“Theory in the Diaspora” by James Thomas Zebroski: Summary and Critique

“Theory in the Diaspora” by James Thomas Zebroski, first appeared in 2005 in the journal JA, critically engages with the shifting role and perception of literary and rhetorical theory in the academic landscape.

"Theory in the Diaspora" by James Thomas Zebroski: Summary and Critique
Introduction: “Theory in the Diaspora” by James Thomas Zebroski

“Theory in the Diaspora” by James Thomas Zebroski, first appeared in 2005 in the journal JA, critically engages with the shifting role and perception of literary and rhetorical theory in the academic landscape, specifically within rhetoric and composition studies. Zebroski challenges the notion that “theory is over,” a claim rooted in critiques of theory’s relevance and impact both inside and outside academia. He counters by framing theory not as obsolete but as dispersed—a “diaspora” influencing a broad array of intellectual and pedagogical domains. By leveraging Michel Foucault’s concept of discourse and exploring themes like the intersection of theory with social class, Zebroski argues that theory remains vital for understanding and critiquing power dynamics embedded in language practices. This work is pivotal in the context of literary theory, as it reasserts the necessity of theoretical frameworks in addressing broader socio-political issues and enriching the intellectual rigor of composition studies, particularly at a time when pedagogical imperatives seemed to overshadow theoretical pursuits. The essay underscores the ongoing “theory wars” and advocates for an inclusive and dynamic vision of intellectual labor, making a significant contribution to contemporary debates on the role of theory in literature and higher education.

Summary of “Theory in the Diaspora” by James Thomas Zebroski

1. Introduction: The Status of Theory in English Studies

  • Zebroski critiques the notion that theory in English studies has become obsolete, arguing against John Rouse’s assertion in College English that grand theoretical paradigms are nearing their end (p. 651).
  • Rouse’s review of pedagogy-centered texts suggested the “next new thing” in English studies is pedagogy, specifically composition pedagogy, which Zebroski finds overly narrow and unrepresentative of the discipline’s diversity (p. 652).

2. Theory’s Alleged Decline and Its Ongoing Relevance

  • Zebroski interrogates whether theory has genuinely exhausted its potential, challenging Rouse’s claim that it has had little impact outside academia and is losing relevance within it (p. 653).
  • Gary Olson and Lynn Worsham, prominent voices in the field, reject the notion of theory’s decline. Olson frames recent tensions as a resurgence of “theory wars,” indicating a revitalization rather than a conclusion of theoretical engagement (p. 654).
  • Zebroski argues that theory remains essential, particularly in addressing issues like social class, which have historically been marginalized in rhetoric and composition (p. 655).

3. The Persistence and Transformation of Theory

  • While theory has evolved since its peak in the 1980s, it has dispersed into various subfields, influencing areas such as gender studies, disability studies, and electronic rhetorics (p. 665).
  • Zebroski uses Janice Lauer’s concept of “diaspora” to describe theory’s migration into diverse domains, where it continues to shape intellectual work without centralized dominance (p. 664).
  • The field has shifted from seeing theory as a singular, unified force to recognizing its fragmented and pervasive influence across disciplinary boundaries (p. 666).

4. Theory as a Site of Resistance and Controversy

  • Zebroski highlights how theoretical work often challenges institutional norms, exemplified by Marc Bousquet’s critique of writing program administration and its alignment with neoliberal labor practices (p. 668).
  • Historical examples, such as Linda Brodkey’s revisions to first-year composition courses, illustrate the political stakes of theory in disrupting conventional pedagogical and institutional practices (p. 669).

5. The Role of Foucault’s Discourse Theory

  • Zebroski emphasizes the utility of Michel Foucault’s discourse theory in understanding how language practices are regulated and shaped by power relations (p. 672).
  • Foucault’s framework helps reveal the systemic silences and exclusions within rhetoric and composition, particularly concerning social class and its entanglement with language (p. 673).

6. Social Class and the Need for Theoretical Engagement

  • Zebroski argues that social class remains under-theorized in rhetoric and composition due to prevailing disciplinary discourses that separate language from power (p. 674).
  • Without integrating theory, social class risks being relegated to external domains like sociology or economics, rather than being examined as intrinsic to language practices (p. 675).

7. Critiquing the Tropes of Diaspora and Exile

  • Zebroski reflects critically on his use of “diaspora” and “exile” to describe theory’s current state, cautioning against romanticizing these metaphors due to their historical associations with violence and displacement (p. 676).
  • Drawing on Edward Said’s reflections on exile, Zebroski underscores the dangers of trivializing the material and emotional losses inherent in these concepts (p. 678).

8. Conclusion: Theory’s Continued Importance

  • Despite challenges, theory remains vital for interrogating entrenched power structures and addressing emerging global and disciplinary complexities (p. 671).
  • Zebroski calls for a balanced approach, recognizing theory as one of many practices in the broader intellectual landscape of English studies, essential for fostering critical inquiry and innovation (p. 664).

References from the Article:

  1. Rouse, John. “After Theory: The Next New Thing.” College English, 2004.
  2. Olson, Gary A. “The Death of Composition as an Intellectual Discipline.” Rhetoric and Composition as Intellectual Work, 2002.
  3. Foucault, Michel. The Archaeology of Knowledge, 1972.
  4. Brodkey, Linda. “Writing Permitted in Designated Areas Only.” University of Minnesota Press, 1996.
  5. Lauer, Janice. “Rhetorical Invention: The Diaspora.” Perspectives on Rhetorical Invention, 2002.
  6. Said, Edward. “Reflections on Exile.” Harvard University Press, 2003.
Theoretical Terms/Concepts in “Theory in the Diaspora” by James Thomas Zebroski
Theoretical Term/ConceptDefinition/DescriptionRelevance in the Essay
DiasporaThe dispersal of theory into various domains and subfields, rather than being centralized in one area.Used to describe the fragmented yet pervasive influence of theory across rhetoric and composition.
Theory-Practice BinaryThe division of intellectual work into theoretical and practical domains, often viewed as oppositional.Critiqued as a limiting framework that oversimplifies the complexities of academic and intellectual endeavors.
Discourse (Foucault)Regulated language practices that construct and limit what can be said, seen, or thought within a specific context.Applied to explore how power relations shape the visibility and treatment of concepts like social class.
Regulated Language PracticesThe mechanisms through which language is controlled and governed to maintain power structures.Central to understanding how discourse excludes or silences alternative perspectives in rhetoric and composition.
Post-FordismA term describing economic and social transformations from industrial mass production (Fordism) to more flexible, globalized systems.Contextualizes the emergence of theory as a response to shifting social and economic structures.
Hegemonic StruggleThe contestation among groups within a discipline to define its identity and priorities.Describes the internal conflicts in rhetoric and composition about the role of theory versus practical pedagogy.
Social Class in DiscourseThe idea that social class is embedded within and reproduced by language practices and disciplinary structures.Highlights the absence of social class as a central topic in rhetoric and composition, advocating for its inclusion.
Answerability (Bakhtin)A concept emphasizing historical and ethical responsibility in one’s actions and intellectual work.Used to argue for the importance of engaging with theory as part of a collective disciplinary responsibility.
New Theory WarsA term used to describe the resurgence of debates over the value and role of theory in composition studies.Positions current tensions as part of ongoing struggles rather than a decline of theoretical relevance.
Fragmentation of TheoryThe perception that theory has become disunified and dispersed into smaller, distinct domains.Zebroski challenges this view, arguing that dispersion reflects theory’s strength and adaptability.
Service Component of CompositionThe view that composition studies should focus on practical writing instruction rather than intellectual or theoretical pursuits.Critiqued as a reductive framing that limits the potential of rhetoric and composition as an academic discipline.
Counter-DiscourseIntellectual work that challenges and disrupts dominant discourses.Exemplifies how theory can critique established norms and structures within academia.
InterdisciplinarityThe integration of methods and insights from multiple disciplines to enrich intellectual work.Celebrated as a hallmark of theory’s ongoing relevance in rhetoric and composition studies.
Contribution of “Theory in the Diaspora” by James Thomas Zebroski to Literary Theory/Theories
  • Critique of the Theory-Practice Binary
    • Zebroski dismantles the opposition between theory and practice, arguing that both are interconnected and mutually reinforcing.
    • Example: He highlights how theory should be seen as an active practice in the intellectual work of composition and rhetoric (Zebroski, p. 661).
  • Expansion of Theory into a Diaspora
    • Proposes the metaphor of the “diaspora” to describe how theory has dispersed across different subfields rather than being centralized in one domain.
    • Example: Zebroski borrows from Janice Lauer’s concept of invention in the diaspora to illustrate how theory has migrated and integrated into areas like genre studies and public rhetorics (p. 664-665).
  • Advocacy for Foucault’s Discourse Theory in Rhetoric and Composition
    • Suggests that Foucault’s theory of discourse is essential for understanding how power operates within language practices, particularly in uncovering the exclusion of social class in rhetoric and composition.
    • Example: Zebroski emphasizes Foucault’s view of discourse as “regulated language practices” that shape visibility and silence (p. 673).
  • Incorporation of Post-Fordist Context in Theory
    • Links the emergence of literary theory in the 1980s to broader socio-economic transformations under Post-Fordist capitalism.
    • Example: Zebroski connects theoretical development to shifts in global economic and cultural conditions, highlighting the importance of understanding globalism in theoretical discourse (p. 671).
  • Defense of Theory as Essential to Intellectual Work
    • Challenges the notion that theory is “over” or irrelevant, asserting its ongoing significance in intellectual inquiry and disciplinary evolution.
    • Example: He references Gary Olson and Lynn Worsham’s arguments to show that theory’s adaptability ensures its survival and relevance (p. 653-654).
  • Call for a Renewed Focus on Social Class in Theory
    • Argues that the absence of social class in rhetorical and composition studies reflects the limitations of disciplinary discourses.
    • Example: Zebroski uses Foucault’s discourse analysis to highlight how power relations render social class invisible, urging a theoretical focus on this topic (p. 674).
  • Critique of Reductionist Views of Composition as Service Work
    • Opposes framing rhetoric and composition solely as practical service components of academia, advocating for broader intellectual engagement.
    • Example: Zebroski critiques the overemphasis on service-oriented composition and its marginalization of theoretical inquiry (p. 659).
  • Promotion of Interdisciplinary Theoretical Communities
    • Identifies the influence of interdisciplinary theoretical frameworks, such as genre theory, queer studies, and embodied rhetorics, on contemporary literary theory.
    • Example: He lists active theoretical communities, such as activity theory and ecological rhetorics, showing the breadth of theoretical applications (p. 666-667).
  • Defense of Theory’s Reflexive and Transformative Potential
    • Advocates for theory as a tool to critique and transform the categories that shape intellectual work and social understanding.
    • Example: Zebroski argues for theory’s role in resisting oppressive power dynamics and creating new ways of seeing the world (p. 672).
Examples of Critiques Through “Theory in the Diaspora” by James Thomas Zebroski
Literary Work/GenreCritique FocusTheory/Concept from ZebroskiExample Application
Toni Morrison’s BelovedExamining how power and social class shape narrative and character development.Foucault’s Discourse TheoryAnalyzing how Morrison’s language and structure critique social class hierarchies and racialized discourse, aligning with Zebroski’s call to integrate social class into discourse analysis.
James Joyce’s A Portrait of the Artist as a Young ManAnalyzing the role of exile and the diaspora in shaping artistic identity.Theoretical “Diaspora”Exploring Stephen Dedalus’s artistic exile as reflective of Zebroski’s notion of dispersion and how the diaspora can create intellectual and creative tension.
Virginia Woolf’s To the LighthouseUnderstanding how feminist and queer theories intersect with literary form and style.Interdisciplinary Theoretical Communities (e.g., Feminist and Queer Theories)Critiquing Woolf’s representation of gender and familial roles through feminist and queer lenses, demonstrating how the dispersal of theory enriches the analysis of modernist texts.
Franz Kafka’s The TrialInterrogating the portrayal of bureaucratic and systemic power structures.Foucault’s Power Relations within DiscourseCritiquing the representation of bureaucracy and legal discourse in Kafka’s text as a form of regulated language practices, in line with Zebroski’s application of Foucault’s ideas to power and exclusion in discourse.
Criticism Against “Theory in the Diaspora” by James Thomas Zebroski
  • Overemphasis on Foucault’s Discourse Theory:
    • Critics argue that Zebroski overly relies on Michel Foucault’s framework, which may overshadow other equally relevant theoretical paradigms.
    • The focus on discourse risks neglecting material realities and historical contingencies that also shape social class and intellectual work.
  • Insufficient Practical Application:
    • While Zebroski discusses the need for theory to inform practice, the text does not provide detailed or actionable strategies for integrating his theoretical insights into pedagogy or curriculum development.
    • This abstraction might alienate practitioners seeking concrete methods for applying theory in teaching.
  • Marginalization of Non-Western Perspectives:
    • Zebroski’s engagement with “diaspora” is critiqued for largely focusing on Western academic contexts, ignoring non-Western or postcolonial theoretical contributions that could enrich his discussion.
    • The absence of engagement with thinkers from the Global South undermines the universality of his claims about theory and its dispersal.
  • Ambiguity in Defining “Diaspora”:
    • The metaphor of “diaspora” is critiqued for being overextended and vaguely applied, potentially conflating intellectual diffusion with the violent historical realities of forced migration and exile.
    • Critics suggest that the term lacks clarity in how it precisely applies to theoretical practices in academia.
  • Binary Framing of Theory vs. Practice:
    • Although Zebroski critiques the theory-practice binary, some critics find his treatment of the issue as perpetuating a divide rather than offering a robust integration of the two.
    • The critique suggests that the text could do more to dismantle this binary through examples and interdisciplinary synthesis.
  • Neglect of Emerging Technologies and Media:
    • The essay’s focus on traditional academic disciplines fails to address the transformative potential of digital and electronic media in reshaping theory and its dissemination.
    • Critics argue this is a missed opportunity to discuss how technology contributes to the “diaspora” of theoretical knowledge.
  • Lack of Empirical Support:
    • The claims about the impact and relevance of theory are largely speculative and rhetorical, with limited empirical evidence to back them.
    • Critics call for more systematic analysis or case studies to substantiate the effects Zebroski attributes to theoretical practices.
  • Insufficient Exploration of Intersectionality:
    • While the text touches on social class, it does not sufficiently explore how other axes of identity—such as race, gender, and sexuality—intersect with class in theoretical discourse.
    • This oversight may lead to a partial understanding of power relations in academic and literary contexts.
Representative Quotations from “Theory in the Diaspora” by James Thomas Zebroski with Explanation
QuotationExplanation
“Theory is both present and absent, in a decentralized but no less powerful form, in what might be called the ‘diaspora.’”Zebroski introduces the concept of diaspora to describe the dispersal and decentralization of theoretical work across disciplines, emphasizing that theory’s influence persists despite its seeming fragmentation or dispersal from its traditional strongholds.
“The very fact that scholars in so many dispersed areas of study have taken up theory is one indication that theory has had important effects on the intellectual work we do.”This highlights the pervasive impact of theory across disciplines, illustrating how theoretical frameworks have infiltrated and enriched diverse fields, transforming scholarly inquiry in unexpected ways.
“The notion that practice, including teaching and writing practices, is not theoretical has also been long questioned.”Zebroski critiques the false dichotomy between theory and practice, arguing that all practices, including pedagogical ones, are inherently theoretical, thus calling for a reevaluation of their interconnectedness.
“Without theory, we are left with only wider or narrower versions of what Brodkey describes as prescriptivism.”This statement underscores the vital role of theory in challenging prescriptive and rigid approaches to pedagogy, advocating for dynamic and reflective teaching practices informed by critical theory.
“Foucault’s discourse theory is needed to make visible the connections between rhetoric, composition, and social class.”Zebroski argues for the relevance of Foucault’s theories in exploring the intersections of language, power, and social class, suggesting that these frameworks are essential for understanding the broader socio-political implications of discourse in rhetoric and composition.
“We need theory to help us ask questions, to help keep theory and theorists answerable.”This reflects the reflective and self-critical purpose of theory, which Zebroski sees as a means to challenge assumptions and provoke intellectual accountability within academic disciplines.
“The binary of theory versus practice oversimplifies complex situations and helps create identities that accept the need for backlash or for a ‘war.’”Zebroski critiques the polarizing effect of framing theory and practice as opposites, advocating for a more integrated approach that acknowledges the complexity of their relationship without resorting to conflict-based paradigms.
“Theories cross borders; Lindquist’s work on emotion is also presented as work on social class.”Here, Zebroski notes the interconnectedness of theoretical domains, illustrating how scholarship often transcends rigid disciplinary boundaries to address overlapping concerns like emotion and class.
“Theory threatens to the point that at times theory, theories, and theorists have in a few places been exiled beyond the disciplinary gates.”This metaphorical use of exile suggests that theory’s transformative potential often makes it controversial or unwelcome in traditional academic spaces, reflecting broader tensions between innovation and institutional conservatism.
“Diaspora is not often about choice or freedom but, rather, continuing violence.”Zebroski cautions against romanticizing the metaphor of diaspora, reminding readers of its historical roots in forced migration and violence, and urging critical reflection on its implications when applied to theoretical frameworks.
Suggested Readings: “Theory in the Diaspora” by James Thomas Zebroski
  1. Zebroski, James Thomas. “Theory in the Diaspora.” JAC, vol. 25, no. 4, 2005, pp. 651–82. JSTOR, http://www.jstor.org/stable/20866711. Accessed 26 Nov. 2024.
  2. GILROY, PAUL. “Diaspora.” Paragraph, vol. 17, no. 3, 1994, pp. 207–12. JSTOR, http://www.jstor.org/stable/43263438. Accessed 26 Nov. 2024.
  3. Wofford, Tobias. “Whose Diaspora?” Art Journal, vol. 75, no. 1, 2016, pp. 74–79. JSTOR, http://www.jstor.org/stable/43967654. Accessed 26 Nov. 2024.
  4. Clifford, James. “Diasporas.” Cultural Anthropology, vol. 9, no. 3, 1994, pp. 302–38. JSTOR, http://www.jstor.org/stable/656365. Accessed 26 Nov. 2024.

“Spatial Form: An Answer to the Critics” by Joseph Frank: Summary and Critique

“Spatial Form: An Answer to the Critics” by Joseph Frank first appeared in 1945 in The Sewanee Review and was later revised for inclusion in The Widening Gyre (1963).

"Spatial Form: An Answer to the Critics" by Joseph Frank: Summary and Critique
Introduction: “Spatial Form: An Answer to the Critics” by Joseph Frank

“Spatial Form: An Answer to the Critics” by Joseph Frank first appeared in 1945 in The Sewanee Review and was later revised for inclusion in The Widening Gyre (1963). In this seminal work, Frank addressed the concept of “spatial form,” a revolutionary idea in literary theory emphasizing the need to apprehend modernist texts as unified structures rather than through linear progression. His argument centered on avant-garde literature, which often required readers to suspend temporal reading habits to grasp an intricate pattern of internal references as a spatial unity. Frank’s essay sparked extensive discussion, with critics debating its theoretical foundations and implications for modern literature. The article remains significant for its attempt to articulate the unique formal innovations of modernist literature while defending the descriptive rather than normative use of analytical categories. By proposing “spatial form” as a critical model, Frank contributed to broader discussions on the evolution of narrative and the interplay between temporality and structural coherence in literary art.

Summary of “Spatial Form: An Answer to the Critics” by Joseph Frank
  • Historical Context and Purpose
    Joseph Frank reflects on the reception of his 1945 essay on “spatial form,” acknowledging its acceptance and criticism in Anglo-American literary circles. This article serves as a defense and clarification of his ideas, particularly in the context of avant-garde literature (Frank, 1977, pp. 231–232).
  • Misconceptions about Frank’s Advocacy for Modernism
    Frank highlights misunderstandings about his role, emphasizing his analytical rather than advocative approach to modernist works. He states that his framework sought to describe aesthetic phenomena rather than endorse modernist norms, drawing on Lessing’s analytical methods without adopting normative judgments (Frank, 1977, pp. 233–234).
  • Clarification of the “Spatial Form” Model
    Frank reiterates that “spatial form” was conceived as an “ideal type” or model to describe how avant-garde literature often suspends linear temporality. This approach emphasizes internal patterns and synchronic unity rather than diachronic narrative flow (Frank, 1977, pp. 234–235).
  • Critiques and Misinterpretations
    Critics like G. Giovannini and Walter Sutton misunderstand Frank’s concept. Giovannini falsely conflates Frank’s ideas with those of John Peale Bishop and assumes an equivalence between spatial and pictorial art. Sutton questions the feasibility of “spatialization” in a time-based medium but overlooks Frank’s acknowledgment of the temporal act of reading (Frank, 1977, pp. 235–236).
  • Juxtaposition of Myth and History
    Frank argues that modernist works like The Waste Land and Ulysses juxtapose mythic and historical elements to form a timeless unity. This structural innovation transforms linear history into a cohesive mythic pattern, challenging traditional temporal narratives (Frank, 1977, pp. 237–239).
  • Criticism from Marxist and Ideological Perspectives
    Philip Rahv and Robert Weimann critique “spatial form” for its alleged ideological implications. Rahv misinterprets the concept as negating historical consciousness, while Weimann, from a Marxist stance, views it as an apologetic for bourgeois decadence. Frank defends the descriptive neutrality of his theory against such ideological readings (Frank, 1977, pp. 239–242).
  • Frank Kermode’s Productive Opposition
    Frank identifies Kermode as a significant critic whose works paradoxically align with Frank’s ideas despite Kermode’s rejection of “spatial form” terminology. Kermode’s exploration of apocalyptic myths and temporal structures complements Frank’s theory, illustrating a shared interest in reconciling modernism with literary tradition (Frank, 1977, pp. 244–246).
  • Proposals for a Unified Literary Theory
    Frank concludes with a call for integrating his and Kermode’s insights into a unified theory of literary structures. He envisions a framework that connects psychological and historical dimensions of literature, moving beyond ideological schisms (Frank, 1977, pp. 251–252).
Theoretical Terms/Concepts in “Spatial Form: An Answer to the Critics” by Joseph Frank
Theoretical Term/ConceptDefinition/ExplanationContext/Application
Spatial FormA literary structure emphasizing synchronic (simultaneous) relationships over diachronic (sequential) progression.Applied to avant-garde literature like The Waste Land and Ulysses, where patterns and internal references create a unified artistic vision.
Diachronic vs. SynchronicDiachronic refers to sequential, time-based progression; synchronic pertains to simultaneous, spatial apprehension.Used to describe how modern literature suspends linear temporality to highlight interconnected, non-sequential relationships within a work.
Ideal Type/ModelA conceptual framework or extreme abstraction used to analyze artistic phenomena without asserting literal representation.Frank’s description of “spatial form” as a model rather than a claim about actual literary practices.
Space-LogicThe internal organization of relationships and references within a text that must be perceived as a whole to grasp its meaning.Associated with modernist poetry and prose, where the meaning emerges from patterns of juxtaposed images and ideas rather than chronological narration.
Mythical vs. Historical ImaginationThe mythical imagination seeks timeless, unified patterns; the historical imagination focuses on linear, causal sequences.Modernist works like The Waste Land blur the lines, creating a sense of timeless unity while drawing on historical and mythic contrasts.
Synchronicity of RelationsThe precedence of simultaneous connections and patterns within a text over the flow of chronological events.Found in modernist texts where thematic and structural coherence emerge through juxtaposition rather than narrative causality.
JuxtapositionThe placement of disparate images, ideas, or references next to each other to evoke meaning through contrast and synthesis.Seen in Eliot’s The Waste Land and Pound’s The Cantos, where contrasting fragments create a unified whole.
Temporal and Spatial DualityThe interplay between the linear progression of time and the spatial perception of narrative elements within a literary work.Explored in Proust’s In Search of Lost Time, where past and present moments are juxtaposed to convey the experience of time’s passage.
Plot-ConcordanceThe integration of past, present, and future within a plot to create a unity that transcends mere chronological successiveness.Kermode’s term, closely related to Frank’s “spatial form,” describing how literary plots achieve coherence by interweaving temporal dimensions.
Temporal SuspensionThe act of temporarily halting linear narrative progression to focus on internal patterns and structural unity.In modernist literature, this occurs when readers must apprehend relationships within the text as a unified structure before assigning sequential meaning.
Modernist Formal InnovationExperimentation with language and structure to disrupt conventional narrative flow and highlight spatial or non-linear dynamics.Exemplified by techniques in Joyce’s Ulysses and Djuna Barnes’s Nightwood, which foreground formal experimentation to create new modes of storytelling.
Critics’ MisinterpretationsMisunderstandings that “spatial form” equates to pictorial or static representations rather than dynamic synchronic configurations.Addressed by Frank in response to critiques by Giovannini and Sutton, who conflated his ideas with those of visual or static art.
Continuity of TraditionThe idea that modernist experimentation extends rather than breaks with historical literary forms and structures.Frank and Kermode both highlight the connection between modernist works and earlier literary traditions, arguing against the perception of modernism as a radical rupture.
Contribution of “Spatial Form: An Answer to the Critics” by Joseph Frank to Literary Theory/Theories

Contributions to Literary Theory/Theories

  • Expansion of Structuralist Literary Theory
    • Frank introduced the concept of spatial form, emphasizing how modern literature uses patterns and synchronic relationships instead of diachronic narrative sequences.
    • “Modern works took on aspects that required them to be apprehended ‘spatially’ instead of according to the natural temporal order of language” (Frank, p. 235).
  • Integration with Reader-Response Theory
    • Frank argued that the reader’s experience of spatial form requires active participation to perceive the unity of a text, contributing to the understanding of the reader’s role in constructing meaning.
    • “The synchronic relations within the text took precedence over diachronic referentiality, and it was only after the pattern of synchronic relations had been grasped as a unity that the ‘meaning’ of the poem could be understood” (Frank, p. 236).
  • Myth Criticism and Archetypal Theory
    • Frank connected spatial form with the mythical imagination, highlighting its role in creating timeless, universal patterns in literature.
    • “These contrasts were felt as ‘locked in a timeless unity [which], while it may accentuate surface differences, eliminates any feeling of sequence by the very act of juxtaposition'” (Frank, p. 239).
  • Contributions to Modernist Studies
    • He provided a critical framework for understanding the formal innovations of modernist authors like T.S. Eliot, Ezra Pound, and James Joyce.
    • “In modernist texts, patterns of juxtaposed word-groups and fragmented syntax replace traditional narrative sequence” (Frank, p. 236).
  • Intersections with Postmodernist Theories
    • By discussing dislocation of temporality and fragmented structures, Frank’s ideas foreshadow key postmodern concerns.
    • “The ambition of modern poetry to dislocate ‘the temporality of language’… culminates in the self-negation of language and the creation of a hybrid pictographic ‘poem'” (Frank, p. 233).
  • Development of Comparative Literature Approaches
    • Frank explored the interdisciplinary connections between literature and visual arts, extending Lessing’s ideas on the temporal and spatial dichotomies in art forms.
    • “Following Lessing, I very carefully distinguished between the two as not comparable but showed that, within literature, structure required apprehension ‘spatially'” (Frank, p. 235).
  • Revision of Formalist Theories
    • His focus on structural unity as an abstract model rather than a rigid rule offered a more flexible approach to form in literature.
    • “I specifically labeled this as the definition of a model. ‘This explanation, of course, is the extreme statement of an ideal condition rather than of an actually existing state of affairs'” (Frank, p. 233).
  • Challenging Marxist Literary Criticism
    • By rejecting purely historical or ideological readings of literature, Frank defended the autonomy of formal analysis, positioning it against critiques by Marxist theorists like Robert Weimann.
    • “Weimann staunchly refuses to acknowledge the legitimacy of any such experimentation and objects to the modernist mélange des genres” (Frank, p. 241).
  • Historical Continuity in Literary Theory
    • Frank advocated for viewing modernist experimentation as part of a broader literary tradition, countering the notion of a sharp break with the past.
    • “Both may be seen, and should be seen, as part of a unified theory which has the inestimable advantage of linking experimental modernism with the past in an unbroken continuity” (Frank, p. 251).

Examples of Critiques Through “Spatial Form: An Answer to the Critics” by Joseph Frank
Literary WorkCritique through Spatial FormReferences from Article
T.S. Eliot’s The Waste Land– Eliot’s poem exemplifies spatial form by juxtaposing fragmented images and themes, requiring readers to synthesize meaning spatially.
– The “instantaneous fusion of fragments” reflects synchronic rather than diachronic understanding.
“Pound defines the image ‘not as a pictorial reproduction but as a unification of disparate ideas and emotions into a complex presented spatially in a moment of time'” (Frank, p. 235).
James Joyce’s Ulysses– Joyce’s narrative demands re-reading to perceive its spatial unity, where disparate elements coalesce into a coherent whole.
– The novel’s episodic structure reflects the ambition to achieve a unified spatial perspective.
“Ulysses could not be read but only re-read; the unified spatial apprehension cannot occur on a first reading” (Frank, p. 251).
Marcel Proust’s À la recherche du temps perdu– Proust’s use of memory creates a stereoscopic vision, merging past and present images spatially within the reader’s perception.
– The discontinuity in presentation allows time’s passage to be directly communicated.
“By the discontinuous presentation of character, Proust forces the reader to juxtapose disparate images spatially, in a moment of time” (Frank, p. 251).
Ezra Pound’s Cantos– The Cantos juxtaposes historical and mythical references in a way that transforms historical time into a mythic, spatial unity.
– The structure resists sequential reading and instead focuses on synchronic relationships.
“By yoking past and present together in this way, these contrasts were felt as ‘locked in a timeless unity'” (Frank, p. 239).
Criticism Against “Spatial Form: An Answer to the Critics” by Joseph Frank
  • Lack of Empirical Evidence for Universality
    • Critics argue that Frank overgeneralizes the applicability of spatial form across modernist literature without sufficient empirical evidence. His theory is seen as too narrowly drawn from specific avant-garde works, such as The Waste Land and Ulysses.
    • Walter Sutton’s objection: The temporality of reading cannot be entirely suspended, even in highly experimental works (Frank, p. 236).
  • Confusion Between Spatial and Temporal Modes
    • Frank’s emphasis on the disjunction between spatial and temporal forms is criticized for creating unnecessary dichotomies. Critics argue that time remains an inescapable element of literature due to the linear process of reading.
    • Sutton’s critique: Frank’s idea that consciousness is suspended during the reading process is deemed “inconceivable” (Frank, p. 236).
  • Perceived Advocacy for Modernist Elitism
    • Critics like Philip Rahv accuse Frank of implicitly justifying modernist experimentation at the expense of traditional narrative forms, portraying his analysis as an “apology” for modernist elitism.
    • Rahv’s critique: Frank romanticizes the “negation of history” in modernist literature, turning it into a myth rather than critiquing its cultural impact (Frank, p. 239).
  • Terminological Ambiguity
    • Frank’s use of terms such as “spatial form” is criticized as ambiguous and inconsistent. Critics like Frank Kermode argue that Frank fails to adequately differentiate between critical fictions and myths, leading to conceptual confusion.
    • Kermode’s critique: Describes Frank’s terminology as “mythic” and “authoritarian,” opposing the characterization of literary structures as spatial (Frank, p. 247).
  • Overemphasis on Formal Elements
    • Frank is accused of neglecting thematic, cultural, and psychological dimensions of the works he analyzes by focusing exclusively on their formal structure.
    • Roger Shattuck’s critique: Frank’s focus on “stereoscopic vision” in Proust minimizes the significance of the linear search central to the narrative (Frank, p. 234).
  • Marxist and Historicist Objections
    • Marxist critics like Robert Weimann argue that spatial form negates the historical dimension of literature, undermining its ability to reflect social and historical realities.
    • Weimann’s critique: Claims that the “atemporality” of spatial form leads to an ideological “negation of self-transforming reality” (Frank, p. 241).
  • Misinterpretation of Authorial Intent
    • Frank is criticized for attributing to authors like Joyce and Proust an intentional “spatial” design that may not align with their actual creative processes.
    • Critics’ concern: This interpretive leap risks imposing a theoretical framework on texts that might not consciously adhere to it.
  • Provincial Focus on Anglo-American Modernism
    • Critics suggest that Frank’s analysis overly emphasizes Anglo-American and European avant-garde works, neglecting broader global literary traditions and modernisms.
    • Kermode’s critique: Accuses Frank of constructing a “period aesthetic” tied to specific historical and cultural contexts, limiting its broader relevance (Frank, p. 249).
  • Failure to Engage Fully with Critics
    • While the essay is intended as a response to critics, Frank is accused of not fully addressing their substantive arguments, often dismissing them as misunderstandings.
    • Example: Dismisses Giovannini’s critique as a “total misunderstanding,” rather than engaging with the broader methodological implications (Frank, p. 235).
Representative Quotations from “Spatial Form: An Answer to the Critics” by Joseph Frank with Explanation
QuotationExplanation
“I tried to understand the moderns in their own terms… descriptive, not at all as normative.”Frank clarifies his stance as an analyst of modernist literature rather than an advocate, focusing on understanding their formal innovations rather than judging them by traditional standards.
“Spatial form… as a particular phenomenon of modern avant-garde writing.”This phrase situates the concept of spatial form specifically within modernist experimentation, highlighting its relevance in the avant-garde context rather than a universal literary theory.
“To suspend the process of individual reference temporarily until the entire pattern of internal references can be apprehended as a unity.”Frank describes the interpretive process required by spatial form, emphasizing the reader’s need to view the text as a whole rather than in a linear progression.
“The ambition of modern poetry to dislocate ‘the temporality of language’… culminates in the self-negation of language.”Frank acknowledges the limits of modernist dislocation of temporality, noting that when taken to an extreme, it can lead to incomprehensibility or even the negation of language’s communicative function.
“The juxtaposition of disparate historical images… turns history into myth.”Frank explains how modernist literature transforms historical contexts into mythic frameworks through its structural techniques, collapsing temporal distinctions into a unified, spatialized narrative.
“Time becomes… a purely physical limit of apprehension, which conditions but does not determine the work.”Here, Frank emphasizes that while reading inevitably involves time, modernist works challenge and subvert the dominance of temporality in shaping meaning.
“Syntactical sequence is given up for a structure depending upon the perception of relationships between disconnected word-groups.”This quote describes a key aspect of spatial form: the reliance on the juxtaposition of fragments to create meaning, rather than through conventional sequential progression.
“Spatial form can be correlated with the substitution of the mythical for the historical imagination.”Frank highlights a broader cultural shift in modernism, where historical narratives give way to mythic structures, reflecting a search for timeless meaning rather than temporal causality.
“Certainly the reader must juxtapose disparate images spatially… so that the experience of time’s passage is communicated directly to his sensibility.”Frank emphasizes that spatial form forces readers to engage with time as a simultaneous, layered phenomenon rather than a linear sequence, enhancing their experience of temporality.
“What is necessary for the future… is to recognize that we now have the basis for a unified theory of literary structures.”Frank advocates for integrating spatial form into a broader theoretical framework, connecting modernist innovations with literary traditions and encouraging historical and psychological correlations in analysis.
Suggested Readings: “Spatial Form: An Answer to the Critics” by Joseph Frank
  1. Frank, Joseph. “Spatial form: an answer to critics.” Critical Inquiry 4.2 (1977): 231-252.
  2. Frank, Joseph. “Spatial Form: An Answer to Critics.” Critical Inquiry, vol. 4, no. 2, 1977, pp. 231–52. JSTOR, http://www.jstor.org/stable/1342961. Accessed 29 Nov. 2024.
  3. Frank, Joseph. “Spatial Form in Modern Literature: An Essay in Three Parts.” The Sewanee Review, vol. 53, no. 4, 1945, pp. 643–53. JSTOR, http://www.jstor.org/stable/27537640. Accessed 29 Nov. 2024.
  4. Mitchell, W. J. T. “Spatial Form in Literature: Toward a General Theory.” Critical Inquiry, vol. 6, no. 3, 1980, pp. 539–67. JSTOR, http://www.jstor.org/stable/1343108. Accessed 29 Nov. 2024.
  5. Frank, Joseph. “Spatial Form in Modern Literature: An Essay in Three Parts.” The Sewanee Review, vol. 53, no. 3, 1945, pp. 433–56. JSTOR, http://www.jstor.org/stable/27537609. Accessed 29 Nov. 2024.
  6. Kermode, Frank. “A Reply to Joseph Frank.” Critical Inquiry, vol. 4, no. 3, 1978, pp. 579–88. JSTOR, http://www.jstor.org/stable/1343076. Accessed 29 Nov. 2024.

“Spatial Form: Some Further Reflections” by Joseph Frank: Summary and Critique

Spatial Form: Some Further Reflections by Joseph Frank first appeared in the Winter 1978 issue of Critical Inquiry (Vol. 5, No. 2), published by the University of Chicago Press.

"Spatial Form: Some Further Reflections" by Joseph Frank: Summary and Critique
Introduction: “Spatial Form: Some Further Reflections” by Joseph Frank

Spatial Form: Some Further Reflections by Joseph Frank first appeared in the Winter 1978 issue of Critical Inquiry (Vol. 5, No. 2), published by the University of Chicago Press. This essay builds on Frank’s earlier work on spatial form in literature, particularly his defense of the concept against criticisms in the context of modernist and avant-garde writing. Frank examines the role of spatial form as a response to the increasing fragmentation and simultaneity characteristic of modernist texts, exploring its philosophical and cultural implications. The essay is significant in literary theory for situating spatial form not merely as a modernist experiment but as a recurring structural element in literature, linked to broader movements in linguistics, structuralism, and cultural shifts from oral to written traditions. By drawing on figures such as Jakobson, Genette, and the Russian Formalists, Frank connects spatial form to the disjunctions between narrative and temporality, further solidifying its relevance in understanding the evolution of narrative and poetic structures. His reflections underscore how literary modernism’s break with linear temporality has influenced the theoretical frameworks surrounding the interpretation of narrative and textual form.

Summary of “Spatial Form: Some Further Reflections” by Joseph Frank

Engagement with Criticism

  • Frank addresses Frank Kermode’s critiques and clarifies misconceptions about spatial form, emphasizing its role as a paradoxical yet critical concept to highlight the tension between temporality and intemporality in modern literature (Frank, 1978, p. 275).
  • The debate advanced understanding of spatial form, moving beyond rigid dismissals of the concept as outdated or irrelevant (p. 276).

Modernism and Political Associations

  • Frank counters Kermode’s assertion linking modernism with the extreme Right, highlighting the avant-garde’s alignment with libertarian and anarchist ideologies (p. 277).
  • This political dimension underscores the complexity of cultural and artistic movements and their diverse associations (p. 278).

Theoretical Refinements

  • Frank reflects on critiques, particularly the need to differentiate physical and psychological time in spatial form analysis. This oversight stems from focusing too narrowly on Nightwood (p. 278).
  • He acknowledges the broader applicability of spatial form to avant-garde narratives like those of Joyce, Woolf, and Faulkner, which dislocate linear temporality to explore consciousness and memory (p. 279).

Integration with Structuralism and Linguistics

  • The essay situates spatial form within developments in structural linguistics, information theory, and French structuralism, drawing on Roman Jakobson and Saussure (p. 280).
  • Jakobson’s “space-logic” aligns with Frank’s idea of self-referential textual structures, further grounding spatial form in linguistic theory (p. 281).

Spatial Form in Poetry and the Novel

  • While initially linked with poetry, spatial form is most impactful in narratives, particularly in modernist and avant-garde experiments that disrupt temporal order (p. 282).
  • Frank examines how authors like Sterne and Proust use spatial techniques to reorganize plot and narrative sequence, contrasting “story” (chronological events) with “plot” (artistic arrangement) (p. 283).

Contributions of the Russian Formalists

  • Drawing on Viktor Shklovsky and Boris Tomashevsky, Frank highlights the tension between “bound motifs” (chronological events) and “free motifs” (artistic elements) in narrative structure (p. 284).
  • This distinction reinforces spatial form as intrinsic to the novel’s development, challenging the dominance of causal-chronological storytelling (p. 285).

Influence of French Theorists

  • Gérard Genette’s analysis bridges spatial form with broader narrative techniques, highlighting the balance between narration (temporal) and description (spatial) (p. 286).
  • Genette’s terms like discours and récit expand the theoretical framework, linking shifts in narrative emphasis to evolving literary trends (p. 287).

Implications for Literary Analysis

  • Frank situates spatial form within a larger theoretical landscape, noting its influence on reader engagement, which requires re-reading to grasp non-linear narrative relationships (p. 289).
  • The concept encapsulates the synchronic dimensions of literary texts, bridging narrative temporality with modernist disruptions (p. 290).
Theoretical Terms/Concepts in “Spatial Form: Some Further Reflections” by Joseph Frank
Term/ConceptDefinitionExplanation in Context
Spatial FormA literary structure emphasizing simultaneity and non-linear relationships between narrative elements.Used to challenge the linear temporality of traditional narrative structures and highlight a “space-logic” in modernist literature.
Temporal SequenceThe chronological and causal arrangement of events in a narrative.Contrasts with spatial form by emphasizing a linear, time-bound progression of the plot.
Story vs. Plot“Story” refers to events arranged in chronological order; “Plot” is their artistic reorganization.Introduced by Russian Formalists to distinguish between raw narrative events and their structured presentation (Frank, 1978, p. 283).
Bound MotifsNarrative elements essential to causal-chronological sequence.Constrain the narrative to a time-bound sequence, aligning with traditional storytelling norms (p. 284).
Free MotifsElements independent of causal sequence, allowing artistic manipulation and spatial arrangement.Enable the creation of artistic diversity and the disruption of linear order, essential for spatial form (p. 284).
Discourse and RécitDiscourse is subjective narration highlighting the narrator’s presence; Récit is objective narration emphasizing event sequences.Gérard Genette’s framework linking shifts in narrative modes to evolving literary styles, central to spatialization of narrative (p. 287).
Space-LogicThe internal relationships of textual elements that override linear progression.Central to modernist poetics, where meaning emerges from intra-textual connections rather than external reference (p. 281).
Principle of EquivalenceThe projection of similarities between words onto their combination in poetic texts.Roman Jakobson’s concept explaining how poetic language foregrounds spatial over temporal organization (p. 281).
AnachronyA disruption of chronological order in narrative, including techniques like flashbacks (analepsis) and flash-forwards (prolepsis).Highlighted by Genette as key to spatial form, allowing narratives to deviate from linear temporality (p. 289).
Symbolic ReferenceThe use of literary elements to evoke simultaneous meanings beyond their narrative function.Demonstrated in modernist texts like Joyce’s Ulysses to create a sense of simultaneity across diverse narrative layers (p. 278).
Transmutation of TimeThe shift from a historical, temporal worldview to a timeless, mythical one.Associated with the dissolution of self and narrative chronology in modernist and postmodernist literature (p. 278).
Russian FormalismA literary movement emphasizing the structural features of texts, particularly story vs. plot and defamiliarization.Influences Frank’s application of spatial form, especially in distinguishing narrative elements (p. 283).
StructuralismAn analytical framework emphasizing the relational systems of language and texts.Helps situate spatial form within broader theories of linguistics and literary structure, especially through Saussure and Jakobson (p. 280).
Simultaneity in LiteratureThe coexistence of narrative elements in time, emphasizing a holistic rather than sequential reading experience.Central to modernist experimentation in narrative and poetic form, particularly in works like Proust’s In Search of Lost Time (p. 290).
Cultural SynchronizationThe alignment of spatial form with shifts in modernist and postmodernist cultural paradigms.Highlights spatial form as a response to historical changes in art, philosophy, and politics (p. 277).
Contribution of “Spatial Form: Some Further Reflections” by Joseph Frank to Literary Theory/Theories

1. Expansion of Modernist Literary Analysis

  • Integration with Modernist Techniques: Frank situates spatial form as a hallmark of modernist experimentation, especially in the works of Joyce, Woolf, and Proust. He shows how modernist texts abandon linear temporality in favor of simultaneous relationships between narrative elements (Frank, 1978, p. 279).
  • Focus on Intemporality: The essay highlights how spatial form underscores the “immanence of the intemporal in the temporal,” capturing modernist literature’s tension with time and history (p. 276).

2. Alignment with Russian Formalism

  • Story vs. Plot Distinction: Frank draws on the Russian Formalists’ distinction between “story” (chronological sequence) and “plot” (artistic arrangement) to define spatial form as an intrinsic feature of narrative construction (p. 283).
  • Bound and Free Motifs: Borrowing from Tomashevsky, he uses “bound motifs” (causal-chronological elements) and “free motifs” (elements open to artistic manipulation) to discuss how spatial form enables creative flexibility in narrative (p. 284).

3. Engagement with Structuralism and Linguistics

  • Influence of Saussure: Frank links spatial form to Saussure’s concept of language as a system of differential relations, arguing that meaning in modernist texts derives from internal textual relationships rather than external referentiality (p. 280).
  • Jakobson’s Principle of Equivalence: He connects spatial form to Jakobson’s theory of poetic language, emphasizing how “equivalence” disrupts syntactical linearity to create spatial relationships in texts (p. 281).

4. Reconceptualization of Narrative

  • Temporal Disruptions: Frank explores narrative techniques like anachrony (e.g., flashbacks and flash-forwards) and time shifts, which spatialize narrative by challenging linear progression (p. 289).
  • Role of Description and Narration: Drawing from Genette, he highlights the balance between narration (temporal) and description (spatial), showing how description acquires structural importance in modernist and postmodernist texts (p. 286).

5. Contribution to Poetics

  • Space-Logic in Poetry: Frank extends the concept of spatial form to poetry, arguing that modernist poems prioritize intra-textual relationships over external references, creating a “space-logic” that aligns with structuralist theories (p. 281).
  • Application to Narrative Spatialization: His work bridges the gap between poetics and narrative theory, showing how spatial principles operate across literary forms (p. 282).

6. Integration into Postmodern Theory

  • Dissolution of the Self: Frank discusses the modernist and postmodernist emphasis on the loss of self, connecting it to the spatialization of narrative and the rejection of causal-chronological sequences (p. 278).
  • Synchronic Reading: He anticipates postmodern readerly practices, advocating for re-reading and simultaneous engagement with a text’s holistic structure rather than linear consumption (p. 290).

7. Development of Comparative Literary Theory

  • International Influence of Modernism: Frank demonstrates spatial form’s adaptability across cultural and linguistic boundaries, from Anglo-American modernists like Joyce and Woolf to Russian formalists and French theorists (p. 280).
  • Cultural Synchronization: He contextualizes spatial form within broader cultural shifts, bridging literary theory with cultural and historical analysis (p. 277).

8. Connection with Phenomenology and Reader-Response Theory

  • Focus on Reader Engagement: Frank emphasizes the reader’s role in constructing meaning through non-linear and spatial relationships in the text, prefiguring elements of reader-response theory (p. 290).
  • Simultaneity in Reading: He parallels phenomenological perspectives by showing how spatial form engages the reader’s perception of time and space simultaneously (p. 290).
Examples of Critiques Through “Spatial Form: Some Further Reflections” by Joseph Frank
Literary Work and AuthorKey Critique Through Spatial FormExplanation/Reference from Frank
Ulysses by James JoyceSimultaneity of Urban Life: Creates the impression of a city’s life occurring simultaneously through layered narratives.Frank highlights Joyce’s ability to depict “the impression of simultaneity for the life of a whole teeming city,” integrating spatial and psychological time (Frank, 1978, p. 278).
In Search of Lost Time by Marcel ProustTime Shifts and Memory: Spatial form manifests in the interplay of memory and time, disrupting linear temporality.Frank points to the “telescopic” nature of Proust’s work, where episodes far apart in time are linked through memory, requiring readers to perceive the narrative as a whole (p. 290).
Nightwood by Djuna BarnesMetaphoric Density: Uses spatial form to create “soliloquists’ images” with little regard for narrative continuity.While Frank acknowledges its literary quality, he critiques its limited influence and over-reliance on metaphorical texture compared to more impactful works like Joyce’s (p. 278).
Tristram Shandy by Laurence SterneDisruption of Sequence: Parodies linear narrative by exaggerating interruptions and delaying expected plot developments.Frank discusses how Sterne’s deliberate temporal distortions, such as delaying Tristram’s birth, expose the artificiality of narrative conventions (p. 284).
Criticism Against “Spatial Form: Some Further Reflections” by Joseph Frank

1. Overemphasis on Modernism

  • Critics argue that Frank disproportionately focuses on modernist texts, potentially neglecting how spatial form functions in pre-modern and non-Western literary traditions.
  • This narrow emphasis may limit the universality of the concept, confining it to specific cultural and historical contexts.

2. Ambiguity in Defining Spatial Form

  • Frank’s definition of spatial form, though detailed, remains abstract and paradoxical, leading to difficulties in its practical application.
  • Terms like “space-logic” and “intemporality” lack clear boundaries, making the theory seem overly theoretical and less empirically grounded.

3. Insufficient Attention to Reader Diversity

  • Frank’s reliance on a highly intellectualized reader who can perceive simultaneity and engage in re-reading assumes a homogeneity in reader experience.
  • Critics suggest this approach overlooks how diverse audiences might interpret texts differently, especially those unfamiliar with modernist conventions.

4. Underestimation of Chronological Narratives

  • By emphasizing disruptions of time and sequence, Frank appears to undervalue the artistry and complexity of traditional linear narratives.
  • Some critics see this as an implicit devaluation of historical storytelling methods that rely on chronology.

5. Overgeneralization Across Texts

  • Critics note that applying spatial form to a wide range of texts risks reducing the nuanced differences between works and authors.
  • For example, treating Nightwood and Ulysses under the same framework might obscure their distinct artistic intents and stylistic approaches.

6. Minimal Engagement with Emerging Digital Texts

  • Frank’s essay does not address the implications of spatial form for digital literature, hypertexts, or multimodal works, which increasingly challenge traditional literary forms.
  • This omission limits the applicability of his ideas to contemporary media landscapes.

7. Limited Engagement with Political Contexts

  • While Frank counters claims linking modernism and right-wing ideologies, critics argue that he insufficiently examines how spatial form might intersect with broader political and social issues.
  • His critique of Kermode could benefit from deeper political and historical analysis.

8. Dependence on Structuralism

  • Frank’s reliance on structuralist theories like Saussure and Jakobson has been critiqued for being dated in light of post-structuralist developments.
  • Critics argue that spatial form should be re-evaluated through more contemporary theoretical lenses, such as deconstruction or new materialism.

9. Neglect of Non-Canonical Texts

  • Frank primarily engages with canonical modernist works, which some critics see as a limitation in demonstrating the broader applicability of spatial form.
  • Exploring non-canonical or marginalized literary voices could strengthen the universality of his framework.
Representative Quotations from “Spatial Form: Some Further Reflections” by Joseph Frank with Explanation
QuotationExplanation
“If literature, as Kermode states, is always concerned ‘with the immanence of the intemporal in the temporal,’ then the term ‘spatial form’ … has the advantage of a certain shock value…”Frank highlights how “spatial form” challenges conventional temporal frameworks of literature, emphasizing its paradoxical appeal and its role in drawing attention to the modern focus on intemporality.
“Spatial form is not only a concept relevant to a particular phenomenon of avant-garde writing but … plays a role … throughout the entire history of literature.”Frank asserts the universal relevance of spatial form, claiming its presence across literary history, not confined to modernist or avant-garde works.
“The self no longer feels itself to be an active, individual force operating in the real world of history and time; it exists … only through its assimilation into a mythical world of eternal prototypes.”This statement reflects on modernist and postmodernist tendencies, suggesting that the dissolution of the self aligns with the timeless and mythical dimensions invoked by spatial form.
“Narrative language … restores, in the temporal succession of its discourse, the equally temporal succession of events, while description … models in successiveness the representation of objects.”Frank draws on Genette’s differentiation between narrative and description, illustrating the inherent tension between temporality (narration) and simultaneity (description) in literary structure.
“Jakobson’s definition of poetic language … incorporates this ‘space-logic’ of modern poetry into a much wider framework.”Frank acknowledges Roman Jakobson’s contributions, aligning poetic spatial form with linguistic theories that emphasize self-referential systems and internal equivalences over linear meaning.
“Spatial form can thus be regarded as a function of the fluctuating historical relations between these two linguistic modes [recit and discours].”This quote emphasizes the interplay between objective (recit) and subjective (discours) narrative forms, situating spatial form within their dynamic historical evolution.
“To read as it is necessary to read such works … is really to reread; it is already to have reread, to have traversed a book tirelessly in all directions, in all its dimensions.”Frank underscores the active, non-linear engagement required by texts with spatial form, such as those by Proust, which demand simultaneous and retrospective reading strategies.
“The avant-garde novel was overtly defying any such norm and, indeed, going in quite the opposite direction.”Frank refers to the experimental nature of avant-garde novels, which challenge traditional linear narratives and instead emphasize disjunction and simultaneity.
“Description, far from receding into the background, took on a new importance … because its function became explicative and symbolic, no longer merely decorative.”Frank examines how modern narrative assigns deeper symbolic and thematic importance to description, moving beyond its classical ornamental function.
“Since Mallarme, we have learned to recognize … the existence of the Book as a kind of total object.”Frank connects Mallarmé’s innovations to the recognition of textual spatiality, where the layout and arrangement of text contribute to its meaning as a unified, multi-dimensional object.

Suggested Readings: “Spatial Form: Some Further Reflections” by Joseph Frank

  1. Frank, Joseph. “Spatial Form: Some Further Reflections.” Critical Inquiry, vol. 5, no. 2, 1978, pp. 275–90. JSTOR, http://www.jstor.org/stable/1343012. Accessed 29 Nov. 2024.
  2. Zoran, Gabriel. “Towards a Theory of Space in Narrative.” Poetics Today, vol. 5, no. 2, 1984, pp. 309–35. JSTOR, https://doi.org/10.2307/1771935. Accessed 29 Nov. 2024.
  3. Mcneil, Lynda D. “Toward a Rhetoric of Spatial Form: Some Implications of Frank’s Theory.” Comparative Literature Studies, vol. 17, no. 4, 1980, pp. 355–67. JSTOR, http://www.jstor.org/stable/40245648. Accessed 29 Nov. 2024.
  4. Sánchez, Elizabeth Doremus. “La Regenta as Spatial-Form Narrative: A Twentieth-Century Perspective.” MLN, vol. 103, no. 2, 1988, pp. 335–49. JSTOR, https://doi.org/10.2307/2905345. Accessed 29 Nov. 2024.

“Marx in the Modern World” by Staurt Hall: Summary and Critique

“Marx in the Modern World” by A. Stuart Hall first appeared in the Nebraska Journal of Economics and Business in the Winter of 1979.

"Marx in the Modern World" by Staurt Hall: Summary and Critique
Introduction: “Marx in the Modern World” by Staurt Hall

“Marx in the Modern World” by A. Stuart Hall first appeared in the Nebraska Journal of Economics and Business in the Winter of 1979. This essay, published by the University of Nebraska-Lincoln College of Business Administration, critically examines the historical and intellectual legacy of Karl Marx. Hall situates Marx within the sociopolitical and economic turbulence of the 19th century, highlighting the contextual factors that influenced his writings, such as his prolonged exile in London and the social inequalities spawned by early industrial capitalism. Hall’s analysis underscores the enduring relevance of Marx’s theories, particularly the concept of “surplus value,” which critiques the exploitation inherent in capitalist systems. While recognizing the inaccuracies in some of Marx’s predictions, such as the inevitability of capitalism’s violent collapse, Hall emphasizes Marx’s profound insights into systemic inequalities and his advocacy for transformative societal change. This article is significant in literary and economic theory as it connects Marxist philosophy to modern economic realities and underscores its continued relevance in discussions about social justice and economic redistribution.

Summary of “Marx in the Modern World” by Staurt Hall

Historical Context and London’s Influence

  • Karl Marx’s Das Kapital was written in London, a city central to the industrial and economic upheaval of the 19th century. Hall describes how London, despite being a hub for revolutionary ideas, offered Marx a refuge where he developed his seminal work (Hall, p. 5).
  • Marx’s burial in Highgate Cemetery symbolizes his enduring legacy. The monument, erected in 1954, features his famous quote: “Philosophers have always tried to explain the world; the problem, however, is how to change it” (Hall, p. 5).

Early Life and Transition to Radical Thought

  • Marx’s early life in Trier and his university education set the stage for his philosophical journey. Hall notes Marx’s expulsion from Bonn and subsequent academic struggles, illustrating the challenges that shaped his critical perspective on authority and societal structures (Hall, pp. 6-7).
  • Marx’s financial dependence on Friedrich Engels and his family’s hardships in London highlight his personal sacrifices for his intellectual mission (Hall, p. 7).

The Creation of Das Kapital

  • Marx’s life in poverty, marked by daily visits to the British Museum’s reading room, enabled him to develop Das Kapital over decades. Hall portrays the text as a culmination of immense intellectual and personal effort (Hall, pp. 8-9).
  • The initial indifference to Das Kapital contrasts with its eventual global recognition. Hall explains that while early reviews were sparse, the work gained traction in the 1870s and was translated into multiple languages, solidifying its impact (Hall, p. 9).

Key Themes: Surplus Value and Worker Exploitation

  • Central to Marx’s critique of capitalism is the concept of “surplus value,” which Hall describes as the cornerstone of Marx’s analysis. Surplus value arises when workers produce more value than they are compensated for, enabling capitalists to amass profit (Hall, p. 9).
  • Marx observed the dehumanizing effects of industrialization, where workers were exploited by factory owners who benefited disproportionately from technological advancements. Hall connects this to the conditions of 19th-century England, with its “dark Satanic Mills” and urban poverty (Hall, pp. 9-10).

Relevance to Modern Society

  • Hall argues that while the brutal capitalism of Marx’s era has transformed, the fundamental question of surplus value remains pertinent. The socialization of surplus through taxation and state redistribution reflects a shift from private exploitation to collective investment (Hall, p. 12).
  • Examples from Soviet Russia, China, and Western economies illustrate the ongoing relevance of Marx’s ideas, even in non-capitalist contexts. Hall emphasizes how nations continue to extract surplus from labor to fuel development (Hall, pp. 12-13).

Marx’s Legacy and Misconceptions

  • Hall acknowledges inaccuracies in Marx’s predictions, such as the inevitability of capitalism’s violent collapse. However, he argues that Marx’s insights into systemic inequality and the potential for societal progress remain profoundly influential (Hall, p. 13).
  • The essay concludes by recognizing Marx’s compassion and vision for a better world, shaped by his critique of exploitation and his belief in human potential for transformative change (Hall, p. 14).
Theoretical Terms/Concepts in “Marx in the Modern World” by Staurt Hall
Theoretical Perspective/ConceptExplanationRelevance in Marx’s TheoryReferences
Historical MaterialismExamines how economic systems and material conditions influence societal structures.Central to Marx’s analysis of capitalism and industrialization as evolving through historical stages of production.“Marx saw that everything about early Capitalism conduced to the exploitation of workers” (Hall, p. 9).
Surplus Value (Mehrwert)The excess value produced by labor over what workers receive as wages.Key to understanding capitalist exploitation and profit-making.“The differential, the ‘surplus value,’ fell to the employer by right of his ownership of the tools and machines” (Hall, p. 10).
ExploitationThe appropriation of surplus value by capitalists at the expense of workers.Seen as a disguised form of slavery under capitalism.“Marx contended that Capitalism was merely a more decently disguised manifestation of the same old custom of slavery” (Hall, p. 9).
AlienationWorkers become disconnected from the products of their labor, their own humanity, and each other.A key critique of how industrial capitalism dehumanizes labor.Not explicitly mentioned but implied in the discussion of worker exploitation and degraded conditions (Hall, pp. 9-10).
Class StruggleThe ongoing conflict between capitalists (bourgeoisie) and workers (proletariat).Drives historical change and is central to Marx’s revolutionary theory.“Marx’s forebodings have proved groundless in no way invalidates his fundamental premise of surplus value” (Hall, p. 9).
Industrial Reserve ArmyA pool of unemployed workers that capitalists exploit to suppress wages.Highlights systemic unemployment and the precariousness of labor under capitalism.“This was, in Marx’s trenchant phrase, an ‘industrial reserve army’” (Hall, p. 10).
Inmiseration (Verelendung)The theory that capitalism exacerbates poverty for the working class.Predicts worsening conditions for workers despite increasing productivity.“Two out of every three Englishmen remained poor even by the uncritical standards of the day” (Hall, p. 10).
Capital AccumulationThe reinvestment of surplus value into expanding production.Drives industrial growth but perpetuates inequality.“The plowing back of the surplus value… proliferated yet more machines and factories” (Hall, p. 10).
Socialization of Surplus ValueRedistribution of surplus value through taxes and public services.Represents a modern adaptation of Marxist principles in welfare states.“The privatization of surplus value has been supplanted by its socialization in the form of taxation” (Hall, p. 12).
Technological Impact on LaborThe role of machinery in increasing productivity but displacing workers.Highlights contradictions in industrial capitalism’s effects on employment and inequality.“The new machines were proving enormously productive… threatening workers with permanent unemployment” (Hall, p. 10).
Contribution of “Marx in the Modern World” by Staurt Hall to Literary Theory/Theories
TheoryContribution of the ArticleSupporting References
Marxist Literary CriticismHighlights the socio-economic basis of texts and cultural production.Hall discusses the centrality of material conditions to Marx’s work, noting how exploitation and surplus value inform societal structures and ideologies: “The concept of surplus value hinges on the systemic inequalities embedded in capitalist systems” (Hall, p. 9).
Historical Materialism in LiteratureExamines how historical and economic contexts shape literary texts.Hall situates Das Kapital within its socio-economic environment, demonstrating how the industrial revolution and urban poverty influenced Marx’s theories: “The dark Satanic Mills of Blake… no New Jerusalem” (Hall, p. 10).
Critical Theory (Frankfurt School)Critiques capitalism’s cultural and ideological hegemony, resonating with Hall’s emphasis on surplus value and exploitation.“Capitalism was ‘nurturing in its own bosom the seeds of its own destruction,’” highlighting contradictions inherent in economic systems (Hall, p. 10).
Postcolonial TheoryExplores colonialism and economic imperialism, aligning with Marx’s analysis of exploitation.“Trade follows the flag… mounting armaments budgets and the disgrace of colonialism” reflects on capitalism’s imperial tendencies (Hall, p. 10).
Reader-Response Theory and Ideological ReceptionIllustrates how Marx’s works are interpreted and utilized ideologically over time.Hall addresses how Das Kapital was initially overlooked but later celebrated: “The work gained traction in the 1870s… solidifying its impact” (Hall, p. 9).
Cultural MaterialismEmphasizes the interplay of material conditions and cultural forms.Hall shows how Marx’s legacy reflects societal transformations, such as taxation replacing private accumulation: “Surplus value… has been supplanted by its socialization in the form of taxation” (Hall, p. 12).
Intersection of Economics and LiteratureBridges economic critique with literary and cultural analysis.The narrative of Das Kapital’s production and reception highlights its symbolic and ideological resonance in cultural history: “It blazed with a light seen even across the ocean in America” (Hall, p. 9).
Theory of IdeologyExplores how dominant economic systems perpetuate cultural ideologies.Hall’s focus on exploitation and worker alienation critiques how capitalism normalizes inequality: “The competition between capitalists was becoming calamitous” (Hall, p. 10).
Utopian CriticismExamines Marx’s vision for a transformed society and its literary implications.Hall reflects on Marx’s hope for a future without exploitation: “Only when the masses owned and controlled the means of their own livelihood… could new technology promote abundance for all” (Hall, p. 12).
Global Capitalism and LiteratureExplores capitalism’s global impact as reflected in Marxist critique.Hall discusses how capitalism’s reach shaped colonial and post-colonial struggles: “France overran what is now Vietnam, seeking cheap raw materials and captive native customers” (Hall, p. 10).
Summary of Contributions
  • Hall’s article provides a nuanced understanding of how Marx’s ideas resonate with and influence various literary theories.
  • It connects Marxist critique to broader frameworks, such as postcolonialism, cultural materialism, and ideology.
  • The work serves as a bridge between economic critique and cultural analysis, making it a foundational text for exploring literature’s role in reflecting and resisting socio-economic structures.
Examples of Critiques Through “Marx in the Modern World” by Staurt Hall
Literary WorkMarxist Critique Based on Hall’s FrameworkKey Concepts from Hall
Charles Dickens’Hard TimesExamines industrial capitalism’s dehumanization and exploitation of workers, akin to Marx’s depiction of surplus value and alienation.“The dark Satanic Mills… degrading workers through labor exploitation” (Hall, p. 10).
Elizabeth Gaskell’sNorth and SouthCritiques class conflict and the struggle between industrialists and workers, mirroring Hall’s discussion of capitalism’s inherent inequality.“Surplus value and worker exploitation underline the systemic inequities” (Hall, p. 9).
Upton Sinclair’sThe JungleHighlights the brutal realities of industrial labor and immigrant exploitation, reflecting Hall’s analysis of capitalism’s impact on workers’ lives.“Industrial reserve army… competition drove wages to subsistence levels” (Hall, p. 10).
George Orwell’sAnimal FarmAnalyzes the corruption of socialist ideals, echoing Hall’s observations of how modern states socialize surplus value but maintain inequalities.“Taxation socializes surplus value but does not entirely eliminate disparities” (Hall, p. 12).
Criticism Against “Marx in the Modern World” by Staurt Hall

1. Limited Engagement with Marxist Praxis

  • While Hall provides a comprehensive analysis of Marx’s theories, critics argue that the essay focuses heavily on theoretical aspects without adequately addressing the application of Marxist praxis in contemporary contexts.
  • The discussion of surplus value and exploitation lacks exploration of how these ideas have been practically mobilized in social movements or policy reforms.

2. Overemphasis on Historical Context

  • The essay dedicates substantial focus to Marx’s personal struggles and historical circumstances, potentially overshadowing the broader relevance of Marxist theory in modern ideological and economic critique.
  • Critics might contend that this historical framing limits the essay’s applicability to present-day issues.

3. Insufficient Acknowledgment of Non-European Perspectives

  • Hall’s analysis centers on the European and Western experiences of industrial capitalism, overlooking how Marxist theory has been adapted in non-European or postcolonial settings.
  • This Eurocentric focus might exclude significant developments in Marxist thought as applied in Asia, Africa, and Latin America.

4. Minimal Attention to Alternative Interpretations of Capitalism

  • Critics note that Hall engages predominantly with the classical Marxist critique of capitalism, neglecting alternative perspectives or modifications within Marxist thought, such as those from the Frankfurt School or postmodern Marxism.
  • This limits the essay’s engagement with more diverse interpretations of Marx’s legacy.

5. Lack of Intersectional Analysis

  • The essay does not incorporate an intersectional approach, failing to examine how class exploitation intersects with race, gender, or other social identities under capitalist systems.
  • This omission might render the analysis less relevant to contemporary readers seeking multidimensional critiques.

6. Idealized Portrayal of Marx’s Legacy

  • Some critics may argue that Hall’s discussion borders on idealizing Marx’s legacy, downplaying the contentious or problematic aspects of Marxist implementation in political regimes.
  • The discussion of surplus value and taxation glosses over instances where Marxist-inspired policies resulted in significant societal issues.

7. Underexplored Critique of Marx’s Predictions

  • Although Hall acknowledges that some of Marx’s predictions, such as the inevitability of violent revolution, have not materialized, the essay does not deeply interrogate why these predictions failed or how they might be reinterpreted.
  • This lack of critique might limit the essay’s contribution to advancing Marxist theory in light of historical developments.

8. Limited Discussion on Modern Economic Systems

  • Hall’s treatment of modern capitalism focuses primarily on surplus value’s socialization through taxation but does not critically engage with globalized neoliberal capitalism and its deviations from classical Marxist models.
  • This could be viewed as a missed opportunity to connect Marxist critique to contemporary economic realities.

9. Absence of Counterarguments

  • The essay does not adequately address potential counterarguments or critiques of Marx’s theories, making the analysis less balanced.
  • A discussion of opposing economic theories, such as those from Adam Smith or Keynes, could have enriched the essay’s intellectual depth.
Representative Quotations from “Marx in the Modern World” by Staurt Hall with Explanation
QuotationExplanation ContextTheoretical Perspective
“Philosophers have always tried to explain the world; the problem, however, is how to change it.” (Hall, p. 5)Highlights Marx’s revolutionary perspective, emphasizing praxis over mere analysis.Marxist Praxis
“Surplus value fell to the employer by right of his ownership of the tools and machines of new technology.” (Hall, p. 10)Explains how capitalism exploits labor to generate profit through surplus value.Theory of Exploitation
“The dark Satanic Mills of Blake were indeed no New Jerusalem.” (Hall, p. 10)Critiques the dehumanizing conditions of industrial capitalism, contrasting productivity with workers’ suffering.Historical Materialism
“Capitalism was nurturing in its own bosom the seeds of its own destruction.” (Hall, p. 10)Marx’s idea that capitalism’s contradictions would eventually lead to its collapse.Theory of Contradictions in Capitalism
“Only when the masses owned and controlled the means of their own livelihood could new technology promote abundance for all.” (Hall, p. 12)Advocates for collective ownership as a solution to exploitation under capitalism.Communist Ideals and Collectivism
“The privatization of surplus value has been supplanted by its socialization in the form of taxation.” (Hall, p. 12)Observes a modern adaptation of Marxist principles, with states redistributing wealth through taxes.Socialization of Surplus Value
“Marx contended that Capitalism was merely a more decently disguised manifestation of the same old custom of slavery.” (Hall, p. 9)Equates capitalist labor exploitation to historical slavery, emphasizing systemic oppression.Labor and Exploitation
“The industrial reserve army… competition drove wages to subsistence levels.” (Hall, p. 10)Refers to the unemployed pool of workers that suppresses wages and increases exploitation.Economic Precarity under Capitalism
“Large firms have not overborne smaller ones to the point of monopoly; the large and small ones have become instead synergetic.” (Hall, p. 12)Notes how capitalism evolved differently than Marx predicted, fostering cooperative dynamics between large and small firms.Contemporary Capitalism Critique
“Marx foresaw that out of the wretchedness of these dwarfed and exploited people, our ancestors, would come a better world.” (Hall, p. 13)Reflects Marx’s belief in historical progress through revolutionary transformation of society.Optimism in Revolutionary Change
Suggested Readings: “Marx in the Modern World” by Staurt Hall
  1. Hall, A. Stuart. “Marx in the Modern World.” Nebraska Journal of Economics and Business 18.1 (1979): 5-14. https://www.jstor.org/stable/40472621
  2. Hall, Stuart. “CULTURAL IDENTITY AND CINEMATIC REPRESENTATION.” Framework: The Journal of Cinema and Media, no. 36, 1989, pp. 68–81. JSTOR, http://www.jstor.org/stable/44111666. Accessed 29 Nov. 2024.
  3. Phillips, Caryl, and Stuart Hall. “Stuart Hall.” BOMB, no. 58, 1997, pp. 38–42. JSTOR, http://www.jstor.org/stable/40426392Accessed 29 Nov. 2024.
  4. Wood, Brennon. “Stuart Hall’s Cultural Studies and the Problem of Hegemony.” The British Journal of Sociology, vol. 49, no. 3, 1998, pp. 399–414. JSTOR, https://doi.org/10.2307/591390. Accessed 29 Nov. 2024.