“Marxism and Ecocriticism” by Lance Newman first appeared in the Interdisciplinary Studies in Literature and Environment in the Summer of 2002. In this seminal article, Newman explores the intersection of Marxist theory and ecocriticism.
Introduction: “Marxism and Ecocriticism” by Lance Newman
“Marxism and Ecocriticism” by Lance Newman first appeared in the Interdisciplinary Studies in Literature and Environment in the Summer of 2002. In this seminal article, Newman explores the intersection of Marxist theory and ecocriticism, arguing that an integrated approach is necessary for addressing the environmental crisis. He emphasizes that the environmental destruction caused by capitalist exploitation cannot be separated from social issues such as class, race, and gender oppression. Newman critiques mainstream ecocriticism for its idealist tendencies, which often focus on changing ideas and values, arguing that true ecological sustainability requires addressing the material conditions of capitalist production and the unequal distribution of power. The article is significant in literary theory as it calls for a synthesis of Marxist materialism and ecological thought to foster a radical, socially engaged ecocriticism that promotes both environmental justice and human emancipation.
Summary of “Marxism and Ecocriticism” by Lance Newman
The Challenge of Ecocriticism: Newman begins by addressing the foundational concerns of ecocriticism, specifically its role in responding to environmental crises. Ecocriticism is a movement that links literary scholarship with activism, focusing on the impact of literature on how humans understand and relate to the environment. He references William Rueckert’s call for ecocriticism to apply “ecology and ecological concepts to the study of literature” to encourage a political commitment to environmental issues.
Ecocriticism’s Idealist Tendencies: Newman critiques mainstream ecocriticism for its idealist perspective, which focuses on changing human ideas and consciousness rather than addressing material conditions. He argues that many ecocritics see environmental issues as arising from destructive habits of thought, leading to a reliance on the “power of awareness” to inspire change. Ecocritics, according to Newman, primarily aim to “change our minds” as a route to altering societal behavior.
Thoreau and Ecocriticism’s Contradictions: The article discusses the central place of Henry David Thoreau in ecocriticism, portraying him as a model of ideal human relations with nature. However, Newman points out contradictions within Thoreau’s work and in the ecocritical movement itself. He writes that Thoreau’s retreat into nature during a time of social upheaval in Massachusetts reflected a broader cultural critique. Ecocriticism, “despite its materialist approach to literature,” often overlooks the social and political realities that shaped Thoreau’s writing.
The Importance of Marxist Analysis: Newman introduces Marxism as a necessary complement to ecocriticism, emphasizing the materialist critique of capitalism and its role in environmental degradation. Raymond Williams’ Marxist analysis, particularly in The Country and the City, offers a framework for understanding how capitalist societies exploit both labor and nature. “The conquest of nature” in Marxist theory, Newman notes, is directly tied to the exploitation of human labor, which has ecological consequences.
Ecocriticism’s Shortcomings: Newman argues that ecocriticism has not been “ecological enough” because it often disconnects ideological shifts from the material conditions that sustain them. He critiques the ecocritical focus on ideas and values without adequately addressing the capitalist structures that drive environmental destruction. As he explains, “ideas are not static things; they are dynamic processes” shaped by and responsive to material conditions.
A Red-Green Synthesis: The article advocates for a “red-green” synthesis that merges Marxist analysis with ecocritical insights. Marxist ecology, which emphasizes the exploitation of nature as an extension of capitalist exploitation of labor, offers a more comprehensive understanding of the environmental crisis. Newman suggests that the study of nature writing and ecocritical texts can benefit from a materialist approach that recognizes the “combined and uneven” processes shaping human relations with nature.
Pedagogical Implications: In the final sections, Newman turns to the role of education in ecocriticism, urging scholars and teachers to incorporate historical consciousness into their environmental studies. He calls for “ecocentric consciousness” that is tied to an understanding of the social and economic systems that produce environmental harm. The goal, he argues, is to move beyond ethical individualism and towards a politically engaged ecocriticism.
Literary Terms/Concepts in “Marxism and Ecocriticism” by Lance Newman
Literary Term/Concept
Explanation
Reference in the Article
Ecocriticism
A literary and cultural approach that examines the relationship between literature and the environment, often advocating for environmental awareness and political activism.
Newman describes ecocriticism as a movement that aims to address the “increasingly severe environmental crisis” through literature and scholarly activism.
Marxism
A theoretical framework developed by Karl Marx, focusing on the material conditions of society, class struggle, and the effects of capitalism on human relations and the environment.
Newman emphasizes the need for a Marxist materialist analysis to understand the environmental crisis as rooted in capitalist exploitation.
The belief that material conditions, including economic structures, determine social relations and ideas. In contrast to idealism, which focuses on ideas as primary drivers of change.
Newman critiques ecocriticism for being too idealist and stresses the importance of “a materialist approach to understanding human relations with nature”.
A system of beliefs, values, and ideas that shape the worldview of individuals and societies, often serving the interests of dominant social groups.
Newman critiques “anthropocentric” ideologies that justify the exploitation of nature under capitalism, showing how ideological shifts are driven by material conditions.
A philosophical perspective that emphasizes the role of ideas and consciousness in shaping reality, often criticized for neglecting material factors.
Newman critiques ecocriticism’s idealism, noting its focus on “changing minds” without sufficiently addressing the underlying material conditions driving environmental degradation.
A critical approach that examines literature and culture within the context of material conditions, including economic and social structures.
Drawing on Raymond Williams’ cultural materialism, Newman advocates for analyzing the “material history of human labor in nature” in ecocriticism.
Ecocentric Consciousness
A worldview that places intrinsic value on all living things and ecosystems, recognizing the interconnectedness of humans and nature.
Newman discusses the goal of fostering “ecocentric consciousness” through literature and education, to challenge anthropocentric views and capitalist exploitation.
The belief that human beings are the central or most important entities in the universe, often leading to the exploitation of nature.
Newman critiques the “anthropocentric” attitudes that underlie environmental exploitation and links them to capitalist ideologies.
Scholar-Activism
The idea that scholars, especially in the field of ecocriticism, should engage in activism and work beyond the confines of academia to effect social and environmental change.
Newman highlights the tension within ecocriticism between scholarship and activism, referring to “scholar-activists” who work to change both intellectual and practical relationships with nature.
Red-Green Synthesis
The combination of Marxist (red) and ecological (green) perspectives to address both social and environmental injustices.
Newman advocates for a “red-green synthesis”, emphasizing the need to integrate Marxist materialism with ecological insights in literary and cultural analysis.
Contribution of “Marxism and Ecocriticism” by Lance Newman to Literary Theory/Theories
Contribution to Ecocriticism: Lance Newman’s article expands the scope of ecocriticism by emphasizing the necessity of integrating it with Marxist materialism. He critiques the traditional ecocritical focus on changing ideas and consciousness as insufficient to address the environmental crisis, arguing instead that it is capitalism’s material exploitation of nature that must be confronted. Newman challenges the idealist tendencies in ecocriticism, asserting that ecocritics need to focus on the underlying social and economic structures that drive environmental destruction. He stresses that ecocriticism must become more materially grounded, writing that “it is not ecological enough” and advocating for a “materialist approach to understanding human relations with nature.”
Contribution to Marxist Literary Theory: Newman enriches Marxist literary theory by integrating ecological concerns into its framework. He highlights how Marxism, traditionally focused on the exploitation of labor under capitalism, can also be applied to understand the exploitation of natural resources. In doing so, Newman underscores the systemic relationship between capitalist production and ecological degradation, showing that environmental destruction is a product of the capitalist mode of production. He argues that “no history is adequate if it abstracts any one analytical category—economy, technology, ideology, or environment”, thus urging a more holistic Marxist critique that includes ecological factors in its analysis.
Contribution to Cultural Materialism: Building on the work of Raymond Williams, Newman contributes to the field of cultural materialism by applying its principles to ecocriticism. He advocates for a materialist reading of literature, particularly nature writing, that takes into account both social and ecological histories. Newman emphasizes that literary texts are not merely reflections of nature but are shaped by material conditions, especially under capitalism. He references Williams, stating that the “analysis of all forms of signification, including quite centrally writing, within the actual means and conditions of their production” is critical to understanding the interaction between literature, society, and nature.
Environmental Ethics and Literature: Newman also contributes to the dialogue between literature and environmental ethics by challenging the anthropocentrism prevalent in many ideological narratives. He advocates for the development of an “ecocentric consciousness”, which acknowledges the interconnectedness of humans and nature and critiques capitalist ideologies that prioritize human profit over ecological sustainability. His work encourages ecocritics to use literature, particularly nature writing, as a means of promoting a more ethical relationship with the natural world. He critiques “anthropocentric narratives of the triumph of human reason over nature” and pushes for a more ecologically sensitive and ethically grounded literary approach.
Ideological Critique: Newman advances the role of ideological critique within ecocriticism by exposing the deep connections between capitalist ideology and environmental degradation. He argues that mainstream ecocriticism often focuses too heavily on ideological shifts without addressing the material conditions that sustain capitalist exploitation of nature. Newman stresses that “ideas are not static things; they are dynamic processes” and critiques the tendency to view environmental problems as merely the result of bad ideas or habits of thought, rather than as products of capitalist social structures. He insists that a more rigorous, materially grounded critique is necessary to fully understand the roots of ecological crises.
Contribution to Red-Green Political Theory: Newman makes a significant contribution to the emerging red-green political theory by advocating for a synthesis of Marxist and ecological thought. He calls for political solidarity between socialist and environmental movements to address both social and ecological injustices. His “red-green synthesis” brings together the ecological focus of environmentalism with the social justice aims of Marxism, emphasizing that ecological sustainability cannot be achieved without addressing the exploitative structures of capitalism. Newman argues that “Marxism, like ecocriticism, is, or should be, thinking in service to a politics of world emancipation”, thus aligning the goals of both movements in the struggle for environmental and social change.
Examples of Critiques Through “Marxism and Ecocriticism” by Lance Newman
Literary Work
Critique through “Marxism and Ecocriticism”
Key Concepts from Newman
Henry David Thoreau’s Walden
Thoreau’s Walden is often viewed as a key text in ecocriticism due to its deep engagement with nature. Through Newman’s lens, however, Walden can also be critiqued for its idealist and individualist approach to environmental issues. While Thoreau advocates for a return to nature, Newman would argue that the work lacks a critique of the material social conditions that led to environmental degradation in the first place. Thoreau’s withdrawal into nature reflects a critique of industrial capitalism, but it is insufficient as it overlooks the need for systemic change in society’s relationship with nature.
Newman critiques idealist tendencies in ecocriticism, emphasizing the need to address the material conditions underlying environmental degradation. He writes that “ecocriticism must recover the full materiality of the capitalist social order” in order to enact true change.
Rachel Carson’s Silent Spring
Silent Spring is a foundational environmental text that exposes the dangers of pesticide use and its impact on ecosystems. While Carson critiques industrial practices, a Marxist ecocritical reading through Newman would further examine how capitalist production pressures, driven by the profit motive, necessitate environmental destruction. Carson’s critique could be expanded by applying Newman’s focus on how the capitalist mode of production not only endangers ecosystems but also reinforces class and social inequalities. The environmental harm Carson documents is not just an ethical failure but a systemic consequence of capitalism’s demand for growth.
Newman argues that “deforestation and pollution are symptoms of a society in which our ethical priorities have been disordered by a culture of materialism”, and Carson’s work illustrates this within the context of industrial agriculture. He would push for a critique that connects these practices to capitalist exploitation.
John Steinbeck’s The Grapes of Wrath
Steinbeck’s The Grapes of Wrath provides a powerful critique of the exploitation of labor during the Dust Bowl and the Great Depression. Through Newman’s Marxist ecocritical lens, the novel can be seen as highlighting the interconnectedness of social and environmental crises under capitalism. The environmental degradation of the Dust Bowl, exacerbated by unsustainable farming practices, is closely tied to the exploitation of the migrant labor force. Newman would emphasize how the ecological disaster and the suffering of the working class are both products of capitalist agricultural practices designed to maximize profit at the expense of human and environmental health.
Newman’s “red-green synthesis” would highlight how capitalist systems of exploitation harm both workers and the environment, as seen in Steinbeck’s depiction of industrial farming and its consequences for both land and people.
Annie Dillard’s Pilgrim at Tinker Creek
Pilgrim at Tinker Creek is celebrated for its meditative and descriptive exploration of nature. However, through Newman’s critique, Dillard’s work might be seen as lacking an awareness of the social and economic structures that shape human interactions with nature. While Dillard’s focus on personal observation and ecological reflection is valuable, Newman would argue that the book remains idealistic by failing to engage with the broader material conditions driving ecological degradation. A Marxist ecocritical reading would push the analysis beyond personal engagement with nature to include a critique of the capitalist forces that shape and destroy the natural world.
Newman critiques works that focus solely on individual awareness and idealism without engaging with the material realities of capitalist exploitation. He writes that “most ecocritics set themselves the task of changing our minds” but stresses the need for a deeper engagement with the “capitalist social order.”
Criticism Against “Marxism and Ecocriticism” by Lance Newman
Overemphasis on Capitalism as the Root Cause Newman’s focus on capitalism as the primary cause of environmental degradation may be viewed as overly simplistic. While capitalism undoubtedly contributes to ecological crises, other factors such as cultural, historical, and technological dynamics also play significant roles. Critics might argue that reducing environmental issues solely to economic systems fails to address the full complexity of the problem.
Marginalization of Ecocriticism’s Ethical and Philosophical Contributions In critiquing ecocriticism’s idealism, Newman risks downplaying the ethical and philosophical dimensions that are central to fostering environmental awareness and advocacy. Critics may argue that efforts to change human consciousness and values are essential to addressing ecological issues, and Newman’s materialist focus could marginalize these important aspects of ecocriticism.
Lack of Engagement with Indigenous and Non-Western Ecological Perspectives Newman’s analysis is rooted in Western Marxist frameworks, which may overlook indigenous and non-Western ecological perspectives. These perspectives often provide alternative models of environmental stewardship that are not necessarily tied to capitalist or Marxist critiques. Critics may suggest that Newman’s work lacks cultural diversity and fails to engage with more global approaches to environmental issues.
Risk of Alienating Ecocritical Scholars By critiquing the idealist tendencies within ecocriticism, Newman risks alienating scholars who emphasize the importance of ethical, philosophical, and literary contributions to environmental discourse. Instead of outright rejecting ecocriticism’s focus on changing ideas and values, critics might argue that Newman could advocate for collaboration between materialist and idealist strands within the field to create a more comprehensive approach.
Over-reliance on Marxist Framework Newman’s strong reliance on a Marxist framework may be seen as limiting, particularly when addressing ecological issues that transcend class-based or materialist lenses. Environmental crises often affect all social groups, and critics might argue that a more flexible, interdisciplinary approach—beyond strict Marxist theory—is necessary to fully address the complexities of environmental challenges.
Representative Quotations from “Marxism and Ecocriticism” by Lance Newman with Explanation
“Ecocriticism must recover the full materiality of the capitalist social order—not only in its account of nature writing, but also in its account of itself as a force for social change.”
Newman emphasizes the need for ecocriticism to address the material realities of capitalism, arguing that environmental degradation cannot be understood without acknowledging the economic and social structures that drive it. This quote encapsulates his call for integrating Marxist materialism into ecocriticism.
“Ideas, like forests, are not static things, they are dynamic processes responsive to a wide range of determinants.”
This quote highlights Newman’s critique of idealist approaches within ecocriticism. He argues that ideas about nature and society evolve in response to material conditions, much like ecosystems evolve, challenging the view that changing ideas alone can resolve environmental issues.
“Most ecocritics set themselves the task of changing our minds, of convincing us to think in ways that will, in turn, change how we behave.”
Newman critiques the dominant approach in ecocriticism, which focuses on altering individual consciousness and values rather than addressing systemic and material changes. He argues that this approach is insufficient for tackling the root causes of ecological crises.
“The conquest of nature … will always include the conquest, the domination or the exploitation of some men by others.”
This quote reflects Newman’s Marxist view that environmental exploitation is inextricably linked to social exploitation. He argues that capitalism’s domination of nature is paralleled by the domination of people, particularly through class-based systems of inequality.
“Ecocriticism is not ecological enough.”
Newman uses this succinct phrase to critique the limitations of ecocriticism, suggesting that it focuses too much on ideas and ideals without addressing the ecological and social realities shaped by capitalism. He calls for a deeper, more materially grounded analysis.
“We need to explain why the habits of thought and action that we deplore became and remain dominant within this specific ecosocial order.”
Newman calls for an investigation into how destructive ideas about nature—such as anthropocentrism—have come to dominate. He argues that these ideas are not isolated but are the products of capitalist social systems that must be understood and critiqued in that context.
“Marxism, like ecocriticism, is, or should be, thinking in service to a politics of world emancipation.”
Here, Newman links the goals of Marxism and ecocriticism, asserting that both should serve the broader goal of social and environmental justice. This quote highlights his vision of a “red-green synthesis” where Marxism and ecological thought work together toward global emancipation.
“Most environmentalists assume that deforestation and pollution are symptoms of a society in which our ethical priorities have been disordered by a culture of materialism.”
Newman critiques this common view in environmentalism, suggesting that such an interpretation focuses too narrowly on ethics and fails to address the broader capitalist systems that perpetuate environmental destruction. He advocates for a more systemic analysis.
“Anthropocentric narratives of the triumph of human reason over nature serve above all to obscure that we live in a specifically capitalist society.”
Newman critiques the anthropocentric view that places humans above nature, arguing that it serves to mask the real issue: the capitalist system that prioritizes profit over ecological balance. This quote emphasizes his rejection of purely ideological explanations for environmental harm.
“Nature writing is not a stable form of reaction to a stable problem; it is a dynamic tradition of response to the rise and development of the capitalist ecosocial order.”
This quote encapsulates Newman’s argument that nature writing evolves in response to changing material conditions, particularly under capitalism. He challenges the idea that nature writing is a static genre and encourages a more historically informed critique of these texts.
Suggested Readings: “Marxism and Ecocriticism” by Lance Newman
Slovic, Scott. “EDITOR’S NOTE.” Interdisciplinary Studies in Literature and Environment, vol. 19, no. 3, 2012, pp. 443–44. JSTOR, http://www.jstor.org/stable/44087128. Accessed 21 Oct. 2024.
Major, William. “The Agrarian Vision and Ecocriticism.” Interdisciplinary Studies in Literature and Environment, vol. 14, no. 2, 2007, pp. 51–70. JSTOR, http://www.jstor.org/stable/44086613. Accessed 21 Oct. 2024.
Ivakhiv, Adrian. “Green Film Criticism and Its Futures.” Interdisciplinary Studies in Literature and Environment, vol. 15, no. 2, 2008, pp. 1–28. JSTOR, http://www.jstor.org/stable/44086718. Accessed 21 Oct. 2024.
“Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde first appeared in the Contemporary Literature journal, Volume 52, Number 3, in the Fall of 2011.
Introduction: “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
“Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde first appeared in the Contemporary Literature journal, Volume 52, Number 3, in the Fall of 2011. Published by the University of Wisconsin Press, this review article highlights the intersection of critical literary methodologies, particularly postcolonial ecocriticism and zoocriticism. These fields explore the environmental and non-human dimensions within postcolonial literature, addressing issues such as colonialism’s impact on the environment and animals. Vadde’s review emphasizes the balance between aesthetics and advocacy in literature, particularly focusing on how literature can serve as a symbolic tool for material change. This cross-pollination of ecocriticism and zoocriticism with postcolonial theory expands the scope of literary criticism, urging scholars to consider environmental justice, animal studies, and the complexities of global power relations. The importance of this article lies in its nuanced examination of these growing fields and its contribution to the evolving discourse in literary theory
Summary of “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
Introduction to Postcolonial Ecocriticism
Vadde’s article reviews Postcolonial Ecocriticism: Literature, Animals, Environment by Graham Huggan and Helen Tiffin, which explores the connection between postcolonial studies and ecocriticism.
Postcolonial ecocriticism examines how colonial histories and power dynamics impact environmental degradation and animal exploitation. Vadde highlights the field’s focus on “the specifically environmental dimensions of literary works,” especially how environmental issues intersect with postcolonial themes like resource exploitation and land dispossession.
Huggan and Tiffin are praised for introducing readers to postcolonial ecocriticism without oversimplifying complex debates: “They do not gloss over or simplify debates among ecocritics but map them in their complexity.”
Focus on Nonhuman Elements
Vadde points out the increasing focus on nonhuman entities, such as animals and landscapes, in postcolonial literature. This broadens the critique of colonialism to include environmental justice and animal rights.
The authors argue that “renewed pressure on the nature/culture and human/animal binaries” challenges imperial and colonial structures of domination.
Huggan and Tiffin use literary examples, including works by V. S. Naipaul, Arundhati Roy, and J. M. Coetzee, to show how postcolonial literature addresses environmental crises and their impact on marginalized populations.
Introduction of Zoocriticism
Vadde highlights the emergence of zoocriticism, a field rooted in animal studies, which examines animals’ roles in literature and colonial narratives. Zoocriticism and ecocriticism are brought together in this volume to analyze how literary representations of animals and nature contribute to postcolonial critique.
The authors position zoocriticism as “an alien term to most literary scholars,” but one that holds potential for deepening the critique of colonialism by challenging “the human/animal binary which defined Enlightenment discourses of civilization.”
Development and Environmental Justice
In the first part of the volume, Huggan and Tiffin explore the theme of “development,” a term often tied to neocolonial exploitation. Vadde references the use of Ken Saro-Wiwa’s and Arundhati Roy’s works as powerful examples of environmental justice: “Saro-Wiwa and Roy are not ecocritics… They are writer-activists whose work makes use of literary and rhetorical tropes on behalf of embattled groups.”
The chapter also introduces Pacific Rim literature, focusing on the impact of nuclear power and industrialization on indigenous communities. These texts highlight the “toxic discourse” surrounding environmental degradation, colonial development, and global capitalism.
Pastoral and Entitlement
Vadde examines the section on “entitlement,” where the authors use pastoral as a literary mode to discuss postcolonial and indigenous subjects’ struggles with legal and affective connections to land. Huggan and Tiffin argue that entitlement becomes “an ontological category of belonging instead of a juridical category of rights to possession.”
Postcolonial writers like Judith Wright and J. M. Coetzee challenge the idealized pastoral vision by exposing the violence and dispossession that underpins colonial land claims.
Shift to Zoocriticism and Animal Studies
In the second part of the volume, the focus shifts to zoocriticism, where Huggan and Tiffin analyze how animals have been portrayed in postcolonial literature.
Vadde notes how the authors return to Heart of Darkness to discuss the absence of elephants in a novella dominated by ivory, while using this as an opportunity to critique “European masculinity and imperial order.”
Zoocriticism also examines the moral and philosophical questions of speciesism and how animal-centered readings “challenge the foundational claims of imperialism.”
Concluding Reflections
The article concludes by reflecting on the posthuman turn in postcolonial ecocriticism, where scientific advancements and technological narratives blur the line between human and nonhuman entities.
Huggan and Tiffin’s work is positioned as a groundbreaking contribution to postcolonial studies, introducing “crossing, and refining the critical methods that promise to chart the postcolonial world through its posthuman dimensions.”
Literary Terms/Concepts in “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
A literary theory focusing on the relationship between literature and the natural environment, often addressing environmental crises.
Vadde discusses how postcolonial ecocriticism directs attention to “the environmental dimensions of literary works” and examines environmental justice.
Zoocriticism
A critical approach that analyzes the representation of animals in literature, often in relation to ethical, philosophical, and cultural issues.
Zoocriticism is introduced as a newer field that challenges “the human/animal binary” in postcolonial critique.
A critical theory that questions the centrality of humans, exploring the intersections between humans, animals, and technology.
Huggan and Tiffin’s “After Nature” explores “posthuman dimensions,” including genetic technologies and the erosion of human/nonhuman boundaries.
Imperial Privilege
The advantages and power held by colonial powers, often maintained through binaries like nature/culture and human/animal.
Postcolonial ecocriticism aims to challenge “imperial privilege” by critiquing these binaries and their role in colonial oppression.
Contribution of “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde to Literary Theory/Theories
Expansion of Postcolonial Criticism into Environmental Concerns Aarthi Vadde’s article highlights the expansion of postcolonial criticism into ecocriticism, emphasizing how colonialism is not only about cultural and political domination but also environmental exploitation. The article stresses that postcolonial ecocriticism brings to light the “specifically environmental dimensions of literary works,” focusing on how colonial histories have shaped environmental degradation, resource depletion, and unequal distribution of environmental benefits and harms. This expansion challenges traditional postcolonial studies by connecting imperialism with ecological crises, thus broadening the scope of postcolonial critique.
Bridging Ecocriticism and Zoocriticism Vadde’s review underscores how Graham Huggan and Helen Tiffin’s work brings together two critical fields—ecocriticism and the emerging field of zoocriticism—into postcolonial discourse. By integrating zoocriticism, which focuses on animal studies and the human-animal divide, postcolonial critique gains a new lens through which to understand the imperial ideologies that justify the subjugation of both animals and colonized people. As Vadde notes, Huggan and Tiffin emphasize the breakdown of “the human/animal binaries that facilitate imperial privilege and colonial dispossession.” This contribution pushes literary theory toward a more inclusive and interdisciplinary understanding of postcolonialism, incorporating ethical and philosophical questions about human-animal relationships.
Critique of Development and Neocolonialism The article introduces the concept of development as a critical term within postcolonial ecocriticism, analyzing how Western development projects often continue the legacies of colonial exploitation. Vadde points out that postcolonial writers such as Ken Saro-Wiwa and Arundhati Roy critique “Western expertise that fails to consult local knowledge bases,” highlighting the neocolonial forces that perpetuate environmental injustice. This contribution situates postcolonial critique within contemporary global politics, where ecological and economic exploitation are intertwined.
Introducing Pastoral as a Mode of Critiquing Entitlement Another key contribution of Vadde’s article is its analysis of the pastoral mode in relation to postcolonial entitlement and belonging. By engaging with works like Judith Wright’s and J. M. Coetzee’s, Huggan and Tiffin use pastoral to explore “the suppressed violence that helped make its peaceful visions possible.” Vadde’s review emphasizes that pastoral literature, often seen as idyllic, reveals the darker history of colonial land dispossession and legal claims over indigenous territories. This approach offers a fresh perspective on pastoral literature, connecting it to postcolonial critiques of entitlement and land rights.
Posthumanism and its Place in Postcolonial Ecocriticism One of the most forward-looking contributions discussed by Vadde is the introduction of posthumanism within postcolonial ecocriticism. Vadde highlights Huggan and Tiffin’s focus on “the erosion of ideological distinctions between the human and the nonhuman” in a posthuman world, where scientific advancements such as genetic engineering blur the boundaries between species. This posthuman turn pushes postcolonial theory to consider not just human subjects but the broader implications of technological and environmental changes, offering new avenues for critique beyond traditional human-centered narratives.
Emphasis on the Role of Aesthetic Practices in Activism Huggan and Tiffin, as highlighted by Vadde, argue that aesthetic practices in literature serve as a form of social and political activism. Their approach “preserves the aesthetic function of the literary text while drawing attention to its social and political usefulness.” This contribution emphasizes the dual role of literature in postcolonial ecocriticism: as a medium of artistic expression and as a tool for advocating for environmental and social justice. It reflects a growing trend in literary theory where form and content are seen as intertwined, with aesthetics playing a key role in challenging colonial narratives and advocating for material change.
Examples of Critiques Through “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
Literary Work
Critique through Ecocriticism/Zoocriticism
Reference from the Article
Heart of Darkness by Joseph Conrad
The critique focuses on the absence of elephants in a novella dominated by ivory, highlighting how the animalization of Africans and the exploitation of animals symbolize colonial power.
Vadde notes how “the complete absence of elephants in a novella where ivory is nonetheless ubiquitous” is significant.
The White Bone by Barbara Gowdy
Gowdy’s novel is critiqued for its interspecies perspective, particularly through the narrative techniques that give voice to elephant protagonists. The novel challenges traditional human-centered narratives.
“Gowdy’s techniques include lexical shifts… engaging in a form of interspecies translation.”
Not Wanted on the Voyage by Timothy Findley
This novel rewrites the biblical tale of Noah’s Ark, critiquing patriarchal and anthropocentric power structures. It reexamines the division between man, woman, and animal.
Vadde highlights how the novel “instantiated patriarchal power and the strict division of man, woman, and animal.”
The Enigma of Arrival by V. S. Naipaul
Naipaul’s memoir contrasts romanticized rural pastoral imagery with the alienation of colonial labor, revealing the exploitation behind the pastoral landscape.
Vadde references the “alienated colonial labor that contributes to the garden’s beauty but lacks any legal title to it.”
Criticism Against “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
Limited Exploration of Zoocriticism While Vadde introduces zoocriticism as a critical method, the article acknowledges that its intersection with postcolonial critique is relatively underdeveloped. Zoocriticism is described as having a “thinner” connection to postcolonial studies compared to ecocriticism, which may limit its depth in addressing colonial and postcolonial issues.
Ambiguity in Section Titles Vadde critiques the organizational structure of the work, particularly the inconsistency in chapter titles. For instance, the division between “Postcolonialism and the Environment” and “Zoocriticism and the Postcolonial” creates confusion. Vadde remarks that the parallelism, or lack thereof, “creates unnecessary ambiguity for a study that otherwise makes its intent clear.”
Underdeveloped Connection Between Zoocriticism and Human Oppression Although zoocriticism challenges speciesism and anthropocentrism, Vadde suggests that Huggan and Tiffin’s attempt to connect these critiques to human racial and gender oppression is not fully realized. The quickness with which the authors move through different forms of oppression, such as speciesism, racism, and colonialism, “does little to substantiate their claim.”
Inconsistent Application of Pastoral Critique Vadde finds the connection between entitlement and the pastoral mode somewhat tenuous, especially in the way pastoral is used to critique postcolonial land ownership. While the analysis eventually makes sense, the initial link “at first… felt tenuous,” suggesting a more robust connection could have been established.
Lack of Engagement with Postcolonial Eco-Materialism The article notes that Huggan and Tiffin’s work distances itself from postcolonial eco-materialism, which critiques global capitalism alongside colonialism. Vadde comments that the volume’s approach “does not quite join with postcolonial eco-materialism,” potentially missing a stronger critique of economic exploitation in a globalized world.
Representative Quotations from “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde with Explanation
“Postcolonial ecocriticism maintains these salutary features of the postcolonial by directing our attention to the specifically environmental dimensions of literary works.”
This quotation highlights the key focus of postcolonial ecocriticism, which combines environmental concerns with postcolonial theory to explore the ecological impacts of colonialism.
“They do not gloss over or simplify debates among ecocritics but map them in their complexity and often in their impasses.”
Vadde praises Huggan and Tiffin for handling complex debates within ecocriticism, suggesting their work respects the theoretical depth of the field without oversimplification.
“Renewed pressure on the nature/culture and human/animal binaries that facilitate imperial privilege and colonial dispossession.”
This quotation explains how postcolonial ecocriticism and zoocriticism challenge the traditional binaries that have historically justified imperialism and colonial exploitation.
“Zoocriticism traces its roots to animal studies, a formation that draws on philosophy, zoology, and religion.”
Vadde introduces the relatively new field of zoocriticism, explaining its interdisciplinary origins and how it interacts with postcolonial literary critique.
“Saro-Wiwa and Roy are not ecocritics… They are writer-activists whose work makes use of literary and rhetorical tropes on behalf of embattled groups.”
This quotation shows how postcolonial ecocriticism connects with activist writing, especially the work of environmental justice writers like Ken Saro-Wiwa and Arundhati Roy.
“Entitlement as an ontological category of belonging instead of a juridical category of rights to possession.”
Vadde discusses the concept of entitlement, emphasizing its focus on emotional and cultural belonging to land, rather than legal claims, in postcolonial critique.
“Pastoral’s constitutive ironies reveal the suppressed violence that helped make its peaceful visions possible.”
This quotation critiques the pastoral genre, pointing out how colonial violence is often hidden beneath the idyllic, peaceful representations of rural life in literature.
“The posthuman world where ‘posthuman’ designates an ‘erosion of ideological distinctions between the human and the nonhuman.'”
Vadde references the posthuman turn in postcolonial ecocriticism, where boundaries between humans and non-humans are blurred by technological and scientific advancements.
“Interspecies empathy… asks what counts as a credible form of affection in human society.”
This quotation from the zoocriticism section explores the emotional and empathetic dimensions of human-animal relationships, challenging traditional views of affection and agency.
“Postcolonial ecocriticism… sets out symbolic guidelines for the material transformation of the world.”
Vadde emphasizes how postcolonial ecocriticism is not just a theoretical field but also proposes actionable ways to change the world, linking literature to activism and advocacy.
Suggested Readings: “Cross-Pollination: Ecocriticism, Zoocriticism, Postcolonialism” by Aarthi Vadde
Oliver Coates. “Hubert Ogunde’s Strike and Hunger and the 1945 General Strike in Lagos: Labor and Reciprocity in the Kingdom of Ọba Yéjídé.” Research in African Literatures, vol. 48, no. 2, 2017, pp. 166–84. JSTOR, https://doi.org/10.2979/reseafrilite.48.2.12. Accessed 21 Oct. 2024.
Marzec, Robert P. “SPEAKING BEFORE THE ENVIRONMENT: MODERN FICTION AND THE ECOLOGICAL.” Modern Fiction Studies, vol. 55, no. 3, 2009, pp. 419–42. JSTOR, http://www.jstor.org/stable/26287365. Accessed 21 Oct. 2024.
“Against Authenticity: Global Knowledges and Postcolonial Ecocriticism” by Cara Cilano and Elizabeth Deloughrey first appeared in Interdisciplinary Studies in Literature and Environment in the summer of 2007.
Introduction: “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
“Against Authenticity: Global Knowledges and Postcolonial Ecocriticism” by Cara Cilano and Elizabeth Deloughrey first appeared in Interdisciplinary Studies in Literature and Environment in the summer of 2007. This paper explores the intersection of postcolonial theory and ecocriticism, critiquing the universalized environmental frameworks that often dominate western ecological discourse. Cilano and Deloughrey argue that such frameworks, particularly deep ecology, tend to erase the complex socio-historical realities of postcolonial regions, privileging a biocentric perspective that can overshadow human inequalities. The authors build on the work of environmental scholars like Ramachandra Guha, highlighting the importance of recognizing the interconnectedness of human and environmental justice. The essay is significant in literary theory as it bridges two critical fields—postcolonialism and ecocriticism—urging scholars to rethink the limitations of Western-centric environmental models and promoting a more nuanced, interdisciplinary approach to global ecological issues. This work challenges traditional narratives by foregrounding the environmental impacts of colonialism and globalization, contributing to an evolving discourse that advocates for a more inclusive understanding of ecological and social justice.
Summary of “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
Critique of Universal Ecological Frameworks
The article begins by critiquing globalized ecological approaches, particularly the “biocentric view” promoted by deep ecologists, as it “indicates a lack of concern with inequalities within human society” (72). Cilano and Deloughrey build on Ramachandra Guha’s argument that such universal stances often overlook socio-historical inequalities that shape environmental issues in postcolonial regions. They emphasize that these frameworks can perpetuate colonial power dynamics, leading to a “rhetorical conflation of Eastern and indigenous religious traditions” with Western ecological goals (74).
Orientalist Methodologies in Environmentalism
Cilano and Deloughrey critique the “orientalist methodologies” of deep ecology, which portray the Global South as passive victims of environmental destruction caused by industrial powers from the Global North (77). They argue that “deep ecologists, Guha contends, rely on orientalist methodologies to argue for the universality of their position” (74), erasing the agency of non-Western nations in managing their own resources. This is a central issue for postcolonial critics who resist colonial histories embedded in Western environmentalism.
Environmental Justice and Postcolonialism
The article highlights that despite apparent differences, postcolonialism and ecocriticism share a commitment to “social and environmental justice” (73). The postcolonial critique of environmentalism often emphasizes how “western ecocritics have pressed against the national frameworks of literary studies” (73) to engage more with global environmental issues. However, postcolonial critics remain wary of ecocriticism’s “naturalization of a western white male subject” as the foundation of environmental discourse (73).
4. Postcolonial Critique of Ecocriticism’s Eurocentric Bias
Cilano and Deloughrey point out the limitations of ecocriticism, particularly its tendency to re-center Western narratives of environmentalism. They argue that “ecocritical discourse of the U.S. frontier […] sidestep[s] the violent history that produced white settler culture” (73). This Eurocentric bias privileges settler colonial perspectives and limits the incorporation of postcolonial agency. The authors call for “a true relationship between postcolonial and ecocritical discourse” that resists these limitations and foregrounds postcolonial agency (75).
Building on ecofeminist perspectives, the authors call for integrating interdisciplinary approaches that connect social, environmental, and gender justice. They argue that “ecofeminist work has already laid the groundwork for a critique of the anthropocentric bias of deep ecology” (73). They further suggest that “postcolonial topics should not be viewed as entirely new directions” in ecocriticism but rather as bringing “increased visibility to a western-based audience” (74), broadening the scope of ecocritical analysis.
6. Challenges of Representation and Knowledge Production
Cilano and Deloughrey address the issues of representation in ecocriticism, particularly how Western scholars often claim to speak for non-Western ecologies without considering the cultural and historical contexts. They call for “an open dialogue about the diverse production of local and global knowledge(s)” to address environmental degradation (75). The article critiques “American exceptionalist discourse” in environmental studies, which frequently marginalizes non-Western perspectives (73).
7. Conclusion: Toward a Transnational, Interdisciplinary Ecocriticism
The article concludes by advocating for a “transnational ethics of place” that recognizes the intersection of environmental justice and postcolonial agency (75). Cilano and Deloughrey emphasize that “a true relationship between postcolonial and ecocritical discourse” requires mutual respect for diverse knowledge systems and a rejection of Eurocentric, universalizing environmental models (79). They call for more interdisciplinary and globally engaged approaches to ecological issues.
Literary Terms/Concepts in “Against Authenticity:Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
Literary Term/Concept
Definition/Explanation
Biocentric View
A worldview that places equal or greater value on non-human nature over human concerns, often criticized for ignoring social inequalities.
Orientalist Methodologies
Methods that project Western interpretations onto Eastern or indigenous cultures, often reinforcing colonial power dynamics.
Postcolonial Ecocriticism
An approach that examines environmental issues through the lens of postcolonial theory, focusing on colonial histories and global inequalities.
Social and Environmental Justice
A combined focus on social justice for marginalized communities and environmental sustainability.
Eurocentrism
A worldview that centers European values, knowledge, and experiences as universal or superior, often at the expense of other cultures.
A theoretical approach that links feminist and ecological concerns, highlighting how both women and nature have been historically oppressed.
Contribution of “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey to Literary Theory/Theories
Critique of Colonial Legacies in Environmentalism: The article emphasizes how postcolonial theory can critically examine the colonial histories embedded in Western environmental practices, challenging the universality of Western ecological stances. The authors highlight how “deep ecologists rely on orientalist methodologies” (74), reinforcing colonial power structures. This contribution aligns with postcolonial theory’s broader goal of exposing the lingering effects of colonialism in modern discourses, including ecological debates.
Postcolonial Agency: Cilano and Deloughrey call for greater attention to postcolonial agency in environmental discourse, noting that deep ecology’s universalist claims often erase the “agency of the western ecologist” while portraying non-Western landscapes as blank slates (77). This supports postcolonial theory’s focus on recovering the voices and agency of colonized peoples in global dialogues.
Critique of Deep Ecology’s Universalism: The article critiques the biocentric focus of deep ecology for ignoring the “social and historical inequalities” (72) that shape environmental destruction, particularly in postcolonial regions. This critique broadens the scope of ecocriticism by pushing the field to consider socio-political histories alongside environmental concerns, making the field more sensitive to issues of justice.
Intersection of Ecocriticism and Postcolonialism: The authors argue that postcolonialism should not be seen as a “new direction” in ecocriticism but rather as an increased visibility of non-Western perspectives that were previously marginalized (74). They emphasize that both fields share a commitment to “social and environmental justice” (73), calling for an interdisciplinary approach that considers global inequalities.
3. Ecofeminism
Gender and Environmental Justice: The article contributes to ecofeminism by highlighting the shared histories of oppression faced by both women and nature under patriarchal and colonial structures. The authors build on existing “ecofeminist work” that critiques deep ecology’s anthropocentric and universalist biases (73), advocating for the inclusion of feminist perspectives in environmental discourse.
Linking Gender and Indigenous Knowledge: Cilano and Deloughrey note that ecofeminism and postcolonial theory can challenge the “naturalization of the white male subject” (73) in environmental studies by foregrounding the contributions of women and indigenous peoples. This aligns with ecofeminism’s goal of deconstructing patriarchal structures in both society and the environment.
4. Interdisciplinarity in Literary Studies
Cross-Disciplinary Methodologies: The article advocates for an interdisciplinary approach that integrates insights from postcolonial theory, ecocriticism, and ecofeminism. The authors argue that a “true relationship between postcolonial and ecocritical discourse” (79) must embrace diverse knowledge systems, rejecting the epistemological boundaries often maintained by Western ecological models. This pushes literary studies towards a more inclusive and globalized framework.
5. World-Systems Theory and Globalization
Critique of Global Environmental Inequality: Drawing on world-systems theory, Cilano and Deloughrey critique how environmental exploitation in the Global South is perpetuated by global capitalist systems. They argue that “world systems theory cannot fully understand” the regional relationships in postcolonial nations, particularly when First and Third World elites share common economic interests (77). This critique offers a more nuanced understanding of global power dynamics and environmental degradation, urging literary critics to consider the impact of globalization on ecological issues.
6. Representation and Power in Literary Theory
Challenges of Representation: The article emphasizes the power dynamics involved in representing non-Western ecologies, arguing that Western scholars often impose their views on indigenous landscapes. Cilano and Deloughrey assert that “it is precisely because nature cannot challenge the ways we represent it using human language” that postcolonial critics must resist objectifying the environment (76). This aligns with poststructuralist concerns about the ethics of representation and the limitations of language in conveying the experiences of marginalized groups.
7. Critique of American Exceptionalism
American-Centric Ecocriticism: The authors critique how ecocriticism is often confined to “U.S. national frameworks” (74), leading to the marginalization of non-Western perspectives. They advocate for a “transnational ethics of place” (75), challenging American exceptionalism in environmental discourse and calling for greater attention to global environmental issues. This contribution aligns with postcolonial critiques of how American and European perspectives dominate global literary and environmental studies.
References from the Article:
“Biocentric view indicates a lack of concern with inequalities within human society” (72).
“Deep ecologists rely on orientalist methodologies” (74).
“Agency of the western ecologist” (77).
“Social and environmental justice” (73).
“Naturalization of the white male subject” (73).
“World systems theory cannot fully understand” (77).
“It is precisely because nature cannot challenge the ways we represent it using human language” (76).
“U.S. national frameworks” (74).
“Transnational ethics of place” (75).
Examples of Critiques Through “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
Literary Work
Critique Through “Against Authenticity”
“Life and Times of Michael K” by J.M. Coetzee
The article critiques how postcolonial literature like Coetzee’s work addresses themes of environmental and human agency in colonial and postcolonial contexts. Coetzee’s focus on a marginalized character parallels the article’s critique of the erasure of non-Western agency in deep ecology (Head, 28).
“Bless Me, Ultima” by Rudolfo Anaya
Through eco-feminist lenses, the article would critique how Anaya’s novel emphasizes the connection between indigenous knowledge and environmental stewardship. The narrative’s rootedness in local land reflects the article’s advocacy for non-Western, postcolonial agency in managing nature (73).
“The Hungry Tide” by Amitav Ghosh
The novel’s portrayal of indigenous and local relationships to the environment highlights the critique in the article of deep ecology’s universalism. Ghosh’s depiction of local conflict with global environmental models parallels the article’s critique of imposing Western ecological frameworks (Kaur, 83).
“Praisesong for the Widow” by Paule Marshall
Through the lens of the article, Marshall’s critique of tourism and environmental exploitation in the Caribbean resonates with the article’s emphasis on how postcolonial landscapes are often misrepresented and exploited by Western environmental discourses (Carrigan, 84).
Criticism Against “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
1. Over-reliance on Postcolonial Frameworks
The article places significant emphasis on postcolonial theory to critique environmentalism, which may overshadow other important theoretical perspectives in ecocriticism. By focusing primarily on the colonial legacy, the authors may understate the relevance of more contemporary ecological issues that are not strictly tied to colonial histories.
2. Limited Engagement with Deep Ecology’s Philosophical Roots
While the article critiques deep ecology’s universalism and orientalism, it does not fully engage with the philosophical foundations of deep ecology. A more in-depth analysis of deep ecology’s ethical and biocentric values could have provided a more balanced view.
3. Insufficient Exploration of Regional Environmental Discourses
The article critiques Western environmental discourse but offers limited analysis of how postcolonial regions develop their own ecological discourses independently of Western frameworks. It could have explored indigenous and regional environmental movements more deeply rather than mainly positioning them as responses to Western approaches.
4. Risk of Oversimplifying Western Environmentalism
The article may oversimplify Western environmental movements by generalizing them under the lens of colonialist and orientalist frameworks. This could risk undermining the diversity within Western environmental thought, especially movements that are self-critical and already aligned with anti-colonial and social justice goals.
5. Underdeveloped Intersection with Ecofeminism
Although the article references ecofeminism, it does not fully explore the rich body of ecofeminist scholarship that connects gender, ecology, and colonialism. A more thorough engagement with ecofeminist theory could have strengthened the critique of patriarchal structures in both Western and postcolonial ecological discourses.
Representative Quotations from “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey with Explanation
“Deep ecology [indicates] a lack of concern with inequalities within human society.” (72)
This critique highlights how deep ecology’s focus on non-human nature can overlook social and historical inequalities, particularly in postcolonial contexts where human oppression is intertwined with environmental exploitation.
“Deep ecologists, Guha contends, rely on orientalist methodologies to argue for the universality of their position.” (74)
The authors use Guha’s critique to show how deep ecology adopts an orientalist approach, assuming non-Western cultures inherently align with Western ecological ideals, thus erasing cultural specificity and complexity.
“A true relationship between postcolonial and ecocritical discourse must foreground postcolonial agency.” (75)
This quotation underscores the importance of acknowledging the agency of postcolonial nations in environmental management, challenging the paternalistic approach of some Western ecological models.
“Western ecocritics have pressed against the national frameworks of literary studies to engage with world environmental and social issues.” (73)
The authors acknowledge how Western ecocritics have attempted to move beyond national boundaries, but also emphasize the limitations of such efforts when they ignore postcolonial realities.
“Ecocriticism’s position within literary studies—that ‘imprisoned manifestation of late capitalism’—makes the movement open to charges of complicity.” (73)
This quotation reflects a critique of ecocriticism’s potential complicity with capitalist structures, suggesting that it often fails to adequately address the socio-political underpinnings of environmental issues.
“Ecofeminist work has already laid the groundwork for a critique of the anthropocentric bias of deep ecology.” (73)
The authors argue that ecofeminism has already addressed some of the issues raised by deep ecology, particularly its human-centered perspective, which often overlooks the gendered dimensions of environmental justice.
“Postcolonial topics should not be viewed as entirely new directions in the field of ecocriticism as much as they represent increased visibility.” (74)
This quotation critiques the assumption that postcolonial ecocriticism is a new field, emphasizing instead that it brings attention to perspectives that have been historically marginalized in environmental discourse.
“World systems theory cannot help us fully understand these interregional relationships because it cannot account for the common interests often established between the First and Third World elite.” (77)
This critique suggests that traditional theories like world systems theory are inadequate for explaining the complex, cross-regional environmental and economic relationships that span both postcolonial and global contexts.
“An environmental ethics requires all people, all particulars of culture, to be invited to the table.” (75)
The authors stress the importance of inclusivity in environmental discourse, arguing that a truly effective environmental ethics must consider the diverse cultural and social experiences of people across the globe.
“The nonwestern subject and landscape become the tabula rasa upon which to inscribe the agency of the western ecologist.” (77)
This quotation critiques how Western ecologists often project their own ideas onto non-Western environments, treating them as blank slates rather than acknowledging the agency and knowledge of local communities.
Suggested Readings: “Against Authenticity: Global Knowledges And Postcolonial Ecocriticism” By Cara Cilano And Elizabeth Deloughrey
Cilano, Cara, and Elizabeth DeLoughrey. “Against Authenticity: Global Knowledges and Postcolonial Ecocriticism.” Interdisciplinary Studies in Literature and Environment, vol. 14, no. 1, 2007, pp. 71–87. JSTOR, http://www.jstor.org/stable/44086558. Accessed 21 Oct. 2024.
Echterling, Clare. “Postcolonial Ecocriticism, Classic Children’s Literature, and the Imperial-Environmental Imagination in ‘The Chronicles of Narnia.’” The Journal of the Midwest Modern Language Association, vol. 49, no. 1, 2016, pp. 93–117. JSTOR, http://www.jstor.org/stable/44134678. Accessed 21 Oct. 2024.
Vital, Anthony. “Toward an African Ecocriticism: Postcolonialism, Ecology and ‘Life & Times of Michael K.’” Research in African Literatures, vol. 39, no. 1, 2008, pp. 87–106. JSTOR, http://www.jstor.org/stable/20109561. Accessed 21 Oct. 2024.
HEISE, URSULA K. “Afterword: Postcolonial Ecocriticism and the Question of Literature.” Postcolonial Green: Environmental Politics and World Narratives, edited by Bonnie Roos and Alex Hunt, University of Virginia Press, 2010, pp. 251–58. JSTOR, https://doi.org/10.2307/j.ctt6wrkp7.18. Accessed 21 Oct. 2024.
“What is an Image?” by W. J. T. Mitchell first appeared in New Literary History, Volume 15, Issue 3, during the Spring of 1984.
Introduction: “What is an Image?” By W. J. T. Mitchell
“What is an Image?” by W. J. T. Mitchell first appeared in New Literary History, Volume 15, Issue 3, during the Spring of 1984. The essay explores the multifaceted nature of images, not only as visual objects but as cultural, ideological, and representational tools within various disciplines, such as art history, philosophy, and theology. Mitchell critically examines the historical and theoretical frameworks through which images are understood, questioning their function as mere reflections of reality. Instead, he argues that images operate as complex signs that engage with power structures, cultural practices, and human cognition. This work is significant in literary theory for expanding the discussion on the relationship between images and language, moving beyond traditional iconography and embracing a broader semiotic and philosophical inquiry. Mitchell’s essay has contributed to ongoing debates about the power of images in shaping perception and ideology in the modern world, influencing visual studies and interdisciplinary approaches to understanding representation.
Summary of “What is an Image?” By W. J. T. Mitchell
Images are Varied and Ubiquitous: Mitchell begins by noting the incredible diversity of what is termed an image, ranging from pictures, statues, and diagrams to mental and verbal images. He points out the difficulty in formulating a single, unified understanding of the term (“the incredible variety of things that go by this name”).
Images as Signs, Not Transparent Windows: Modern criticism no longer views images as mere transparent windows to reality. Instead, images are understood as signs that may distort or mystify what they represent (“images are now regarded as the sort of sign that presents a deceptive appearance of naturalness”).
Historical and Social Contexts of Images: Mitchell emphasizes that the understanding of images is deeply rooted in historical and social practices. He draws attention to the ideological and political dimensions that shape the use and perception of images across cultures and eras (“our theoretical understanding of imagery grounds itself in social and cultural practices”).
Comparison to Language: Images, like language, are not stable or universal in meaning. Mitchell argues that images should be analyzed similarly to language in terms of semiotics and interpretation (“the commonplace of modern studies of images, in fact, is that they must be understood as a kind of language”).
The Image as a Multisensory and Dynamic Entity: Contrary to the common belief that images are exclusively visual, Mitchell contends that they often involve multiple senses and interpretations, making them complex and dynamic entities (“images are not exclusively visual in any important way but involve multisensory apprehension”).
Critique of the ‘Proper’ Image: The notion that there are “proper” or “real” images, distinct from mental or verbal ones, is critiqued. Mitchell suggests that all types of images, whether mental, verbal, or material, share similar characteristics and should not be categorized hierarchically (“real, proper images have more in common with their bastard children than they might like to admit”).
Mental Images and Perception: Mitchell uses Wittgenstein’s critique of mental imagery to argue against the idea of mental images as private, metaphysical entities. He demystifies the mental image by bringing it into the same category as material, physical images (“Wittgenstein’s tactic is to demystify the mental image by bringing it right out in the open where we can see it”).
The Image as Likeness (Imago Dei): In theological terms, the “image” refers not to a material picture but to a spiritual likeness, as seen in the concept of man being made in the image of God. Mitchell traces how this notion shaped broader concepts of images in religious and philosophical traditions (“the literal sense of the word image is a graphic, pictorial representation, but… this whole story could be told another way”).
The Role of Artificial Perspective in Shaping Modern Views on Images: Mitchell argues that the invention of artificial perspective in Renaissance art profoundly influenced how images were perceived as natural and objective representations of reality (“the invention of artificial perspective convinced an entire civilization that it possessed an infallible method of representation”).
Literary Terms/Concepts in “What is an Image?” By W. J. T. Mitchell
Term/Concept
Description
Reference in the Article
Image
A broad and multifaceted concept encompassing pictures, statues, diagrams, dreams, mental constructs, and verbal representations.
Images are considered signs that convey meaning but do not transparently reflect reality. They can distort or mystify what they represent.
“…images are now regarded as the sort of sign that presents a deceptive appearance of naturalness…”
Iconology
The study of visual imagery and its symbolism, particularly within art, literature, and culture. Mitchell uses this to explore the ideological functions of images.
“If linguistics has its Saussure and Chomsky, iconology has its Panofsky and Gombrich.”
The way in which images or symbols depict or stand in for reality, particularly how this process can be mediated by cultural and ideological factors.
“…images are now regarded as the sort of sign that presents a deceptive appearance…”
Perspective
A technique in art and representation, especially in Renaissance art, that creates the illusion of depth and space, shaping modern notions of “natural” representation.
“The invention of artificial perspective convinced an entire civilization that it possessed an infallible method of representation.”
Pictorialism
The belief in the power of images to represent the world vividly and accurately, challenged by Mitchell’s critique of image transparency.
“It seems fair to say that we have a rough idea about what images are in the literal sense…”
Multisensory Imagery
The idea that images engage not just sight, but multiple senses, and are dynamic rather than static entities.
“…images involve multisensory apprehension and interpretation.”
Ideological Mystification
The process by which images conceal their role as cultural and ideological constructs, appearing to present reality transparently when they are, in fact, mediated.
“…a process of ideological mystification.”
Likeness
The concept that images, in some traditions, refer to an abstract likeness rather than a physical or material representation, as in Imago Dei.
“…the image of God… is properly understood, not as any material picture but as an abstract, general, spiritual ‘likeness’.”
Contribution of “What is an Image?” By W. J. T. Mitchell to Literary Theory/Theories
1. Semiotics and the Study of Signs
Contribution: Mitchell positions images within the realm of semiotics, arguing that they should be understood as signs, similar to language. He contends that images are not transparent windows to reality but rather signs that need to be interpreted within cultural and ideological frameworks.
Reference:“The commonplace of modern studies of images, in fact, is that they must be understood as a kind of language…”
Impact: This challenges the traditional view of images as simple reflections of reality, integrating them into semiotic theory, which studies how meaning is constructed and conveyed through signs.
2. Iconology and Visual Studies
Contribution: Mitchell extends the field of iconology, originally focused on the study of visual images in art, by analyzing images as complex cultural and ideological actors. He critiques traditional art history’s reliance on visual representation, suggesting that images carry social and historical meanings beyond mere depiction.
Reference:“If linguistics has its Saussure and Chomsky, iconology has its Panofsky and Gombrich.”
Impact: Mitchell’s work influenced the development of visual studies by insisting on the critical interpretation of images within broader social and political contexts, beyond their aesthetic or formal qualities.
3. Poststructuralism
Contribution: Mitchell critiques the assumption that images and language provide direct access to reality. Like poststructuralists, he argues that both images and language are unstable and mediated by cultural and ideological forces. This aligns with the poststructuralist view that meaning is always deferred and constructed through discourse.
Reference:“Images are now regarded as the sort of sign that presents a deceptive appearance of naturalness, concealing an opaque, distorting, arbitrary mechanism of representation.”
Impact: Mitchell contributes to poststructuralist thought by emphasizing the interpretive and constructed nature of images, challenging fixed or universal meanings, and reinforcing the idea that representation is always mediated.
4. Critical Theory and Ideology
Contribution: Mitchell draws from critical theory, particularly in his analysis of how images function ideologically. He suggests that images play a role in shaping societal beliefs and behaviors, acting as tools of ideological mystification. This ties into the Marxist tradition of critiquing how cultural forms (including images) serve the interests of dominant ideologies.
Reference:“…images are now regarded as the sort of sign that presents a deceptive appearance of naturalness… a process of ideological mystification.”
Impact: His work bridges literary theory with ideology critique, showing how images can reinforce or challenge power structures, much like textual forms of representation.
5. Interdisciplinary Approach: Literature, Art, and Philosophy
Contribution: Mitchell’s essay advocates for a cross-disciplinary study of images, drawing connections between literary criticism, art history, theology, and philosophy. He critiques how different fields conceptualize and utilize images, borrowing from one another’s theoretical frameworks.
Reference:“My procedure instead will be to examine some of the ways we use the word image in a number of institutionalized discourses—particularly literary criticism, art history, theology, and philosophy…”
Impact: This contribution promotes an interdisciplinary approach in literary theory, encouraging scholars to study images in relation to various intellectual and cultural discourses.
Contribution: Mitchell touches on ideas akin to reader-response theory by suggesting that images, like texts, require interpretation and are not passively absorbed. Different viewers may perceive and interpret images in distinct ways, depending on their cultural, social, and ideological positions.
Reference:“Real, proper images have more in common with their bastard children [mental and verbal images] than they might like to admit.”
Impact: This viewpoint emphasizes the active role of the viewer/reader in constructing meaning from an image, much like the reader’s role in making sense of a text in reader-response theory.
Contribution: By discussing mental images and their instability, Mitchell engages with psychoanalytic theory, particularly in how images function within the unconscious. He examines the relationship between mental, visual, and linguistic images, touching upon the processes of imagination and representation.
Reference:“Mental images don’t seem to be stable and permanent the way real images are, and they vary from one person to the next…”
Impact: His analysis contributes to psychoanalytic discussions of how images (dreams, fantasies, etc.) shape human consciousness and the complexities of their interpretation in the mind.
Contribution: Mitchell’s essay resonates with postmodern skepticism about grand narratives and stable meanings, particularly in his assertion that images are not transparent reflections of reality but complex cultural signs open to multiple interpretations.
Reference:“Images must be understood as a kind of language; instead of providing a transparent window on the world, images are now regarded as a sign that conceals…”
Impact: His work contributes to postmodern theories of representation, suggesting that both language and images are unstable, contingent, and constructed through power relations.
Examples of Critiques Through “What is an Image?” By W. J. T. Mitchell
Literary Work
Critique Using Mitchell’s Concepts
Key Concepts from Mitchell
John Milton’s Paradise Lost
The portrayal of Adam and Eve as the Imago Dei (image of God) can be critiqued through Mitchell’s concept of the image as a spiritual likeness, not a physical picture. Milton’s depiction of divine imagery blends spiritual and material representation, highlighting the tension between inner spiritual truth and outward visual form.
Imago Dei, Spiritual Image vs. Material Image (“The literal sense of the word image is a graphic, pictorial representation, but…”)
William Blake’s The Marriage of Heaven and Hell
Blake’s use of both visual and verbal imagery to convey abstract philosophical ideas can be critiqued using Mitchell’s notion that images, like language, function as complex signs. Blake’s artwork and poetry are interwoven to create a multi-sensory experience that challenges the boundary between visual and verbal representations.
Interdisciplinary Approach to Images and Language (“…images must be understood as a kind of language”)
Virginia Woolf’s To the Lighthouse
Woolf’s use of mental imagery and the subjective nature of perception can be analyzed through Mitchell’s critique of the unstable, multisensory nature of images. The novel’s stream-of-consciousness style reflects the complex relationship between mental images and the external world, demonstrating how different characters perceive the same object differently.
Mental Images, Multisensory Imagery (“…mental images don’t seem to be stable and permanent the way real images are”)
Joseph Conrad’s Heart of Darkness
Conrad’s depiction of Africa as an enigmatic, distorted image of darkness and mystery can be critiqued using Mitchell’s concept of ideological mystification. The novel’s imagery of darkness and savagery masks the ideological underpinnings of colonialism, turning the African landscape into a deceptive sign that supports the colonial narrative.
Ideological Mystification, Distorting Representation (“…a process of ideological mystification”)
Criticism Against “What is an Image?” By W. J. T. Mitchell
Lack of a Unified Definition of Image: Mitchell deliberately avoids offering a single, clear definition of an image, which some critics may argue weakens the conceptual clarity of the work. This ambiguity may leave readers without a concrete understanding of what an image truly is across different contexts.
Overemphasis on Ideological Critique: Some may argue that Mitchell focuses too much on the ideological aspects of images (such as power, politics, and social control), potentially neglecting other dimensions of images, such as their aesthetic or emotional impact, or their role in personal and non-ideological experiences.
Neglect of Empirical Approaches: Critics might point out that Mitchell’s approach is largely theoretical and philosophical, with little engagement with empirical studies from fields like psychology or neuroscience, which could provide insights into how images are processed and understood by the human brain.
Overgeneralization of Image Functions: Mitchell’s argument that all images function as signs may be viewed as an overgeneralization, disregarding the specific roles images can play in different cultural or artistic contexts. Some critics might argue that not all images function semiotically, especially in non-representational art forms.
Tendency Toward Abstract Complexity: Mitchell’s writing style and theoretical approach are often dense and abstract, which could alienate readers who are looking for more straightforward explanations of how images operate in society and culture. This complexity might limit the accessibility of his ideas.
Underestimation of the Role of Physical Images: While Mitchell critiques the idea of images as transparent reflections of reality, some may feel he underestimates the power of physical, visual images in certain contexts, particularly in traditional art forms where the visual impact of the image is key to its meaning and reception.
Representative Quotations from “What is an Image?” By W. J. T. Mitchell with Explanation
“Images are not just a particular kind of sign, but something like an actor on the historical stage…”
Mitchell highlights that images are active, dynamic entities that play a significant role in cultural and historical contexts, rather than being passive reflections of reality.
“The commonplace of modern studies of images, in fact, is that they must be understood as a kind of language…”
Here, Mitchell underscores the view that images function like language, with their own semiotic systems, and must be interpreted within broader social and cultural frameworks.
“Mental images don’t seem to be stable and permanent the way real images are…”
Mitchell contrasts mental and material images, emphasizing the instability of mental images, which vary from person to person and are difficult to verify in the same way as physical ones.
“Images are now regarded as the sort of sign that presents a deceptive appearance of naturalness…”
This statement critiques the idea that images are transparent reflections of reality, suggesting instead that they often obscure their constructed and ideological nature.
“What we call ‘images’ are the product of a complex system of representation that involves social and cultural practices.”
Mitchell argues that images are not merely visual but are embedded within cultural systems that influence their meaning and interpretation.
“The notion of the image ‘proper’ is itself unstable and constantly shifting…”
This reflects Mitchell’s view that the concept of an “image” is not fixed or easily defined, as images take on different forms and meanings across various contexts and disciplines.
“Iconoclasm and idolatry are never just about images; they are social movements that use the image as a political tool.”
Mitchell connects the historical debates over images (such as iconoclasm) to broader political and social movements, showing how images often serve as sites of ideological conflict.
“Real, proper images have more in common with their bastard children than they might like to admit.”
Mitchell blurs the boundaries between so-called “real” images (material or visual) and other forms (mental, verbal), arguing that all share common features and complexities.
“Images must be understood as participating in a dialogue between representation and reality, not as simple mirrors.”
This quotation emphasizes the idea that images do not simply reflect reality but are part of an ongoing dialogue between representation, interpretation, and what they signify.
“The question of the nature of imagery has been second only to the problem of language in the evolution of modern criticism.”
Mitchell places the study of images alongside language as central to modern critical thought, indicating the crucial role images play in shaping meaning and cultural understanding.
Suggested Readings: “What is an Image?” By W. J. T. Mitchell
Potts, Alex. “WHAT IS AN IMAGE.” What Is an Image?, edited by JAMES ELKINS and MAJA NAEF, vol. 2, Penn State University Press, 2011, pp. 140–42. JSTOR, https://doi.org/10.5325/j.ctv14gpdjx.25. Accessed 18 Oct. 2024.
Zimmermann, Michael. “THINKING THE IMAGE FROM THE INSIDE OF THE PICTURE.” What Is an Image?, edited by JAMES ELKINS and MAJA NAEF, vol. 2, Penn State University Press, 2011, pp. 218–25. JSTOR, https://doi.org/10.5325/j.ctv14gpdjx.48. Accessed 18 Oct. 2024.
ELKINS, JAMES, and MAJA NAEF, editors. “ONTOLOGY.” What Is an Image?, vol. 2, Penn State University Press, 2011, pp. 35–52. JSTOR, https://doi.org/10.5325/j.ctv14gpdjx.9. Accessed 18 Oct. 2024.
“The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin first appeared in the Chicago Review, Vol. 16, No. 1 (Winter-Spring, 1963), spanning pages 80-101.
Introduction: “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
“The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin first appeared in the Chicago Review, Vol. 16, No. 1 (Winter-Spring, 1963), spanning pages 80-101. In this seminal essay, Benjamin meditates on the decline of storytelling as a traditional art form, contrasting it with the rise of the novel and modern modes of communication. The article examines how the oral traditions, deeply tied to collective experience and communal exchange, are increasingly replaced by information-based narratives that lack the depth and continuity of past tales. Through Leskov, Benjamin illustrates the enduring qualities of the storyteller, who passes down wisdom, moral guidance, and lived experiences, grounding his stories in the practical and the mystical alike. This work is a cornerstone in literary theory, offering profound insights into the cultural shifts that affect storytelling’s role in society, and it highlights the significance of memory, craft, and wisdom in narrative forms. It remains crucial for understanding the transformation of literary expression and the relationship between literature and lived experience.
Summary of “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
The Decline of Storytelling: Benjamin argues that the art of storytelling, once a central form of communication, has been in decline, replaced by information and the novel. He states that “experience has fallen in value” (p. 84) and storytelling, which used to pass down wisdom and lived experiences, is no longer a living art form but something increasingly remote.
Storytelling vs. The Novel: Benjamin contrasts storytelling with the novel, which depends on the solitary individual. Unlike storytelling, which is passed from mouth to mouth and retains a communal element, “the novelist has isolated himself” (p. 90). He observes that storytelling is rooted in shared experience, while the novel focuses on the inner lives of individuals.
Leskov as a Storyteller: Nikolai Leskov is presented as a model storyteller, whose works reflect the oral traditions that Benjamin champions. Leskov’s stories, rooted in Russian religious and folk traditions, embody the dual role of the storyteller as both an observer of distant places and times and as a narrator of local, intimate knowledge (p. 94). Leskov’s craftsmanship in storytelling exemplifies “the lore of the past” combined with lived experience.
The Role of Experience in Storytelling: According to Benjamin, the true storyteller draws from personal and collective experience, transforming it into a narrative that carries counsel and wisdom. He argues that “experience which is passed on from mouth to mouth is the source from which all storytellers have drawn” (p. 85). This experience is not only practical but also moral, often containing a useful lesson for listeners.
The Rise of Information: Benjamin points out that storytelling has been displaced by “information,” which requires immediate verification and lacks the depth of storytelling. He contrasts this with Leskov’s ability to present extraordinary tales without offering psychological explanations, allowing readers to derive their own interpretations (p. 99).
The Connection between Death and Storytelling: One of Benjamin’s key insights is the connection between death and storytelling. He asserts that death gives meaning to life and storytelling, stating that “death is the sanction of everything that the storyteller can tell” (p. 106). This perspective on death ties storytelling to the broader cycles of life, history, and natural processes.
The Craftsmanship of Storytelling: Benjamin compares storytelling to a form of craftsmanship, where the storyteller shapes raw experience into something solid and memorable, like an artisan shaping material. Leskov’s work, particularly in tales like “The Steel Flea,” glorifies native craftsmanship, demonstrating how the storyteller’s hands leave “traces” on the story, much like a potter’s marks on a vessel (p. 104).
Literary Terms/Concepts in “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
Literary Term/Concept
Description
Reference/Explanation from the Text
Storytelling
The oral tradition of sharing wisdom, experience, and counsel, often passed from generation to generation.
Benjamin argues that “experience which is passed on from mouth to mouth is the source from which all storytellers have drawn” (p. 85).
Novel
A modern form of prose literature that is distinct from storytelling due to its individual, isolated nature.
Benjamin contrasts the novel with storytelling, stating that “the novelist has isolated himself” (p. 90).
Communicability of Experience
The ability to share life experiences through stories, a key function of the storyteller that is diminishing in modern times.
Benjamin notes, “Less and less frequently do we encounter people with the ability to tell a tale properly” (p. 80).
Counsel
Practical or moral advice that is embedded in stories, a key element of traditional storytelling.
Benjamin emphasizes that “every real story contains…something useful” and that “the storyteller is a man who has counsel for his readers” (p. 87).
Information
A modern form of communication that focuses on immediate, verifiable facts but lacks the depth of storytelling.
“Information lays claim to prompt verifiability” but “it is indispensable for information to sound plausible” (p. 99).
Craftsmanship
Storytelling as a craft, akin to artisan work, where the storyteller shapes raw experience into meaningful narratives.
Benjamin compares storytelling to craftsmanship, noting “the storyteller sinks the thing into the life of the storyteller, in order to bring it out of him again” (p. 104).
A broad term for long, narrative storytelling, often rooted in oral traditions and collective memory.
Benjamin associates storytelling with the epic tradition, contrasting it with the individualistic novel (p. 94).
Contribution of “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin to Literary Theory/Theories
1. Narrative Theory
Contribution: Benjamin’s distinction between storytelling and the novel significantly contributes to narrative theory by exploring how different forms of narrative convey meaning and experience. He argues that storytelling, rooted in oral tradition, involves communal experience, while the novel is an individual and isolated form.
Key Reference: Benjamin highlights that “the storyteller takes what he tells from experience—his own or that reported by others. And he in turn makes it the experience of those who are listening to his tale” (p. 85). In contrast, the novelist “has isolated himself” (p. 90). This distinction deepens narrative theory by highlighting the social and personal functions of different narrative forms.
2. Modernity and Literary Forms
Contribution: Benjamin’s analysis contributes to the theory of modernity in literature, particularly the decline of traditional narrative forms in the wake of modern life and technology. He argues that storytelling is being replaced by the novel and “information,” both products of modernity that lack the depth of lived experience found in traditional storytelling.
Key Reference: Benjamin asserts that “the art of storytelling is reaching its end because the epic side of truth, wisdom, is dying out” (p. 88). He ties this shift to modern historical changes, such as the First World War, which “contradicted more thoroughly than ever before… economic experience by inflation, bodily experience by mechanical warfare” (p. 83). This connects literary shifts to broader societal changes, contributing to theories of modernity in literature.
3. Theories of Experience and Representation
Contribution: Benjamin contributes to theories of experience, particularly in how literature represents lived experience. He suggests that storytelling is unique in its ability to convey wisdom and practical knowledge, which he contrasts with modern forms of representation, such as news and information, which fragment and devalue experience.
Key Reference: Benjamin claims that “experience has fallen in value” and that “less and less frequently do we encounter people with the ability to tell a tale properly” (p. 80). He critiques modern forms of representation that provide “information” but fail to offer the deep, shared experience that traditional stories encapsulate (p. 99). This is a crucial insight for theories of how experience is processed and transmitted in literature.
4. Orality vs. Literacy in Literature
Contribution: Benjamin’s essay provides a critical perspective on the transition from oral to written forms of literature. He emphasizes the communal, experience-based nature of oral storytelling, contrasting it with the more isolated and introspective form of the novel, which depends on literacy and the solitary reader.
Key Reference: He writes that the “dissemination of the novel became possible only with the invention of printing” and contrasts this with the oral tradition, which allowed for a direct exchange of experience and wisdom (p. 90). This insight is valuable to studies of orality and literacy in literary history and theory.
5. Death and Storytelling
Contribution: In his analysis of the connection between death and storytelling, Benjamin contributes to existential literary theories. He posits that the storyteller derives authority from death, as stories preserve and transmit the meaning of life through the lens of mortality.
Key Reference: Benjamin asserts, “Death is the sanction of everything that the storyteller can tell. He has borrowed his authority from death” (p. 106). This idea links storytelling to existential themes in literary theory, where death provides the ultimate context for understanding life.
Contribution: Benjamin’s emphasis on storytelling as a craft contributes to aesthetic theories that view literature as a form of artistic craftsmanship. He likens the storyteller to an artisan who shapes and refines raw experience into something meaningful and useful, drawing connections between storytelling and physical craft.
Key Reference: Benjamin explains that storytelling is “an artisan form of communication” and that the “story sinks into the life of the storyteller, in order to bring it out of him again” (p. 104). This aligns with aesthetic theories that focus on the material and crafted nature of literary production.
7. Memory and Literature
Contribution: Benjamin explores the role of memory in storytelling, contributing to theories that analyze how literature serves as a vessel for collective and individual memory. Storytelling is shown to be deeply intertwined with memory, as stories preserve experiences and make them transmissible across generations.
Key Reference: He states that “memory is the epic faculty par excellence” (p. 115), emphasizing that stories are retained in the memory and passed down orally. This contribution is significant for literary theories that explore the role of memory in narrative structures and cultural transmission.
Examples of Critiques Through “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
Literary Work & Author
Critique through “The Storyteller” Framework
Key Concepts from Benjamin
Don Quixote by Miguel de Cervantes
Don Quixote is critiqued as the earliest perfect specimen of the novel, embodying the isolation of the novelist, rather than communal storytelling. The novel reflects “the perplexity of the living,” where characters are unable to provide counsel or share wisdom, marking the transition away from storytelling.
Benjamin contrasts storytelling with the novel, noting that the “novelist has isolated himself” and the novel “carries the incommensurable to extremes” (p. 90).
The Arabian Nights by Anonymous
In The Arabian Nights, the cyclical nature of storytelling reflects the communal aspect Benjamin celebrates. Each story flows into the next, with Scheherazade epitomizing the storyteller’s role of passing on experience and wisdom. This is a key example of storytelling’s ability to integrate memory and life experiences, contrasting with the more individualistic novel.
Benjamin praises storytellers who “think of a fresh story whenever their tale comes to a stop” (p. 115), highlighting the continuous, oral nature of storytelling.
Moby-Dick by Herman Melville
Melville’s Moby-Dick is critiqued as both a novel and an epic, embodying the transition Benjamin discusses between traditional epic storytelling and modern isolation. While Ahab’s obsessive quest isolates him from communal experience, Ishmael, as the narrator, reflects on and transmits wisdom through the shared experiences of the crew, reminiscent of the traditional storyteller.
Benjamin’s theory of storytelling emphasizes how “the storyteller sinks the thing into the life of the storyteller, in order to bring it out again” (p. 104).
War and Peace by Leo Tolstoy
War and Peace can be analyzed as a blend of storytelling and novelistic form. Tolstoy’s characters engage in epic storytelling through collective experience, particularly during the war scenes, but the novel also reflects the increasing isolation and individualism that Benjamin associates with the novel form. The shift from oral tradition to historical analysis and psychological exploration in the novel aligns with Benjamin’s ideas on the decline of storytelling.
Benjamin observes the transformation of epic forms, where the novel “recedes into the archaic,” with modern forms like the novel focusing more on “information” (p. 99).
Criticism Against “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
Romanticization of Storytelling: Critics argue that Benjamin overly romanticizes traditional storytelling, idealizing the oral tradition while ignoring the complexity and evolution of modern literary forms like the novel. His depiction of the decline of storytelling might be seen as nostalgic and dismissive of contemporary narrative forms.
Overemphasis on Experience: Some scholars critique Benjamin’s insistence that storytelling relies on lived experience and counsel, arguing that this perspective limits the potential of fiction and imaginative literature, which can transcend personal experience and still offer meaningful insights.
Neglect of Modernist Literature’s Value: Benjamin’s comparison between storytelling and the novel is viewed by some as overly reductive. He implies that modern novels, especially those grounded in isolation and introspection, are less valuable than oral storytelling, neglecting the rich literary achievements of modernist writers such as James Joyce and Virginia Woolf.
Generalization of Historical Transitions: Critics contend that Benjamin’s broad statements about the “decline” of storytelling and the rise of information lack nuance. His analysis does not fully address the coexistence of various narrative forms throughout history and the ways in which new media and literary forms have adapted and preserved storytelling traditions in different contexts.
Inaccessibility of Theoretical Approach: Some have criticized Benjamin’s essay for its dense and abstract language, which can make it difficult for readers unfamiliar with his broader philosophical concepts. The combination of literary theory, historical analysis, and philosophical discourse may limit the accessibility of his work to a general audience.
Representative Quotations from “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin with Explanation
“Less and less frequently do we encounter people with the ability to tell a tale properly.” (p. 80)
Benjamin is highlighting the decline of storytelling in modern society. He argues that storytelling, once a common skill, is becoming rare in the face of modern communication methods.
“Experience which is passed on from mouth to mouth is the source from which all storytellers have drawn.” (p. 85)
This quote emphasizes Benjamin’s belief that storytelling is rooted in collective, oral experience. Storytellers traditionally draw from personal or communal knowledge, which distinguishes storytelling from other literary forms.
“The art of storytelling is reaching its end because the epic side of truth, wisdom, is dying out.” (p. 88)
Here, Benjamin laments the loss of wisdom and deeper truth in storytelling, which he sees as tied to modernity’s devaluation of shared, lived experience.
“The novelist has isolated himself.” (p. 90)
Benjamin contrasts the isolation of the novelist with the communal nature of storytelling, suggesting that the novel focuses more on individual, subjective experiences, detaching itself from collective wisdom.
“Death is the sanction of everything that the storyteller can tell.” (p. 106)
This powerful quote expresses Benjamin’s view that storytelling is deeply connected to death, as death gives finality and meaning to life, which the storyteller preserves and transmits.
“Memory is the epic faculty par excellence.” (p. 115)
Benjamin underscores the importance of memory in storytelling. Memory preserves stories, which are passed from generation to generation, tying storytelling to cultural and historical continuity.
“Every morning brings us the news of the globe, and yet we are poor in noteworthy stories.” (p. 99)
Benjamin critiques modern information-based communication, noting that despite being constantly inundated with news, we lack the richness and depth of traditional storytelling.
“The storyteller takes what he tells from experience—his own or that reported by others.” (p. 85)
This quotation reinforces the idea that storytelling is grounded in personal or shared experiences, passed down orally, making it a communal and experiential process.
“The more self-forgetful the listener is, the more deeply is what he listens to impressed upon his memory.” (p. 112)
Benjamin highlights the role of the listener in storytelling, suggesting that a listener’s immersion in the story enhances its impact and retention, linking storytelling to the tradition of oral transmission.
“Information, however, lays claim to prompt verifiability.” (p. 99)
This quote reflects Benjamin’s distinction between storytelling and information. He critiques the modern emphasis on factual information, which demands instant verification but lacks the depth of storytelling’s wisdom and experience.
Suggested Readings: “The Storyteller: Reflections on the Works of Nikolai Leskov” by Walter Benjamin
Morris, Susan. “Twenty Years of Boredom.” On Boredom: Essays in Art and Writing, edited by Susan Morris and Rye Dag Holmboe, UCL Press, 2021, pp. 27–46. JSTOR, https://doi.org/10.2307/j.ctv18kc0nd.9. Accessed 18 Oct. 2024.
Benjamin, Walter, and Harry Zohn. “The story-teller: Reflections on the works of Nicolai Leskov.” Chicago Review 16.1 (1963): 80-101.
White, Richard. “Walter Benjamin:“The Storyteller” and the possibility of wisdom.” Journal of Aesthetic Education 51.1 (2017): 1-14.
“The Rhetoric of Temporality” by Paul de Man first appeared as the tenth chapter of the book Blindness and Insight: Essays in the Rhetoric of Contemporary Criticism, published by the University of Minnesota Press in 1971.
Introduction: “The Rhetoric of Temporality” by Paul de Man
“The Rhetoric of Temporality” by Paul de Man first appeared as the tenth chapter of the book Blindness and Insight: Essays in the Rhetoric of Contemporary Criticism, published by the University of Minnesota Press in 1971. In this pivotal chapter, de Man explores the dichotomy between allegory and symbol, examining how these two rhetorical devices operate differently within literary texts. He argues that while symbols aim for an organic unity between form and meaning, allegory operates through disjunction, pointing to the temporal gap between language and the reality it seeks to represent. This distinction becomes critical for literary theory, as de Man posits that allegory, with its inherent self-awareness of its artificiality, allows for a deeper critique of language and meaning. The chapter’s importance in literature lies in its influence on deconstructive criticism, offering a framework to analyze the instability of meaning in texts, thus reshaping modern interpretations of Romantic and post-Romantic literature.
Summary of “The Rhetoric of Temporality” by Paul de Man
1. Distinction between Allegory and Symbol:
De Man begins by distinguishing allegory from symbol, two key rhetorical devices in literary theory.
“Allegory appears as dryly rational and dogmatic in its reference to a meaning that it does not itself constitute, whereas the symbol is founded on an intimate unity between the image that rises up before the senses and the supersensory totality that the image suggests.”
He argues that symbols imply organic unity, where form and meaning are seamlessly intertwined, while allegory introduces a gap between the sign and the meaning it represents.
One of the main arguments is that allegory operates in a temporal mode, emphasizing the passage of time and the distance between the present and the meaning it conveys.
“The allegorical sign points to an irrevocable past, and its meaning is always inferred rather than directly presented.”
Allegory is thus self-aware of its temporal disjunction, whereas symbols aim to mask this temporal gap by creating an illusion of unity.
3. Critique of Symbolic Interpretation:
De Man critiques the dominance of symbolic interpretation in Romantic literature, particularly its claim of unity between form and meaning.
“The supremacy of the symbol, conceived as an expression of unity between the representative and the semantic function of language, becomes a commonplace that underlies literary taste, literary criticism, and literary history.”
He contends that this symbolic reading obscures the inherent disjunction between language and meaning, which allegory, in contrast, makes visible.
4. Allegory’s Role in Revealing the Limits of Language:
Allegory, according to de Man, reveals the limitations and artificiality of language, making it a powerful tool for literary and philosophical critique.
“Allegory shows us that language, rather than transparently reflecting reality, is always mediated by its own structures and conventions.”
This makes allegory not just a literary device but also a mode of thinking that exposes the gap between words and the things they signify.
5. The Implications for Literary Criticism:
De Man’s argument has significant implications for literary criticism, particularly in relation to deconstructive approaches that emphasize the instability of meaning.
“The distinction between symbol and allegory becomes of secondary importance when we recognize that both forms ultimately fail to secure the transparency of meaning.”
Allegory’s acknowledgment of its own constructedness allows it to challenge the symbolic belief in linguistic coherence and unity.
Literary Terms/Concepts in “The Rhetoric of Temporality” by Paul de Man
Term/Concept
Definition
Explanation in De Man’s Context
Allegory
A rhetorical device where one thing is symbolically used to represent something else.
De Man argues that allegory reveals the disjunction between sign and meaning, highlighting the temporal gap between language and what it signifies. Allegory makes this gap visible rather than concealing it, as symbols often do.
A figure of speech where an object or action suggests a broader, often abstract, meaning.
In contrast to allegory, symbols suggest a unity between the image and its meaning. De Man critiques this as an illusion of unity, where the symbol tries to mask the inherent disjunction between form and meaning.
Temporality
The state of existing within or being bound by time.
Allegory, for de Man, is inherently temporal. It emphasizes the distance between the present moment and the meaning that is often located in the past or the future, making it a device that acknowledges time’s effect on interpretation.
A figure of speech in which what is stated is often the opposite of what is meant.
Irony is seen by de Man as related to allegory in its ability to expose contradictions and distance between appearance and reality, further destabilizing the coherence of meaning.
The imitation or representation of reality in art and literature.
De Man references mimesis in relation to how both allegory and symbol attempt to represent reality but through differing strategies—allegory through fragmentation and distance, and symbol through unity and coherence.
A figure of speech that involves an implicit comparison between two unlike things.
Metaphor, as related to symbol in de Man’s critique, works by analogy but can sometimes fail to address the deeper disjunction between sign and meaning, as exposed in allegorical structures.
Figural Language
Language that uses figures of speech, such as metaphor, simile, allegory, and symbol, to convey meaning.
De Man situates allegory and symbol as types of figural language, emphasizing how these figures operate within the broader framework of how language constructs, rather than reflects, meaning.
A critical approach that seeks to expose and challenge the underlying assumptions in texts.
Although de Man does not use the term explicitly, his work on allegory versus symbol is foundational to deconstructive criticism, as it challenges the coherence and unity assumed by symbolic interpretations of language.
A literary movement emphasizing emotion, nature, and individualism, often using symbolic language.
De Man critiques the Romantic preference for symbols, arguing that allegory provides a more honest representation of the temporal and fragmented nature of human experience and meaning.
Contribution of “The Rhetoric of Temporality” by Paul de Man to Literary Theory/Theories
1. Establishing Allegory as a Critical Mode:
De Man elevates allegory from a secondary rhetorical device to a primary mode of critique, arguing that it offers a more honest approach to understanding language and meaning than the symbol.
“Allegory shows us that language, rather than transparently reflecting reality, is always mediated by its own structures and conventions.”
Contribution to Deconstructive Criticism: This view is foundational to deconstruction, as it destabilizes traditional ideas of language as a transparent vehicle of meaning.
2. Critique of Symbolic Unity in Romanticism:
De Man critiques the Romantic preference for symbols, which are often seen as representing a unity between form and meaning. He argues that this unity is an illusion.
“The supremacy of the symbol… becomes a commonplace that underlies literary taste, literary criticism, and literary history.”
Contribution to Romantic Studies: De Man’s work challenges the idealization of symbolic coherence in Romantic literature, urging critics to reconsider the role of fragmentation and disjunction.
3. Temporality in Literary Language:
One of the chapter’s key contributions is its emphasis on temporality in language, particularly how allegory foregrounds the temporal gap between sign and meaning.
“The allegorical sign points to an irrevocable past, and its meaning is always inferred rather than directly presented.”
Contribution to Temporal and Historical Criticism: De Man’s focus on the temporal aspect of allegory opens new avenues for exploring how literature engages with time and history.
4. Allegory and Irony as Modes of Self-Awareness:
De Man links allegory with irony, suggesting that both rhetorical modes foster self-awareness by highlighting the disjunction between language and reality.
“Allegory, like irony, points to the distance between the way in which the world appears in reality and the way it appears in language.”
Contribution to Irony and Allegory Studies: This connection has been pivotal for subsequent studies of irony and allegory, especially in post-structuralist criticism, where both modes are seen as strategies that expose the limitations of language.
5. Challenging the Dominance of Mimesis:
De Man’s critique of symbolic unity also challenges traditional notions of mimesis, or the imitation of reality, in literature. He argues that allegory reveals the constructedness of language.
“We can no longer consider the supremacy of the symbol as a ‘solution’ to the problem of metaphorical diction.”
Contribution to Mimetic Theory: His argument questions long-held assumptions about literature’s capacity to reflect reality, influencing theories that emphasize the artificiality and mediation in literary representation.
6. Influence on Deconstructive and Post-Structuralist Criticism:
Although de Man does not explicitly align himself with deconstruction, his arguments about the instability of meaning in both allegory and symbol are foundational to post-structuralist thought.
“The distinction between symbol and allegory becomes of secondary importance when we recognize that both forms ultimately fail to secure the transparency of meaning.”
Contribution to Deconstruction and Post-Structuralism: This critique of meaning’s instability resonates strongly with deconstructive approaches, which emphasize the inherent contradictions within language and meaning.
Examples of Critiques Through “The Rhetoric of Temporality” by Paul de Man
Literary Work
Critique Through “The Rhetoric of Temporality”
Key Focus/Concept
William Wordsworth’s Poetry
Wordsworth’s symbolic language can be critiqued for its attempt to achieve a unity between nature and human emotion, masking the temporal gap.
Symbolic Unity vs. Allegorical Distance: De Man would argue that Wordsworth’s symbols conceal the disjunction between reality and meaning.
Samuel Taylor Coleridge’s “The Rime of the Ancient Mariner”
De Man would critique Coleridge’s use of symbolism, especially in natural images, revealing how allegory disrupts the perceived organic unity.
Temporality and Fragmentation: The poem’s structure and disjointed narrative align with allegorical fragmentation.
Goethe’s “Faust”
Allegorical moments in Faust emphasize the disjunction between human action and transcendental meaning, critiquing the symbolic drive for unity.
Allegory and Symbol in Romanticism: De Man’s critique highlights the tension between Goethe’s use of allegory and the Romantic symbol.
James Joyce’s “Ulysses”
De Man’s theory can be applied to Joyce’s fragmented narrative style, showing how allegory disrupts the coherence of identity and time.
Allegory as a Temporal Mode: Joyce’s fragmented narrative structure mirrors the temporal disjunction emphasized in allegory.
Dante’s “Divine Comedy”
The allegorical framework of the Divine Comedy reflects the temporal nature of meaning, pointing to an eternal, deferred significance.
Allegory and Temporality: De Man would emphasize the temporal delay between Dante’s journey and its ultimate meaning.
Friedrich Hölderlin’s Poetry
Hölderlin’s landscapes, often symbolic, can be critiqued as moments where allegory reveals the impossibility of unity between language and reality.
Metaphor vs. Allegory: Hölderlin’s metaphors may seem symbolic but operate more like allegory in their acknowledgment of disjunction.
E.T.A. Hoffmann’s “The Sandman”
The use of allegory in The Sandman highlights the divide between reality and imagination, resonating with de Man’s view on allegorical distance.
Allegory and Irony: Hoffmann’s use of allegory aligns with de Man’s idea of irony, highlighting the constructedness of reality.
Baudelaire’s Poetry
Baudelaire’s allegorical depictions of modernity, particularly in Les Fleurs du mal, foreground the fragmentation and temporality of experience.
Allegory as Modern Critique: De Man would view Baudelaire’s poetry as an exploration of the disjunction between modern life and meaning.
Franz Kafka’s “The Trial”
Kafka’s allegorical narrative illustrates the endless deferral of meaning, a core concept in de Man’s critique of temporal disjunction in language.
Allegory and Deferred Meaning: Kafka’s narrative reflects the impossibility of reaching a final, unified meaning.
Criticism Against “The Rhetoric of Temporality” by Paul de Man
1. Overemphasis on Allegory’s Primacy:
Critics argue that de Man gives undue primacy to allegory over symbol, marginalizing the value and significance of symbolic language in literature.
Allegory is seen as just one of many rhetorical devices, not necessarily superior in revealing language’s limitations.
2. Neglect of Historical and Cultural Contexts:
De Man’s theoretical approach tends to abstract allegory and symbol from their historical and cultural contexts, focusing more on theoretical distinctions than on how these devices operate in specific literary traditions.
This has led some critics to argue that de Man overlooks the historical particularities that influence the use of rhetorical devices in literature.
3. Deconstruction’s Skepticism Towards Meaning:
Some critics challenge de Man’s alignment with deconstructive approaches, which emphasize the instability and undecidability of meaning. They argue that this undermines the potential for any productive interpretation of literary texts.
This skepticism towards stable meaning can lead to interpretive paralysis, where all interpretations are seen as equally indeterminate.
4. Reduction of Romantic Symbolism:
De Man’s critique of Romantic symbolism, particularly his dismissal of the symbol’s claim to unity, is seen by some as reductive.
Critics suggest that de Man oversimplifies the complexity of Romantic symbols, which often engage in more nuanced and layered relationships between form and meaning than his critique allows.
5. Ambiguity in Distinction Between Allegory and Symbol:
Some scholars argue that de Man’s distinction between allegory and symbol is not as clear-cut as he suggests. The line between these two rhetorical devices can often blur, making his strict categorization problematic.
Critics note that many literary texts use both allegory and symbol in ways that de Man’s binary framework cannot fully account for.
6. Ethical and Moral Concerns:
De Man’s work, including “The Rhetoric of Temporality”, has been criticized for its ethical implications, particularly in light of his posthumously revealed writings from the World War II era.
This controversy has led some to question the broader ethical stance of his literary theories, arguing that they may promote a detachment from moral responsibility in reading and interpretation.
7. Limited Scope of Application:
De Man’s theory is seen by some as too narrow in scope, primarily applicable to Western literary traditions and Romanticism. Critics argue that it does not adequately address works from other literary periods or cultures where allegory and symbol function differently.
Representative Quotations from “The Rhetoric of Temporality” by Paul de Man with Explanation
“Allegory appears as dryly rational and dogmatic in its reference to a meaning that it does not itself constitute, whereas the symbol is founded on an intimate unity between the image that rises up before the senses…”
De Man contrasts allegory and symbol, highlighting allegory’s disjunction between sign and meaning, while symbols attempt to create an illusion of unity between the two.
“The allegorical sign points to an irrevocable past, and its meaning is always inferred rather than directly presented.”
This emphasizes the temporal dimension of allegory, showing how it reflects the distance between the present and the meaning, which is always deferred or removed from immediate comprehension.
“The supremacy of the symbol, conceived as an expression of unity between the representative and the semantic function of language, becomes a commonplace that underlies literary taste, literary criticism, and literary history.”
De Man critiques the dominance of symbolic unity in Romantic literature, arguing that it has shaped critical approaches, often at the expense of understanding allegory’s fragmented and temporal nature.
“Allegory shows us that language, rather than transparently reflecting reality, is always mediated by its own structures and conventions.”
This reflects de Man’s argument that allegory reveals the constructedness and mediation inherent in language, exposing how language operates through conventions that obscure a transparent relationship to reality.
“At the very moment when properly symbolic modes are supplanting allegory, we can witness the growth of metaphorical styles that cannot be called ‘symbolic’ in the Goethian sense.”
De Man critiques the Romantic preference for symbols, pointing out that some metaphors in Romantic texts don’t function symbolically but instead align more with allegory’s fragmented and non-unified presentation of meaning.
“The distinction between symbol and allegory becomes of secondary importance when we recognize that both forms ultimately fail to secure the transparency of meaning.”
Here, de Man emphasizes the instability of meaning in both allegory and symbol, suggesting that neither device can guarantee a coherent or stable interpretation of literary language.
“In the symbolic imagination, no disjunction of the constitutive faculties takes place, since the material perception and the symbolical imagination are continuous, as the part is continuous with the whole.”
De Man explains how symbols aim to create a seamless connection between the material and the abstract, in contrast to allegory, which introduces a split between the form and the meaning.
“Allegory’s temporal structure reveals that meaning is never fully present in the text, but is always deferred, situated in an unreachable future or irrecoverable past.”
This highlights de Man’s key argument that allegory foregrounds the temporality of meaning, showing that it is always deferred or removed from immediate access, rather than fully embodied within the text.
“Allegory shows the gap between how the world appears in language and how it exists in reality.”
This statement illustrates de Man’s argument that allegory exposes the disjunction between language’s representation of reality and the actual nature of reality itself, thereby questioning the transparency of language.
“In both allegory and symbol, the reference to a transcendental source becomes more important than the kind of relationship that exists between the reflection and its source.”
De Man suggests that in both allegory and symbol, the ultimate concern becomes the reference to a transcendental meaning or origin, rather than how the figurative language (reflection) relates to that meaning in a straightforward way.
Suggested Readings: “The Rhetoric of Temporality” by Paul de Man
“The Question of Narrative in Contemporary Historical Theory” by Hayden White first appeared in 1984 in History and Theory (Vol. 23, No. 1, February 1984, pp. 1-33).
Introduction: “The Question of Narrative in Contemporary Historical Theory” by Hayden White
“The Question of Narrative in Contemporary Historical Theory” by Hayden White first appeared in 1984 in History and Theory (Vol. 23, No. 1, February 1984, pp. 1-33). This seminal article addresses the role of narrative in the construction and understanding of historical knowledge, challenging the traditional view that narrative is a mere literary device unsuitable for scientific or empirical study. White argues that narrative plays a crucial role in shaping our perception of historical events, linking them together to create coherence and meaning. He suggests that the use of narrative is not merely a method of storytelling but is essential in shaping the way we understand and interpret history. The article is significant in literature and literary theory as it bridges the gap between historiography and narrative theory, highlighting that history, much like literature, constructs meaning through its form. White’s work has been instrumental in the development of postmodern and structuralist critiques of historiography, emphasizing that the historian’s choice of narrative structure influences the interpretation of events, thus positioning historical writing as a form of rhetoric rather than a purely objective recounting of facts.
Summary of “The Question of Narrative in Contemporary Historical Theory” by Hayden White
Narrative as a Mode of Historical Representation White begins by addressing the intense debate surrounding the use of narrative in historical theory. He notes that while narration is universal and seemingly natural, its use in fields aspiring to scientific rigor is often viewed as problematic. White writes, “The continued use by historians of a narrative mode of representation is an index of a failure at once methodological and theoretical” (p. 1). For him, narrative should not be dismissed simply because it is literary; rather, it is an essential form for making sense of historical events.
The Role of Narrativity in Historiography White argues that within historical studies, narrative is often seen as “a form of discourse” rather than a rigorous method or theory. He highlights that “narrative accounts of its subject matter as an end in itself” seem inadequate to those seeking scientific explanations of the past (p. 2). White contrasts narrative with other discursive forms like analysis or description, noting that the amount of narrative varies depending on whether the historian is trying to tell a story or analyze historical processes.
The Problem of Objectivity in Historical Narrative White points out that one of the main critiques of narrative in historiography is that it imposes a structure on historical events, thus creating a “teleological account” of the past (p. 3). Historians who wish to transform their discipline into a science, he suggests, are concerned that the narrative form distorts historical reality by making it appear as if events unfold according to a preordained pattern.
Fiction vs. History: The Distinction in Content White makes a critical distinction between fictional and historical narratives, noting that “what distinguishes ‘historical’ from ‘fictional’ stories is first and foremost their contents, rather than their form” (p. 4). He argues that while fictional stories are created by the author, historical stories are based on real events. However, the historian’s role is not simply to recount facts but to “find” the story within historical events, shaping them into a coherent narrative.
Historical Explanation vs. Storytelling For White, the difference between explanation and storytelling is fundamental. He notes that traditional historical methods separate the narrative aspect from the explanatory one, with the latter typically seen as more important. “The historian’s dissertation was an interpretation of what he took to be the true story, while his narration was a representation of what he took to be the real story” (p. 7). White suggests that both aspects—narrative and explanation—are necessary for a complete understanding of history.
Narrative and Ideology White discusses the ideological dimensions of narrative, noting that critics argue narrative imposes “mythical” or “ideological” structures on historical events. He explores how narrative history has been critiqued by scholars like the Annales School, who prefer structural and analytical approaches to history. “For the Annalistes, narrative history was simply the history of past politics,” a representation that distorts deeper, long-term social processes (p. 9).
The Necessity of Narrative in Understanding History Despite these critiques, White argues that narrative is necessary for historiography because it helps us make sense of the past. He emphasizes that “the narrative historian, in effect, transforms the chronicle of events into a story” by imposing a structure that highlights causality, meaning, and purpose in historical events (p. 19). Without narrative, history risks becoming a mere list of events devoid of meaning.
Historical Narrative as Allegory White concludes by suggesting that historical narratives should be understood as a kind of “allegory” that speaks to larger truths about human existence. He writes, “Narrative history can legitimately be regarded as something other than a scientific account of events” because it reveals the meaning of those events through its structure, much like literature (p. 21). Thus, narrative plays an essential role in shaping our understanding of history, even if it cannot claim the same objectivity as scientific explanation.
The Relationship Between Narrative and Reality Finally, White asserts that narrative gives shape to historical reality by linking events into a coherent whole. He challenges the notion that narratives are purely ideological, instead proposing that “narrativization” is a way of understanding the complexity of human actions and their consequences (p. 27). For White, “the story told in a narrative is a ‘mimesis’ of the story lived in some region of historical reality” (p. 8), making narrative an essential tool for comprehending history.
Literary Terms/Concepts in “The Question of Narrative in Contemporary Historical Theory” by Hayden White
Literary Term/Concept
Definition
Usage/Importance in the Article
Narrative
A mode of discourse that organizes events into a structured story.
White argues that narrative is a fundamental way in which historians organize and represent historical events, giving coherence and meaning to them.
The imitation or representation of reality in art or literature.
White suggests that narrative in historiography is a form of mimesis, as it seeks to mimic real historical events and give them a structured, coherent form.
Teleology
Explanation of phenomena by the purpose or end goal they serve.
White critiques the teleological aspect of historical narratives, arguing that they often impose a sense of purpose or destiny on past events, which may distort historical truth.
Emplotment
The process of arranging events into a plot to create a narrative.
Central to White’s argument, emplotment refers to how historians select and arrange events into a narrative structure, thereby shaping the interpretation of history.
A symbolic narrative in which characters and events represent broader ideas.
White compares historical narratives to allegories, as they often present events in ways that suggest broader meanings or truths about human experience and society.
Chronicle
A factual account of events in chronological order without interpretation.
White distinguishes a chronicle from a narrative, noting that while a chronicle simply lists events, a narrative gives those events meaning by arranging them into a plot.
Dissertation
An analytical or explanatory mode of discourse, distinct from narrative.
White highlights the distinction between the narrative and dissertative aspects of historical writing, with the latter focused on analysis and explanation rather than storytelling.
Narrativity
The quality of having a structured story or narrative.
White explores how narrativity is inherent in historical writing, even when historians aim for objectivity, and how this shapes their representation of events.
Historiography
The study and writing of history, focusing on the methods and principles used.
White discusses historiography in terms of its narrative structure, questioning the assumption that historical writing can be purely factual and free from narrative influence.
Ideology
A system of ideas and ideals that influences how one perceives and represents reality.
White examines how narratives can serve as vehicles for ideology, shaping how historical events are interpreted and understood according to particular worldviews.
Fiction vs. History
The distinction between imaginary and real events in storytelling.
White explores the blurred lines between fiction and history, noting that while historical narratives claim to represent real events, they share structural similarities with fictional narratives.
Contribution of “The Question of Narrative in Contemporary Historical Theory” by Hayden White to Literary Theory/Theories
White’s work contributes to postmodern literary theory by challenging the assumption that historical narratives can provide an objective representation of the past. He asserts that “narrative history can legitimately be regarded as something other than a scientific account of events” (p. 21), positioning historical writing as inherently subjective and structured by narrative choices. This aligns with postmodern skepticism towards grand narratives and the notion of objective truth, emphasizing that all historical writing is interpretative, not merely descriptive.
White engages with structuralist ideas by emphasizing that narrative is not simply a neutral medium but a “code” that structures how historical events are interpreted and understood. He writes, “Narrative does not show, does not imitate… Its function is not to ‘represent,’ it is to constitute a spectacle” (p. 20). This aligns with structuralist thought, particularly Roland Barthes’ notion that narrative is a system of signs, not a transparent window to reality. White suggests that historical narratives function similarly to literary texts, organized by the same deep structures and patterns.
White’s exploration of emplotment and narrativity contributes to narratology, the study of narrative structure. He argues that “emplotment” is central to historical writing, meaning that historians impose a plot on historical events, much like a novelist shapes a story (p. 19). White’s analysis of how events are turned into stories through narrative structures broadens narratological study beyond fiction, applying it to historiography. His work shows that narrative techniques such as chronology and causality are also present in historical texts, blurring the line between history and literature.
White’s notion of narrative as a form of “allegory” that interprets historical events aligns with hermeneutic theory, which is concerned with the interpretation of texts. He notes, “The story told in a narrative is a ‘mimesis’ of the story lived in some region of historical reality” (p. 8), suggesting that historical writing is a process of interpreting and reinterpreting events to give them meaning. This resonates with Paul Ricoeur’s hermeneutic theory, where narrative plays a key role in the interpretation of human actions and the construction of meaning.
White’s critique of historical objectivity contributes to New Historicism by emphasizing that history is not a fixed, factual recounting but a narrative shaped by cultural and ideological influences. He argues that “the continued use by historians of a narrative mode of representation is an index of a failure… methodological and theoretical” (p. 1), challenging the belief that history can be separated from the historian’s interpretative framework. This idea supports New Historicism’s argument that historical texts are products of the cultural forces of their time and are not free from bias.
Ideology and Literary Criticism
White’s assertion that narrative “can be ideological” because it imposes a teleological structure on historical events (p. 3) contributes to the critique of ideology in literary theory. His work suggests that the way historians arrange and present events often reflects underlying ideological assumptions, much like how literary texts can reinforce or challenge dominant ideologies. This resonates with Marxist literary criticism, which examines how texts can reproduce or contest the social and political structures of their time.
White’s exploration of the instability of meaning in historical narratives aligns with deconstructive theory. By emphasizing that historical writing is not a transparent reflection of events but a form of representation that shapes and constructs meaning, White deconstructs the notion of historical “truth.” His work echoes Derrida’s concept of the “play of signifiers,” where the meaning of a narrative is never fixed but constantly deferred through the narrative structures imposed upon it. White’s assertion that narrative history “says one thing and means another” (p. 22) parallels Derrida’s idea of textual meaning as always contingent and unstable.
Fictionality in Historical Writing
White bridges the gap between fiction and history by asserting that “what distinguishes ‘historical’ from ‘fictional’ stories is first and foremost their contents, rather than their form” (p. 4). This concept contributes to the debate around fictionality in historiography, questioning whether the distinction between historical and fictional narratives is as clear-cut as previously thought. His exploration of how historians use emplotment and figuration to give historical events meaning suggests that historical writing shares more with literary fiction than with objective science.
Examples of Critiques Through “The Question of Narrative in Contemporary Historical Theory” by Hayden White
Literary Work
White’s Concept Applied
Critique Example
George Orwell’s 1984
Ideology in Narrative
Orwell’s narrative can be critiqued as a form of ideological narrative that illustrates how totalitarian regimes construct historical narratives to serve their ideological purposes, much like White suggests narratives can be ideological forms.
Leo Tolstoy’s War and Peace
Emplotment and Historical Fiction
White’s concept of emplotment can be used to critique how Tolstoy arranges historical events into a coherent plot, turning chaotic history into a narrative that appears orderly and meaningful, which White suggests is an artificial construction.
Gabriel García Márquez’s One Hundred Years of Solitude
Myth and History
Through White’s lens, Márquez’s blending of myth and historical narrative challenges the distinction between fiction and history, illustrating how history itself can be mythologized, as White argues.
William Faulkner’s Absalom, Absalom!
Historical Consciousness and Narrative
Faulkner’s fragmented narrative structure can be analyzed through White’s argument about the instability of historical meaning, as the multiple perspectives reflect the difficulty of establishing a singular, coherent historical truth.
Criticism Against “The Question of Narrative in Contemporary Historical Theory” by Hayden White
Overemphasis on the Literary Nature of History: Critics argue that White’s focus on the narrative structure of history risks reducing historical inquiry to the level of fiction, thereby undermining the factual basis of historical research. His assertion that historical writing is primarily emplotted like literary fiction downplays the importance of evidence, sources, and objectivity in historiography.
Neglect of Historical Truth: White’s suggestion that narrative historiography is more about interpretation and structure than truth raises concerns about relativism. Critics believe this approach undermines the historian’s responsibility to present an accurate account of past events. They contend that factual accuracy and truthfulness are essential components of history, which White’s narrative focus de-emphasizes.
Failure to Account for Causality: White is critiqued for not sufficiently addressing the importance of causality in history. His emphasis on emplotment and narrative forms leads to a lack of attention to the specific causes and effects that drive historical events. Some scholars argue that a deeper focus on causal relationships is necessary to understand historical phenomena, rather than framing history as simply a story.
Relativism and the Danger of Ideological Bias: White’s view that all historical narratives are shaped by ideology and interpretation has been criticized for encouraging relativism. This can lead to the belief that all interpretations of history are equally valid, even those that may be biased or politically motivated. Critics argue that this opens the door to subjective manipulation of historical facts, as White does not provide clear criteria for evaluating the validity or reliability of different narratives.
Dismissal of Historical Objectivity: White’s contention that historians cannot achieve objectivity has been challenged by traditional historians who argue that, while complete objectivity is difficult, historians can still strive for a more balanced and impartial representation of the past. Critics argue that White’s position undermines the value of critical methods that historians use to evaluate sources and aim for as much neutrality as possible.
Oversimplification of Historical Discourse: Some scholars argue that White oversimplifies historical discourse by categorizing it alongside literary genres like tragedy or comedy. This framework, while useful for analyzing narrative techniques, is seen as insufficient for capturing the complexity of historical events and the myriad ways historians analyze them.
Reduction of History to a Narrative Form: White’s insistence that all historical accounts are inherently narrative overlooks the possibility of other forms of historiography that do not rely on traditional storytelling. Quantitative history, annalistic history, or social-scientific approaches to history, which focus on data and trends rather than narratives, seem marginalized in White’s framework.
Misunderstanding of Historical Practice: Historians have criticized White for having a limited understanding of the practical methodologies of historical research. His focus on the literary aspects of history ignores the rigor of source analysis, archival research, and the historian’s efforts to ground interpretations in solid evidence.
Representative Quotations from “The Question of Narrative in Contemporary Historical Theory” by Hayden White with Explanation
1. “Narrative is a mode of verbal representation so seemingly natural to human consciousness…”
White argues that narrative is an inherent part of human communication and understanding, raising questions about its role in disciplines like history that aim for objectivity.
2. “The narrative historian… investigates its data in the interest of telling a story…”
White critiques historians for shaping facts into a story, suggesting that history is shaped by narrative choices rather than purely reflecting reality.
3. “The content of historical stories is real events, events that really happened, rather than imaginary events…”
White emphasizes that while the content of history is factual, the form it takes is shaped by narrative structures, much like fiction.
4. “Any narrative account of anything whatsoever is a teleological account…”
White suggests that narrative imposes a goal or direction on events, which often adds unintended ideological biases, questioning the neutrality of historical narratives.
5. “The form of the story told was supposed to be necessitated by the form of the story enacted…”
Here, White critiques the belief that historical events naturally fit into narrative forms, arguing instead that narratives are constructed, not inherent in the events.
6. “Narrative does not show, does not imitate. What happens is language alone, the adventure of language…”
Drawing on post-structuralist thought, White argues that narrative is a construct of language rather than a faithful reflection of reality, challenging the transparency of historical narratives.
7. “A given historical discourse might be factually accurate… and still be assessed as mistaken in its narrative aspect.”
White makes a distinction between the factual accuracy of a historical account and the narrative choices made, suggesting that an accurate history can still be misleading through its narrative form.
8. “In the physical sciences, narratives have no place at all, except as prefatory anecdotes…”
White contrasts history with science, arguing that scientific disciplines avoid narrative because it imposes unnecessary structure and teleology, which he finds problematic in historical writing.
9. “Historiography is ideological precisely insofar as it takes the characteristic form of its discourse…”
White asserts that narrative historiography often reflects ideological biases by treating narrative as a natural form rather than as a subjective interpretive choice.
10. “The historical narrative does not, as narrative, dispel false beliefs about the past…”
White argues that narrative history does not correct misconceptions about the past, but instead works within the constraints of narrative form, which may perpetuate certain myths or distortions.
Suggested Readings: “The Question of Narrative in Contemporary Historical Theory” by Hayden White
Vann, Richard T. “The Reception of Hayden White.” History and Theory, vol. 37, no. 2, 1998, pp. 143–61. JSTOR, http://www.jstor.org/stable/2505462. Accessed 18 Oct. 2024.
Tamura, Eileen H. “Narrative History and Theory.” History of Education Quarterly, vol. 51, no. 2, 2011, pp. 150–57. JSTOR, http://www.jstor.org/stable/41303866. Accessed 18 Oct. 2024.
Norman, Andrew P. “Telling It Like It Was: Historical Narratives on Their Own Terms.” History and Theory, vol. 30, no. 2, 1991, pp. 119–35. JSTOR, https://doi.org/10.2307/2505536. Accessed 18 Oct. 2024.
“Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips first appeared in 1999 in the journal New Literary History, published by The Johns Hopkins University Press.
Introduction: “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
“Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips first appeared in 1999 in the journal New Literary History, published by The Johns Hopkins University Press. The article critically engages with the intersections between ecocriticism and literary theory, questioning the romanticized notions of nature often embraced by ecocritics. Phillips challenges the ecocritical movement’s preference for realism and critiques the idealized portrayal of nature in literature, arguing that such representations are deeply entwined with cultural constructions. He draws on the work of Umberto Eco to explore the complexities of “truth” in ecology, emphasizing that nature, like culture, is complicated and cannot be understood through simple, reductive narratives. Phillips’ work is significant in the field of literary theory as it urges scholars to reconsider the assumptions underlying ecocritical approaches and calls for a more nuanced understanding of the relationship between literature, culture, and the environment.
Summary of “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
Ecocriticism’s Simplistic Realism Phillips criticizes ecocriticism’s reliance on realism to represent nature, arguing that this approach is limited and often misguided. He points out that ecocriticism assumes “that the representation of nature in literature can be straightforward and unproblematic,” which he considers overly simplistic. He questions ecocritics’ belief that a return to realism can somehow restore our understanding of nature.
“I doubt whether the ecocritics’ preferred counter… is all that powerful a response, based as it is on some dubious ideas about the nature of representation and the representation of nature.”
Challenges of Representing Nature Phillips emphasizes that nature, as a subject of literary representation, is far more complex than ecocritics acknowledge. He argues that both nature and its representations are interwoven with cultural processes, making it impossible to “represent” nature in literature without cultural mediation.
“Nature is complex; Nature is thoroughly implicated in culture, and culture is thoroughly implicated in nature.”
Critique of Ecocriticism’s Anti-Theory Stance Phillips criticizes ecocriticism’s rejection of literary theory. Many ecocritics view theory as unnecessary or even harmful to their goals. Phillips sees this as a significant flaw, arguing that without engaging with theory, ecocriticism risks becoming intellectually shallow.
“Ecocritics also run the risk of being labeled reactionary and getting lumped with the neoconservatives.”
The Construction of Nature by Culture The article questions the ecocritical rejection of postmodern and poststructuralist ideas, particularly the belief that nature is a cultural construct. Phillips highlights the ecocritics’ discomfort with this idea, but he insists that acknowledging the cultural construction of nature is crucial for any meaningful analysis.
“They are bothered, though, by theory’s contention that nature is constructed by culture.”
Ecocriticism’s Misinterpretation of Ecological Science Phillips argues that many ecocritics have a flawed understanding of ecology itself. He critiques their reliance on outdated ecological models, which present nature as harmonious and unified. He references contemporary ecological science, which views ecosystems as fragmented and constantly in flux, contrasting this with ecocriticism’s nostalgic view of nature.
“The ideal of the ecosystem as a model of unity, ‘of order and equilibrium,’ has been supplanted in recent ecological theory by ‘the idea of the lowly “patch.”‘”
Misapplication of Scientific Terms Phillips also critiques ecocriticism’s careless use of ecological terminology. He notes that terms like “ecosystem,” “organism,” and “wilderness” are often borrowed and applied metaphorically in ways that misrepresent their scientific meaning.
“Ecocritical analysis of literary texts then proceeds haphazardly, by means of fuzzy concepts fashioned out of borrowed terms.”
The Limits of Ecocriticism Finally, Phillips calls for a more intellectually rigorous approach to ecocriticism, one that engages seriously with both literary theory and contemporary ecological science. He believes that ecocriticism, in its current form, fails to address the complexities of both literature and the environment.
“Ecocriticism needs a rationale that will enable it to use the ‘resources’ of literary theory while retaining some respect for the force of theory’s ‘premises.'”
Literary Terms/Concepts in “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
Literary Term/Concept
Description
Realism
A literary technique that attempts to represent nature and life accurately without idealization or romantic subjectivity. Ecocriticism often turns to realism to represent nature, but Phillips argues that this approach is too simplistic.
The act of depicting or portraying subjects (e.g., nature) in literature. Phillips critiques the idea that nature can be straightforwardly represented, as representation is always culturally mediated.
A form of literary criticism that explores the relationship between literature and the environment. Phillips critiques its romanticized and often simplistic views of nature.
A literary and philosophical movement characterized by skepticism toward grand narratives and the belief that truth is relative. Ecocriticism’s rejection of postmodern ideas, such as the construction of nature by culture, is critiqued by Phillips.
A theoretical framework that challenges the stability of meaning and representation. Phillips highlights how ecocritics are uncomfortable with the poststructuralist view that nature is culturally constructed.
A concept borrowed from Umberto Eco, where reality and simulations of reality are blurred. Phillips uses this to discuss how representations of nature in spaces like zoos contribute to a sense of hyperreality.
Cultural Construct
The idea that concepts like nature are shaped by cultural, social, and historical contexts. Phillips emphasizes that nature, as we understand it, is inseparable from culture.
A figure of speech that implies a comparison between two unlike things. Phillips critiques the ecocritical use of scientific terms like “ecosystem” as metaphors without acknowledging their figurative status.
Ideological Screen
A concept in literary theory referring to the ways in which ideology shapes our perceptions and representations of the world. Phillips discusses how ecocritics often ignore how representations of nature can function as ideological screens.
Contribution of “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips to Literary Theory/Theories
1. Ecocriticism
Contribution: Phillips’ work serves as a critique of ecocriticism itself, arguing that it tends to idealize nature and simplify the complexities of both ecological science and literary representation. He challenges the assumption that literature can straightforwardly represent nature and criticizes ecocriticism’s avoidance of literary theory.
Reference: “Ecocriticism needs a rationale that will enable it to use the ‘resources’ of literary theory while retaining some respect for the force of theory’s ‘premises.'” Phillips suggests that ecocriticism must engage more rigorously with literary theory, rather than rejecting it as many ecocritics do.
2. Realism
Contribution: Phillips critiques ecocriticism’s embrace of realism, particularly the belief that nature can be authentically represented through literary realism. He argues that realism is not an adequate response to the complex, mediated nature of ecological and cultural realities.
Reference: “The ecocritics’ preferred counter to it—a renewal of realism, at least where nature is concerned—is all that powerful a response, based as it is on some dubious ideas about the nature of representation and the representation of nature.” Phillips challenges the assumption that realism is the best way to represent nature, urging a more critical examination of how nature is portrayed in literature.
3. Poststructuralism
Contribution: Phillips addresses the ecocritical discomfort with poststructuralism, especially its assertion that nature is a cultural construct. He defends the poststructuralist view that nature is not a fixed, pure entity but is shaped by human culture and discourse.
Reference: “They are bothered, though, by theory’s contention that nature is constructed by culture.” Phillips highlights the ecocritical rejection of poststructuralism, but he argues that this theory offers valuable insights into the way nature and culture are intertwined.
4. Postmodernism
Contribution: Phillips critiques ecocriticism’s rejection of postmodernism, which often challenges the possibility of unmediated, authentic representations of nature. He argues that ecocriticism would benefit from incorporating postmodern insights about the instability of representation and the cultural construction of nature.
Reference: “The constructedness of nature is a basic tenet of postmodernism, poststructuralism, and other forms of theory sharing the same feeling of belatedness and the common conviction that representation is always already inadequate.” This statement indicates Phillips’ support for postmodernism’s critical perspective on representation, which he believes ecocriticism should engage with more fully.
5. Hyperreality
Contribution: Drawing from Umberto Eco’s concept of hyperreality, Phillips applies this idea to the representation of nature in literature and culture. He suggests that ecocriticism often fails to acknowledge the “hyperreal” nature of these representations, where imitations of nature become more real than nature itself.
Reference: “If in one of the nation’s shrines to ecology the truth of ecology seems obscure, then where is that truth located? And how should we react when we find ecology present but made into a lie, as seems to be the case at the San Diego Zoo, given its apparently natural yet man-made labyrinths?” Phillips uses Eco’s theory to argue that ecocritical representations of nature often fall into the trap of hyperreality, where nature is simulated rather than authentically represented.
6. Theories of Representation
Contribution: Phillips challenges conventional theories of representation in literary studies, particularly those that assume a clear and direct relationship between language and the natural world. He argues that representations of nature in literature are inevitably mediated by cultural and ideological factors.
Reference: “Representation is always already inadequate.” Phillips critiques the ecocritical belief that nature can be faithfully represented, aligning more with poststructuralist theories that question the adequacy of any form of representation.
7. Cultural Construct Theory
Contribution: Phillips defends the idea that nature, as we understand it, is a cultural construct, shaped by historical, social, and ideological contexts. This challenges the ecocritical notion that nature exists outside of human culture and can be represented independently of cultural mediation.
Reference: “Ecocritics often seem impatient with any intellectual activity entailing traffic in abstractions, which is to say any intellectual activity with some philosophical bite and force.” By advocating for a more philosophically rigorous approach, Phillips underscores the importance of recognizing the cultural construction of nature.
Summary of Contributions:
Phillips critiques ecocriticism for its anti-theoretical stance and romanticization of nature.
He challenges the realist tradition in ecocriticism, questioning the possibility of directly representing nature in literature.
Phillips aligns with poststructuralism and postmodernism, defending the view that nature is a cultural construct and that representation is inherently mediated by culture.
He applies hyperreality to show how representations of nature can become simulacra, distancing themselves from actual ecological realities.
His work calls for a more sophisticated engagement with theories of representation, moving beyond simplistic and reductive portrayals of nature in literature.
Examples of Critiques Through “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
Literary Work and Author
Critique Through Dana Phillips’ Ecocritical Lens
Walden by Henry David Thoreau
Phillips critiques the romanticized view of nature in Walden. He argues that Thoreau’s depiction of nature reflects an idealized, unrealistic portrayal, disconnected from the complexities and cultural constructions of nature. Thoreau’s idea of living “in harmony with nature” overlooks the intricate interdependence of culture and ecology.
Imagining the Earth by John Elder
Phillips critiques Elder’s analogy between poetry and ecosystems, arguing that the comparison is overly deterministic and flawed. He points out that Elder conflates literary form with ecological processes, which leads to a problematic view of nature as indivisible and unified. Phillips rejects Elder’s romantic vision of ecological “wholeness” as scientifically outdated.
The Environmental Imagination by Lawrence Buell
Phillips critiques Buell’s call for a return to literary realism to reconnect with nature. He argues that Buell’s advocacy for realism in environmental literature ignores the complexities of representation and falls into a nostalgic view of nature that is disconnected from contemporary ecological science, which emphasizes instability and fragmentation in ecosystems.
A Field Guide to the Birds by Roger Tory Peterson
Phillips critiques the notion that Peterson’s field guide achieves “realistic” representation of nature. He argues that Peterson’s illustrations are abstractions that simplify and stylize nature for practical identification purposes, not accurate depictions of ecological reality. Phillips uses this example to demonstrate the limits of realism in representing nature.
Criticism Against “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
Overemphasis on Theoretical Abstraction Critics may argue that Phillips places too much emphasis on abstract theoretical concepts, distancing his analysis from the practical and activist goals of ecocriticism. His heavy reliance on poststructuralist and postmodern theories could alienate readers who are more focused on environmental advocacy and real-world ecological issues.
Undermining Ecocriticism’s Activist Goals Phillips’ critique of ecocriticism’s romanticization of nature may be seen as undermining its purpose to inspire environmental consciousness and activism. By focusing on the theoretical limitations of ecocriticism, Phillips could be seen as dismissing the movement’s broader goals of fostering a connection between literature and ecological awareness.
Dismissal of Ecological Realism Some may criticize Phillips for dismissing ecological realism as a valid literary strategy. His argument that realism oversimplifies the complexities of nature could be viewed as an overly narrow interpretation, failing to acknowledge that realist depictions of nature can still serve important pedagogical and aesthetic functions.
Insufficient Engagement with Ecocritical Texts Phillips could be criticized for not engaging deeply enough with the broader body of ecocritical literature. While he critiques the movement’s theoretical foundations, some might argue that he selectively engages with ecocriticism and does not provide a comprehensive critique of its diverse methodologies and approaches.
Neglecting Ecocriticism’s Cultural Impact Critics may argue that Phillips underestimates the cultural and educational impact of ecocriticism in raising environmental awareness through literature. By focusing too heavily on its theoretical flaws, he may overlook the ways in which ecocriticism has successfully influenced public discourse on environmental issues.
Representative Quotations from “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips with Explanation
“Ecocriticism needs a rationale that will enable it to use the ‘resources’ of literary theory…”
Phillips argues that ecocriticism must engage with literary theory rather than reject it. He suggests that ecocriticism needs to use theoretical frameworks to deepen its analysis of nature in literature.
“Representation is always already inadequate.”
Phillips highlights the limitations of representation, particularly in literature’s attempts to portray nature. He aligns with poststructuralist ideas, suggesting that language cannot fully capture reality.
“Nature is complex; Nature is thoroughly implicated in culture, and culture is thoroughly implicated in nature.”
This quote emphasizes the interconnectedness of nature and culture. Phillips rejects the notion of a pure, untouched nature, arguing that our understanding of nature is shaped by cultural processes.
“Ecocritics often seem impatient with any intellectual activity entailing traffic in abstractions.”
Phillips critiques ecocritics for avoiding theoretical complexity. He believes that ecocriticism should engage with abstract concepts and philosophical ideas to strengthen its intellectual rigor.
“The hyperreal is not just a bad idea or the product of a lapse in taste, but a full-blown cultural condition.”
Drawing from Umberto Eco, Phillips discusses the concept of hyperreality, where simulated or idealized representations of nature replace authentic experiences. This is a critique of how nature is often represented.
“The constructedness of nature is a basic tenet of postmodernism, poststructuralism…”
Phillips explains the postmodern and poststructuralist view that nature is not a fixed reality but is constructed through human culture, language, and ideologies. Ecocriticism often struggles with this idea.
“Ecocritics have a knack for overlooking this irony…”
Phillips points out that ecocritics tend to ignore the irony that the very concept of nature they celebrate is constructed by the same cultural forces they critique.
“Realism is, in fact, a ‘metropolitan’ form…”
Phillips critiques ecocriticism’s reliance on realism, describing it as a form rooted in cultural and urban contexts. He argues that realism cannot provide an authentic representation of nature.
“The ideal of the ecosystem as a model of unity has been supplanted… by the idea of the lowly ‘patch.'”
Here, Phillips refers to contemporary ecological science, which rejects earlier models of ecosystems as unified and stable. He argues that ecocriticism often relies on outdated ecological models in its analysis.
“Ecocriticism may be reactionary after all, albeit in its own way.”
Phillips critiques ecocriticism for its nostalgic longing for a return to a “simpler” understanding of nature, calling this stance reactionary, as it opposes modern theoretical and ecological complexities.
Suggested Readings: “Ecocriticism, Literary Theory, and the Truth of Ecology” by Dana Phillips
Markku Lehtimäki. “Natural Environments in Narrative Contexts: Cross-Pollinating Ecocriticism and Narrative Theory.” Storyworlds: A Journal of Narrative Studies, vol. 5, 2013, pp. 119–41. JSTOR, https://doi.org/10.5250/storyworlds.5.2013.0119. Accessed 18 Oct. 2024.
“The Politics of Recognition” by Charles Taylor first appeared in Multiculturalism: Expanded Paperback Edition, edited by Amy Gutmann and published by Princeton University Press in 1994.
Introduction: “The Politics Of Recognition”by Charles Taylor
“The Politics of Recognition” by Charles Taylor first appeared in Multiculturalism: Expanded Paperback Edition, edited by Amy Gutmann and published by Princeton University Press in 1994. The essay, spanning pages 25-74, has become a significant contribution to discussions in literature and literary theory. Taylor’s central argument is that recognition plays a crucial role in shaping individual and group identities. The failure to adequately recognize the identities of minority or marginalized groups can result in profound social harm, creating feelings of oppression and self-depreciation. This idea has had a significant influence on the study of identity politics, multiculturalism, and the social construction of identity in literary theory, where the recognition of diverse voices and perspectives is essential for inclusivity and equality. Taylor’s work has paved the way for deeper analysis of how misrecognition operates in social, political, and literary contexts, influencing both personal identities and the broader dynamics of cultural and power relations.
Summary of “The Politics Of Recognition”by Charles Taylor
1. Recognition and Identity Formation
Taylor argues that recognition is a vital human need, not merely a courtesy, but essential for the formation of individual and collective identities. He asserts that the lack of recognition, or misrecognition, can inflict harm on people and groups, distorting their self-image.
Quotation: “Our identity is partly shaped by recognition or its absence, often by the misrecognition of others… Nonrecognition or misrecognition can inflict harm, can be a form of oppression, imprisoning someone in a false, distorted, and reduced mode of being” (Taylor, p. 25).
2. The Historical Context of Recognition
Taylor traces the modern discourse of identity and recognition back to the collapse of traditional social hierarchies and the rise of modern concepts like dignity. The shift from a hierarchical notion of “honor” to a more egalitarian notion of “dignity” has been key in democratic societies.
Quotation: “The modern notion of dignity is now used in a universalist and egalitarian sense… this concept of dignity is the only one compatible with a democratic society” (Taylor, p. 26).
3. The Role of Multiculturalism in Identity Politics
Taylor highlights that the demand for recognition is at the heart of contemporary political struggles, particularly among minority groups, feminists, and colonized peoples. These groups seek recognition of their unique identities and cultural differences, often as a form of resistance against the dominant societal norms.
Quotation: “The demand for recognition in these latter cases is given urgency by the supposed links between recognition and identity” (Taylor, p. 25).
4. The Dialogical Nature of Identity
Taylor emphasizes that identity is dialogical, meaning it is shaped and negotiated through interactions with others. Human beings rely on social exchanges, not just solitary reflection, to form a sense of who they are.
Quotation: “We become full human agents, capable of understanding ourselves… through our acquisition of rich human languages of expression” (Taylor, p. 32).
5. The Politics of Equal Recognition
Taylor discusses two forms of politics that have emerged: the politics of universal dignity, where everyone is treated the same, and the politics of difference, which insists on recognizing the unique identities of different cultures and groups.
Quotation: “With the politics of equal dignity, what is established is meant to be universally the same… With the politics of difference, what we are asked to recognize is the unique identity of this individual or group” (Taylor, p. 38).
6. The Potential Harm of Misrecognition
Misrecognition is not just a lack of due respect but can lead to real damage, particularly when groups internalize the negative perceptions imposed on them by the dominant culture. This is especially true for historically marginalized groups, such as women, racial minorities, and indigenous peoples.
Quotation: “Nonrecognition or misrecognition can inflict harm, can be a form of oppression, imprisoning someone in a false, distorted, and reduced mode of being” (Taylor, p. 25).
7. The Link Between Recognition and Power Dynamics
Taylor explores how dominant cultures impose their identity and image on others, often marginalizing or misrepresenting subaltern groups. He draws parallels to the work of Frantz Fanon, who argued that the colonized must purge the imposed negative self-image to reclaim their identity.
Quotation: “The colonized… in order to be free, must first of all purge themselves of these depreciating self-images” (Taylor, p. 64).
8. Authenticity and the Ideal of Self-Discovery
Taylor introduces the concept of “authenticity,” which refers to the idea of being true to oneself and one’s own unique identity. This modern ideal emerged from the collapse of traditional social roles, encouraging individuals to pursue self-realization.
Quotation: “There is a certain way of being human that is my way… If I am not, I miss the point of my life; I miss what being human is for me” (Taylor, p. 30).
9. The Role of Recognition in Democratic Societies
Taylor concludes that recognition is not only vital for personal identity but is also foundational for democratic societies. Without recognition, marginalized groups may suffer from a lack of self-esteem, which undermines the ideals of equality and social cohesion.
Quotation: “Equal recognition is not just the appropriate mode for a healthy democratic society. Its refusal can inflict damage on those who are denied it” (Taylor, p. 36).
Literary Terms/Concepts in “The Politics Of Recognition”by Charles Taylor
Term/Concept
Definition
Explanation in Context
Recognition
The act of acknowledging or validating the identity of an individual or group.
Taylor argues that recognition is a fundamental human need and that misrecognition can cause social and psychological harm. He connects this idea to identity formation, particularly for marginalized groups, whose identities have been denied or distorted by dominant cultures.
An individual’s or group’s understanding of who they are, often shaped by external recognition.
Taylor emphasizes that identity is formed in a social context and through dialogical interactions. The way others perceive and acknowledge us influences how we perceive ourselves, making identity a collective as well as personal construct.
Misrecognition
The failure to recognize or a false representation of someone’s identity.
Taylor argues that misrecognition can be harmful, leading to the internalization of negative stereotypes by marginalized groups, which can result in self-depreciation and a distorted sense of identity.
Dialogical Nature of Identity
The concept that identity is shaped through dialogue and social interaction with others.
Identity is not formed in isolation but through exchanges with others. Taylor discusses how humans learn to define themselves through the “dialogical” process, involving constant interaction with significant others in society.
Authenticity
The ideal of being true to one’s own unique self or inner nature.
Taylor introduces the concept of authenticity as central to modern identity, suggesting that individuals must discover and express their own unique way of being human, rather than conforming to externally imposed roles or expectations.
Politics of Difference
A political approach that emphasizes the need to recognize and validate the unique identities of different groups.
Taylor contrasts the politics of difference with the politics of universalism, advocating for the recognition of specific cultural identities rather than treating everyone as identical. This approach highlights the importance of acknowledging diversity in a multicultural society.
Universal Dignity
The concept that all individuals deserve equal respect and recognition, regardless of their differences.
Taylor links universal dignity to democratic societies, where everyone is recognized equally. However, he also argues that this form of recognition may sometimes ignore the specific needs and identities of marginalized groups, leading to a call for more individualized forms of recognition.
Cultural Identity
The identity of a group or culture as shaped by shared traditions, language, and values.
Taylor discusses how cultural identity can be threatened by misrecognition, particularly for minority or subaltern groups whose cultural values and practices may be marginalized or dismissed by dominant cultures. He argues for the importance of recognizing cultural differences within multiculturalism.
A political and social philosophy that promotes the recognition and coexistence of diverse cultural groups.
The essay is framed within the context of multiculturalism, as Taylor discusses how different cultures within a society must be acknowledged and respected in order to avoid oppression and misrecognition. He explores the politics of equal recognition in a multicultural context.
Hegelian Dialectic
A philosophical framework, especially Hegel’s master-slave dialectic, focusing on the development of self-consciousness through recognition.
Taylor refers to Hegel’s dialectic to explain how identity is formed in relation to others, particularly the master-slave relationship, where both parties are dependent on recognition from each other to achieve self-consciousness and freedom.
A term used to refer to groups outside of the hegemonic power structures, often marginalized or oppressed.
Taylor uses this term to discuss groups such as minorities, women, and indigenous peoples, who have historically been denied recognition and whose identities have been shaped by misrecognition by dominant groups or cultures.
Contribution of “The Politics Of Recognition”by Charles Taylor to Literary Theory/Theories
Contribution: Taylor’s work directly engages with the concept of recognition and misrecognition, which are central to postcolonial theory. His argument that the identity of colonized or subaltern groups is shaped by the misrecognition imposed by colonizing powers resonates with the core ideas in postcolonial studies.
Reference: “Recently, a similar point has been made in relation to indigenous and colonized people in general. It is held that since 1492 Europeans have projected an image of such people as somehow inferior, ‘uncivilized,’ and through the force of conquest have often been able to impose this image on the conquered” (Taylor, p. 25).
Theoretical Connection: This idea ties into Frantz Fanon’s concept of the colonized subject needing to purge the colonizer’s imposed identity, a crucial theme in postcolonial literature and theory.
Contribution: Taylor’s discussion of misrecognition includes an analysis of how women, particularly in patriarchal societies, have internalized a demeaning image of themselves. This resonates with feminist literary theory’s focus on how patriarchal structures shape the representation and identity of women in literature and society.
Reference: “Some feminists have argued that women in patriarchal societies have been induced to adopt a depreciatory image of themselves… they may be incapable of taking advantage of the new opportunities” (Taylor, p. 25).
Theoretical Connection: Taylor’s ideas support feminist critiques of how women’s roles and identities have been constructed by male-dominated societies, leading to a re-examination of female identity in literature, as seen in works by theorists like Judith Butler and Simone de Beauvoir.
3. Identity Politics in Literary Theory
Contribution: Taylor’s argument that identity is dialogical—that it is shaped through interactions with others—has influenced theories of identity politics in literary studies. His assertion that recognition is essential for identity formation directly impacts how literature portrays identity struggles, particularly for marginalized groups.
Reference: “We become full human agents… through our acquisition of rich human languages of expression… People do not acquire the languages needed for self-definition on their own” (Taylor, p. 32).
Theoretical Connection: This aligns with identity politics in literary theory, where scholars examine how literature reflects the shaping of individual and collective identities, often through the lens of societal interaction and recognition (e.g., Stuart Hall’s theories of cultural identity).
Contribution: Taylor’s work has significantly contributed to the discourse of multiculturalism in literary theory. His advocacy for the politics of difference, where cultural identities must be recognized and validated, directly informs the multicultural approach in literature. This approach seeks to give voice to minority cultures and recognize their value within a dominant culture.
Reference: “Democracy has ushered in a politics of equal recognition, which has taken various forms over the years, and has now returned in the form of demands for the equal status of cultures and of genders” (Taylor, p. 27).
Theoretical Connection: This idea aligns with the goals of multicultural literary theory, which critiques the dominance of Eurocentric perspectives and pushes for the inclusion and validation of diverse cultural narratives in literature, as theorized by critics like Edward Said and Homi K. Bhabha.
5. Dialogism and Bakhtinian Theory
Contribution: Taylor’s concept of the dialogical nature of identity mirrors Mikhail Bakhtin’s theory of dialogism, where meaning is created through interaction and exchange between different voices. In literature, this theory is applied to understand how characters and narratives shape identity through dialogue with others.
Reference: “We define our identity always in dialogue with, sometimes in struggle against, the things our significant others want to see in us” (Taylor, p. 32).
Theoretical Connection: Taylor’s theory supports Bakhtinian ideas in literary theory, where the self and identity are not static but are constantly negotiated through dialogue and interaction with the social environment.
Contribution: Taylor’s emphasis on the harm caused by misrecognition, especially concerning racial identity, contributes to critical race theory (CRT) in literature. CRT explores how race and racism are ingrained in cultural representations and how these representations shape racial identity and social dynamics.
Reference: “An analogous point has been made in relation to blacks: that white society has for generations projected a demeaning image of them, which some of them have been unable to resist adopting” (Taylor, p. 25).
Theoretical Connection: This mirrors CRT’s focus on how racial identities are shaped by societal recognition or misrecognition, as theorized by scholars such as Kimberlé Crenshaw and Derrick Bell.
7. Liberalism vs. Politics of Difference
Contribution: Taylor critiques the liberal politics of universalism, which emphasizes treating everyone the same, and contrasts it with the politics of difference, which insists on recognizing cultural specificities. This debate impacts literary theory by informing how literary critics engage with texts that explore cultural identity, diversity, and assimilation.
Reference: “With the politics of equal dignity, what is established is meant to be universally the same… with the politics of difference, what we are asked to recognize is the unique identity of this individual or group” (Taylor, p. 38).
Theoretical Connection: This distinction plays a key role in cultural and literary studies, particularly in debates about how literature should represent cultural and gender identities—whether through a universalist lens or one that acknowledges difference.
8. Authenticity and Self-Realization in Romantic and Modernist Literary Theory
Contribution: Taylor’s concept of authenticity, which emphasizes being true to one’s unique self, contributes to the analysis of Romantic and Modernist literature, which often centers around themes of individual self-realization and authenticity.
Reference: “There is a certain way of being human that is my way. I am called upon to live my life in this way, and not in imitation of anyone else’s life” (Taylor, p. 30).
Theoretical Connection: This idea of authenticity is central to Romantic and Modernist literary theory, influencing discussions around characters’ struggles for self-expression and identity, as seen in works by writers like Ralph Waldo Emerson and Virginia Woolf.
Examples of Critiques Through “The Politics Of Recognition”by Charles Taylor
Title and Author
Critique Through “The Politics of Recognition”
Key Concepts from Taylor
Things Fall Apart by Chinua Achebe
Achebe’s novel critiques the misrecognition of African cultures by European colonizers. The lack of recognition of Igbo traditions leads to cultural disintegration and identity crises for the characters.
Misrecognition, Cultural Identity, Postcolonial Theory – The colonizers impose an image of inferiority on the Igbo, which distorts their identity (Taylor, p. 25).
Wide Sargasso Sea by Jean Rhys
Rhys re-examines the character of Bertha Mason from Jane Eyre, exploring how racial and gender misrecognition leads to her dehumanization. Bertha’s identity is shaped by the colonial misrepresentation of her as ‘mad.’
Feminist Theory, Postcolonial Identity, Dialogical Nature of Identity – Bertha is a victim of both patriarchal and colonial misrecognition (Taylor, p. 25).
Beloved by Toni Morrison
Morrison’s novel explores how slavery dehumanizes and misrecognizes African American identity. The characters struggle to reclaim their identity after generations of racial oppression and misrecognition.
Critical Race Theory, Identity Politics – Slavery imposes a distorted identity on African Americans, leading to generational trauma and loss of self (Taylor, p. 25).
The Color Purple by Alice Walker
Walker critiques the misrecognition of Black women within both racist and patriarchal structures. The protagonist Celie struggles to gain recognition of her dignity and humanity.
Feminist Theory, Politics of Difference – Celie’s journey is one of reclaiming her identity in a system that denies her recognition as a full human being (Taylor, p. 36).
Criticism Against “The Politics Of Recognition”by Charles Taylor
Critics argue that Taylor’s focus on the recognition of cultural identities can inadvertently lead to cultural essentialism, where individuals are reduced to static, group-based identities rather than being seen as complex individuals with multiple affiliations.
2. Risk of Cultural Fragmentation
Taylor’s call for the recognition of distinct cultural identities may contribute to social fragmentation. Critics suggest that by emphasizing cultural differences, The Politics of Recognition risks undermining social cohesion and shared democratic values.
3. Limited Application to Liberal Universalism
Critics from a liberal universalist perspective contend that Taylor’s approach conflicts with the principle of equal treatment under the law. By advocating for the recognition of differences, his theory may challenge the ideal of treating all citizens the same, potentially leading to unequal treatment.
4. Insufficient Focus on Economic Inequality
Some critics argue that Taylor’s work prioritizes cultural recognition over material or economic inequality. They claim that addressing cultural identity alone does not solve systemic issues related to class and economic disparity, which are critical for true justice.
Taylor’s concept of recognition has been criticized for being vague and difficult to operationalize in real-world political contexts. Critics argue that it is unclear how societies should practically implement recognition policies without creating further divisions.
6. Ignores Power Dynamics within Cultures
Taylor’s framework has been criticized for assuming that cultures are internally harmonious and that recognition of a culture’s identity will benefit all its members equally. Feminist and postcolonial critics, in particular, argue that this overlooks power hierarchies within cultures that marginalize women and other subgroups.
Representative Quotations from “The Politics Of Recognition”by Charles Taylor with Explanation
“Our identity is partly shaped by recognition or its absence, often by the misrecognition of others.” (p. 25)
Taylor introduces the core idea that recognition by others is essential for identity formation. Without proper recognition, individuals and groups can suffer from misrecognition, leading to harm and a distorted sense of self.
“Nonrecognition or misrecognition can inflict harm, can be a form of oppression.” (p. 25)
Taylor argues that misrecognition is not just a failure of courtesy but an active form of oppression. It can imprison individuals and groups in a false identity, preventing them from flourishing and realizing their true selves.
“The demand for recognition is given urgency by the supposed links between recognition and identity.” (p. 25)
This quote emphasizes the strong connection between recognition and personal or collective identity. Taylor highlights how the need for recognition is central to various social and political movements, such as feminism and multiculturalism.
“The collapse of social hierarchies, which used to be the basis for honor, led to the modern notion of dignity.” (p. 26)
Taylor traces the historical shift from hierarchical honor to the modern, egalitarian concept of dignity. This shift underpins the demand for equal recognition in democratic societies, where all individuals are considered worthy of respect.
“Recognition is not just a courtesy we owe people. It is a vital human need.” (p. 26)
Taylor underscores that recognition is not optional or a matter of politeness; it is essential for the psychological and social well-being of individuals. Without it, people can be harmed and denied their full humanity.
“Equal recognition is not just the appropriate mode for a healthy democratic society. Its refusal can inflict damage on those who are denied it.” (p. 36)
Taylor makes the case that equal recognition is a requirement for a functional democracy. Denying recognition to individuals or groups can have damaging effects, leading to inequality and social instability.
“We define our identity always in dialogue with, sometimes in struggle against, the things our significant others want to see in us.” (p. 32)
Taylor emphasizes the dialogical nature of identity. Our sense of self is shaped through interactions with others, whether those interactions are harmonious or conflictual, highlighting the social dimension of identity formation.
“The modern preoccupation with identity and recognition was inevitable.” (p. 26)
Taylor argues that the modern concern with identity and recognition arises naturally from the decline of traditional social hierarchies and the rise of democratic societies. This preoccupation reflects the importance of dignity in modern life.
“The politics of equal dignity has given rise to a politics of difference.” (p. 38)
Taylor contrasts two political approaches: one based on the universal recognition of equal dignity, and the other on the recognition of cultural differences. This reflects the tension between treating everyone the same and acknowledging specific identities.
“Misrecognition shows not just a lack of due respect. It can inflict a grievous wound, saddling its victims with a crippling self-hatred.” (p. 25)
Taylor argues that misrecognition is more than disrespect—it can deeply wound individuals and groups, leading them to internalize negative stereotypes, which results in diminished self-esteem and perpetuates oppression.
Suggested Readings: “The Politics Of Recognition”by Charles Taylor
Nakata, Sana. “WHO IS THE SELF IN INDIGENOUS SELF-DETERMINATION?” Indigenous Self-Determination in Australia: Histories and Historiography, edited by LAURA RADEMAKER and TIM ROWSE, 1st ed., ANU Press, 2020, pp. 335–54. JSTOR, https://doi.org/10.2307/j.ctv1bvncz1.21. Accessed 17 Oct. 2024.
TAYLOR, CHARLES, et al. “The Politics of Recognition.” Multiculturalism: Expanded Paperback Edition, edited by Amy Gutmann, REV-Revised, Princeton University Press, 1994, pp. 25–74. JSTOR, https://doi.org/10.2307/j.ctt7snkj.6. Accessed 17 Oct. 2024.
“The Poetic Principle” by Edgar Allan Poe first appeared in Home Journal on August 31, 1850, as a reprint from his forthcoming volume The Literati.
Introduction: “The Poetic Principle” by Edgar Allen Poe
“The Poetic Principle” by Edgar Allan Poe first appeared in Home Journal on August 31, 1850, as a reprint from his forthcoming volume The Literati. In this essay, Poe articulates his theory of poetry, emphasizing that poetry’s primary function is to evoke beauty and elevate the soul. He argues against the notion of long poems, asserting that genuine poetic excitement is fleeting and cannot be sustained throughout extended works. Poe criticizes the epic form and contends that poetry should not serve didactic purposes or convey moral truths. Instead, he believes poetry exists for its own sake, with beauty as its ultimate goal. The essay is significant in literary theory because it advocates for an aesthetic approach to poetry, focusing on emotion and beauty rather than moral instruction or intellectual rigor, thus contributing to discussions on the purpose and nature of art.
Summary of “The Poetic Principle” by Edgar Allen Poe
Purpose of Poetry: Elevation of the Soul
Poe argues that true poetry must elevate the soul and induce a pleasurable excitement through beauty. He asserts that “a poem deserves its title only inasmuch as it excites, by elevating the soul” and that this elevation is the hallmark of a genuine poetic work.
Rejection of Long Poems
Poe criticizes the concept of long poems, stating that the excitement needed to sustain a poem cannot endure for extended periods. He writes, “a long poem does not exist. I maintain that the phrase ‘a long poem’ is simply a flat contradiction in terms.” He explains that long works inevitably lead to alternating feelings of excitement and depression, which undermine their poetic unity.
Criticism of Didactic Poetry
Poe rejects the idea that poetry should serve as a vehicle for moral or philosophical instruction. He strongly opposes the heresy of the didactic, stating that “it has been assumed, tacitly and avowedly… that the ultimate object of all Poetry is Truth,” but he argues that this is a misconception and that poetry’s primary goal should be the creation of beauty.
Poetry for Its Own Sake
In contrast to didacticism, Poe advocates for poetry that exists for its own sake, purely for the appreciation of beauty. He declares, “this poem per se — this poem which is a poem and nothing more — this poem written solely for the poem’s sake,” emphasizing the intrinsic value of poetry beyond any external purpose.
Music and Rhythm in Poetry
Poe highlights the vital role of rhythm and music in poetry, considering it an essential component of the art. He writes, “Music, in its various modes of metre, rhythm, and rhyme, is of so vast a moment in Poetry as never to be wisely rejected,” and he argues that rhythm and melody are key to achieving the aesthetic effects of poetry.
Distinction Between Poetry and Truth
Poe makes a clear distinction between poetry and intellectual or moral truth. He asserts that poetry is governed by taste and beauty, whereas truth pertains to intellect and morality. He writes, “With the Intellect or with the Conscience, it has only collateral relations,” indicating that poetry should be judged by its aesthetic qualities rather than its moral content.
Supernal Beauty as the Core of Poetry
Central to Poe’s poetic philosophy is the idea that poetry represents the human aspiration for a higher, supernal beauty. He describes poetry as “The Rhythmical Creation of Beauty” and suggests that it reflects humanity’s innate desire to grasp a fleeting sense of the divine through artistic expression.
Importance of Emotional Impact
Poe stresses that the emotional effect of a poem is more important than its length or effort. He writes, “It is to be hoped that common sense… will prefer deciding upon a work of Art, rather by the impression it makes… than by the amount of ‘sustained effort’.” This emotional impact, especially one of melancholic beauty, is a crucial component of his poetic principle.
Literary Terms/Concepts in “The Poetic Principle” by Edgar Allen Poe
Poe rejects the notion that poetry should serve a moral or instructional purpose, opposing didactic poetry.
“It has been assumed… that the ultimate object of all Poetry is Truth… but this is a mistake.”
Ephemeral Nature of Poetry
Poe argues that poetic excitement cannot be sustained over long periods, making short poems more effective.
“I hold that a long poem does not exist… After the lapse of half an hour… the poem is, in effect, no longer such.”
Lyric Poetry
A type of poetry that expresses personal emotions and ideas, which Poe views as central to poetry’s purpose.
“The Iliad… intended as a series of lyrics.”
Melancholy
Poe suggests that true beauty in poetry often has an undertone of sadness, a hallmark of great poetry.
“this certain taint of sadness is inseparably connected with all the higher manifestations of true Beauty.”
Music and Rhythm in Poetry
Poe highlights the importance of rhythm, rhyme, and music in poetry to create beauty and emotional effect.
“Music, in its various modes of metre, rhythm, and rhyme, is of so vast a moment in Poetry.”
Imagination vs. Truth
Poe distinguishes between the imaginative aspect of poetry and the pursuit of truth, assigning poetry to the realm of beauty rather than factual accuracy.
“Poetry has no concern whatever either with Duty or with Truth.”
Contribution of “The Poetic Principle” by Edgar Allen Poe to Literary Theory/Theories
1. Aestheticism
Contribution: Poe’s “The Poetic Principle” is a significant contribution to the theory of Aestheticism, which emphasizes that the primary goal of art and literature is the pursuit of beauty and aesthetic pleasure, not moral or intellectual instruction.
Reference: Poe argues that poetry exists for its own sake, for the enjoyment of beauty, stating, “this poem per se — this poem which is a poem and nothing more — this poem written solely for the poem’s sake.”
Impact: This idea influenced later Aesthetic Movement writers like Oscar Wilde and helped solidify the notion that art should be judged primarily by its ability to evoke beauty and emotions, rather than by its moral content.
2. Unity of Effect
Contribution: Poe introduces the concept of Unity of Effect, which has had a lasting influence on Formalism and New Criticism. This theory argues that every element in a literary work should contribute to a single emotional or aesthetic effect.
Reference: Poe asserts, “If, to preserve its Unity… the result is but a constant alternation of excitement and depression,” emphasizing that a work’s effect is undermined when the unity of its emotional experience is broken.
Impact: This concept shaped critical approaches that focus on how a text’s formal elements—such as structure, style, and tone—work together to create an overall unified impression, a cornerstone of later formalist criticism.
3. Critique of Didacticism
Contribution: Poe’s rejection of didacticism aligns with the opposition to Didactic Literary Theory, which proposes that literature should convey moral, philosophical, or instructional messages.
Reference: Poe criticizes this approach, stating, “It has been assumed… that the ultimate object of all Poetry is Truth… but this is a mistake.” He believed that poetry’s purpose is not to teach, but to evoke beauty.
Impact: This idea contributed to the separation between moralistic literature and art for art’s sake, reinforcing the independence of aesthetic experience from moral or utilitarian considerations.
4. Poetic Beauty and Emotional Response
Contribution: Poe’s insistence that poetry should focus on emotional beauty rather than truth ties into Romanticism and its focus on the sublime, beauty, and emotional intensity.
Reference: Poe defines poetry as “The Rhythmical Creation of Beauty,” and asserts that its primary function is to elevate the soul through this emotional response, not through intellectual rigor or moral clarity.
Impact: This contributed to the Romantic literary theory, which values the power of emotion, imagination, and beauty over rationality, helping to distinguish poetry from scientific or philosophical discourse.
5. Melancholy as a Core Element of Beauty
Contribution: Poe’s association of melancholy with beauty in poetry highlights the emotional complexity he believes is integral to great art, influencing later Modernist and Symbolist literary theories.
Reference: Poe claims, “this certain taint of sadness is inseparably connected with all the higher manifestations of true Beauty,” suggesting that beauty is most deeply felt when intertwined with sorrow.
Impact: This insight resonates in the work of Symbolist poets like Baudelaire and Modernists like T.S. Eliot, where the interplay of beauty and melancholy becomes a central theme in their exploration of the human condition.
6. The Role of Music and Rhythm in Poetry
Contribution: Poe’s focus on the musicality of language and the rhythmic elements of poetry contributes to Prosody and theories of Poetic Form, emphasizing that rhythm, rhyme, and musicality are essential to creating the aesthetic experience in poetry.
Reference: Poe writes, “Music, in its various modes of metre, rhythm, and rhyme, is of so vast a moment in Poetry as never to be wisely rejected.” He highlights the importance of musical qualities in achieving poetic beauty.
Impact: This idea has had a lasting influence on the study of poetic form and structure, reinforcing the importance of sound and rhythm in the creation of emotional and aesthetic effects in poetry.
7. Poetry as Independent from Truth and Morality
Contribution: Poe’s distinction between poetry and truth contributes to the idea that literature and art are autonomous from philosophy or morality, a key tenet in Art for Art’s Sake and Aesthetic Autonomy.
Reference: He explicitly states, “With the Intellect or with the Conscience, it has only collateral relations,” asserting that poetry’s role is not to reveal moral or intellectual truths but to evoke beauty.
Impact: This idea was central to the rise of literary movements that sought to liberate art from external moral or social judgments, advocating for the independence of aesthetic judgment in evaluating literary works.
Examples of Critiques Through “The Poetic Principle” by Edgar Allen Poe
Literary Work
Critique Through “The Poetic Principle”
Reference from “The Poetic Principle”
Paradise Lost by John Milton
Poe criticizes long poems like Paradise Lost for failing to maintain consistent poetic excitement and unity throughout. He suggests that it should be seen as a series of shorter poems rather than a coherent epic.
“This great work, in fact, is to be regarded as poetical, only when… we view it merely as a series of minor poems.”
The Iliad by Homer
Poe argues that The Iliad likely began as a collection of lyric poems rather than a unified epic, implying that its length diminishes its aesthetic effect. He criticizes the blind imitation of this epic form in modern times.
“In regard to the Iliad, we have… very good reason for believing it intended as a series of lyrics.”
The Columbiad by Joel Barlow
Poe mocks the idea that the length or material grandeur of a poem like The Columbiad should be a measure of its worth, stating that mere size cannot elicit admiration in poetry.
“There can be nothing in mere bulk… which has so continuously elicited admiration from these saturnine pamphlets!”
The Princess by Alfred Tennyson
Poe praises Tennyson for the ethereal quality of his poetry, particularly in The Princess, noting that it evokes a pure and elevating poetic sentiment, in line with Poe’s idea of poetry as the rhythmical creation of beauty.
“No poet is so little of the earth, earthy. What I am about to read is from his last long poem, ‘The Princess.'”
Criticism Against “The Poetic Principle” by Edgar Allen Poe
Overemphasis on Aesthetic Beauty at the Expense of Meaning
Critics argue that Poe’s focus on beauty as the sole purpose of poetry limits its scope, ignoring the capacity of poetry to address complex human experiences, moral questions, or intellectual inquiries.
Rejection of Long Poems as Contradictory to Historical Legacy
Poe’s dismissal of long poems as inherently flawed is seen as overly rigid. Epic works like The Iliad and Paradise Lost are widely regarded as masterpieces, suggesting that long poems can indeed sustain poetic excitement and achieve unity.
Neglect of the Didactic Function of Poetry
Poe’s rejection of didacticism overlooks the rich tradition of moral and philosophical poetry, from Dante to Wordsworth, where poetry serves to enlighten readers, not just to evoke beauty.
Subjectivity of Aesthetic Experience
The notion that beauty should be the primary goal of poetry is highly subjective, as what constitutes “beauty” varies widely among readers and cultures. Poe’s theory could be criticized for offering an overly narrow, individualized definition of poetry’s value.
Undervaluing the Role of Passion and Emotion in Poetry
While Poe emphasizes beauty and aesthetic elevation, critics might argue that he underplays the importance of deep emotional engagement, such as passion, sorrow, or empathy, which are central to many celebrated poems.
Representative Quotations from “The Poetic Principle” by Edgar Allen Poe with Explanation
Quotation
Explanation
“I hold that a long poem does not exist.”
Poe argues that long poems cannot maintain the necessary level of emotional and aesthetic excitement throughout their length.
“A poem deserves its title only inasmuch as it excites, by elevating the soul.”
Poe defines true poetry as that which elevates the soul, emphasizing that poetry’s value lies in its emotional and spiritual effect.
“The Rhythmical Creation of Beauty.”
This is Poe’s core definition of poetry. He asserts that the purpose of poetry is to create beauty through rhythm and musicality.
“With the Intellect or with the Conscience, it has only collateral relations.”
Poe distinguishes poetry from intellectual truth or moral duty, suggesting that poetry’s primary concern is beauty, not truth or ethics.
“A long poem is simply a flat contradiction in terms.”
Poe reiterates his belief that sustained poetic excitement is impossible in long works, reinforcing his preference for shorter poems.
“The demands of Truth are severe… We must be cool, calm, unimpassioned.”
Poe explains that the search for truth requires a rational, unpoetic approach, unlike the emotive and aesthetic nature of poetry.
“All excitements are, through a psychal necessity, transient.”
Poe claims that poetic excitement is fleeting and cannot be prolonged, supporting his critique of long poems.
“This poem per se… this poem written solely for the poem’s sake.”
Poe advocates for art-for-art’s-sake, suggesting that poetry’s value lies in its form and beauty, not in conveying a moral or message.
“This certain taint of sadness is inseparably connected with all the higher manifestations of true Beauty.”
Poe believes that true beauty in poetry is often accompanied by a sense of melancholy, which enhances its emotional depth.
“Perseverance is one thing and genius quite another.”
Poe criticizes the idea that sustained effort (such as in epic poetry) is equivalent to genius, asserting that emotional impact is more important.
Suggested Readings: “The Poetic Principle” by Edgar Allen Poe
Bradford, Adam. “Inspiring Death: Poe’s Poetic Aesthetics, ‘Annabel Lee,’ and the Communities of Mourning in Nineteenth-Century America.” The Edgar Allan Poe Review, vol. 12, no. 1, 2011, pp. 72–100. JSTOR, http://www.jstor.org/stable/41506434. Accessed 17 Oct. 2024.
Hovey, Kenneth Alan. “Critical Provincialism: Poe’s Poetic Principle in Antebellum Context.” American Quarterly, vol. 39, no. 3, 1987, pp. 341–54. JSTOR, https://doi.org/10.2307/2712883. Accessed 17 Oct. 2024.
Riddel, Joseph N. “The ‘Crypt’ of Edgar Poe.” Boundary 2, vol. 7, no. 3, 1979, pp. 117–44. JSTOR, https://doi.org/10.2307/303167. Accessed 17 Oct. 2024.
Gooder, R. D. “Edgar Allan Poe: The Meaning of Style.” The Cambridge Quarterly, vol. 16, no. 2, 1987, pp. 110–23. JSTOR, http://www.jstor.org/stable/42966653. Accessed 17 Oct. 2024.