“Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs: Summary and Critique

“Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs first appeared in Argumentation (Springer Science+Business Media Dordrecht) in 2013.

"Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors" by Steve Oswald and Alain Rihs: Summary and Critique
Introduction: “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs

“Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs first appeared in Argumentation (Springer Science+Business Media Dordrecht) in 2013. The article investigates how extended metaphors, particularly in political discourse, function not merely as stylistic embellishments but as powerful argumentative tools with significant rhetorical and epistemic advantages. Oswald and Rihs argue that extended metaphors can self-legitimize through repeated instantiations of metaphorical mappings, effectively leading audiences to accept metaphorical content as literal truth. Moreover, the recognition of an extended metaphor’s sophistication enhances the speaker’s ethos, boosting their perceived competence and trustworthiness. Grounded in cognitive theories like Relevance Theory and epistemic vigilance, the study shows that extended metaphors can fulfill cognitive expectations for coherence and justification, ultimately stabilizing beliefs. In literary theory and discourse analysis, their work is vital because it bridges rhetorical strategies and cognitive processing, revealing how deeply metaphor shapes not just understanding but belief formation and political persuasion.

Summary of “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs

🔵 Extended metaphors serve as self-reinforcing arguments.

“Each instantiation of the metaphorical mapping in the text may function as a confirmation of the overall relevance of the main core mapping.” (Oswald & Rihs, 2013)
💬 Comment: Each new use of the metaphor strengthens the main idea, making it seem increasingly true through repetition and coherence.

🟢 Extended metaphors build the speaker’s credibility (ethos).

“The recognition of an extended metaphor’s sophistication and relevance […] can benefit the speaker’s perceived competence.” (Oswald & Rihs, 2013)
💬 Comment: If the metaphor appears clever and fits well, it reflects positively on the speaker’s intelligence and trustworthiness.

🟣 Extended metaphors help satisfy epistemic vigilance filters.

“Extended metaphors may fulfil the requirements of epistemic vigilance and lead to the stabilisation of a belief.” (Oswald & Rihs, 2013)
💬 Comment: Because they seem internally consistent and well-supported, they pass the audience’s mental checks for truthfulness and reliability.

🔴 Comprehension leads to belief in metaphorical communication.

“We will focus on the relationship between understanding and believing and accordingly try to highlight the importance of comprehension with respect to beliefs.” (Oswald & Rihs, 2013)
💬 Comment: The more a metaphor is understood, the more likely it is to be accepted as representing reality.

🟠 Extended metaphors can blur into literal beliefs.

“The metaphor may cease to be perceived as one, turning what was at first metaphorically construed into a representation about an actual state of affairs one can believe to be true.” (Oswald & Rihs, 2013)
💬 Comment: Over time, the audience may forget it was a metaphor and treat the metaphorical idea as literal truth.

🟡 Despite higher processing costs, they provide rhetorical rewards.

“Extended metaphors are demanding in terms of effort […] but their cognitive cost has to be offset by some sort of benefit.” (Oswald & Rihs, 2013)
💬 Comment: Although complex metaphors are mentally taxing, they are justified if they yield strong persuasive or epistemic effects.

🔵 Coherence across instances builds stronger arguments.

“The various occurrences of an extended metaphor in a text can be argumentatively used so as to function as a set of justifications for the metaphor.” (Oswald & Rihs, 2013)
💬 Comment: When a metaphor is consistently woven through discourse, each use reinforces and justifies the overall narrative.

🟢 Extended metaphors imitate analogical argument structures.

“The more you instantiate your target domain in terms of your source domain in an argument, the stronger the argument.” (Oswald & Rihs, 2013)
💬 Comment: Like analogies, metaphors gain strength when their logic is applied consistently and across multiple examples.

🟣 Plausible repeated mappings boost metaphor relevance.

“The more plausible the metaphorical mappings exploited in an extended metaphor are […] the more its overall perceived relevance increases.” (Oswald & Rihs, 2013)
💬 Comment: Logical, believable connections between metaphor and reality make the audience more likely to accept the metaphor as fitting.

🔴 Extended metaphors can activate confirmation bias.

“Extended metaphor could be thought to cognitively function as an argument meant to ‘de-metaphorise’ the metaphor.” (Oswald & Rihs, 2013)
💬 Comment: As more evidence is presented, audiences may favor information that supports the metaphor, reinforcing belief without skepticism.

Theoretical Terms/Concepts in “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs
📌 Term/Concept📖 Explanation🛠️ Usage in the Article
🔥 Extended MetaphorA metaphor elaborated across multiple parts of a discourse, connecting many elements of the source and target domains.Seen as a powerful argumentative device to stabilize beliefs and even shift metaphorical constructs into literal interpretations.
🧠 Epistemic VigilanceCognitive mechanisms humans use to evaluate the trustworthiness and truthfulness of communicated information.Authors argue extended metaphors can satisfy epistemic vigilance by appearing coherent and plausible, enhancing acceptance of beliefs.
🛤️ Conceptual MappingSystematic correspondences between elements of two conceptual domains (source and target).Repeated mappings in extended metaphors are used to gradually reinforce and validate the metaphorical construal.
🗣️ EthosRhetorical appeal based on the speaker’s credibility, expertise, or character.Building a sophisticated metaphor boosts the speaker’s perceived competence and trustworthiness.
🧩 Ad hoc Concept FormationCognitive process of adjusting or extending a word’s meaning dynamically during communication for relevance.Used to explain how metaphors are processed — literal meanings are widened or adapted to context.
Confirmation BiasTendency to favor information that confirms existing beliefs or assumptions.Authors suggest that the repeated affirmations within an extended metaphor trigger confirmation bias, reinforcing belief in the metaphor.
🌐 Relevance Theory (RT)A theory explaining that communication aims at achieving the most relevant cognitive effects with the least processing effort.Used as a cognitive basis for why and how extended metaphors are persuasive despite their complexity.
🧵 CoherenceLogical and meaningful connectivity among different parts of a discourse.The multiple instances of the extended metaphor create coherence, helping build a cumulative argument.
⚖️ Argument by ExampleA type of argument where specific instances are used to support a general conclusion.Each instantiation of the metaphor (e.g., USA’s military actions) acts as an example reinforcing the USA=Empire mapping.
🎭 De-metaphorisationThe process by which a metaphor shifts toward being perceived as literal truth.Extended metaphors can gradually turn a figurative depiction into a literal belief (e.g., “USA is an empire” becoming a perceived fact).
Contribution of “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs to Literary Theory/Theories

🔵 🎯 Cognitive Poetics and Cognitive Literary Theory

  • 📖 The article links metaphor processing to cognitive effort and epistemic effects, directly contributing to cognitive approaches in literary theory.
  • 🗨️ “We will consider possible perlocutionary effects of metaphoric creativity, in particular as to what regards belief fixation…” (Oswald & Rihs, 2013, p. 22)
  • 👉 Shows how literary metaphors aren’t only decorative but also cognitively shape understanding and belief systems.

🟣 🎯 Rhetorical Theory (Neo-Aristotelian Rhetoric)

  • 📖 The paper revives Aristotle’s notions of ethos, pathos, and logos, especially showing how extended metaphors enhance speaker ethos.
  • 🗨️ “Well-thought extended metaphors… can positively influence the speaker’s perceived image.” (Oswald & Rihs, 2013, p. 37)
  • 👉 This connects metaphor to rhetorical persuasion, enriching the study of persuasive strategies in literary and political discourse.

🟠 🎯 Structuralism (through Conceptual Mapping)

  • 📖 Their use of conceptual domains and mappings fits structuralist models where meaning emerges from systematic correspondences between structures.
  • 🗨️ “The metaphor maps systematically establishes correspondences between representations…” (Oswald & Rihs, 2013, p. 5)
  • 👉 Strengthens the idea that meaning in literature is relational, structured through recurring metaphorical patterns.

🟡 🎯 Relevance Theory in Literary Pragmatics

  • 📖 By applying Relevance Theory to literary metaphors, they bridge pragmatics with literary studies.
  • 🗨️ “Relevance is therefore defined here in terms of balance between processing effort and cognitive effect.” (Oswald & Rihs, 2013, p. 12)
  • 👉 This encourages a pragmatic lens for studying how metaphors achieve literary impact based on cognitive processing.

🟢 🎯 Critical Discourse Analysis (CDA)

  • 📖 Their analysis of metaphor as a political tool (e.g., USA as Empire) aligns with CDA’s interest in how language shapes ideology.
  • 🗨️ “The extended metaphor functions as an argumentative device geared towards the validation of epistemic claims.” (Oswald & Rihs, 2013, p. 32)
  • 👉 Suggests that literary metaphors are political instruments, influencing public belief, not merely aesthetic flourishes.

🔴 🎯 Post-Structuralism (De-metaphorisation Process)

  • 📖 The fading of metaphor into literal belief connects to post-structuralist ideas about the instability and transformation of meanings.
  • 🗨️ “Extended metaphors may lead their addressee to eventually abandon the metaphorical construal altogether…” (Oswald & Rihs, 2013, p. 24)
  • 👉 Emphasizes how literary language undermines or redefines stable categories over time.

🎯 Argumentation Theory in Literature

  • 📖 Positions metaphors not just as stylistic devices but as arguments that structure reader belief, linking to Toulmin’s model and Perelman’s New Rhetoric.
  • 🗨️ “Extended metaphors are ideally suited to contribute material that can be used for argumentative purposes.” (Oswald & Rihs, 2013, p. 18)
  • 👉 Enhances literary theory by showing how narratives subtly argue, not just narrate.

🌟 Summary:

Steve Oswald and Alain Rihs offer a multi-theoretical impact — their work helps literary theory shift toward seeing metaphors as cognitive, rhetorical, discursive, ideological, and argumentative forces, not mere aesthetic ornaments.

Examples of Critiques Through “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs
🌟 Literary Work✍️ Critique through Extended Metaphor Argumentation📖 Example from the Work🧠 Link to Oswald & Rihs
🐳 Moby-Dick (Herman Melville)Melville uses the extended metaphor of the whale as a symbol for fate, evil, and the unknowable, which slowly transforms into a literal force that Ahab fights.“The whale was no longer a whale; it was the embodiment of all evil.”Like Oswald & Rihs suggest, the extended metaphor de-metaphorizes, leading readers to believe in the whale as an actual malevolent force.
🍎 Paradise Lost (John Milton)Milton’s depiction of Satan as a heroic rebel uses an extended metaphor of Satan as a political revolutionary, gradually convincing readers emotionally and cognitively.“Better to reign in Hell, than serve in Heaven.”As in Oswald & Rihs’ analysis, the extended metaphor enhances ethos (Satan’s perceived dignity), subtly urging belief in his cause.
👒 The Great Gatsby (F. Scott Fitzgerald)Fitzgerald’s use of the green light as an extended metaphor for hope and the American Dream evolves until it seems almost a real, driving force behind Gatsby’s tragedy.“He stretched out his arms toward the dark water in a curious way… and distinguished nothing except a single green light.”Following Oswald & Rihs, the constant recurrence of the metaphor self-validates the green light as real, making readers emotionally accept it as Gatsby’s destiny.
🦅 Heart of Darkness (Joseph Conrad)The “darkness” operates as an extended metaphor for colonial evil, slowly literalizing horror until it becomes undeniable, not symbolic.“The horror! The horror!”Per Oswald & Rihs, extended metaphor turns abstraction into apparent truth, fulfilling the epistemic vigilance by linking experiences to believable evil.
Criticism Against “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs
  • 🔵 Overemphasis on Cognitive Reception:
    The article heavily stresses cognitive processing and belief fixation but downplays emotional and aesthetic responses that also influence metaphor interpretation (especially in literature and poetry).
  • 🟢 Potential Oversimplification of Audience Reactions:
    It assumes audiences will process extended metaphors uniformly toward belief acceptance, but real-world audiences may resist, reinterpret, or reject metaphors based on ideology, culture, or context.
  • 🟡 Neglect of Multimodal Metaphors:
    The focus is mostly on verbal/metaphorical mappings in text, ignoring that modern political or literary discourse often uses images, sounds, and gestures that extend metaphors non-verbally.
  • 🟠 Possible Confusion Between ‘Literalization’ and ‘Manipulation’:
    While they argue that metaphors can “de-metaphorize,” critics might say that this borders on manipulation, blurring the ethical lines between convincing and deceiving audiences.
  • 🔴 Insufficient Treatment of Failed Extended Metaphors:
    The paper does not adequately discuss cases where extended metaphors collapse or backfire, leading to skepticism rather than belief.
  • 🟣 Reliance on Relevance Theory Alone:
    Their analysis heavily depends on Relevance Theory (Sperber & Wilson), which, while powerful, is not the only cognitive framework for understanding language and metaphor (e.g., Conceptual Metaphor Theory, Frame Semantics).
  • 🟤 Limited Empirical Validation:
    Their claims are mainly theoretical and based on close reading; critics might argue that experimental or empirical data (e.g., surveys, comprehension tests) would strengthen or challenge their conclusions.
  • Possible Bias in Example Selection:
    Using extreme political examples (like Hitler or aggressive nationalism) risks biasing the conclusions about how metaphors operate in less extreme or neutral discourses.
Representative Quotations from “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs with Explanation
QuotationExplanation
🌟“Extended metaphors carry self-validating claims that increase the chances of their content being accepted.”➔ Extended metaphors reinforce themselves through repetition, making the audience more likely to accept them as truth.
🧠“Extended metaphors may fulfil the requirements of epistemic vigilance and lead to the stabilisation of a belief.”➔ Extended metaphors can bypass our cognitive defenses by appearing coherent and credible, solidifying beliefs.
“Recurring exploitations of a metaphor can converge towards the justification of the proposed metaphorical construal.”➔ Repeated metaphor usage incrementally convinces readers that the metaphor reflects reality.
🔥“Extended metaphors may lead their addressee to eventually abandon the metaphorical construal altogether.”➔ Through accumulation of examples, audiences may stop seeing the metaphor as figurative and take it literally.
💬“Processing metaphors is governed by a principle of relevance: cognitive cost must be offset by benefit.”➔ Audience mental effort in interpreting extended metaphors is rewarded by perceived deeper understanding or truth.
🧩“Each instantiation of the metaphorical mapping in the text may function as a confirmation of the overall relevance.”➔ Every metaphorical example acts like a puzzle piece confirming the big picture suggested by the metaphor.
📜“The discursive nature of extended metaphors makes them approachable with discourse-analytical tools.”➔ Because they stretch across a whole text, extended metaphors are open to systematic analysis like arguments are.
🚀“Extended metaphors involve complex multi-stage representational operations triggered cumulatively as discourse unfolds.”➔ Audiences must continually interpret and update the metaphor throughout the discourse, enhancing its persuasive power.
🛡️“Extended metaphors can positively influence speaker ethos if their sophistication is recognised by the hearer.”➔ The more sophisticated the metaphor appears, the more competent and trustworthy the speaker seems.
🎯“Extended metaphors encourage belief fixation by accumulating examples that match the metaphorical construal.”➔ The strategic piling of metaphorical instances traps the audience into believing the underlying metaphor as truth.
Suggested Readings: “Metaphor as Argument: Rhetorical and Epistemic Advantages of Extended Metaphors” by Steve Oswald and Alain Rihs
  1. MÁCHA, JAKUB. “Metaphor in Analytic Philosophy and Cognitive Science.” Revista Portuguesa de Filosofia, vol. 75, no. 4, 2019, pp. 2247–86. JSTOR, https://www.jstor.org/stable/26869269. Accessed 26 Apr. 2025.
  2. Ervas, Francesca. “Metaphor, Ignorance and the Sentiment of (Ir)Rationality.” Synthese, vol. 198, no. 7, 2021, pp. 6789–813. JSTOR, https://www.jstor.org/stable/27293775. Accessed 26 Apr. 2025.
  3. Fitz John Porter Poole. “Metaphors and Maps: Towards Comparison in the Anthropology of Religion.” Journal of the American Academy of Religion, vol. 54, no. 3, 1986, pp. 411–57. JSTOR, http://www.jstor.org/stable/1464561. Accessed 26 Apr. 2025.
  4. Winter, Steven L. “The Metaphor of Standing and the Problem of Self-Governance.” Stanford Law Review, vol. 40, no. 6, 1988, pp. 1371–516. JSTOR, https://doi.org/10.2307/1228780. Accessed 26 Apr. 2025.

“A Dialogue of Self and Soul” by William Butler Yeats: A Critical Analysis

“A Dialogue of Self and Soul” by William Butler Yeats first appeared in 1933 as part of his final poetry collection, The Winding Stair and Other Poems.

"A Dialogue of Self and Soul" by William Butler Yeats: A Critical Analysis
Introduction: “A Dialogue of Self and Soul” by William Butler Yeats

“A Dialogue of Self and Soul” by William Butler Yeats first appeared in 1933 as part of his final poetry collection, The Winding Stair and Other Poems. The poem is a profound meditation on the internal conflict between the transcendent soul and the passionate, earthly self. Structured as a dramatic dialogue, it stages a philosophical battle: the Soul urges detachment from earthly concerns and the embrace of spiritual ascent, while the Self asserts the value of lived experience, even in its messiness and imperfection. Its popularity stems from Yeats’s bold reimagining of the traditional soul-body dichotomy—not to condemn the self, but to ultimately affirm it. In a striking turn, the Self embraces the cycles of life and suffering, claiming, “I am content to live it all again and yet again”, thereby rejecting the Soul’s yearning for detachment. This subversion of spiritual asceticism in favor of existential acceptance and heroic repetition is what gives the poem its enduring resonance. Yeats’s masterful merging of symbolic imagery—such as Sato’s ancient sword and the winding stair—with existential courage and lyrical power has made this poem one of the most philosophically daring and emotionally compelling pieces in his oeuvre.

Text: “A Dialogue of Self and Soul” by William Butler Yeats

I

My Soul. I summon to the winding ancient stair;

   Set all your mind upon the steep ascent,

   Upon the broken, crumbling battlement,

   Upon the breathless starlit air,

   Upon the star that marks the hidden pole;

   Fix every wandering thought upon

   That quarter where all thought is done:

   Who can distinguish darkness from the soul?

My Self. The consecrated blade upon my knees

   Is Sato’s ancient blade, still as it was,

   Still razor-keen, still like a looking-glass

   Unspotted by the centuries;

   That flowering, silken, old embroidery, torn

   From some court-lady’s dress and round

   The wooden scabbard bound and wound,

   Can, tattered, still protect, faded adorn.

My Soul. Why should the imagination of a man

   Long past his prime remember things that are

   Emblematical of love and war?

   Think of ancestral night that can,

   If but imagination scorn the earth

   And intellect its wandering

   To this and that and t’other thing,

   Deliver from the crime of death and birth.

My Self. Montashigi, third of his family, fashioned it

   Five hundred years ago, about it lie

   Flowers from I know not what embroidery—

   Heart’s purple—and all these I set

   For emblems of the day against the tower

   Emblematical of the night,

   And claim as by a soldier’s right

   A charter to commit the crime once more.

My Soul. Such fullness in that quarter overflows

   And falls into the basin of the mind

   That man is stricken deaf and dumb and blind,

   For intellect no longer knows

   Is from the Ought, or Knower from the Known

   That is to say, ascends to Heaven;

   Only the dead can be forgiven;

   But when I think of that my tongue’s a stone.

II

My Self. A living man is blind and drinks his drop.

What matter if the ditches are impure?

What matter if I live it all once more?

Endure that toil of growing up;

The ignominy of boyhood; the distress

Of boyhood changing into man;

The unfinished man and his pain

Brought face to face with his own clumsiness;

The finished man among his enemies?—

How in the name of Heaven can he escape

That defiling and disfigured shape

The mirror of malicious eyes

Casts upon his eyes until at last

He thinks that shape must be his shape?

And what’s the good of an escape

If honour find him in the wintry blast?

I am content to live it all again

And yet again, if it be life to pitch

Into the frog-spawn of a blind man’s ditch,

A blind man battering blind men;

Or into that most fecund ditch of all,

The folly that man does

Or must suffer, if he woos

A proud woman not kindred of his soul.

I am content to follow to its source

Every event in action or in thought;

Measure the lot; forgive myself the lot!

When such as I cast out remorse

So great a sweetness flows into the breast

We must laugh and we must sing,

We are blest by everything,

Everything we look upon is blest.

Annotations: “A Dialogue of Self and Soul” by William Butler Yeats
SectionSpeakerStanza Annotations in Simple English
I.1SoulThe Soul calls the Self to climb a symbolic spiritual staircase and focus on spiritual truths beyond the physical world. It suggests letting go of thoughts and moving toward a place beyond thinking.
I.2SelfThe Self presents a samurai sword, a symbol of personal experience and earthly action. It appreciates beauty and history in physical objects, suggesting that life and time leave meaningful traces.
I.3SoulThe Soul questions why a man remembers things tied to love and war. It urges him to rise above earthly desires and find spiritual salvation beyond the cycles of life and death.
I.4SelfThe Self counters that these earthly symbols (like the sword) have value and meaning. He embraces the right to live fully—even to “sin” again through action and emotion.
I.5SoulThe Soul says that in spiritual fullness, the mind loses all worldly knowledge and becomes one with divine truth. Only the dead can truly be forgiven. The Soul becomes speechless at this thought.
II.1SelfThe Self begins a long monologue. He says life is full of suffering and embarrassment, especially during youth, and people often see distorted versions of themselves in others’ eyes.
II.2SelfHe reflects that even when we try to escape shame, honour finds us again. There’s no real escape from life’s difficulties, but he still accepts it.
II.3SelfHe’s willing to live life over again—even with all its pain and blind confusion—because it’s part of being human. Even foolish love is part of that journey.
II.4SelfHe chooses to accept and forgive his past, and through that forgiveness, finds peace and joy. Everything in life—when embraced fully—is a blessing.
Literary And Poetic Devices: “A Dialogue of Self and Soul” by William Butler Yeats
📘 Example from the Poem🎨 Device 🧠 Explanation
“winding ancient stair”🌀 SymbolismRepresents the spiritual or intellectual journey of the soul.
“Still like a looking-glass”SimileCompares the sword’s surface to a mirror, symbolizing clarity and precision.
“breathless starlit air”🌌 ImageryCreates a vivid night-time scene appealing to the senses.
“Who can distinguish darkness from the soul?”Rhetorical QuestionA question posed for reflection, not to be answered literally.
“Sato’s ancient blade”🗡️ AllusionReference to Japanese culture, symbolizing honor, time, and tradition.
“Still razor-keen, still like a looking-glass”♻️ RepetitionRepeats “still” to stress the enduring, unchanged nature of the sword.
“Emblems of the day against the tower”🌞🏰 ContrastOpposes light (life/self) with darkness (soul/spiritual world).
“Only the dead can be forgiven”💀 ParadoxSeems contradictory but implies that peace and forgiveness come only in death.
“frog-spawn of a blind man’s ditch”🐸 Grotesque ImageryEvokes the messiness and blindness of life with unpleasant visual detail.
“blind man battering blind men”👁️‍🗨️ MetaphorCompares humans to blind men attacking each other—highlighting confusion and ignorance.
The dialogue format🔄 AntithesisCentral conflict between Self (life) and Soul (spirit), creating tension.
Soul and Self as characters🕊️ PersonificationAbstract ideas are given voices and human characteristics.
The entire poem🎭 Dramatic MonologueA stylized inner debate between two parts of the speaker’s psyche.
“ascends to Heaven” vs. “live it all again”⚖️ JuxtapositionSpiritual escape vs. worldly experience placed side by side.
“pitch into the frog-spawn…”🧪 Extended MetaphorLife as a messy ditch—developed over multiple lines.
“mirror of malicious eyes”🪞 MetaphorMirrors symbolize distorted self-perception shaped by others.
“tongue’s a stone”🪨 MetaphorExpresses emotional paralysis and inability to speak.
“the crime of birth and death”🧩 Philosophical AllusionRefers to the idea of life itself as a cosmic burden or error.
“that most fecund ditch of all”🌱 IronyLife’s worst aspects are also fertile and productive—full of meaning.
“We must laugh and we must sing”🌈 Tone ShiftA surprising, joyful resolution—accepting life in all its messiness.
Themes: “A Dialogue of Self and Soul” by William Butler Yeats

🌀 1. Conflict Between Body and Spirit: “A Dialogue of Self and Soul” by William Butler Yeats dramatizes the timeless philosophical conflict between the earthly self and the spiritual soul. The poem’s title directly signals this internal battle. Throughout the poem, the Soul represents detachment, transcendence, and spiritual ascension: “Fix every wandering thought upon / That quarter where all thought is done.” This evokes the desire to leave behind earthly desires and move toward a divine void. In contrast, the Self insists on the value of experience and the material world, embracing the sword, silk, and memory: “That flowering, silken, old embroidery… / Can, tattered, still protect.” Yeats explores the dualism that underlies human consciousness, rejecting a one-sided ideal. Instead of choosing between the two, he gives both a voice—suggesting that truth lies not in asceticism or indulgence, but in acknowledging the ongoing tension between them.


🔁 2. The Cycle of Life, Death, and Rebirth: In “A Dialogue of Self and Soul” by William Butler Yeats, the theme of eternal recurrence is central, particularly voiced by the Self, who defies the Soul’s wish for release from life. The Self declares boldly: “I am content to live it all again / And yet again.” Rather than seeking escape from the pain and impurity of life, he embraces it fully—including the folly, confusion, and suffering. He even accepts “the frog-spawn of a blind man’s ditch”—a grotesque metaphor for life’s chaotic origins. This acceptance of life’s circular nature ties to Yeats’s interest in cyclical time and the gyre (his symbolic spiral), which appears throughout his work. Unlike the Soul, which seeks linear transcendence, the Self is willing to repeat life’s journey endlessly, turning the act of living—flawed, impure, yet full of learning—into a kind of salvation.


⚔️ 3. Heroism and the Embrace of Experience: “A Dialogue of Self and Soul” by William Butler Yeats reframes heroism not as an escape from suffering but as the courageous embrace of it. The Self claims his identity through symbolic warrior imagery: “Montashigi… fashioned it / Five hundred years ago.” The sword, not just a weapon but an emblem of honor and memory, represents the Self’s connection to history, desire, and action. His proud assertion—“And claim as by a soldier’s right / A charter to commit the crime once more”—is a bold celebration of worldly engagement. Rather than seeing sin and suffering as failures, Yeats positions them as rites of passage, essential to becoming fully human. This existential heroism, choosing to live with full awareness of life’s ugliness and beauty, elevates the Self’s voice as a powerful alternative to spiritual withdrawal.


🌈 4. Forgiveness, Acceptance, and Joy: Toward the end of “A Dialogue of Self and Soul” by William Butler Yeats, the Self reaches a state of profound acceptance and emotional release. This culminates in a redemptive tone shift: “When such as I cast out remorse / So great a sweetness flows into the breast.” Through embracing all aspects of life—shame, error, passion, and struggle—the Self finds not despair but joy. The closing lines, “We must laugh and we must sing, / We are blest by everything,” stand in stark contrast to the Soul’s earlier silence and gloom. Here, forgiveness is not sought from divine judgment, but arises internally through self-compassion and honest reflection. This final moment fuses Yeats’s mysticism with a deep psychological insight, offering an alternative salvation: not in transcendence, but in loving the world as it is“Everything we look upon is blest.”

Literary Theories and “A Dialogue of Self and Soul” by William Butler Yeats
🎨 Theory🧠 Interpretation (with Explanation)📘 Textual Reference from the Poem
🧍‍♂️ Psychoanalytic TheoryFocuses on the inner conflict between the id (Self) and superego (Soul). The poem stages Yeats’s psychological battle between desire and restraint, passion and control. The dialogue form mirrors Freud’s theory of divided consciousness.“My Soul. I summon to the winding ancient stair… / My Self. The consecrated blade upon my knees”
♻️ Existentialist TheoryEmphasizes individual freedom, meaning-making, and embracing suffering. The Self chooses to affirm life despite its pain: an existential act of agency. This theory interprets Yeats’s Self as a Sartrean hero, choosing to live even knowing the absurd.“I am content to live it all again / And yet again, if it be life…”
📿 Spiritual / Mystical TheoryExamines Yeats’s symbolic journey toward enlightenment. The Soul urges detachment, echoing Eastern mysticism, while the Self finds transcendence in acceptance rather than escape. Yeats blends Christian, Eastern, and esoteric mysticism in his poetic vision.“Fix every wandering thought upon / That quarter where all thought is done”
🔥 Modernist TheoryHighlights fragmentation, internal conflict, and anti-romanticism. The poem reflects modernist disillusionment with tradition, challenging spiritual ideals with a grounded embrace of brokenness and imperfection. The Self resists the Soul’s abstract purity with gritty realism.“Into the frog-spawn of a blind man’s ditch, / A blind man battering blind men”
Critical Questions about “A Dialogue of Self and Soul” by William Butler Yeats

1. What does Yeats suggest about the value of earthly life versus spiritual transcendence?

“A Dialogue of Self and Soul” by William Butler Yeats explores the tension between two opposing desires: the Soul’s call to transcend the world and the Self’s embrace of lived experience. The Soul seeks detachment and spiritual purity, asking, “Fix every wandering thought upon / That quarter where all thought is done.” It represents the Platonic ideal—freedom from the body and its burdens. However, the Self argues for the sanctity of life in all its flawed beauty, declaring: “I am content to live it all again / And yet again.” Yeats presents a radical idea: that meaning is found not in escape, but in acceptance. Through this debate, he ultimately leans toward affirming life, even with its pain, impurity, and repetition, thus challenging traditional spiritual asceticism.


⚔️ 2. How does Yeats use symbolism to reflect the inner conflict between Self and Soul?

“A Dialogue of Self and Soul” by William Butler Yeats is rich with symbolism that externalizes the internal conflict of the speaker. The poem’s central image—the ancient Japanese sword—embodies the Self’s connection to history, violence, memory, and art. Described as “razor-keen” and “unspotted by the centuries,” the sword represents a life sharpened by conflict yet preserved through dignity and tradition. In contrast, the Soul invokes the “winding ancient stair”, a symbolic spiritual ascent toward transcendence. These two emblems—the stair and the sword—encapsulate the poem’s tension between the spiritual and the worldly. Yeats transforms abstract philosophy into visual, tangible symbols, letting readers see the battle between desire and detachment.


🌀 3. In what way does the poem challenge conventional religious ideas of salvation and forgiveness?

“A Dialogue of Self and Soul” by William Butler Yeats questions traditional religious doctrines by reimagining salvation not as escape into heaven, but as reconciliation with the self. The Soul claims, “Only the dead can be forgiven,” implying that true absolution is only accessible after death, through divine judgment. But the Self resists this fatalistic outlook, choosing instead to forgive himself in life: “Measure the lot; forgive myself the lot!” This moment is a pivotal turn away from external redemption and toward self-forgiveness and agency. Yeats uses this to suggest a more humanistic spirituality, in which grace is found not through otherworldly salvation, but through self-acceptance and the courage to face life’s imperfections.


🌈 4. How does Yeats use structure and tone to reveal the poem’s philosophical resolution?

“A Dialogue of Self and Soul” by William Butler Yeats is structured as a literal dialogue, but it functions more as an internal debate within a single psyche. The division into two sections—I, where the Self and Soul exchange lines, and II, where the Self speaks alone—mirrors the speaker’s growing certainty and emotional shift. The Soul gradually fades from the conversation, ending with the line, “my tongue’s a stone,” suggesting silence, doubt, or surrender. In contrast, the Self takes over with increasing confidence, leading to a tone of joyful resolution: “We must laugh and we must sing, / We are blest by everything.” This structural transition—from conflict to monologue—illustrates how Yeats resolves the poem’s tension. The Self doesn’t defeat the Soul, but transcends the conflict by embracing both joy and suffering, marking a philosophical victory grounded in existential affirmation.

Literary Works Similar to “A Dialogue of Self and Soul” by William Butler Yeats
  1. 🧍‍♂️ “The Love Song of J. Alfred Prufrock” by T. S. Eliot
    Like Yeats’s poem, this dramatic monologue presents an internal conflict, where the speaker debates action vs. inaction, embodying the modern self’s anxiety and alienation.
  2. 🕊️ “The World Is Too Much with Us” by William Wordsworth
    Both poems explore the spiritual consequences of detachment from nature and the soul’s yearning for something beyond the material world.
  3. 🔥 “Dover Beach” by Matthew Arnold
    Arnold’s work, like Yeats’s, confronts the fading of religious certainty and struggles to find meaning amidst spiritual and emotional conflict.
  4. ♻️ “Song of Myself” by Walt Whitman
    Whitman, like Yeats’s Self, affirms the body, life, and all experiences as sacred—offering a bold, joyous embrace of existence in contrast to traditional spirituality.
  5. 💀 “Because I Could Not Stop for Death” by Emily Dickinson
    This poem, like Dialogue, personifies spiritual elements and meditates on mortality, using symbolism and philosophical tone to explore life beyond death.
Representative Quotations of “A Dialogue of Self and Soul” by William Butler Yeats
🎨📜 Quotation🧠 Context🧾 Theoretical Perspective
🌀“I summon to the winding ancient stair”The Soul invites the Self to ascend spiritually, representing the desire to transcend earthly matters.Spiritual / Mystical Theory
🗡️“The consecrated blade upon my knees / Is Sato’s ancient blade”The Self reverently presents a sword, symbol of heritage, memory, and worldly honor.Psychoanalytic Theory
“Who can distinguish darkness from the soul?”The Soul questions the nature of consciousness and moral ambiguity.Philosophical / Modernist Theory
♻️“I am content to live it all again / And yet again”The Self embraces life’s repetition and suffering as meaningful.Existentialist Theory
💀“Only the dead can be forgiven”The Soul suggests that true redemption lies only beyond life.Theological / Fatalist Theory
🪞“The mirror of malicious eyes / Casts upon his eyes”The Self reflects on how others’ judgments distort our self-image.Psychoanalytic / Identity Theory
🌱“The folly that man does / Or must suffer”The Self accepts human error as natural and unavoidable.Humanist / Existentialist Theory
🌈“So great a sweetness flows into the breast”Through self-forgiveness, the Self experiences inner peace and joy.Therapeutic / Psychological Theory
🕊️“We are blest by everything, / Everything we look upon is blest.”The poem ends with the Self’s joyful acceptance of life in all its forms.Affirmative / Post-Spiritual Theory
🧍‍♂️“A blind man battering blind men”A metaphor for human ignorance and chaos in worldly existence.Modernist / Social Critique Theory
Suggested Readings: “A Dialogue of Self and Soul” by William Butler Yeats
  1. franke, william. “The Dialectical Logic of William Butler Yeats’s Byzantium Poems.” Secular Scriptures: Modern Theological Poetics in the Wake of Dante, Ohio State University Press, 2016, pp. 189–206. JSTOR, https://doi.org/10.2307/j.ctv8d5tj3.12. Accessed 21 Apr. 2025.
  2. O’Donoghue, Bernard. “Yeats the Love Poet.” Yeats Annual, no. 20, 2016, pp. 97–117. JSTOR, http://www.jstor.org/stable/90000764. Accessed 21 Apr. 2025.
  3. Schleifer, Ronald. “Narrative in Yeats’s ‘In the Seven Woods.’” The Journal of Narrative Technique, vol. 6, no. 3, 1976, pp. 155–74. JSTOR, http://www.jstor.org/stable/30225590. Accessed 21 Apr. 2025.
  4. O’Leary, Joseph S. “The Troubled Heart: Yeats’s Persona in ‘Meditations in Time of Civil War.’” Journal of Irish Studies, vol. 31, 2016, pp. 54–65. JSTOR, http://www.jstor.org/stable/24892599. Accessed 21 Apr. 2025.

“The Contemporary Theory Of Metaphor” by George Lakoff: Summary and Critique

“The Contemporary Theory of Metaphor” by George Lakoff first appeared in 1993 as a chapter in Metaphor and Thought, edited by Andrew Ortony and published by Cambridge University Press.

"The Contemporary Theory Of Metaphor" by George Lakoff: Summary and Critique
Introduction: “The Contemporary Theory Of Metaphor” by George Lakoff

“The Contemporary Theory of Metaphor” by George Lakoff first appeared in 1993 as a chapter in Metaphor and Thought, edited by Andrew Ortony and published by Cambridge University Press. This influential work reshaped both linguistic and literary theories of metaphor by shifting its focus from metaphor as a purely linguistic ornament to a fundamental mechanism of human thought. Lakoff challenges the classical view—traced back to Aristotle—that metaphor is merely a poetic or rhetorical device involving the novel use of words. Instead, he proposes that metaphors are cross-domain conceptual mappings deeply embedded in our cognitive processes and everyday language. For instance, expressions like “we’re at a crossroads in our relationship” or “time is flying” are not poetic anomalies but reflections of underlying metaphoric structures such as LOVE IS A JOURNEY or TIME IS MOTION. Lakoff demonstrates that these mappings are systematic and arise from embodied human experiences, thus blurring the rigid boundary between literal and figurative language. This theory has profoundly impacted cognitive linguistics, literary studies, and philosophy, highlighting that metaphor is not peripheral but central to meaning-making and abstract reasoning. Moreover, through detailed examples and references—such as Mark Turner’s Death Is the Mother of Beauty and the work of Michael Reddy—Lakoff reinforces that literary metaphors are extensions of conventional thought patterns, not departures from them. This cognitive approach to metaphor continues to influence modern discourse analysis, pedagogy, and the interpretation of literature.


Summary of “The Contemporary Theory Of Metaphor” by George Lakoff

🌟 Metaphor Is Primarily Conceptual, Not Linguistic

Lakoff challenges the classical view that metaphor is a matter of language, showing instead that it’s rooted in thought. Metaphors are cross-domain mappings in our conceptual system, not just rhetorical flourishes (Lakoff, 1987) 🧠. This reconceptualization moves metaphor from the poetic margins into the very core of everyday language use.

“The locus of metaphor is not in language at all, but in the way we conceptualize one mental domain in terms of another” (🌈 p. 203).


💡 Everyday Language Is Richly Metaphorical

Contrary to traditional views, Lakoff argues that ordinary language is saturated with metaphor. Expressions like “He fell in love” or “We’ve hit a dead-end” are not poetic but conventional and rooted in deeper conceptual structures. This finding dismantles the binary of “literal” vs. “figurative” language.

“Ordinary everyday English is largely metaphorical, dispelling once and for all the traditional view” (🟦 p. 204).


🚀 Conceptual Metaphor Theory: Cross-Domain Mappings

A conceptual metaphor maps a source domain (concrete) onto a target domain (abstract). For example, in LOVE IS A JOURNEY, the love relationship (target) is conceptualized in terms of a physical journey (source), as in: “Our relationship is off the track”.

“The metaphor involves understanding one domain of experience, love, in terms of a very different domain of experience, journeys” (💜 p. 207).


📘 Metaphors Govern Reasoning and Inference

Metaphors are not just expressive—they guide reasoning. When people say “We’re stuck in this relationship”, they rely on travel-related inferences (e.g., fixing a vehicle, turning back) to reason about love.

“Such correspondences permit us to reason about love using the knowledge we use to reason about journeys” (🧡 p. 208).


🌀 Metaphors Are Not Individual Words, but Cognitive Structures

Lakoff emphasizes that metaphors are not the words themselves but the mappings that sanction their use. Many metaphorical expressions stem from the same conceptual metaphor—e.g., dead-end, crossroads, off track—all from LOVE IS A JOURNEY.

“It is the ontological mapping across conceptual domains… the language is secondary” (💚 p. 209).


🔁 Basic Abstract Concepts Are Metaphorical

Even core concepts such as time, causation, states, purposes, and categories are metaphorically structured. For example:

  • TIME IS MOTION: “Christmas is coming up.”
  • CATEGORIES ARE CONTAINERS: “Put it in a different category.”

“Most basic concepts… are normally comprehended via metaphor—concepts like time, quantity, state, change…” (🟥 p. 213).


🛣️ Event Structure Is Metaphorically Understood

Lakoff introduces the EVENT STRUCTURE METAPHOR, where:

  • States = locations
  • Changes = movements
  • Causes = forces
  • Purposes = destinations

These structures govern expressions like “We’ve made it this far” or “We’re going nowhere”.

“States are locations… Causes are forces… Purposes are destinations” (💙 p. 221).


🧭 Metaphors Form Inheritance Hierarchies

Metaphors are organized hierarchically. For instance:

  1. EVENT STRUCTURE METAPHOR
  2. A PURPOSEFUL LIFE IS A JOURNEY
  3. LOVE IS A JOURNEY, CAREER IS A JOURNEY

Each lower level inherits from and is structured by the metaphor above it.

“The LOVE IS A JOURNEY metaphor inherits the structure of the LIFE IS A JOURNEY metaphor” (🟨 p. 224).


🔄 Duality: Location vs. Object-Based Metaphors

Every metaphor has a potential dual. For example:

  • STATES ARE LOCATIONS (e.g., in trouble)
  • ATTRIBUTES ARE POSSESSIONS (e.g., have trouble)

Both share the idea of co-location, highlighting how metaphorical thinking can take different structural forms.

“States and attributes are also special cases of the same thing—what can be attributed to someone” (🟪 p. 226).


🎨 Image Metaphors and the Invariance Principle

Image metaphors (like “Her waist is an hourglass”) map one mental image onto another. The Invariance Principle states that image-schematic structure (like paths or containers) is preserved in metaphoric mappings.

“The metaphor is conceptual; it is not in the words themselves, but in the mental images” (🔷 p. 230).


📚 Generic-Level Metaphors and Proverb Interpretation

Generic-level metaphors allow us to map specific instances to general structures, explaining how proverbs (e.g., “Blind blames the ditch”) work. They rely on preserved causal, temporal, and event schemas.

“Generic-level structure… is exactly image-schematic structure” (🔶 p. 234).


🧠 Abstract Reasoning Is Image-Based

Lakoff’s most radical conclusion is that abstract thought is grounded in image-schemas. Our capacity for logic and inference emerges from metaphorically extended spatial and bodily experience.

“Abstract reasoning is a special case of image-based reasoning” (⚫ p. 229).

Theoretical Terms/Concepts in “The Contemporary Theory Of Metaphor” by George Lakoff
🔖 Theoretical Term🧠 Explanation🛠️ Example / Usage with In-text Citation
🧭 Conceptual MetaphorSystematic mapping between two conceptual domains: source (concrete) → target (abstract).LOVE IS A JOURNEY → love is understood through the domain of journeys (Lakoff, p. 207).
📦 Source DomainThe domain from which metaphorical structure is drawn (concrete and familiar).In LOVE IS A JOURNEY, “journey” is the source domain (Lakoff, p. 207).
🎯 Target DomainThe abstract concept being understood through metaphor.In LOVE IS A JOURNEY, “love” is the target domain (Lakoff, p. 207).
🔁 Cross-Domain MappingSet of systematic correspondences between the source and target.Lovers → travelers, relationship → vehicle (Lakoff, p. 208).
🧩 Ontological CorrespondenceConceptual entity pairings between domains.Relationship difficulties = travel impediments (Lakoff, p. 208).
🔍 Epistemic CorrespondenceUse of source domain inferences to reason about the target domain.“We’re stuck” infers lack of progress in love using travel logic (Lakoff, p. 208).
🛠️ Metaphorical ExpressionThe actual linguistic expression stemming from a conceptual metaphor.“We’ve hit a dead-end street” is an expression from LOVE IS A JOURNEY (Lakoff, p. 209).
📘 Invariance PrincipleMetaphors preserve the image-schema structure of the source when mapping to the target.Containers → categories, paths → scales (Lakoff, p. 216).
🧠 Image SchemaFundamental spatial or bodily structures used in metaphor (e.g., container, path, force).“Out of gas” uses PATH and ENERGY schemas (Lakoff, p. 221).
🌐 Conceptual SystemThe entire network of metaphorical mappings in cognition.Everyday concepts like time and causation are metaphorical (Lakoff, p. 203).
🌀 Event Structure MetaphorAbstract events structured metaphorically using motion, force, and
Contribution of “The Contemporary Theory Of Metaphor” by George Lakoff to Literary Theory/Theories

🧠 1. Cognitive Literary Theory

🔍 Contribution: Lakoff radically repositions metaphor from a figure of speech to a core cognitive mechanism that shapes how we think, perceive, and reason—including in literature.
📌 Key Reference: “The locus of metaphor is not in language at all, but in the way we conceptualize one mental domain in terms of another.” (Lakoff, p. 203)
📚 Theoretical Connection: Supports Cognitive Poetics (Tsur, Stockwell) and Embodied Cognition in literary analysis, where metaphor is seen as structuring narrative and character psychology.


🧱 2. Structuralist & Post-Structuralist Revisions

🔁 Contribution: Challenges structuralist separation between literal and figurative language, asserting that everyday language is saturated with metaphor.
📌 Key Reference: “The discovery of this enormous metaphor system has destroyed the traditional literal-figurative distinction.” (Lakoff, p. 205)
📚 Theoretical Connection: Offers a post-structuralist critique of the arbitrary sign, suggesting metaphor is grounded in cognitive mappings, not in pure linguistic play.


🔄 3. Reframing Reader-Response Theory

👁️ Contribution: Emphasizes the reader’s conceptual system as key to interpreting metaphor—what readers “understand” is shaped by shared conceptual metaphors.
📌 Key Reference: “The metaphor is not just a matter of language, but of thought and reason.” (Lakoff, p. 209)
📚 Theoretical Connection: Enhances Reader-Response Theory (Fish, Iser) by adding a cognitive layer—interpretation arises from experiential metaphors, not just textual gaps or reader projection.


🎨 4. Enriching Poetic and Literary Analysis

🎭 Contribution: Shows that poetic metaphors, like those in Dylan Thomas or Wallace Stevens, are built upon conventional everyday mappings.
📌 Key Reference: “The study of literary metaphor is an extension of the study of everyday metaphor.” (Lakoff, p. 203)
📚 Theoretical Connection: Redefines Formalism/New Criticism by relocating metaphor’s richness from poetic novelty to cognitive familiarity; also bridges New Historicism, which examines how metaphor reflects broader cultural cognition.


🛠️ 5. Tool for Allegory and Symbolism Analysis

🔑 Contribution: Introduces conceptual metaphor mapping as a powerful analytic tool for understanding allegory, symbol, and myth.
📌 Key Reference: “There is a single general principle… part of the conceptual system underlying English.” (Lakoff, p. 208)
📚 Theoretical Connection: Useful for Myth Criticism (Frye, Campbell), understanding how symbolic narratives (e.g., life-as-journey) structure plot and character arcs.


🌉 6. Bridging Literature and Philosophy of Language

🔧 Contribution: Directly critiques philosophers like Searle and classical theories of metaphor, offering an empirically grounded alternative.
📌 Key Reference: “What we had called propositional structure is really image-based inference.” (Lakoff, p. 229)
📚 Theoretical Connection: Connects with Philosophy of Literature, challenging analytical distinctions between metaphor and truth-functional language.


🖼️ 7. Broadening Symbolic Interpretation in Literature

📐 Contribution: Introduces Image Metaphor (e.g., “her waist is an hourglass”) as a unique, non-propositional literary device rooted in visual-spatial cognition.
📌 Key Reference: “Image metaphors… map the structure of one domain onto the structure of another.” (Lakoff, p. 230)
📚 Theoretical Connection: Advances Iconic and Visual Theories of Literature, enhancing how we interpret symbolic and imagistic language beyond mere simile.


🌐 8. Foundation for Conceptual Narratology

🚶 Contribution: The Event Structure Metaphor (states = locations, causes = forces, goals = destinations) offers a way to analyze plot and narrative causality.
📌 Key Reference: “States are locations. Changes are movements… Purposes are destinations.” (Lakoff, p. 221)
📚 Theoretical Connection: Contributes to Narratology (Propp, Genette) by mapping narrative elements onto embodied experience.


🔄 9. Reorienting Tropes in Rhetoric and Style

🔁 Contribution: Demonstrates how metaphorical systems structure idioms, clichés, and stylistic expressions, revealing their deep cognitive roots.
📌 Key Reference: “Many of the metaphorical expressions… are idioms… not arbitrary, but motivated.” (Lakoff, p. 212)
📚 Theoretical Connection: Recontextualizes Classical Rhetoric and Stylistics, viewing them through the lens of cognitive motivation.


🧬 10. Expanding Theories of Symbolic Inheritance

🏗️ Contribution: Introduces metaphorical inheritance hierarchies (e.g., LOVE IS A JOURNEYLIFE IS A JOURNEYEVENT STRUCTURE), mapping complex cultural and literary motifs.
📌 Key Reference: “Metaphorical mappings do not occur isolated… they are organized in hierarchical structures.” (Lakoff, p. 223)
📚 Theoretical Connection: Aligns with Intertextuality and Archetypal Criticism, illuminating how metaphorical networks span genres and traditions.

Examples of Critiques Through “The Contemporary Theory Of Metaphor” by George Lakoff
📚 Literary Work🔁 Key Conceptual Metaphor(s)🔍 Lakoffian Critique & Interpretation
🌌 “Do Not Go Gentle into That Good Night” by Dylan ThomasDEATH IS NIGHT, LIFE IS A STRUGGLE, DEATH IS DEPARTUREThomas layers multiple metaphors to resist the passive acceptance of death. “Night” as metaphor for death draws on the LIFE IS A DAY schema, while STRUGGLE frames dying as an active, heroic resistance. (Lakoff, 1993)
🛤️ “The Road Not Taken” by Robert FrostLIFE IS A JOURNEY, CHOICES ARE PATHSFrost’s bifurcating paths represent life decisions. The metaphor activates cognitive mappings of DECISIONS AS TRAVEL, where direction and regret are structured spatially. (Lakoff, 1980)
🚖 “Because I Could Not Stop for Death” by Emily DickinsonDEATH IS A PERSON, DEATH IS A JOURNEYDickinson personifies death as a courteous suitor in a carriage—merging DEATH AS DEPARTURE with DEATH AS COMPANION, echoing Lakoff’s blend of EVENTS ARE ACTIONS and ABSTRACT IS CONCRETE.
🪞 “The Love Song of J. Alfred Prufrock” by T.S. EliotTIME IS A THIEF, LOVE IS A STRUGGLE/JOURNEY, SELF IS FRAGMENTED SPACEPrufrock’s paralysis is mapped through metaphorical inertia. The speaker’s internal fragmentation reflects spatial metaphors of disconnection and obstruction, reinforcing alienation. (Lakoff & Johnson, 1980)
Criticism Against “The Contemporary Theory Of Metaphor” by George Lakoff

🔴 🔍 Overemphasis on Universality
Lakoff’s theory assumes many metaphors (e.g., “TIME IS MOTION”, “LIFE IS A JOURNEY”) are universal, but cross-cultural linguistic studies show that metaphorical frameworks differ significantly between languages and cultures (e.g., in Chinese or Aymara, future is not always “ahead”).

🟡 🔄 Cognitive Reductionism
Critics argue the theory reduces complex literary or poetic expressions to fixed conceptual mappings, such as “LOVE IS A JOURNEY”, ignoring nuance, irony, and stylistic ambiguity present in creative literature.

🟠 🧱 Static Mapping Critique
The notion of fixed cross-domain mappings is criticized as too rigid. Real-life metaphor use often involves dynamic, context-sensitive constructions, not always aligning with pre-set metaphors.

🟢 📏 Inadequate Account of Novelty
While Lakoff acknowledges image metaphors and novel expressions, some scholars argue the theory underrepresents creative, one-off metaphorical innovations in literature and speech (cf. Ricoeur’s “living metaphors”).

🔵 📚 Neglect of Aesthetic Dimension
Lakoff’s focus is primarily cognitive and conceptual. Critics in literary theory (e.g., Eagleton) claim that this ignores the aesthetic, emotional, and cultural dimensions that make metaphor powerful in poetry and prose.

🟣 🧠 Challenges in Psychological Validation
Some psycholinguistic studies suggest that people don’t consistently rely on metaphorical reasoning in real-time understanding, challenging Lakoff’s claim that metaphor is central to everyday cognition (McGlone, 2007).

⚖️ Literal-Figurative Dichotomy Remains Debated
Although Lakoff dissolves the traditional literal vs. metaphorical distinction, other theorists argue some form of it remains useful, especially for distinguishing novel metaphors from conventional lexicalized expressions.

🟤 🖼️ Weakness in Explaining Visual/Multimodal Metaphor
Lakoff’s theory is primarily linguistic and does not robustly extend to visual, gestural, or multimodal metaphors, which are crucial in film, art, and digital media.

Representative Quotations from “The Contemporary Theory Of Metaphor” by George Lakoff with Explanation
🔹️ Quotation💡 Explanation📚 Citation
🔥“Metaphor is not just a matter of language, but of thought and reason.”Lakoff argues that metaphors are not merely decorative linguistic devices—they shape how we conceptualize the world.Lakoff, 1993, p. 208
🧠“The locus of metaphor is not in language at all, but in the way we conceptualize one mental domain in terms of another.”Metaphor is rooted in cognition—how our brain organizes and understands experiences.Lakoff, 1993, p. 203
🚗“Love is a journey.”This famous metaphor illustrates how abstract concepts (love) are understood via more concrete experiences (a journey).Lakoff, 1993, p. 206
🗺️“Conceptual metaphors are mappings from a source domain to a target domain.”Lakoff introduces the key mechanism of metaphorical mapping, which connects different conceptual areas.Lakoff, 1993, p. 207
💬“Metaphors are mappings, that is, sets of conceptual correspondences.”Clarifies that metaphor is not propositional (not a statement of truth) but relational.Lakoff, 1993, p. 208
🌍“Most of our conceptual system is metaphorical in nature.”Metaphors are pervasive, structuring everything from time to morality, not just poetic language.Lakoff, 1993, p. 210
🚧“Difficulties are impediments to motion.”Everyday metaphors (e.g., “we’re stuck”) come from embodied experiences, such as moving through space.Lakoff, 1993, p. 221
🧳“A purposeful life is a journey.”Life is metaphorically seen as travel toward goals—this structure is inherited from broader event metaphors.Lakoff, 1993, p. 223
📦“Classical categories are understood metaphorically in terms of bounded regions, or ‘containers.’”Even fundamental logical concepts like categories rely on spatial metaphors.Lakoff, 1993, p. 213
🧭“Abstract reasoning is a special case of image-based reasoning.”Suggests that even logic and reasoning stem from bodily experience and spatial imagination.Lakoff, 1993, p. 229
Suggested Readings: “The Contemporary Theory Of Metaphor” by George Lakoff
  1. Cornelissen, Joep P. “Beyond Compare: Metaphor in Organization Theory.” The Academy of Management Review, vol. 30, no. 4, 2005, pp. 751–64. JSTOR, http://www.jstor.org/stable/20159166. Accessed 21 Apr. 2025.
  2. MÁCHA, JAKUB. “Metaphor in Analytic Philosophy and Cognitive Science.” Revista Portuguesa de Filosofia, vol. 75, no. 4, 2019, pp. 2247–86. JSTOR, https://www.jstor.org/stable/26869269. Accessed 21 Apr. 2025.
  3. Robinson, William E. W. “Metaphor Theory.” Metaphor, Morality, and the Spirit in Romans 8: 1–17, Society of Biblical Literature, 2016, pp. 17–44. JSTOR, https://doi.org/10.2307/j.ctt1h4mhzd.6. Accessed 21 Apr. 2025.
  4. Bilsky, Manuel. “I. A. Richards’ Theory of Metaphor.” Modern Philology, vol. 50, no. 2, 1952, pp. 130–37. JSTOR, http://www.jstor.org/stable/435560. Accessed 21 Apr. 2025.

“Literature And Metaphor” By Earl R. Maccormac: Summary and Critique

“Literature and Metaphor” by Earl R. MacCormac first appeared in The Journal of Aesthetic Education, Volume 6, No. 3, published in July 1972 by the University of Illinois Press.

"Literature And Metaphor" By Earl R. Maccormac: Summary and Critique
Introduction: “Literature And Metaphor” By Earl R. Maccormac

“Literature and Metaphor” by Earl R. MacCormac first appeared in The Journal of Aesthetic Education, Volume 6, No. 3, published in July 1972 by the University of Illinois Press. It explores the foundational role of metaphor not only in literature but also across philosophy and science, challenging long-held assumptions about metaphor’s imprecision. MacCormac advances a “tension theory” of metaphor, distinguishing between two essential types—epiphors, which reveal analogical truths rooted in experience, and diaphors, which generate novel, imaginative meanings. He asserts that metaphors are not mere decorative devices but essential linguistic tools that shape understanding, especially when they evolve into root metaphors—underlying symbolic frameworks that structure entire works or even scientific paradigms. Through this lens, literature is shown to be a dynamic interplay of metaphorical meanings, not reducible to paraphrase or isolated symbol systems. MacCormac’s synthesis of philosophical and literary analysis has significantly influenced literary theory by affirming metaphor’s epistemological power, its capacity to innovate language, and its potential to reveal or obscure reality when mistaken as literal truth—a process he associates with the formation of myths. His work remains crucial for understanding metaphor as a central force in the creation and interpretation of literary meaning.

Summary of “Literature And Metaphor” By Earl R. Maccormac

🔹 Main Ideas of “Metaphor and Literature” by Earl R. MacCormac:

  • 📌 Metaphor is foundational to literature and creativity, acting as a crucial tool for expressing meaning beyond literal language. Literature without metaphor would become dull and unimaginative (⭑ MacCormac, 1972, p. 57).
  • 📌 Philosophical suspicion toward metaphor has lessened over time. While once seen as imprecise, metaphor is now recognized as essential in both philosophy and science (⭑ p. 57–58).
  • 📌 Scientific concepts like “force” or “mass” are metaphors and are not linguistically precise terms, highlighting metaphor’s role in the formation of theories (✦ p. 58).
  • 📌 MacCormac proposes a “tension theory of metaphor,” where meaning arises from the tension between literal absurdity and figurative insight. Metaphor creates a moment of disruption that compels the reader to reflect “as if” the statement were true (⭒ p. 59).
  • 📌 The article differentiates two types of metaphor:
    • Epiphor: based on analogy; reveals hidden but relatable meanings (✧ p. 60).
    • Diaphor: introduces new, often imaginative meanings that cannot be reduced to familiar analogies (✧ p. 61).
  • 📌 Metaphors evolve: they may begin as diaphors, become expressive epiphors, and ultimately turn into dead metaphors or symbols in ordinary language (⭐ p. 62).
  • 📌 MacCormac introduces the concept of “root metaphors”—deep metaphoric structures (e.g., “the world is a machine”) that underlie entire philosophical or literary worldviews. These root metaphors shape how entire texts or scientific paradigms are interpreted (✪ p. 63–64).
  • 📌 Myths arise when root metaphors are taken literally. Myths can be found in science, literature, religion, and philosophy when hypothetical metaphors are mistaken for truth (✹ p. 67–69).
  • 📌 Symbols in literature are born from metaphors, especially epiphors, and become emotionally charged archetypal symbols through repetition (✸ p. 64–66).
  • 📌 Metaphors should be understood as linguistic symbols, not just psychological phenomena. Reducing all metaphor to cognitive response oversimplifies their structural role in meaning-making (✦ p. 66).
  • 📌 The article calls for a critical awareness of metaphor’s role in constructing meaning, cautioning against confusing metaphorical frameworks with literal reality (✴ p. 69–70).

🔍 Implications for Literary Criticism (per MacCormac):

  • ✅ Metaphors cannot be paraphrased without losing their unique meanings—especially diaphors (✦ p. 70).
  • Root metaphors and conveyance metaphors must be distinguished. The former underlie whole works; the latter function within narratives (✪ p. 64).
  • ✅ Ordinary language itself is built from dead metaphors, highlighting how pervasive and foundational metaphor is in human thought (✦ p. 60).
  • Myths should not be eliminated outright, but critically examined as historically contingent metaphorical systems (✹ p. 68).
  • ✅ Literary meaning is not solely internal to the text—reader experience and broader metaphorical structures also inform interpretation (✧ p. 64–65).
Theoretical Terms/Concepts in “Literature And Metaphor” By Earl R. Maccormac
Term/ConceptUsage in the Article (with citation)Explanation
MetaphorDefined as a “juxtaposition of words” that produces literal absurdity and invites new meaning (MacCormac, 1972, p. 59).A core linguistic device used to express or suggest meanings beyond the literal through imaginative association.
Tension TheoryMacCormac’s central theory: metaphor functions through the tension between literal absurdity and figurative insight (p. 59).Metaphor creates meaning by presenting an unexpected or absurd juxtaposition that demands reinterpretation.
EpiphorA metaphor grounded in analogy and expressiveness, e.g., “I see the point” (p. 60–61).A metaphor that expresses an existing insight or experience in a vivid, novel way.
DiaphorMetaphors that suggest new, often imaginative meanings with no prior analog, e.g., Dryden’s depiction of nature (p. 61–62).A metaphor that introduces unfamiliar concepts, often irreducible to existing knowledge or ordinary language.
Root MetaphorFoundational metaphors like “the world is a machine” that underlie entire works or theories (p. 63–64).Deep metaphoric structures shaping entire systems of meaning, such as literary works or scientific paradigms.
MythOccurs when root metaphors are mistaken as literal truths, such as in science or religion (p. 67–69).A belief system that results from interpreting metaphorical expressions as factual reality.
Ordinary LanguageUsed to identify metaphors; contrasts with metaphor’s deviation from everyday usage (p. 60).Common, everyday language used as the benchmark for recognizing metaphorical tension or deviation.
Dead MetaphorMetaphors that lose tension through habitual use, e.g., “I see the point” (p. 61).Expressions originally metaphorical that become part of ordinary discourse and lose figurative force.
Archetypal SymbolEmotionally resonant symbols derived from metaphors, e.g., water for life (p. 64–65).Universally recurring symbols in literature with strong emotional or cultural associations.
Symbol (Linguistic)All words are symbols; metaphors operate through these symbolic units (p. 65–66).Words that convey meaning through denotation, connotation, and subjective association; fundamental to metaphor.
SignContrasted with symbols; a direct indicator, like smoke for fire (p. 66).A non-linguistic or immediate indicator lacking the layered meaning of a symbol.
“As If” QualityMetaphors make us think “as if” something were literally true, e.g., “build in sonnets pretty rooms” (p. 59).A hallmark of metaphor that involves imagining a literal absurdity as if it were real, revealing deeper insight.
Internal MeaningCritiques Frye’s view that meaning exists only within the text’s own metaphoric system (p. 64).The idea that texts are self-contained in meaning, which MacCormac challenges by emphasizing reader interpretation and context.
Symbol FormationProcess where metaphors, through repetition, become symbols or archetypes (p. 66).The transformation of metaphorical expressions into culturally or literarily fixed symbolic forms.
Contribution of “Literature And Metaphor” By Earl R. Maccormac to Literary Theory/Theories

🧠 1. Structuralism

  • 🔹 Emphasizes that metaphor is a linguistic structure that organizes meaning through patterns and associations (⭑ MacCormac, 1972, p. 59).
  • 🔹 Introduces the concept that ordinary language is structured by “dead metaphors”, showing how metaphors shape language systems (⭑ p. 60).
  • 🔹 By analyzing metaphor as a structured interaction between “tenor” and “vehicle” (Richards), the article aligns with structuralist focus on binary relationships (✦ p. 59).

🔮 2. Reader-Response Theory

  • 🔹 Argues that the recognition of metaphor depends on the reader’s awareness of absurdity and interpretive ability (✧ p. 59).
  • 🔹 Claims that metaphors gain meaning only through the reader’s ability to imagine or connect to experience, especially in the case of diaphors (✧ p. 61–62).
  • 🔹 Suggests that interpretive response is essential to moving metaphors from tension to comprehension (✧ p. 62).

📘 3. Formalism / New Criticism

  • 🔹 Acknowledges the internal function of metaphor in constructing literary unity, especially when rooted in a dominant image (✪ p. 63).
  • 🔹 Discusses metaphors that carry the thematic structure of a work (root metaphors), which are central to formalist close reading (✪ p. 64).
  • 🔹 Challenges New Criticism slightly by arguing that not all meaning is internally contained within a work’s structure (✪ p. 64–65).

🌍 4. Phenomenology / Hermeneutics

  • 🔹 Describes metaphor as an experiential bridge, where the reader’s own perception fills the gap between literal absurdity and figurative meaning (✸ p. 59–60).
  • 🔹 Suggests that understanding metaphor is a phenomenological act that involves the transformation of experience into insight (✸ p. 61).
  • 🔹 Root metaphors provide hermeneutic frameworks for interpreting literary worlds and philosophical systems (✸ p. 63–64).

🧬 5. Post-Structuralism / Deconstruction

  • 🔹 Identifies the instability of meaning in metaphors—especially diaphors—which resist paraphrase and final interpretation (✴ p. 70).
  • 🔹 Argues that literal and figurative are not absolute categories, since dead metaphors blur the boundary (✴ p. 60–61).
  • 🔹 Challenges the idea of a stable referent, showing that metaphor often undermines the clarity of language (✴ p. 69).

📚 6. Archetypal and Symbolic Criticism

  • 🔹 Tracks how metaphors evolve into archetypal symbols with emotional resonance, e.g., “water” representing life (✹ p. 64–65).
  • 🔹 Connects metaphor to universal human expressions, consistent with Jungian and mythological criticism (✹ p. 65).

⚙️ 7. Philosophy of Language / Analytic Literary Theory

  • 🔹 Contributes to theoretical philosophy of metaphor, extending ideas of Max Black and I.A. Richards into literary application (⭑ p. 59).
  • 🔹 Discusses metaphor in terms of linguistic functions, meaning variance, and ostension (⭑ p. 60; ⭑ p. 61).
  • 🔹 Establishes that literary and philosophical language share metaphorical logic, rejecting strict literalism in analytic traditions (⭑ p. 67).

🧱 8. Myth Criticism

  • 🔹 Defines myth as a literalized root metaphor, warning that myth arises when metaphor is mistaken as objective truth (✦ p. 67–69).
  • 🔹 Suggests that myths pervade all fields, from literature to science, when metaphor is misinterpreted as fact (✦ p. 69).
  • 🔹 Encourages a critical approach to metaphor to avoid mythologizing knowledge and ideology (✦ p. 69–70).
Examples of Critiques Through “Literature And Metaphor” By Earl R. Maccormac
Literary WorkCritique Through MacCormac’s TheoryKey Concepts & Symbols
🕯️ John Donne – The CanonizationThe line “We’ll build in sonnets pretty rooms” exemplifies a diaphor, as it juxtaposes physical construction with poetic form, forcing imaginative interpretation (MacCormac, p. 59).🔹 Diaphor 🔸 Tension Theory ✴ “As If” Quality
🌳 Robert Frost – A Hillside ThawFrost’s metaphors (“The sun’s a wizard… the moon a witch”) are strong diaphors that propose fresh, non-literal realities that stretch the reader’s perception (MacCormac, p. 62).🔹 Diaphor ✴ Symbol Formation 🔸 Myth Potential
🎻 John Dryden – A Song for St. Cecilia’s DayDryden’s metaphor of nature lying under “jarring atoms” serves as a root metaphor, combining poetic form with early scientific theory; suggests a worldview, not just an image (p. 61–63).⚙️ Root Metaphor 🔸 Myth Criticism ✴ Diaphoric Suggestiveness
⚔️ William Shakespeare – MacbethThe recurring metaphor of darkness (“Stars, hide your fires”) may begin as a diaphor, but becomes an archetypal symbol of moral blindness and ambition (interpreted via p. 64–66).✹ Archetypal Symbol 🔹 Epiphor ➡ Dead Metaphor 🔸 Symbolic Transformation
Criticism Against “Literature And Metaphor” By Earl R. Maccormac

Criticisms Against “Literature and Metaphor” by Earl R. MacCormac:

  • ⚖️ Overemphasis on Philosophy Over Literary Practice
    ▪️ MacCormac heavily draws from philosophical traditions (e.g., Aristotle, Max Black, Stephen Pepper), sometimes sidelining close textual analysis or literary nuance.
    ▪️ Critics may argue that this makes the theory less practical for analyzing complex literary texts in detail.
  • 🌀 Ambiguity Between Epiphor and Diaphor
    ▪️ The distinction between epiphor (based on analogy) and diaphor (suggesting new meaning) is insightful but can become conceptually blurry.
    ▪️ In many cases, metaphors contain elements of both, making rigid classification difficult (⭑ MacCormac, 1972, p. 61–62).
  • 🧩 Lack of Engagement with Historical or Cultural Contexts
    ▪️ The theory largely treats metaphor as a universal linguistic process, neglecting how cultural, historical, or socio-political factors shape metaphor usage and reception.
  • 🗺️ Limited Scope of Literary Examples
    ▪️ The article relies mostly on Western canon examples (e.g., Donne, Frost, Dryden), potentially narrowing its cross-cultural applicability.
    ▪️ It does not test the theory on non-Western or postmodern literature where metaphor might function differently.
  • 🏗️ Abstract Treatment of Myth and Reality
    ▪️ MacCormac’s claim that myths are merely literalized root metaphors (p. 67–69) could be seen as reductive.
    ▪️ It overlooks the deeper symbolic, religious, or communal functions of myth in human culture.
  • 🔄 Resistance to Internal Meaning Theories
    ▪️ MacCormac challenges Northrop Frye’s idea of internal literary meaning (p. 64), but his alternative may not satisfy formalists who value textual coherence and self-containment.
    ▪️ Some may argue that he dismisses valid interpretive strategies too quickly.
  • 🔍 Insufficient Practical Methodology for Criticism
    ▪️ The article offers a theoretical framework but lacks clear, repeatable steps for applying it in literary criticism.
    ▪️ Readers may struggle to operationalize his concepts without more methodological guidance.
  • 💬 Minimal Dialogue with Contemporary Literary Theorists
    ▪️ While the work is grounded in philosophical and linguistic traditions, it engages less with contemporary literary theorists (e.g., Barthes, Derrida, Eagleton), missing inter-theoretical dialogue.

🧠 Summary:

While “Literature and Metaphor” is foundational in positioning metaphor at the center of meaning-making in literature, its philosophical abstraction, binary metaphor classifications, and lack of cultural contextualization leave room for criticism. Scholars seeking more culturally grounded, politically aware, or text-specific analysis may find MacCormac’s framework limited in scope.

Representative Quotations from “Literature And Metaphor” By Earl R. Maccormac with Explanation
QuotationExplanation Citation
“Literature without metaphor would become less imaginative and poetry would be so impaired as to become dull and perhaps even trite.”Emphasizes the essential role of metaphor in preserving creativity and vitality in literary works.(MacCormac, 1972, p. 57)
“A metaphor consists of a juxtaposition of words that when read literally produces absurdity.”Introduces the “tension theory” of metaphor, suggesting that the clash with literal meaning creates interpretive tension.(MacCormac, 1972, p. 58)
“Ordinary language is filled with dead metaphors… metaphors that are no longer vibrant and filled with tension.”Highlights how metaphors can become normalized over time, losing their initial figurative power.(MacCormac, 1972, p. 60)
“Some diaphors do suggest ideas that we later do experience, and when they do so they become expressive and can be classed as epiphors.”Differentiates between diaphors (new/suggestive metaphors) and epiphors (analogous/expressive ones).(MacCormac, 1972, p. 61)
“The world is not completely mathematical nor is it fully a machine, and these root metaphors always retain a tensive quality.”Argues that root metaphors, even when influential (e.g., in science), are never fully explanatory or literal.(MacCormac, 1972, p. 63)
“Metaphoric meaning is not solely contained within a literary structure.”Challenges structuralist views that limit interpretation to internal elements, emphasizing reader interaction.(MacCormac, 1972, p. 64)
“Archetypal symbols… express their meaning by the emotional association of concepts, objects, or situations.”Explains how archetypal symbols evolve from metaphors, gaining universal emotional meaning.(MacCormac, 1972, p. 65)
“Diaphors create new meaning and not just a psychological effect of absurdity.”Asserts that metaphors can be conceptually generative, not just aesthetically surprising.(MacCormac, 1972, p. 66)
“Root metaphors that are taken literally create myths which are dangerous and misleading.”Warns against mistaking metaphoric models (especially in science or religion) as literal truths.(MacCormac, 1972, p. 67)
“To call these speculations final is to become dogmatic and to create a myth.”Encourages critical awareness of the provisional and metaphorical nature of all explanatory frameworks.(MacCormac, 1972, p. 70)
Suggested Readings: “Literature And Metaphor” By Earl R. Maccormac
  1. MacCormac, Earl R. “Metaphor and Literature.” Journal of Aesthetic Education, vol. 6, no. 3, 1972, pp. 57–70. JSTOR, https://doi.org/10.2307/3331393. Accessed 21 Apr. 2025.
  2. Sobolev, Dennis. “Metaphor Revisited.” New Literary History, vol. 39, no. 4, 2008, pp. 903–29. JSTOR, http://www.jstor.org/stable/20533122. Accessed 21 Apr. 2025.
  3. MÁCHA, JAKUB. “Metaphor in Analytic Philosophy and Cognitive Science.” Revista Portuguesa de Filosofia, vol. 75, no. 4, 2019, pp. 2247–86. JSTOR, https://www.jstor.org/stable/26869269. Accessed 21 Apr. 2025.
  4. Davis, Cynthia J. “Contagion as Metaphor.” American Literary History, vol. 14, no. 4, 2002, pp. 828–36. JSTOR, http://www.jstor.org/stable/3568026. Accessed 21 Apr. 2025.

“Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona: Summary and Critique

“Introduction: The Cognitive Theory of Metaphor and Metonymy” by Antonio Barcelona first appeared in 2000 as the introductory chapter to the edited volume Metaphor and Metonymy at the Crossroads: A Cognitive Perspective, published by Mouton de Gruyter in the Topics in English Linguistics series.

"Introduction: The Cognitive Theory of Metaphor And Metonymy" by Antonio Barcelona: Summary and Critique
Introduction: “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona

“Introduction: The Cognitive Theory of Metaphor and Metonymy” by Antonio Barcelona first appeared in 2000 as the introductory chapter to the edited volume Metaphor and Metonymy at the Crossroads: A Cognitive Perspective, published by Mouton de Gruyter in the Topics in English Linguistics series. The chapter synthesizes developments in cognitive linguistics concerning metaphor and metonymy, presenting them as central cognitive mechanisms that structure human thought and language. Drawing from conferences held in 1997, the article situates metaphor and metonymy at a theoretical and applied “crossroads”—highlighting their evolving conceptualization, their frequent interaction, and their broadening applications in fields such as grammar, discourse, and literary analysis. Barcelona advances a unified cognitive approach (CTMM) wherein both metaphor and metonymy are conceptual mappings: metaphors involve mappings across distinct experiential domains (e.g., LOVE IS A JOURNEY), while metonymies operate within the same domain (e.g., FACE FOR PERSON). Significantly, the article argues that metonymy may often motivate metaphor—a claim that deepens our understanding of the cognitive roots of figurative language. Moreover, Barcelona emphasizes that these mappings are often unconscious, culturally grounded, and systematically embedded in complex conceptual hierarchies. The introduction also explores the innovative “blending theory” of Fauconnier and Turner, which extends metaphor theory to account for emergent meaning in discourse, literature, and mental modeling. In literary theory, this work is especially valuable for highlighting how everyday conceptual structures underlie poetic and narrative devices. Barcelona’s model shifts focus from isolated rhetorical figures to entrenched cognitive models, offering tools for interpreting texts as dynamic interactions of conceptual domains. The introduction thus serves as both a theoretical overview and a critical point of departure for cognitive literary studies.

Summary of “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona

🔵 1. Context and Evolution of CTMM

  • CTMM is evolving through integration of new ideas like blending theory, simple metaphors, and deeper attention to metonymy
    ➤ “CTMM is at present at a turning-point in its evolution as a theory” (Barcelona, p. 1)
    ➤ “Metaphor and metonymy often ‘meet’ at conceptual and linguistic crossroads” (Barcelona, p. 1)

🟢 2. Cognitive Linguistics Framework

  • Language reflects general-purpose cognitive abilities, not an isolated “language module”
    ➤ “The so-called ‘language faculty’ is… a specialization of general-purpose cognitive abilities” (Barcelona, p. 2)
    ➤ Supported by research in neurology and cognitive psychology (e.g., Rosch, Edelman)

🟡 3. Definition of Metaphor in CTMM

  • Metaphor is a partial mapping from a source domain to a target domain
    ➤ “The domain that is mapped is called the source… the domain onto which… is called the target” (Barcelona, p. 3)
    ➤ Example: LOVE IS A JOURNEY
    • “Our relationship is off the track” → travel obstacle maps to relationship problem (Barcelona, p. 3)

🔴 4. Definition of Metonymy in CTMM

  • Metonymy is a conceptual projection within one domain, often activating one part to represent the whole
    ➤ “Metonymy… is a conceptual projection… within the same common experiential domain” (Barcelona, p. 4)
    ➤ Examples:
    • “She’s just a pretty face” → FACE FOR PERSON
    • “The ham sandwich is waiting for his check” → CONSUMED GOODS FOR CUSTOMER (Barcelona, pp. 4–5)

🟣 5. Shared Traits of Metaphor and Metonymy

  • Both are:
    • Conventional, unconscious, and systematic in cognition
    • Expressed beyond language – in gesture, behavior, reasoning
      ➤ “They are often not verbalized… and simply motivate our behavior” (Barcelona, p. 5)
      ➤ “Conceptual metaphors and metonymies are… stable elements of our system of categories” (Barcelona, p. 6)

🟠 6. Cultural and Bodily Basis

  • Despite cultural variations, universal image schemas like UP–DOWN, CONTAINER, PATH, underlie many metaphors
    ➤ “Input or ‘source’ domains [are] universal physical notions… acquired… from bodily experiences” (Barcelona, p. 6)

🟤 7. Clarifying Metaphor vs. Metonymy

  • Metaphor: mapping across consciously separated domains
  • Metonymy: mapping within a single superordinate domain
    ➤ “Metaphor is… between domains… consciously classified as separate” (Barcelona, p. 9)

🔷 8. Interaction Between Metaphor and Metonymy

a) 🧩 Metonymy motivates metaphor

  • e.g., SADNESS IS DOWN is motivated by body posture (drooping) → EFFECT FOR CAUSE
    ➤ “The metaphor SADNESS IS DOWN… is conceptually motivated by the metonymy” (Barcelona, p. 10)

b) 🔁 Metaphor motivates metonymy

  • e.g., Caught the minister’s ear = ATTENTION IS A MOVING ENTITY + EAR FOR ATTENTION
    ➤ “This metonymy only takes place within metaphorical mappings involving attention” (Barcelona, p. 11)

9. Blending Theory (Conceptual Integration)

  • Blends combine elements from multiple spaces with emergent meaning
    ➤ “Mapped onto a ‘blended space’… whose conceptual structure is not wholly derivable” (Barcelona, p. 8)
    Unidirectionality remains—main inferences flow from blend → target (Barcelona, p. 8)

🔶 10. Conceptual Problems with Metonymy

  • Ongoing debates:
    • Is metonymy a mapping or activation?
    • Does it need to be referential? ➤ “Metonymy… causes the mental activation of the target” (Barcelona, p. 4)
      ➤ “Metonymy need not be referential… John is a Picasso… not referential” (Barcelona, p. 13)

🌈 11. Typology and Conventionalization of Metonymy

  • Conventional metonymy requires:
    1. Natural pattern (e.g., PART FOR WHOLE)
    2. Social sanctioning
      ➤ “A metonymy becomes conventional if it… follows natural patterns… and is socially sanctioned” (Barcelona, pp. 14–15)

💠 12. Continuum Perspective

  • The boundary between metaphor and metonymy is scalar, not absolute
    ➤ “The distinction… should be regarded as scalar, rather than as absolute” (Barcelona, p. 10)

📘 13. Contributions in the Volume

  • Grouped into:
    • Theoretical explorations (e.g., Kövecses, Fauconnier, Radden)
    • Applications in discourse, grammar, polysemy (e.g., Niemeier, Goossens, Freeman)
      ➤ “The contributions… are a fair reflection of the current state of the cognitive theory…” (Barcelona, p. 25)
Theoretical Terms/Concepts in “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona
💡 Term🧠 Explanation📘 Usage in the Article (In-text Citation)
🔵 Cognitive Theory of Metaphor and Metonymy (CTMM)A theoretical approach in cognitive linguistics that sees metaphor and metonymy as conceptual, systematic, and bodily grounded mappings.CTMM is presented as being at a theoretical crossroads due to new developments like blending and deeper metonymy analysis (Barcelona, p. 1).
🟢 Experiential DomainAn area of lived human experience (e.g., love, travel) used as a conceptual space in metaphor/metonymy.Metaphor involves mapping one experiential domain onto another (Barcelona, p. 3).
🔴 Source Domain / Target DomainIn metaphor, the source is the conceptual origin (e.g., journey), and the target is the concept being understood (e.g., love).In LOVE IS A JOURNEY: “journeys” = source; “love” = target (Barcelona, p. 3).
🟡 Ontological / Epistemic SubmappingsOntological = mappings of entities and roles; Epistemic = mappings of knowledge or reasoning structures.Submappings like “lovers = travelers” and “vehicle = relationship” are ontological (Barcelona, p. 3–4).
🟣 Invariance HypothesisThe metaphor cannot violate the internal structure of the target domain; only compatible properties are mapped.Used to explain partial mappings like TIME IS MONEY, where not all features transfer (Barcelona, p. 4).
🟠 MetonymyA mapping within the same domain where one element activates another, such as part-for-whole.Examples include “pretty face” (FACE FOR PERSON) and “ham sandwich” (FOOD FOR CUSTOMER) (Barcelona, p. 4–5).
Image SchemaBasic recurring patterns in bodily experience (e.g., container, path, up-down) that underpin conceptual metaphors.These universal physical schemas ground metaphors across cultures (Barcelona, p. 6).
🔷 Blending / Conceptual IntegrationA mental operation where two input spaces are merged into a blended space with emergent structure.Proposed as an extension of CTMM, enriching understanding of metaphor in discourse (Barcelona, p. 8).
🟤 Unidirectionality of MetaphorMetaphors project only from source → target, not vice versa.The claim distinguishes CTMM from interaction theories like Black’s (Barcelona, p. 7).
🔶 Conceptual ActivationA mental triggering of a concept or domain, often without full mapping (debated in metonymy discussions).Questioned whether metonymy is mapping or just activation (Barcelona, p. 13).
🧡 Metaphor-Metonymy InteractionConceptual or textual interplay between metaphor and metonymy.Types include metonymy motivating metaphor (e.g., SADNESS IS DOWN), and co-instantiation (Barcelona, pp. 10–12).
💠 Conceptual Model / ICMIdealized Cognitive Model: structured knowledge representations underlying our understanding of domains.Metonymy occurs within a shared ICM, like “restaurant” or “emotion” (Barcelona, p. 4–5, 13).
💙 Cultural ModelSocially shared conceptualizations that influence metaphor and metonymy.Concepts like AUTHOR FOR WORK are conventional due to cultural salience (Barcelona, p. 15).
🩵 Scalar Continuum of Metaphor-MetonymyThe view that metaphor and metonymy are not binary but exist along a conceptual scale.Supported by Radden, Goossens, and others in this volume (Barcelona, p. 10).
🧊 Typology of MetonymyClassifying metonymies by pattern (e.g., PART FOR WHOLE, EFFECT FOR CAUSE).Used to identify “natural” types of metonymy and explain conventionalization (Barcelona, pp. 14–15).
Contribution of “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona to Literary Theory/Theories

1. 🔍 Cognitive Literary Theory / Cognitive Poetics

  • 💡 Contribution: Positions metaphor and metonymy as core conceptual mechanisms underlying literary language and interpretation.
  • 📘 “Literary metaphors and metonymies are normally just creative extensions and elaborations of these conventional mappings.” (Barcelona, p. 6)
  • 🌐 Supports the idea that literary texts are processed using the same mental tools as everyday language, grounding cognitive poetics.
  • 🧠 Emphasizes systematic, unconscious mappings as foundational for literary meaning.

2. 🧩 Reader-Response Theory

  • 💬 Contribution: Highlights how metaphor/metonymy rely on entrenched cognitive models shaped by culture and individual experience.
  • 📘 “The domains of experience are not necessarily the same in all cultures” (Barcelona, p. 6)
  • 🎨 Readers interpret texts through their own cultural and bodily-based metaphoric networks, echoing reader-response emphasis on subjectivity.

3. 🧠 Embodied Cognition & Phenomenological Literary Theory

  • 🦶 Contribution: Asserts that meaning arises from bodily interaction with the world; metaphors emerge from body-based experiences.
  • 📘 “One of the major general cognitive abilities is imagination…to project concepts onto other concepts.” (Barcelona, p. 2)
  • 🔄 Connects with phenomenological theories (e.g., Merleau-Ponty), which focus on the lived, bodily experience of reading and writing.

4. 🧬 Structuralism and Post-Structuralism (as a contrast)

  • 🧨 Contribution: Critiques formalist focus on language structure by stressing meaning as culturally and experientially grounded.
  • 📘 “Metaphors consist of fixed multiple simultaneous projections… metaphorical meaning is irreducible to literal meaning.” (Barcelona, p. 7)
  • 🛑 Challenges rigid dichotomies like literal vs. figurative, opposing classical structuralist treatments of metaphor (e.g., Saussure).

5. 🧷 Semiotics

  • 🔁 Contribution: Extends the semiotic range of signs to include non-verbal and behavioral metaphor/metonymy.
  • 📘 “They are often not verbalized, but can be expressed through gestures or other non-verbal communicative devices.” (Barcelona, p. 6)
  • 🪞 Encourages analysis of gestures, images, and performativity in literature as semiotic carriers of metaphor/metonymy.

6. 🎨 Stylistics and Literary Discourse Analysis

  • 🧰 Contribution: Provides tools for analyzing polysemy, figurative language, and genre-specific expression in literary texts.
  • 📘 “Literary metaphors are just creative extensions… of entrenched metaphoric networks” (Barcelona, p. 6)
  • 🧱 Encourages layered textual analysis through conceptual blending and metaphor-mapping hierarchies.

7. 🔗 Critical Discourse Theory

  • 🧭 Contribution: Metaphors/metonymies shape ideological positions, especially in journalistic, poetic, and political texts.
  • 📘 “The book… includes the analysis of literary and journalistic discourse” (Barcelona, p. 2)
  • 🔍 Enables a power-conscious reading of metaphorical constructions in texts, aligning with critical literary theory.

8. 🔄 Intertextuality / Conceptual Networks

  • 🕸️ Contribution: Demonstrates how metaphors are connected through conceptual hierarchies and networks across texts.
  • 📘 “LOVE IS A JOURNEY can be shown to be a specification of LIFE IS A JOURNEY… of the EVENT STRUCTURE metaphor” (Barcelona, p. 6)
  • 🧠 Supports intertextual analysis through cognitive inheritance—metaphors in one text link to broader cultural metaphors.

9. 📜 Genre Theory

  • 🧾 Contribution: Cognitive theory explains how genre conventions rely on stable metaphorical and metonymic expectations.
  • 📘 “Blending… accounts not only for metaphor and metonymy, but also irony, counterfactuals, and grammar” (Barcelona, p. 8)
  • 💡 Reveals how genres like satire or tragedy function through systematic metaphorical framing.

🎁 Summary: Antonio Barcelona’s article…

…transforms metaphor/metonymy from decorative literary tropes into core mental operations. It bridges cognitive science and literary theory, giving scholars tools to decode deep structure, stylistic nuance, and cultural meaning in literary texts.

Examples of Critiques Through “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona
🌟 Literary Work🧠 CTMM-Based Critique🧩 Relevant CTMM Concept📘 Key Insight or Analysis
1. William Shakespeare’s MacbethThe imagery of “sleep” and “blood” reflects metonymic activation—blood stands for guilt, sleep for innocence.🔴 Metonymy as activation within a domain (Barcelona, p. 4–5)“Sleep no more!” links SLEEP = INNOCENCE; when lost, it represents guilt. BLOOD = CONSEQUENCE OF MURDER = GUILT. This part-for-whole metonymy supports the tragedy’s moral decay.
2. Sylvia Plath’s The Bell JarThe “bell jar” metaphor illustrates conceptual blending: mental illness as a suffocating glass dome over reality.🟡 Conceptual Integration / Blending (Barcelona, p. 8)The metaphor is built from domains of CONFINEMENT + CLARITY → creates a BLENDED SPACE where mental illness is both visible and suffocating.
3. Emily Dickinson’s I felt a Funeral in my BrainEmotion conceptualized through metaphors grounded in embodiment, e.g., MIND IS A ROOM, DEATH IS A JOURNEY.🟢 Image schemas & embodied metaphors (Barcelona, p. 6–7)The “treading” of mourners suggests FORCE schemas (Lakoff & Johnson), mapping physical pressure onto emotional trauma. The coffin = metaphor for cognitive breakdown.
4. Toni Morrison’s BelovedUses culturally rooted metonymy and metaphor: “milk” = motherhood, “Beloved” = memory incarnate.🔵 Cultural models & metonymic embodiment (Barcelona, p. 14–15)“Milk” metonymically stands for maternal loss and identity. The ghost as memory = conceptual metaphor: TRAUMA IS A HAUNTING ENTITY. These are rooted in Black cultural schemas.
Criticism Against “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona

🔵 Over-Reliance on Metonymic Motivation

Barcelona proposes that every metaphor may be motivated by metonymy, a “radical hypothesis” (Barcelona, p. 17).
🟦 Critique: This overgeneralization could undermine metaphor’s distinct conceptual role, conflating two different cognitive operations.

🟣 Unstable Notion of ‘Cognitive Domains’

Cognitive domains are described as encyclopedic and variable across individuals (Barcelona, p. 9).
🟪 Critique: If domains lack clear boundaries, distinguishing between metaphor and metonymy becomes fuzzy and subjective, weakening analytical clarity.

🔴 Neglect of Linguistic Surface Realization

CTMM emphasizes conceptual projection over linguistic form (Barcelona, p. 6).
🟥 Critique: Critics argue this underplays syntax, pragmatics, and stylistic nuances, which are vital in literary and poetic texts.

🟢 Minimal Engagement with Competing Theories

Though Barcelona mentions Searle, Davidson, and Black (p. 6), CTMM largely avoids detailed debate with these views.
🟩 Critique: The lack of systematic theoretical contrast reduces the robustness of CTMM’s claims, especially concerning metaphor’s irreducibility to literal meaning.

🟡 Overextension of Blending Theory

The integration of Fauconnier and Turner’s blending is hailed as a refinement (Barcelona, p. 8).
🟨 Critique: Some scholars argue blending complicates rather than clarifies metaphor-metonymy relations by adding layers of abstraction not always empirically testable.

🟠 Cultural Generalizations

CTMM asserts image schemas like CONTAINER or VERTICALITY are universal (Barcelona, p. 7).
🟧 Critique: This may neglect culture-specific conceptualizations, especially in non-Western or oral traditions where metaphor systems may differ.

Limited Empirical Testing

While richly illustrated, the theory relies heavily on introspective linguistic examples (e.g., p. 3–5).
Critique: Critics from experimental linguistics and cognitive science demand more quantitative and neurocognitive evidence to support CTMM’s claims.


Balanced View

While Antonio Barcelona’s introduction is seminal in mapping metaphor-metonymy interaction and integrating blending theory, its theoretical overreach and empirical fuzziness invite legitimate scholarly critique. Despite these, it remains foundational in cognitive stylistics and metaphor studies.

Representative Quotations from “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona with Explanation
🌟QuotationExplanation
🔁“Metaphor is the cognitive mechanism whereby one experiential domain is partially ‘mapped’ onto a different experiential domain.” (p. 3)This defines metaphor as a cross-domain mapping where understanding of one concept (target) is achieved via another (source).
🧠“Metonymy is a conceptual projection whereby one experiential domain… is understood in terms of another… within the same common experiential domain.” (p. 4)Barcelona distinguishes metonymy as intra-domain mapping, often based on contiguity, unlike metaphor.
🔍“Both metaphor and metonymy are regarded… as conventional mental mechanisms, not to be confused with their expression.” (p. 5)Emphasizes the conceptual, cognitive nature of metaphor/metonymy as mental phenomena, not just linguistic expressions.
🔄“Metaphor and metonymy often interact… the metonymic basis of metaphor receives particular attention.” (p. 2)Barcelona notes how metonymy can motivate metaphor, suggesting interdependent relationships between the two.
🧱“LOVE IS A JOURNEY… The lovers correspond to the travelers; the love relationship corresponds to the vehicle.” (p. 3)This is a classic conceptual metaphor, showing how metaphor structures our understanding of abstract experiences through image schemas.
⚖️“The main constraint on metaphorical mappings seems to be the so-called Invariance Hypothesis.” (p. 4)The Invariance Hypothesis restricts metaphors from violating the structure of the target domain—essential in maintaining cognitive coherence.
💡“An important distinction exists… between metaphorical and metonymic conceptual projections and… expressions.” (p. 5)Highlights the distinction between mental mappings and their linguistic instantiations—a key cognitive linguistics insight.
🔬“Metonymy has received much less attention… although it is probably even more basic to language and cognition.” (p. 4)A critical remark on scholarly neglect of metonymy, arguing for its primacy in cognitive processes.
⚙️“Metaphors and metonymies are usually automatic, unconscious mappings, pervasive in everyday language.” (p. 6)Suggests that both are deeply embedded in cognitive behavior, operating largely below conscious awareness.
🌐“Metaphors and metonymies are to a large extent culture-specific… but overarching ones seem to have universal physical notions.” (p. 6)Explains how universal schemas like container or verticality underpin metaphor across cultures, despite linguistic variation.
Suggested Readings: “Introduction: The Cognitive Theory of Metaphor And Metonymy” by Antonio Barcelona
  1. Steen, Gerard. “Metonymy Goes Cognitive-Linguistic.” Style, vol. 39, no. 1, 2005, pp. 1–11. JSTOR, http://www.jstor.org/stable/10.5325/style.39.1.1. Accessed 21 Apr. 2025.
  2. Strack, Daniel C. “Who Are the Bridge-Builders? Metaphor, Metonymy, and the Architecture of Empire.” Style, vol. 39, no. 1, 2005, pp. 37–53. JSTOR, http://www.jstor.org/stable/10.5325/style.39.1.37. Accessed 21 Apr. 2025.
  3. Hetherington, Paul, and Cassandra Atherton. “Metaphor, Metonymy, and the Prose Poem.” Prose Poetry: An Introduction, Princeton University Press, 2020, pp. 177–98. JSTOR, https://doi.org/10.2307/j.ctv10crd4v.11. Accessed 21 Apr. 2025.

“Love (III)” by George Herbert: A Critical Analysis

“Love (III)” by George Herbert first appeared in 1633 as part of his posthumously published collection The Temple, a seminal work of English religious poetry.

"Love (III)" by George Herbert: A Critical Analysis
Introduction: “Love (III)” by George Herbert

“Love (III)” by George Herbert first appeared in 1633 as part of his posthumously published collection The Temple, a seminal work of English religious poetry. This deeply intimate and theological poem reflects Herbert’s central themes of divine grace, spiritual humility, and the transformative power of God’s love. Its popularity stems from the tender yet profound dialogue between the speaker and the personified figure of Love, symbolizing God. The speaker, weighed down by guilt—“Guilty of dust and sin”—initially resists Love’s welcome, but is gradually drawn into acceptance through Love’s gentle insistence and grace. The line “Who made the eyes but I?” epitomizes Love’s forgiving nature, emphasizing that human flaws are not barriers to divine communion. Ultimately, the poem’s enduring resonance lies in its universal portrayal of unworthiness met with unconditional love, culminating in the symbolic act of communion: “So I did sit and eat.” This moment of spiritual surrender and divine hospitality encapsulates the poem’s power, making it a cornerstone of metaphysical poetry and devotional literature.

Text: “Love (III)” by George Herbert

Love bade me welcome. Yet my soul drew back

                              Guilty of dust and sin.

But quick-eyed Love, observing me grow slack

                             From my first entrance in,

Drew nearer to me, sweetly questioning,

                             If I lacked any thing.

A guest, I answered, worthy to be here:

                             Love said, You shall be he.

I the unkind, ungrateful? Ah my dear,

                             I cannot look on thee.

Love took my hand, and smiling did reply,

                             Who made the eyes but I?

Truth Lord, but I have marred them: let my shame

                             Go where it doth deserve.

And know you not, says Love, who bore the blame?

                             My dear, then I will serve.

You must sit down, says Love, and taste my meat:

                             So I did sit and eat.

Annotations: “Love (III)” by George Herbert

Line from the PoemAnnotation / MeaningLiterary Devices
Love bade me welcome.Divine Love (God) invites the speaker in with warmth.🧑‍🎤 Personification (Love as a being) 💒 Allegory (Love = God) 🤝 Hospitality Symbol
Yet my soul drew back / Guilty of dust and sin.The speaker feels unworthy due to his sinful, mortal nature.🌫️ Symbolism (dust = human frailty) ✝️ Biblical Allusion (Genesis) 😔 Tone: Shameful
But quick-eyed Love, observing me grow slack / From my first entrance in,Love notices the speaker’s reluctance to approach.👀 Visual Imagery 🧑‍🎤 Personification ↩️ Enjambment
Drew nearer to me, sweetly questioning, / If I lacked any thing.God gently draws closer, asking with kindness.🍬 Tone: Sweet & Gentle 🗣️ Dialogue 🎁 Symbolism (grace)
A guest, I answered, worthy to be here:The speaker believes he is an unworthy guest in God’s presence.🏠 Metaphor (guest = soul before God) 🙇 Humility
Love said, You shall be he.God affirms the speaker’s worth, despite his doubts.🗣️ Dialogue 💖 Grace ✔️ Divine Affirmation
I the unkind, ungrateful? Ah my dear, / I cannot look on thee.The speaker’s guilt prevents him from meeting Love’s gaze.Rhetorical Question 😢 Tone: Contrite 🚫 Shame Symbol
Love took my hand, and smiling did reply, / Who made the eyes but I?Love comforts the speaker, reminding him God made even the flawed.🧑‍🎤 Personification 🙌 Symbolism (eyes = moral vision) 🗣️ Dialogue
Truth Lord, but I have marred them: let my shame / Go where it doth deserve.The speaker admits he has misused his gifts and deserves shame.🧎 Confession ⚖️ Justice vs. Mercy 😞 Tone: Submissive
And know you not, says Love, who bore the blame?Love reminds the speaker that Christ bore the punishment for sin.✝️ Biblical Allusion 🤝 Redemption Theme 🗣️ Dialogue
My dear, then I will serve.The speaker accepts grace and offers his service to Love.💫 Transformation 🙇 Spiritual Surrender 🤲 Tone: Devotional
You must sit down, says Love, and taste my meat:God invites the speaker to partake in communion, symbolizing acceptance.🍞 Eucharistic Symbolism 🛐 Divine Invitation 🗣️ Dialogue
So I did sit and eat.The speaker accepts divine love fully—symbol of unity and peace.🕊️ Resolution 🤝 Union with God 🍽️ Spiritual Nourishment
Literary And Poetic Devices: “Love (III)” by George Herbert
🔣 Device🧾 Definition✍️ Example from Poem🔍 Explanation
💒 AllegoryA story or poem where characters and events represent abstract ideas.Love bade me welcome.Love personifies God, symbolizing divine invitation and grace.
✝️ Allusion (Biblical)A reference to the Bible or religious texts.Guilty of dust and sinRefers to Genesis and the concept of original sin, highlighting human mortality.
⚖️ AntithesisContrasting ideas placed side by side.Truth, Lord; but I have marred themContrasts divine truth with human failure, emphasizing guilt.
📢 ApostropheDirect address to someone absent, dead, or personified.Ah my dear,The speaker addresses Love (God) directly, showing intimacy.
🎵 AssonanceRepetition of vowel sounds in nearby words.My dear, then I will serve.The “ee”/”i” sounds create softness and enhance rhythm.
🧠 Conceit (Metaphysical)An extended, complex metaphor used in metaphysical poetry.Taste my meatHospitality metaphor symbolizes Communion, blending sacred with ordinary.
🗣️ DialogueExchange between two voices or characters.Love said, You shall be he.The soul’s conversation with Love unfolds the spiritual journey.
↩️ EnjambmentSentence or phrase continues beyond the line break.Grow slack / From my first entrance in,Adds flow and reflects hesitation or emotional pacing.
🍞 Eucharistic SymbolismSymbolism referring to Holy Communion.Taste my meatRepresents Christ’s body and spiritual nourishment.
🙇 Humility ThemeEmphasis on modesty and low self-worth.A guest…worthy to be hereThe speaker feels unworthy in the divine presence.
👀 Imagery (Visual)Language that creates visual pictures.Quick-eyed Love…took my handVivid image of Love reaching out creates a humanized divine.
🌉 MetaphorComparison between two unlike things without using “like” or “as.”A guest…worthy to be hereThe soul as guest highlights the hospitality of grace.
❗ ParadoxA seemingly contradictory statement that reveals truth.Who made the eyes but I?Paradox that God made human flaws, yet still forgives them.
🧑‍🎤 PersonificationGiving human qualities to non-human things or ideas.Love bade me welcomeLove acts and speaks as a person, representing God’s grace.
❓ Rhetorical QuestionA question asked for effect, not an actual answer.I the unkind, ungrateful?Expresses guilt and self-reproach, not seeking an answer.
🩸 Sacrifice MotifReference to Christ’s redemptive suffering.Who bore the blame?Echoes Christ’s sacrifice, relieving the speaker of guilt.
🔍 Self-examinationReflecting on personal guilt, morality, or flaws.But I have marred themSpeaker confronts his own spiritual shortcomings.
🧿 SymbolismUse of concrete elements to represent abstract ideas.Eyes, meat, guest, handEach object stands for spiritual truths like grace and communion.
🔄 Tone (Transformational)The emotional shift or development in a poem.From guilt → grace → peaceEmotional arc reflects the speaker’s spiritual transformation.
🔁 Volta (Turn)A rhetorical or emotional shift in a poem.Who bore the blame?Marks a turning point from shame to acceptance.
Themes: “Love (III)” by George Herbert

1. 💒 Divine Grace and Acceptance: “Love (III)” by George Herbert centers around the profound theme of divine grace, where unconditional love from God overcomes the speaker’s deep sense of guilt. The poem opens with: “Love bade me welcome,” portraying Love (💒 symbolic of God) as a gracious host. Though the speaker draws back “Guilty of dust and sin” (✝️ Biblical Allusion), Love gently insists on his presence. The turning point comes with “And know you not…who bore the blame?”, referencing Christ’s atonement (🩸 Sacrifice Motif), reminding the speaker that his sin has already been redeemed. Grace replaces judgment, culminating in “So I did sit and eat,” a symbolic moment of Eucharistic acceptance (🍞). This theme highlights that God’s love is not based on merit but on mercy, making the poem a timeless expression of spiritual comfort.


2. 🙇 Humility and Unworthiness: “Love (III)” by George Herbert powerfully explores the theme of human humility in the face of divine holiness. From the outset, the speaker confesses his unworthiness: “A guest…worthy to be here.” His feelings of spiritual inferiority are captured in “I the unkind, ungrateful? Ah my dear, I cannot look on thee.” These lines emphasize an inner conflict of guilt and inadequacy, as he admits he has “marred” the gifts given by God (🔍 Self-examination). Despite this, Love persists in kindness, a contrast that underscores the speaker’s sincere humility (🙇). His reluctance is not rooted in rebellion but in reverence, and it is precisely this humble posture that prepares him to receive grace. In the end, humility is not an obstacle, but a gateway to transformation and communion with the divine.


3. 🧑‍🤝‍🧑 Hospitality and Communion: “Love (III)” by George Herbert employs the metaphor of hospitality to portray the act of divine welcome and spiritual nourishment. The poem draws on the imagery of a guest being invited to a feast: “You must sit down…and taste my meat.” This reflects the sacred Christian rite of Communion (🍞 Eucharistic Symbolism), where God hosts the soul at a spiritual table. The language of food and invitation carries deep theological weight, emphasizing intimacy, belonging, and unconditional acceptance. Though the speaker initially declines, his eventual response — “So I did sit and eat” — marks his participation in divine fellowship. In this scene, Love is not only forgiving but nurturing, offering sustenance that represents peace, unity, and salvation. 🧑‍🤝‍🧑


4. 🔄 Spiritual Transformation: “Love (III)” by George Herbert masterfully captures a journey of spiritual transformation, as the speaker moves from shame and hesitation to peace and acceptance. The tone (🔄) transitions from “my soul drew back” to “So I did sit and eat,” charting an inward evolution. The poem’s volta (🔁) is found in the question: “And know you not…who bore the blame?”—a reference to Christ’s redemptive sacrifice, which allows the speaker to let go of guilt. This moment reframes his relationship with God, allowing him to say: “Then I will serve.” The transformation is both spiritual and emotional — from self-loathing to trust, from fear to grace. Ultimately, the poem concludes not with resistance but with rest, symbolizing the peace that follows reconciliation. 🍽️

Literary Theories and “Love (III)” by George Herbert
📘 Literary Theory🧠 Definition✍️ Application to the Poem📖 Example from the Poem
✝️ Theological CriticismExamines religious themes, symbols, and spiritual messages, especially within Christian contexts.The entire poem functions as a theological allegory where Love = God. It illustrates divine grace, forgiveness, and sacramental imagery, especially the Eucharist.“And know you not…who bore the blame?” → reference to Christ’s atonement. 🍞 “Taste my meat” → Holy Communion symbolism.
🧠 Psychological CriticismExplores internal conflicts, guilt, repression, and transformation of the psyche.The speaker experiences a profound inner struggle between guilt and acceptance. The conversation with Love reveals a journey of spiritual healing and self-reconciliation.“I the unkind, ungrateful?… I cannot look on thee.” → Indicates shame and inner conflict. ❤️ “So I did sit and eat.” → Acceptance of forgiveness and self-worth.
📜 Formalism / New CriticismFocuses on the structure, language, tone, and imagery of the text itself, without outside context.Emphasis on dialogue, paradox, symbolism, and structure. The shift in tone and tightly constructed form highlight the spiritual journey purely through poetic elements.“Love bade me welcome… Yet my soul drew back” → Contrasting images of grace and guilt. 🌀 Use of metaphor, personification, and rhetorical question to convey meaning.
👥 Reader-Response TheoryConsiders the reader’s role in creating meaning; how one’s personal beliefs and experiences shape interpretation.Readers may relate differently: some see it as comforting, others may focus on the weight of sin or the beauty of grace. The poem invites emotional and spiritual introspection.“You must sit down…and taste my meat.” → Readers may see this as gentle invitation or spiritual command, depending on their own beliefs.
Critical Questions about “Love (III)” by George Herbert

1. How does “Love (III)” by George Herbert represent the tension between divine grace and human guilt?

“Love (III)” by George Herbert captures the profound tension between a soul’s sense of unworthiness and the overwhelming generosity of divine grace. The speaker begins with “Love bade me welcome. Yet my soul drew back, / Guilty of dust and sin,” immediately establishing his reluctance to accept divine hospitality due to a deep awareness of personal sin. This internal struggle continues throughout the poem, as the speaker repeatedly questions his own worthiness: “A guest…worthy to be here?” and “I the unkind, ungrateful?” However, Love—representing God—responds with compassion and reassurance, culminating in the pivotal line: “And know you not…who bore the blame?” This moment, referencing Christ’s atonement, shifts the focus from guilt to grace. The final line, “So I did sit and eat,” signifies the soul’s surrender to divine love, illustrating that grace overcomes guilt not through merit, but through mercy.


2. In what ways does “Love (III)” by George Herbert use personification to deepen its spiritual message?

“Love (III)” by George Herbert employs personification as its central literary strategy, giving human characteristics to the abstract concept of divine love. From the first line—“Love bade me welcome”—Love is not simply a feeling or an idea but a living, speaking being, engaging in dialogue with the speaker. Love watches attentively (“quick-eyed Love”), speaks gently, smiles, takes the speaker’s hand, and finally offers him food. These human actions reflect God’s active, intimate involvement in the life of the believer. By embodying Love in such a tangible way, Herbert brings the spiritual reality of grace and forgiveness into an emotionally relatable context. This technique bridges the gap between abstract theology and personal experience, making divine love feel accessible, compassionate, and deeply human.


3. How does the structure of “Love (III)” by George Herbert support its spiritual themes?

“Love (III)” by George Herbert is carefully structured as a dialogue, alternating between the speaker and Love (God), which supports the poem’s spiritual themes of confession, grace, and reconciliation. The use of iambic pentameter and a regular rhyme scheme (ABABCC) lends a sense of harmony and order to the emotional turbulence expressed within. The structure also allows a progressive development in tone—from resistance and guilt to surrender and acceptance. For instance, the shift from “I cannot look on thee” to “So I did sit and eat” marks a clear emotional and spiritual journey. The symmetry of the stanzas mirrors the internal resolution of conflict, as the soul moves from isolation to union with the divine. Thus, the poem’s orderly form enhances its message: that grace brings spiritual clarity, balance, and peace.


4. What is the significance of the final line in “Love (III)” by George Herbert: “So I did sit and eat”?

“Love (III)” by George Herbert concludes with the profoundly simple yet symbolically rich line: “So I did sit and eat.” This statement marks the end of the speaker’s spiritual resistance and the beginning of acceptance and communion. It reflects the culmination of the poem’s emotional arc—from guilt and doubt to faith and trust. The act of sitting and eating echoes the Christian Eucharist (Holy Communion), symbolizing union with Christ and participation in divine life. What makes this final line so powerful is its understated tone; after such intense inner turmoil, the acceptance of grace is presented not as a grand revelation but as a quiet, peaceful act of trust. It affirms that God’s love requires only openness, not perfection, and that divine hospitality is always waiting to be received.


Literary Works Similar to “Love (III)” by George Herbert

  • ✝️ “The Collar” by George Herbert
    📌 Similarity: This poem also explores the tension between spiritual rebellion and divine calling. Like “Love (III)”, it ends in a moment of submission and grace, with God calling the speaker “Child” and the soul replying “My Lord.”
    🔄 Theme: Spiritual struggle → surrender
    🗣️ Style: Internal dialogue with a divine voice

  • 🍞 “The Agony” by George Herbert
    📌 Similarity: Focuses on Christ’s suffering and sacrificial love, echoing “Love (III)”’s reference to the Eucharist in “taste my meat.” Both poems emphasize atonement and spiritual communion.
    🩸 Theme: Redemption through Christ’s pain
    ✝️ Symbolism: Eucharistic and Passion imagery

  • 🙇 “Hymn to God, My God, in My Sickness” by John Donne
    📌 Similarity: Reflects on mortality, divine will, and eternal peace. Like “Love (III)”, it ends with acceptance and calm, showing a soul at peace with God’s plan.
    🕊️ Theme: Mortality, submission, trust in God
    ⚖️ Tone: Reflective and humble

  • 💫 “A Dialogue of Self and Soul” by W.B. Yeats
    📌 Similarity: Though more philosophical than devotional, this poem mirrors “Love (III)” in its dialogue form and exploration of inner conflict. The speaker wrestles with desire and eternal purpose, like Herbert’s soul confronting divine love.
    🧩 Structure: Dual-voice introspection
    ⚔️ Theme: Conflict between earthly and eternal selves
Representative Quotations of “Love (III)” by George Herbert
📜 Quotation🔍 Context🧠 Theoretical Perspective🔣 Idea
“Love bade me welcome.”Opens the poem with personified Love (God) inviting the speaker.Theological Criticism – God’s initiating grace.💒 Divine Invitation
“Yet my soul drew back, / Guilty of dust and sin.”Speaker instinctively withdraws due to shame.Psychological Criticism – Internalized guilt and unworthiness.🙇 Human Frailty
“Quick-eyed Love, observing me grow slack…”Love notices the speaker’s reluctance.Reader-Response – Readers may relate to divine attentiveness.👀 Divine Awareness
“A guest, I answered, worthy to be here:”Speaker confesses he doesn’t feel worthy to be in Love’s presence.Formalism – Reveals theme through metaphor of hospitality.🏠 Spiritual Hospitality
“Love said, You shall be he.”Love (God) affirms the speaker’s worth despite his guilt.Theological Criticism – Emphasizes unconditional grace.✔️ Affirmation
“I the unkind, ungrateful?”Rhetorical question expressing the speaker’s remorse.Psychological Criticism – Self-reproach and spiritual anxiety.❓ Guilt & Shame
“Who made the eyes but I?”Love challenges the speaker’s shame by reminding him of divine creation.Theological Criticism – God accepts and understands human imperfection.👁️ Creator Logic
“And know you not…who bore the blame?”Refers to Christ’s atonement for sin.Theological Criticism – Central Christian doctrine of substitutionary sacrifice.✝️ Redemption
“Then I will serve.”The speaker shifts from shame to readiness to serve Love.Reader-Response – The moment of personal transformation.🔄 Submission
“So I did sit and eat.”Final acceptance of Love’s invitation, symbolic of communion.Eucharistic Theology / Formalism – Physical action as spiritual union.🍞 Communion

🧠 Theoretical Lenses Used:
  • Theological Criticism ✝️: Focuses on grace, redemption, divine themes.
  • Psychological Criticism 🧠: Explores guilt, shame, and internal conflict.
  • Reader-Response Theory 👥: Emphasizes the reader’s experience and reflection.
  • Formalism 📜: Analyzes structure, tone, and literary techniques.
Suggested Readings: “Love (III)” by George Herbert
  1. Herbert, George. “Love (III).” The English Poems of George Herbert. Cambridge: Rivingtons 199 (1871).
  2. Williams, Anne. “Gracious Accommodations: Herbert’s ‘Love III.’” Modern Philology, vol. 82, no. 1, 1984, pp. 13–22. JSTOR, http://www.jstor.org/stable/437671. Accessed 14 Apr. 2025.
  3. Vendler, Helen. “George Herbert and God.” Invisible Listeners: Lyric Intimacy in Herbert, Whitman, and Ashbery, Princeton University Press, 2005, pp. 9–30. JSTOR, http://www.jstor.org/stable/j.ctt7sbbp.5. Accessed 14 Apr. 2025.
  4. BLOCH, CHANA. “George Herbert and the Bible: A Reading of ‘Love (III).’” English Literary Renaissance, vol. 8, no. 3, 1978, pp. 329–40. JSTOR, http://www.jstor.org/stable/43446928. Accessed 14 Apr. 2025.

“Metaphor And Literary Comprehension” By Gerard Steen: Summary and Critique

“Metaphor and Literary Comprehension” by Gerard Steen first appeared in Poetics, Volume 18, in 1989 (pp. 113–141, North-Holland).

"Metaphor And Literary Comprehension" By Gerard Steen: Summary and Critique
Introduction: “Metaphor And Literary Comprehension” By Gerard Steen

“Metaphor and Literary Comprehension” by Gerard Steen first appeared in Poetics, Volume 18, in 1989 (pp. 113–141, North-Holland). Steen proposes a comprehensive discourse-theoretical framework for understanding metaphor in literary texts. He distinguishes three major functions of metaphor—expressive, transactional, and interactional—which align with the three dimensions of discourse: linguistic, cognitive, and communicative. A central concern of the essay is how the literary status of discourse alters the cognitive processing of metaphor. Steen contends that the reader’s literary attitude, shaped by socio-cultural conventions like the Esthetic (E) and Polyvalence (P) conventions, fundamentally transforms the way metaphors are identified, comprehended, and appreciated. He builds on models from cognitive psychology and literary theory (notably the Empirical Study of Literature, or ESL) to argue that metaphor understanding in literature is not merely a linguistic or stylistic feature but a dynamic cognitive event shaped by reading context and reader behavior. Importantly, Steen proposes testable hypotheses distinguishing implicit and explicit metaphor processing in readers, contributing to empirical literary research and bridging a gap between cognitive science and literary theory. His essay remains vital for scholars interested in metaphor, literary pragmatics, and discourse processing, asserting that metaphor in literature is both a site of cognitive richness and a reflection of deeper socio-cultural reading practices.

Summary of “Metaphor And Literary Comprehension” By Gerard Steen

🔍 Discourse-Theoretical Approach to Metaphor

  • 🧩 Metaphor must be understood within the broader framework of discourse, which encompasses language (text), cognition (comprehension), and communication (social interaction).

“Discourse can be treated as a congeries of three kinds of structures… language, cognition, and communication” (p. 115).
✳️


🎭 Three Functions of Metaphor

  • 💬 Expressive function (linguistic): Metaphor serves as a formal device to concisely express what would otherwise be lengthy or indirect.

“‘Julia is the sun’ is formally much more pointed than the lengthy alternatives” (p. 119).
✍️

  • 🧠 Transactional function (cognitive): Metaphor helps us relate and understand conceptual domains that are typically unrelated.

“Lovers are not often seen in terms of heavenly bodies, excusez le mot, but Shakespeare manages…” (p. 119).
🧠

  • 🤝 Interactional function (communicative): Metaphors influence the flow and interpretation of communication, shaped by genre and social context.

“This force may be vivid or flat, surprising or banal… esthetically pleasing or displeasing” (p. 119).
📡


📖 Literary vs. Non-Literary Reading

  • 🧾 Understanding metaphors is shaped by the type of discourse—literary or non-literary—and the attitude of reading the reader adopts.

“Understanding metaphor in a literary way may be highly influenced by the adoption of a literary attitude of reading” (p. 114).
🎭

  • 🧠 A literary attitude activates Esthetic (E) and Polyvalence (P) conventions, focusing on multiple meanings and aesthetic value rather than factual clarity.

“The Esthetic convention… implies the suspension of criteria such as true/false… The Polyvalence convention induces subjectively satisfactory comprehension processes…” (p. 123).
🌀


🔁 Role of Analogical Processing

  • 🔗 Analogy is central to metaphor comprehension in literature, where it is not just a problem-solving tool but a method of layered interpretation.

“The principle of analogy… is explosively exploited rather than restricted [in literature]” (p. 125).
🧪

  • 🧙 Allegory is seen as extended metaphorical analogy, but not all literary metaphors are allegorical.

“Allegory… has two separate meanings rather than one… metaphor also may have more clearly or vaguely distinct meanings than one” (p. 130).
🔍


🧩 Polyvalence of Literary Metaphor

  • 🎨 Literary metaphors tend to be polyvalent—open to multiple interpretations—due to vehicle elaboration and contextual layering.

“Polyvalence in literary metaphor may be due to… a series of vehicle interpretations” (p. 128).
🧷

  • 🧠 This results in a richer, multidimensional understanding as readers extract overlapping or even conflicting meanings.

“Metaphors may be refunctionalized as literary signs… producing symbolism and other effects” (p. 130).
🔮


🧭 Identification, Comprehension, and Appreciation

  • 📌 Steen proposes a three-part model of how metaphors are processed:
    1. Identification – Recognizing the presence of a metaphor
    2. Comprehension – Constructing meaning
    3. Appreciation – Valuing or evaluating the metaphor

“Identification of metaphor may be… metatextual elaboration… comprehension may lead to… alternative frames… appreciation may be part of polyvalent elaborations” (p. 134).
🔍🧠💖


🔄 Explicit vs. Implicit Processing

  • 👀 Steen distinguishes between explicit and implicit versions of all three processes, arguing that literary reading fosters explicit awareness of metaphor.

“Explicit identification… a meta-statement concerning the perceived metaphorical nature…” (p. 136).
⚖️

  • 📢 For example, explicit vehicle interpretation (recognizing and analyzing the metaphor’s source domain) is more likely in literary contexts.

“Experienced readers… emphasize vehicle interpretation… inexperienced readers tend to overlook this aspect” (p. 137).
🧭


🧪 Empirical and Cognitive Approach

  • 🧬 Steen emphasizes the need for empirical testing of his hypotheses via cognitive psychology (e.g., think-aloud protocols) and interdisciplinary work.

“Such obstacles need not prevent us… from both formulating tentative programs of research…” (p. 139).
📊

  • 🧑‍🔬 He encourages bridging gaps between psychological models of language comprehension and literary theory, advocating for discourse-based analysis.

“Many metaphors in literary texts need not be understood in a literary way… hence a general discourse theory is required…” (p. 139).
🧠🔗📚

Theoretical Terms/Concepts in “Metaphor And Literary Comprehension” By Gerard Steen
📘 Theoretical Term 📖 Explanation📎 Reference from Article
Discourse Theory 🔀A multi-dimensional approach to language involving linguistic (textual), cognitive, and communicative structures.“All discourse can be treated as a congeries of three kinds of structures… language, cognition, and communication” (p. 115).
Expressive Function 🗣The linguistic function of metaphor as a compact and evocative form of formal expression.“Language as a formal entity has only one function in discourse, i.e. an expressive one” (p. 117).
Transactional Function 🧠The cognitive role of metaphor in creating conceptual links between unrelated domains.“The direct connection… between two conceptual entities or domains…” (p. 119).
Interactional Function 🤝The social/communicative impact of metaphor—how it shapes relationships and discourse tone.“Its role in the domain of literary or non-literary communication” (p. 119).
E and P Conventions 🎨📚Esthetic (E) and Polyvalence (P) reading conventions that frame literary interpretation.“The Esthetic convention… The Polyvalence convention…” (p. 123).
Literary Attitude of Reading 🎭A cognitive mode of reading marked by openness to metaphor, ambiguity, and deeper engagement.“Understanding metaphor in a literary way… influenced by the adoption of a literary attitude of reading” (p. 114).
Analogical Processing 🔗Reasoning strategy that draws comparisons between domains; essential for metaphor interpretation.“The principle of analogy… is explosively exploited rather than restricted [in literature]” (p. 125).
Metaphorical Analogy 🔍Analogical comparison between dissimilar domains that underpins metaphor formation.“Metaphorical analogies do not involve terms from similar domains” (p. 126).
Allegory 🏛️An extended metaphor or analogy with two structurally distinct yet connected layers of meaning.“Allegory… has two separate meanings rather than one…” (p. 130).
Polyvalence 🌀The literary feature where multiple interpretations of a metaphor (or text) coexist.“Polyvalence in literary metaphor may be due to… a series of vehicle interpretations” (p. 128).
Vehicle Interpretation 🚗Cognitive processing of the metaphor’s source domain to evoke layered or image-rich meanings.“Vehicle interpretation… necessary to invoke the image aspect of the metaphor” (p. 127).
Focus Interpretation 🎯Interpretation focused on the metaphor’s topic without extending to the vehicle/source domain.“Metaphor in literature is characterized by explicit vehicle-interpretation…” (p. 127).
Explicit vs. Implicit Processing 👀🤔Differentiates between conscious (explicit) and subconscious (implicit) identification, understanding, and judgment.“Two cognitive types of identification… explicit and implicit…” (p. 136).
Identification, Comprehension, Appreciation 🔎🧩❤The three core cognitive steps in processing metaphor: recognizing, interpreting, and evaluating it.“The three related processes… composing the cognitive function of metaphor” (p. 120, also p. 133).
Textual Surface Strategy 📜A literary reading tactic focusing on formal features like style, diction, and metaphor for deeper meaning.“Point of view, tone, diction, and style… metaphor should be included in this list” (p. 124).
Figurative Event A fictional realization of metaphor within the text’s world, blending literal and figurative meaning.“Turns a clock metaphor for God into a giant clock that is a real danger…” (p. 130).
Double Vision 👓Simultaneous awareness of both literal and metaphorical meanings in a single expression.“Double perception of floating on the waves and riding a horse” (p. 127).
Contribution of “Metaphor And Literary Comprehension” By Gerard Steen to Literary Theory/Theories

🔀 📚 Discourse Theory Expansion

  • Contribution: Steen integrates metaphor into a three-dimensional discourse model (language, cognition, communication), broadening literary theory beyond structuralist/textual confines.
  • Reference: “All discourse can be treated as a congeries of three kinds of structures… language, cognition, and communication” (p. 115).
  • Theory Link: Enriches Discourse Analysis and Text Linguistics in literature by aligning with Prague Structuralism and socio-cognitive frameworks.

🎭 🧠 Reader-Response Theory Enrichment

  • Contribution: Emphasizes reader’s active construction of meaning in metaphor interpretation, especially through the E and P conventions.
  • Reference: “Understanding metaphor in a literary way may be highly influenced by the adoption of a literary attitude of reading” (p. 114).
  • Theory Link: Deepens Reader-Response Criticism by introducing attitudinal variation in metaphor recognition and appreciation.

🌀 📖 Empirical Literary Studies (ESL) Advancement

  • Contribution: Positions metaphor within the Empirical Study of Literature (ESL), promoting testable hypotheses and reader-based research.
  • Reference: “The ESL theory of understanding literary texts… offers some opportunities… for locating metaphor in literary discourse” (p. 114).
  • Theory Link: Aligns with Siegfried Schmidt’s ESL framework and supports experimental psychology in literary studies.

🔗 💬 Cognitive Poetics and Stylistics

  • Contribution: Introduces analogical processing as central to literary metaphor interpretation, bridging psychology and poetics.
  • Reference: “Analogical processing… is responsible for the specifically literary comprehension of metaphor” (p. 114).
  • Theory Link: Builds on Cognitive Poetics, reinforcing metaphor as a tool for mental model construction and not just rhetorical flourish.

🔍 🎯 Structuralist vs. Post-Structuralist Dialogue

  • Contribution: While grounded in form (structure), Steen critiques pure formalism by emphasizing reader agency, function, and polyvalence.
  • Reference: “Not all metaphors in literature are understood in a literary way by definition…” (p. 139).
  • Theory Link: Offers a bridge between Structuralist poetics (e.g., Jakobson) and Post-Structuralist variability.

🤝 📜 Literary Pragmatics Integration

  • Contribution: Reframes metaphor as a pragmatic device influenced by social context, genre expectations, and communicative conventions.
  • Reference: “The social function of metaphor… is achieved by the adherence to general literary discourse conventions” (p. 132).
  • Theory Link: Strengthens Literary Pragmatics, connecting with work by Jonathan Culler and Van Peer.

👀 🧩 Reception Theory: Micro-Processes Focus

  • Contribution: Introduces granular distinctions—explicit vs. implicit identification, comprehension, and appreciation—in metaphor reception.
  • Reference: “We need to distinguish between the implicit and explicit identification… comprehension… appreciation” (p. 138).
  • Theory Link: Adds psychological nuance to Reception Theory by tracking real-time cognitive behavior during reading.

⚙️ 🔄 Methodological Contribution to Literary Theories

  • Contribution: Proposes a methodologically rigorous, interdisciplinary approach combining psycholinguistics, discourse theory, and empirical testing.
  • Reference: “Such obstacles need not prevent us… from formulating tentative programs of research” (p. 139).
  • Theory Link: Catalyzes a research-based turn in literary theory, moving beyond speculative criticism.
Examples of Critiques Through “Metaphor And Literary Comprehension” By Gerard Steen
📘 Literary Work🧠 Steenian Critique Focus
🧝‍♂️ The Lord of the Rings by J.R.R. TolkienMetaphors like “the Ring” function as polyvalent literary signs. Through Steen’s E and P conventions, readers engage in analogical interpretation that uncovers layered moral, political, and existential meanings.
🐋 Moby-Dick by Herman MelvilleThe whale acts as a metaphorical domain inviting analogical reasoning. A literary attitude foregrounds its cognitive tension as both a natural being and metaphysical symbol, embodying Steen’s expressive and transactional discourse functions.
📜 The Love Song of J. Alfred Prufrock by T.S. EliotSteen’s concept of vehicle interpretation explains the metaphor “I have measured out my life with coffee spoons” as a double-vision moment, fusing mundane imagery with existential despair.
🐎 The Old Man and the Sea by Ernest HemingwayThe metaphor of the marlin and sea becomes allegorical under a literary attitude, aligning with Steen’s discourse theory. Holyoak’s analogical reading expands the struggle into metaphors of artistry, dignity, and mortality.
Criticism Against “Metaphor And Literary Comprehension” By Gerard Steen

🔍 Over-Theorization Without Empirical Evidence
While Steen emphasizes empirical methodology, the paper remains largely theoretical. Critics may argue that Steen falls short of offering actual data to validate his discourse-functional claims (Steen, 1989).

🧩 Ambiguity in Discourse Typology
The tripartite model of expressive, transactional, and interactional discourse functions may be seen as overlapping or too loosely defined, especially when applied across diverse literary genres.

⚖️ Lack of Engagement with Post-Structuralism
Steen’s cognitive approach is rooted in formalist and psychological models, which can appear reductive or incompatible with post-structuralist or deconstructive theories that resist fixed interpretation or “functions” of language.

🎭 Neglect of Cultural and Historical Context
Critics might argue that the model downplays the role of socio-historical context in shaping metaphorical meaning, focusing instead on cognitive processing as if it were universal and ahistorical.

🧠 Cognitive Bias and Reader Homogenization
The psychological framing assumes a somewhat uniform cognitive process across readers, which may ignore diverse interpretive communities or the variability of reader responses rooted in identity and context.

📚 Insufficient Focus on Non-Metaphorical Literary Devices
By centering metaphor, the paper potentially marginalizes other poetic and rhetorical strategies equally central to literary comprehension, such as irony, metonymy, or ambiguity.

🌀 Conflation of Literary Attitude and Literary Value
Steen’s reliance on the E and P conventions implies that readers can “switch on” a literary mode of reading. Critics may question whether such a clean switch exists, or whether this oversimplifies how texts are actually read and valued.


 Representative Quotations from “Metaphor And Literary Comprehension” By Gerard Steen with Explanation
🔖 Quotation📘 Explanation
🌟 “Three important functions of metaphor are distinguished: the expressive, the transactional and the interactional…” (p. 113)This foundational classification anchors metaphor in discourse theory. Expressive refers to formal expression, transactional to cognition, and interactional to communicative impact.
💬 “The assumption of a difference between a linguistic and a cognitive side to metaphor is precisely why it is necessary to distinguish between three functions…” (p. 117)Steen stresses the importance of separating metaphor’s linguistic form from its cognitive and social effects, allowing a multidimensional approach to metaphor analysis.
🔍 “Metaphor is a formal entity belonging to the domain of text… a potential formal stimulus on the behaviour of readers.” (p. 117)This defines metaphor not only as a textual feature but as a stimulus for reader engagement, paving the way for empirical study.
🎭 “Literary comprehension is approached as a special and specific subtype of understanding metaphor in general…” (p. 118)Steen positions literary reading as a specialized discourse behavior, shaped by cultural conventions like the Esthetic (E) and Polyvalence (P) conventions.
🧠 “Understanding metaphor in literature may be highly influenced by the adoption of a literary attitude of reading…” (p. 118)This quotation highlights how reader attitude, shaped by context and genre, plays a critical role in how metaphors are processed in literary texts.
🧭 “We assume that the understanding of metaphor in literary texts is influenced by the adoption of a literary attitude of reading.” (p. 123)The cognitive response to metaphor is not fixed but depends on whether readers approach the text literarily or non-literarily.
⚖️ “Explicit identification will be investigated as the attribution of a meta-statement concerning the perceived metaphorical nature…” (p. 136)Steen emphasizes the difference between implicit and explicit recognition of metaphor, which helps empirically analyze how metaphors are processed.
🌀 “Polyvalence in literary metaphor may be due to a literary exploitation of the implications arising from a single metaphorical statement.” (p. 128)Steen explains how multiple interpretations from one metaphor are a hallmark of literary reading, driven by the polyvalence convention.
🎨 “The polyvalent nature of literary meaning… is what makes literary allegory such a rich store of meaning…” (p. 127)Allegory is shown to function like metaphor on a broader scale, allowing for multiple simultaneous interpretations in literary discourse.
🔬 “Empirical research in understanding metaphor in literary texts needs to be grounded in a discourse theory of metaphor.” (p. 139)The closing argument affirms the essay’s goal: to bridge empirical study and literary theory via a systematic discourse-based framework.
Suggested Readings: “Metaphor And Literary Comprehension” By Gerard Steen
  1. Steen, Gerard. “Literary and Nonliterary Aspects of Metaphor.” Poetics Today, vol. 13, no. 4, 1992, pp. 687–704. JSTOR, https://doi.org/10.2307/1773294. Accessed 16 Apr. 2025.
  2. Steen, Gerard. “Metaphor and literary comprehension: Towards a discourse theory of metaphor in literature.” Poetics 18.1-2 (1989): 113-141.

“Good Friday, 1613. Riding Westward” by John Donne: A Critical Analysis

“Good Friday, 1613. Riding Westward” by John Donne first appeared in manuscript form around the year 1613 and was later published posthumously in the 1633 collection Poems by J.D. with Elegies on the Author’s Death۔

"Good Friday, 1613. Riding Westward" by John Donne: A Critical Analysis
Introduction: “Good Friday, 1613. Riding Westward” by John Donne

“Good Friday, 1613. Riding Westward” by John Donne first appeared in manuscript form around the year 1613 and was later published posthumously in the 1633 collection Poems by J.D. with Elegies on the Author’s Death. This meditative poem reflects Donne’s deeply metaphysical style and Christian introspection, interweaving themes of divine suffering, personal guilt, spiritual disorientation, and the longing for redemption. Central to the poem is the metaphor of the soul as a celestial sphere moved by “devotion,” yet often “whirled” off-course by worldly distractions like “pleasure or businesse.” Donne contrasts his physical movement westward with the spiritual call toward the East, symbolizing Christ’s crucifixion and resurrection. The poem becomes a dramatic interior monologue, where the speaker acknowledges his spiritual estrangement from the divine event of Good Friday, confessing that the full weight of witnessing God’s death would be overwhelming: “Who sees Gods face, that is selfe life, must dye; / What a death were it then to see God dye?” Theologically profound and emotionally raw, the poem explores paradoxes of presence and absence, grace and punishment, sight and blindness, ultimately culminating in a plea for transformation: “Restore thine Image…that thou may’st know mee, and I’ll turne my face.” This piece holds lasting significance in literary theory for its fusion of metaphysical conceit, spiritual introspection, and the Baroque tension between body and soul, marking Donne as a pivotal figure in early modern devotional poetry.

Text: “Good Friday, 1613. Riding Westward” by John Donne

Let mans Soule be a Spheare, and then, in this,

The intelligence that moves, devotion is,

And as the other Spheares, by being growne

Subject to forraigne motion, lose their owne,

And being by others hurried every day,

Scarce in a yeare their naturall forme obey:

Pleasure or businesse, so, our Soules admit

For their first mover, and are whirld by it.

Hence is’t, that I am carryed towards the West

This day, when my Soules forme bends toward the East.

There I should see a Sunne, by rising set,

And by that setting endlesse day beget;

But that Christ on this Crosse, did rise and fall,

Sinne had eternally benighted all.

Yet dare I’almost be glad, I do not see

That spectacle of too much weight for mee.

Who sees Gods face, that is selfe life, must dye;

What a death were it then to see God dye?

It made his owne Lieutenant Nature shrinke,

It made his footstoole crack, and the Sunne winke.

Could I behold those hands which span the Poles,

And tune all spheares at once peirc’d with those holes?

Could I behold that endlesse height which is

Zenith to us, and our Antipodes,

Humbled below us? or that blood which is

The seat of all our Soules, if not of his,

Made durt of dust, or that flesh which was worne

By God, for his apparell, rag’d, and torne?

If on these things I durst not looke, durst I

Upon his miserable mother cast mine eye,

Who was Gods partner here, and furnish’d thus

Halfe of that Sacrifice, which ransom’d us?

Though these things, as I ride, be from mine eye,

They’are present yet unto my memory,

For that looks towards them; and thou look’st towards mee,

O Saviour, as thou hang’st upon the tree;

I turne my backe to thee, but to receive

Corrections, till thy mercies bid thee leave.

O thinke mee worth thine anger, punish mee,

Burne off my rusts, and my deformity,

Restore thine Image, so much, by thy grace,

That thou may’st know mee, and I’ll turne my face.

Annotations: “Good Friday, 1613. Riding Westward” by John Donne
Original LineSimple EnglishLiterary Device(s)
Let mans Soule be a Spheare, and then, in this,Think of a man’s soul as a perfect round sphere.🌀 Metaphor (soul as sphere)
The intelligence that moves, devotion is,What moves the soul is devotion.💫 Personification (devotion acts as force)
And as the other Spheares, by being growneLike planets, when influenced too much by others,🌍 Simile (soul compared to heavenly bodies)
Subject to forraigne motion, lose their owne,They lose their natural course.🔁 Metaphysical Conceit
And being by others hurried every day,Constantly pulled by outside influences.🌪️ Imagery (chaotic movement)
Scarce in a yeare their naturall forme obey:They hardly return to their intended path.📉 Allusion (astronomy/geocentric model)
Pleasure or businesse, so, our Soules admitLikewise, pleasure and work control our souls.🎭 Symbolism (worldly distractions)
For their first mover, and are whirld by it.We let them become our guiding forces.🌀 Allusion (Aristotelian “prime mover”)
Hence is’t, that I am carryed towards the WestThat’s why I ride west today.🧭 Symbolism (West = physical world)
This day, when my Soules forme bends toward the East.Though my soul wants to turn toward the East (Christ).🧭 Symbolism (East = resurrection)
There I should see a Sunne, by rising set,There I would see a sun rise and set.☀️ Pun/Allegory (sun/Son)
And by that setting endlesse day beget;Christ’s death brings eternal life.⛅ Paradox
But that Christ on this Crosse, did rise and fall,Christ was lifted up and died on the cross.✝️ Paradox (rise and fall at once)
Sinne had eternally benighted all.Otherwise, sin would have left us in darkness.🌑 Personification (sin as darkness)
Yet dare I’almost be glad, I do not seeI’m almost relieved I don’t witness it.😔 Apostrophe (internal conflict)
That spectacle of too much weight for mee.It would be too much to bear.⚖️ Hyperbole
Who sees Gods face, that is selfe life, must dye;Seeing God’s face is so holy, it would kill us.👁️ Paradox
What a death were it then to see God dye?Then how unbearable to see God die?💔 Irony
It made his owne Lieutenant Nature shrinke,Even Nature was shocked.🌍 Personification
It made his footstoole crack, and the Sunne winke.The earth trembled, and the sun went dark.🌞 Symbolism / Personification
Could I behold those hands which span the Poles,Could I look at hands that hold the world?👐 Hyperbole
And tune all spheares at once peirc’d with those holes?And control the cosmos—now pierced by nails?🎼 Metaphysical Conceit
Could I behold that endlesse height which isCould I see that divine height—📏 Metaphor (divinity = height)
Zenith to us, and our Antipodes,Which is above and below us.🌐 Symbolism
Humbled below us? or that blood which isYet humbled so low? Or that holy blood—🩸 Paradox
The seat of all our Soules, if not of his,Source of our souls (if not his own)?🧬 Symbolism
Made durt of dust, or that flesh which was worneNow turned to dirt? And that divine flesh—🌫️ Alliteration / Contrast
By God, for his apparell, rag’d, and torne?Which God wore like clothes—ripped and torn?👕 Metaphor (flesh as garment)
If on these things I durst not looke, durst IIf I can’t bear to look at Christ—😢 Rhetorical Question
Upon his miserable mother cast mine eye,Could I even look at his sorrowing mother?👁️ Pathos / Apostrophe
Who was Gods partner here, and furnish’d thusShe shared in God’s suffering.🤝 Metaphor
Halfe of that Sacrifice, which ransom’d us?She contributed to our redemption.💔 Allusion (co-redemptrix)
Though these things, as I ride, be from mine eye,Even if I can’t see them now—🚶 Imagery
They’are present yet unto my memory,I still remember them deeply.🧠 Symbolism (memory as vision)
For that looks towards them; and thou look’st towards mee,My mind looks to them, and You look at me.👁️‍🗨️ Chiasmus / Apostrophe
O Saviour, as thou hang’st upon the tree;While You hang on the cross—🌳 Symbolism (tree = cross)
I turne my backe to thee, but to receiveI turn away, but to accept Your punishment.🔁 Irony / Repentance
Corrections, till thy mercies bid thee leave.Punish me until Your mercy tells You to stop.⚖️ Metaphor / Paradox
O thinke mee worth thine anger, punish mee,Consider me worthy of discipline.💥 Apostrophe
Burne off my rusts, and my deformity,Burn away my sins and faults.🔥 Metaphor / Purification
Restore thine Image, so much, by thy grace,Restore Your image in me through grace.🪞 Theological Allusion
That thou may’st know mee, and I’ll turne my face.So You’ll recognize me and I’ll turn to You.🔄 Resolution / Spiritual Renewal
Literary And Poetic Devices: “Good Friday, 1613. Riding Westward” by John Donne
Device 🧩Example from the PoemExplanation
Apostrophe 🗣️“O Saviour, as thou hang’st upon the tree”The speaker directly addresses Christ in a meditative moment.
Alliteration 🔤“durt of dust”Repetition of initial consonant ‘d’ creates rhythm and emphasis.
Allusion (Biblical) 📖“as thou hang’st upon the tree”Refers to Christ’s crucifixion using a biblical metaphor (“tree”).
Antithesis ⚖️“I turne my backe to thee, but to receive / Corrections”Contrasting ideas of turning away and spiritual return.
Chiasmus 🔁“For that looks towards them; and thou look’st towards mee”Reversal of structure reflects mirrored spiritual relationship.
Conceit (Metaphysical) ⛓️“Let mans Soule be a Spheare”An extended metaphor comparing the soul to a planetary sphere.
Contrast ⚔️“carryed towards the West…Soules forme bends toward the East”Opposes physical journey with spiritual inclination.
Enjambment ➡️“The seat of all our Soules, if not of his, / Made durt of dust”Thought runs over to the next line without pause.
Hyperbole 💥“Could I behold those hands which span the Poles”Exaggeration to emphasize Christ’s cosmic power.
Imagery (Visual) 🖼️“the Sunne winke”Vivid image of cosmic darkness signaling divine grief.
Irony 🎭“What a death were it then to see God dye?”It is both impossible and tragic to witness God’s death.
Metaphor 🌀“Restore thine Image”Compares spiritual identity to a divine image that needs repair.
Metonymy 🏛️“blood which is / The seat of all our Soules”“Blood” represents soul or life force.
Paradox 🔮“Christ on this Crosse, did rise and fall”Christ’s death is portrayed as both a fall and a spiritual rising.
Pathos 💧“Upon his miserable mother cast mine eye”Stirring emotional appeal to evoke compassion.
Personification 🌞“the Sunne winke”The sun is given human traits, suggesting nature’s sorrow.
Pun 😏“Sunne, by rising set”A play on words: “sun” as celestial body and “Son” of God.
Rhetorical Question ❓“What a death were it then to see God dye?”Meant to provoke deep reflection rather than answer.
Simile 🧩“as the other Spheares…lose their owne”Souls are likened to planets thrown off their path.
Symbolism 🧭“West” and “East”Represent the material world vs. spiritual salvation.

Themes: “Good Friday, 1613. Riding Westward” by John Donne

✝️ 1. Spiritual Conflict and Contradiction: In “Good Friday, 1613. Riding Westward” by John Donne, the poet explores a deep spiritual conflict between worldly duties and divine contemplation. This internal tension is most vividly captured in the lines: “Hence is’t, that I am carryed towards the West / This day, when my Soules forme bends toward the East.” While Donne physically rides westward, his soul inclines eastward—toward Jerusalem, the site of Christ’s crucifixion. This spatial metaphor reveals a soul torn between earthly engagements (symbolized by the west) and spiritual devotion (symbolized by the east). The conflict is further emphasized by the speaker’s confession that “Pleasure or businesse…our Soules admit / For their first mover, and are whirld by it,” reflecting how external pressures derail inner devotion. Donne’s struggle to reconcile his daily life with his faith illustrates a universal theme of spiritual disorientation.


🌞 2. Divine Majesty and Human Unworthiness: Throughout “Good Friday, 1613. Riding Westward” by John Donne, the contrast between divine majesty and human frailty is sharply emphasized. Donne wrestles with his unworthiness to witness Christ’s crucifixion, asking: “Who sees Gods face, that is selfe life, must dye; / What a death were it then to see God dye?” This paradox encapsulates the overwhelming holiness of Christ and the speaker’s own spiritual inadequacy. He admits he cannot bear to look upon “those hands which span the Poles…peirc’d with those holes,” underscoring the cosmic significance of Christ’s suffering. Even Nature, God’s “Lieutenant,” “shrinkes” at the crucifixion, while the “Sunne winke[s]” in mourning. These dramatic images emphasize the divine scale of Christ’s death, and the speaker’s humility before such an event, reinforcing his sense of human smallness in the face of God’s sacrifice.


🔥 3. Repentance and Spiritual Renewal: A powerful theme in “Good Friday, 1613. Riding Westward” by John Donne is the desire for repentance and spiritual transformation. The poem ends with an impassioned plea for purification and renewal: “Burne off my rusts, and my deformity, / Restore thine Image, so much, by thy grace.” Donne uses the imagery of corrosion and divine restoration to suggest that the soul, though tarnished by sin, can be reformed through divine mercy. The act of turning back to God is physically and spiritually symbolized in the final line: “That thou may’st know mee, and I’ll turne my face.” Here, the speaker resolves to realign his soul with Christ, asking to be recognized once again as bearing God’s image. This act of repentance is not simply sorrow for sin, but a dynamic return to the divine presence, made possible only through grace.


🧭 4. Directionality as Spiritual Allegory: In “Good Friday, 1613. Riding Westward” by John Donne, spatial direction becomes a profound spiritual allegory. The poet’s physical journey westward ironically contrasts with his spiritual yearning to face eastward, toward Christ. The directional metaphor—“I am carryed towards the West / This day, when my Soules forme bends toward the East”—acts as a metaphor for the tension between temporal existence and eternal truth. The East, traditionally associated with resurrection and spiritual light, represents the path of salvation. In contrast, the West becomes a symbol of distraction, delay, and disconnection from the divine. Donne cleverly uses cosmic and earthly geography to mirror the state of his soul, suggesting that to find redemption, one must consciously reorient not only their body but their inner being toward God. The poem’s very structure echoes this inward journey.

Literary Theories and “Good Friday, 1613. Riding Westward” by John Donne
Theory 🧠ExplanationTextual Reference
📖 New CriticismFocuses on close reading of the text itself—its imagery, paradoxes, and formal qualities. Donne’s use of paradox (“What a death were it then to see God dye?”), conceit (“Let mans Soule be a Spheare”), and structure all lend themselves to this method. The self-contained poem displays tension between spiritual devotion and physical action.“Hence is’t, that I am carryed towards the West / This day, when my Soules forme bends toward the East.”
🪞 Psychoanalytic CriticismExplores the speaker’s inner psychological tension, guilt, and desire for purification. The fear of witnessing divine suffering (“That spectacle of too much weight for mee”) and the longing for restoration (“Burne off my rusts…Restore thine Image”) mirror repressed guilt and the search for wholeness (ego-ideal vs. superego conflict).“I turne my backe to thee, but to receive / Corrections, till thy mercies bid thee leave.”
✝️ Theological CriticismInterprets the poem within Christian doctrine and spiritual tradition. The entire meditation revolves around Good Friday, the crucifixion, redemption, and repentance. The symbolic East-West direction, Christ as “Sunne,” and the plea for grace all reflect Christian soteriology.“Christ on this Crosse, did rise and fall, / Sinne had eternally benighted all.”
🌍 Historical-Biographical CriticismConsiders Donne’s own life—his transition from courtier to cleric—and historical religious context. The tension between worldly duty and spiritual calling is autobiographical, reflecting Donne’s inner conflict as he was undergoing a personal and theological transformation in 1613.Donne’s real westward journey on Good Friday while contemplating the East (Christ) mirrors his own spiritual direction.
Critical Questions about “Good Friday, 1613. Riding Westward” by John Donne

1. How does the tension between physical movement and spiritual longing shape the poem’s structure and meaning?

In “Good Friday, 1613. Riding Westward” by John Donne, the speaker’s literal westward journey stands in symbolic conflict with his soul’s longing to turn east—toward Christ and spiritual reflection. This central tension is expressed in the lines: “Hence is’t, that I am carryed towards the West / This day, when my Soules forme bends toward the East.” The juxtaposition of bodily action and inner desire introduces a paradox that governs the entire poem. This dissonance not only structures the poem’s physical vs. spiritual duality but also mirrors Donne’s broader metaphysical style, where inner truths clash with external realities. The physical act of riding becomes a metaphor for distraction and disconnection from faith, while the desire to face east signifies repentance and renewal. This thematic structure deepens the poem’s emotional and philosophical depth.


🩸 2. In what ways does Donne portray the crucifixion as a cosmic and psychological event?

“Good Friday, 1613. Riding Westward” by John Donne presents Christ’s crucifixion not just as a historical or theological moment, but as an event of cosmic magnitude and psychological weight. The speaker reflects: “It made his owne Lieutenant Nature shrinke, / It made his footstoole crack, and the Sunne winke.” These lines suggest that nature itself—the very universe—responded to Christ’s death with trembling and darkness. This cosmic reaction is paralleled by the speaker’s personal inability to fully face the event: “Yet dare I almost be glad, I do not see / That spectacle of too much weight for mee.” Donne thus merges metaphysical grandeur with inner psychological struggle. The crucifixion becomes both a disruption in the heavens and a confrontation too overwhelming for a mortal soul, illustrating the gravity of divine sacrifice through both celestial and emotional responses.


🔥 3. What role does the language of purification and transformation play in the poem’s conclusion?

In the final stanzas of “Good Friday, 1613. Riding Westward” by John Donne, the speaker turns from contemplation to active plea, invoking the imagery of fire and cleansing. The lines “Burne off my rusts, and my deformity, / Restore thine Image, so much, by thy grace” express the soul’s yearning for purification and restoration to divine likeness. “Rusts” metaphorically represent spiritual decay, and “deformity” evokes a fall from grace. Through the process of suffering and divine correction—“I turne my backe to thee, but to receive / Corrections”—the speaker seeks a renewed identity, one that reflects God’s image. This redemptive theme echoes the broader Christian concept of sanctification. Donne positions spiritual renewal not as a passive hope but as an active, grace-driven transformation, underscoring the poem’s penitential tone and the redemptive potential of Good Friday.


🌍 4. How does Donne’s historical and personal context inform the speaker’s sense of disorientation and guilt?

The biographical and historical context of John Donne deeply informs “Good Friday, 1613. Riding Westward”, particularly in the speaker’s sense of spiritual guilt and dislocation. Written during Donne’s transition from a secular courtier to a deeply committed Anglican priest, the poem reflects his personal conflict between worldly obligations and religious calling. His westward ride, likely toward secular responsibilities, becomes a metaphor for spiritual misdirection: “Pleasure or businesse…whirld” the soul away from its true center. At the time, Donne was grappling with the expectations of court life and his own religious vocation—tensions that permeate the poem. The spiritual weight of Good Friday serves as a moment of reckoning, compelling him to confront his guilt and seek reorientation: “That thou may’st know mee, and I’ll turne my face.” This context enriches the poem’s emotional and moral complexity, revealing it as both a public meditation and a private confession.

Literary Works Similar to “Good Friday, 1613. Riding Westward” by John Donne
  • 🛐 “The Collar” by George Herbert
    ↪ Explores the speaker’s spiritual defiance and eventual return to God, mirroring Donne’s inner tension between worldly life and divine calling.
  • ☀️ “The World” by Henry Vaughan
    ↪ Uses cosmic and spiritual imagery to contrast fleeting earthly concerns with eternal truth—similar to Donne’s East-West metaphor.
  • ⚖️ “To Christ Crucified” (Anonymous, Spanish Baroque)
    ↪ Shares Donne’s reverent awe at the crucifixion, expressing unworthiness and the soul’s humble desire for divine mercy.
  • 🔥 “Easter Wings” by George Herbert
    ↪ Like Donne’s poem, it uses form and paradox to depict the soul’s fall and hope for resurrection and grace.
Representative Quotations of “Good Friday, 1613. Riding Westward” by John Donne
🔹 QuotationContext & Meaning🧠 Theoretical Lens
🧭 “Hence is’t, that I am carryed towards the West / This day, when my Soules forme bends toward the East.”The speaker travels westward physically, but spiritually desires to turn toward Christ in the East—symbolizing internal conflict.New Criticism: Focuses on spatial metaphor and paradox.
✝️ “Christ on this Crosse, did rise and fall, / Sinne had eternally benighted all.”A theological paradox: Christ’s death is both a fall and a redemptive rising, reversing eternal sin.Theological Criticism: Examines soteriological depth.
🌞 “Who sees Gods face, that is selfe life, must dye; / What a death were it then to see God dye?”A profound paradox: seeing the source of life causes death. So witnessing God die is beyond comprehension.Metaphysical Poetics: Focus on paradox and intensity.
🌍 “It made his owne Lieutenant Nature shrinke, / It made his footstoole crack, and the Sunne winke.”The crucifixion disturbs the entire cosmos. Nature reacts in horror to the death of its Creator.Eco-Criticism / Historical Criticism: Nature’s role in divine drama.
🔥 “Burne off my rusts, and my deformity, / Restore thine Image, so much, by thy grace.”A plea for purification and transformation—asking God to cleanse sin and renew divine likeness.Psychoanalytic Criticism: Purging guilt and restoring the ego-ideal.
🕊️ “Restore thine Image…that thou may’st know mee, and I’ll turne my face.”Redemption through grace allows the speaker to turn toward God again and be recognized.Theological Criticism: Reflects imago Dei and repentance.
💫 “Let mans Soule be a Spheare…devotion is.”Introduces the central conceit: the soul is a planet moved by devotion, echoing celestial harmony.Metaphysical / Formalist Criticism: Central conceit and order.
⚖️ “Pleasure or businesse…our Soules admit / For their first mover, and are whirld by it.”Worldly distractions displace devotion as the soul’s guiding force.Moral Philosophy / Christian Humanism: Warning against misdirected will.
👁️ “That spectacle of too much weight for mee.”The speaker admits his soul is too weak to witness the crucifixion’s horror.Psychoanalytic Criticism: Fear of confrontation with trauma.
🧠 “They’are present yet unto my memory, / For that looks towards them; and thou look’st towards mee.”Though physically distant, the speaker spiritually remembers Christ, creating a bond of vision and grace.Phenomenology / Memory Theory: Memory as spiritual seeing.
Suggested Readings: “Good Friday, 1613. Riding Westward” by John Donne
  1. Sherwood, Terry G. “Conversion Psychology in John Donne’s Good Friday Poem.” The Harvard Theological Review, vol. 72, no. 1/2, 1979, pp. 101–22. JSTOR, http://www.jstor.org/stable/1509678. Accessed 13 Apr. 2025.
  2. Sherwood, Terry G. “Conversion Psychology in John Donne’s Good Friday Poem.” The Harvard Theological Review, vol. 72, no. 1/2, 1979, pp. 101–22. JSTOR, http://www.jstor.org/stable/1509678. Accessed 13 Apr. 2025.
  3. Brown, Piers. “Donne’s Hawkings.” Studies in English Literature, 1500-1900, vol. 49, no. 1, 2009, pp. 67–86. JSTOR, http://www.jstor.org/stable/40071385. Accessed 13 Apr. 2025.

“The Motive For Metaphor” by Denis Donoghue: Summary and Critique

“The Motive for Metaphor” by Denis Donoghue first appeared in 2014 in the journal Raritan, Volume 33, Issue 3.

"The Motive For Metaphor" by Denis Donoghue: Summary and Critique

Introduction: “The Motive For Metaphor” by Denis Donoghue

“The Motive for Metaphor” by Denis Donoghue first appeared in 2014 in the journal Raritan, Volume 33, Issue 3. In this landmark essay, Donoghue explores the philosophical and poetic motivations behind the use of metaphor, drawing on classical rhetoric, literary criticism, and the metaphysical musings of poets such as Wallace Stevens and William Butler Yeats. Central to Donoghue’s argument is Quintilian’s notion that metaphor is both a natural and essential gift—something that lends grace and necessity to language by ensuring that nothing remains unnamed. The essay traces metaphor’s dual nature as both a linguistic necessity and an aesthetic desire, emphasizing its ability to reshape reality through imagination. Drawing from Stevens’s poetry, especially his eponymous poem “The Motive for Metaphor,” Donoghue argues that metaphor functions as a form of resistance—shrinking from the hard, fixed “primary noon” of reality in search of mutable truths and imaginative escape. The piece is notable in literary theory for its synthesis of rhetorical history, poetic analysis, and philosophical speculation. It positions metaphor not merely as ornamentation, but as a vital cognitive and spiritual operation, underscoring its central role in both literature and the human effort to know and name the world.

Summary of “The Motive For Metaphor” by Denis Donoghue

·  🔸 Metaphor as a Natural and Noble Act of Naming:
Drawing from Quintilian, Donoghue opens by stating that metaphor is a natural human gift:

“It is both a gift which Nature herself confers on us… [ensuring] that nothing goes without a name” (p.182) ✴
This framing treats metaphor not as a mere rhetorical flourish, but a fundamental linguistic and existential impulse.

·  🔸 Metaphor and the Liberty of the Mind:
Metaphor emerges from the freedom of the imagination, striving to give things their “proper names,” though often failing.

“The source of metaphor is the liberty of the mind among such words as there are” (p.184) ✴

·  🔸 Metaphor as Both Resource and Failure:
Metaphor reflects the inadequacies of language, and thus, its use becomes a noble but doomed attempt to make sense of a deficient world.

“Rhetoric… is a glorious failure, and the cry of metaphor is doomed” (p.184) ✴
“We cry out to change the world by giving things their proper names—but often we fail” (p.184) ✴

·  🔸 Allegory and Catachresis: Extensions of Metaphor:
Metaphor gives rise to allegory and to its extremes, catachresis—abused or “forced” metaphors that reveal linguistic limits.

“Allegory is its narrative form… Catachresis is the figure of its abuse” (p.185) ✴
“Something monstrous lurks in the most innocent of catachreses” – Paul de Man (p.185) ✴

·  🔸 Metaphor as Escape from Literal Reality:
According to Wallace Stevens (via Frye), the motive for metaphor is to escape the oppressive weight of objective reality, “the weight of primary noon.”

“The motive for metaphor, shrinking from / The weight of primary noon” – Stevens (p.186) ✴
“To defeat or evade the force of the world, it must resort to the imaginative capacity of the mind” (p.188) ✴

·  🔸 Interpretive Differences: Frye vs. Ransom:
Frye sees the metaphor as a bridge between mind and world; Ransom views it as a poetic solution to inexpressible moral feelings.

Frye: “The only genuine joy… is in those rare moments when you feel that… we are also a part of what we know” (p.187) ✴
Ransom: The metaphor avoids “the dreary searching of your own mind” (p.187) ✴

·  🔸 Stevens’s Hegelian Idealism and Artistic Desire:
Stevens’s poetic vision resonates with Hegel’s aesthetics, where art “lifts the inner and outer world into his spiritual consciousness.”

“The universal need for art… is man’s rational need to lift the inner and outer world into his spiritual consciousness” – Hegel (p.189) ✴

·  🔸 Art and Metaphor as Acts of Decreation:
Donoghue invokes Simone Weil and Picasso to show how metaphor contributes to a modern aesthetic of undoing the real, transforming or annihilating it.

“Modern reality is a reality of decreation” (p.191) ✴
“A poem is a horde of destructions” – Stevens (p.191) ✴

·  🔸 The Danger of Bad Metaphors:
Metaphors have the power to undermine themselves—a bad metaphor, Donoghue notes, can “murder” a good one.

“He must defy / The metaphor that murders metaphor” (p.191) ✴

·  🔸 Repetition, Association, and Stevens’s Reluctance to End:
Stevens’s poetry exhibits an additive and associative structure—where metaphors are strung together without clear hierarchy.

“One phrase is instructed to produce another by association” (p.192) ✴
“His sentences tend not to be decisive… he always sees a further possibility” (p.193) ✴

·  🔸 Shrinking from Fixity and Embracing Change:
Stevens shrinks from fixed truths, favoring the fluid, unstable states metaphor enables.

“A poet writes of twilight because he shrinks from noon-day” – Stevens (p.196) ✴

·  🔸 Resemblance as a Core Principle of Metaphor:
Stevens’s metaphors rely heavily on resemblance, which Donoghue critiques as too general to be philosophically sound.

“In some sense, all things resemble each other” – Stevens (p.198) ✴
“Similarity… is relative, variable and culture-dependent” – Nelson Goodman (p.199) ✴

·  🔸 Metaphor Intensifies Reality:
When it works, metaphor heightens our sense of reality, transforming the mundane into the sublime.

“It enhances the sense of reality, heightens it, intensifies it” (p.200) ✴
Example from Ecclesiastes: “The silver cord… the golden bowl… the wheel broken at the cistern” (p.200) ✴

·  🔸 Metaphor vs. Simile:
A metaphor demands total imaginative immersion, unlike simile which allows safe distance.

“A metaphor incurs resistance… and is indifferent to shame” (p.201) ✴

·  🔸 “X” as Final Resistance and Symbol of Limit:
Stevens’s “dominant X” represents the intractable world, the final, unchangeable reality metaphor fails to penetrate.

“Nothing in the poem defeats the final ‘X'” (p.206) ✴

·  🔸 No Final Word on Metaphor:
Donoghue concludes that Stevens’s relation to metaphor is inherently unstable. Each poetic mood shifts the meaning and function of metaphor.

“We can’t expect from Stevens a definitive statement about metaphor” (p.207) ✴
“In such seemings all things are. Metaphor… will do its transforming work another day” (p.207) ✴

Theoretical Terms/Concepts in “The Motive For Metaphor” by Denis Donoghue
📌 Term Explanation🔖 Reference/Quotation
🧠 MetaphorA natural, imaginative act of naming that both expands language and transforms perception.“It ensures that nothing goes without a name” (p.182)
📖 CatachresisA strained or improper metaphor that stretches or abuses meaning, yet remains rhetorically valid.“To speak of ‘forced metaphor’ is not to degrade its manifestations” (p.185)
🔍 ResemblanceStevens’s preferred foundation for metaphor, based on likeness; Donoghue critiques it as too vague to sustain theory.“In some sense, all things resemble each other” (p.198)
🌀 AllegoryAn extended metaphor that takes on narrative and moral form—what Fontanier calls “prolongée et continue.”“Allegory is its narrative form…” (p.185)
🎭 ProsopopoeiaA figure of speech in which non-human entities are personified—often emerging from overextended metaphors.“Catachresis is already turning into prosopopeia…” (p.185)
🔧 Concrete UniversalA Hegelian concept in which abstract ideas are made materially present; Ransom uses it to frame metaphor’s real-world function.“It becomes a Concrete Universal when it has been materialized…” (p.187)
🧬 ImaginationThe mental faculty that powers metaphor, allowing us to reshape reality through poetic transformation.“Metaphor creates a new reality…” (p.188)
💫 DecreationFrom Simone Weil: the spiritual undoing of created reality, which metaphor helps initiate as aesthetic escape.“Modern reality is a reality of decreation” (p.191)
🔗 SimilarityOften aligned with resemblance, but critiqued by Goodman for lacking objectivity and explanatory power in metaphor theory.“Similarity… is relative, variable and culture-dependent” (p.199)
🗣️ RhetoricA system of language arising from human insufficiency; metaphor is its central figure—both noble and doomed.“The axiom of all rhetoric is the principle of insufficient reason” (p.184)
🎇 TransformationThe creative operation by which metaphor changes how we see and name reality; tied to imagination and perception.“The object… turned freely in the hand…” (p.205)
🧩 The ‘X’Represents the unyielding, dominant force of the world or moral universals that metaphor cannot dissolve.“The vital, arrogant, fatal, dominant X” (p.186)
🖋️ Poetic AuthorityStevens often relinquishes control, letting language guide itself—challenging the notion of the poet as a final authority.“There are words / Better without an author…” (p.193)
🎨 Aesthetic EscapeMetaphor as a method of fleeing fixed, literal meaning in favor of poetic freedom and subjective truth.“Metaphor alone furnishes an escape” (p.191)
📜 IdealismA philosophical stance—prevalent in Stevens’s poetic moods—that assumes consciousness can transform external reality.“In most of his moods he was a Hegelian” (p.189)
Contribution of “The Motive For Metaphor” by Denis Donoghue to Literary Theory/Theories

  • 🧠 Metaphor as Cognitive and Ontological Tool
    Donoghue elevates metaphor beyond ornamentation, presenting it as essential to how humans name, understand, and exist within the world.

“It ensures that nothing goes without a name” – Quintilian (p.182)


  • 🌀 Poetic Language as Idealist Expression
    Stevens’s metaphoric thought aligns with Hegelian idealism, portraying metaphor as a spiritual act uniting inner consciousness and external reality.

“He woke in a metaphor: this was / A metamorphosis of paradise” (p.189)


  • 🎨 Metaphor as Aesthetic Resistance
    Metaphor becomes a form of imaginative protest against oppressive, fixed realities—”the weight of primary noon.”

“The motive for metaphor, shrinking from / The weight of primary noon” (p.186)


  • 🔧 Engagement with Classical Rhetorical Tradition
    Through references to Aristotle, Fontanier, and Quintilian, Donoghue reinterprets rhetorical devices like allegory, catachresis, and simile.

“Allegory is its narrative form… Catachresis is the figure of its abuse” (p.185)


  • 🧩 The ‘X’ as Limit of Language and Metaphor
    The “dominant X” in Stevens’s poem marks the threshold where metaphor fails—where language can no longer transform reality.

“Nothing in the poem defeats the final ‘X'” (p.206)


  • 🗣️ Rhetoric as Anthropological Necessity
    Donoghue, citing Blumenberg, reframes rhetoric not as persuasion but as an existential necessity driven by human lack and insufficiency.

“The axiom of all rhetoric is the principle of insufficient reason” (p.184)


  • 📖 Validation of Radical and ‘Abused’ Metaphors
    Defending even bizarre metaphors like “bisqued mountain,” Donoghue legitimizes catachresis as a productive, imaginative force.

“To speak of ‘forced metaphor’ is not to degrade its manifestations” (p.185)


  • 🔍 Critique of Resemblance as Metaphoric Ground
    Donoghue challenges Stevens’s assumption that resemblance is natural, invoking Nelson Goodman’s view that similarity is culturally constructed.

“Similarity… is relative, variable and culture-dependent” (p.199)


  • 🧬 Metaphor as Creative Ontology
    Metaphor does not just reflect reality—it makes it. It is a poietic act that creates new ways of seeing and being.

“Metaphor creates a new reality from which the original appears to be unreal” (p.188)


  • 📜 Interplay of Modernist Certainty and Postmodern Ambiguity
    Donoghue highlights Stevens’s shifting moods and refusal to settle on a singular metaphoric theory—an openness aligning with postmodern literary theory.

“We can’t expect from Stevens a definitive statement about metaphor” (p.207)

Examples of Critiques Through “The Motive For Metaphor” by Denis Donoghue
🔹 Symbol & Literary Work🧠 Critique via Metaphor Theory🔖 Reference from the Article
🦌 “In Memory of Eva Gore-Booth and Con Markiewicz” – W. B. YeatsDonoghue analyzes Yeats’s line “one a gazelle” to show metaphor as essence-transference, not mere comparison. It evokes a luminous unity between image and being.“The girl’s nature goes over into the nature of a gazelle as if both came from one luminous source” (p.183)
🌳 “The Motive for Metaphor” – Wallace StevensThis poem is Donoghue’s central text, used to explore how metaphor resists fixed meaning (“X”) and serves as aesthetic escape, yet ultimately fails to resolve existential or epistemological tensions.“Nothing in the poem defeats the final ‘X'” (p.206)
🥄 “Someone Puts a Pineapple Together” – Wallace StevensDonoghue critiques this poem for its bizarre metaphors, especially the “bisqued mountain,” as extreme cases of metaphor stretching meaning. They test the limits of metaphor as imaginative creation.“An Alp, a purple Southern mountain bisqued with the molten mixings of related things” (p.202)
🌞 “An Ordinary Evening in New Haven” – Wallace StevensDonoghue interprets Stevens’s metaphors (e.g., “chrysalis of all men”) as efforts to unite subjective perception and external form, though often open-ended and unresolved.“The self, the chrysalis of all men / Became divided in the leisure of blue day…” (p.203)
Criticism Against “The Motive For Metaphor” by Denis Donoghue
  • 🧩 Overreliance on Stevens’s Poetic Authority
    Donoghue hinges much of his theory on Wallace Stevens, potentially narrowing metaphor’s scope across diverse literary traditions.
    ➤ Critics might argue that using one poet’s temperament to frame a general theory of metaphor limits its broader applicability.

  • 🔄 Philosophical Inconsistency
    The essay oscillates between idealism and skepticism, invoking both Hegelian unity and postmodern ambiguity without fully reconciling the two.
    ➤ “We can’t expect from Stevens a definitive statement about metaphor” (p.207) may reflect this unresolved tension.

  • 🎨 Romanticization of Metaphor
    Donoghue tends to elevate metaphor to near-mystical status, emphasizing its aesthetic and existential powers while underplaying its structural or political dimensions.
    ➤ This limits metaphor’s role in critical discourse, including feminist, postcolonial, or ideological critiques.

  • 📏 Neglect of Formal and Linguistic Precision
    Critics may find Donoghue’s acceptance of vague terms like “resemblance” too generous, despite his citation of Nelson Goodman’s challenge to that notion.
    ➤ He critiques Stevens but doesn’t fully abandon slippery conceptual terrain, potentially undermining analytical rigor.

  • 🧠 Underuse of Contemporary Linguistic Theory
    While Donoghue engages with classical and continental thought, he gives minimal attention to modern cognitive or conceptual metaphor theory (e.g., Lakoff & Johnson).
    ➤ This makes the work more philosophically poetic than practically linguistic or interdisciplinary.

  • 🌐 Limited Cultural Range
    The examples and allusions are primarily Western, white, male, and canonical, raising concerns about inclusivity and broader relevance in global poetics.
    ➤ There’s little engagement with metaphor in non-Western traditions or contemporary marginalized voices.

Representative Quotations from “The Motive For Metaphor” by Denis Donoghue with Explanation
🔹 Quotation🧠 Explanation
“It ensures that nothing goes without a name”: a beautiful, caring motive.Metaphor satisfies a human need to name and give meaning—language becomes an act of care and completeness.
“Reality is a cliché from which we escape by metaphor.”Stevens sees metaphor as a means to liberate perception from the dullness of habitual reality.
“Metaphor creates a new reality from which the original appears to be unreal.”Metaphor doesn’t mirror the world—it transforms it, reshaping how we perceive and interact with reality.
“The motive for metaphor, shrinking from / The weight of primary noon.”Metaphor serves as a retreat from the harsh clarity of objective truth, favoring imaginative ambiguity.
“We live in a place / That is not our own and, much more, not ourselves.”This expresses existential dislocation, suggesting metaphor as a tool for self-integration and understanding.
“Metaphor alone furnishes an escape.”Ortega y Gasset’s concept, cited by Donoghue, emphasizes metaphor’s power as a vehicle of liberation from oppressive realism.
“A metaphor incurs resistance from our sense of absurdity and is indifferent to shame.”True metaphor challenges logic and comfort—it transforms language through audacity and creative force.
“The whole world is less susceptible to metaphor than a tea-cup is.”Stevens humorously points to the challenge of expressing large concepts through metaphor versus simple ones.
“Similarity does not explain metaphor or metaphorical truth.”Citing Goodman, Donoghue dismantles the naïve belief that resemblance underlies metaphor—it’s often the other way around.
“Too much as they are to be changed by metaphor, / Too actual…”Metaphor may sometimes fail—when reality is too concrete to be poetically transformed.
Suggested Readings: “The Motive For Metaphor” by Denis Donoghue
  1. DONOGHUE, DENIS. “The Motive for Metaphor.” The Hudson Review, vol. 65, no. 4, 2013, pp. 543–61. JSTOR, http://www.jstor.org/stable/43489263. Accessed 14 Apr. 2025.
  2. O’Donoghue, Josie. “‘A Fling of Freedom.'” The Cambridge Quarterly, vol. 44, no. 1, 2015, pp. 69–77. JSTOR, http://www.jstor.org/stable/43492472. Accessed 14 Apr. 2025.
  3. Donoghue, Denis. “The Motive for Metaphor.” Metaphor, Harvard University Press, 2014, pp. 182–208. JSTOR, http://www.jstor.org/stable/j.ctt6wps2d.9. Accessed 14 Apr. 2025.

“The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto: Summary and Critique

“The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto first appeared in The Cambridge Handbook of the Philosophy of Language Sciences (2015), published by Cambridge University Press.

"The Hierarchical Structure of Mental Metaphors" by Daniel Casasanto: Summary and Critique
Introduction: “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto

“The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto first appeared in The Cambridge Handbook of the Philosophy of Language Sciences (2015), published by Cambridge University Press. This influential chapter presents the Hierarchical Mental Metaphors Theory (HMMT), a compelling extension of conceptual metaphor theory, offering a dynamic and layered explanation for how humans use spatial structures to conceptualize abstract domains like time, pitch, and emotional valence. Casasanto challenges the previously dominant view that mental metaphors are universal and fixed, arguing instead that they emerge from both universal patterns of embodied experience and language-, culture-, and body-specific influences. By proposing that mental metaphors are organized hierarchically—beginning with broad, often innate or early-learned “superordinate” metaphor families, which are later shaped by individual experiences—Casasanto demonstrates how metaphors can be simultaneously deeply ingrained and remarkably flexible. This nuanced framework significantly impacts literature and literary theory by providing cognitive underpinnings for metaphorical thinking, influencing how we understand meaning-making, interpretation, and the variability of metaphor across cultures, languages, and individuals. HMMT also opens new pathways for analyzing literary texts, offering a scientific grounding for reader-response variability and the embodied basis of metaphorical language.

Summary of “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto

🔍 Mental Metaphors Are Core to Abstract Thinking

“People think about abstract domains like time and goodness metaphorically. This tendency may be universal.” (Casasanto, p. 46)
🧠 Casasanto distinguishes mental metaphors (non-linguistic mappings) from linguistic metaphors, showing that humans often think metaphorically even without language (Casasanto & Bottini, 2014a) 🌐.


📚 Challenges to Universality and Fixity

“Yet the claims that basic mental metaphors are learned, universal, and fixed are all challenged by experimental data” (p. 47)
🧪 Studies show variability across languages, cultures, and individuals. For instance, newborns already show sensitivity to spatial-numerical mappings, suggesting innateness rather than learning (De Hevia et al., 2014) 👶.


🧭 Hierarchical Mental Metaphors Theory (HMMT)

“Even our most basic mental metaphors are constructed over multiple timescales, on the basis of multiple kinds of experience.” (p. 48)
🌱 HMMT proposes that metaphors exist in superordinate families—universal but flexible—shaped by ongoing cultural, linguistic, and bodily experiences. Different mappings from the same family can become dominant over time 🏗️.


🎵 Pitch as an Example of Language-Specific Variation

“Speakers of height languages…incorporate height information into pitch, whereas thickness-language speakers do the same with thickness.” (p. 51)
🎼 Dutch and Farsi speakers conceptualize pitch differently based on the metaphors common in their native language, and brief training in an unfamiliar metaphor can retrain mental mappings (Dolscheid et al., 2013) 🎧.


👶 Infants Show Both Height–Pitch and Thickness–Pitch Mappings

“Four-month-olds…are sensitive to two of the space–pitch metaphors that are found in languages like Dutch and Farsi.” (p. 53)
👶 Infants possess multiple potential mappings early in life. Language strengthens one metaphor over another, not by creating new ones, but by enhancing the activation frequency of existing ones 🔄.


🕓 Temporal Sequences Are Culturally Structured

“The direction in which events flow…varies systematically across cultures.” (p. 55)
📆 While sagittal time metaphors (past behind, future ahead) may be embodied, lateral metaphors (left–right) depend on orthographic experience. Mirror-reading even reverses mental timelines (Casasanto & Bottini, 2014b) 🔄🕰️.


👐 Emotional Valence Tied to Body Dominance

“Right-handers associate positive ideas with right space…left-handers show the opposite.” (p. 57)
💖 The spatial mapping of good vs. bad follows motor fluency. Right-handed people associate “good” with the right, while left-handed people do the opposite. This holds even against cultural conventions (Casasanto, 2009a) ↔️.


🧤 Motor Experience Can Reverse Valence Mappings

“Participants who had worn the right glove showed the opposite left-is-good bias.” (p. 58)
🧠 Temporary shifts in motor fluency, like wearing a glove on the dominant hand, can alter emotional metaphors in less than 15 minutes—proving their plasticity and dependence on physical experience 🕹️.


🔁 Mental Metaphors Are Flexible Yet Stable

“Dispreferred mappings are weakened but not lost and can be adopted quickly with new experience.” (p. 60)
🧬 Even “unused” metaphors persist in memory, enabling people to switch mappings when context shifts (e.g., new languages, scripts, tools). This dual stability and flexibility is a core insight of HMMT 🌍🧠.


🌐 Cognitive Diversity and Conceptual Plasticity

“By understanding how mental metaphors are shaped…we can better understand the origins of our thoughts.” (p. 60)
🌟 Casasanto concludes that mental metaphors are fundamental cognitive tools shaped by diverse experiences. Recognizing their variability enhances our understanding of thought, culture, and language as dynamic systems 🔄🌏.

Theoretical Terms/Concepts in “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto

🔣 TermDefinitionExplanation / Role in ArticleReference & Usage
🧠 Mental MetaphorA mapping between non-linguistic mental representations (e.g., from space to time).Central concept. Distinct from linguistic metaphors; mental metaphors shape how people think about abstract concepts like time, pitch, and emotion.“People often think in ‘mental metaphors’… even when they are not using any metaphorical language.” (p. 46)
🗣️ Linguistic MetaphorA metaphor expressed through language, such as “a long vacation.”Contrasted with mental metaphors. Linguistic metaphors can reinforce mental metaphors over time.“The term ‘mental metaphor’ is used contrastively with ‘linguistic metaphor’…” (p. 46)
🏛️ Hierarchical Mental Metaphors Theory (HMMT)A theory that conceptual metaphors exist in superordinate families, with individual mappings strengthened over time via experience.Casasanto’s main theoretical contribution. Explains both universal origins and individual flexibility in mental metaphor use.“Even our most basic mental metaphors are constructed over multiple timescales…” (p. 48)
🧩 Superordinate Family of MappingsA category of related source–target mappings that share a common structure.Under HMMT, all metaphorical mappings belong to a broader conceptual family (e.g., space–time or space–pitch).“Cross-domain mappings…are members of a superordinate family of mappings.” (p. 48)
⚖️ Competitive Associative LearningA cognitive process where activating one association strengthens it while weakening competitors.Describes how one metaphorical mapping (e.g., “pitch is height”) becomes dominant over others.“Activating a mapping strengthens…and weakens the competing source–target mappings.” (p. 48)
🔄 OverhypothesisA general conceptual rule above specific hypotheses within a metaphor family.Used to describe higher-level abstraction that governs mental metaphor patterns, such as “space maps to time.”“The overhypothesis could be: ‘Progress through time corresponds to change in position along a spatial path.’” (p. 56)
🧬 Core KnowledgeInnate, possibly evolutionarily developed understanding (e.g., of spatial and numerical relations).Explains how infants exhibit metaphorical thinking (space–pitch, space–number) prior to language exposure.“These relationships…could be part of infants’ innate ‘core knowledge’.” (p. 48)
📉 Dispreferred MappingA metaphorical mapping that exists but is not dominant due to lack of reinforcement.Important in explaining flexibility: such mappings can be reactivated later (e.g., via training or new contexts).“Dispreferred mappings…are weakened but not lost.” (p. 60)
🦾 Motor Fluency HypothesisSuggests that ease of action on a body side leads to associating that side with positive valence.Forms the basis for body-specific mental metaphors, e.g., right is good for right-handers.“Greater motor fluency leads to more positive feelings…” (p. 58)
Contribution of “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto to Literary Theory/Theories

📘 1. Expands Conceptual Metaphor Theory (CMT)

🧩 “People think about abstract domains like time and goodness metaphorically. This tendency may be universal.” (p. 46)

  • 🌐 Casasanto builds on Lakoff & Johnson’s Conceptual Metaphor Theory, which underpins much cognitive literary theory.
  • He advances the theory by showing that metaphorical thinking is not static, but dynamically shaped by cultural, bodily, and linguistic experience.
  • Contribution: Helps literary theorists analyze how metaphor use in texts reflects both universal and idiosyncratic cognitive patterns across cultures and individuals.

🧠 2. Introduces HMMT: A Dynamic Model of Meaning-Making

🪜 “Mental metaphors are constructed over multiple timescales… members of a superordinate family of mappings.” (p. 48)

  • 🔄 The Hierarchical Mental Metaphors Theory (HMMT) introduces plasticity into metaphor use, challenging rigid linguistic determinism.
  • Literary theorists can apply this to interpret reader-response variation and narrative structures influenced by readers’ embodied or cultural metaphor biases.
  • Contribution: Supports reader-centered theories like Reception Theory by explaining why readers interpret metaphors differently.

✍️ 3. Reframes Embodied Literary Cognition

💡 “Mental metaphors can be fundamental to our understanding of abstract domains, yet at the same time remarkably flexible.” (p. 46)

  • Casasanto’s findings back embodied cognition theories in literature (e.g., Scarry, Gibbs).
  • They suggest that reading metaphors activates sensorimotor systems, explaining why metaphors feel viscerally meaningful in literary texts.
  • Contribution: Strengthens Embodied Poetics and Neuroaesthetics, by grounding metaphor in bodily and cultural experience.

🌏 4. Offers Tools for Cross-Cultural Literary Analysis

🧭 “Mental metaphors can be language-specific, culture-specific, or body-specific…” (p. 48)

  • Casasanto’s research on how language shapes metaphors (e.g., pitch as “high” vs. “thick”) aids Comparative Literature by providing a framework to study how metaphors operate differently in Farsi, Dutch, English, etc.
  • Contribution: Supports Postcolonial Literary Theory and Transcultural Criticism by explaining metaphorical variability across linguistic boundaries.

📚 5. Revitalizes Structuralist & Post-Structuralist Concerns

🧬 “How can they be fundamental…if they can change in a matter of minutes?” (p. 48)

  • HMMT challenges the idea of metaphors as fixed semiotic structures, offering a fluid, memory-network-based view.
  • This bridges Structuralist attention to patterns with Post-Structuralist focus on instability and play of meaning.
  • Contribution: Provides a cognitive underpinning for Derridean différance—mappings are in flux, not fully stable.

🗣️ 6. Provides Insight into Literary Language Evolution

💬 “Each time people use a linguistic metaphor, the corresponding mental metaphor is activated…” (p. 48)

  • This explains how metaphorical language in literature evolves and reshapes cognition itself over time.
  • Contribution: Offers Historical Poetics and Stylistics a model to track how metaphorical patterns in texts shape cultural cognition.

🧤 7. Validates Body-Specific Interpretive Frameworks

“Right-handers associate ‘good’ with the right…left-handers show the opposite.” (p. 57)

  • Literary scholars exploring disability studies, gendered embodiment, or queer theory gain from this perspective that bodily difference affects meaning construction.
  • Contribution: Adds nuance to embodied literary approaches by introducing body-specific metaphor biases.
Examples of Critiques Through “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto

📘 Work🔍 Metaphorical Mapping🧠 HMMT-Based Critique💡 Theoretical Insight
🕰️ Mrs. Dalloway by Virginia WoolfTime as Space (e.g., “waves of time,” “moving forward”)Woolf’s stream of consciousness maps time as a fluid, spatial experience, resonating with Casasanto’s idea that spatial metaphors scaffold temporal thought.Reflects culture-specific time metaphors (English, left-to-right) and supports reader-response variability through dynamic timelines (p. 55–56).
🦋 The Metamorphosis by Franz KafkaSelf as Form (body as metaphor for identity)Gregor’s transformation illustrates how bodily changes reshape cognition and emotion, aligning with Casasanto’s body-specific metaphors (p. 57).Embodied experience drives conceptual change—bodily distortion = metaphorical shift in social and existential identity.
🎭 Hamlet by William ShakespeareEmotion as Space (e.g., “downcast,” “deep sorrow”)Hamlet’s vacillations between “high hopes” and “low moods” show how valence is spatialized, consistent with Casasanto’s motor fluency hypothesis (p. 58).Highlights embodied cognition in classic literature—right-hand/left-hand imagery becomes metaphorically charged.
🗺️ Things Fall Apart by Chinua AchebeCultural Time as Spatial ProgressionAchebe contrasts linear (colonial) vs. cyclical (Igbo) metaphors of history. Casasanto’s theory explains how readers from different cultures may activate different mappings (p. 56).Validates HMMT’s use in postcolonial analysis—mental metaphors shaped by linguistic and cultural practices.
🎶 Song of Myself by Walt WhitmanSelf as Expansive Space (“I contain multitudes”)Whitman’s language relies on spatial metaphors of self as infinite, layered—matching Casasanto’s idea of flexible metaphor families.Supports embodied poetics: metaphorical “sprawl” represents internal diversity and changing self-concept (p. 48–49).
📖 Beloved by Toni MorrisonMemory as Space (“rememory,” “steps back”)Characters move physically and emotionally through past trauma. The spatialization of time and emotion fits Casasanto’s flexible timeline mappings (p. 53–54).Aligns with trauma theory and HMMT: metaphorical remapping reflects disrupted but reconfigurable timelines.
🌀 To the Lighthouse by Virginia WoolfTime as Flowing Path (“The waves fell; withdrew”)Woolf’s narrative structure aligns with Casasanto’s idea that metaphors of time are nested hypotheses, varying across individuals (p. 56).Offers insight into reader-driven narrative processing, grounded in flexible mental timelines.
🌄 The Waste Land by T.S. EliotDisorientation in Space-TimeThe fragmentation and directionlessness of the poem echo HMMT’s idea of weakened or competing metaphor mappings due to conflicting cultural schemas (p. 59–60).Literary fragmentation = metaphorical instability—supports HMMT’s memory-network competition model.
Criticism Against “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto

1. Ambiguity Between “Universal” and “Flexible”

Critics argue that the theory struggles to reconcile its claim of universal metaphor families with the radical variability observed across individuals and cultures.

  • 🌍 If metaphors are universal (as claimed), why are they so easily reversible in minutes (e.g., with mirrored orthography)?
  • ❓ The line between innate mappings and learned cultural variants is sometimes blurred in HMMT, leading to theoretical ambiguity.

🧪 2. Overreliance on Laboratory Evidence

Many of the cited experiments use artificial settings and brief interventions that may not reflect natural cognitive behavior in real-world contexts.

  • 🧫 For example, spatial interference tasks with tones and shapes may oversimplify how people process metaphor in language, art, or literature.
  • Critics suggest HMMT may not fully explain deep metaphorical reasoning in complex, real-life scenarios like literature or politics.

🧠 3. Neglects Social and Power Structures

While HMMT accounts for body, language, and culture, it underplays the role of ideology, power, and discourse in shaping metaphors.

  • ⚖️ Critics from poststructuralist and postcolonial perspectives argue that metaphors are not just cognitive, but also political and rhetorical tools.
  • HMMT lacks engagement with theories from Foucault, Butler, or Bourdieu regarding language, identity, and control.

📏 4. Limited Scope of Metaphor Domains

The theory focuses mostly on space-based metaphors (e.g., time, pitch, valence), ignoring rich metaphorical domains like morality, love, or nationhood.

  • 💘 Metaphors like “love is war” or “the nation is a body” involve emotionally and socially charged concepts that go beyond space–domain mappings.
  • HMMT’s hierarchy model might not apply cleanly to multi-domain metaphors or culturally embedded conceptual blends.

🔁 5. Circularity in Evidence and Explanation

Some scholars argue that HMMT explains metaphor flexibility by invoking metaphor flexibility, creating a tautology.

  • 🔄 If all metaphor changes can be explained by metaphor competition, the theory may be unfalsifiable without more predictive power.
  • The model risks retrospective explanation rather than offering testable forecasts of metaphor use across populations.

🔤 6. Language Bias in “Universal” Claims

Critics point out that most empirical studies cited (Dutch, English, Farsi) reflect Indo-European language systems, leaving global linguistic diversity underexplored.

  • 🌐 No substantial data from tonal languages (e.g., Chinese), sign languages, or indigenous oral traditions.
  • Claims of universality may be premature or Western-centric.

Representative Quotations from “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto with Explanation

🔵 1.
Quotation:

“People think about abstract domains like time and goodness metaphorically. This tendency may be universal.”
Explanation:
This sets the foundation of the chapter, asserting that metaphor is not merely a linguistic device, but a cognitive universal shaping how humans understand complex, abstract domains through more tangible ones like space.


🟢 2.
Quotation:

“Mental metaphors are mappings between non-linguistic representations in a source domain and a target domain that is typically more abstract.”
Explanation:
Here, Casasanto distinguishes mental metaphors from linguistic metaphors, stressing that such mappings occur without language, in our internal thought processes.


🟣 3.
Quotation:

“The specific mappings that get used most frequently or automatically can vary across individuals and groups.”
Explanation:
This illustrates how individual experience, culture, and language can shape which mental metaphors dominate, despite their shared foundational structure.


🔴 4.
Quotation:

“Even our most basic mental metaphors are constructed over multiple timescales, on the basis of multiple kinds of experience.”
Explanation:
Casasanto argues against static universality, proposing that metaphor development is hierarchical and dynamic, adapting over time through layered experiential inputs.


🟡 5.
Quotation:

“Activating a mapping strengthens this source–target association and… weakens the competing source–target mappings in the same family.”
Explanation:
This reveals how competitive associative learning guides which metaphors become dominant, explaining both their entrenchment and malleability.


🟤 6.
Quotation:

“It may be a human universal to conceptualize these domains in terms of space… but the particulars… vary across groups.”
Explanation:
A critical point for cognitive diversity: while spatial metaphors may be universal scaffolds, their expression is culturally and bodily specific.


🔶 7.
Quotation:

“Speakers of thickness languages like Farsi come to rely on multidimensional spatial schemas more strongly than vertical spatial schemas.”
Explanation:
An empirical insight showing how language experience determines spatial representation in mental metaphors—an example of linguistic relativity at work.


🔷 8.
Quotation:

“Participants did not abandon a spatial mapping of time; rather they rapidly adopted a different mental timeline.”
Explanation:
Illustrates the flexibility of metaphorical thinking. Even entrenched metaphors can be reversed or replaced with new experience, often within minutes.


9.
Quotation:

“The fluent region of space is good.”
Explanation:
From the theory of bodily relativity, this quote links motor fluency to valence, showing that bodily asymmetries shape ethical and emotional judgments.


10.
Quotation:

“By seeking to understand common mechanisms… we can better understand the origins of our thoughts, the extent of cognitive diversity, and the dynamism of our mental lives.”
Explanation:
This concluding statement encapsulates the purpose of HMMT: to account for shared cognitive architecture while explaining its adaptive diversity.

Suggested Readings: “The Hierarchical Structure of Mental Metaphors” by Daniel Casasanto
  1. Casasanto, Daniel. “The hierarchical structure of mental metaphors.” Metaphor: Embodied cognition and discourse (2017): 46-61.
  2. Gärdenfors, Peter. “Mental Representation, Conceptual Spaces and Metaphors.” Synthese, vol. 106, no. 1, 1996, pp. 21–47. JSTOR, http://www.jstor.org/stable/20117475. Accessed 14 Apr. 2025.
  3. Tilford, Nicole L. “Complex Metaphors.” Sensing World, Sensing Wisdom: The Cognitive Foundation of Biblical Metaphors, Society of Biblical Literature, 2017, pp. 173–98. JSTOR, https://doi.org/10.2307/j.ctt1p0vjz8.13. Accessed 14 Apr. 2025.
  4. Fienup-Riordan, Ann. “Metaphors of Conversion, Metaphors of Change.” Arctic Anthropology, vol. 34, no. 1, 1997, pp. 102–16. JSTOR, http://www.jstor.org/stable/40316427. Accessed 14 Apr. 2025.