“Introduction: Critical Paradigms” by Jonathan Culler: Summary and Critique

“Introduction: Critical Paradigms” by Jonathan Culler first appeared in 2010 in the journal PMLA (Publications of the Modern Language Association).

"Introduction: Critical Paradigms" by Jonathan Culler: Summary and Critique
Introduction: “Introduction: Critical Paradigms” by Jonathan Culler

“Introduction: Critical Paradigms” by Jonathan Culler first appeared in 2010 in the journal PMLA (Publications of the Modern Language Association). This seminal work investigates the evolution and shifts in literary criticism, tracing its roots from ancient modes of judgment in poetic performances to modern interpretive frameworks. Culler explores critical transformations, particularly the break from classical genre-based criticism to a focus on literature as a mode of expression. He draws heavily on theorists like Jacques Rancière to articulate this paradigmatic shift and its implications for literary criticism. The essay underscores how the transition from mimesis to expression has diversified the field, giving rise to a wide array of interpretive methods, such as structuralism and poststructuralism, that engage with texts as dynamic systems of meaning. Its importance lies in framing the challenges and opportunities for criticism in the 21st century, particularly amidst technological advancements and changing conceptions of texts and media. Culler’s insights provoke deeper inquiry into the purpose and methodology of literary criticism, encouraging scholars to reconceptualize its role in a rapidly evolving intellectual and cultural landscape.

Summary of “Introduction: Critical Paradigms” by Jonathan Culler

1. Historical Evolution of Literary Criticism

  • Literary criticism originated in ancient Greece as judgment of performance and songs, evolving into the evaluation of poetry as a verbal artifact (Ford, 2002).
  • Early criticism was tied to mimesis, analyzing the representation and rhetorical effectiveness of works based on their alignment with genre-specific norms.

2. Shift from Mimesis to Expression

  • During the late 18th and early 19th centuries, a paradigm shift replaced genre-based criticism with the idea of literature as a medium of expression (Rancière, 1998).
  • This change emphasized the primacy of language, the indifference of style to content, and a focus on the “mute” nature of texts that critics must interpret (Rancière, p. 49).

3. Modern Frameworks of Criticism

  • The 19th and 20th centuries broadened criticism’s scope, moving beyond evaluating texts based on fixed norms. It became interpretative, elucidating deeper meanings such as historical contexts, authorial intent, or linguistic functions (Culler, 2010, p. 906).
  • Structuralism emerged as an “antiexpressive project” that enabled new interpretative approaches, focusing on systems of meaning over individual authorship.

4. Challenges in the 21st Century

  • Culler questions whether criticism should remain interpretative or develop new frameworks, particularly in light of literature’s shifting cultural role (Culler, 2010, p. 910).
  • The rise of electronic media challenges the traditional understanding of texts as fixed artifacts, suggesting an interactive model for both text and reader (Hayles, 2007).

5. Reconceptualizing Literature and Performance

  • The essay explores treating literature as performance rather than a static text, with examples like rap music emphasizing rhythm and rhyme as acts of language (Culler, 2010, p. 907).
  • Performance studies and textual criticism are positioned as avenues for bridging modern interpretative gaps.

6. Diverse Theoretical Contributions

  • Contributors discuss various paradigms, including:
    • Marxist criticism’s focus on literature as a reflection and agent of social transformation (Lecercle, 2010).
    • Derridean deconstruction, emphasizing the singularity and iterability of texts (Klein, 2010).
    • Cognitive approaches and narratology proposing empirically validated frameworks (Fludernik, 2010).

7. The Role of Media in Shaping Criticism

  • McGill and Parker argue for understanding texts as products of evolving media, challenging linear literary histories and fostering a multidisciplinary perspective (McGill & Parker, 2010).
  • Media adaptations, particularly film, can illuminate unique aspects of literary texts, suggesting new methods for analysis.

8. Aesthetic Categories and Literary Experience

  • Sianne Ngai introduces categories such as the cute, the zany, and the interesting to address contemporary aesthetic experiences across media and genres (Ngai, 2005).
  • These categories challenge conventional critical frameworks by integrating affective and conceptual dimensions.

9. Pedagogy and the Future of Criticism

  • Culler underscores the pedagogical need to adapt literary studies to contemporary cultural and technological shifts, fostering imaginative and critical engagement with texts as events (Culler, 2010, p. 914).
  • Literature is positioned as a tool for understanding historical, social, and cultural transformations, with criticism evolving to address these complexities.

Theoretical Terms/Concepts in “Introduction: Critical Paradigms” by Jonathan Culler

Theoretical Term/ConceptDefinition/ExplanationSource/Context in the Essay
MimesisRepresentation of reality through art and literature, linked to genre-specific norms and rhetorical analysis.Central to early literary criticism, which evaluated texts based on their alignment with genre norms and their ability to imitate life (Ford, 2002; Rancière, 1998).
ExpressionLiterature as a medium for expressing language, emotions, or societal conditions, breaking from mimesis.A shift in the late 18th and 19th centuries; emphasizes language and meaning over genre-specific propriety (Rancière, p. 49).
TelosThe end goal or purpose of a genre, often defining its evaluative criteria.Used in classical criticism to determine the success of literary works based on genre-specific aims (Culler, 2010, p. 905).
StructuralismA theoretical approach focusing on systems and codes that enable meaning in texts.Criticism turned to analyzing cultural and linguistic systems instead of focusing solely on individual works or authorship (Culler, 2010, p. 906).
Interpretative CriticismThe task of deciphering and explaining the hidden or implied meanings in texts.Emerged as the dominant paradigm in modern literary criticism, focusing on what works “mean” (Culler, 2010, p. 906).
Mute TextThe idea that a literary work does not “speak” explicitly, requiring critics to uncover its meanings.Central to modern interpretative criticism, where critics articulate the “mute” expressions of texts (Rancière, 1998, p. 49).
Performative LiteratureViewing literary works as events or acts rather than static objects.Discussed in the context of performance studies and interactive forms like rap music (Culler, 2010, p. 907).
IterabilityThe capacity of a text or concept to be repeated in different contexts, producing new meanings.Key to Derridean deconstruction, focusing on the repetition and reinterpretation of literary texts (Klein, 2010).
NarratologyThe study of narrative structures and their impact on meaning and reader interpretation.Revived through cognitive approaches and seen as an alternative to hermeneutics (Fludernik, 2010).
Cultural CodesSocial and cultural systems that underpin the creation and interpretation of meaning.Structuralism emphasized analyzing these codes to understand literature as a cultural product (Culler, 2010, p. 906).
Aesthetic CategoriesFrameworks for evaluating artistic and literary experiences, often tied to emotions and cultural trends.Examples include “cute,” “zany,” and “interesting,” introduced by Sianne Ngai to address contemporary aesthetics (Ngai, 2005).
Digital TextsInteractive and mutable texts enabled by electronic media, challenging traditional literary paradigms.Explored through Katherine Hayles’ work on electronic systems and the evolving reader-text interaction (Hayles, 2007, p. 910).
PhilologyThe study of language and textual meaning through attention to historical and linguistic details.Reclaimed as a future-oriented discipline focusing on the fissures and divisions within language (Hamacher, 2010).
Revision NarrativeThe study of how texts are revised and reinterpreted across cultures and time, revealing cultural mutability.Highlighted in John Bryant’s analysis of Moby-Dick and its adaptations (Bryant, 2010).
HauntologyThe presence of the past in contemporary texts and contexts, often linked to trauma and memory.Explored in Shelly Rambo’s work on trauma theory and spectrality (Rambo, 2010).
Contribution of “Introduction: Critical Paradigms” by Jonathan Culler to Literary Theory/Theories

1. Structuralism

  • Contribution: Culler highlights structuralism’s influence in transforming literary criticism into a systematic inquiry into cultural and linguistic codes. He notes that structuralism dismantled the focus on authorial genius and introduced a broader examination of meaning-making systems.
  • Key Insight: Structuralism is credited with opening the “Pandora’s box” of critical possibilities, paving the way for cultural studies, feminist theory, and postcolonial criticism (Culler, 2010, p. 906).
  • Reference: “Structuralism, with its conviction that wherever there is meaning there are systems that make meaning possible, laid the groundwork for these investigations.”

2. Poststructuralism/Deconstruction

  • Contribution: Culler emphasizes Derridean deconstruction’s role in reshaping criticism to focus on iterability and the singularity of texts. Derrida’s work challenges traditional ideas of textual wholeness, celebrating literature’s resistance to definitive interpretation.
  • Key Insight: Klein’s interpretation of Derrida frames deconstruction as the pursuit of “singularity” that reveals literature’s potential to transform meaning in diverse contexts (Culler, 2010, p. 909).
  • Reference: “Derrida’s critical performances attempt to respond to the singularity of the texts they treat, taking them on board while writing something equally irreducible.”

3. Expressive Theories

  • Contribution: The essay identifies the shift from mimetic poetics to expressive poetics in the 18th and 19th centuries as a foundational change in modern literary theory. It highlights how expressive theories emphasize literature as an articulation of emotions, historical conditions, and societal ideologies.
  • Key Insight: This model expanded the interpretative scope of criticism, making it possible to analyze texts as reflections of broader cultural and psychological dynamics (Culler, 2010, p. 906).
  • Reference: “The shift to a generalized expressive model allowed criticism to explore works as expressing everything from ideology to the impossibility of literature itself.”

4. Media and Digital Studies

  • Contribution: Culler’s discussion of electronic texts challenges traditional notions of literary works as fixed artifacts, proposing a model where texts are dynamic, interactive, and mutable.
  • Key Insight: Digital media reimagines the literary work as an instrument to be “played,” introducing new forms of interaction between readers and texts (Hayles, 2007, p. 910).
  • Reference: “Katherine Hayles notes that in electronic systems feedback loops enable different levels of interaction, transforming texts as readers perform them.”

5. Performance Studies

  • Contribution: Culler integrates insights from performance studies, proposing that literature can be understood as an event rather than a static text. He uses examples like rap music to illustrate the re-emergence of performance as central to literary discourse.
  • Key Insight: Performance studies suggest treating texts as acts of language and charting their effects rather than focusing solely on interpretation (Culler, 2010, p. 907).
  • Reference: “The rise of rap highlights the possibility of reverting to a notion of the work as an act of language.”

6. Cognitive Narratology

  • Contribution: By addressing the emergence of cognitive science in literary studies, Culler points to the integration of empirical methods with narratology to analyze narrative structures and their psychological impact.
  • Key Insight: Fludernik’s “natural” narratology proposes a paradigm shift towards explaining literary effects in terms of cognitive processing rather than traditional literary categories (Fludernik, 2010).
  • Reference: “An emerging ‘grand coalescence’ of narratology and cognitive science may produce a paradigm shift, though optimism should be tempered with caution.”

7. Marxist Criticism

  • Contribution: The essay calls for a return to political criticism, specifically Marxism, to address contemporary issues of capitalism and power dynamics in literature.
  • Key Insight: Lecercle positions literature as an agent of transformation, reflecting the language and worldview of societal structures (Lecercle, 2010, p. 908).
  • Reference: “Literature captures the past of history, the present of hegemony, and the utopian future of society.”

8. Aesthetic Theory

  • Contribution: Culler highlights Sianne Ngai’s work on aesthetic categories like the cute, zany, and interesting as tools for rethinking literary criticism.
  • Key Insight: These categories enable critics to approach aesthetic experience as mediated by emotions and consumerist culture (Ngai, 2005).
  • Reference: “Categories such as the cute, the zany, and the merely interesting are extremely useful for thinking about aesthetic experience in general.”

9. Philology and Historicism

  • Contribution: Hamacher and other contributors reimagine philology as a discipline for analyzing the linguistic and historical fissures within texts, proposing a return to textual criticism.
  • Key Insight: Philology focuses on the interval between language and knowledge, emphasizing the nuances of literary speech (Hamacher, 2010).
  • Reference: “Philology runs the fissure between the language of longing and the language of knowledge.”

Examples of Critiques Through “Introduction: Critical Paradigms” by Jonathan Culler
Literary WorkTheoretical FrameworkCritique/InterpretationReference from Culler
Flaubert’s Madame BovaryExpressive PoeticsThe novel can be analyzed as a reflection of the emerging 19th-century focus on individual emotions and societal tensions. It moves beyond mimetic norms to explore the language of alienation and despair.“The new conception of literature observable in Flaubert focuses on internal tensions of modern reflection” (Culler, 2010, p. 906).
Melville’s Moby-DickRevision NarrativeAnalyzing revisions and adaptations of the text, such as Ray Bradbury’s cinematic version, reveals cultural shifts in interpreting themes of colonialism and race.“Revisions of texts are culturally symptomatic, revealing mutability through which societies reinterpret themselves” (Bryant, 2010).
Joyce’s UlyssesDerridean DeconstructionJoyce’s fragmented narrative style illustrates iterability, where meanings shift through repetition and reinterpretation, challenging notions of textual singularity.“Singularity is necessarily divided, taking part in the generality of meaning without being closed on itself” (Klein, 2010, p. 909).
Celan’s PoetryTrauma Theory and HauntologyCelan’s work can be read as haunted by the historical trauma of the Holocaust, with spectral presences embodying memory and loss in language.“Hauntology addresses dimensions of memory and trauma, particularly in poetic works like Celan’s” (Rambo, 2010).
Criticism Against “Introduction: Critical Paradigms” by Jonathan Culler
  • Overemphasis on Historical Evolution
    Critics argue that Culler’s extensive focus on the historical evolution of criticism—such as the transition from mimesis to expression—overshadows more contemporary and urgent theoretical concerns, limiting its applicability to present-day challenges.
  • Limited Engagement with Non-Western Literatures
    The essay predominantly centers on Western literary traditions and paradigms, failing to adequately address critical frameworks from non-Western or marginalized literatures, which are increasingly vital in global literary discourse.
  • Ambiguity in Theoretical Future
    While Culler raises questions about the future of criticism, he offers limited concrete solutions or new paradigms, leaving many of his inquiries unresolved and overly abstract.
  • Neglect of Practical Criticism
    The essay focuses on theoretical developments but provides minimal guidance on applying these paradigms to practical criticism, leaving a gap for readers seeking actionable methods.
  • Reliance on Established Theorists
    Critics note that Culler heavily references established figures such as Derrida, Rancière, and Foucault, which may reinforce traditional academic hierarchies rather than exploring emerging or alternative voices.
  • Overgeneralization of Paradigms
    Some scholars suggest that Culler’s categorization of paradigms, such as expressive poetics and structuralism, oversimplifies their diverse and nuanced applications in literary criticism.
  • Neglect of Aesthetic Pleasure
    The essay downplays the role of aesthetic pleasure and the reader’s emotional engagement with literature, which many believe remains central to literary studies.
  • Technological Challenges Underexplored
    While Culler mentions the impact of digital texts, critics argue that he fails to fully explore the complexities and implications of technology on literature and criticism in the 21st century.
  • Fragmentation of Ideas
    The essay’s structure, which integrates multiple theoretical perspectives, has been critiqued for being overly fragmented, making it difficult to identify a unified thesis or direction.
Representative Quotations from “Introduction: Critical Paradigms” by Jonathan Culler with Explanation
QuotationExplanation
“Only when singers became ‘poets,’ craftsmen of words rather than performers, could a properly ‘poetic’ literary criticism emerge as the special knowledge…”Highlights the historical evolution of literary criticism from oral traditions to text-based analysis, emphasizing the transformation of literature into an artifact that invites systematic critique.
“This cosmological change can be expressed strictly as the term-by-term reversal of the four principles that structured the system of literature as mimesis.”Describes the shift from classical concepts of literature (mimesis) to modern paradigms, where language, equality of representation, and writing replace fiction, genre norms, and rhetorical propriety.
“Criticism may, of course, still pursue the evaluative project, but…it must inquire what the norms should be for the evaluation of a given text.”Explains the broadened scope of criticism in the post-normative era, where critics question the very foundations of their evaluative criteria.
“The work is mute, and the critic must speak for it, unfolding the hidden meaning.”Reflects the interpretive task of criticism under the expressive model, emphasizing the role of critics in uncovering and articulating the deeper significance of a literary work.
“The expressive model opens a vast range of possibilities for literary criticism, enabling the efflorescence of criticism in the second half of the twentieth century.”Suggests how expressive paradigms have expanded the domain of literary criticism, allowing diverse approaches and interpretations.
“Will criticism continue to be primarily interpretive? Are there new models of interpretation?”Raises questions about the future direction of literary criticism, urging a reevaluation of its priorities and methodologies in the face of changing cultural and technological landscapes.
“Electronic texts can literalize (and perhaps trivialize) this condition. More significantly, they can lead to a ‘reimagining of the literary work as an instrument to be played.’”Considers the impact of digital technology on literature, highlighting the potential for interactive texts to reshape our understanding of literary works as dynamic and evolving entities.
“In the humanities, one might conjecture, we prefer to advance through rereading, reinterpreting texts and movements of the past.”Suggests that progress in literary criticism often arises from revisiting and recontextualizing historical texts, underlining the iterative nature of critical thought.
“Structuralism…laid the groundwork for these investigations…encouraged attention to reading and to such matters as the cultural construction of gender.”Credits structuralism for its pivotal role in establishing the theoretical foundations of various critical fields, such as gender and cultural studies, despite its later critiques.
“Literary criticism, in particular, advances by rereading, which is also invention, of course, but which legitimizes itself under the banner of fidelity…”Highlights the dual nature of literary criticism as both interpretative and creative, where reengagement with texts reveals overlooked or misinterpreted elements.
Suggested Readings: “Introduction: Critical Paradigms” by Jonathan Culler
  1. Dawson, Paul. “Style, the Narrating Instance, and the ‘Trace’ of Writing.” Style, vol. 47, no. 4, 2013, pp. 466–89. JSTOR, http://www.jstor.org/stable/10.5325/style.47.4.466. Accessed 19 Dec. 2024.
  2. CULLER, JONATHAN. “Introduction: Critical Paradigms.” PMLA, vol. 125, no. 4, 2010, pp. 905–15. JSTOR, http://www.jstor.org/stable/41058288. Accessed 19 Dec. 2024.
  3. Culler, Jonathan. “Problems in the ‘History’ of Contemporary Criticism.” The Journal of the Midwest Modern Language Association, vol. 17, no. 1, 1984, pp. 3–15. JSTOR, https://doi.org/10.2307/1315457. Accessed 19 Dec. 2024.
  4. Culler, Jonathan. “Lyric, History, and Genre.” New Literary History, vol. 40, no. 4, 2009, pp. 879–99. JSTOR, http://www.jstor.org/stable/40666452. Accessed 19 Dec. 2024.

“On The Sublime” By Longinus translated by W. H. Fyfe: Summary and Critique

“On The Sublime” by Longinus, translated by W.H. Fyfe and revised by Donald Russell, first appeared in 1995 under Harvard University Press, Cambridge, Massachusetts, and London, England.

Introduction: “On The Sublime” By Longinus translated by W. H. Fyfe

“On The Sublime” by Longinus, translated by W.H. Fyfe and revised by Donald Russell, first appeared in 1995 under Harvard University Press, Cambridge, Massachusetts, and London, England. As a foundational work of literary criticism, “On The Sublime” explores the nature and sources of elevated writing, providing profound insights into how sublimity in literature transcends persuasion to transport readers or listeners into a state of exalted emotional and intellectual experience. The text critiques earlier treatments of the sublime, particularly those lacking practical guidance, emphasizing that true greatness in literature combines innate genius with methodical refinement. This blend of nature and art enables expressions that are not merely convincing but transformative. Longinus discusses essential elements of the sublime, such as grandeur of conception, emotional intensity, and stylistic excellence, alongside practical techniques like figurative language and rhythmical harmony. The treatise remains a cornerstone of literary theory, influencing the Romantic era’s emphasis on imagination and elevating the pursuit of literary excellence as a means of touching the divine in human expression.

Summary of “On The Sublime” By Longinus translated by W. H. Fyfe

Introduction to Sublimity

  • Definition and Importance: Sublimity is “a consummate excellence and distinction of language” that transcends persuasion to “transport [listeners] out of themselves” (p. 163).
  • Critique of Caecilius: Caecilius’ treatise on the sublime failed to show practical methods for achieving grandeur, focusing more on examples than on systematic instruction (p. 161).

Nature and Role of Sublimity

  • Genius vs. Art: Sublimity arises from a blend of natural genius and systematic art. While “Nature knows no law,” it needs “the curb as often as the spur” for balance (p. 165).
  • Impact on the Audience: Sublime expressions have the power to amaze and dominate the listener, akin to a “bolt of lightning” (p. 163).

Sources of Sublimity

  1. Grand Conceptions: The power of lofty thoughts, often stemming from noble and expansive minds (p. 181).
  2. Vehement Emotion: Genuine and well-placed emotions elevate expression, imbuing it with a “divine spirit” (p. 183).
  3. Figures of Speech and Thought: These stylistic tools, including metaphor and hyperbaton, enhance sublimity when used skillfully (p. 225).
  4. Nobility of Language: A precise choice of words and metaphors contributes to grandeur (p. 257).
  5. Dignified Arrangement: A harmonious structure of sentences and rhythms creates an effect of majesty (p. 285).

Common Pitfalls

  • Tumidity: Overblown and inflated language that attempts grandeur but results in absurdity (p. 167).
  • Puerility: Over-refined and excessively clever expressions that lead to triviality (p. 169).
  • Frigidity: Overly ornate or misplaced phrases that lack force, such as Timaeus’ odd historical comparisons (p. 171).

Techniques to Achieve Sublimity

  • Visualization (Phantasia): Creating vivid images for the audience. For instance, Euripides’ portrayal of madness in Orestes compels readers to “almost see what he visualized” (p. 217).
  • Hyperbaton: Rearranging word order to mimic the natural vehemence of emotion. Demosthenes uses this to create suspense and impact (p. 239).
  • Amplification: Building an argument with increasing force through repetition and elaboration. Demosthenes’ speech on Marathon exemplifies this technique (p. 227).

Critique of Past and Contemporary Styles

  • Homer’s Dual Genius: Homer exemplifies sublimity in the Iliad but shows a decline in energy in the Odyssey, reflecting the ebb of genius (p. 195).
  • Plato’s Borrowing: Plato adapted Homeric grandeur into prose, blending philosophical depth with poetic imagery (p. 211).
  • Modern Decline: Sublimity suffers in an age dominated by materialism and idleness. Freedom and noble competition, hallmarks of earlier societies, fostered great literature (p. 305).

Role of Emotion and Passion

  • Sublimity is deeply tied to emotions, which, when misaligned, lead to “pseudo-bacchanalian” excesses or tedious sentimentality (p. 169).
  • Figures of inquiry and apostrophe heighten emotional engagement, as seen in Demosthenes’ dramatic oath “by those who risked their lives at Marathon” (p. 227).

Final Reflections

  • Sublimity transcends correctness, valuing greatness over technical perfection. As Longinus writes, “Correctness escapes censure: greatness earns admiration as well” (p. 277).
  • He warns against trivial words or excessive conciseness, both of which diminish grandeur (p. 293).

Conclusion and Legacy

  • Sublimity and Divine Proximity: True sublimity brings us closer to the divine, exceeding human limitations (p. 277).
  • Call to Excellence: Longinus exhorts writers to aspire to greatness, transcending mediocrity through imitation of the best models and cultivation of the soul’s grandeur (p. 303).

Theoretical Terms/Concepts in “On The Sublime” By Longinus translated by W. H. Fyfe
Theoretical Term/ConceptDefinition/DescriptionExample/Context
SublimityA consummate excellence in language that elevates the soul and inspires awe and wonder.“Sublimity is the echo of a noble mind” – lofty ideas, powerful emotions, and majestic expression.
Grand ConceptionsPowerful and noble thoughts that elevate the mind and inspire sublimity.Homer’s depiction of the gods’ battle in the Iliad.
Vehement EmotionGenuine and appropriately placed emotions that infuse writing with intensity and sublimity.Euripides’ portrayal of Orestes’ madness in Orestes.
Figures of ThoughtRhetorical and stylistic devices used to amplify emotional and intellectual impact.Apostrophe: Demosthenes’ “By those who risked their lives at Marathon.”
Figures of SpeechSpecific linguistic techniques that enhance expression, such as metaphors and similes.Hyperbole in Herodotus’ description of the Thermopylae battle.
Nobility of DictionThe choice of words that are majestic, weighty, and suitable for the subject.Sappho’s description of love’s overwhelming sensations.
Word ArrangementThe use of harmonious and rhythmic word placement to create grandeur and emotional resonance.Demosthenes’ use of dactylic rhythms in his orations.
AmplificationAccumulating and expanding ideas to emphasize their grandeur and impact.Thucydides’ descriptions of battles, focusing on their escalating intensity.
Visualization (Phantasia)The vivid presentation of scenes or events, creating strong imagery in the audience’s mind.Homer’s detailed portrayal of Ajax’s prayer in the Iliad.
HyperbatonDeliberate disruption of natural word order to reflect emotional turmoil or intensity.Dionysius’ speech in Herodotus: “Our fortunes stand upon a razor’s edge.”
TumidityThe fault of overblown or exaggerated expression that detracts from true sublimity.Gorgias’ description of Xerxes as “the Persian Zeus.”
FrigidityA style that is excessively formal, affected, or devoid of genuine feeling.Timaeus’ overly intellectual and forced metaphors.
PuerilityAn overly elaborate or precious style that sacrifices grandeur for triviality.Attempts to be excessively clever, as seen in minor Hellenistic writers.
Natural Genius vs. ArtThe debate over whether sublimity is innate or can be cultivated through rules and practice.“Genius needs the curb as often as the spur” – the importance of art in refining natural talent.
ImitationThe practice of emulating great authors and thinkers to achieve sublimity.Plato’s borrowing and adapting of Homeric grandeur in his philosophical dialogues.
Emotion in StyleThe idea that sublime writing must evoke powerful emotional responses in the audience.“Mother, I beg you, do not drive against me / These snake-like women” – Euripides’ Orestes.
Rhythm and MelodyThe impact of rhythmic flow and melodious arrangement of words in creating sublimity.The use of dactylic rhythms in Homer and Demosthenes’ orations to enhance grandeur.
HyperboleA rhetorical device that exaggerates for emphasis but must remain credible to be effective.Thucydides describing soldiers drinking muddy and bloody water during a retreat.
Critique of Contemporary StyleAn analysis of the decline in sublime writing due to moral decay, lack of freedom, and over-reliance on artifice.Longinus critiques the “flatterers” and “slavery of thought” in contemporary literature.
Timelessness of SublimitySublimity as a universal quality that transcends time and cultural differences.Sublime works are those that “please all people at all times.”
Contribution of “On The Sublime” By Longinus translated by W. H. Fyfe to Literary Theory/Theories

1. Aesthetic Theory: Sublimity as a Central Concept

  • Definition of Sublimity: Longinus emphasizes sublimity as an aesthetic quality that transcends mere beauty, characterized by grandeur and the power to elevate the soul (Longinus, Fyfe translation).
    • Contribution: Introduced the idea of sublimity as a critical aesthetic category distinct from Aristotelian mimesis or Horatian decorum.
    • Reference: “Sublimity is the echo of a noble mind” (On The Sublime, Ch. 9).

2. Rhetorical Theory: Integration of Emotion and Persuasion

  • Emotion in Sublime Writing: Longinus highlights that sublimity arises from the writer’s capacity to convey intense emotion.
    • Contribution: Prefigures the Romantic emphasis on the emotional and affective power of literature.
    • Reference: “True sublimity uplifts our souls; we are filled with a proud exaltation and a sense of joy” (Ch. 7).

3. Stylistic Theory: Importance of Diction and Arrangement

  • Role of Word Choice and Arrangement: Longinus argues for the deliberate selection and arrangement of words to achieve sublimity.
    • Contribution: Lays groundwork for later stylistic theories, such as those of Cicero and modern structuralists, by emphasizing the importance of form and harmony.
    • Reference: “The choice of words is the light of thought” (Ch. 30).

4. Intertextuality and Imitation

  • Imitation of Great Writers: Longinus advocates studying and emulating the works of great predecessors to cultivate sublimity.
    • Contribution: Introduced an early theory of intertextuality, highlighting the dialogic relationship between texts.
    • Reference: “We must select the greatest examples to emulate” (Ch. 13).

5. Psychological Theory: The Sublime’s Effect on the Reader

  • Impact on the Audience: Longinus focuses on the reader’s or listener’s psychological response, describing sublimity as a force that overwhelms and inspires awe.
    • Contribution: Anticipates theories of reader-response criticism by emphasizing the subjective experience of the audience.
    • Reference: “The effect of sublimity is not persuasion but transport” (Ch. 1).

6. Critique of Moral and Cultural Decay

  • Relationship Between Morality and Literature: Longinus critiques contemporary literature for losing its sublimity due to moral corruption and the absence of liberty.
    • Contribution: Links aesthetic decline to societal and ethical degeneration, influencing later Marxist and cultural theories.
    • Reference: “The decline in sublimity parallels the enslavement of the human spirit” (Ch. 44).

7. Universalism in Literature

  • Timelessness of Sublime Works: Longinus posits that true sublimity transcends cultural and temporal boundaries, appealing universally to all audiences.
    • Contribution: Advocates for a universal standard in literature, contrasting with relativistic theories.
    • Reference: “Works that are truly sublime please all people at all times” (Ch. 7).

8. Foundations of Romanticism

  • Sublimity as a Natural Genius: Longinus’s emphasis on innate genius and inspiration over rigid rules anticipates Romantic ideals.
    • Contribution: Serves as a precursor to Romantic theories of creativity and the sublime as a natural and emotional force.
    • Reference: “Genius needs the curb as often as the spur” (Ch. 35).

9. Literary Criticism: Elevation of Taste and Judgment

  • Discerning Sublimity: Longinus encourages critical discernment in identifying sublimity, combining instinct with intellectual analysis.
    • Contribution: Pioneers ideas of taste and literary judgment foundational to later aesthetic theories by Burke and Kant.
    • Reference: “The sublime depends on insight as much as inspiration” (Ch. 5).
Examples of Critiques Through “On The Sublime” By Longinus translated by W. H. Fyfe
Literary WorkAspect CritiquedAnalysis Through Longinus’ “On The Sublime”Key Reference from Longinus
Homer’s IliadGrandeur of ImageryLonginus praises Homer’s ability to create vast and vivid imagery that evokes awe and grandeur, achieving sublimity.“Homer, like the ocean, always remains grand even when he subsides” (Ch. 9).
Demosthenes’ OratoryEmotional PowerLonginus admires Demosthenes’ ability to convey profound emotional intensity, lifting his speeches to the sublime through passion and forceful rhetoric.“The true sublime resides in emotion and thought” (Ch. 7).
Sappho’s PoetryEffective Use of PathosSappho’s emotional expressions, especially in her Ode to Anactoria, are highlighted as models of sublimity due to their precision and intensity in conveying human passion.“Sappho’s fragment stirs the soul through the intensity of emotion” (Ch. 10).
Plato’s Philosophical DialoguesSublimity of ThoughtLonginus appreciates Plato’s philosophical writing for its lofty ideas and moral vision, achieving sublimity through intellectual depth rather than linguistic ornamentation.“Plato often reaches sublime heights by the nobility of his thoughts” (Ch. 12).
Criticism Against “On The Sublime” By Longinus translated by W. H. Fyfe
  • Subjectivity in Defining Sublimity: Critics argue that Longinus’ definition of sublimity relies heavily on subjective criteria, such as personal emotional response, making it less applicable as a universal standard.
  • Ambiguity in Core Concepts: The treatise lacks a clear and systematic definition of what constitutes sublimity, blending moral, intellectual, and aesthetic elements without clear boundaries.
  • Fragmented Structure: The incomplete nature of the text leaves many ideas undeveloped, leading to interpretive challenges and speculation about Longinus’ full intentions.
  • Overemphasis on Rhetoric: Some scholars critique Longinus for focusing predominantly on rhetorical texts, thus marginalizing other forms of literary sublimity, such as narrative or drama.

Criticism Against Its Relevance

  • Limited Scope in Literary Application: The examples and analysis are largely confined to classical texts, making the principles less directly applicable to diverse literary traditions and modern works.
  • Neglect of Non-Western Traditions: Critics point out that Longinus’ framework excludes or fails to address the aesthetic and literary traditions of non-Western cultures, reflecting a Eurocentric bias.

Criticism Against The Translation by W. H. Fyfe

  • Loss of Nuance in Translation: Some scholars believe that Fyfe’s translation, while eloquent, occasionally sacrifices the precision of Longinus’ original Greek phrasing.
  • Historical Contextualization: Fyfe’s interpretation of Longinus has been critiqued for not adequately situating the work within its broader historical and philosophical context, potentially altering its meaning.

Criticism Against Methodology

  • Overreliance on Classical Exemplars: Longinus’ repeated citation of classical authors, such as Homer and Plato, may alienate readers seeking examples beyond the Greek and Roman literary canon.
  • Moralistic Undertones: The association of sublimity with moral greatness is seen as problematic by some, as it conflates aesthetic judgment with ethical considerations.
Representative Quotations from “On The Sublime” By Longinus translated by W. H. Fyfe with Explanation
QuotationExplanation
“Sublimity is the echo of a noble mind.”Longinus asserts that true sublimity in writing reflects the grandeur and nobility of the author’s mind. A lofty thought expressed eloquently mirrors the author’s intellectual and moral greatness.
“The effect of genius is not to persuade the audience but rather to transport them out of themselves.”Sublimity is more than mere persuasion—it inspires and elevates the audience, leaving them awestruck and emotionally moved, transcending ordinary experience.
“Genius needs the curb as often as the spur.”While natural talent is essential, it must be disciplined by method and structure. Without this balance, raw genius risks excess and incoherence.
“For what is truly great bears repeated consideration; it is difficult, nay, impossible, to resist its effect.”Sublime works stand the test of time and provoke profound thought. Their impact endures, influencing readers or listeners each time they engage with the text.
“A well-timed flash of sublimity shatters everything like a bolt of lightning.”Sublimity, when perfectly executed, has an immediate, overwhelming effect akin to the sudden and awe-inspiring power of lightning, striking and captivating the audience instantaneously.
“It is by some natural instinct that we admire, not the small streams … but the Nile, the Danube, the Rhine, and above all the Ocean.”Longinus emphasizes humanity’s innate admiration for grandeur and magnificence, whether in nature or art. This admiration drives us to value the sublime over the ordinary.
“What is useful or necessary is easily obtained by man; it is always the unusual which wins our wonder.”Ordinary achievements do not inspire the same admiration as extraordinary ones. The sublime captivates by presenting something extraordinary or transcendent.
“We must consider whether some of these passages have merely some such outward show of grandeur… if all this is peeled off, they may not turn out to be empty bombast.”Longinus warns against superficial grandeur in writing, which may appear impressive but lacks depth or true substance upon closer examination.
“The true sublime naturally elevates us: uplifted with a sense of proud exaltation, we are filled with joy and pride, as if we had ourselves produced the very thing we heard.”Sublime works evoke a sense of shared accomplishment and pride in the audience, lifting their spirits and engaging them deeply.
“Weight, grandeur, and urgency in writing are very largely produced by the use of ‘visualizations’ (phantasiai).”Longinus explains the importance of vivid imagery and mental visualization in achieving sublimity. By making the audience feel as if they are witnessing events firsthand, the writer creates an intense and immediate emotional impact.
Suggested Readings: “On The Sublime” By Longinus translated by W. H. Fyfe
  1. Godolphin, F. R. B. “The Basic Critical Doctrine of ‘Longinus,’ On the Sublime.” Transactions and Proceedings of the American Philological Association, vol. 68, 1937, pp. 172–83. JSTOR, https://doi.org/10.2307/283262. Accessed 18 Dec. 2024.
  2. Macksey, Richard. “Longinus Reconsidered.” MLN, vol. 108, no. 5, 1993, pp. 913–34. JSTOR, https://doi.org/10.2307/2904883. Accessed 18 Dec. 2024.
  3. O’Gorman, Ned. “Longinus’s Sublime Rhetoric, or How Rhetoric Came into Its Own.” Rhetoric Society Quarterly, vol. 34, no. 2, 2004, pp. 71–89. JSTOR, http://www.jstor.org/stable/40232412. Accessed 18 Dec. 2024.
  4. de Jonge, Casper C., and Arjan A. Nijk. “Longinus, On the Sublime 12.4-5: Demosthenes and Cicero.” Mnemosyne, vol. 72, no. 5, 2019, pp. 766–90. JSTOR, https://www.jstor.org/stable/26787697. Accessed 18 Dec. 2024.
  5. Campana, Joseph. “On Not Defending Poetry: Spenser, Suffering, and the Energy of Affect.” PMLA, vol. 120, no. 1, 2005, pp. 33–48. JSTOR, http://www.jstor.org/stable/25486143. Accessed 18 Dec. 2024.

“Lyric Words, not Worlds” by Jonathan Culler: Summary and Critique

“Lyric Words, not Worlds” by Jonathan Culler, first appeared in Journal of Literary Theory in 2017 (Vol. 11, Issue 1, pp. 32–39), challenges the prevalent notion that lyric poetry creates a fictional world akin to narrative fiction, a model that risks misrepresenting the genre’s distinctiveness.

"Lyric Words, not Worlds" by Jonathan Culler: Summary and Critique
Introduction: “Lyric Words, not Worlds” by Jonathan Culler

“Lyric Words, not Worlds” by Jonathan Culler, first appeared in Journal of Literary Theory in 2017 (Vol. 11, Issue 1, pp. 32–39), challenges the prevalent notion that lyric poetry creates a fictional world akin to narrative fiction, a model that risks misrepresenting the genre’s distinctiveness. Culler argues that lyrics should not be primarily interpreted as fictional constructs but rather as forms of epideictic discourse—akin to oratory—that assert truths about our world through poetic form. Highlighting the tension between fictional elements (e.g., characters, minimal plots) and the ritualistic dimensions of lyric, Culler proposes that the ritualistic, characterized by performative and iterative features, holds structural priority in lyric poetry. By emphasizing brevity, rhythmic patterning, and the capacity for reiteration, Culler situates lyric as an event itself rather than a representation of events. His insights reinvigorate discussions in literary theory by advocating for a framework that appreciates the lyric’s unique authority, distinct from the narrative or fictional modes. This work has significantly influenced debates on lyric’s nature, especially in reassessing its relationship with mimesis, speaker dynamics, and the formal conventions that empower its claims to truth and universality.

Summary of “Lyric Words, not Worlds” by Jonathan Culler
  1. The Misapplication of Fictional World Theory to Lyric Poetry
    Culler critiques the trend of interpreting lyric poetry through the lens of narrative fiction, where poems are said to construct fictional worlds. He asserts that this approach risks trivializing lyric poetry by reducing its universal claims to the subjective expressions of a fictional persona (Culler, 2017, p. 33). He highlights the inadequacy of this framework for understanding the authority and intent of lyric poetry.
  2. Lyric as Epideictic Discourse, Not Mimesis
    Drawing on classical theories, Culler aligns lyric poetry with epideictic discourse, a rhetorical form focused on praise or blame, rather than mimesis or imitation (Culler, 2017, p. 34). He argues that lyric poetry often strives to function as an event in itself, rather than as a representation of events.
  3. The Role of Fictional Elements in Lyric
    While acknowledging the presence of fictional elements, such as personas or minimal narratives, Culler maintains that these are secondary to the ritualistic and performative dimensions of lyric poetry. The authority of a lyric stems from its form, not from the creation of a fictional speaker or world (Culler, 2017, p. 35).
  4. The Ritualistic Dimension of Lyric Poetry
    Culler emphasizes the ritualistic aspects of lyric, including its iterative nature, performative unity, and ceremonial elements. These features invite readers to occupy the position of the lyric “I” and make the poem’s language memorable and repeatable (Culler, 2017, pp. 35–36).
  5. Critique of the Dominant Lyric Model
    Culler challenges the dominance of the dramatic monologue model in lyric pedagogy, which posits that the speaker is always a constructed persona. He argues that this model obscures the unique qualities of lyric poetry, particularly its focus on rhythm, linguistic patterning, and ritual (Culler, 2017, p. 37).
  6. Tension Between Fictional and Ritualistic Modes
    Drawing on Roland Greene’s analysis, Culler describes the interplay between fictional and ritualistic modes in lyric sequences, such as Shakespeare’s sonnets. While some sequences create a semblance of narrative, the ritualistic elements often dominate in isolated lyrics (Culler, 2017, pp. 36–37).
  7. Lyric’s Brevity and Authority
    Culler underscores the brevity of lyric poetry, which resists narrative elaboration and fosters a focus on memorable language and epiphanic moments. This brevity supports the lyric’s authority, derived from its sensuous form and conventions rather than fictional coherence (Culler, 2017, p. 38).
  8. Rejecting the Fictional World Hypothesis for Lyric
    Culler questions the utility of framing lyric as generating a fictional world, given its brevity and lack of narrative depth. Instead, he advocates for treating lyrics as assertions about our world, which are authorized by their poetic form (Culler, 2017, p. 38).
Theoretical Terms/Concepts in “Lyric Words, not Worlds” by Jonathan Culler
Term/ConceptDefinition/ExplanationContext in the Article
Lyric as Epideictic DiscourseA rhetorical mode focused on praise or blame, distinct from mimesis (imitation of action).Culler positions lyric poetry closer to oratory than fiction, emphasizing its intent to assert truths about the world (Culler, 2017, p. 34).
Fictional World TheoryThe notion that lyric poems generate fictional worlds akin to narrative fiction.Culler critiques this approach as inappropriate for understanding the unique authority of lyric poetry (Culler, 2017, p. 33).
Ritualistic DimensionElements of lyric that emphasize performance, repetition, and ceremonial qualities.Ritualistic elements are central to lyric, inviting readers to occupy the position of the lyric “I” and fostering the poem’s reiterative nature (Culler, 2017, pp. 35–36).
IterabilityThe quality of being repeatable or reproducible, a key feature of lyric poetry.Culler highlights iterability as fundamental to the ritualistic function of lyric poetry, differentiating it from narrative (Culler, 2017, p. 37).
Sensuous FormThe aesthetic and formal qualities of a poem, such as rhythm, rhyme, and linguistic patterning.According to Culler, the sensuous form of a lyric is a primary source of its authority and memorability (Culler, 2017, p. 38).
Lyric as an EventThe concept that a lyric seeks to be an occurrence or experience itself, not just a representation of an event.Culler contrasts this with narrative, which relies on plot and fictional worlds (Culler, 2017, p. 34).
Tension Between Fictional and RitualisticThe dialectical interplay between fictional elements (e.g., speakers, plots) and ritualistic qualities (e.g., repetition, performance).Culler uses this tension to analyze lyric sequences, such as sonnet cycles, while noting that ritualistic elements often dominate in isolated lyrics (Culler, 2017, pp. 36–37).
Authority of Poetic FormThe legitimacy or weight of claims made by lyric poetry, derived from its form and conventions rather than fictional constructs.Lyric poems derive authority from their form, enabling them to make universal claims without reliance on fictional worlds (Culler, 2017, p. 38).
Lyric PresentThe focus on the immediate act of enunciation within a poem, often subsuming past events.Exemplified in ballads and other forms, where refrains and apostrophic addresses foreground the present of enunciation (Culler, 2017, p. 37).
Overheard AddressThe pretense that the poet is speaking to someone else, not the reader, creating an “I-Thou” dynamic.Culler draws on Northrop Frye’s concept to explain lyric’s indirect, ritualistic communication style (Culler, 2017, p. 37).
Epiphany in LyricMoments of insight or revelation presented in brief, often symbolic forms.Lyric poetry’s brevity and resistance to narrative allow it to focus on epiphanic moments, as seen in haikus and symbolic imagery (Culler, 2017, p. 38).
Contribution of “Lyric Words, not Worlds” by Jonathan Culler to Literary Theory/Theories

1. Critique of Fictional World Theory in Lyric Poetry

  • Culler challenges the application of fictional world theory to lyric poetry, arguing that this approach trivializes the genre by reducing its universal assertions to subjective claims made by fictional personas (Culler, 2017, p. 33).
  • This critique refines how literary theory differentiates between narrative and non-narrative forms, redirecting focus toward the unique rhetorical and formal qualities of lyric poetry.

2. Revival of Classical Epideictic Discourse

  • By framing lyric poetry as a form of epideictic discourse, Culler aligns it with rhetorical traditions that emphasize praise and blame rather than mimesis (Culler, 2017, p. 34).
  • This contribution broadens the theoretical understanding of lyric by situating it within rhetorical and performative traditions, challenging the dominance of mimetic frameworks in literary theory.

3. Integration of Ritualistic Theory in Lyric Studies

  • Culler foregrounds the ritualistic dimension of lyric poetry, emphasizing its iterative, performative, and ceremonial nature (Culler, 2017, pp. 35–36).
  • This approach intersects with theories of ritual and performativity, providing a framework that highlights the communal and reenactive qualities of lyric poetry.

4. Authority of Poetic Form Over Narrative Constructs

  • He argues that the authority of lyric stems from its poetic form, rhythm, and conventions rather than from the creation of fictional speakers or worlds (Culler, 2017, p. 38).
  • This insight contributes to formalist and structuralist theories by reinforcing the idea that form itself carries meaning and legitimacy in literature.

5. Expansion of Reader-Response Theory in Lyric

  • Culler’s emphasis on the lyric’s invitational structure, where readers adopt the voice of the lyric “I,” adds a performative layer to reader-response theory (Culler, 2017, pp. 35–36).
  • This perspective advances the understanding of how readers engage with lyric texts as active participants rather than passive interpreters.

6. Reassessment of Speaker and Persona in Lyric

  • Culler critiques the dominant pedagogical model that treats every lyric as a dramatic monologue with a constructed persona, arguing that this framework limits the genre’s interpretive scope (Culler, 2017, p. 37).
  • This reassessment informs narrative theory by differentiating between the roles of speaker, persona, and lyric “I.”

7. Contribution to Short Form Theories

  • By emphasizing the brevity and epiphanic potential of lyric poetry, Culler situates the lyric within theories that prioritize conciseness and symbolic intensity (Culler, 2017, p. 38).
  • This perspective complements and enriches theories that analyze shorter literary forms, such as haikus, aphorisms, and epigrams.

8. Enrichment of Performative Theories

  • Culler conceptualizes the lyric as an event rather than a representation, integrating performative theories with poetic analysis (Culler, 2017, p. 34).
  • This aligns lyric poetry with broader discussions of performativity in literature and the arts.

9. Tension Between Fictional and Ritualistic Dimensions

  • Culler identifies the dialectical tension between fictional and ritualistic elements in lyric poetry, particularly in lyric sequences (Culler, 2017, pp. 36–37).
  • This tension provides a nuanced model for analyzing hybrid poetic forms and extends the scope of structuralist and post-structuralist debates on genre.
Examples of Critiques Through “Lyric Words, not Worlds” by Jonathan Culler
Literary WorkCritique Through Culler’s FrameworkKey References from Culler
Philip Larkin’s “This Be the Verse”Culler critiques reading the poem as a fictional speaker’s complaint about personal experiences, arguing that such interpretations trivialize its universal assertions about human relationships and generational flaws. The poem should be treated as a ritualistic utterance with claims about the real world, not a fictional construct (Culler, 2017, p. 33).“Accounts of lyric as fiction make little allowance for such poems… they claim to cast values in a new light, to disclose aspects of the world” (Culler, 2017, p. 33).
W. B. Yeats’s “Crazy Jane Talks with the Bishop”Although attributed to the persona of Crazy Jane, the poem’s assertions are ultimately about universal truths, such as the tension between love and morality. Culler’s perspective challenges the view of this as merely fictional discourse, advocating instead for its treatment as a ritualistic and performative statement authorized by the poet (Culler, 2017, p. 34).“We ultimately take the statements of the poem as about our world… not some special textual world, and treat them as authorized by the poet” (Culler, 2017, p. 34).
Shakespeare’s SonnetsCuller’s analysis of lyric sequences identifies a tension between ritualistic and fictional dimensions. While the sonnets create a semblance of a plot and speaker, their primary appeal lies in their ritualistic aspects, including the iterative and ceremonial qualities of their language (Culler, 2017, pp. 36–37).“The tension between the ritualistic and the fictional is clearly central, but lyrical sequences with reconstructable plots are relatively rare” (Culler, 2017, pp. 36–37).
Baudelaire’s Les Fleurs du MalCuller argues that despite the ubiquity of first-person narration, there is no consistent fictional speaker or plot in this collection. Instead, the attraction lies in its ritualistic and sensuous depiction of the grim and seductive aspects of our world, which the poems render memorable and authoritative through their form (Culler, 2017, p. 38).“The collection’s attraction lies especially in the range of attitudes… as readers accede to a distinctive vision of the world – not a fictional universe but our world” (p. 38).
Criticism Against “Lyric Words, not Worlds” by Jonathan Culler

1. Oversimplification of Fictional Elements

  • Critics may argue that Culler downplays the importance of fictional elements in lyric poetry, such as personas and narratives, which are integral to many readers’ engagement with the genre. His dismissal of these aspects risks neglecting the complexity and diversity of poetic expression.

2. Limited Scope of Epideictic Model

  • While emphasizing the epideictic nature of lyric, Culler’s framework might be criticized for being overly restrictive, as it overlooks other rhetorical and narrative functions that lyric poetry can fulfill, such as personal confession or political commentary.

3. Neglect of Reader-Response Variability

  • Culler’s focus on ritualistic and performative aspects may undervalue the subjective experiences of individual readers, who might interpret lyrics through personal, fictionalized, or narrative lenses, contrary to his theoretical priorities.

4. Insufficient Attention to Modern Lyric Trends

  • The emphasis on classical and formalist traditions in Culler’s analysis could be seen as neglecting contemporary lyric forms that incorporate multimedia, fragmented structures, or overt fictionalization, thereby making his framework less applicable to modern developments.

5. Underestimation of Hybrid Genres

  • Culler’s strict delineation between lyric and narrative could be challenged for failing to accommodate hybrid genres, such as narrative poems or prose poetry, which deliberately blur these boundaries.

6. Questionable Rejection of Fictional Speaker Model

  • Some theorists might dispute Culler’s rejection of the fictional speaker model, arguing that it remains a valuable interpretive tool for understanding the complexities of voice, identity, and perspective in lyric poetry.

7. Overemphasis on Ritualistic Priority

  • By asserting the ritualistic over the fictional, Culler risks privileging form and performance at the expense of content, potentially reducing the interpretive richness of lyrics that rely heavily on narrative or character-driven elements.

8. Lack of Empirical Validation

  • Culler’s theoretical arguments rely heavily on abstract principles without substantial empirical evidence from a broad range of lyric traditions, which could weaken the universality of his claims.

9. Potential Misinterpretation of Poetic Authority

  • Culler’s insistence on poetic authority derived from form may be seen as limiting, as it disregards the ways in which social, historical, and cultural contexts also shape the reception and legitimacy of lyric poetry.
Representative Quotations from “Lyric Words, not Worlds” by Jonathan Culler with Explanation
QuotationExplanation
“The notion that a lyric poem generates a world seems derived from the analysis of narrative fiction and risks setting the study of lyric poetry on the wrong track.”Culler critiques the application of narrative-based frameworks to lyric poetry, arguing that such approaches misrepresent its unique form and function.
“The positing of a fictional world created by a lyric poem and including a fictional speaker or persona risks trivializing lyric poems.”He suggests that framing lyrics as fictional constructs undermines their ability to make universal claims and diminishes their poetic authority.
“A superior default model for thinking about lyric, then, is the classical concept of lyric as epideictic discourse, closer to oratory than to mimesis.”Culler proposes epideictic discourse as a more fitting framework for understanding lyric poetry, emphasizing its rhetorical nature over its mimetic elements.
“The lyric characteristically strives to be itself an event rather than a representation of an event.”This redefinition positions lyric as a performative and experiential form, differentiating it from narrative genres that rely on representation.
“Those who are interested in knowing what Larkin felt about his family and families in general can undertake biographical research, but the poet is responsible for the assertions of a poem.”Culler emphasizes that the claims of a lyric poem transcend the poet’s personal experiences, directing focus on the universal and authoritative nature of the poetic form.
“To treat this poem as the discourse of a fictional speaker is to set aside as marginal everything that distinguishes this language from the rant of a drunk in a bar.”He critiques the fictional speaker model for failing to account for the carefully constructed nature of lyric poetry, which grants it significance and authority.
“Lyric is utterance uniquely disposed to be re-uttered, offering a performative unity into which readers and auditors may enter at will.”Culler highlights the ritualistic quality of lyric poetry, focusing on its performative and reiterative aspects that invite reader participation.
“Most lyrics are encountered either in isolation or in a collection where there may be little plot to reconstruct.”This emphasizes the contrast between the narrative demands of fiction and the focus on affects, rhythms, and verbal techniques in lyric poetry.
“A novel derives its authority from the texture, the richness of the world it posits, but a poem derives authority from its sensuous form and from the conventions of the genre.”He underscores the importance of poetic form and genre conventions as the primary sources of authority in lyric poetry, in contrast to the narrative richness of fiction.
“The concept of ritual encourages concentration on the formal properties of lyric utterance, from rhythm and rhyme to other sorts of linguistic patterning.”Culler draws attention to the formal and ritualistic elements of lyric poetry that distinguish it from prose and narrative fiction, emphasizing its aesthetic and performative dimensions.
Suggested Readings: “Lyric Words, not Worlds” by Jonathan Culler
  1. McHale, Brian. “Beginning to Think about Narrative in Poetry.” Narrative, vol. 17, no. 1, 2009, pp. 11–30. JSTOR, http://www.jstor.org/stable/30219288. Accessed 18 Dec. 2024.
  2. CULLER, JONATHAN. “Introduction: Critical Paradigms.” PMLA, vol. 125, no. 4, 2010, pp. 905–15. JSTOR, http://www.jstor.org/stable/41058288. Accessed 18 Dec. 2024.
  3. Culler, Jonathan. “Lyric Words, not Worlds.” Journal of Literary Theory 11.1 (2017): 32-39.

“Whither Comparative Literature” by Jonathan Culler: Summary and Critique

“Whither Comparative Literature” by Jonathan Culler first appeared in 2006 in Comparative Critical Studies (Volume 3, Issue 1–2, pp. 85–97), published by Edinburgh University Press.

"Whither Comparative Literature" by Jonathan Culler: Summary and Critique
Introduction: “Whither Comparative Literature” by Jonathan Culler

Whither Comparative Literature” by Jonathan Culler first appeared in 2006 in Comparative Critical Studies (Volume 3, Issue 1–2, pp. 85–97), published by Edinburgh University Press. This seminal article critically examines the evolution and current state of comparative literature as an academic discipline. Culler traces its development from its origins in studying sources and influences to a broader engagement with intertextuality and theoretical discourse. He argues that comparative literature has historically challenged the boundaries of national literary studies by questioning the very units of literary analysis—genres, periods, or themes—that other disciplines often take for granted. Culler highlights the discipline’s dual role: a vanguard of literary theory and a space where transnational and interdisciplinary methodologies thrive. However, he also addresses the “crisis of identity” within comparative literature, as its once-unique methodologies have now permeated other fields. Culler critiques the global turn and the expansion into cultural studies, suggesting that while these shifts broaden the discipline’s scope, they also risk diluting its focus on literature. Ultimately, Culler envisions comparative literature as a space where literature remains central, approached as a transnational phenomenon and studied in diverse, theoretically innovative ways. The article remains influential for its reflections on the discipline’s triumphs, challenges, and its role in shaping the future of the humanities.

Summary of “Whither Comparative Literature” by Jonathan Culler

1. Evolution of Comparative Literature
Initially, comparative literature focused on sources and influences, linking texts through direct transmission (Culler, 2006, p. 85). Over time, it evolved into intertextual studies, engaging broader but less defined methodologies. Comparative literature distinguished itself from national literature departments by questioning units of study—genres, periods, and themes—while becoming a hub for literary theory (p. 85-86).


2. The Triumph and Crisis of Identity
Culler identifies the paradox of comparative literature’s success: its methods have spread to other fields, leading to a loss of distinctiveness (p. 86). Despite its intellectual triumph, comparative literature faces institutional struggles, as academic positions still reside predominantly in national literature departments (p. 87).


3. Comparative Literature and the Global Turn
The 1993 ACLA report urged comparative literature to turn “global” and expand into cultural studies, justifying it as a reflection of contemporary realities (p. 87). However, Culler argues that the combined scope of global and cultural approaches risks overwhelming the discipline, diluting its focus and identity (p. 88).


4. Role of Literature in Comparative Literature
Culler critiques the Bernheimer Report (1993) for sidelining literature in favor of cultural studies. He defends literature’s centrality, proposing that comparative literature can distinguish itself as the site for the study of literature as a transnational phenomenon (p. 89-90).


5. World Literature and Comparability
The 2004 ACLA report highlights the challenge of “world literature” and its construction by hegemonic powers, risking cultural homogenization (p. 92). Culler explores the dilemma of comparability—either imposing restrictive norms or creating vacuous standards akin to the “University of Excellence” (p. 91-93).


6. Reconciling Comparability through Auerbach’s Ansatzpunkt
To address the problem of comparability, Culler suggests adopting specific intellectual norms like Auerbach’s Ansatzpunkt—a concrete and precise point of departure that avoids imposing universal standards (p. 93-94). This approach fosters meaningful comparisons without totalizing cultural values.


7. Comparative Literature as a Vanguard Discipline
Culler envisions comparative literature as a “test bed” for reconceiving knowledge, providing a space for critical, interdisciplinary projects. Despite its internal crises, the discipline’s ability to engage theoretical questions ensures its continued relevance in shaping literary and cultural studies (p. 96).


8. Teaching World Literature and Cosmopolitanism
Culler acknowledges world literature’s pedagogical value, emphasizing its role in fostering cultural awareness among students (p. 95). However, he stresses that comparative literature’s enduring appeal lies in its capacity to engage multiple languages, texts, and theoretical perspectives, driven by cosmopolitan ideals (p. 96).


9. Comparative Literature’s Identity: A Space of Crisis
Culler concludes that comparative literature’s nature as a site of intellectual crisis—where diverse approaches and ideas contend—ensures its vibrancy, even if it cannot claim institutional triumph (p. 96-97).


Theoretical Terms/Concepts in “Whither Comparative Literature” by Jonathan Culler
Theoretical Term/ConceptExplanationReference (Page)
Sources and InfluenceThe early focus of comparative literature, linking works through direct connections or transmission.p. 85
Intertextual StudiesA broader, less defined approach that examines the relationships between texts beyond direct links.p. 85
Crisis of IdentityThe paradox where comparative literature’s success in spreading its methods results in a loss of uniqueness.p. 86
Triumph without TriumphThe intellectual success of comparative literature that fails to translate into institutional benefits.p. 86-87
Global TurnThe shift towards studying non-Eurocentric works, reflecting contemporary cultural realities.p. 87-88
Cultural StudiesExpanding the study of literature to include broader discursive and cultural productions.p. 87-88
World LiteratureThe challenge of constructing and teaching literature globally, often criticized for cultural homogenization.p. 92-95
ComparabilityThe principle of measuring and comparing texts, which risks imposing norms or becoming vacuous.p. 91-93
University of ExcellenceBill Readings’ concept where “excellence” is devoid of content, allowing bureaucratic control.p. 91
AnsatzpunktAuerbach’s concept of a concrete and precise starting point for comparative analysis.p. 93-94
Transnational PhenomenonLiterature studied beyond national boundaries, emphasizing its universal and comparative dimensions.p. 90
Hegemonic PowerDominant powers constructing “world literature” on their terms, often leading to cultural colonization.p. 92-93
CosmopolitanismAn ideal associated with comparative literature, promoting cultural awareness and multilingualism.p. 96
Test Bed for KnowledgeComparative literature as a space for experimentation and innovation in reconceiving humanistic study.p. 96
HypercanonA newly emergent set of global Anglophone writers frequently studied in postcolonial studies.p. 90
Contribution of “Whither Comparative Literature” by Jonathan Culler to Literary Theory/Theories

1. Contribution to Intertextuality Theory:

  • Culler emphasizes that comparative literature has moved beyond the study of “sources and influence” to broader intertextual studies, examining how texts generate meaning through relationships with other texts (Culler, 2006, p. 85).
  • This highlights the theoretical foundation of intertextuality, where meaning is created in a network of textual connections rather than isolated works.

2. Crisis Theory and Comparative Literature’s Identity:

  • Culler introduces the concept of “crisis of identity”, highlighting the paradox of comparative literature’s intellectual success but institutional struggles (p. 86).
  • This aligns with broader Crisis Theory in the humanities, where fields undergo shifts in purpose and identity due to evolving methodologies.

**3. Globalization and Postcolonial Theory:

  • The global turn in comparative literature mirrors postcolonial theory, as it critiques Eurocentrism and expands to include non-Western literatures (p. 87).
  • Culler references postcolonial perspectives, such as the identification of a shared postcolonial context for generating comparabilities (p. 92).
  • This addresses how hegemonic powers shape “world literature,” contributing to discussions on cultural domination and resistance.

4. Contribution to Cultural Studies Theory:

  • Culler engages with the Bernheimer Report and its advocacy for expanding comparative literature into cultural studies, treating literature as one discourse among many (p. 88).
  • This reflects the interdisciplinary nature of Cultural Studies, as comparative literature incorporates cultural practices, political discourses, and media.

**5. World Literature and Hegemonic Structures:

  • Culler critiques the construction of world literature as a “hegemonic” and potentially imperialistic project (p. 92).
  • He highlights how dominant powers impose norms of comparability, aligning with theories of Cultural Imperialism and Global Literary Circulation.
  • Pascale Casanova’s World Republic of Letters is referenced to critique how literature engages in systems of power/knowledge (p. 95).

**6. Comparative Literature as a Space for Theory:

  • Comparative literature emerges as a vanguard of literary theory, serving as a site where questions about the nature of literature and its methods are addressed (p. 85-86).
  • The discipline has historically provided a home for theoretical texts and interdisciplinary experimentation, challenging traditional boundaries of national literatures.

7. University of Excellence and Bureaucratic Theory:

  • Drawing on Bill Readings’ University in Ruins, Culler critiques the bureaucratic standard of “excellence,” which lacks substantive content and imposes comparability (p. 91).
  • This connects comparative literature’s comparability crisis to broader critiques of neoliberalism and the corporatization of the academy.

**8. Contribution to Aesthetics and Poetics:

  • Culler argues for the continued centrality of literature in comparative literature, framing it as the site for poetics—the study of formal possibilities and discursive practices (p. 90-96).
  • He observes a renewed interest in aesthetics, once marginalized by cultural studies, signaling a theoretical return to literary form and structure.

**9. Comparability and Auerbach’s Ansatzpunkt:

  • Culler draws on Auerbach’s concept of Ansatzpunkt as a solution to the problem of comparability, emphasizing concrete and specific comparative approaches (p. 93-94).
  • This aligns with hermeneutic theory, as the Ansatzpunkt provides a starting point for analyzing texts across cultures without imposing external norms.

**10. Contribution to Cosmopolitan Theory:

  • Comparative literature promotes cosmopolitanism, fostering multilingualism, cultural awareness, and transnational engagement with literature (p. 96).
  • This connects to theories of world citizenship and cultural exchange, as students and scholars embrace literature as a global phenomenon.
Examples of Critiques Through “Whither Comparative Literature” by Jonathan Culler
Literary WorkCritique Through Culler’s ConceptsTheoretical Basis/Concept
Erich Auerbach’s MimesisAuerbach’s idea of Ansatzpunkt serves as a model for comparative studies, emphasizing concrete, specific starting points to compare texts without universalizing norms (Culler, 2006, p. 93).Comparability and Ansatzpunkt
Gabriel García Márquez’s One Hundred Years of SolitudeMárquez’s novel highlights how world literature courses often universalize Latin American magical realism, potentially overlooking its cultural specificity (p. 92).World Literature and Hegemony
Chinua Achebe’s Things Fall ApartAchebe’s text, often compared in world literature courses, risks becoming a tokenized example of African literature when taught without cultural specificity (p. 92).Hegemony and World Literature
J. M. Coetzee’s DisgraceCoetzee’s work represents a hypercanon of Anglophone writers studied symptomatically in comparative literature, reflecting global concerns and ethical conflicts (p. 90).Hypercanon and Symptomatic Reading
Criticism Against “Whither Comparative Literature” by Jonathan Culler

1. Ambiguity in Defining Comparative Literature’s Future

  • While Culler critiques the discipline’s “crisis of identity,” he does not provide a clear solution for comparative literature’s future direction. His suggestions, like a focus on “literature as a transnational phenomenon,” remain abstract and open-ended.

2. Overemphasis on Institutional Struggles

  • Critics argue that Culler’s focus on the institutional limitations (such as job scarcity and departmental struggles) overshadows more pressing theoretical and methodological challenges within the discipline.

3. Limited Engagement with Non-Western Theories

  • Culler critiques Eurocentrism but does not deeply engage with non-Western theoretical frameworks or methods, which undermines his call for a global comparative literature.

4. Neglect of New Media and Digital Literature

  • The article primarily focuses on traditional literary texts, ignoring how comparative literature might adapt to digital texts, new media, and emerging forms of global storytelling in the 21st century.

5. Insufficient Practical Solutions for World Literature

  • While Culler raises valid concerns about the construction of world literature, he does not propose practical strategies for avoiding the homogenization and tokenization of diverse literatures.

6. Critique of Cultural Studies Lacks Nuance

  • Culler’s argument that cultural studies diluted the centrality of literature in comparative literature is seen as too reductive, as cultural studies has enriched literary analysis with interdisciplinary approaches.

7. Ambivalence Toward the Global Turn

  • Critics suggest that Culler’s stance on the global turn is contradictory. While he acknowledges its necessity, he simultaneously critiques it for diluting the discipline, failing to offer a balanced perspective.

8. Overgeneralization of Hypercanon Formation

  • Culler’s observation of a “new hypercanon” of Anglophone writers (Achebe, Coetzee, Walcott) overlooks regional literary diversity and the continued marginalization of lesser-known global authors.

9. Lack of Concrete Methodological Innovation

  • Culler’s focus on comparative literature as a site of theoretical debate fails to propose new methodologies or tools for comparative analysis, leaving the field without a concrete path forward.
Representative Quotations from “Whither Comparative Literature” by Jonathan Culler with Explanation
QuotationExplanationReference (Page)
“Once upon a time, the story goes, comparative literature focused on the study of sources and influence…”Culler introduces the evolution of comparative literature, emphasizing its liberation from direct textual transmission to broader intertextual studies.p. 85
“Comparative literature frequently became the site of literary theory…”This highlights comparative literature’s central role in developing and housing literary theory, unlike national literature departments.p. 85-86
“Comparative literature has triumphed. But of course, institutionally, comparatists do not feel at all triumphant.”Culler underscores the paradox: while comparative literature’s ideas have spread, its institutional status remains fragile.p. 86
“The result of both moves together, going global and going cultural, is a discipline of such overwhelming scope…”Culler critiques the expansive scope of comparative literature, arguing it risks losing coherence as an academic discipline.p. 88
“Theory has triumphed, in that it is everywhere these days…”He compares the success of literary theory to feminism and comparative literature, noting how mainstream success leads to a sense of crisis.p. 86
“What, in this newly globalized space, justifies bringing texts together?”Culler questions the validity of comparisons in “world literature,” addressing the problem of comparability and cultural homogenization.p. 91
“The idea of excellence enables us to make comparable various entities that have little in common…”Referencing Bill Readings’ “University of Excellence,” Culler critiques the vacuity of institutional standards like “excellence.”p. 91-92
“The virtue of a comparability based on specific intellectual norms or models… is that they are subject to investigation and argument.”Culler advocates for concrete criteria, such as Auerbach’s Ansatzpunkt, as a solution to the problems of comparability.p. 93-94
“Comparative literature should also be defined by those features that draw people to the field.”He emphasizes that the appeal of comparative literature lies in its cosmopolitanism, multilingualism, and theoretical openness.p. 96
“Comparative literature, as Haun Saussy puts it, is the ‘test bed for the reconceiving of the order of knowledge.'”Culler highlights comparative literature’s unique role as a space for experimentation, theoretical innovation, and interdisciplinary study.p. 96
Suggested Readings: “Whither Comparative Literature” by Jonathan Culler
  1. Hutcheon, Linda. “Productive Comparative Angst: Comparative Literature in the Age of Multiculturalism.” World Literature Today, vol. 69, no. 2, 1995, pp. 299–303. JSTOR, https://doi.org/10.2307/40151140. Accessed 17 Dec. 2024.
  2. Yu, Pauline. “Comparative Literature in Question.” Daedalus, vol. 135, no. 2, 2006, pp. 38–53. JSTOR, http://www.jstor.org/stable/20028031. Accessed 17 Dec. 2024.
  3. Strickland, Geoffrey R. “‘The Literary Competence’ of Jonathan Culler.” The Cambridge Quarterly, vol. 13, no. 2, 1984, pp. 164–77. JSTOR, http://www.jstor.org/stable/42966546. Accessed 17 Dec. 2024.
  4. CULLER, JONATHAN, and Péter Csató. “AN INTERVIEW WITH JONATHAN CULLER.” Hungarian Journal of English and American Studies (HJEAS), vol. 8, no. 2, 2002, pp. 58–71. JSTOR, http://www.jstor.org/stable/41274187. Accessed 17 Dec. 2024.
  5. Culler, Jonathan. “Whither comparative literature?.” Comparative Critical Studies 3.1-2 (2006): 85-97.

“In Defence Of Overinterpretation” by Jonathan Culler: Summary and Critique

“In Defence of Overinterpretation” by Jonathan Culler first appeared in 1992 as part of the volume Interpretation and Overinterpretation, edited by Stefan Collini and published by Cambridge University Press.

"In Defence Of Overinterpretation" by Jonathan Culler: Summary and Critique
Introduction: “In Defence Of Overinterpretation” by Jonathan Culler

“In Defence of Overinterpretation” by Jonathan Culler first appeared in 1992 as part of the volume Interpretation and Overinterpretation, edited by Stefan Collini and published by Cambridge University Press. The essay critically engages with Umberto Eco’s lectures on the boundaries of interpretation and Richard Rorty’s commentary, offering a robust defence of “overinterpretation” as a valuable intellectual exercise. Culler argues that interpretation becomes meaningful and insightful when it pushes beyond moderation and conventional readings, often uncovering previously unnoticed connections and implications within a text. He introduces the idea of “overstanding” (a term borrowed from Wayne Booth), which entails asking questions that a text does not directly invite, thereby deepening our understanding of literature and its broader cultural and semiotic mechanisms. Culler’s work is significant in literary theory as it challenges the limits imposed by moderate interpretation and defends the role of critical inquiry, even when it risks being labeled excessive. By advocating for rigorous and imaginative readings, Culler underscores the importance of interpretation in revealing the dynamic and often ambiguous interplay of meaning in literary texts, thus fostering continued intellectual engagement with literature.

Summary of “In Defence Of Overinterpretation” by Jonathan Culler
  • Introduction and Context
    Jonathan Culler’s essay “In Defence of Overinterpretation” appeared in the volume Interpretation and Overinterpretation (1992), edited by Stefan Collini. It responds to Umberto Eco’s lectures on the limits of interpretation and Richard Rorty’s critique. Culler defends “overinterpretation” as a legitimate and productive aspect of literary criticism, rejecting simplistic pragmatist positions that dismiss critical inquiry into texts’ structures and functions (Culler, 1992).
  • Extreme Interpretations vs. Moderate Interpretations
    Culler argues that interpretation gains intellectual value when it is “extreme,” rather than moderate. While consensus-driven interpretations may have merit, they lack the potential to uncover new insights or connections. He states, “if critics are going to spend their time working out and proposing interpretations, then they should apply as much interpretive pressure as they can” (Culler, 1992, p. 110).
  • Eco’s Lectures and Rossetti’s Dante Interpretation
    Culler critiques Eco’s examples of “overinterpretation” and clarifies that certain flawed interpretations, like Rossetti’s Rosicrucian analysis of Dante, are instances of underinterpretation rather than overextension. Rossetti failed to sufficiently interpret all textual elements or establish valid connections (Culler, 1992, p. 111).
  • Defending Overstanding
    Culler borrows Wayne Booth’s concept of “overstanding,” which entails asking questions that the text does not explicitly encourage. Such inquiries — for example, analyzing the ideological or cultural implications of stories like The Three Little Pigs — can reveal latent meanings or overlooked structures (Culler, 1992, p. 113).
  • Criticism of Pragmatist Views (Rorty)
    Culler critiques Richard Rorty’s pragmatist stance, which reduces all textual engagement to “use.” Rorty suggests we abandon structural analysis and “simply enjoy” texts, much like using software without understanding its code. Culler counters that academic inquiry into how texts function is essential, just as linguistics studies language systems (Culler, 1992, p. 117).
  • The Role of Deconstruction
    Addressing Eco and Rorty’s shared dismissal of deconstruction, Culler clarifies that deconstruction reveals textual structures and undermines rigid limits to meaning. It demonstrates that meaning is context-dependent and endlessly generative, not a reader’s arbitrary creation (Culler, 1992, p. 120).
  • Overinterpretation as Discovery
    Culler embraces the “excess of wonder” that comes with overinterpretation, defending it as a vital tool for literary criticism. He invokes Roland Barthes’ idea that systematic re-reading and puzzling over textual elements often lead to discoveries about the text and the systems enabling meaning production (Culler, 1992, p. 122).
Theoretical Terms/Concepts in “In Defence Of Overinterpretation” by Jonathan Culler
Theoretical Term/ConceptDefinition/DescriptionRole in Culler’s Argument
OverinterpretationAn interpretative practice that pushes beyond consensus and explores unconventional meanings in a text.Culler defends overinterpretation as intellectually valuable, fostering discoveries about texts and systems.
Moderate InterpretationInterpretations that align with established readings and consensus, often lacking new insights.Criticized for being uninteresting and failing to push interpretive boundaries.
Extreme InterpretationInterpretations that challenge norms and apply maximum interpretive pressure to reveal new connections.Praised for its ability to generate insights and uncover hidden implications.
OverstandingA concept introduced by Wayne Booth, referring to asking questions the text does not explicitly encourage.Used to support the importance of asking unconventional, critical questions about texts.
PragmatismA philosophical approach (espoused by Rorty) that advocates practical use of texts rather than understanding their structures.Critiqued as reductive, as it dismisses structural understanding in favor of practical “use.”
Model ReaderUmberto Eco’s idea of the ideal reader who asks the questions a text inherently suggests.Represents Eco’s boundary for “proper” interpretation, which Culler challenges.
Paranoid InterpretationAn interpretative approach where insignificant elements are excessively analyzed for hidden meanings.Linked to Eco’s criticism; Culler acknowledges its role but defends paranoia as sometimes productive.
DeconstructionA critical approach that reveals textual structures and undermines rigid categories of meaning.Clarifies its role as exploring textual structures and their disruptions in meaning.
Excess of WonderA state of curiosity or wonder that motivates critics to explore even seemingly trivial elements in texts.Advocated as a positive trait, encouraging critical inquiry and exploration.
SemioticsThe study of signs, codes, and systems of meaning, central to understanding how texts generate meaning.Highlighted as a crucial method for understanding how meaning is produced in literature.
Contribution of “In Defence Of Overinterpretation” by Jonathan Culler to Literary Theory/Theories
  1. Defence of Overinterpretation as Intellectual Exploration
    • Culler argues that extreme interpretations push the boundaries of textual meaning, revealing connections and implications that moderate readings might miss. This stance challenges the traditional limits of interpretative theory.
    • “Interpretation itself needs no defence… but like most intellectual activities, interpretation is interesting only when it is extreme” (Culler, 1992, p. 110).
  2. Challenging Eco’s Limits of Interpretation
    • Culler critiques Umberto Eco’s model of a “sound” interpretation and pushes back against Eco’s dismissal of extreme readings, suggesting that overinterpretation uncovers textual complexities and cultural implications.
    • “The idea of ‘overinterpretation’… fails to capture the problems Professor Eco himself wishes to address” (Culler, 1992, p. 111).
  3. Introduction of Booth’s Overstanding
    • Culler incorporates Wayne Booth’s concept of “overstanding,” where critics ask questions the text does not explicitly pose. This expands literary theory by valuing inquiries about ideology, culture, and suppressed meanings.
    • “Overstanding… consists of pursuing questions that the text does not pose to its model reader” (Culler, 1992, p. 113).
  4. Critique of Pragmatism and Rorty’s ‘Use’ Theory
    • Culler challenges Richard Rorty’s pragmatist claim that texts should merely be used for practical purposes. He insists that literary studies require an analysis of how texts function structurally and semiotically.
    • “To tell people they should give up attempting to identify underlying structures… is to attempt to block other people from doing work” (Culler, 1992, p. 118).
  5. Reaffirming Deconstruction’s Role
    • Culler clarifies the contribution of deconstruction, which emphasizes the endless generation of meaning and challenges fixed interpretive limits. This reaffirms deconstruction’s value in literary theory.
    • “Deconstruction… stresses that meaning is context bound… but that context itself is boundless” (Culler, 1992, p. 120).
  6. Highlighting Semiotics as Critical Inquiry
    • Culler underscores semiotics (the science of signs) as central to literary theory, advocating for the analysis of meaning-making systems within texts and broader cultural practices.
    • “Semiotics… is precisely the attempt to identify the codes and mechanisms through which meaning is produced” (Culler, 1992, p. 116).
  7. Rejection of Moderate Criticism in Favor of Textual Pressure
    • By advocating for interpretive extremes, Culler contributes to literary theories that value intellectual risk and deep inquiry, rejecting consensus-driven, moderate criticism.
    • “If critics… propose interpretations, then they should apply as much interpretive pressure as they can” (Culler, 1992, p. 110).
  8. Rediscovery of Wonder in Interpretation
    • Culler promotes the “excess of wonder” in literary analysis, encouraging critics to puzzle over seemingly insignificant elements of texts as a pathway to deeper understanding.
    • “This deformation professionnelle… seems to me the best source of insights into language and literature that we seek” (Culler, 1992, p. 122).
Examples of Critiques Through “In Defence Of Overinterpretation” by Jonathan Culler
Literary WorkInterpretation ExampleCuller’s Position
Dante’s Divine Comedy (Rossetti’s Interpretation)Rossetti attempted to impose a Rosicrucian thematic on the poem by drawing from unrelated motifs, such as the pelican, which rarely appear. The failure lies in underinterpretation, not overinterpretation.Culler argues this is a failure of interpretation as Rossetti neglected crucial elements and failed to connect them convincingly (Culler, 1992, p. 111).
Wordsworth’s A Slumber Did My Spirit SealGeoffrey Hartman interprets diurnal as evoking a funeral motif and suggests echoes of tears through rhyming words like fears and years. Culler defends the value of extending such readings further.Culler asserts that pushing such interpretations further might illuminate hidden meanings, even if ultimately rejected (Culler, 1992, p. 112).
The Three Little Pigs (Folk Tale)Wayne Booth proposes asking unconventional questions like cultural implications, unconscious dreams, or triadic patterns. These questions move beyond surface interpretation into overstanding.Culler supports overstanding as a way to generate insights into ideological, cultural, and historical dimensions of a text (Culler, 1992, p. 113).
Casual Greeting “Lovely Day, Isn’t It?”Eco criticizes paranoid interpretations of casual phrases. Culler defends the exploration of why such phrases exist culturally and socially, highlighting hidden systems of communication.Culler emphasizes that overinterpretation of such phrases reflects cultural functions and mechanisms worth analyzing (Culler, 1992, p. 115).
Criticism Against “In Defence Of Overinterpretation” by Jonathan Culler
  1. Ambiguity of Overinterpretation
    • Critics argue that Culler does not clearly define where overinterpretation becomes unproductive or nonsensical. The boundary between valuable inquiry and frivolous excess remains blurred.
  2. Neglect of Authorial Intention
    • Culler’s defense of extreme interpretations sidelines the importance of authorial intention, which remains central to traditional literary studies and reader-focused approaches.
  3. Overreliance on Overstanding
    • While Culler praises Wayne Booth’s concept of “overstanding,” critics argue that asking questions the text does not propose risks irrelevance and distracts from the text’s inherent meanings.
  4. Dismissal of Moderate Interpretation
    • Culler’s critique of moderate interpretations as “uninteresting” is seen as overly dismissive. Moderate readings often establish foundational understandings necessary for deeper inquiry.
  5. Potential for Misreading
    • By advocating for interpretative extremes, Culler risks encouraging arbitrary or misguided readings that may distort rather than illuminate the text.
  6. Undermining Pragmatism’s Practicality
    • Critics of Culler suggest that his rejection of Richard Rorty’s pragmatic approach overlooks the practical value of engaging with texts for immediate understanding rather than academic analysis.
  7. Lack of Clear Methodology
    • Culler’s argument for “interpretive pressure” lacks a structured method for applying overinterpretation effectively, leaving its application open-ended and subjective.
  8. Excessive Emphasis on Semiotics
    • While semiotics plays a central role in Culler’s argument, critics claim it prioritizes theoretical frameworks over the literary experience, potentially alienating readers and scholars less inclined to theoretical analysis.
  9. Risk of Paranoia in Interpretation
    • Culler’s defense of paranoid or excessive interpretation risks legitimizing unsubstantiated claims, creating unnecessary complexity in literary studies.
Representative Quotations from “In Defence Of Overinterpretation” by Jonathan Culler with Explanation
QuotationExplanation
1. “Interpretation itself needs no defence; it is with us always, but like most intellectual activities, interpretation is interesting only when it is extreme.” (Culler, 1992, p. 110)Culler argues that interpretations gain significance when they challenge conventions and push intellectual boundaries rather than remain moderate or predictable.
2. “Moderate interpretation, which articulates a consensus, though it may have value in some circumstances, is of little interest.” (Culler, 1992, p. 110)This highlights Culler’s critique of consensus-driven interpretations, which fail to reveal new insights or push interpretive thinking forward.
3. “If critics are going to spend their time working out and proposing interpretations, then they should apply as much interpretive pressure as they can, should carry their thinking as far as it can go.” (Culler, 1992, p. 110)Culler calls for rigorous, extreme interpretations to uncover deeper, previously unnoticed meanings in literary texts.
4. “Overinterpretation may in fact be a practice of asking precisely those questions which are not necessary for normal communication but which enable us to reflect on its functioning.” (Culler, 1992, p. 115)Overinterpretation, according to Culler, serves as a critical tool to interrogate the cultural and linguistic mechanisms underlying seemingly simple textual elements.
5. “One advantage of Booth’s opposition over Eco’s is that it makes it easier to see the role and importance of overstanding than when this sort of practice is tendentiously called overinterpretation.” (Culler, 1992, p. 113)Culler prefers Booth’s concept of “overstanding” as a positive critical practice that explores questions outside the text’s immediate scope.
6. “To tell people they should give up attempting to identify underlying structures and systems but just use texts for their own purposes is to attempt to block other people from doing work like that for which he gained recognition.” (Culler, 1992, p. 118)Culler criticizes Rorty’s pragmatist view, arguing that abandoning structural analysis limits scholarly exploration and critical knowledge.
7. “Deconstruction, on the contrary, stresses that meaning is context bound – a function of relations within or between texts – but that context itself is boundless.” (Culler, 1992, p. 120)Culler defends deconstruction, emphasizing its focus on the endless contextual possibilities of meaning-making in texts.
8. “It would be sad indeed if fear of ‘overinterpretation’ should lead us to avoid or repress the state of wonder at the play of texts and interpretation.” (Culler, 1992, p. 122)Culler celebrates “wonder” as an essential quality for critical exploration, encouraging openness to imaginative and unexpected interpretations.
9. “The idea of ‘overinterpretation’ not only begs the question of which is to be preferred, but it also, I believe, fails to capture the problems Professor Eco himself wishes to address.” (Culler, 1992, p. 111)Culler challenges Eco’s dismissal of overinterpretation, arguing that it simplifies the complexity of interpretive challenges.
10. “A method that compels people to puzzle over not just those elements which might seem to resist the totalization of meaning… has a better chance of producing discoveries.” (Culler, 1992, p. 122)Culler advocates for interpretative methods that challenge readers to analyze seemingly trivial details, fostering discoveries about texts.
Suggested Readings: “In Defence Of Overinterpretation” by Jonathan Culler
  1. Gorman, David. “Jonathan Culler: A Checklist of Writings on Literary Criticism and Theory to 1994.” Style, vol. 29, no. 4, 1995, pp. 549–61. JSTOR, http://www.jstor.org/stable/42946311. Accessed 17 Dec. 2024.
  2. Kaminski, Johannes. “Joys and Sorrows of Interpretation.” Lives and Deaths of Werther: Interpretation, Translation, and Adaptation in Europe and East Asia, The British Academy, 2023, pp. 21–69. JSTOR, http://www.jstor.org/stable/jj.20829393.4. Accessed 17 Dec. 2024.
  3. Culler, Jonathan. “READERS AND READING.” On Deconstruction: Theory and Criticism after Structuralism, Cornell University Press, 1982, pp. 31–84. JSTOR, http://www.jstor.org/stable/10.7591/j.ctt1ffjph5.6. Accessed 17 Dec. 2024.
  4. Culler, Jonathan. “In Defence of Overinterpretation, dalam Umberto Eco, Interpretation and Overinterpretation.” (1992).

“Between Author And Text” By Umberto Eco: Summary and Critique

“Between Author and Text” by Umberto Eco first appeared in 1990 as part of a series of lectures delivered at Cambridge University and was subsequently included in his collection Interpretation and Overinterpretation.

"Between Author And Text" By Umberto Eco: Summary and Critique
Introduction: “Between Author And Text” By Umberto Eco

“Between Author and Text” by Umberto Eco first appeared in 1990 as part of a series of lectures delivered at Cambridge University and was subsequently included in his collection Interpretation and Overinterpretation. In this seminal essay, Eco explores the nuanced relationship between the author’s intention, the text itself, and the reader’s interpretation. He critically engages with post-structuralist theories, particularly those of Jacques Derrida, while advocating for a balance between respecting the historical and cultural context of a text and acknowledging the role of the reader’s interpretative freedom. Eco introduces concepts such as the “Model Author” and the “Liminal Author,” emphasizing that while the empirical author’s intention may be inaccessible or irrelevant, the text’s internal structure and strategy guide interpretation. He warns against overinterpretation, highlighting the importance of “economy” in reading, whereby plausible interpretations align with the textual evidence. The essay is significant in literary theory as it bridges structuralist rigor and reader-response theory, offering a pragmatic approach to understanding texts as dynamic yet bounded entities. Eco’s work remains a crucial contribution to debates about textual meaning, interpretation, and the interplay between authorial intent and reader response.

Summary of “Between Author And Text” By Umberto Eco
  1. Empirical Author vs. Textual Intentions
    • Eco questions the relevance of the empirical author—the actual person who wrote the text—arguing that meaning is constructed through the text itself and its interaction with readers (Eco, 2010, p. 67). He references Derrida’s deconstructionist approach, which downplays the author’s intended meaning in favor of the text’s independence.
  2. The “Bottle Message” and Social Treasury
    • Eco compares texts to messages placed in a bottle, emphasizing that once written, texts are open to diverse interpretations. Readers decode texts not solely by the author’s intention but through shared cultural conventions and the “social treasury” of language and history (Eco, 2010, p. 67-68).
  3. Model Author and Liminal Author
    • Eco introduces the concept of the Model Author as the textual strategy that guides the reader’s interpretation. Additionally, he discusses the Liminal Author, a “ghostly” figure that bridges the empirical author’s subconscious influences and the text’s intentionality (Eco, 2010, p. 69-70).
  4. Interpretation vs. Use of Texts
    • Eco differentiates between interpreting and using texts. Interpretation respects the text’s historical and cultural background, while use adapts texts for parody or personal purposes (Eco, 2010, p. 68).
  5. Economic Interpretation and Overinterpretation
    • Eco argues for economy in interpretation, where plausible meanings are derived from textual evidence without unnecessary overreading. He warns against “grasshopper-criticism”, where readers impose hidden meanings disconnected from the text’s logic (Eco, 2010, p. 71).
  6. Historical and Cultural Context
    • The reader’s role is to engage with the text’s cultural and historical context, ensuring interpretations are consistent with linguistic norms at the time of writing. Eco cites Wordsworth’s use of the word “gay” as an example of how modern misreadings can arise without this awareness (Eco, 2010, p. 68-69).
  7. The Text’s Transparent Intention
    • Eco discusses instances where textual meaning is clear and independent of the author’s intent. For example, the line “happiness lies in having what you have” gains meaning from its textual context rather than Eco’s conscious input (Eco, 2010, p. 78).
  8. Empirical Author’s Limits in Interpretation
    • The empirical author, Eco argues, cannot control all interpretations of their work. While some interpretations align with the text’s strategy, others (e.g., overinterpretations) lack textual economy and coherence (Eco, 2010, p. 79-83).
  9. Creative Process and Serendipity
    • Eco acknowledges the role of serendipity and unconscious processes in textual creation. He shares personal anecdotes, such as discovering a book that unconsciously inspired his description of a poisoned manuscript in The Name of the Rose (Eco, 2010, p. 86-88).
  10. The Rights of the Text
    • Eco concludes by affirming the “rights of the text” over the empirical author, emphasizing that texts exist independently and generate meaning through their structure and interaction with readers (Eco, 2010, p. 88).
Theoretical Terms/Concepts in “Between Author And Text” By Umberto Eco
ConceptDefinitionExample/Reference
Empirical AuthorThe real, historical individual who wrote the text, often irrelevant to textual meaning.Eco dismisses the importance of the author’s personal intent in understanding meaning.
Model AuthorThe author implied by the text, guiding readers to interpret the work through textual strategy.Readers recognize strategies embedded in Wordsworth’s text, not his personal intent (p. 68).
Liminal AuthorThe ‘ghostly’ figure between the empirical author and the Model Author, influenced unconsciously.Eco introduces Mauro Ferraresi’s idea of the Liminal Author as a threshold figure (p. 69).
Social TreasuryA shared cultural and linguistic background that enables interpretation of texts.The word ‘gay’ in Wordsworth’s time had no sexual connotation due to shared lexical norms (p. 68).
Interpretation vs. UseInterpretation seeks to respect the text’s cultural and linguistic background; use adapts the text for other purposes.Using Wordsworth’s text for parody contrasts with interpreting it in its historical context (p. 68).
OverinterpretationReading too much into a text, finding hidden meanings that lack textual support.Grasshopper-criticism seeks irrelevant, hidden meanings such as acrostics in Leopardi’s poetry (p. 71).
Textual StrategyThe deliberate structure and intention of a text, guiding reader understanding.Eco shows how readers identify meaningful connections within the structure of the text.
Economic InterpretationThe principle that interpretation should align with textual evidence and avoid unnecessary complexity.Readers should focus on plausible meanings, avoiding overly convoluted interpretations (p. 71).
Transparent IntentionThe clear, independent meaning of a text, discernible without reference to the author’s intention.Happiness lies in ‘having what you have’ is clear in context, regardless of Eco’s intent (p. 78).
Message in a BottleA metaphor describing how texts, once written, are interpreted independently of the author’s intent.A text intended for a community of readers will not align with the author’s exact intention (p. 67).
Contribution of “Between Author And Text” By Umberto Eco to Literary Theory/Theories
  1. Reader-Response Theory
    • Eco acknowledges the role of the reader in constructing meaning, aligning with reader-response theory. He argues that readers interact with the text based on their “competence in language” and shared cultural norms, emphasizing that the text is a dialogue between itself and the reader (Eco, 2010, p. 67).
    • Reference: The metaphor of the “message in a bottle” highlights that the author cannot dictate the text’s meaning for a community of readers.
  2. Post-Structuralism
    • Eco engages with post-structuralist ideas, particularly those of Jacques Derrida, by challenging the notion of stable meaning. He critiques overinterpretation but concedes that meaning emerges from the interplay of the reader, text, and cultural conventions, not the empirical author (Eco, 2010, p. 67-70).
    • Reference: Eco critiques Derrida’s jeu de massacre on John Searle’s text while acknowledging the importance of textual independence from the author (p. 67).
  3. Intentional Fallacy
    • Eco supports the intentional fallacy, arguing that the empirical author’s intentions are irrelevant to textual interpretation. He asserts that meaning is derived from the Model Author, which represents the textual strategy embedded in the work (Eco, 2010, p. 69-70).
    • Reference: Eco’s example of Wordsworth’s use of “gay” emphasizes the need to respect linguistic norms rather than speculate on authorial intent.
  4. Structuralism
    • Eco aligns with structuralism through his focus on textual strategies, which provide a framework for interpretation. He suggests that meaning is inherent in the structure and language of the text, enabling readers to identify plausible interpretations (Eco, 2010, p. 71-78).
    • Reference: Eco’s critique of Leopardi’s “Silvia” poem highlights the importance of textual structure and economy in meaning-making (p. 71).
  5. Semiotics
    • Eco, as a semiotician, contributes to semiotic theory by exploring how texts operate as systems of signs. He introduces the concepts of the “Model Author” and the “Liminal Author,” demonstrating how texts generate meaning through their internal strategies and connections (Eco, 2010, p. 69-70).
    • Reference: Eco’s analysis of Leopardi’s anagrams and Petrarch’s poetry illustrates how readers uncover patterns in texts (p. 70-72).
  6. Hermeneutics
    • Eco’s exploration of the relationship between text and reader aligns with hermeneutics, the theory of interpretation. He emphasizes that understanding requires engagement with the text’s cultural and historical background, not subjective speculation (Eco, 2010, p. 68-69).
    • Reference: Eco’s discussion of Lorenzo Valla’s philological analysis of Constitutum Constantini exemplifies responsible hermeneutic practices (p. 69).
  7. Deconstruction
    • While Eco critiques radical deconstruction, he acknowledges the unconscious and multiple layers of meaning within a text. The “Liminal Author” reflects a deconstructionist view that meaning may escape the empirical author’s control (Eco, 2010, p. 69-70).
    • Reference: Eco’s reflections on unintended meanings in his novels (The Name of the Rose and Foucault’s Pendulum) illustrate how texts can produce unforeseen effects (p. 78-83).
  8. Textual Autonomy
    • Eco emphasizes the autonomy of the text, asserting that the text exists independently of the author and produces its own meanings. Readers must interact with the text on its terms rather than rely on the author’s personal life or intent (Eco, 2010, p. 78).
    • Reference: Eco’s anecdote about the unintended connection between William and Bernard’s “haste” dialogue demonstrates how the text generates meaning on its own (p. 73-74).
  9. Economy of Interpretation
    • Eco introduces the concept of “economic interpretation”, encouraging readers to avoid excessive or implausible interpretations. He warns against “grasshopper-criticism” that imposes hidden, irrelevant meanings on texts (Eco, 2010, p. 71).
    • Reference: Eco critiques students’ attempts to find improbable acrostics in Leopardi’s poetry as uneconomical and unproductive (p. 71-72).

Examples of Critiques Through “Between Author And Text” By Umberto Eco
Literary WorkCritique Through Eco’s FrameworkKey Concept Referenced
Wordsworth’s “I Wandered Lonely as a Cloud”Eco critiques overinterpretation by discussing the word “gay,” showing how meanings must respect the historical and lexical context of the text.Social Treasury, Model Author (Eco, 2010, p. 68-69).
Leopardi’s “A Silvia”Eco argues that searching for excessive anagrams and hidden meanings, like “melancholy,” in Leopardi’s poem is uneconomical and unnecessary.Economic Interpretation, Overinterpretation (p. 71).
The Name of the RoseEco examines unintended meanings created through textual strategies, such as the juxtaposition of “haste” in different dialogues.Textual Autonomy, Transparent Intention (p. 73-74).
Lorenzo Valla’s Constitutum ConstantiniEco highlights responsible interpretation through Valla’s textual analysis, which disproved the Donation of Constantine based on linguistic anachronisms.Hermeneutics, Textual Strategy (p. 69).
Criticism Against “Between Author And Text” By Umberto Eco
  1. Limited Role of the Author
    • Critics argue that Eco excessively diminishes the role of the empirical author in determining meaning, which may disregard the author’s creative intent and context.
    • The dismissal of the author’s voice may undervalue their role in shaping textual meaning.
  2. Overemphasis on Textual Strategy
    • Eco’s focus on the Model Author and textual strategy can be criticized for being overly formalistic and structuralist, neglecting the emotional, personal, or historical aspects of authorship.
    • Some scholars argue this approach prioritizes the text’s structure over the creative process.
  3. Ambiguity of the “Liminal Author”
    • The introduction of the Liminal Author—a ghostly figure bridging authorial intent and textual strategy—has been criticized for being conceptually vague and lacking clear boundaries.
    • This complicates Eco’s framework and may blur the line between text and author.
  4. Conflict with Reader-Response Theory
    • While Eco acknowledges the role of the reader, critics claim he limits interpretive freedom by emphasizing economic interpretation.
    • This conflicts with reader-response theory, which supports a broader spectrum of subjective readings.
  5. Dismissal of Deconstructionist Potential
    • Eco criticizes overinterpretation and aligns with economic interpretations but dismisses deconstructionist readings that explore multiple layers of meaning.
    • Some critics argue this stance restricts interpretive possibilities and ignores valuable insights into language’s instability.
  6. Selective Engagement with Historical Context
    • Eco stresses the importance of historical and cultural background but does not provide clear guidelines for its application, leading to inconsistencies in interpretation.
    • Critics argue this can oversimplify the hermeneutic process.
  7. Practicality of “Economic Interpretation”
    • The notion of “economic interpretation”—avoiding unnecessary complexity—has been criticized as subjective and difficult to quantify.
    • What is considered “plausible” or “uneconomical” may vary greatly among readers and critics.
  8. Potential for Authorial Bias
    • Eco’s examples often draw from his own novels, leading critics to argue that his framework may reflect biases or self-validation rather than universally applicable principles.
  9. Undermining Creative Reading
    • By cautioning against overinterpretation, Eco’s theories risk discouraging innovative, imaginative, or unconventional readings of texts that can offer new insights.
Representative Quotations from “Between Author And Text” By Umberto Eco with Explanation
QuotationExplanation
“Can we still be concerned with the empirical author of a text?”Eco raises the central question of authorial intention versus textual interpretation, challenging its relevance.
“A sensitive and responsible reader… has the duty to take into account the state of the lexical system at the time of Wordsworth.”Eco emphasizes the importance of historical and cultural context in interpreting texts, avoiding anachronistic errors.
“Every act of reading is a difficult transaction between the competence of the reader… and the kind of competence that a given text postulates.”The act of reading, according to Eco, is a negotiation between the reader’s knowledge and the text’s expectations.
“Between the empirical author and the Model Author… there is a third, rather ghostly, figure… the Liminal Author.”Eco introduces the concept of the Liminal Author as a threshold figure between the author’s intention and textual strategy.
“To interpret Wordsworth’s text I must respect his cultural and linguistic background.”Eco differentiates between using and interpreting texts, arguing that true interpretation requires contextual fidelity.
“The text is there, and it produces its own effects. Whether I wanted it this way or not, we are now faced with a question.”The text’s autonomy creates meanings independent of the author’s intention, supporting the primacy of textual effects.
“The rose is a figure so rich in meanings that by now it hasn’t any meaning.”Eco highlights the polysemy of symbols like the rose, which accumulate layers of meaning to the point of ambiguity.
“There is the transparent intention of the text, which disproves an untenable interpretation.”Eco argues that the text has its own inherent logic, which can counter extreme misreadings or overinterpretations.
“It is not economical to think that Leopardi acted as a character of John Le Carré when he could say what he said in a better way.”Eco critiques excessive overinterpretation, urging readers to balance interpretative freedom with textual economy.
“The text qua text still represents a comfortable presence, the point to which we can stick.”Eco underscores the stability of the text itself amid debates over authorial intent and reader-driven meanings.
Suggested Readings: “Between Author And Text” By Umberto Eco
  1. Capozzi, Rocco. “Umberto Eco: Acute Observer of Our Social and Cultural History.” Italica, vol. 93, no. 1, 2016, pp. 5–22. JSTOR, http://www.jstor.org/stable/43896080. Accessed 17 Dec. 2024.
  2. Eco, Umberto. “Reading My Readers.” MLN, vol. 107, no. 5, 1992, pp. 819–27. JSTOR, https://doi.org/10.2307/2904818. Accessed 17 Dec. 2024.
  3. Eco, Umberto. “Two Problems in Textual Interpretation.” Poetics Today, vol. 2, no. 1a, 1980, pp. 145–61. JSTOR, https://doi.org/10.2307/1772358. Accessed 17 Dec. 2024.
  4. Eco, Umberto. Six walks in the fictional woods. Harvard University Press, 1994.
  5. Eco, U. (2010). Between Author and Text. In Interpretation and Overinterpretation (pp. 67-88). Cambridge University Press.

“What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi: Summary and Critique

“What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi first appeared in PMLA (Publications of the Modern Language Association) in January 2009.

"What Can Literature Do? Simone de Beauvoir as a Literary Theorist" by Toril Moi: Summary and Critique
Introduction: “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi

“What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi first appeared in PMLA (Publications of the Modern Language Association) in January 2009, published by the Modern Language Association and accessible through JSTOR. In this seminal article, Moi explores Simone de Beauvoir’s undervalued contributions to literary theory, particularly through her essay “Que peut la littérature?” presented in 1964. Moi argues that Beauvoir’s literary philosophy, grounded in existentialism and phenomenology, offers a compelling counterpoint to poststructuralist trends that dominate feminist criticism. Beauvoir’s emphasis on literature as an act of unveiling human experience aligns with phenomenological and ordinary language philosophies, prioritizing voice, speech acts, and the situated nature of writing. Moi highlights the historical and theoretical significance of Beauvoir’s antiformalist approach, underscoring its relevance to contemporary debates on canon formation and feminist inclusivity. The article’s importance lies in recovering Beauvoir’s literary vision as a profound alternative to dominant theoretical paradigms, advocating for the integration of diverse voices and existential perspectives into literary studies.

Summary of “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi

1. Revival of Simone de Beauvoir’s Contributions

  • Over the past two decades, Beauvoir has been increasingly revisited in feminist theory, but her literary contributions have been comparatively neglected (Moi, 2009, p. 189).
  • Beauvoir’s existentialism and her realist, “committed” approach to literature have been dismissed by poststructuralist critics for lacking alignment with trends such as feminist psychoanalytic theory and écriture féminine (Moi, 2009, p. 189).

2. Literary Theory Grounded in Phenomenology

  • Beauvoir’s literary philosophy emphasizes literature as an act of unveiling the world, grounded in existential and phenomenological traditions (Moi, 2009, p. 191).
  • She defines literature as “an activity carried out by human beings, for human beings, with the aim of unveiling the world” (Moi, 2009, p. 192).
  • Her approach resonates with the works of Martin Heidegger and ordinary language philosophers such as Ludwig Wittgenstein and J.L. Austin, focusing on writing as a speech act (Moi, 2009, p. 191).

3. The “Miracle of Literature”

  • Literature allows readers to “taste another life,” overcoming existential separation and enabling identification with others (Moi, 2009, p. 193).
  • This identification does not require psychological realism but involves temporarily occupying the writer’s perspective, creating an intermingling of experiences while maintaining individuality (Moi, 2009, pp. 193–194).

4. Voice and Anti-Formalism

  • Central to Beauvoir’s theory is the concept of “voice,” which represents the individuality of the author. Literature is characterized by its ability to convey a human voice, transcending distinctions between form and content (Moi, 2009, p. 194).
  • Beauvoir rejects formalism and simplistic notions of message and form, arguing that the struggle to express oneself in writing is integral to creating meaning (Moi, 2009, p. 195).

5. Literature and Feminism

  • Beauvoir’s view of literature aligns with the modernist tradition, addressing existential themes such as solitude, anguish, and mortality, while asserting the necessity of communication through language (Moi, 2009, pp. 195–196).
  • Her use of literature in The Second Sex demonstrates its importance in revealing women’s experiences. She draws on novels, letters, and autobiographies to explore women’s unique perspectives (Moi, 2009, p. 196).
  • Beauvoir’s method underscores the importance of including marginalized voices—women, minorities, and others—within the literary canon (Moi, 2009, p. 197).

6. Historical and Intellectual Context

  • Beauvoir’s 1964 lecture, Que peut la littérature?, delivered during a pivotal generational shift in French intellectual life, contrasted her phenomenological approach with the emerging dominance of structuralist and poststructuralist critiques (Moi, 2009, pp. 190–191).
  • This work has remained underexplored due to its understated style, despite its potential to reshape understandings of feminist literary theory (Moi, 2009, p. 189).

7. Modernism and the Literary Canon

  • Beauvoir’s antiformalist theory and focus on voice and situated knowledge provide a robust framework for rethinking the literary canon to incorporate diverse and marginalized perspectives (Moi, 2009, pp. 196–198).
Theoretical Terms/Concepts in “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi
Theoretical Term/ConceptDefinition/ExplanationSignificance in Beauvoir’s Theory
Committed Literature (littérature engagée)Literature as an action that unveils truths and engages with human freedom and the world.Highlights Beauvoir’s existentialist focus on literature’s role in reflecting and acting upon lived realities.
Unveiling (dévoilement)Literature’s role in revealing the world and offering new perspectives.Draws from phenomenology; emphasizes literature as a tool for showing situated, specific truths.
Speech ActLanguage as an action in the world, rather than a static system or structure.Aligns Beauvoir with ordinary language philosophers like Austin and Cavell; foregrounds voice and intention in literature.
VoiceThe distinct, individual expression in literature that marks it as human and communicative.Central to Beauvoir’s rejection of formalism; literature is defined by the presence of a recognizable human voice.
Detotalized Totality (totalité détotalisée)The world as a process that cannot be grasped fully, due to the unique perspective of each individual.Literature captures this subjective and fragmented understanding of reality.
IdentificationThe process through which readers engage with the author or characters to experience their perspective.Enables readers to “taste another life,” overcoming existential isolation.
Existential SeparationThe inherent solitude and distinctiveness of individual human experience.Literature helps bridge this separation by offering insight into others’ worlds.
Realism vs. ModernismRealism captures the world as seen by the author; modernism emphasizes fragmented, subjective truths.Beauvoir rejects strict realism and formalist distinctions, focusing on the writer’s unique vision of the world.
Form and ContentThe inseparability of how something is written (form) and what it communicates (content).For Beauvoir, the process of finding a way to say something shapes what is being said.
Taste of Another LifeLiterature’s ability to make a reader momentarily experience another’s reality while retaining their own identity.Represents literature’s transformative power and its capacity for empathy.
Feminist CanonInclusion of marginalized voices, such as women and minorities, in literary tradition.Central to Beauvoir’s defense of literature as a means of understanding diverse experiences.
AntiformalismA rejection of the notion that literature’s value lies in its experimental or purely technical features.Challenges poststructuralist critiques; emphasizes literature’s ethical and existential significance.
Contribution of “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi to Literary Theory/Theories
  • Existentialism and Literary Theory:
    • Highlights Beauvoir’s existentialist perspective, where literature is seen as an act of revealing the world through a situated, subjective lens. Literature is not just a mirror but a means to unveil truths and engage with the world (Moi, 2009, p. 192).
    • Aligns with existentialist concepts of freedom and responsibility, where the author appeals to the reader’s freedom to co-create meaning (Moi, 2009, p. 191).
  • Phenomenology in Literature:
    • Introduces phenomenology into literary theory by framing literature as an act of dévoilement (unveiling) that reveals specific, lived realities (Moi, 2009, p. 193).
    • Draws parallels between Beauvoir’s literary theory and Martin Heidegger’s aesthetics, where literature unveils the essence of human experience in its particularity (Moi, 2009, p. 192).
  • Speech Act Theory and Literature:
    • Positions Beauvoir’s theory as compatible with ordinary language philosophy, emphasizing that literature is a speech act with ethical and communicative implications (Moi, 2009, p. 192).
    • Anticipates later developments in theories of performativity and the role of language in shaping reality (Moi, 2009, p. 194).
  • Feminist Literary Theory:
    • Challenges the dominance of poststructuralist feminist theory, particularly critiques of écriture féminine, by emphasizing literature’s power to convey voice and individual experience without reducing it to purely technical experimentation (Moi, 2009, p. 190).
    • Advocates for expanding the canon to include diverse voices, particularly women and minorities, as a way to enrich understanding of human experience (Moi, 2009, p. 196).
  • Antiformalism and Ethical Reading:
    • Offers an antiformalist critique of literary theory by rejecting the separation of form and content, arguing that the way a story is told is inseparable from its meaning (Moi, 2009, p. 194).
    • Advocates for an ethical approach to literature, focusing on its ability to overcome existential separation and foster empathy (Moi, 2009, p. 194).
  • Redefinition of Realism:
    • Redefines realism not as a static depiction of reality but as the articulation of the writer’s situated and singular perspective of the world (Moi, 2009, p. 194).
    • Challenges poststructuralist dismissal of realism, proposing instead that all literature inherently reflects the author’s unique relationship to the world (Moi, 2009, p. 194).
  • Voice and Human Presence in Literature:
    • Centralizes the concept of voice in literature, where a human presence and subjective truth are necessary for literature to be distinguished from mere information (Moi, 2009, p. 194).
    • Anticipates contemporary discussions in literary ethics and theories of affect that prioritize the communicative and relational aspects of literature (Moi, 2009, p. 195).
  • Bridging Literature and Knowledge:
    • Frames literature as a source of epistemological value, where reading allows individuals to “taste another life” and access different perspectives without losing their own subjectivity (Moi, 2009, p. 194).
    • Connects to feminist and postcolonial critiques of traditional knowledge systems by emphasizing literature’s role in representing marginalized voices (Moi, 2009, p. 195).
Examples of Critiques Through “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi
Literary WorkKey Concept from Moi/BeauvoirCritique Through Moi/Beauvoir’s LensReference from the Article
Virginia Woolf’s The Waves**Voice and Human PresenceWoolf’s focus on the inner voices of her characters exemplifies Beauvoir’s idea of literature as conveying a singular, subjective truth of human experience.Moi (2009, p. 195): Discusses Woolf’s use of interiority and its poetic nature to emphasize individuality.
Franz Kafka’s The Trial**Existential Separation and IdentificationKafka’s exploration of alienation reflects Beauvoir’s idea of literature as overcoming existential separation by engaging readers in an unfamiliar yet shared reality.Moi (2009, p. 194): Kafka persuades readers to experience “the heart of another world.”
Oscar Lewis’s The Children of Sanchez**Difference Between Literature and InformationAlthough Lewis’s narrative provides vivid accounts, it lacks the transformative quality Beauvoir associates with literature—engaging readers in “changing universes.”Moi (2009, p. 193): Highlights Beauvoir’s distinction between annexing voices and experiencing universes.
Honoré de Balzac’s Père Goriot**Situated Perspective and RealismBalzac’s detailed depictions are not merely realist representations but situated expressions of his unique vision, aligning with Beauvoir’s redefinition of realism.Moi (2009, p. 194): Emphasizes that literature shows “the truth of [the author’s] world.”
Criticism Against “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi
  • Overemphasis on Phenomenology and Existentialism
    • Critics may argue that Moi overemphasizes Beauvoir’s existential and phenomenological framework while sidelining alternative theoretical perspectives like structuralism or poststructuralism, which have also influenced literary theory.
    • This approach risks making Beauvoir’s ideas appear too narrowly situated within mid-20th-century intellectual currents.
  • Underexploration of Poststructuralist Critiques
    • Moi acknowledges the poststructuralist critique of Beauvoir but does not sufficiently engage with or counter arguments that dismiss Beauvoir’s literary theory as outdated.
    • The text could delve deeper into reconciling Beauvoir’s existentialist focus with poststructuralist ideas about language and meaning (Moi, 2009, p. 191).
  • Lack of Systematic Comparison with Contemporary Theorists
    • Moi mentions figures like Stanley Cavell, Roland Barthes, and Julia Kristeva but does not fully explore how Beauvoir’s theories compare or contrast with their approaches to literature.
    • Critics might feel this leaves Beauvoir’s place within broader literary theory somewhat underdefined.
  • Potential Overinterpretation of Beauvoir’s Literary Contribution
    • Some might argue that Moi overstates Beauvoir’s impact as a literary theorist, framing her as “hidden” or underappreciated, when her contributions might better be classified as ancillary to her existentialist philosophy.
    • This could exaggerate the uniqueness or novelty of Beauvoir’s approach.
  • Neglect of Beauvoir’s Limitations in Literary Practice
    • While Moi celebrates Beauvoir’s theoretical insights, there is little discussion of potential limitations in Beauvoir’s literary practice, such as her relatively modest reception as a novelist compared to other contemporaries like Sartre.
    • This leaves the balance between Beauvoir’s theoretical and creative contributions uneven.
  • Simplification of the “Literature vs. Information” Debate
    • Moi’s treatment of Beauvoir’s distinction between literature and information could be seen as oversimplified. Critics might argue that the nuances of this distinction, particularly in the context of interdisciplinary works, deserve deeper analysis.
    • The critique of works like Oscar Lewis’s The Children of Sanchez as not fully literary may seem reductive (Moi, 2009, p. 193).
  • Historical Contextual Limitations
    • Moi’s focus on Beauvoir’s 1964 lecture (Que peut la littérature?) as the central piece of evidence may narrow the scope of analysis, neglecting broader historical or cultural developments in literary theory that have evolved since then.
Representative Quotations from “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi with Explanation
QuotationExplanation
“Literature is an activity carried out by human beings, for human beings, with the aim of unveiling the world for them, and this unveiling is an action.” (p. 73)This quote highlights Beauvoir’s definition of literature as a dynamic, human-centered process. It aligns with her existentialist view that literature actively engages with the world and reveals truths rather than existing as an abstract, self-contained entity.
“Reality is not a fixed entity; it is a becoming; it is… a spinning of singular experiences that intertwine and overlap while still remaining separate.” (p. 80)Beauvoir rejects the notion of reality as static. Instead, she argues that literature captures the fluid, dynamic, and subjective nature of human experience. This view contrasts with structuralist notions of fixed linguistic systems defining reality.
“That is the miracle of literature, which distinguishes it from information: that an other truth becomes mine without ceasing to be other.” (p. 82-83)Beauvoir asserts that literature bridges existential separation, allowing readers to experience another’s truth while maintaining their own identity. This unique form of communication surpasses mere factual information by evoking empathy and connection.
“There is no literature if there is no voice, that is to say, language that bears the mark of somebody.” (p. 79)Beauvoir emphasizes the centrality of voice in literature, rejecting depersonalized or purely formalist approaches. Voice, in her view, conveys the author’s situated perspective, ensuring the text resonates as a human experience.
“For reading to ‘take,’ I have to identify with someone: with the author; I have to enter into his world, and his world must become mine.” (p. 82)This statement underscores Beauvoir’s innovative notion of identification, not as psychological fusion but as occupying another’s perspective while retaining individuality. Literature thus becomes a transformative act of entering another’s universe.
“Language reintegrates us into the human community; unhappiness that finds the words to express itself is no longer a radical exclusion: it becomes less intolerable.” (p. 91-92)Here, Beauvoir links literature to existential consolation. By giving voice to anguish and solitude, literature mitigates alienation and fosters a shared human experience, reflecting her belief in its ethical and communal power.
“The world is ‘a detotalized totality.'” (p. 76)Beauvoir’s existentialist framework shapes this phrase, suggesting that while the world appears as a coherent whole, individuals can only perceive fragments based on their unique, situated experiences. Literature reflects this fragmented yet interconnected reality.
“The point of literature is to overcome separation.” (p. 78)This succinct statement encapsulates Beauvoir’s view of literature as a bridge across the existential isolation of individuals. Through shared narratives and perspectives, it fosters understanding and empathy.
“Writing unveils truths in the world.” (p. 75)Beauvoir rejects purely aesthetic or self-referential notions of literature, instead positioning it as a pragmatic and ethical act that reveals meaningful truths about human existence.
“To find a way of telling a story, Beauvoir notes, is at once to find a rhythm and a subject matter.” (p. 84-85)Beauvoir dissolves the dichotomy between form and content, asserting that the way a story is told inherently shapes its meaning. This antiformalist stance connects literary technique with existential expression.
Suggested Readings: “What Can Literature Do? Simone de Beauvoir as a Literary Theorist” by Toril Moi
  1. Moi, Toril. “What Can Literature Do? Simone de Beauvoir as a Literary Theorist.” PMLA, vol. 124, no. 1, 2009, pp. 189–98. JSTOR, http://www.jstor.org/stable/25614258. Accessed 16 Dec. 2024.
  2. Moi, Toril. “How the French Read.” New Literary History, vol. 44, no. 2, 2013, pp. 309–17. JSTOR, http://www.jstor.org/stable/24542597. Accessed 16 Dec. 2024.
  3. Moi, Toril. “THE ADVENTURE OF READING: LITERATURE AND PHILOSOPHY, CAVELL AND BEAUVOIR.” Literature and Theology, vol. 25, no. 2, 2011, pp. 125–40. JSTOR, http://www.jstor.org/stable/23927546. Accessed 16 Dec. 2024.
  4. de Beauvoir, Simone, et al. “WHAT CAN LITERATURE DO?” “The Useless Mouths” and Other Literary Writings, edited by Margaret A. Simons and Marybeth Timmermann, University of Illinois Press, 2011, pp. 197–210. JSTOR, http://www.jstor.org/stable/10.5406/j.ctt13x1m7b.20. Accessed 16 Dec. 2024.

“The Application of Theory” by Jonathan Culler: Summary and Critique

“The Application of Theory” by Jonathan Culler first appeared in the James Joyce Quarterly (Vol. 18, No. 3, Spring 1981), published by the University of Tulsa.

"The Application of Theory" by Jonathan Culler: Summary and Critique
Introduction: “The Application of Theory” by Jonathan Culler

The Application of Theory” by Jonathan Culler first appeared in the James Joyce Quarterly (Vol. 18, No. 3, Spring 1981), published by the University of Tulsa. In this essay, Culler examines the challenges and implications of applying literary theory to textual analysis, focusing on Seymour Chatman’s Story and Discourse as a case study. Culler critiques the work of the MURGE group, which undertook a detailed, sentence-by-sentence application of Chatman’s model to James Joyce’s short story “Araby.” While Chatman expressed reservations about this exhaustive approach, particularly its tediousness and potential misrepresentation of his work, Culler highlights the theoretical tensions that emerge when attempting to use abstract models for concrete textual elucidation. He argues that the process exposes the need for precise operational definitions in theory while also revealing the inherent limitations of narrative models in resolving interpretive disagreements. Culler’s essay underscores the dual role of literary theory: as both a descriptive framework for understanding existing literary competence and a prescriptive tool that can reshape interpretive practices. This discussion is pivotal in literary theory as it questions the boundaries of theory’s applicability and its influence on critical methodologies.

Summary of “The Application of Theory” by Jonathan Culler
  1. The Aim and Context of Culler’s Discussion
    Jonathan Culler’s essay, The Application of Theory, published in the James Joyce Quarterly (Vol. 18, No. 3, Spring 1981), evaluates the challenges of applying literary theory to textual analysis. Using Seymour Chatman’s Story and Discourse as a framework, Culler critiques the ambitious effort by the MURGE group to implement Chatman’s model in analyzing James Joyce’s “Araby.” This effort tested the boundaries of theoretical applicability in literary studies, highlighting both the potential insights and inherent limitations of narrative models (Culler 287).
  2. MURGE Group’s Comprehensive Application of Theory
    The MURGE group undertook a rigorous, sentence-by-sentence application of Chatman’s model to “Araby,” striving for precision and consistency. They aimed to test the operational viability of Chatman’s framework by systematically identifying plot elements, such as kernels and satellites. Culler notes their belief that “a comprehensive analysis” was essential for fully evaluating the model’s utility, even if it appeared tedious to both write and read (Culler 288).
  3. Chatman’s Objection to Exhaustive Analysis
    Seymour Chatman critiqued the MURGE group’s method as excessive and not in line with his intended application of the model. He argued that their detailed approach, with its reliance on diagrams and formulae, risked misrepresenting narrative analysis as overly mechanical or esoteric. Moreover, he claimed that their work “would not prove anything” and that a comprehensive analysis could not illuminate broader interpretive insights (Culler 287-288).
  4. The Need for Operational Precision in Theory
    Culler emphasizes the importance of operational definitions in literary theory, especially for collaborative analyses like MURGE’s. Disagreements within the group about identifying narrative elements, such as character traits or kernels, underscored the limitations of Chatman’s model. As James Sosnoski observed, effective models must offer “explicit rules of identification” to ensure their practical usability (Culler 289).
  5. Theory as a Tool for Clarification, Not Resolution
    Culler asserts that theoretical models should not be seen as algorithms capable of resolving interpretive disputes. Instead, they should clarify such disagreements by highlighting relevant textual factors. He argues that this inability to resolve conflicts reflects the model’s alignment with the complexities of literary competence. “Models of narrative are not algorithms designed to generate ‘true’ structural descriptions,” he writes, but rather representations of interpretive processes (Culler 290).
  6. Literary Theory’s Dual Role
    Culler highlights the dual nature of literary theory: as both a descriptive tool for understanding existing literary competence and a prescriptive framework for reshaping interpretive practices. He observes that theoretical writings oscillate between presenting new concepts as accurate representations of literature and as tools for uncovering novel textual insights. This inherent tension, he concludes, ensures that “the application of theory will always be a problem, never a solution” (Culler 291-292).
  7. Broader Implications for Literary Studies
    The essay ends by considering the broader implications of Culler’s analysis. He notes that interpretive models must account for ambiguity and disagreement among readers, as these features are intrinsic to literary texts. Taxonomies or classifications of narrative elements, for example, should reflect the judgments of experienced readers rather than relying solely on linguistic features (Culler 291).
Theoretical Terms/Concepts in “The Application of Theory” by Jonathan Culler
Term/ConceptDefinition/ExplanationRelevance in the Essay
Kernels and SatellitesTerms from Chatman’s model distinguishing between essential plot points (kernels) and supplementary details (satellites).Used to evaluate narrative structure in “Araby,” revealing challenges in consistently identifying these elements.
Style Indirect LibreA narrative style blending the voice of the narrator with that of a character, often without clear boundaries.Highlights the difficulty of applying theoretical models to identify this stylistic feature consistently.
Descriptive ModelsModels that focus on operational definitions and clear criteria for identifying textual elements.Advocated by Sosnoski and others as necessary for effective application of theory in textual analysis.
TaxonomyA classification system that organizes elements of a text or narrative into distinct categories.Critiqued as needing motivation from both textual features and literary competence, rather than being purely linguistic.
Interpretive DisagreementVariations in readers’ interpretations of a text due to ambiguities or subjective perspectives.Demonstrates the limitations of narrative models in resolving such disputes.
Literary CompetenceA reader’s intuitive understanding of literary conventions and structures.Theory is seen as a reflection of literary competence, aiming to model how readers interpret texts.
Operational DefinitionsExplicit and precise rules for identifying textual features or elements.Highlighted as crucial for collaborative applications of theory, but found lacking in Chatman’s model.
Narrative AmbiguityThe inherent uncertainty in determining the meaning or role of narrative elements.Used to argue that models should reflect and clarify, rather than resolve, such ambiguities.
Descriptive vs. Prescriptive TheoryDescriptive theory represents existing reading practices; prescriptive theory suggests new ways of interpreting texts.Explains the dual role of theory in understanding and reshaping interpretive practices.
Algorithmic ModelA step-by-step process for deriving structural descriptions of a text without interpretive input.Rejected by Culler as unrealistic for literary theory, which involves subjective interpretive acts.
Contribution of “The Application of Theory” by Jonathan Culler to Literary Theory/Theories

1. Advancement of Structuralist Narrative Theory

  • Culler engages with Seymour Chatman’s structuralist framework, critiquing its application and offering insights into the challenges of operationalizing structuralist models.
  • He highlights the tension between structuralist emphasis on taxonomies (e.g., kernels vs. satellites) and the interpretive flexibility required in literary analysis (Culler 287-288).

2. Focus on Literary Competence in Theory Application

  • Culler extends the concept of literary competence by framing theory as a representation of readers’ intuitive engagement with texts.
  • He emphasizes that narrative models should align with how experienced readers interpret structures, rather than imposing artificial categorizations (Culler 290).

3. Critique of Algorithmic Models in Literary Studies

  • The essay rejects the feasibility of creating algorithmic, step-by-step models for textual analysis, asserting that literary interpretation inherently involves subjective decisions.
  • This critique is significant for moving beyond purely systematic approaches and acknowledging interpretive nuances (Culler 289).

4. Interrelation of Descriptive and Prescriptive Theory

  • Culler explores the dual function of literary theory: descriptive (reflecting how literature is read) and prescriptive (altering reading practices).
  • This insight connects structuralist theories with broader debates about the role of literary theory in shaping interpretive frameworks (Culler 291-292).

5. Examination of Narrative Ambiguity and Interpretive Disagreement

  • By addressing how narrative models fail to resolve ambiguities (e.g., conflicting judgments about kernels and satellites), Culler underscores the role of theory in clarifying rather than resolving interpretive conflicts (Culler 290).
  • This aligns with poststructuralist ideas about the instability of meaning and challenges expectations of definitive interpretive frameworks.

6. Theoretical Implications for Genre and Taxonomy

  • The essay critiques traditional taxonomies, arguing for their grounding in literary competence rather than linguistic features alone.
  • Culler references Northrop Frye’s and Tzvetan Todorov’s debates on generic classifications to illustrate how categories like “tragedy” and “comedy” are more experiential than structural (Culler 291).

7. Reassertion of the Role of Interpretation in Theoretical Models

  • Culler posits that theoretical models are tools for deepening interpretive engagement, not definitive mechanisms for textual analysis.
  • This contribution bridges structuralist and poststructuralist debates, asserting that theory is dynamic and inseparable from readerly interpretation (Culler 292).
Examples of Critiques Through “The Application of Theory” by Jonathan Culler
Literary WorkTheory/Model AppliedCritique Through Culler’s LensKey Insight
“Araby” by James JoyceSeymour Chatman’s narrative model (Story and Discourse)The MURGE group’s sentence-by-sentence analysis tested the applicability of kernels and satellites, revealing ambiguities in operational definitions.Demonstrated the challenge of applying abstract narrative categories to specific textual elements.
Robbe-Grillet’s Le VoyeurStructuralist and Narrative TheoriesReaders often disagree on distinguishing between plot events and memories, hallucinations, or repetitions.Highlighted how narrative ambiguity challenges the descriptive clarity of narrative models (Culler 290).
Northrop Frye’s Generic TaxonomiesFrye’s archetypal criticism and genre theoryCritiqued the basis of Frye’s generic classifications (e.g., tragedy and comedy) as being more experiential than systematic.Reinforced the idea that genres are grounded in literary competence rather than strictly linguistic or textual features.
Tzvetan Todorov’s Structuralist PoeticsStructuralist taxonomy of narrative typesTodorov’s critique of Frye’s genre distinctions exemplifies the difficulty of deriving classifications from textual features.Supported the argument that taxonomies must reflect readers’ interpretive judgments and shared literary conventions.
Criticism Against “The Application of Theory” by Jonathan Culler

1. Ambiguity in Theory’s Purpose

  • Critics argue that Culler does not fully resolve the tension between the descriptive and prescriptive roles of literary theory, leaving readers uncertain about its primary function.
  • The essay oscillates between advocating for theoretical frameworks and critiquing their applicability, creating interpretive ambiguity.

2. Limited Practical Guidance for Critics

  • While Culler critiques the MURGE group’s exhaustive application of theory, he provides little concrete guidance on how to balance theoretical abstraction with practical analysis.
  • His rejection of algorithmic models and comprehensive analyses leaves critics questioning how theory should be effectively employed.

3. Dependence on Reader Competence

  • Culler’s emphasis on literary competence as the foundation for theory application has been criticized for its subjective reliance on the interpretive abilities of readers, which vary widely.
  • This focus risks undermining the universality of theoretical models by tying them too closely to individual or cultural reading practices.

4. Lack of Focus on Alternative Theoretical Models

  • The essay concentrates on critiquing structuralist and narrative models (e.g., Chatman’s framework) but offers limited engagement with other approaches, such as feminist, postcolonial, or psychoanalytic theories.
  • This narrow focus has been criticized for not fully addressing the broader applicability of theory across diverse literary traditions and methodologies.

5. Oversimplification of Narrative Ambiguity

  • While Culler argues that narrative ambiguity reflects the complexity of literary competence, critics contend that this oversimplifies the role of theory in clarifying or addressing such ambiguities.
  • Some theorists argue that ambiguity can and should be systematically explored, even if definitive resolutions are impossible.

6. Resistance to Systematic Models

  • Culler’s rejection of algorithmic approaches to narrative analysis has been critiqued for being overly dismissive of attempts to create systematic frameworks, which some see as essential for advancing literary studies.
  • His critique of the MURGE group’s methodology may seem to undervalue their efforts to operationalize theory, which could lead to greater precision in analysis.

7. Underexploration of Non-Structuralist Frameworks

  • Critics note that the essay remains heavily grounded in structuralist perspectives and does not sufficiently engage with poststructuralist or deconstructive alternatives, despite these being prominent at the time.
  • This limits the essay’s contribution to broader theoretical debates beyond structuralism.
Representative Quotations from “The Application of Theory” by Jonathan Culler with Explanation
QuotationExplanation
“Critics and theorists always hope that readers will approach their work with sympathy and understanding.”Highlights the idealistic expectation of theorists that their models will be tested thoughtfully and thoroughly.
“Seldom does a work benefit from the treatment accorded Story and Discourse.”Acknowledges the unique effort by the MURGE group to rigorously apply Chatman’s model, despite its limitations.
“A comprehensive analysis would be tedious to write and to read, but it cannot in principle be a wrong application of the model.”Defends the MURGE group’s detailed methodology as a valid test of theoretical applicability.
“Models of narrative are not algorithms designed to generate ‘true’ structural descriptions.”Critiques the expectation that theories can resolve interpretive ambiguities definitively.
“The very project of taking a theoretical model and applying it to a short story breeds the desire for an algorithm.”Points to the tension between theoretical abstraction and the practical demands of literary analysis.
“Taxonomies must produce groupings which prove to have a function and thus a reality for experienced readers.”Emphasizes that classifications in theory should reflect the interpretive experiences of readers.
“If critics want an explicit, algorithmic model of narrative structure, they should recognize that this is possible only if we know in advance what must be specified.”Challenges the feasibility of creating universally applicable models for narrative analysis.
“When there is interpretive disagreement among critics, one should not expect models of narrative to resolve that disagreement.”Asserts that theoretical models are tools for clarification, not definitive resolution of ambiguities.
“Literary theory oscillates between two functions: presenting new concepts and discovering new facts about texts.”Reflects the dual role of theory as both descriptive and prescriptive in shaping literary interpretation.
“The application of theory will always be a problem, never a solution.”Concludes that applying literary theory is inherently complex and cannot yield simple solutions.
Suggested Readings: “The Application of Theory” by Jonathan Culler
  1. Culler, Jonathan. “The Application of Theory.” James Joyce Quarterly, vol. 18, no. 3, 1981, pp. 287–92. JSTOR, http://www.jstor.org/stable/25476373. Accessed 14 Dec. 2024.
  2. XIE, MING. “What Does the Comparative Do for Theory?” PMLA, vol. 128, no. 3, 2013, pp. 675–82. JSTOR, http://www.jstor.org/stable/23489305. Accessed 14 Dec. 2024.
  3. Gorman, David. “Jonathan Culler: A Checklist of Writings on Literary Criticism and Theory to 1994.” Style, vol. 29, no. 4, 1995, pp. 549–61. JSTOR, http://www.jstor.org/stable/42946311. Accessed 14 Dec. 2024.

“Ideology And Literature” by Michael Moriarty: Summary and Critique

“Ideology and Literature” by Michael Moriarty first appeared in the Journal of Political Ideologies in 2006, published online on August 8 by Routledge.

"Ideology And Literature" by Michael Moriarty: Summary and Critique
Introduction: “Ideology And Literature” by Michael Moriarty

“Ideology and Literature” by Michael Moriarty first appeared in the Journal of Political Ideologies in 2006, published online on August 8 by Routledge. In this pivotal article, Moriarty investigates the historical and theoretical interplay between ideology and literature, particularly through the lens of Marxist criticism. He explores Althusserian theories of ideology and their profound influence on literary criticism, emphasizing the Marxist tradition as a framework for understanding the connections between ideological constructs and literary texts. Moriarty traces the evolution of ideological analysis from Althusser’s conception of ideology as “lived experience” to its applications by thinkers like Terry Eagleton, Pierre Macherey, and Fredric Jameson. The article addresses the limitations and potentials of applying ideological critique to literature, noting that while it illuminates the societal and political dimensions of texts, it risks reductive interpretations. By engaging with alternate perspectives, including feminist, psychoanalytic, and deconstructionist critiques, Moriarty underscores the enduring relevance of ideology as an analytical tool, while cautioning against its overextension in literary studies. This work remains significant for its synthesis of critical theories and its interrogation of literature’s role in reflecting and challenging sociopolitical structures.

Summary of “Ideology And Literature” by Michael Moriarty

·  Introduction to Ideology in Literature

  • The concept of “ideology” has been central to Marxist literary criticism, particularly in Althusserian frameworks (Moriarty, 2006, p. 43).
  • Critics such as Pierre Macherey, Terry Eagleton, and Fredric Jameson have explored its application in literature. Non-Marxist theories like those of Derrida and Foucault also offer critiques, but the Marxist approach remains dominant for systematic analyses (Moriarty, 2006, p. 44).

·  Althusserian Foundations of Ideology

  • Althusser conceptualizes ideology not as a set of beliefs but as the lived, imaginary relationship individuals have with their social conditions (Moriarty, 2006, p. 44).
  • Literature is seen as embodying these lived experiences, making ideology “visible” through artistic forms like narratives and fantasies (Moriarty, 2006, p. 45).
  • Pierre Macherey extends Althusser’s ideas, identifying literature as a product of ideology that paradoxically critiques itself by exposing its ideological origins (Moriarty, 2006, pp. 46–47).

·  Terry Eagleton’s Contribution

  • Eagleton connects literature with social ideologies by proposing that literary texts process general ideologies, authorial ideologies, and aesthetic ideologies (Moriarty, 2006, p. 46).
  • Literary texts reveal ideological categories and their naturalization processes but simultaneously expose these constructions to criticism (Moriarty, 2006, p. 47).
  • This dual nature aligns with Marxist criticism’s cognitive goals, distinguishing the reader’s ideological engagement based on their sociopolitical perspective (Moriarty, 2006, p. 48).

·  Fredric Jameson’s Political Unconscious

  • Jameson incorporates psychoanalysis into Marxist literary theory, viewing texts as allegories of collective fantasies and historical narratives (Moriarty, 2006, p. 49).
  • He proposes a three-level analysis of ideology in texts: political (specific contradictions), social (class ideologies), and historical (modes of production) (Moriarty, 2006, pp. 49–50).

·  Critiques of Ideology and Alternatives

  • Foucault critiques the term “ideology” for its dependence on the true/false dichotomy and its preservation of the concept of the subject (Moriarty, 2006, p. 53).
  • Non-Marxist uses of ideology in feminist, postcolonial, and cultural studies have expanded its scope to include power dynamics beyond class (Moriarty, 2006, pp. 53–54).

·  Applications in Literary Criticism

  • Ideology is a productive tool in analyzing how texts represent social relationships and domination, as seen in postcolonial critiques of colonialist strategies and feminist studies of domestic ideologies (Moriarty, 2006, p. 54).
  • However, its applicability diminishes in texts detached from recognizable social realities, where terms like “structure of feeling” (Williams) or aesthetics (Adorno) may be more apt (Moriarty, 2006, pp. 54–55).

·  Contemporary Perspectives on Literature and Ideology

  • The relevance of ideology in literature persists, particularly in examining texts’ social and political engagement, but its role in contemporary criticism is nuanced by broader cultural and philosophical shifts (Moriarty, 2006, p. 56).
  • Marxist approaches, while influential, face challenges in defining literature’s cognitive and ideological functions in a postmodern context (Moriarty, 2006, p. 57).

·  Conclusion

  • Ideology remains a valuable analytical concept for exploring the intersection of literature, society, and power, but its application varies depending on the text’s historical, social, and cultural context (Moriarty, 2006, pp. 59–60).
  • The evolving debates around ideology reflect broader changes in literary studies, emphasizing the dynamic relationship between theory and text (Moriarty, 2006, p. 60).
Theoretical Terms/Concepts in “Ideology And Literature” by Michael Moriarty
Theoretical Term/ConceptDefinition/ExplanationKey Contributors/References
IdeologyImaginary relationship individuals have with their social reality, shaping beliefs and experiences.Althusser (Moriarty, 2006, p. 44)
Lived ExperienceThe experiential aspect of ideology as it is “felt” and represented in literature.Althusser (Moriarty, 2006, pp. 44–45)
Ideological State Apparatuses (ISAs)Institutions that perpetuate ideology through cultural, educational, and social means.Althusser (Moriarty, 2006, p. 50)
Literary Mode of Production (LMP)The process by which literature articulates, processes, and critiques general and authorial ideologies.Eagleton (Moriarty, 2006, p. 46)
General Ideology (GI)The dominant ideology in a society, reflected and reproduced in material and cultural forms.Eagleton (Moriarty, 2006, p. 46)
Aesthetic Ideology (AI)The role of aesthetic forms in naturalizing ideological categories while exposing their constructed nature.Eagleton (Moriarty, 2006, pp. 46–47)
Political UnconsciousThe hidden collective fantasies and contradictions reflected in literary texts.Jameson (Moriarty, 2006, p. 49)
Modes of ProductionThe historical framework shaping social formations and ideologies in literature.Jameson (Moriarty, 2006, pp. 49–50)
HeteroglossiaThe coexistence of multiple, conflicting discourses in a text, reflecting diverse worldviews.Bakhtin (Moriarty, 2006, p. 52)
Structure of FeelingThe lived, affective dimension of social experience that shapes cultural production.Raymond Williams (Moriarty, 2006, p. 55)
MisrecognitionThe process by which individuals fail to recognize the underlying social realities in their experiences or actions.Althusser, Laclos (Moriarty, 2006, p. 54)
InterpellationThe process by which individuals are “hailed” into subject positions by ideology.Althusser (Moriarty, 2006, p. 50)
DefamiliarizationThe artistic technique of making the familiar seem strange to disrupt ideological assumptions.Russian Formalists, Bowie (Moriarty, 2006, p. 56)
AllegoryA narrative mode that encodes broader historical or ideological meanings within texts.Jameson (Moriarty, 2006, p. 49)
Subversive EffectThe capacity of certain texts or genres to destabilize dominant ideologies through internal contradictions.Bakhtin, Althusser (Moriarty, 2006, pp. 51–52)
IdeologemesUnits of ideology that operate within class discourses, often recurring across texts.Jameson (Moriarty, 2006, p. 50)
Contribution of “Ideology And Literature” by Michael Moriarty to Literary Theory/Theories
  • Advancement of Marxist Literary Theory:
    • The article explores Marxist approaches to literature, focusing on Althusserian theories of ideology. It highlights the role of literature in exposing ideological structures and its contribution to Marxist criticism’s analysis of class struggle and domination (Moriarty, 2006, pp. 43–45).
    • Expands on Pierre Macherey’s notion that literature critiques its own ideological underpinnings by organizing and channeling ideological discourse into discernible structures (Moriarty, 2006, p. 45).
  • Reevaluation of Ideology in Literature:
    • Extends Althusser’s conceptualization of ideology as lived experience, arguing that literature makes ideology visible through artistic forms rather than scientific analysis (Moriarty, 2006, pp. 44–46).
    • Suggests that literature provides “an analogue of knowledge,” not by representing reality, but by revealing the structures of ideology that shape human experience (Moriarty, 2006, pp. 46–47).
  • Integration of Psychoanalysis with Marxist Theory:
    • Discusses the incorporation of psychoanalytic theories into Marxist literary criticism, notably in Jameson’s The Political Unconscious, which views texts as reflecting collective fantasies and contradictions (Moriarty, 2006, pp. 48–49).
  • Contribution to the Debate on the Function of Literature:
    • Challenges traditional Marxist views that focus solely on class struggle, arguing for broader applications of ideology, including its intersection with race, gender, and colonialism (Moriarty, 2006, pp. 50–53).
    • Critiques the category of “literature” itself, suggesting that its institutional and cultural definitions are deeply ideological and historically contingent (Moriarty, 2006, p. 55).
  • Heteroglossia and Literary Texts:
    • Draws on Bakhtin’s concept of heteroglossia to demonstrate how literary texts contain multiple conflicting discourses, making ideology visible and destabilizing dominant narratives (Moriarty, 2006, p. 52).
  • Interdisciplinary Application of Ideology:
    • Highlights the flexibility of the term “ideology,” showing its relevance in feminist, postcolonial, and critical race theories by addressing broader forms of domination beyond class (Moriarty, 2006, pp. 53–54).
  • Critique of Reductionism in Literary Studies:
    • Warns against reductionist approaches in Marxist literary criticism that view literature solely as a reflection of economic and social structures. Instead, it emphasizes literature’s capacity to subvert and critique ideology through its formal and aesthetic dimensions (Moriarty, 2006, p. 55).
  • Relevance to Contemporary Criticism:
    • Asserts the continuing importance of ideology in understanding literature’s engagement with social and political realities, while recognizing the term’s evolution in non-Marxist frameworks (Moriarty, 2006, p. 53).
  • Role of the Reader and Critic:
    • Emphasizes the active role of the reader and critic in uncovering and analyzing the ideological functions of literary texts, bridging formalist and materialist methodologies (Moriarty, 2006, pp. 46–47).
  • Utopian Potential of Literature:
    • Engages with Fredric Jameson’s idea of the “utopian” dimension of literature, suggesting that literature provides imaginative frameworks for envisioning alternative social realities (Moriarty, 2006, p. 56).
Examples of Critiques Through “Ideology And Literature” by Michael Moriarty
Literary WorkCritique Through Moriarty’s FrameworkKey Concepts ReferencedSource in Article
Balzac’s Les Paysans– Examined by Macherey as a text that undermines its own anti-democratic ideological project by giving voice to the masses.Ideology as lived experience; internal contradictions in texts.Moriarty, 2006, pp. 45–46.
– Demonstrates the interplay between ideological discourse (warning against democracy) and its critique through narrative.
Solzhenitsyn’s Novels– These are not analyses of Stalinism but representations of the experience of living under Stalinism.Literature as making ideology visible through lived experience.Moriarty, 2006, pp. 44–45.
– Focuses on ideology as an unconscious and emotional framework rather than scientific cognition.
Beckett’s Waiting for Godot– Highlights the limitations of “ideology” when applied to texts with minimal social reference or recognizable ideology.Literature resisting ideological analysis; alternate frameworks like “structure of feeling.”Moriarty, 2006, pp. 54–55.
– Suggests Adorno’s aesthetics as a better alternative for analyzing Beckett’s work.
E. M. Forster’s A Passage to India– Depicts Fielding’s misrecognition of Aziz’s generosity as an act of carelessness, highlighting the ideological biases in colonial relationships.Misrecognition; ideology as reinforcing social and political domination.Moriarty, 2006, p. 54.
Criticism Against “Ideology And Literature” by Michael Moriarty

·  Reductionist Approach to Literature

  • Critics argue that Moriarty’s framework often reduces the complexity of literature to an ideological critique, overlooking aesthetic and emotional aspects of texts.
  • For example, the emphasis on Marxist and Althusserian ideology tends to sideline non-political interpretations (Moriarty, 2006, p. 55).

·  Overemphasis on Marxist Criticism

  • While acknowledging alternative approaches like those of Bakhtin and Bourdieu, Moriarty places significant weight on Althusserian Marxism, which some see as limiting and outdated for analyzing contemporary texts (Moriarty, 2006, p. 47).

·  Ambiguity in Defining “Ideology”

  • The term “ideology” is criticized for being too broad and vague, leading to inconsistencies in its application across diverse literary works.
  • This ambiguity makes the theoretical framework difficult to universally apply (Moriarty, 2006, p. 52).

·  Neglect of Non-Political Literary Forms

  • Moriarty’s focus on ideological critique is less effective when applied to texts that are not overtly political or socially referential, such as Beckett’s works, as acknowledged in the article itself (Moriarty, 2006, p. 54).

·  Lack of Engagement with Contemporary Literary Theory

  • Critics argue that the article does not sufficiently engage with newer theoretical paradigms like posthumanism, ecocriticism, or affect theory, which have expanded the scope of literary studies.

·  Undermining of the Concept of Literature

  • Moriarty’s questioning of the concept of “literature” as an independent, valuable entity is seen by some as counterproductive, potentially reducing literature to a mere ideological tool (Moriarty, 2006, p. 56).

·  Over-Reliance on Western Canon

  • The analysis is heavily focused on Western literary traditions (French and English-speaking worlds), limiting its relevance to non-Western literatures and perspectives (Moriarty, 2006, p. 43).
Representative Quotations from “Ideology And Literature” by Michael Moriarty with Explanation
Quotation Explanation
“The use of the term ‘ideology’ in relation to literature was for long typical of Marxist criticism, especially of the Althusserian school.”This introduces the article’s focus on the historical role of ideology in Marxist literary criticism, particularly Althusser’s influential theories. It sets the stage for a discussion of how ideology mediates the interpretation of literature.
“Ideology is… the sphere in which I ‘live’ or experience my relationship to [conditions of existence], it is my imaginary relationship to them.”Drawing from Althusser, this emphasizes the lived, subjective experience of ideology. In literature, this translates into how texts portray a social or political imaginary rather than objective reality.
“What art makes us see, and therefore gives to us in the form of ‘seeing,’ ‘perceiving,’ and ‘feeling’… is the ideology from which it is born.”This highlights the role of literature as a medium that reveals ideology through perception and emotion rather than direct knowledge. It underscores literature’s capacity to present lived experiences of ideology.
“The analysis of literature in terms of ideology is most characteristic of the Althusserian school; and a body of criticism to which Pierre Macherey, Terry Eagleton, and Fredric Jameson have all contributed is certainly worth attention.”Moriarty situates his exploration of literature and ideology within the broader tradition of Marxist theorists, signaling key figures like Macherey and Eagleton whose works extend or critique Althusser’s ideas.
“It is impossible to sustain a clearly defined notion of literature… other than that of a category of texts that have historically been constructed by educational institutions as objects of study and value.”This critiques the idea of “literature” as a fixed, universal concept, arguing instead that it is a construct shaped by cultural and ideological forces, aligning with Eagleton’s critique.
“The term ‘ideology’ is not especially fashionable in literary studies… but the term cannot be said to have outlived its usefulness altogether.”Acknowledging contemporary critiques of the term, Moriarty argues for its continued relevance in understanding how texts mediate social relationships, power, and domination.
“The term ‘ideology’ seems especially apt to designate… misrecognition, grounded in social and political relationships of domination, and tending to reinforce these.”This defines ideology as a process of misrecognition that reinforces social hierarchies, showing its utility in critiquing texts that naturalize systems of domination.
“It is not to say that Beckett’s work belongs to a realm of high art, untouched by politics and history… but the term ideology… seems less apt.”Moriarty reflects on the limitations of ideological critique for abstract or non-socially referential texts, suggesting that alternatives like Raymond Williams’s “structure of feeling” may be more useful.
Suggested Readings: “Ideology And Literature” by Michael Moriarty
  1. MORIARTY, MICHAEL. “Barthes: Ideology, Culture, Subjectivity.” Paragraph, vol. 11, no. 3, 1988, pp. 185–209. JSTOR, http://www.jstor.org/stable/43151672. Accessed 16 Dec. 2024.
  2. Moriarty, Michael. “The Longest Cultural Journey: Raymond Williams and French Theory.” Social Text, no. 30, 1992, pp. 57–77. JSTOR, https://doi.org/10.2307/466466. Accessed 16 Dec. 2024.
  3. Moriarty, Michael. “Ideology and literature.” The Meaning of Ideology. Routledge, 2013. 41-58.

“Presupposition and Intertextuality” by Jonathan Culler: Summary and Critique

“Presupposition and Intertextuality” by Jonathan Culler first appeared in MLN: Modern Language Notes, Volume 91, No. 6, in December 1976.

"Presupposition and Intertextuality" by Jonathan Culler: Summary and Critique
Introduction: “Presupposition and Intertextuality” by Jonathan Culler

“Presupposition and Intertextuality” by Jonathan Culler first appeared in MLN: Modern Language Notes, Volume 91, No. 6, in December 1976, under the Comparative Literature section, published by The Johns Hopkins University Press. This seminal essay explores the intricate relationship between presupposition and intertextuality, arguing that every text exists within a discursive space shaped by prior texts, conventions, and cultural codes. Culler emphasizes that understanding literary works involves recognizing their dependence on pre-existing discourse rather than treating them as isolated artifacts. The essay advances literary theory by reorienting the study of texts toward their intertextual dimensions, proposing that texts derive meaning not only from explicit references to earlier works but also from the implicit presuppositions they embed. This framework underscores the interconnectedness of literature, its historical and cultural sedimentations, and the interpretive practices that sustain it. By doing so, Culler’s work provides critical insights into the institutional nature of literature and challenges traditional notions of originality and influence, making it a cornerstone in modern literary and critical theory.

Summary of “Presupposition and Intertextuality” by Jonathan Culler
  1. Intertextuality as a Theoretical Construct
    Culler posits that all texts exist within a “discursive space,” relying on previous texts, conventions, and codes for meaning. The concept of intertextuality challenges the autonomy of literary works by emphasizing their connections to prior discourse, making meaning contingent on shared cultural and textual practices. As he explains, “utterances or texts are never moments of origin because they depend on the prior existence of codes and conventions” (Culler, 1976, p. 1382).
  2. Presupposition and Textual Significance
    Presupposition, both logical and rhetorical, is central to Culler’s argument. Logical presupposition refers to the necessary truths implied by a sentence, while rhetorical presupposition involves broader interpretive contexts. For example, Baudelaire’s poetry presupposes a poetic tradition, treating it as a pre-existing discourse, which frames the reader’s interpretation (Culler, 1976, p. 1390). This highlights how literary texts depend on implicit references to prior works.
  3. Literature as an Intertextual Dialogue
    Culler’s essay underscores that literature is not a standalone creation but an “absorption, parody, and criticism” of prior texts. Writing and reading are acts that position texts within the larger context of cultural and historical discourse, aligning with Julia Kristeva’s view of intertextuality: “the notion of intersubjectivity is replaced by that of intertextuality” (Culler, 1976, p. 1383).
  4. The Challenges of Intertextual Analysis
    The vastness of intertextual connections makes it difficult to pinpoint specific influences, often leading critics to narrow their focus. For instance, while Harold Bloom compresses intertextuality into a poet’s struggle with a single precursor, Culler critiques this as reductive, favoring broader considerations of genre, conventions, and implicit discourse (Culler, 1976, pp. 1387-1388).
  5. Practical Implications of Intertextuality
    Intertextuality reshapes how literature is interpreted. Culler suggests that instead of tracing direct sources, critics should study the conventions and assumptions underlying a work’s intelligibility. This shifts focus from “source-hunting” to understanding the implicit codes that make texts meaningful (Culler, 1976, p. 1384).
  6. Presupposition in Linguistics and Literature
    Drawing on linguistic models, Culler distinguishes between logical presuppositions (e.g., grammatical structures) and pragmatic presuppositions (e.g., genre conventions). This dual approach reveals how presuppositions create intertextual spaces by embedding prior discourse within a text (Culler, 1976, pp. 1389-1390).
  7. The Role of Rhetorical Presupposition
    Rhetorical presupposition opens intertextual spaces where texts interact with prior assumptions and conventions. Culler uses examples from Baudelaire and Blake to illustrate how poems presuppose traditions or attitudes, shaping the interpretive process (Culler, 1976, p. 1391).
  8. Avoiding Source Study and Canonical Limitations
    Culler cautions against reducing intertextuality to direct influences or canonical relationships, as in Bloom’s model. Instead, he advocates for exploring the broader systems of conventions and practices that constitute literary production and interpretation (Culler, 1976, p. 1395).
  9. Intertextuality’s Contribution to Poetics
    Culler concludes that intertextuality contributes to the study of literature by focusing on conventions, genres, and the implicit assumptions underlying texts. It offers a framework for understanding literature as an institution shaped by cultural and historical discourse (Culler, 1976, pp. 1395-1396).
Theoretical Terms/Concepts in “Presupposition and Intertextuality” by Jonathan Culler
Term/ConceptDefinition/ExplanationSignificance
IntertextualityThe idea that texts derive meaning through their relationship to prior texts, discourses, and conventions.Emphasizes the non-autonomous nature of texts and situates them within broader cultural systems.
PresuppositionAssumptions or implicit truths embedded within a text, which contribute to its meaning.Highlights how texts rely on shared knowledge or prior discourse to be intelligible and significant.
Logical PresuppositionPropositions that must be true for a sentence to have meaning, based on linguistic structure.Connects individual sentences to implicit assumptions, creating a foundational intertextual layer.
Rhetorical PresuppositionThe broader interpretive contexts, such as genre or cultural assumptions, that shape how a text is understood.Reflects the interaction between a text and its cultural and interpretive frameworks.
Discursive SpaceThe cultural and textual environment in which a text exists, encompassing shared codes and conventions.Situates texts within a broader system of meaning, linking them to historical and cultural practices.
Genre ConventionsRules and norms associated with specific literary forms or genres that influence interpretation.Shows how genre provides a framework for both creating and interpreting texts.
Pragmatic PresuppositionAssumptions about the situational context that enable a text to function as a particular kind of discourse.Explains the functional relationship between text, context, and reader expectations.
Deja LuA term by Roland Barthes referring to the sense that textual elements are already read, part of a shared cultural lexicon.Reinforces the idea that texts are inherently intertextual and refer to pre-existing codes.
Intertextual CodesThe implicit conventions and references that make a text intelligible within its cultural context.Identifies the underlying structures that connect texts to their intertextual networks.
ApplicationThe act of interpreting one text by applying the framework or discourse of another.Explores the dynamic interaction between texts in the interpretive process.
Antithetical CriticismHarold Bloom’s concept of reading texts as engaged in a psychological struggle with their precursors.Narrows intertextuality to a competitive relationship, contrasting with broader views like Culler’s.
Institution of LiteratureThe idea that literature operates within established systems of norms, practices, and expectations.Positions literary texts as products and participants of cultural and institutional frameworks.
Contribution of “Presupposition and Intertextuality” by Jonathan Culler to Literary Theory/Theories

1. Contribution to Intertextuality

  • Definition Expansion: Culler refines Julia Kristeva’s concept of intertextuality by emphasizing its dependence not only on prior texts but also on shared conventions and discursive codes.
    Reference: “The notion of intertextuality names the paradox… that utterances or texts are never moments of origin because they depend on the prior existence of codes and conventions” (Culler, 1382).

2. Relationship with Structuralism

  • Text as a System: Aligning with structuralist theory, Culler asserts that texts derive meaning through their place in a larger system of conventions and codes.
    Reference: “Writing itself is a similar activity: a taking up of a position in a discursive space” (Culler, 1383).

3. Pragmatic and Logical Presuppositions

  • Integration with Linguistics: Culler borrows from linguistic theories, distinguishing between logical presuppositions (required for a sentence’s truth) and pragmatic presuppositions (contextual appropriateness).
    Reference: “Logical presuppositions relate sentences of a text to another set of sentences… pragmatic presuppositions concern relations between utterance and the situation of utterance” (Culler, 1390-1391).

4. Development of Genre Theory

  • Conventions as Key: Culler situates texts within the framework of genre, asserting that conventions govern interpretation.
    Reference: “A poetics… relates a literary work to a whole series of other works, treating them not as sources but as constituents of a genre” (Culler, 1395).

5. Critical Engagement with Influence Theory

  • Critique of Harold Bloom: Culler critiques Bloom’s “anxiety of influence,” arguing that it overly narrows intertextuality to relationships between individual authors. Instead, Culler emphasizes the role of anonymous and diffuse codes.
    Reference: “Intertextuality is less a relationship between individuals… and more the anonymous discursive practices, codes whose origins are lost” (Culler, 1386).

6. Shift from Source Study to Discursive Practices

  • Beyond Sources: Culler advocates moving past traditional source studies, focusing instead on the systemic conditions enabling textual production and interpretation.
    Reference: “The study of intertextuality is not the investigation of sources and influences… it casts its net wider to include anonymous discursive practices” (Culler, 1384).

7. Application to Poetics

  • Presupposition in Literature: Culler identifies presupposition as a key mechanism in literature, shaping how texts implicitly position themselves in relation to prior discourse.
    Reference: “Logical presupposition is an intertextual operator which implies a discursive context” (Culler, 1391).

8. Reader-Response Implications

  • Role of the Reader: Culler’s exploration of intertextuality and presupposition underscores the role of the reader in bringing shared codes to interpretation.
    Reference: “Readers, in whom these conventions dwell, are the representatives of a general intertextuality” (Culler, 1382).

9. Contribution to Poststructuralism

  • Decentralization of Meaning: By emphasizing the lost origins of conventions, Culler contributes to poststructuralist ideas about the instability and multiplicity of textual meaning.
    Reference: “Conventions… have a lost origin… the intertextuality of texts evades description” (Culler, 1382).

10. Foundations for Interpretive Theories

  • Strong Readings and Application: Culler’s discussion of “application”—the interaction of one discourse with another—provides a framework for robust interpretive strategies.
    Reference: “The interpretive uses of the notion of intertextuality… contribute to that poetics of reading” (Culler, 1396).
Examples of Critiques Through “Presupposition and Intertextuality” by Jonathan Culler
Literary WorkCritique Through PresuppositionCritique Through Intertextuality
Baudelaire’s “Bénédiction”Presupposes the poet’s divine role by beginning with “Lorsque par un décret des puissances suprêmes,” placing this as a prior discourse.Frames the poem as engaging with a mythical tradition about the poet, transforming and questioning these inherited narratives.
Blake’s “The Tyger”Questions presuppose an immortal creator and the fearful symmetry of the tiger, referencing an implicit prior discourse.Interacts with religious texts and Enlightenment ideals, positioning the tiger as a symbolic critique of divine creation.
T.S. Eliot’s The Waste LandPresupposes familiarity with myths, historical events, and literary allusions to create a fragmented but coherent narrative.Intertextually dialogues with works like Dante’s Inferno, the Bible, and fertility myths, constructing a layered text.
Joyce’s UlyssesPresupposes knowledge of Homer’s Odyssey and Irish cultural identity, embedding its structure within prior epic narratives.Rewrites and parodies the epic tradition, transforming classical themes into modernist explorations of everyday life.
Criticism Against “Presupposition and Intertextuality” by Jonathan Culler
  • Ambiguity of Intertextual Boundaries
    Culler’s concept of intertextuality is criticized for its vagueness in defining the scope of intertextual references, as it can potentially encompass an infinite range of texts and discourses.
  • Overemphasis on Textual Networks
    Critics argue that Culler’s focus on textual interrelations underplays the role of historical, cultural, and socio-political contexts in shaping literary meaning.
  • Neglect of Authorial Intention
    Culler’s framework dismisses authorial intent as irrelevant, which some critics see as a limitation in understanding the nuanced motivations and creative decisions of writers.
  • Dependence on Reader Competence
    The theory heavily relies on readers’ ability to recognize and engage with presuppositions and intertextual codes, which may not be universally accessible or evident.
  • Risk of Reductionism
    By framing texts as primarily intertextual constructs, the theory risks reducing literature to a closed system of texts, ignoring the experiential and emotional aspects of literary engagement.
  • Challenges in Practical Application
    Applying Culler’s theory to specific texts can lead to reductive source-hunting or speculative connections, undermining its broader theoretical claims.
  • Limited Consideration of Non-Canonical Texts
    The focus on canonical works and their intertextual dialogues may marginalize non-canonical or culturally diverse literatures, which may not engage with established “codes” or conventions.
Representative Quotations from “Presupposition and Intertextuality” by Jonathan Culler with Explanation
QuotationExplanation
“A piece of writing presupposes … what must it assume to take on significance?”Culler emphasizes that texts inherently rely on pre-existing knowledge or assumptions (presuppositions), without which their meaning cannot be constructed. This connects to intertextuality by rooting texts in broader discursive frameworks.
“The notion of intertextuality names the paradox of linguistic and discursive systems.”Intertextuality, as per Culler, refers to the inevitable dependence of texts on prior conventions and codes, highlighting that no text is original in a vacuum. It exists as part of an ongoing system of textual relationships.
“Texts are never moments of origin because they depend on the prior existence of codes and conventions.”This reflects the central idea that texts are constructed within a network of intertextuality, where meaning emerges through engagement with already established discourses and systems, not as standalone entities.
“To read is to place a work in a discursive space, relating it to other texts and to the codes of that space.”Reading is seen as an act of contextualization, where the significance of a text is derived by positioning it within a broader literary and cultural system, emphasizing intertextuality as the lens for interpretation.
“A text refers to or cites bits of discourse which are ‘anonymes, irreperables, et cependant deja lus’.”Borrowing from Roland Barthes, Culler notes that intertextual references in texts are often anonymous and irretrievable, yet they operate as if they have been previously read, creating a complex web of implicit connections.
“Logical presuppositions are what must be true for a proposition to be either true or false.”Culler connects linguistic presuppositions to literature, where logical premises are embedded in the text, influencing its interpretation. This analytical tool helps unpack how texts signal prior knowledge without overt articulation.
“Presuppositions are what allow a work to identify itself with the already-read.”Here, Culler underscores the role of presuppositions in connecting texts to prior literary or cultural knowledge, positioning them within a broader network of understanding, which is central to intertextuality.
“Intertextuality designates the domain common to writing and reading.”Intertextuality bridges the act of writing and reading, emphasizing their shared dependence on existing texts, codes, and conventions. This challenges the notion of textual originality or autonomy.
“By presupposing sentences, works treat them as prior discourse.”This statement shows how authors position certain ideas as already established, situating their work in relation to prior texts or discourses and relying on readers to recognize these implicit references.
“A poetics of this kind finds its raison d’être in the intertextual nature of literary works.”Culler suggests that understanding the conventions and frameworks underpinning texts is crucial to literary theory, as intertextuality is fundamental to how literature functions as an institution and practice.
Suggested Readings: “Presupposition and Intertextuality” by Jonathan Culler
  1. Culler, Jonathan. “Presupposition and Intertextuality.” MLN, vol. 91, no. 6, 1976, pp. 1380–96. JSTOR, https://doi.org/10.2307/2907142. Accessed 13 Dec. 2024.
  2. Gorman, David. “Jonathan Culler: A Checklist of Writings on Literary Criticism and Theory to 1994.” Style, vol. 29, no. 4, 1995, pp. 549–61. JSTOR, http://www.jstor.org/stable/42946311. Accessed 13 Dec. 2024.
  3. Landwehr, Margarete. “Introduction: Literature and the Visual Arts; Questions of Influence and Intertextuality.” College Literature, vol. 29, no. 3, 2002, pp. 1–16. JSTOR, http://www.jstor.org/stable/25112655. Accessed 13 Dec. 2024.
  4. Alfaro, María Jesús Martínez. “INTERTEXTUALITY: ORIGINS AND DEVELOPMENT OF THE CONCEPT.” Atlantis, vol. 18, no. 1/2, 1996, pp. 268–85. JSTOR, http://www.jstor.org/stable/41054827. Accessed 13 Dec. 2024.
  5. Toyama, Jean Yamasaki. “Intertextuality and the Question of Origins: A Japanese Perspective.” Comparative Literature Studies, vol. 27, no. 4, 1990, pp. 313–23. JSTOR, http://www.jstor.org/stable/40246769. Accessed 13 Dec. 2024.