkien introduced eucatastrophe, a sudden and joyous turn in a story leading to a happy ending, which differs from the Aristotelian concept of catharsis. This provides readers with hope and joy rather than emotional purging, positioning fairy stories as a distinct form of narrative that offers consolation​.
  3. Recovery, Escape, and Consolation (Psychological and Social Criticism): In response to modern critiques of escapism in literature, Tolkien defends the role of escape in fairy-stories as a necessary reprieve from the harshness of reality, distinguishing it from desertion. He argues that fairy-stories help readers recover their sense of wonder and see the world with fresh eyes, challenging social and psychological critiques of escapism​​.
Examples of Critiques Through “On Fairy Stories” by J. R. R. Tolkien
Literary WorkTolkien’s Critique
Gulliver’s Travels by Jonathan SwiftTolkien argues that Gulliver’s Travels belongs to the category of “travellers’ tales” and not a true fairy-story, as it deals with marvels of the mortal world rather than engaging with the essence of Faërie.
Alice’s Adventures in Wonderland by Lewis CarrollTolkien views Alice as a dream-story rather than a fairy-story because it uses the machinery of dreams to explain its marvels, which he considers to be a disqualifying element for a true fairy-story.
Nymphidia by Michael DraytonTolkien criticizes Nymphidia for reducing the magic of Faërie to triviality, with diminutive fairies and superficial adventures, considering it one of the worst fairy-stories ever written.
Grimm’s Fairy TalesWhile Tolkien acknowledges the merit of Grimm’s Fairy Tales, he suggests that many stories in collections like this don’t truly engage with Faërie but are instead focused on other fantastical elements.
Criticism Against “On Fairy Stories” by J. R. R. Tolkien
  1. Fairy Stories as Juvenile Literature: Critics argue that Tolkien overemphasizes the connection between fairy-stories and children, noting that his insistence on their value for all ages conflicts with the common classification of fairy-stories as juvenile literature .
  2. Romanticized View of Escape: Some critics argue that Tolkien’s defense of “escape” in literature romanticizes the concept without fully addressing the potential downsides of avoiding real-world issues through fiction .
  3. Narrow Definition of Fairy Stories: Tolkien’s strict definition of fairy-stories, focusing on Faërie and magical elements, has been seen as excluding many traditional stories that deal with the supernatural or the fantastical but do not align with his specific criteria .
  4. Elitism in Sub-Creation: Tolkien’s idea of “sub-creation” has been criticized for implying that only certain literary works that create internally consistent worlds are valuable, potentially marginalizing other forms of imaginative literature that do not fit this mold .
Representative Quotations from “On Fairy Stories” by J. R. R. Tolkien with Explanation
QuotationExplanation
“Fairy-stories are not primarily concerned with possibility, but with desirability.”Tolkien highlights that fairy stories deal with what we desire, rather than what is possible in the real world. This underscores the imaginative freedom in such tales.
“The realm of Faërie is wide and deep and high and filled with many things.”Tolkien describes Faërie as an expansive and multifaceted world that encompasses beauty, peril, joy, and sorrow, transcending ordinary reality.
“Sub-creation is the art of crafting Secondary Worlds.”He introduces the concept of sub-creation, where the storyteller creates a consistent, believable world distinct from reality, vital for fantasy literature.
“The eucatastrophic tale is the true form of fairy-tale, and its highest function.”Tolkien defines eucatastrophe as the sudden, joyful resolution in fairy tales, offering consolation and hope, which he sees as essential to the genre.
“Fantasy remains a human right: we make still by the law in which we’re made.”Tolkien defends fantasy as a fundamental part of human creativity, necessary for expressing deeper truths about life and the human condition.
“Fairy-stories are made by men, not by fairies.”He asserts that fairy tales are a product of human imagination, emphasizing the role of the storyteller in creating these magical worlds.
“Escape is one of the main functions of fairy-stories, and since we are prisoners, it is a necessary function.”Tolkien justifies the escapist nature of fairy tales, arguing that escaping the limitations of reality is a legitimate and necessary function of literature.
“The consolation of fairy-stories, the joy of the happy ending…is not essentially escapist, nor fugitive.”He insists that the happy ending, or eucatastrophe, is a profound element of fairy stories that provides hope rather than mere escape from reality.
“Faërie itself may perhaps most nearly be translated by Magic—but it is magic of a peculiar mood and power.”Tolkien describes Faërie as a realm of magic, but emphasizes that this magic is not the mechanical or formulaic kind seen in other forms of literature.
“Children are meant to grow up, and not to become Peter Pans.”He argues that while children may enjoy fairy stories, adults are also capable of appreciating them, and fairy stories should not be restricted to juvenile literature.
Suggested Readings: “On Fairy Stories” by J. R. R. Tolkien
  1. Prothero, James. “Fantasy, Science Fiction, and the Teaching of Values.” The English Journal, vol. 79, no. 3, 1990, pp. 32–34. JSTOR, https://doi.org/10.2307/819231. Accessed 16 Oct. 2024.
  2. Burns, Marjorie. “J. R. R. Tolkien: The British and the Norse in Tension.” Pacific Coast Philology, vol. 25, no. 1/2, 1990, pp. 49–59. JSTOR, https://doi.org/10.2307/1316804. Accessed 16 Oct. 2024.
  3. Bardowell, Matthew R. “J. R. R. Tolkien’s Creative Ethic and Its Finnish Analogues.” Journal of the Fantastic in the Arts, vol. 20, no. 1 (75), 2009, pp. 91–108. JSTOR, http://www.jstor.org/stable/24352316. Accessed 16 Oct. 2024.
  4. Croft, Janet Brennan. “Beyond the Hobbit: J. R. R. Tolkien’s Other Works for Children.” World Literature Today, vol. 78, no. 1, 2004, pp. 67–70. JSTOR, https://doi.org/10.2307/40158367. Accessed 16 Oct. 2024.
  5. Rohy, Valerie. “ON FAIRY STORIES.” Modern Fiction Studies, vol. 50, no. 4, 2004, pp. 927–48. JSTOR, http://www.jstor.org/stable/26286385. Accessed 16 Oct. 2024.

“Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair: Summary and Critique

“Lecture Notes on Rhetoric” by Friedrich Nietzsche, translated by Carole Blair, first appeared in 1983 in the journal Philosophy & Rhetoric (Vol. 16, No. 2, pp. 94-129), published by Penn State University Press.

"Lecture Notes on Rhetoric" by Friedrich Nietzsche and Carole Blair: Summary and Critique
Introduction: “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair

“Lecture Notes on Rhetoric” by Friedrich Nietzsche, translated by Carole Blair, first appeared in 1983 in the journal Philosophy & Rhetoric (Vol. 16, No. 2, pp. 94-129), published by Penn State University Press. The lecture notes, originally written during Nietzsche’s early tenure at the University of Basel, explore ancient rhetoric’s conceptual foundations and its connection to language, aesthetics, and truth. Nietzsche argues that rhetoric, traditionally associated with persuasion and eloquence, is integral to how language shapes human perception. This translation is significant as it offers insights into Nietzsche’s thoughts on rhetoric, connecting them to broader philosophical discussions, including his ideas on language and metaphor in later works like On Truth and Lie in an Extra-Moral Sense. These notes contribute to literary theory by emphasizing the rhetorical underpinnings of language and its role in constructing meaning, anticipating key modern critiques of language and interpretation. The importance of this text lies in its clarification of Nietzsche’s evolving thoughts, linking rhetoric not only to persuasion but also to aesthetics, consciousness, and philosophical inquiry.

Summary of “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair

Origins and Context

  • Nietzsche’s lecture notes on rhetoric date back to his early years as a professor of classical philology at the University of Basel, likely written in 1874. The lectures were announced for that year’s summer course but were possibly never delivered.
  • These notes reflect Nietzsche’s engagement with ancient rhetorical traditions and the role of rhetoric in shaping language and thought. As Blair highlights, “Nietzsche’s notes provide direct access to his view of the rhetorical tradition as well as to some of his own developing thoughts on language” (p. 95).

Definition of Rhetoric

  • Nietzsche views rhetoric not merely as an art of persuasion but as deeply intertwined with language and its ability to shape reality. He notes, “Rhetoric arises among a people who still live in mythic images and who have not yet experienced the unqualified need of historical accuracy; they would rather be persuaded than instructed” (p. 97).
  • For Nietzsche, rhetoric is central to how humans perceive the world, particularly through the use of language and metaphor. “Language itself is the result of audible rhetorical arts”, as it seeks to convey subjective impressions rather than objective truths (p. 106).

Relationship Between Rhetoric and Language

  • Nietzsche argues that language, in its essence, is rhetorical because it does not convey reality directly but uses tropes and metaphors to represent experiences. “Language does not desire to instruct, but to convey to others a subjective impulse and its acceptance” (p. 107).
  • He suggests that all words are metaphorical in nature, with even the most basic linguistic expressions being rhetorical devices: “Instead of the thing, the sensation takes in only a sign” (p. 108). Words like “sail” for “ship” are examples of how language uses synecdoche and metaphor.

Rhetoric and Aesthetics

  • Nietzsche links rhetoric to aesthetics, emphasizing that rhetorical language must both persuade and appeal to the audience’s sense of beauty. “To win ‘elegantly’, not just to be victorious, is required among a people with a sense for competition” (p. 115).
  • He explains that the balance between sincerity and artistry in rhetoric is crucial for its effectiveness: “The real secret of the rhetorical art is now the prudent relation of both aspects, of the sincere and the artistic” (p. 115).

Critique of Modern Rhetoric

  • Nietzsche critiques modern attitudes toward rhetoric, suggesting that contemporary approaches lack the depth found in ancient practices. He observes, “Generally speaking, the moderns are inaccurate in their definitions” (p. 99), contrasting this with the rigorous debates over the definition of rhetoric in antiquity.

Influence on Nietzsche’s Later Works

  • Blair points out that these lecture notes provide early insights into Nietzsche’s later philosophical views on language, truth, and consciousness. “The discussion of language and its relationship to rhetoric seems to anticipate statements made about language in the fragments compiled as The Will to Power (p. 95).
  • The connections between rhetoric, art, and truth are explored further in Nietzsche’s famous essays, such as “On Truth and Lie in an Extra-Moral Sense”, where he describes truth as a “mobile army of metaphors” (p. 96).

Rhetoric as a Philosophical Tool

  • Nietzsche emphasizes that rhetoric goes beyond mere verbal persuasion, serving as a philosophical tool to explore how language shapes human perception and understanding. “The essence of language; the latter is based just as little as rhetoric is upon that which is true, upon the essence of things” (p. 106).
  • He relates rhetoric to a broader cultural and philosophical context, arguing that it reflects not only artistic expression but also the social and political environments of its time.
Literary Terms/Concepts in “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair
Literary Term/ConceptExplanationQuotation
RhetoricThe art of persuasion, deeply connected to how language shapes perception and reality. Nietzsche argues that rhetoric is present in all forms of language.“Rhetoric arises among a people who still live in mythic images… they would rather be persuaded than instructed” (p. 97).
MetaphorA central rhetorical device where a word or phrase is applied to an object or action that it does not literally denote. Nietzsche emphasizes the metaphorical nature of all language.“All words are tropes in themselves, and from the beginning” (p. 108).
SynecdocheA figure of speech in which a part is used to represent the whole or vice versa. Nietzsche highlights synecdoche as a common linguistic technique.“If the rhetor says ‘sail’ instead of ‘ship’, ‘waves’ instead of ‘sea’, the synecdoche has taken place” (p. 108).
TropesFigures of speech that involve shifts in meaning. Nietzsche argues that tropes are the essence of language, not occasional embellishments.“The tropes are not just occasionally added to words but constitute their most proper nature” (p. 108).
AestheticsThe principles of beauty and artistic expression in rhetoric. Nietzsche believes that rhetoric must appeal not only to reason but also to aesthetic sensibilities.“To win ‘elegantly,’ not just to be victorious, is required among a people with a sense for competition” (p. 115).
Persuasion (Peithous Episteme)The essential goal of rhetoric, which Nietzsche sees as influencing others through language, not necessarily through truth.“It was difficult to incorporate them into the horismos [definition] because the effect is not the essence of the thing” (p. 100).
PathosA rhetorical appeal to emotions, which Nietzsche views as a vital component of persuasion.“He must know how to inspire the passions of his audience, and to be master of them by this means” (p. 99).
ElocutioThe style or expression used in rhetoric, which Nietzsche emphasizes must balance clarity, appropriateness, and embellishment.“Purity and clarity everywhere; but all modified according to the characteristics of place, occasion, speakers, and listeners” (p. 113).
LogosThe logical appeal in rhetoric, related to reason and evidence. Nietzsche, however, emphasizes rhetoric’s influence on belief rather than objective truth.“Language does not desire to instruct, but to convey to others a subjective impulse and its acceptance” (p. 106).
Myth (Mythologizing in Rhetoric)The use of myth and storytelling to engage audiences and communicate ideas, often blurring the lines between truth and fiction. Nietzsche compares rhetoric to the creation of myth.“The mythic component in the dialogues is the rhetorical: the myth has the probable for its content” (p. 99).
Contribution of “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair to Literary Theory/Theories

1. Rhetorical Theory

  • Contribution: Nietzsche’s Lecture Notes on Rhetoric challenges traditional views of rhetoric as merely the art of persuasion and places it at the center of human communication, arguing that all language is inherently rhetorical. Nietzsche expands the scope of rhetoric to encompass the entire structure of language, emphasizing its role in shaping human perception, reality, and meaning.
  • Key Reference: “Language itself is the result of audible rhetorical arts” (p. 106). This statement underlines Nietzsche’s view that rhetoric is foundational to language itself, rather than a tool applied to it.
  • Impact on Theory: This broadens rhetorical theory by integrating it with linguistic theory, implying that all communication, including artistic and literary expression, is rhetorical. This aligns with modern rhetorical criticism, which examines how language constructs reality.

2. Structuralism

  • Contribution: Nietzsche’s focus on the structure of language as inherently metaphorical and rhetorical aligns with structuralist theories that see language as a system of signs shaping human cognition. Nietzsche argues that words are never fully connected to reality but are symbolic representations, akin to Saussure’s theory of the arbitrary nature of the sign.
  • Key Reference: “Instead of the thing, the sensation takes in only a sign” (p. 108). Here, Nietzsche articulates that language does not directly reflect reality but rather creates a symbolic system that mediates human understanding of the world.
  • Impact on Theory: This notion contributes to structuralist thought by emphasizing that language’s rhetorical nature distorts or shapes perception, reinforcing the idea that meaning is constructed through language.

3. Poststructuralism/Deconstruction

  • Contribution: Nietzsche’s view that language and rhetoric are inescapably tied to subjectivity and metaphor contributes to poststructuralist and deconstructive critiques of language’s claim to represent objective truth. His exploration of rhetoric as a mode of constructing reality anticipates the poststructuralist idea that texts do not convey fixed meanings but are fluid, with meanings dependent on interpretation and context.
  • Key Reference: “The full essence of things will never be grasped. Our utterances by no means wait until our perception and experience have provided us with a many-sided, somehow respectable knowledge of things” (p. 106). This aligns with poststructuralist ideas of language as unstable and incapable of fully capturing reality.
  • Impact on Theory: Nietzsche’s rejection of stable meaning and his focus on the constructed nature of language anticipate key poststructuralist concepts like Derrida’s différance and the endless deferral of meaning.

4. Aesthetic Theory

  • Contribution: Nietzsche places a strong emphasis on the aesthetic dimension of rhetoric, arguing that rhetoric must appeal not only to reason but also to the audience’s aesthetic sensibilities. He claims that the beauty and form of language play a crucial role in persuasion, not just its logical content.
  • Key Reference: “The real secret of the rhetorical art is now the prudent relation of both aspects, of the sincere and the artistic” (p. 115). Nietzsche suggests that effective rhetoric must strike a balance between artistic expression and persuasive intent.
  • Impact on Theory: This idea contributes to aesthetic theory by asserting that the form and style of expression are as important as content, influencing later theories of form in literary aesthetics, including the work of the Russian Formalists and New Critics, who emphasized the primacy of form over content.

5. Metaphor Theory

  • Contribution: Nietzsche’s argument that all language is metaphorical contributes to metaphor theory, particularly to theories advanced by later philosophers such as Paul Ricoeur and George Lakoff. Nietzsche’s claim that metaphor is foundational to language—not just an ornamental device—reshapes how metaphor is understood in literature and philosophy.
  • Key Reference: “All words are tropes in themselves, and from the beginning” (p. 108). This indicates that metaphor is not a secondary feature of language but is central to its very structure.
  • Impact on Theory: Nietzsche’s insights advance the idea that metaphors shape thought, not just language, influencing cognitive theories of metaphor and the understanding of how metaphors construct worldviews in literary texts.

6. Hermeneutics

  • Contribution: Nietzsche’s emphasis on the rhetorical nature of language and its role in shaping perception and meaning contributes to hermeneutics, especially to interpretations that consider the subjective and contextual nature of understanding. Nietzsche’s skepticism of language’s ability to convey objective truth feeds into hermeneutical theories that prioritize interpretation and the fluidity of meaning.
  • Key Reference: “Language does not desire to instruct, but to convey to others a subjective impulse and its acceptance” (p. 106). This statement aligns with hermeneutical approaches that see understanding as subjective and dependent on context.
  • Impact on Theory: Nietzsche’s view influences interpretative practices in literary theory by foregrounding the rhetorical and metaphorical dimensions of texts, suggesting that meaning is not fixed but must be interpreted within rhetorical contexts.

7. Ethical Rhetoric

  • Contribution: Nietzsche ties rhetoric closely to ethical considerations, arguing that rhetoric, when used skillfully, does not merely manipulate but also conveys sincerity and moral appeal. He emphasizes the ethical dimension of rhetorical language, suggesting that effective rhetoric must appear honest and suited to its context.
  • Key Reference: “Appropriateness aims at a moral effect, clarity (and purity) at an intellectual one” (p. 115). This highlights the ethical responsibility of the rhetor in achieving moral persuasion through rhetorical appropriateness.
  • Impact on Theory: Nietzsche’s exploration of the ethical dimensions of rhetoric contributes to discussions about the ethics of language, influencing contemporary debates in rhetorical ethics, particularly in political and public discourse.
Examples of Critiques Through “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair
Literary WorkCritique Through Nietzsche’s Lens on RhetoricKey Reference from “Lecture Notes on Rhetoric”
Shakespeare’s Julius CaesarUse of rhetoric in power and persuasion: Shakespeare’s depiction of political speeches, especially in Antony’s famous funeral oration, highlights how rhetoric can shape public opinion and manipulate emotions. Through Nietzsche’s view, Antony’s speech is a clear demonstration of rhetoric’s power to persuade rather than instruct.“They would rather be persuaded than instructed” (p. 97).
George Orwell’s 1984Rhetoric and control of truth: Orwell’s depiction of language manipulation through Newspeak can be critiqued as an example of Nietzsche’s idea that rhetoric shapes perception rather than representing objective truth. Language in 1984 is used to control thought and reality, aligning with Nietzsche’s views on the rhetorical nature of language.“Language does not desire to instruct, but to convey to others a subjective impulse and its acceptance” (p. 106).
Homer’s IliadMetaphorical language in epic poetry: Homer’s use of metaphor, such as comparing Achilles to a “lion” in battle, fits with Nietzsche’s idea that metaphors are central to language. In The Iliad, metaphors are not mere stylistic flourishes but serve to convey the heroism and emotional intensity of the epic’s characters.“All words are tropes in themselves, and from the beginning” (p. 108).
Emily Dickinson’s PoemsRhetorical simplicity and depth: Dickinson’s minimalistic and concise language can be critiqued using Nietzsche’s emphasis on clarity and appropriateness in rhetoric. Her poems, though simple, often conceal deeper philosophical meanings, embodying Nietzsche’s idea of rhetoric’s subtle power to shape thought.“Purity and clarity everywhere; but all modified according to the characteristics of place, occasion, speakers, and listeners” (p. 113).
Criticism Against “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair
  • Limited Scope of Rhetorical Examples: Nietzsche’s notes primarily focus on ancient rhetoric and do not fully explore how modern or contemporary rhetorical practices operate, leaving a gap in connecting ancient rhetoric with current linguistic trends.
  • Overemphasis on Metaphor: Nietzsche’s argument that all language is fundamentally metaphorical may be viewed as reductive, minimizing the role of literal language or more straightforward communication methods in shaping meaning.
  • Neglect of Practical Applications: The lecture notes are highly theoretical, often overlooking practical, real-world applications of rhetorical strategies that might benefit orators or writers looking for concrete techniques.
  • Dismissal of Truth in Rhetoric: Nietzsche’s insistence that rhetoric is not concerned with truth but with persuasion can be criticized for undermining ethical communication, as it seems to suggest that manipulation and subjective impulses take precedence over factual accuracy.
  • Limited Engagement with Counterarguments: Nietzsche presents a relatively one-sided view of rhetoric’s role, often dismissing alternative approaches to language that emphasize objectivity, transparency, or ethics without deeply engaging with opposing philosophical perspectives.
Representative Quotations from “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair with Explanation
QuotationExplanation
“Rhetoric arises among a people who still live in mythic images and who have not yet experienced the unqualified need of historical accuracy; they would rather be persuaded than instructed.” (p. 97)Nietzsche highlights the foundational role of rhetoric in societies where persuasion holds more value than factual accuracy, emphasizing that rhetoric caters to emotional and imaginative appeals over strict logic.
“Language itself is the result of audible rhetorical arts.” (p. 106)Nietzsche asserts that language is inherently rhetorical, meaning that all communication is shaped by persuasive elements. This challenges the idea that language is neutral or objective.
“All words are tropes in themselves, and from the beginning.” (p. 108)This quote emphasizes Nietzsche’s belief that all language is metaphorical, with words acting as figurative representations rather than direct conveyors of reality.
“The full essence of things will never be grasped.” (p. 106)Nietzsche argues that language and rhetoric cannot fully capture or represent the essence of reality, aligning with his broader philosophical skepticism about absolute truth.
“To win ‘elegantly,’ not just to be victorious, is required among a people with a sense for competition.” (p. 115)Here, Nietzsche links rhetoric with aesthetics, suggesting that rhetorical success depends not just on achieving persuasion but on doing so in a refined and graceful manner.
“Language does not desire to instruct, but to convey to others a subjective impulse and its acceptance.” (p. 106)Nietzsche views language as primarily aimed at transmitting subjective experiences and emotions, rather than objectively instructing or informing others, reflecting his emphasis on the emotional power of rhetoric.
“The tropes are not just occasionally added to words but constitute their most proper nature.” (p. 108)Nietzsche stresses that rhetorical devices like tropes are not mere embellishments but are intrinsic to the function of language itself, reinforcing his argument that language is fundamentally rhetorical.
“The real secret of the rhetorical art is now the prudent relation of both aspects, of the sincere and the artistic.” (p. 115)This quote emphasizes the need for balance in rhetoric between sincerity (ethical or emotional appeal) and artistry (aesthetic form), highlighting how both are crucial to persuasive communication.
“Purity and clarity everywhere; but all modified according to the characteristics of place, occasion, speakers, and listeners.” (p. 113)Nietzsche stresses the importance of rhetorical clarity and appropriateness, but also notes that rhetoric must be adaptable to its context, reinforcing the flexibility required in persuasive language.
“He must know how to inspire the passions of his audience, and to be master of them by this means.” (p. 99)Nietzsche underscores the role of emotional appeal (pathos) in rhetoric, suggesting that a successful rhetorician must be able to evoke and control the emotions of the audience to achieve persuasion.
Suggested Readings: “Lecture Notes on Rhetoric” by Friedrich Nietzsche and Carole Blair
  1. Nietzsche, Friedrich, and Carole Blair. “Nietzsche’s ‘Lecture Notes on Rhetoric’: A Translation.” Philosophy & Rhetoric, vol. 16, no. 2, 1983, pp. 94–129. JSTOR, http://www.jstor.org/stable/40237356. Accessed 15 Oct. 2024.
  2. BEHLER, ERNST. “Nietzsche’s Study of Greek Rhetoric.” Research in Phenomenology, vol. 25, 1995, pp. 3–26. JSTOR, http://www.jstor.org/stable/24658661. Accessed 15 Oct. 2024.
  3. Consigny, Scott. “Nietzsche’s Reading of the Sophists.” Rhetoric Review, vol. 13, no. 1, 1994, pp. 5–26. JSTOR, http://www.jstor.org/stable/465777. Accessed 15 Oct. 2024.
  4. Behler, Ernst. “Nietzsche’s Antiquity.” International Journal of the Classical Tradition, vol. 4, no. 3, 1998, pp. 417–33. JSTOR, http://www.jstor.org/stable/30222384. Accessed 15 Oct. 2024.
  5. Verene, Donald Phillip. “Introductions, Vico and Nietzsche.” The Personalist Forum, vol. 10, no. 2, 1994, pp. 67–71. JSTOR, http://www.jstor.org/stable/20708692. Accessed 15 Oct. 2024.

“Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah: Summary and Critique

“Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah first appeared in Critical Inquiry, Vol. 17, No. 2, in Winter 1991.

"Is the Post- in Postmodernism the Post- in Postcolonial?" by Kwame Anthony Appiah: Summary and Critique
Introduction: “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah

“Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah first appeared in Critical Inquiry, Vol. 17, No. 2, in Winter 1991. Published by the University of Chicago Press, this seminal essay explores the relationship between postmodernism and postcolonialism, questioning whether the “post-” in both terms signifies a similar departure from their respective foundational ideas. Appiah argues that while both movements critique the grand narratives of their predecessors, they do so in different cultural and historical contexts. Postcolonialism, he suggests, must contend with the legacies of imperialism and the specific socio-political challenges faced by formerly colonized societies, while postmodernism addresses the exhaustion of modernist ideals within Western culture. The essay is significant in literary theory because it bridges two major intellectual movements, offering insights into how global culture, identity, and power are constructed in the contemporary world. Appiah’s work remains pivotal in understanding the complexities of cultural production and identity formation in postcolonial contexts, enriching the discourse in both postmodern and postcolonial literary studies.

Summary of “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah

1. Distinction Between Postmodernism and Postcolonialism

  • Postmodernism and Postcolonialism Defined: Appiah explores whether the “post-” in both terms carries the same implications. Postmodernism refers to a critique of modernist ideologies in the West, while postcolonialism is a reaction to the legacy of colonialism in non-Western societies.
  • Different Contexts: Postmodernism emerges from a Western context, dealing with questions of aesthetics, culture, and the critique of Enlightenment rationality. Postcolonialism, however, deals with the socio-political effects of colonization on non-Western societies.
    • “The post- in postcolonial, like the post- in postmodern, is the post- of the space-clearing gesture.”

2. Critique of Universalism

  • Postmodernism’s Rejection of Grand Narratives: Appiah highlights how postmodernism rejects grand narratives and the idea of universal truth, particularly in art, culture, and philosophy.
  • Postcolonialism’s Challenge to Colonial Universalism: Similarly, postcolonialism challenges the idea of the colonial “civilizing mission,” arguing that such narratives were tools of oppression.
    • “Postcoloniality… is also a post- that challenges earlier legitimating narratives.”

3. Cultural Commodification and Neotraditionalism

  • Commodification of African Art: Appiah critiques the commodification of African art in Western markets, showing how objects once used in traditional contexts are now repurposed for Western consumption.
    • “I want to remind you… of how important it is that African art is a commodity.”
  • Neotraditionalism as a Reflection of Modernity: Neotraditional African art, created for the global market, embodies elements of both traditional and modern influences, but it is often packaged to fit Western expectations of “authenticity.”
    • “Man with a Bicycle is produced by someone who does not care that the bicycle is the white man’s invention: it is not there to be Other to the Yoruba Self.”

4. The Role of Postcolonial Intellectuals

  • Complicity of the Postcolonial Intellectual Class: Appiah suggests that postcolonial intellectuals often mediate between the West and the periphery, producing works that cater to both African and Western audiences.
    • “Postcoloniality is the condition of… a relatively small, Western-style, Western-trained group of writers and thinkers, who mediate the trade in cultural commodities.”

5. Critique of Nativism and Nationalism

  • Rejection of Nativist and Nationalist Narratives: Appiah critiques the romanticization of precolonial African cultures, arguing that these nostalgic views serve both African elites and Western consumers.
    • “The national bourgeoisie that took the baton of rationalization… turned out to be a kleptocracy.”
  • Postcolonialism as Anti-Nationalist: Postcolonial writers like Appiah reject nationalist narratives, seeing them as failures in addressing contemporary African political and social realities.
    • “Africa’s postcolonial novelists, novelists anxious to escape neocolonialism, are no longer committed to the nation.”

6. Intersection of Postcolonialism and Postmodernism

  • Shared Critique of Modernity: Both postcolonialism and postmodernism reject modernity’s universal claims, but for different reasons. Postmodernism critiques the excesses of reason, while postcolonialism critiques the Eurocentrism that justified colonization.
    • “Modernism saw the economization of the world as the triumph of reason; postmodernism rejects that claim.”
  • Globalization and Cultural Exchange: Postmodernism and postcolonialism both operate in a transnational, globalized world, where cultures are constantly intersecting and influencing each other.
    • “Postmodern culture is the culture in which all postmodernisms operate, sometimes in synergy, sometimes in competition; and because contemporary culture is, in a certain sense… transnational.”

7. Conclusion: Postcolonial Pessimism

  • Pessimism about Postcolonial Futures: Appiah concludes by expressing a form of postcolonial pessimism. While postcolonial writers reject colonial narratives, they also critique the failures of postcolonial nations to deliver on the promises of independence.
    • “Postcoloniality has become, I think, a condition of pessimism.”
  • Cultural Production as Resistance: Despite the bleak political outlook, African cultural production continues to thrive, with creators engaging in less anxious forms of creativity that transcend colonial and postcolonial frameworks.
    • “For all the while, in Africa’s cultures, there are those who will not see themselves as Other.”
Literary Terms/Concepts in “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah
Literary Term/ConceptDefinition/Explanation
PostmodernismA movement that rejects modernism’s grand narratives and embraces pluralism, fragmentation, and ambiguity in culture and literature.
PostcolonialismAn intellectual discourse that analyzes and responds to the cultural, political, and social legacies of colonialism and imperialism.
Grand NarrativeA totalizing narrative that claims universal applicability, often critiqued by postmodernism and postcolonialism for its exclusionary and oppressive nature.
NeotraditionalismA blend of traditional cultural elements with modern influences, often seen in African art created for global markets.
CommodificationThe process of turning cultural artifacts into marketable commodities, often criticized in both postmodern and postcolonial discourses.
NativismThe belief in and promotion of the inherent value of native culture, often seen as a reaction to colonial oppression, but critiqued by Appiah for romanticizing the past.
NationalismA political ideology that emphasizes the interests of a nation and the creation of a national identity, often critiqued in postcolonial theory for its failures in post-independence contexts.
Cultural RelativismThe belief that values, norms, and practices are relative to the cultural context, important in critiquing Western universalism.
TransnationalismThe process or advocacy of operating across national boundaries, relevant to both postmodernism and postcolonialism in understanding global culture.
Avant-GardeA radical, innovative movement in the arts, often challenging mainstream cultural norms; used to describe intellectuals aiming to escape colonial influences.
SyncretismThe blending of different religious, cultural, or philosophical traditions into a new whole, seen in cultural practices of postcolonial societies.
EthnographyThe systematic study and recording of human cultures, particularly used to document non-Western cultures; criticized by Appiah for contributing to Western stereotypes.
ModernismA movement in art, literature, and culture that emphasized progress and the rationalization of society, often critiqued by postmodernism.
Charismatic AuthorityA form of leadership based on the personal charm and emotional appeal of the leader, rather than institutionalized legal-rational authority.
AlterityThe state of being ‘other’ or different, often imposed by dominant cultures on marginalized groups, and a key concept in both postcolonial and postmodern studies.
Contribution of “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah to Literary Theory/Theories

1. Postmodernism

  • Contribution: Appiah connects postmodernism’s critique of grand narratives to a global context, highlighting the rejection of modernist claims to universal truths across different cultural domains.
    • Reference: “Modernism saw the economization of the world as the triumph of reason; postmodernism rejects that claim, allowing in the realm of theory the same proliferation of distinctions that modernity had begun.”
  • Insight: He positions postmodernism as a framework that embraces multiplicity, difference, and fragmentation, and applies this lens to non-Western contexts, questioning how global cultures fit within postmodern narratives.

2. Postcolonialism

  • Contribution: Appiah’s essay critically engages with postcolonialism by exploring how postcolonial societies struggle with both their colonial past and postmodern challenges in the globalized world.
    • Reference: “Postcoloniality is the condition of… a relatively small, Western-style, Western-trained group of writers and thinkers, who mediate the trade in cultural commodities of world capitalism at the periphery.”
  • Insight: He shows how postcolonial intellectuals mediate between the West and their local cultures, suggesting that postcolonial theory must reckon with the complexities of cultural exchange and global commodification.

3. Cultural Studies

  • Contribution: Appiah examines the commodification of culture, particularly African art, within the global market. His analysis contributes to cultural studies by revealing how cultural products are shaped by global consumerism.
    • Reference: “I want to remind you, in short, of how important it is that African art is a commodity.”
  • Insight: By connecting cultural commodification to postmodern and postcolonial critiques, Appiah shows how the circulation of cultural artifacts in a capitalist economy impacts their meaning and value, providing a lens to understand the intersection of culture and economics.

4. Neocolonialism

  • Contribution: Appiah’s critique of postcolonial nationalism and the failure of postcolonial states reflects neocolonial theory, highlighting how postcolonial societies remain entangled in global power structures.
    • Reference: “The national bourgeoisie that took the baton of rationalization… turned out to be a kleptocracy.”
  • Insight: His essay demonstrates how postcolonial elites have perpetuated forms of economic and political domination, thus aligning with neocolonial critiques that explore how colonial powers continue to exert influence through economic and political structures.

5. Nationalism and Anti-Nationalism

  • Contribution: Appiah’s critique of nationalism within postcolonial discourse challenges the romanticized view of national identity that postcolonial theorists often emphasize.
    • Reference: “Africa’s postcolonial novelists, novelists anxious to escape neocolonialism, are no longer committed to the nation.”
  • Insight: By rejecting the nationalist project of the postcolonial bourgeoisie, Appiah argues that postcolonial writers must move beyond simplistic nationalist frameworks and explore broader, transnational solidarities.

6. Nativism

  • Contribution: Appiah critiques the nativist impulse in postcolonial theory, which often seeks to reclaim precolonial cultural practices. He argues that this romanticization is both limiting and inaccurate.
    • Reference: “The assault on realism is… postnativist; this book is a murderous antidote to a nostalgia for Roots.”
  • Insight: Appiah argues that nativism does not offer a viable path for postcolonial societies, as it fails to acknowledge the complex, hybrid identities that emerge in the wake of colonization.

7. Ethnography and Anthropology

  • Contribution: By critiquing ethnography and its role in constructing Africa as an “Other” for Western consumption, Appiah contributes to postcolonial critiques of anthropology and ethnographic representation.
    • Reference: “Shrobenius, the anthropologist, as apologist for ‘his’ people… African traders and producers of African art, who understand the necessity to maintain the ‘mysteries’ that construct their product as ‘exotic’.”
  • Insight: He exposes how Western anthropologists and ethnographers have historically contributed to the exoticization and commodification of African culture, aligning his work with postcolonial critiques of Western knowledge production.

8. Transnationalism

  • Contribution: Appiah’s exploration of the global circulation of African art and cultural products highlights the transnational dimensions of both postmodernism and postcolonialism.
    • Reference: “Postmodern culture is global-though that emphatically does not mean that it is the culture of every person in the world.”
  • Insight: His discussion of transnationalism shows how cultural exchange in a globalized world complicates the binary of the local versus the global, emphasizing the need for postcolonial theory to engage with global networks of power, culture, and capital.

9. Alterity and Otherness

  • Contribution: Appiah challenges the binary of Self and Other in both postmodern and postcolonial theory, arguing for a more complex understanding of cultural identity that moves beyond essentialist categories.
    • Reference: “What we must learn to live without is… the binarism of Self and Other.”
  • Insight: By critiquing the construction of the “Other” in Western discourses, Appiah’s work aligns with postcolonial critiques of alterity, calling for a more nuanced and fluid understanding of cultural identity that resists fixed binaries.

10. Ethical Universalism

  • Contribution: Appiah’s discussion of postcolonialism’s ethical dimensions critiques relativism and promotes an ethical universalism that respects human suffering and rights.
    • Reference: “The basis for that project of delegitimation cannot be the postmodernist one: rather, it is grounded in an appeal to an ethical universal.”
  • Insight: He argues that postcolonialism must be grounded in a respect for universal human rights and dignity, as opposed to a relativist stance that would accept exploitation and oppression as culturally specific norms.
Examples of Critiques Through “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah
Author and Literary WorkCritique through Appiah’s LensKey Concepts from Appiah
Chinua Achebe – Things Fall ApartAppiah would critique the novel’s nationalist project, which seeks to recover a precolonial “usable past” as a foundation for postcolonial identity. He would argue that this romanticized nativism fails to address the complexities of postcolonial realities and leads to the limitations of nationalism.Nationalism, Nativism
Yambo Ouologuem – Le Devoir de ViolenceAppiah aligns with Ouologuem’s rejection of both colonialism and postcolonial nationalist elites. He supports the novel’s postrealist approach in rejecting romanticized precolonialism and critiquing postcolonial kleptocracies. This work exemplifies a postnationalist stance.Postnationalism, Postrealism
Jean Rhys – Wide Sargasso SeaAppiah might analyze how Rhys deconstructs colonial binaries by giving voice to the silenced colonial subject, complicating the relationship between the colonizer and the colonized. The novel critiques Western notions of “Otherness” and highlights the complexities of identity in postcolonial settings.Alterity, Cultural Relativism
Ngũgĩ wa Thiong’o – A Grain of WheatAppiah would critique the novel’s attempt to mediate between nationalist ideals and the realities of neocolonialism. He might argue that the novel reflects a growing skepticism about nationalism and instead promotes broader ethical considerations of justice and human suffering in the postcolonial context.Postcolonialism, Neocolonialism, Ethical Universalism
Criticism Against “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah

Overgeneralization of Postcolonial Experiences

  • Appiah’s analysis may be critiqued for overgeneralizing the experiences of postcolonial societies, particularly by not accounting for the specific historical and cultural contexts of different regions. His broad approach might obscure the diversity of postcolonial identities.

Neglect of Grassroots and Popular Resistance

  • Critics might argue that Appiah’s focus on postcolonial intellectuals and elites overlooks the role of grassroots and popular resistance in shaping postcolonial discourse. By concentrating on the “comprador intelligentsia,” he may marginalize the contributions of non-elite voices.

Limited Engagement with Gender in Postcolonialism

  • Appiah’s essay could be critiqued for its limited engagement with gender issues within postcolonial discourse. Feminist critiques of postcolonialism, which examine the intersection of race, gender, and colonialism, are not extensively addressed.

Ambiguity in Defining Postmodernism in Non-Western Contexts

  • Appiah’s discussion of postmodernism in a postcolonial context may be seen as ambiguous or underdeveloped. Critics could argue that he does not fully explain how postmodernism, a predominantly Western intellectual movement, translates into non-Western postcolonial contexts.

Rejection of Nativism as Too Dismissive

  • Some postcolonial theorists might criticize Appiah’s rejection of nativism as being too dismissive. Nativism, while flawed, can serve as an important strategy for reclaiming cultural identity and resisting colonial dominance, particularly in specific historical contexts.

Potentially Elitist Perspective

  • The essay could be critiqued for adopting an overly academic or elitist perspective, focusing on intellectual discourses that may not resonate with broader postcolonial populations. Appiah’s analysis may fail to connect with the lived realities of ordinary people in postcolonial societies.

Limited Solutions for Postcolonial Pessimism

  • While Appiah critiques postcolonial nationalism and postcolonial elites, critics might argue that he offers limited constructive solutions for overcoming the pessimism that he identifies in postcolonial societies. The essay highlights the issues without proposing clear alternatives.
Representative Quotations from “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah with Explanation
QuotationExplanation
“The post- in postcolonial, like the post- in postmodern, is the post- of the space-clearing gesture.”This quotation encapsulates Appiah’s central argument, suggesting that both postcolonialism and postmodernism reject exclusive, foundational narratives in different ways.
“Postcoloniality is the condition of… a relatively small, Western-style, Western-trained group of writers and thinkers, who mediate the trade in cultural commodities of world capitalism at the periphery.”Appiah critiques the postcolonial intellectual elite as complicit in perpetuating global capitalist structures, despite their critique of colonialism.
“Modernism saw the economization of the world as the triumph of reason; postmodernism rejects that claim.”Appiah highlights how postmodernism challenges modernism’s faith in reason and progress, embracing instead a fragmented, decentered view of the world.
“I want to remind you, in short, of how important it is that African art is a commodity.”Appiah critiques the commodification of African art in global markets, arguing that it is shaped and valued through a Western lens for consumer purposes.
“Africa’s postcolonial novelists, novelists anxious to escape neocolonialism, are no longer committed to the nation.”He argues that postcolonial writers are increasingly skeptical of nationalist projects, instead critiquing both colonial legacies and postcolonial elites.
“Postcoloniality has become, I think, a condition of pessimism.”Appiah expresses a pessimistic view of postcolonial societies, reflecting on the failure of postcolonial governments to deliver on the promises of independence.
“The binarism of Self and Other is the last of the shibboleths of the modernizers that we must learn to live without.”Appiah critiques the simplistic binary of colonizer and colonized, urging a more complex understanding of cultural identities that moves beyond fixed categories.
“What we call fundamentalism is as alive in the West as it is in Africa and the Middle and Far Easts.”Appiah points out the global resurgence of religious and ideological fundamentalism, challenging the notion that secular rationality is the inevitable outcome of modernity.
“Postrealism is motivated… because what it sought to naturalize was a nationalism that, by 1968, had plainly failed.”He critiques the realist tradition in African literature for legitimizing nationalism, which he argues failed to deliver justice or equality in postcolonial states.
“For postmodernisms… these works, however they are to be understood, cannot be seen as legitimated by culture-and history-transcending standards.”Appiah critiques modernism’s universal standards for evaluating art, arguing that postmodernism refuses to impose a singular aesthetic or cultural criterion.
Suggested Readings: “Is the Post- in Postmodernism the Post- in Postcolonial?” by Kwame Anthony Appiah
  1. Appiah, Kwame Anthony. “Is the Post- in Postmodernism the Post- in Postcolonial?” Critical Inquiry, vol. 17, no. 2, 1991, pp. 336–57. JSTOR, http://www.jstor.org/stable/1343840. Accessed 16 Oct. 2024.
  2. Appiah, Kwame Anthony. “Cosmopolitan Patriots.” Critical Inquiry, vol. 23, no. 3, 1997, pp. 617–39. JSTOR, http://www.jstor.org/stable/1344038. Accessed 16 Oct. 2024.
  3. Appiah, Kwame Anthony, and Henry Louis Gates. “Editors’ Introduction: Multiplying Identities.” Critical Inquiry, vol. 18, no. 4, 1992, pp. 625–29. JSTOR, http://www.jstor.org/stable/1343823. Accessed 16 Oct. 2024.
  4. Appiah, Kwame Anthony. “Liberalism, Individuality, and Identity.” Critical Inquiry, vol. 27, no. 2, 2001, pp. 305–32. JSTOR, http://www.jstor.org/stable/1344252. Accessed 16 Oct. 2024.
  5. Appiah, Kwame Anthony. “The Conservation of ‘Race.'” Black American Literature Forum, vol. 23, no. 1, 1989, pp. 37–60. JSTOR, https://doi.org/10.2307/2903987. Accessed 16 Oct. 2024.

“Imitation and Gender Insubordination” by Judith Butler: Summary and Critique

“Imitation and Gender Insubordination” by Judith Butler first appeared in 1991 in Inside/Out: Lesbian Theories, Gay Theories, edited by Diana Fuss.

"Imitation and Gender Insubordination" by Judith Butler: Summary and Critique
Introduction: “Imitation and Gender Insubordination” by Judith Butler

“Imitation and Gender Insubordination” by Judith Butler first appeared in 1991 in Inside/Out: Lesbian Theories, Gay Theories, edited by Diana Fuss. In this influential essay, Butler explores the complexities surrounding lesbian identity and critiques the regulatory power of identity categories. She argues that identity labels such as “lesbian” can simultaneously affirm and constrain individuals, enforcing heteronormative and homophobic structures by defining and fixing identities. Central to the essay is the idea that gender is not an inherent truth but an imitation or performance with no original essence. Butler emphasizes the performative nature of both gender and sexuality, proposing that subverting these categories by revealing their constructedness can destabilize dominant norms. This work is a critical text in queer theory and gender studies, advancing the understanding of identity as fluid and performative, thus challenging essentialist views of gender and sexual identity.

Summary of “Imitation and Gender Insubordination” by Judith Butler
  • Critique of Identity Categories
    Butler begins by questioning identity categories like “lesbian” and “gay,” arguing that they can be both empowering and constraining. She highlights how these categories often reinforce the very structures they seek to resist:
    “I’m permanently troubled by identity categories, consider them to be invariable stumbling-blocks…they tend to be instruments of regulatory regimes.”
    Butler’s skepticism stems from the way these labels are used to regulate behavior and limit self-expression.
  • The Performativity of Gender and Sexuality
    A key concept in the essay is that gender and sexuality are performative acts, meaning they are continuously constructed through repeated behaviors, rather than stemming from a stable essence. Gender is, in her words, “a kind of imitation for which there is no original.”
    Butler argues that heterosexuality itself is an imitation that fails to fully reproduce the “ideal” it strives for, showing that both gender and sexuality are social constructs.
  • Subversion through Performance
    Butler suggests that since identities like gender are performative, they can also be subverted through performance. She explains how drag exposes the artificiality of gender by imitating and exaggerating its norms:
    “Drag constitutes the mundane way in which genders are appropriated, theatricalized, worn, and done… it implies that all gendering is a kind of impersonation.”
    This performative aspect can be used to challenge and destabilize established norms.
  • The Paradox of ‘Coming Out’
    Butler critiques the concept of “coming out” as a liberating act, suggesting that it can create new forms of constraint by fixing individuals within a certain identity. She writes,
    “If I claim to be a lesbian, I ‘come out’ only to produce a new and different ‘closet.'”
    This reveals the complexity of identity, where being “out” may lead to new forms of regulation and expectation, limiting the very freedom it promises.
  • Destabilizing Heteronormativity
    The essay argues that by revealing the imitative nature of heterosexuality, queer identities can challenge the primacy of heteronormative structures.
    “Heterosexuality is always in the process of imitating and approximating its own phantasmatic idealization of itself—and failing.”
    This failure of heterosexuality to fully embody its own ideals offers space for resistance and critique through the visibility of queer practices.
  • The Political Risk of Identity
    Butler recognizes the political necessity of using identity categories, but warns against allowing these categories to become fixed and restrictive.
    “The political task is to show that theory is never merely theoria… but to insist that it is fully political.”
    She urges for a flexible, provisional use of identity that leaves room for contestation and transformation.
  • Rearticulating Identity as Fluid
    Finally, Butler stresses the importance of maintaining openness in how identity categories are understood and used, highlighting the fluidity of these categories.
    “It is in the safeguarding of the future of the political signifiers… that identity can become a site of contest and revision.”
    This fluidity allows for continued rearticulation and disruption of fixed norms.
Literary Terms/Concepts in “Imitation and Gender Insubordination” by Judith Butler
Literary Term/ConceptExplanationReference from the Article
PerformativityThe idea that gender and identity are constructed through repeated social performances, rather than being innate or natural.“Gender is a kind of imitation for which there is no original.”
ImitationButler argues that both gender and heterosexuality are imitations, constantly trying to replicate an ideal that doesn’t exist.“Heterosexuality is always in the process of imitating and approximating its own phantasmatic idealization of itself—and failing.”
Identity CategoriesButler critiques fixed identity labels like “lesbian” or “gay” as regulatory constructs that can both empower and constrain individuals.“I’m permanently troubled by identity categories, consider them to be invariable stumbling-blocks… instruments of regulatory regimes.”
Drag as SubversionDrag performances, by exaggerating gender norms, reveal the constructed and imitative nature of gender itself, providing a way to subvert norms.“Drag constitutes the mundane way in which genders are appropriated, theatricalized, worn, and done… implying that all gendering is a kind of impersonation.”
The Closet and ‘Coming Out’Butler problematizes the idea of “coming out” as liberating, arguing that it often creates new confinements by fixing individuals in rigid identities.“If I claim to be a lesbian, I ‘come out’ only to produce a new and different ‘closet.'”
Subversive RepetitionRepetition of gender norms can be subversive by revealing their constructed nature, allowing space for resistance and transformation.“The more that ‘act’ is expropriated, the more the heterosexual claim to originality is exposed as illusory.”
Compulsory HeterosexualityThe societal expectation that heterosexuality is the natural and default sexual orientation, enforced through social and cultural norms.“Heterosexuality must be understood as a compulsive and compulsory repetition that can only produce the effect of its own originality.”
Fluidity of IdentityButler emphasizes that identity is not fixed but fluid, continuously shaped and reshaped by social forces and individual performances.“Identity can become a site of contest and revision… take on a future set of significations that those of us who use it now may not be able to foresee.”
HeteronormativityThe idea that heterosexual norms dominate and structure societal expectations and marginalize other sexual identities.“Heterosexuality is an incessant and panicked imitation of its own naturalized idealization… exposing its perpetual risk and dependency on homosexuality.”
Contribution of “Imitation and Gender Insubordination” by Judith Butler to Literary Theory/Theories
TheoryContribution of Butler’s WorkReferences from the Article
Queer TheoryButler’s essay is foundational to queer theory, particularly in its challenge to fixed sexual and gender identities. She critiques the idea of stable identities like “lesbian” or “gay” and argues that these categories are socially constructed and regulatory, rather than liberating.“I’m permanently troubled by identity categories… they tend to be instruments of regulatory regimes.”
Gender PerformativityThe concept of gender performativity, introduced in Butler’s earlier works and expanded here, contributes to feminist literary theory by emphasizing that gender is not a stable identity but an ongoing performance shaped by social norms. This destabilizes essentialist views of gender.“Gender is a kind of imitation for which there is no original.”
DeconstructionButler’s analysis aligns with deconstruction in its dismantling of binary oppositions such as heterosexual/homosexual and original/copy. She shows how heterosexuality is not the “original” but a repeated performance, thus undermining the hierarchy between these terms.“Heterosexuality is always in the process of imitating and approximating its own phantasmatic idealization of itself—and failing.”
Post-structuralismButler’s argument is grounded in post-structuralist theory, particularly in her emphasis on the fluidity and instability of identity. She argues that identity is not pre-existing but is constructed through language and discourse, continuously shaped by external forces.“There is no ‘I’ that precedes the gender that it is said to perform; the repetition, and the failure to repeat, produce a string of performances that constitute and contest the coherence of that ‘I.'”
Feminist TheoryButler’s work offers a critique of essentialist feminist perspectives that view gender as biologically determined. By introducing the idea that gender is performative and constructed through social practices, she challenges the feminist focus on a fixed identity for political solidarity.“Once you realize that gender is a kind of imitation for which there is no original… then you can come out as lesbian or gay without trading one straitjacket for another.”
Psychoanalytic TheoryButler engages with psychoanalytic theory by questioning the role of the unconscious and desire in forming gender and sexual identities. She critiques the binary opposition of identification and desire in Freudian terms, suggesting that these concepts are more fluid and interconnected in forming identity.“It is this excess which, within the heterosexual economy, implicitly includes homosexuality, that perpetual threat of a disruption… which compels the repetition of the same.”
Foucauldian Theory of PowerButler applies Michel Foucault’s ideas of power and discourse, showing how identity categories are instruments of regulatory regimes that enforce norms. She argues that the very act of affirming an identity like “lesbian” can reinscribe the power structures that oppress marginalized groups.“A Foucauldian perspective might argue that the affirmation of ‘homosexuality’ is itself an extension of a homophobic discourse.”
Mimicry and Imitation in LiteratureButler’s exploration of imitation as foundational to gender and sexual identity contributes to literary discussions on mimicry. She argues that heterosexuality itself is a mimetic structure, revealing the performative nature of all identities, thus opening new avenues for understanding representation in literature.“There is no original or primary gender that drag imitates, but gender is a kind of imitation for which there is no original.”
Summary of Contributions:
  • Queer Theory: Butler destabilizes fixed categories of gender and sexuality, influencing how queer identities are understood in literature and society.
  • Gender Performativity: The essay challenges the essentialist view of gender, proposing that it is performatively constructed through repeated acts, a concept now central to feminist and queer studies.
  • Deconstruction and Post-structuralism: Butler’s deconstruction of binary oppositions, such as heterosexuality and homosexuality, extends the application of post-structuralist ideas to gender and sexuality.
  • Feminist Theory: By critiquing essentialism, Butler shifts feminist theory towards more fluid understandings of identity, emphasizing performativity over biological determinism.
  • Psychoanalytic and Foucauldian Theories: Butler integrates psychoanalytic ideas of identification and desire, as well as Foucault’s notions of power and discourse, to explain how identities are formed and regulated.
Examples of Critiques Through “Imitation and Gender Insubordination” by Judith Butler
Literary WorkCritique through Butler’s TheoryKey Butlerian Concept Applied
Virginia Woolf’s OrlandoOrlando can be critiqued through Butler’s idea of gender performativity. The protagonist’s gender transformation from male to female demonstrates the fluidity of gender, which aligns with Butler’s notion that gender is not innate but performed.Performativity of Gender: Orlando’s gender shift illustrates how gender is not a fixed identity but something that is enacted and fluid.
Shakespeare’s Twelfth NightViola’s cross-dressing as Cesario and the confusion it causes reflect Butler’s concept of drag as subversive. Viola’s performance exposes the artificiality of gender, showing that gender norms are socially constructed rather than inherent.Drag and Subversion: Butler’s concept of drag helps reveal how Viola’s performance challenges and destabilizes gender binaries.
Toni Morrison’s BelovedBeloved can be critiqued using Butler’s notion of identity categories and their limitations. Sethe’s struggle with her identity as both a mother and a former slave reflects the constraints of fixed identities imposed by societal norms.Troubling Identity Categories: Sethe’s complex identity highlights the limitations and regulatory effects of rigid identity categories.
Jean Genet’s The MaidsButler’s theory on mimicry and gender performance can be applied to The Maids, where the characters’ role-playing and imitation of their mistress expose the performative and unstable nature of class and gender identities.Mimicry and Imitation: The Maids’ role-playing shows how identities (both class and gender) are not inherent but constructed through repetition and performance.
Summary of Butler‘s Concepts in Critique:
  1. Performativity of Gender: Gender is an ongoing performance shaped by societal norms, as seen in Orlando.
  2. Drag and Subversion: Cross-dressing and drag performances, such as in Twelfth Night, reveal the performative nature of gender and challenge fixed binaries.
  3. Troubling Identity Categories: Fixed identities, like those in Beloved, can be constraining and reinforce regulatory norms.
  4. Mimicry and Imitation: The Maids shows how imitation of roles exposes the constructed and unstable nature of social identities, mirroring Butler’s theory of mimicry.
Criticism Against “Imitation and Gender Insubordination” by Judith Butler
  • Overemphasis on Performativity and Neglect of Material Realities
    Critics argue that Butler’s focus on performativity and the fluidity of identity neglects the material realities of gendered bodies and the social, economic, and political structures that affect them. Some feminist scholars believe her theory is too abstract and disconnected from real-world struggles faced by marginalized individuals.
  • Lack of Political Effectiveness
    Some critics feel that Butler’s argument that identity categories are inherently regulatory and constraining may undermine collective political action. They suggest that Butler’s deconstruction of identity categories makes it harder for marginalized groups to mobilize around shared experiences of oppression, which are often necessary for political change.
  • Ambiguity and Theoretical Complexity
    Butler’s writing style and theoretical arguments have been criticized as overly dense and opaque. Some scholars and readers find her arguments difficult to follow, limiting the accessibility and practical applicability of her theories, especially outside academic circles.
  • Critique of Relativism
    Butler’s ideas about the fluidity of identity and rejection of fixed categories have been criticized for promoting a kind of relativism that could dilute the importance of stable identities in combating discrimination. Some argue that her emphasis on fluidity may lead to the erasure of certain identities that are essential for social justice movements, such as those within feminist or LGBTQ+ struggles.
  • Insufficient Engagement with Intersectionality
    Some scholars have critiqued Butler for not fully addressing how gender performativity intersects with race, class, and other social identities. While Butler acknowledges the importance of multiple forms of difference, critics argue that her work does not sufficiently explore how these intersecting identities shape lived experiences and performative acts.
Representative Quotations from “Imitation and Gender Insubordination” by Judith Butler with Explanation
QuotationExplanation
“Gender is a kind of imitation for which there is no original.”Butler argues that gender is not tied to any natural or innate truth; it is a social construct that exists only through repeated performances. There is no “authentic” gender—only imitations of an ideal that never existed.
“I’m permanently troubled by identity categories.”Butler expresses her concern that identity labels (such as “lesbian” or “gay”) can be restrictive. She argues that while these categories may be useful for political reasons, they can also reinforce oppressive structures.
“Drag constitutes the mundane way in which genders are appropriated, theatricalized, worn, and done.”Here, Butler highlights how drag performances expose the performative and imitative nature of gender. Drag shows that gender is not a natural expression but a performance that can be exaggerated or subverted.
“If I claim to be a lesbian, I ‘come out’ only to produce a new and different ‘closet.'”Butler critiques the notion of “coming out” as a liberating act. She argues that revealing one’s sexual identity often leads to new forms of confinement and expectations, creating a new “closet” of sorts.
“Heterosexuality is always in the process of imitating and approximating its own phantasmatic idealization of itself—and failing.”Butler contends that heterosexuality is not a natural or stable identity. Instead, it is a repetitive performance that constantly tries (and fails) to live up to an impossible ideal, revealing its constructedness.
“There is no ‘I’ that precedes the gender that it is said to perform.”This statement reflects Butler’s concept of performativity, where the subject (the “I”) is not pre-existing but is constituted through the very act of gender performance. There is no stable self that exists before gender.
“Performativity is not a singular ‘act,’ but a repetition and a ritual.”Butler explains that performativity involves repeated actions and behaviors over time. Gender is not a one-time performance but is constructed and reinforced through continuous, ritualized acts.
“The political task is to show that theory is never merely theoria… but to insist that it is fully political.”Butler emphasizes that theory, especially queer theory, must be engaged with the political realities of identity. Theory cannot exist in isolation from the power structures and lived experiences it seeks to critique.
“The effort to name myself as a lesbian is an effort to resist being named by others.”Butler argues that self-identification is an act of resistance against external forces that attempt to define and control identity. However, she is also cautious of the limitations and constraints of identity categories.
“The more that ‘act’ is expropriated, the more the heterosexual claim to originality is exposed as illusory.”Butler argues that the constant repetition of heterosexual norms exposes their artificiality. By imitating itself over and over, heterosexuality reveals that it is not an “original” or natural state but a constructed one.
Suggested Readings: “Imitation and Gender Insubordination” by Judith Butler
  1. Janicka, Iwona. “Queering Girard—De-Freuding Butler: A Theoretical Encounter between Judith Butler’s Gender Performativity and René Girard’s Mimetic Theory.” Contagion: Journal of Violence, Mimesis, and Culture, vol. 22, 2015, pp. 43–64. JSTOR, https://doi.org/10.14321/contagion.22.1.0043. Accessed 15 Oct. 2024.
  2. KARADEMIR, ARET. “Butler and Heidegger: On the Relation between Freedom and Marginalization.” Hypatia, vol. 29, no. 4, 2014, pp. 824–39. JSTOR, http://www.jstor.org/stable/24542105. Accessed 15 Oct. 2024.
  3. Butler, Judith. “Performative Acts and Gender Constitution: An Essay in Phenomenology and Feminist Theory.” Theatre Journal, vol. 40, no. 4, 1988, pp. 519–31. JSTOR, https://doi.org/10.2307/3207893. Accessed 15 Oct. 2024.
  4. Vasu Reddy, and Judith Butler. “Troubling Genders, Subverting Identities: Interview with Judith Butler.” Agenda: Empowering Women for Gender Equity, no. 62, 2004, pp. 115–23. JSTOR, http://www.jstor.org/stable/4066688. Accessed 15 Oct. 2024.
  5. Lloyd, Moya. “Judith Butler (1956–).” From Agamben to Zizek: Contemporary Critical Theorists, edited by Jon Simons, Edinburgh University Press, 2010, pp. 77–92. JSTOR, http://www.jstor.org/stable/10.3366/j.ctt1g0b2mb.10. Accessed 15 Oct. 2024.
  6. HATCH, KRISTEN. “Judith Butler: Sex, Gender, and Subject Formation.” Thinking in the Dark: Cinema, Theory, Practice, edited by MURRAY POMERANCE and R. BARTON PALMER, Rutgers University Press, 2016, pp. 241–52. JSTOR, http://www.jstor.org/stable/j.ctt1bc53zs.25. Accessed 15 Oct. 2024.

“Film, Feminism and the Avant-Garde” by Laura Mulvey: Summary and Critique

“Film, Feminism and the Avant-Garde” by Laura Mulvey first appeared in 1978 as a lecture for the “Women and Literature” series organized by the Oxford Women’s Studies Committee۔

"Film, Feminism and the Avant-Garde" by Laura Mulvey: Summary and Critique
Introduction: “Film, Feminism and the Avant-Garde” by Laura Mulvey

“Film, Feminism and the Avant-Garde” by Laura Mulvey first appeared in 1978 as a lecture for the “Women and Literature” series organized by the Oxford Women’s Studies Committee and was published in the anthology Women Writing and Writing About Women, edited by Mary Jacobus. The piece reflects on the intersection of feminism and cinema, tracing the development of feminist film criticism and its engagement with avant-garde traditions. Mulvey argues that the Women’s Movement prompted a political consciousness that allowed for a critical feminist analysis of cinema, challenging both the representation of women and the aesthetics of patriarchal culture. Her essay underscores the importance of questioning traditional aesthetics and representation, proposing that feminist film practice must disrupt dominant cinematic forms and forge new modes of expression. This work is significant in both literature and film theory, as it laid foundational ideas for feminist film criticism and the role of women in reshaping cinematic language.

Summary of “Film, Feminism and the Avant-Garde” by Laura Mulvey

1. Emergence of Feminist Film Criticism

  • Mulvey begins by explaining that “women’s political consciousness, under the impetus of the Women’s Movement, has now turned critically towards cinema” (Mulvey, 1978). Feminism and film criticism only recently intersected, and feminist analysis of cinema has become more possible due to a sufficient body of work and the feminist movement’s broader critiques of patriarchal culture.

2. Feminism’s Challenge to Patriarchal Aesthetics

  • Mulvey highlights that the collision between feminism and film is part of a larger clash with “patriarchal culture,” and emphasizes that women’s exclusion from the creation of dominant art and literature is integral to their oppression. She critiques how women’s images have been exploited while their contributions to culture remain largely unrecorded.

3. Feminist Critique and the Role of the Avant-Garde

  • The essay traces the way feminist film practice has gravitated towards the avant-garde, explaining that “feminists have recently come to see the modernist avant-garde as relevant to their own struggle to develop a radical approach to art” (Mulvey, 1978). Mulvey sees potential in avant-garde cinema’s challenge to traditional modes of representation.

4. Rediscovering Women in Film History

  • Research uncovered the work of “lost women directors” like Lois Weber and Alice Guy, who were forgotten by mainstream film history. Mulvey acknowledges that while rediscovering these women is important, their exclusion still reflects “the overall picture of discrimination” against women in film (Mulvey, 1978).

5. The First Feminist Films and Their Limitations

  • Early feminist films, often products of the Women’s Movement, had a clear political agenda. However, Mulvey critiques them for relying too heavily on cinema-verité, which “reproduces rather than questions” traditional cinematic forms (Mulvey, 1978). While politically significant, they failed to radically challenge the medium’s language and form.

6. Breaking with Traditional Cinema Language

  • Mulvey stresses that feminist film criticism must break away from male-dominated cinema by disrupting traditional cinematic language. She argues that “it is essential to analyze and understand the working of cinematic language, before claims can be made for a new language of cinema” (Mulvey, 1978). This is critical for the development of a feminist counter-cinema.

7. Influence of Psychoanalysis and Semiotics

  • Mulvey connects feminist film theory with semiotics and psychoanalysis, using these frameworks to explain how “patriarchal ideology” manifests through cinematic representation (Mulvey, 1978). The work of theorists like Freud and Althusser informs her understanding of how dominant ideologies are reinforced through visual pleasure and narrative cinema.

8. The Search for a Feminist Film Practice

  • The final section of the essay emphasizes the need for a new feminist practice in film. Mulvey notes that feminist filmmakers face the challenge of creating new forms of expression without falling into “the conventions established by male-dominated exploitative production” (Mulvey, 1978). She envisions a feminist cinema that not only critiques content but also innovates formal techniques.
Literary Terms/Concepts in “Film, Feminism and the Avant-Garde” by Laura Mulvey
Literary Term/ConceptDefinition/Explanation
Feminist Film CriticismAn analysis of cinema that critiques its portrayal of women and its reinforcement of patriarchal values, emphasizing the need for women’s representation and feminist ideologies in film.
Patriarchal AestheticsThe aesthetic and artistic standards that are shaped by male-dominated perspectives, often reinforcing male superiority and marginalizing women’s contributions.
Avant-GardeA radical art movement that challenges traditional forms of representation, often experimenting with new techniques to disrupt conventional narratives and aesthetics.
Sexual ObjectificationThe portrayal of women as passive objects for male sexual desire, particularly in cinema, reducing them to their physical appearance rather than active agents.
Cinema-veritéA documentary style of filmmaking that aims to capture reality as it is, often critiqued by Mulvey for its uncritical reproduction of patriarchal structures.
Counter-CinemaA form of cinema that seeks to resist and subvert the norms of mainstream (commercial) cinema, often aligned with feminist and avant-garde efforts to challenge narrative conventions.
PsychoanalysisA theoretical framework that analyzes how unconscious desires and fears influence visual representation, particularly in relation to gender and sexual difference.
SemioticsThe study of signs and symbols, particularly in language and communication, used by Mulvey to explore how cinema conveys meaning through visual codes.
Visual PleasureA term used by Mulvey to describe the male gaze in cinema, where women are depicted for the visual enjoyment of the male spectator, often reinforcing gendered power dynamics.
Cinematic LanguageThe structure and system of meaning through which films communicate ideas, emotions, and narratives, which Mulvey argues must be transformed for feminist purposes.
Contribution of “Film, Feminism and the Avant-Garde” by Laura Mulvey to Literary Theory/Theories
  • Development of Feminist Film Theory
    Mulvey’s essay significantly shaped feminist literary theory, particularly in cinema studies. She identifies the importance of understanding how “woman and film” and “woman in film” became critical concepts (Mulvey, 1978). This established a feminist framework for analyzing not just the portrayal of women in cinema, but also how cinema as an institution contributes to their marginalization.
  • Challenge to Patriarchal Representation
    Mulvey’s work underscores a radical critique of patriarchal aesthetics, asserting that feminist art and criticism must actively confront and oppose traditional forms of male-dominated representation. She explains how feminism brought “a new urgency to the politics of culture” and gave rise to critiques of “women’s exclusion from the creation of dominant art and literature” (Mulvey, 1978).
  • Intersection with Avant-Garde Theory
    Mulvey draws parallels between feminist film practice and the avant-garde, suggesting that the “avant-garde poses certain questions which consciously confront traditional practice” (Mulvey, 1978). This aligns feminist film theory with avant-garde aesthetics, emphasizing the need to break away from established forms of representation and explore new modes of expression, contributing to broader avant-garde theory.
  • Visual Pleasure and Narrative Cinema
    One of Mulvey’s most influential contributions is her exploration of “visual pleasure” in cinema. She explains that mainstream cinema’s narrative structure reinforces “male erotic privilege” by organizing cinematic experience around the male gaze (Mulvey, 1978). This idea plays a crucial role in psychoanalytic feminist theory, particularly in understanding how film functions as a medium of patriarchal ideology.
  • Introduction of Counter-Cinema Concept
    Mulvey introduces the idea of counter-cinema, a form of feminist cinema that disrupts traditional cinematic codes and offers a new language of representation. She explains how feminist film must “probe dislocation between cinematic form and represented material” and how avant-garde techniques can help in “splitting open the closed space between screen and spectator” (Mulvey, 1978). This concept influenced feminist and Marxist critical theories of culture.
  • Application of Psychoanalysis to Cinema
    In applying psychoanalytic theory, Mulvey explores how cinema operates through unconscious desires and fantasies, especially in its portrayal of women. Her analysis, rooted in Freudian psychoanalysis, reveals how patriarchal ideology structures cinematic language and narrative. She states that “psychoanalysis dissolves the veneer of surface meanings” and highlights the “split nature of the sign” in cinematic representation (Mulvey, 1978).
  • Semiotics and Meaning Production in Cinema
    Mulvey contributes to the application of semiotics in literary theory by focusing on the “mechanisms by which meaning is produced in film” (Mulvey, 1978). She emphasizes the importance of analyzing how cinematic signs, including visual and narrative codes, reproduce patriarchal ideology. This aligns feminist theory with broader semiotic theory and Marxist critiques of representation.
Examples of Critiques Through “Film, Feminism and the Avant-Garde” by Laura Mulvey
WorkCritique Through Mulvey’s Framework
1. Wonder Woman 1984 (2020)Using Mulvey’s analysis of visual pleasure and the male gaze, Wonder Woman 1984 can be critiqued for its portrayal of Wonder Woman as a powerful female character still subjected to the male gaze. Despite her independence, there are moments where her representation aligns with traditional gendered expectations, reducing her power to a spectacle for male viewers.
2. Promising Young Woman (2020)This film can be examined through Mulvey’s concept of counter-cinema. Promising Young Woman disrupts traditional cinematic narratives by portraying a female protagonist who rejects victimization and challenges male dominance. The film subverts typical revenge-thriller tropes by focusing on the emotional and psychological aspects of female trauma, aligning with feminist critiques.
3. The Assistant (2020)Through Mulvey’s critique of patriarchal aesthetics, The Assistant can be seen as a feminist counter to traditional film narratives that center male power. The film’s minimalist approach and lack of traditional plot arc expose the insidiousness of everyday sexism in the workplace. It aligns with Mulvey’s emphasis on resisting conventional representation of women in cinema.
4. Nomadland (2020)Mulvey’s theory on women’s absence from dominant art can be applied to Nomadland. The film gives visibility to women who have been marginalized by society, focusing on their lived experiences. However, it can be critiqued for not fully exploring feminist political dimensions, as it emphasizes individual resilience over systemic critique, which Mulvey argues is crucial in feminist art.
Criticism Against “Film, Feminism and the Avant-Garde” by Laura Mulvey
  • Overemphasis on the Male Gaze
    Critics argue that Mulvey’s concept of the male gaze simplifies the complex ways women engage with cinema. It often positions women primarily as passive objects of visual pleasure, overlooking how female spectators can actively resist or reinterpret these representations.
  • Lack of Intersectionality
    Mulvey’s work has been criticized for focusing mainly on gender, while ignoring the intersections of race, class, and sexuality. Feminist critics have pointed out that her theory does not adequately address the experiences of women of color or LGBTQ+ communities, whose representation in cinema is shaped by multiple axes of oppression.
  • Binary Opposition of Male and Female Roles
    Mulvey’s theory is often critiqued for its reliance on rigid binary gender roles (male = active, female = passive). Some argue that this framework reinforces gender stereotypes rather than dismantling them, limiting a more nuanced understanding of gender identities and expressions.
  • Neglect of Female Desire and Pleasure
    Mulvey’s focus on visual pleasure and male spectatorship is seen as neglecting the potential for female desire and female spectatorship. Critics argue that women also experience pleasure in cinema and can find empowerment in representations that Mulvey dismisses as patriarchal.
  • Dismissal of Mainstream Cinema
    Mulvey advocates for a feminist counter-cinema, but some scholars argue that this dismisses the potential for feminist critique within mainstream cinema. Critics believe that transformation can happen within popular film genres, and that change does not have to come exclusively from avant-garde or alternative cinema.
Representative Quotations from “Film, Feminism and the Avant-Garde” by Laura Mulvey with Explanation
QuotationExplanation with Context and Theoretical Perspective
“The heterogeneity of the cinema as an institution is reflected in its first encounter with feminism.”This quotation highlights the diverse nature of cinema and the challenges it presents when feminist theory first engages with it. Mulvey points out that cinema is a complex, multi-faceted medium, and feminism must confront this diversity while addressing sexism in representation and production. It reflects feminist film theory’s early stages of confronting patriarchal structures in cinema.
“Woman and film and woman in film have only existed as critical concepts for roughly a decade.”Mulvey notes that the feminist critique of cinema was still relatively new at the time, emphasizing how recent the critical analysis of women’s roles in cinema had been. This marks the growing academic discourse around feminist film theory, which seeks to deconstruct how women are represented both as filmmakers and as subjects in film.
“The collision between feminism and film is part of a wider explosive meeting between feminism and patriarchal culture.”This quotation contextualizes feminist film criticism within the broader feminist movement’s challenge to patriarchal culture. Mulvey stresses that cinema is one of many cultural sites where feminist theory is working to dismantle male-dominated power structures, placing film within the larger sociopolitical context of women’s oppression.
“Patriarchal ideology is made up of assumptions, ‘truths’ about the meaning of sexual difference.”Mulvey critiques how patriarchal ideology shapes not only societal norms but also visual representation in cinema. She points to how films reflect deep-seated assumptions about gender, particularly around sexual difference. This highlights her engagement with psychoanalytic theory in understanding how unconscious biases influence cinematic representation.
“It is important to know where to locate ideology and patriarchy within the mode of representation in order to intervene and transform society.”Here, Mulvey emphasizes the need for feminist theory to analyze where patriarchal ideology operates within film. She suggests that by identifying these ideological underpinnings, feminist filmmakers and critics can create cinema that challenges and transforms these structures. This reflects her argument for a counter-cinema that intervenes in dominant visual narratives.
“For the first time ever, films were being made exclusively by women, about women and feminist politics, for other women.”This statement refers to the emergence of feminist film-making in the 1970s, as part of the broader Women’s Movement. Mulvey highlights how films by women, for women, were beginning to change the landscape of cinema, aligning with feminist goals of creating new spaces for women’s voices and experiences, breaking from patriarchal filmmaking traditions.
“Visual pleasure is built into the way she is to be looked at in the spectacle itself.”Mulvey’s famous concept of visual pleasure and the male gaze is encapsulated in this quote. She critiques how cinema objectifies women by structuring their representation for male pleasure, reinforcing passive roles for women in film. This is a key part of her feminist critique of narrative cinema, rooted in psychoanalysis and feminist film theory.
“The dominant cinema has privileged content, whether in fiction or documentary, to subordinate the formal cinematic process itself.”Mulvey argues that mainstream cinema focuses on content (stories, characters) while suppressing the formal elements of filmmaking, such as editing and cinematography. This serves to reinforce patriarchal narratives, as the audience is absorbed into the content without questioning the structures behind it. She calls for a new cinematic language that foregrounds form to disrupt this passivity.
“The search for a practice that challenges the spectator’s place in cinema.”This reflects Mulvey’s call for a feminist counter-cinema that actively disrupts the viewer’s passive role in traditional cinema. She advocates for films that question the relationship between the audience and the film, moving away from conventional narrative cinema toward more experimental forms that challenge both representation and consumption of films.
“Feminism gave a new urgency to the politics of culture and focused attention on connections between oppression and command of language.”This quote addresses the broader role of feminism in redefining cultural politics. Mulvey argues that feminist theory helped reveal the link between women’s oppression and the control of cultural and artistic production, including cinema. She emphasizes that feminist critique must also address language, form, and expression to dismantle the structures that sustain gender inequality.
Suggested Readings: “Film, Feminism and the Avant-Garde” by Laura Mulvey
  1. Barzman, Karen-edis. Woman’s Art Journal, vol. 12, no. 1, 1991, pp. 36–41. JSTOR, https://doi.org/10.2307/1358188. Accessed 15 Oct. 2024.
  2. Rosenblatt, Nina. Film Quarterly, vol. 43, no. 4, 1990, pp. 59–60. JSTOR, https://doi.org/10.2307/1212751. Accessed 15 Oct. 2024.
  3. van den Oever, Annie. “Conversation with Laura Mulvey.” Ostrannenie: On “Strangeness” and the Moving Image. The History, Reception, and Relevance of a Concept, edited by Annie van den Oever, Amsterdam University Press, 2010, pp. 185–204. JSTOR, http://www.jstor.org/stable/j.ctt45kcq9.17. Accessed 15 Oct. 2024.
  4. Manlove, Clifford T. “Visual ‘Drive’ and Cinematic Narrative: Reading Gaze Theory in Lacan, Hitchcock, and Mulvey.” Cinema Journal, vol. 46, no. 3, 2007, pp. 83–108. JSTOR, http://www.jstor.org/stable/30130530. Accessed 15 Oct. 2024.
  5. Suter, Jacquelyn, et al. “Textual Riddles: Woman as Enigma or Site of Social Meanings ? An Interview with Laura Mulvey.” Discourse, vol. 1, 1979, pp. 86–127. JSTOR, http://www.jstor.org/stable/41389047. Accessed 15 Oct. 2024.