“Coleridge: The Anxiety of Influence” by Harold Bloom: Summary and Critique

“Coleridge: The Anxiety of Influence” by Harold Bloom first appeared in Diacritics, Spring 1972″ and explores the complex relationship between Samuel Taylor Coleridge and his literary influences۔

"Coleridge: The Anxiety of Influence" by Harold Bloom: Summary and Critique
Introduction: “Coleridge: The Anxiety of Influence” by Harold Bloom

“Coleridge: The Anxiety of Influence” by Harold Bloom first appeared in Diacritics, Spring 1972″ and explores the complex relationship between Samuel Taylor Coleridge and his literary influences, particularly the towering figure of John Milton. Bloom argues that Coleridge, despite possessing the potential to be a strong poet, never fully developed his abilities due to the anxiety he felt about living up to his predecessors.

Key points:
  • Source Study vs. Influence: Bloom criticizes traditional source studies that simply identify influences on a poet’s work. Instead, he proposes a concept of “poetic misprision,” where the later poet actively reinterprets and challenges the work of the earlier one.
  • Revisionary Ratios: Bloom outlines six stages (“revisionary ratios”) a strong poet goes through as they grapple with their influences. These include clinamen (swerving away), tessera (completing and contrasting), kenosis (self-emptying), daemonization (creating a counter-sublime), askesis (self-purgation), and apophrades (the return of the dead).
  • Coleridge’s Case: Bloom argues that Coleridge never fully engaged with these revisionary ratios. While he attempted to escape Milton’s influence through poems like “Frost at Midnight,” he ultimately shied away from the full confrontation necessary to become a truly strong poet.
  • Later Works: In Coleridge’s later works, like “Dejection: an Ode” and “To William Wordsworth,” Bloom sees an attempt to create an askesis, purging himself of the combined influence of Milton and Wordsworth. However, this effort ultimately led to a decline in his poetic ambitions. It offers a valuable framework for understanding the complex relationship between poets and their influences. Bloom’s concept of “anxiety of influence” has been influential in literary criticism, prompting scholars to examine how poets negotiate their relationship with literary giants of the past.
Summary of “Coleridge: The Anxiety of Influence” by Harold Bloom

Coleridge’s Poetic Ambition and Anxiety

  • Harold Bloom focuses on why Samuel Taylor Coleridge did not fully realize his potential as a “strong poet” comparable to Milton, Blake, or Wordsworth.
  • Quote: “Coleridge could have been a strong poet… another mighty antagonist for the Great Spectre Milton to engage.”

Anxiety of Influence Theory

  • Bloom introduces his theory of the “anxiety of influence,” wherein poets struggle with the overwhelming influence of their precursors. This theory is applied to Coleridge’s work, showing his anxiety over the dominant poetic tradition, particularly Milton’s influence.
  • Quote: “Coleridge’s Counter-Sublime, his answer to the anxiety of influence, in strong poets.”

Pater’s Criticism of Coleridge

  • Walter Pater critiqued Coleridge’s fixation on the “absolute,” arguing that it limited his poetic capacity by focusing too rigidly on philosophical absolutes rather than engaging with the relative, mutable nature of reality.
  • Quote: “Coleridge failed in that attempt, happily even for him, for it was a struggle against the increasing life of the mind itself.”

Coleridge’s Struggle with Miltonic Influence

  • Coleridge admired and envied Milton’s poetic grandeur, but his attempt to emulate Milton often led him into a creative paralysis, inhibiting his own poetic development.
  • Quote: “Milton’s greatness is purchased at the cost of something dear to Coleridge, a principle of difference.”

The Organic Analogue and Its Limitations

  • Coleridge’s belief in the “organic analogue,” the idea that poetry grows naturally from within, was both a strength and a limitation. Bloom, following Pater, argues that this concept hindered Coleridge by preventing him from confronting the creative struggle necessary for poetic development.
  • Quote: “That exaggerated inwardness is barren… it cheats the senses and the emotions of their triumph.”

Poetic Influence and Misprision

  • Bloom outlines six “revisionary ratios” that describe how later poets misread and revise the works of their predecessors. These steps reflect the complex relationship between a poet and their precursors, which in Coleridge’s case led to both emulation and resistance.
  • Quote: “Poetic influence, in this sense, is actually poetic misprision, a poet’s taking or doing amiss of a parent-poem.”

Coleridge’s Revisionary Struggle

  • Coleridge’s early poetry, such as “Religious Musings,” demonstrates his struggle to move beyond Milton’s influence. However, his mature works like “Frost at Midnight” and “The Rime of the Ancient Mariner” show more successful revisionary strategies, though often incomplete.
  • Quote: “What was Coleridge trying… to do for himself by writing the poem… trying to free himself from the inhibitions of Miltonic influence.”

Daemonization in “Kubla Khan” and “Christabel”

  • In “Kubla Khan” and “Christabel,” Coleridge moves into what Bloom calls the “Counter-Sublime,” engaging with daemonic forces that offer a break from Milton’s overwhelming influence.
  • Quote: “Poetic Genius, the genial spirit itself, Coleridge must see as daemonic when it is his own, rather than when it is Milton’s.”

Coleridge’s Retreat from the Strong Poet Path

  • Despite his potential, Coleridge withdrew from the full development of a “strong poet,” stopping short of the ferocity required to fully transcend his influences, particularly Milton’s. His later works, including fragments like “Limbo” and “Ne Plus Ultra,” reflect a negative sublime rather than a completed poetic vision.
  • Quote: “Coleridge could have become, at last, the poet of the Miltonic abyss, the bard of Demogorgon.”

Supported Quotations

  1. “Coleridge could have been a strong poet… another mighty antagonist for the Great Spectre Milton to engage.”
  2. This reflects Bloom’s central argument about Coleridge’s missed potential as a powerful poet who could have stood alongside Milton and Wordsworth.
  3. “Milton’s greatness is purchased at the cost of something dear to Coleridge, a principle of difference.”
  4. Coleridge’s admiration of Milton created an internal conflict that hindered his own poetic development.
  5. “That exaggerated inwardness is barren… it cheats the senses and the emotions of their triumph.”
  6. Pater’s critique of Coleridge’s obsession with the “absolute,” which ultimately stifled his creative expression.
  7. “Poetic influence, in this sense, is actually poetic misprision, a poet’s taking or doing amiss of a parent-poem.”
  8. Bloom’s theory of poetic influence as a creative misinterpretation, essential to Coleridge’s struggle with his predecessors.
  9. “Trying to free himself from the inhibitions of Miltonic influence.”
  10. Coleridge’s attempt to overcome the overwhelming shadow of Milton through his own poetic output.
Literary Terms/Concepts in “Coleridge: The Anxiety of Influence” by Harold Bloom
Literary Term/ConceptDefinitionExplanation in Bloom’s Essay
Anxiety of InfluenceThe psychological struggle of a poet to overcome the influence of their predecessors in order to create original work.Bloom applies this concept to Coleridge, suggesting that his poetic ambition was inhibited by his reverence for Milton and Wordsworth.
Poetic MisprisionA creative misreading or misinterpretation of a precursor’s work by a later poet.Coleridge’s poetry, according to Bloom, involves a series of misreadings of Milton, in which he tries to revise or alter Milton’s legacy.
ClinamenThe swerve or deviation of a poet from their precursor’s work to assert originality.Bloom argues that Coleridge executed a “swerve” away from Milton in poems like “Frost at Midnight.”
TesseraA term for completing or antithetically extending a precursor’s work, using its elements but altering their meaning.Bloom suggests that Coleridge attempts this in moments of philosophical divergence, but often fails to fully break free of Milton’s shadow.
KenosisA deliberate self-emptying or reduction in poetic power to resist the overwhelming influence of a precursor.In “The Rime of the Ancient Mariner,” Coleridge humbles himself by reducing the concept of sin from Milton’s grandiose vision to mere ignorance.
DaemonizationA poet’s engagement with a “Counter-Sublime” force, often dark or daemonic, to counteract the precursor’s influence.Coleridge attempts this in “Kubla Khan” and “Christabel,” where he confronts darker, daemonic aspects of poetic genius.
AskesisA self-purgation or curtailment of certain poetic faculties in order to achieve solitude or independence from a precursor.Coleridge’s later poems, like “Dejection: An Ode,” reflect a self-limiting move to distance himself from the overwhelming influence of Milton and Wordsworth.
ApophradesThe “return of the dead,” where the later poet’s work seems to be haunted by the presence of the precursor’s influence.Bloom interprets Coleridge’s late fragments, such as “Limbo,” as haunted by Milton’s influence, marking Coleridge’s inability to escape it.
Organic AnalogueThe belief that a work of art grows naturally and organically, without external influence, like a living organism.Bloom critiques Coleridge’s reliance on this concept, arguing that it limited his ability to engage fully with the creative struggle needed to overcome his predecessors.
Contribution of “Coleridge: The Anxiety of Influence” by Harold Bloom to Literary Theory/Theories

1. Influence Theory / Anxiety of Influence

  • Contribution: Bloom’s essay is pivotal in advancing his theory of the “anxiety of influence”, which explores the psychological struggle that poets face when they engage with their literary predecessors. This concept revolutionized the understanding of how poets relate to their influences, emphasizing the tensions between originality and imitation.
  • Reference: “Poetic influence, in this sense, is actually poetic misprision, a poet’s taking or doing amiss of a parent-poem.” Bloom argues that Coleridge’s career was shaped by his engagement with Milton, and this struggle led to both creative limitations and breakthroughs.
  • Impact on Theory: Bloom’s model of influence is now a foundational concept in literary theory. It suggests that all literature is dialogical, meaning that later works are responses to and revisions of earlier ones. This idea challenges earlier notions that viewed literary works as self-contained or purely original.

2. Intertextuality

  • Contribution: Bloom’s analysis of Coleridge is deeply rooted in intertextuality, the idea that texts are interconnected and that no text exists in isolation. His discussion of how Coleridge’s poetry is a response to Milton’s influence highlights the complex web of literary connections that exist across time.
  • Reference: “The meaning of a strong poem is another strong poem, a precursor’s poem which is being misinterpreted, revised, corrected, evaded, twisted askew…” Bloom suggests that Coleridge’s poetry can only be fully understood by examining its relationship to Milton’s work.
  • Impact on Theory: This contribution reinforces the concept of dialogic relationships between texts (as later expanded by theorists like Julia Kristeva and Mikhail Bakhtin). Bloom’s insights into Coleridge emphasize how literary texts derive meaning through their engagement with previous works, shaping the broader study of intertextuality.

3. Romanticism and Poetic Legacy

  • Contribution: Bloom redefines the relationship between Romanticism and its predecessors, particularly through Coleridge’s struggles with Milton. He asserts that the central task of the Romantic poet was to humanize the Miltonic Sublime, yet Coleridge, unlike Blake or Wordsworth, was overwhelmed by the grandeur of Milton.
  • Reference: “Milton’s greatness is purchased at the cost of something dear to Coleridge, a principle of difference.” Bloom shows how Coleridge’s poetic identity was formed and constrained by Milton’s shadow.
  • Impact on Theory: Bloom’s reading reshapes how scholars understand Romanticism. Instead of seeing Romantic poets as merely reacting against Enlightenment ideas or creating in isolation, Bloom highlights their deep, anxious engagement with their literary ancestors, which enriches the understanding of Romantic intertextuality and continuity within literary traditions.

4. Revisionary Ratios / Creative Struggle

  • Contribution: Bloom introduces his revisionary ratios, six stages in which poets engage with and revise their predecessors. These include clinamen (swerve), tessera (completion), kenosis (emptying), daemonization, askesis (self-purgation), and apophrades (return of the dead).
  • Reference: “These are six revisionary ratios, and I think they can be observed, usually in cyclic appearance, in the life’s work of every Post-Enlightenment strong poet…” Bloom identifies Coleridge’s use of kenosis in “The Rime of the Ancient Mariner,” where he humbles himself by revising Milton’s grand narrative of sin and disobedience.
  • Impact on Theory: This theoretical framework offers a structured approach to understanding how poets engage with influence. It has been widely influential in the study of literary inheritance and innovation, helping scholars trace how poets revise and transform their precursors’ work.

5. Organic Analogue and its Critique

  • Contribution: Bloom critiques Coleridge’s adherence to the Organic Analogue, the belief that poems grow naturally from within like living organisms. While Coleridge viewed this as central to his creative process, Bloom and others argue that this concept inhibited Coleridge from fully realizing his creative potential.
  • Reference: “The Organic Analogue… appealed so overwhelmingly to Coleridge because it seemed to preclude the anxiety of influence.”
  • Impact on Theory: This critique of the organic theory of creation challenges idealistic notions of natural, effortless artistic creation. Bloom’s argument suggests that the true creative process involves struggle, revision, and conscious engagement with external influences rather than natural growth alone.

6. Romantic Sublime and Counter-Sublime

  • Contribution: Bloom explores the Romantic poet’s relationship to the Sublime, particularly how Coleridge’s attempt to humanize the Sublime faltered. Bloom contrasts Coleridge’s failures with the successful humanization of the Sublime in poets like Blake and Wordsworth.
  • Reference: “Kubla Khan” and “Christabel” represent Coleridge’s attempt at a Counter-Sublime, wherein he engaged with darker, daemonic forces, but ultimately failed to sustain this engagement.
  • Impact on Theory: This concept of the Counter-Sublime offers a new way to understand the Romantic poet’s struggle with the overwhelming grandeur of the Sublime, adding nuance to the study of Romantic aesthetics and the psychological dimensions of poetic creation.
Examples of Critiques Through “Coleridge: The Anxiety of Influence” by Harold Bloom
Literary WorkAuthorCritique Through “The Anxiety of Influence”Explanation
“Paradise Lost”John MiltonColeridge is haunted by Milton’s overwhelming influence, which stifles his own poetic ambition.Milton represents the pinnacle of the Sublime, and Coleridge’s admiration and envy for Milton inhibit him from fully realizing his own potential as a strong poet.
“The Prelude”William WordsworthColeridge struggles to match Wordsworth’s poetic achievements, resulting in both admiration and creative paralysis.Wordsworth serves as both friend and rival. Coleridge seeks to revise and respond to Wordsworth’s greatness, especially regarding the themes of nature and the self.
“Frost at Midnight”Samuel Taylor ColeridgeThis poem represents Coleridge’s clinamen (swerve) away from Milton by softening and domesticating the Miltonic Sublime.Instead of confronting Milton directly, Coleridge finds his own voice by focusing on personal and domestic themes, avoiding Milton’s grand, cosmic vision.
“Kubla Khan”Samuel Taylor ColeridgeColeridge engages with the Counter-Sublime through daemonic and visionary forces but fails to sustain this revisionary step.In “Kubla Khan,” Coleridge attempts to counteract Milton’s influence by invoking daemonic powers, but his retreat from full engagement reveals his creative anxiety.

Summary:

This table illustrates how “The Anxiety of Influence” manifests in Coleridge’s relationship with Milton and Wordsworth, as well as his own works. Coleridge’s poetry reflects Bloom’s revisionary steps, such as clinamen (a swerve from Milton in “Frost at Midnight”) and daemonization (in “Kubla Khan”). These critiques highlight the tension between admiration for poetic precursors and the struggle for creative independence.

Criticism Against “Coleridge: The Anxiety of Influence” by Harold Bloom

·         Overemphasis on the Influence of Predecessors: Critics argue that Bloom’s theory places too much importance on the influence of earlier poets, reducing the autonomy of later poets like Coleridge. This limits the interpretation of their creativity as merely reactive rather than independent or innovative.

·         Neglect of Historical and Social Context: Bloom’s approach tends to overlook the historical, social, and political contexts in which poets like Coleridge were writing. His psychological model of influence may ignore the broader factors that shaped Coleridge’s poetry and career.

·         Undermines Coleridge’s Philosophical Contributions: Some critics claim that Bloom’s focus on Coleridge’s anxiety over Milton minimizes Coleridge’s significant contributions to philosophy, particularly in works like Biographia Literaria, where his originality and intellectual depth are evident.

·         Limited View of Romanticism: Bloom’s theory might oversimplify Romanticism by framing it as a struggle against the legacy of Milton. This perspective may fail to capture the diversity of Romantic poetics and the different philosophical and aesthetic concerns that influenced poets like Coleridge.

·         Psychological Reductionism: Critics have argued that Bloom’s theory reduces the creative process to a psychological struggle with influence, neglecting other aspects of poetic inspiration and the role of imagination, which were central to Coleridge’s own literary theory.

·         Overreliance on Revisionary Ratios: Bloom’s six revisionary ratios (clinamen, tessera, kenosis, etc.) have been criticized as overly rigid and formulaic, forcing all poetic development into a predetermined pattern. This can sometimes obscure the unique aspects of Coleridge’s creative process.

·         Inadequate Attention to Coleridge’s Later Work: Bloom’s focus on the early struggles of Coleridge with influence largely ignores his later philosophical writings and theological poetry, which some scholars believe show Coleridge moving beyond the anxieties that Bloom emphasizes.

Representative Quotations from “Coleridge: The Anxiety of Influence” by Harold Bloom with Explanation
QuotationExplanation
“Coleridge could have been a strong poet… another mighty antagonist for the Great Spectre Milton.”Bloom sets the stage for his analysis, arguing that Coleridge had the potential to rival Milton but was inhibited by the overpowering influence of Milton’s poetic legacy.
“Poetic influence, in this sense, is actually poetic misprision.”This is the core of Bloom’s theory, suggesting that influence involves a creative misinterpretation of predecessor poets, where the later poet both revises and resists them.
“The meaning of a strong poem is another strong poem.”Bloom argues that great poetry derives its meaning in dialogue with other great works, reinforcing his theory of influence and intertextuality.
“Milton’s greatness is purchased at the cost of something dear to Coleridge, a principle of difference.”Bloom emphasizes how Milton’s influence overwhelmed Coleridge’s ability to establish his own unique poetic voice, leading to creative tension and struggle.
“That exaggerated inwardness is barren… it cheats the senses and the emotions of their triumph.”Bloom, referencing Pater, critiques Coleridge’s tendency toward philosophical inwardness, which Pater saw as limiting his ability to express a full range of emotions in poetry.
“Coleridge’s Counter-Sublime, his answer to the anxiety of influence, in strong poets.”Bloom introduces the idea of the “Counter-Sublime,” showing how Coleridge attempted to respond to the overwhelming Sublime of Milton by engaging with darker, daemonic forces.
“Frost at Midnight swerves away from Milton by softening him, by domesticating his style.”Bloom uses clinamen, the idea of a “swerve,” to explain how Coleridge moved away from Milton’s grand themes, focusing on more personal, intimate settings in his poetry.
“Kubla Khan” represents Coleridge’s attempt to counteract Milton’s influence by invoking daemonic powers.”Coleridge’s “Kubla Khan” reflects Bloom’s concept of daemonization, where the poet interacts with otherworldly forces to challenge the influence of a powerful precursor.
“Coleridge had the potential of the strong poet, but declined the full process of developing into one.”Bloom suggests that Coleridge, unlike Blake or Wordsworth, did not fully embrace the necessary struggles to become a “strong poet” and reach his highest creative potential.
“The Organic Analogue… appealed so overwhelmingly to Coleridge because it seemed to preclude the anxiety of influence.”Bloom critiques Coleridge’s reliance on the Organic Analogue, arguing that this concept allowed him to avoid facing the creative tension posed by the anxiety of influence.
Suggested Readings: “Coleridge: The Anxiety of Influence” by Harold Bloom
  1. Bloom, Harold. “Coleridge: The Anxiety of Influence.” Diacritics, vol. 2, no. 1, 1972, pp. 36–41. JSTOR, https://doi.org/10.2307/464923. Accessed 4 Oct. 2024.
  2. Polansky, Steve. “A Family Romance-Northrop Frye and Harold Bloom: A Study of Critical Influence.” Boundary 2, vol. 9, no. 2, 1981, pp. 227–46. JSTOR, https://doi.org/10.2307/303059. Accessed 4 Oct. 2024.
  3. Robinson, Daniel. “‘Work without Hope’: Anxiety and Embarrassment in Coleridge’s Sonnets.” Studies in Romanticism, vol. 39, no. 1, 2000, pp. 81–110. JSTOR, https://doi.org/10.2307/25601432. Accessed 4 Oct. 2024.
  4. Bloom, Harold. “Water Pater: The Intoxication of Belatedness.” Yale French Studies, no. 50, 1974, pp. 163–89. JSTOR, https://doi.org/10.2307/2929474. Accessed 4 Oct. 2024.
  5. Bloom, Harold. “Antithetical Criticism: An Introduction.” Diacritics, vol. 1, no. 2, 1971, pp. 39–46. JSTOR, https://doi.org/10.2307/465081. Accessed 4 Oct. 2024.

“Antithetical Criticism: An Introduction” by Harold Bloom: Summary and Critique

“Antithetical Criticism: An Introduction” by Harold Bloom was written and published in 1971 ina  journal, Diacritics.

"Antithetical Criticism: An Introduction" by Harold Bloom: Summary and Critique
Introduction: “Antithetical Criticism: An Introduction” by Harold Bloom

“Antithetical Criticism: An Introduction” by Harold Bloom was written and published in 1971 ina  journal, Diacritics. This essay holds great significance in literary criticism and literary theory due to its unique perspective and main points. Bloom argues that literary criticism often falls into two opposing camps: either too reverent or too dismissive of authors and their works. He proposes a new approach, “antithetical criticism,” which focuses on the inherent tension and conflict between an author and their predecessors. Bloom believes that by understanding these antagonistic relationships, we can gain deeper insights into the originality and significance of an author’s contribution to literature.

Summary of “Antithetical Criticism: An Introduction” by Harold Bloom

Antithetical Criticism and Poetic Influence

  • Harold Bloom explores the anxiety of influence in poets, focusing on how later poets are influenced by their predecessors, often through a process of misinterpretation. Bloom builds on Nietzsche’s and Emerson’s ideas of influence as a creative force rather than an obstacle, but counters with the notion that for many poets, this influence brings anxiety rather than vitality.

“Influence, and more precisely poetic influence, has been more of a blight than a blessing, from the Enlightenment until this moment.”

Poetic Misprision as Creative Process

  • Bloom introduces the concept of “misprision,” where poets deliberately misinterpret their predecessors to create new work. This misinterpretation, or “swerve,” is a necessary part of a poet’s creative process, as they must struggle to differentiate themselves from their influences.

“In the strong poets, this misprision of the precursors is necessarily a process of misinterpretation.”

The Anxiety of Influence

  • The central idea of Bloom’s theory is that poets experience anxiety when they feel overshadowed by their precursors. This anxiety manifests in a need to both emulate and reject their influences, leading to a paradoxical relationship between past and present poets.

“The anxiety of influence is so terrible because it is both a kind of separation-anxiety, and the beginning of a compulsion-neurosis.”

Antithetical Criticism: A New Approach

  • Bloom proposes “antithetical criticism” as an approach that acknowledges the influence of previous poets but emphasizes the creative misinterpretation of that influence. This method rejects traditional criticism’s tautology (where a poem is seen as meaning only itself) and reduction (where a poem’s meaning is reduced to non-poetic terms).

“Antithetical criticism must begin by denying both tautology and reduction.”

Poetry as Anxiety and Misinterpretation

  • Bloom suggests that every poem is a product of anxiety and misinterpretation. The creative act is a response to the fear of being overshadowed by predecessors, and this anxiety fuels the poet’s drive to create something new.

“Poetry is the anxiety of influence, is misprision, is a disciplined perverseness.”

The Double Bind of Poetic Influence

  • Poets are caught in a double bind, where they are compelled to be like their predecessors but also unlike them. This tension drives the process of creative misinterpretation and is a key element of the poet’s struggle for originality.

“Be like me but unlike me” is the paradox of the precursor’s implicit charge to the ephebe.”

The Role of the Muse and Family Romance in Poetic Creation

  • Bloom connects the poet’s creative process to a psychological “family romance,” where the poet’s relationship with their precursor mirrors a child’s relationship with their parents. The poet must metaphorically “kill” their predecessor to establish their own identity, but in doing so, they risk repeating the same patterns.

“The strong poet-like the Hegelian great man-is both hero of poetic history, and victim of it.”

Antithetical Criticism as a Critical Tool

  • Bloom argues that critics, like poets, engage in a form of misprision, interpreting poems through the lens of their own understanding. Antithetical criticism recognizes this process and seeks to read both the precursor and the later poet through their mutual deviations.

“The meaning of a poem can only be another poem.”

Conclusion: Poetic Influence as an Endless Cycle

  • Bloom concludes that poetic influence is an ongoing cycle of anxiety, misinterpretation, and creative renewal. Poets are both creators and victims of this cycle, forever striving to surpass their predecessors while being shaped by them.

“Poetry is misunderstanding, misinterpretation, misalliance.”

This article provides a theoretical framework for understanding the dynamics of influence in poetry, positioning misinterpretation as a central creative force. It advocates for a new form of criticism that fully embraces the complexities of poetic influence and anxiety.

Literary Terms/Concepts in “Antithetical Criticism: An Introduction” by Harold Bloom
Term/ConceptDefinitionExplanation from Bloom’s Text
Anxiety of InfluenceA poet’s fear or anxiety of being overshadowed by their predecessors.Poets experience anxiety when they feel creatively influenced by earlier poets, which can inhibit originality.
MisprisionThe deliberate misinterpretation or distortion of a predecessor’s work to create something new.Strong poets misinterpret their precursors as a way of escaping their influence and creating new poetry.
ClinamenA “swerve” or deviation from a precursor’s work.Derived from Lucretius, it refers to the poet’s creative move away from a precursor’s work to establish their own poetic identity.
TesseraA process of completing or “completing” a predecessor’s work.The poet views the precursor’s work as incomplete and seeks to complete it in their own poetic vision.
Antithetical CriticismA form of criticism that focuses on how poets misinterpret their predecessors.Bloom’s proposed criticism highlights the tension between a poet and their precursor, reading newer works in light of deviations from older ones.
Family RomanceA psychological concept borrowed from Freud, used to describe a poet’s relationship with precursors.Poets relate to their predecessors as children relate to parents, seeking to assert their independence but often repeating patterns.
Primal WordsWords that carry opposing meanings, reflecting ambivalence.Bloom links this concept to Freud’s discussion of primal words, noting that poets’ works often contain inherent contradictions or oppositions.
EphebeA young or beginning poet.The ephebe (or young poet) struggles to overcome the influence of older, more established poets.
SwerveA deviation or shift from an earlier poetic model.This is another term for “clinamen,” referring to the poet’s movement away from the path of a precursor to create their own work.
MisinterpretationA crucial aspect of the creative process where the poet distorts the work of their precursor.Bloom argues that every poem is a misinterpretation of an earlier poem, and this misinterpretation is essential for poetic creation.
Metaphor of CombatPoets are engaged in a struggle with their precursors.Bloom uses the metaphor of combat to describe the poet’s effort to “overcome” the influence of their literary ancestors.
Contribution of “Antithetical Criticism: An Introduction” by Harold Bloom to Literary Theory/Theories
  • Intertextuality
  • Contribution:
    Bloom’s theory provides a distinct perspective on intertextuality, where texts are seen as not merely interconnected but deeply shaped by the anxiety of influence. Unlike traditional intertextuality, which often views literary works as equal participants in a dialogue, Bloom emphasizes that later poets engage in a struggle with their precursors.
  • Key Reference:
  • “Every poem is a misinterpretation of a parent poem. A poem is not an overcoming of anxiety, but is that anxiety.”
  • Here, Bloom positions each poetic creation as inherently derivative, not in a collaborative sense, but in a competitive and revisionary relationship with earlier works. This reshapes the discussion of how texts are interconnected by introducing the notion of misreading or misprision as an essential part of creation.
  • Relation to Theory:
    Intertextuality in Bloom’s view is not merely about reference or homage, but about deliberate distortion of predecessors to assert originality, distinguishing his approach from scholars like Julia Kristeva, who emphasize a more symbiotic relationship between texts.
  • Reader-Response Theory
  • Contribution:
    While Bloom’s essay does not directly engage with reader-response theory, his focus on misprision highlights the active role of the poet as a reader who reshapes the meaning of precursor texts through personal anxiety and struggle. In this way, poets are readers first, and their interpretation (or misinterpretation) of earlier works is crucial in shaping their own creations.
  • Key Reference:
  • “To imagine is to misinterpret. But alas—to misinterpret is not necessarily to imagine (or re-imagine).”
  • Relation to Theory:
    In Bloom’s view, each poet’s reading of past works is subjective and creative. This anticipates the reader’s role in co-creating meaning in reader-response theory, where the meaning of a text is not fixed but is generated through the interaction between text and reader. Bloom applies this idea to poets, who as readers engage in a highly personal, psychological interpretation of earlier poetry.
  • Connection to Stanley Fish’s Reader-Response Theory:
    Bloom’s idea aligns with Stanley Fish’s theory that meaning is not embedded in the text but generated by the reader. Here, the poet as reader becomes an active participant in generating new meanings by misreading past poets.
  • Psychoanalytic Literary Theory
  • Contribution:
    Bloom’s theory is deeply informed by psychoanalysis, particularly in its focus on the family romance and the Freudian concept of repression and sublimation. He frames the relationship between poets and their predecessors in terms of psychological conflict and anxiety, which becomes a driving force behind poetic creation.
  • Key Reference:
  • “The strong poet-like the Hegelian great man-is both hero of poetic history, and victim of it.”
  • This reference to Hegelian dialectics in combination with the Freudian family romance illustrates how Bloom views poets as both creators and victims of their psychological inheritance, paralleling the familial struggle for identity. Poets must “kill” their precursors, similar to the Oedipal complex, to establish their own creative autonomy.
  • Relation to Theory:
    Bloom’s theory directly engages with Freudian psychoanalytic theory, applying the notion of family dynamics (the precursor as symbolic father) to literary influence. This shifts psychoanalytic criticism from a focus on character analysis within texts to an examination of the creative process itself as a form of psychological drama.
  • Historicism and the Role of Tradition
  • Contribution:
    Bloom challenges traditional historicism and tradition, particularly the ways in which past texts influence the present. He argues that poets are both burdened and inspired by the literary tradition, but must revise and misinterpret this tradition to create something new. He rejects the positivist historical view that places poets as mere products of their times or literary traditions.
  • Key Reference:
  • “Poetry is thus both contraction and expansion, for both clinamen and tessera are contracting movements, yet making is an expansive one.”
  • Relation to Theory:
    Bloom’s approach critiques traditional historicism, which often sees texts as firmly rooted in the context of their production. Instead, he positions poets as revisionary figures who engage with history not by simply inheriting it but by reworking it. His work aligns with New Historicism, in its focus on the dynamic relationship between past and present texts, but Bloom emphasizes the psychological struggle over the socio-political context.
  • Deconstruction
  • Contribution:
    Bloom’s idea that all interpretation is misinterpretation has echoes of deconstruction, particularly its emphasis on the instability of meaning. Like deconstruction, Bloom argues that no text can fully transcend its influences or achieve absolute originality. There is always a degree of misinterpretation involved in any creative or critical act.
  • Key Reference:
  • “There are no interpretations but only misinterpretations, and so all criticism is prose poetry.”
  • Relation to Theory:
    This statement aligns with the deconstructive idea that meaning is always unstable and that texts are constantly being reinterpreted and revised. Bloom takes this a step further by focusing on poetic creation as a form of deconstructive misreading where the poet’s work is always already entangled with past texts.
  • Romanticism and Post-Romanticism
  • Contribution:
    Bloom’s theory is also a contribution to the understanding of Romanticism, especially in his use of ephebe and the struggle for originality. He highlights the Romantic poet’s need to reconcile individual genius with the influence of predecessors.
  • Key Reference:
  • “Romanticism’s quest is to re-beget one’s own self, to become one’s own great original.”
  • Relation to Theory:
    Bloom provides a Post-Romantic revision of traditional Romantic ideals of genius and originality, asserting that true creativity arises not in isolation but in response to the anxiety caused by earlier works. This reinterpretation emphasizes the paradox of originality in Romantic and post-Romantic poetry.

Examples of Critiques Through “Antithetical Criticism: An Introduction” by Harold Bloom
Literary WorkPrecursor/InfluenceBloom’s Antithetical CritiqueKey Concepts
“The Waste Land” by T.S. EliotThe Bible, Shakespeare, and DanteEliot’s poem deliberately misinterprets the sacred and mythic texts (The Bible, Shakespeare’s The Tempest, Dante’s Divine Comedy) to convey modern disillusionment. He appropriates fragments from these precursors but subverts their meanings, signaling a clinamen or “swerve” that reflects his struggle with the overwhelming literary past.Misprision, Clinamen (swerve), Anxiety of Influence
“Ulysses” by James JoyceHomer’s OdysseyJoyce’s Ulysses is a revisionary retelling of Homer’s Odyssey, where he re-envisions the heroic quest in a modern, mundane setting. Through his misprision of the classical epic, Joyce diminishes the grandeur of Homer’s characters, showing that modern heroes are ordinary people like Leopold Bloom. This is Joyce’s way of both embracing and defying Homer’s literary dominance.Tessera (completion), Misprision, Family Romance
“Paradise Lost” by John MiltonThe Bible, Greek Epics (Homer, Virgil)Milton engages in a profound struggle with his precursors, especially The Bible and classical epics like The Iliad and The Aeneid. Milton attempts to surpass these texts by presenting Satan as a tragic, almost heroic figure, thereby misinterpreting the traditional Christian depiction of the fall. This signals a radical swerve from religious orthodoxy, re-casting epic traditions through a lens of individual freedom and rebellion.Clinamen, Misprision, Anxiety of Influence
“Song of Myself” by Walt WhitmanRalph Waldo Emerson, BibleWhitman’s work can be seen as a tessera, where he seeks to complete Emerson’s vision of self-reliance and transcendentalism, extending it into a more radical, democratic embrace of the individual’s connection to the cosmos. However, Whitman misinterprets Emerson by focusing less on the spiritual and intellectual aspects and more on the sensual, bodily experience of existence. This is Whitman’s way of asserting his own poetic authority.Tessera (completion), Misprision, Anxiety of Influence
Key Concepts in the Table:
  • Clinamen (Swerve): A poet’s deviation from their precursor’s work, signaling an effort to escape being overwhelmed by past influence.
  • Tessera (Completion): A poet seeks to “complete” the precursor’s work, viewing it as incomplete or lacking in some aspect.
  • Misprision: The act of deliberately misinterpreting or revising a predecessor’s work to establish originality.
  • Anxiety of Influence: The psychological struggle poets experience when they feel overshadowed by their precursors.
  • Family Romance: A psychoanalytic lens where the relationship between poets and their predecessors is akin to a child’s relationship with their parents, filled with both admiration and rebellion.
Criticism Against “Antithetical Criticism: An Introduction” by Harold Bloom
  • Overemphasis on Psychological Conflict
    Bloom’s theory heavily relies on the psychological struggle between poets and their precursors, often framing literary creation as a personal conflict rooted in anxiety. Critics argue that this reduces the complexity of literary production to a singular psychoanalytic model, ignoring broader social, political, and cultural factors that also shape creative processes.
  • Neglect of Collaborative and Symbiotic Influences
    Bloom’s focus on misprision and the competitive struggle for originality between poets overlooks more collaborative and symbiotic relationships between writers. Some literary traditions, especially non-Western or communal cultures, may not experience influence through the anxiety Bloom emphasizes but rather through mutual enrichment and dialogue.
  • Dismissal of Non-Canonical Writers and Voices
    Bloom’s theory primarily centers on a Eurocentric, male-dominated literary canon (e.g., Shakespeare, Milton, and Dante), often disregarding non-canonical, female, or marginalized voices. His framework has been criticized for perpetuating a narrow literary tradition that excludes diverse authors who do not fit into his model of agonistic literary relations.
  • Reduction of Literary Creativity to Influence
    Critics contend that Bloom’s focus on poetic influence diminishes the role of original creativity. By asserting that all literary creation is essentially a product of anxiety and influence from predecessors, Bloom underplays the possibility that poets and writers generate new, independent ideas and innovations that are not simply responses to past works.
  • Limited Applicability Across Genres and Forms
    Bloom’s theory is largely focused on poetry, particularly on the relationship between strong poets and their predecessors. This narrow focus raises concerns about the theory’s applicability to other genres like prose fiction, drama, or contemporary experimental forms, which might not follow the same dynamics of influence and anxiety.
  • Neglect of Reader’s Role in Interpretation
    While Bloom emphasizes the role of the poet as a reader of precursors, he gives little attention to the role of the audience or reader in the interpretation of texts. This exclusion undermines the relevance of reader-response theory and suggests that the meaning of a text is primarily determined by the author’s relationship with their precursor, not by the interaction between the text and its readers.
  • Overemphasis on Western Romantic and Modernist Traditions
    Bloom’s ideas are deeply rooted in Western Romantic and Modernist traditions, with a strong focus on individual genius and originality. This has drawn criticism for being too narrow and specific to certain literary movements, making it less relevant to other literary traditions, such as postcolonial, feminist, or collective literary movements, which may not prioritize individual struggle in the same way.
  • Exaggeration of the Struggle for Originality
    Some critics argue that Bloom’s preoccupation with the anxiety of originality is overstated. They believe many poets and writers do not experience creativity as a struggle against predecessors, but instead see it as a process of inspiration, adaptation, or homage, where influence can be a positive force rather than a burden.
Representative Quotations from “Antithetical Criticism: An Introduction” by Harold Bloom with Explanation
QuotationExplanation
“Every poem is a misinterpretation of a parent poem.”Bloom asserts that all poetry is fundamentally influenced by previous works and that each poem is, in essence, a deliberate misreading or reinterpretation of its predecessors. This underscores his concept of misprision, where new poems rework and distort older ones to assert their originality.
“A poem is not an overcoming of anxiety, but is that anxiety.”Bloom highlights that the act of poetic creation is driven by the anxiety of influence. Poets do not simply overcome their predecessors’ influence; instead, this anxiety is embedded in the poem itself and fuels its creation.
“To imagine is to misinterpret.”Imagination, in Bloom’s framework, is equated with misinterpretation. To create something new, a poet must first misinterpret the work of predecessors, reimagining it in a way that allows the new poem to emerge.
“Influence is Influenza—an astral disease.”Bloom uses this metaphor to suggest that influence is a pervasive and unavoidable force in poetry, much like a contagious disease. It affects all poets, often unconsciously, shaping their work in ways they cannot control.
“Poetry is misunderstanding, misinterpretation, misalliance.”Here, Bloom summarizes his view that poetry is inherently a process of misunderstanding and reworking previous texts. The creative act is not about producing something entirely new, but about reinterpreting past works through deliberate misreading.
“The meaning of a poem can only be another poem.”Bloom argues that the meaning of a poem is not self-contained. It can only be understood in relation to other poems, particularly those that influenced it. This is a key aspect of his theory of antithetical criticism, where poetry is always in dialogue with past works.
“The strong poet, like the Hegelian great man, is both hero of poetic history, and victim of it.”Bloom suggests that the strongest poets are those who actively engage with and transform literary tradition, but they are also victimized by it, as their work is forever marked by the anxiety of trying to escape the shadow of their predecessors.
“To imagine is to misinterpret. But alas—to misinterpret is not necessarily to imagine (or re-imagine).”Bloom acknowledges the difficulty of true creative imagination. While misinterpretation is a central part of poetic creation, not all misinterpretations result in successful re-imaginings. This points to the uncertainty and difficulty in producing truly original poetry.
“A poem is a poet’s melancholy at his lack of priority.”This quote reflects Bloom’s idea that poems are born from a melancholic recognition that the poet is not the first to explore certain themes or ideas. The act of writing is, in part, an expression of the poet’s struggle to achieve originality in a world where much has already been said.
“Poetry is the enchantment of incest, disciplined by resistance to that enchantment.”Bloom uses the metaphor of incest to describe the close, often uncomfortable relationship between poets and their predecessors. Poets are drawn to their precursors but must discipline this intense attraction by resisting their influence to create something new.
Suggested Readings: “Antithetical Criticism: An Introduction” by Harold Bloom
  1. Bloom, Harold. “Antithetical Criticism: An Introduction.” Diacritics, vol. 1, no. 2, 1971, pp. 39–46. JSTOR, https://doi.org/10.2307/465081. Accessed 4 Oct. 2024.
  2. Barzilai, Shuli. “A Review of Paul de Man’s ‘Review of Harold Bloom’s Anxiety of Influence.’” Yale French Studies, no. 69, 1985, pp. 134–41. JSTOR, https://doi.org/10.2307/2929930. Accessed 4 Oct. 2024.
  3. Bloom, Harold. “The Necessity of Misreading.” The Georgia Review, vol. 55/56, 2001, pp. 69–87. JSTOR, http://www.jstor.org/stable/41402122. Accessed 4 Oct. 2024.
  4. Colilli, Paul. “Harold Bloom and the Post-Theological Dante.” Annali d’Italianistica, vol. 8, 1990, pp. 132–43. JSTOR, http://www.jstor.org/stable/24004257. Accessed 4 Oct. 2024.

“Tradition and the Individual Talent” by T. S. Eliot: Summary and Critique

“Tradition and the Individual Talent” by T. S. Eliot was first publishedا in 1919 as the introductory essay to the anthology Selected Essays by Eliot himself.

"Tradition and the Individual Talent" by T. S. Eliot: Summary and Critique

Introduction: “Tradition and the Individual Talent” by T. S. Eliot

“Tradition and the Individual Talent” by T. S. Eliot was first published in 1919 as the introductory essay to the anthology Selected Essays by Eliot himself. The essay was later reprinted in the The Sacred Wood: Essays on Poetry collection, published in 1920. This seminal piece of literary criticism explores the complex relationship between tradition and the individual poet. Eliot argues that a poet must be aware of the literary tradition they are working within while also striving for originality. The essay’s emphasis on the importance of literary history and the concept of the “impersonal” poet has had a profound influence on literary theory and criticism, shaping debates about the nature of artistic creation and the role of tradition in shaping individual expression.

Summary of “Tradition and the Individual Talent” by T. S. Eliot

1. The Misunderstood Concept of Tradition:

  • Eliot begins by noting how the word “tradition” is seldom used positively in English writing, often associated with a censure of being too “traditional” or outdated.
  • He argues that tradition should not be limited to the repetition of the immediate past but rather involves the “historical sense,” a recognition of both the “pastness of the past” and its presence in the contemporary moment.
  • Quotation: “Tradition cannot be inherited, and if you want it you must obtain it by great labor.”

2. The Role of the Poet in Tradition:

  • Eliot emphasizes that no poet or artist exists in isolation; their work must be understood in relation to the works of the past. The true value of a poet is found in their place within a continuous historical literary tradition.
  • The creation of new works affects the entire body of past literature, as each new work slightly alters the “ideal order” of past works.
  • Quotation: “No poet, no artist of any art, has his complete meaning alone.”

3. The Relationship Between the Old and the New:

  • Eliot argues that the relationship between a new work of art and the tradition it fits into is dynamic. The past informs the present, but the present can also influence our perception of the past.
  • Quotation: “Whoever has approved this idea of order… will not find it preposterous that the past should be altered by the present as much as the present is directed by the past.”

4. The Impersonal Nature of Poetry:

  • Eliot rejects the Romantic notion that poetry is the expression of the poet’s personal emotions. Instead, he advocates for a depersonalization of the poet in their work, where the art becomes independent of the poet’s personality.
  • Using an analogy of a chemical reaction, Eliot explains that the poet’s mind should act as a catalyst, facilitating the combination of emotions and experiences into art, without leaving a personal trace.
  • Quotation: “The progress of an artist is a continual self-sacrifice, a continual extinction of personality.”

5. The Artistic Process:

  • Eliot distinguishes between emotions and feelings, noting that great poetry is often the product of a complex fusion of these elements. The intensity of the artistic process, rather than the intensity of emotions themselves, is what counts.
  • Quotation: “The business of the poet is not to find new emotions, but to use the ordinary ones and, in working them up into poetry, to express feelings which are not in actual emotions at all.”

6. Poetry as an Escape from Personality:

  • Eliot posits that true art is an “escape from personality,” not an expression of it. He criticizes poets who focus too much on their own experiences, arguing that the best poetry transcends the poet’s personal emotions.
  • Quotation: “Poetry is not a turning loose of emotion, but an escape from emotion; it is not the expression of personality, but an escape from personality.”

7. The Importance of Impersonal Criticism:

  • Eliot concludes by stressing that criticism should focus on the poetry itself, not on the poet. Understanding poetry requires appreciating its technical execution and how it relates to the whole tradition of poetry.
  • Quotation: “To divert interest from the poet to the poetry is a laudable aim.”
Literary Terms/Concepts in “Tradition and the Individual Talent” by T. S. Eliot
Literary Term/ConceptExplanationReference/Context
TraditionThe accumulated wisdom and literary history that a poet must consciously engage with and build upon.Eliot argues that “tradition” involves the “historical sense” and is essential to producing meaningful art. It cannot be inherited but requires conscious effort and labor. (“Tradition cannot be inherited…”)
Historical SenseA sense of the past, where a poet writes with an awareness of both the past and present as simultaneous realities.Eliot claims that the historical sense makes a poet both traditional and acutely conscious of their contemporaneity. (“The historical sense compels a man to write…with a feeling that the whole of the literature of Europe…exists.”)
DepersonalizationThe process through which a poet’s personality is removed from their poetry, allowing the art to stand independently.Eliot emphasizes that great poetry is not a reflection of personal emotion but a product of a depersonalized mind. (“The progress of an artist is a continual self-sacrifice, a continual extinction of personality.”)
Objective CorrelativeA technique where external objects, situations, or events evoke a particular emotion, making the emotion impersonal.Although not explicitly discussed in this essay, Eliot later develops this idea, consistent with the notion of depersonalization.
Impersonal Theory of PoetryThe idea that poetry should not be a personal outpouring but a product of craftsmanship where emotions are transformed.Eliot asserts that poetry is an “escape from emotion” and personality, focusing on the artistic process rather than individual feelings. (“Poetry is not a turning loose of emotion…”)
Aesthetic JudgmentThe evaluation of art not based on individual sentiment, but in relation to its place within a larger tradition.Eliot insists that poets must be judged not in isolation but in relation to past writers and the literary tradition. (“You cannot value him alone…”)
Fusion of ElementsThe blending of various emotions, feelings, and experiences into a unified whole within a poem.Eliot describes how poets combine disparate elements into a coherent artistic work, highlighting the complexity of the artistic process. (“The intensity of the artistic process…under which the fusion takes place…”)
The Catalyst AnalogyA comparison between the poet’s mind and a catalytic substance, which facilitates the transformation of emotions into art.Eliot compares the poet’s mind to platinum in a chemical reaction, remaining unchanged as it facilitates the creation of something new. (“The mind of the poet is the shred of platinum…”)
Living TraditionThe idea that the present moment of literature coexists with and modifies the past.Eliot argues that tradition is not static but living, as each new work slightly alters the entire history of past literature. (“The past should be altered by the present as much as the present is directed by the past.”)
Contribution of “Tradition and the Individual Talent” by T. S. Eliot to Literary Theory/Theories
Literary TheoryContribution by T.S. EliotReference/Explanation
New CriticismEliot’s emphasis on the text itself as an autonomous entity aligns with the core principles of New Criticism, which advocates for close reading without concern for the author’s biography or historical context.Eliot diverts attention from the poet’s personal life and emotions, arguing that criticism should focus on the poetry itself, not the poet. (“To divert interest from the poet to the poetry is a laudable aim…”)
Impersonal Theory of ArtEliot proposes that poetry is impersonal and requires the poet to separate personal emotion from artistic creation. This approach is foundational to his Impersonal Theory of Art, contributing significantly to modernist literary theory.Eliot rejects the idea of poetry as the expression of personal emotion, advocating instead for a depersonalization process where the poet becomes a “medium” for artistic fusion. (“The progress of an artist is a continual self-sacrifice… extinction of personality.”)
Historical Criticism (Revisionist)Eliot redefines historical criticism, arguing that the past and present are not distinct but intertwined. New works influence our perception of past literature, altering its meaning. This dynamic view reshapes the traditional notion of historical influence.Eliot states that the past is not static; new works modify the entire literary tradition, suggesting a reciprocal relationship between past and present. (“The past should be altered by the present as much as the present is directed by the past.”)
Tradition and Influence TheoryEliot’s concept of tradition goes beyond mere imitation of past works. He introduces the idea that true tradition involves an awareness of European and national literary history, compelling poets to recognize their place within the larger continuum.Eliot asserts that tradition involves a “historical sense,” where the poet writes with the whole literary tradition in mind, from Homer to present. (“The whole of the literature of Europe from Homer…has a simultaneous existence and composes a simultaneous order.”)
Theories of Artistic AutonomyEliot’s view contributes to theories of artistic autonomy by emphasizing that art must stand apart from the artist’s personal identity or emotions. Art should be valued on its own merits, judged in relation to other works of art rather than personal sentiment.Eliot advocates for an objective approach to art, focusing on its aesthetic value and its place within the literary tradition, independent of personal context. (“The emotion of art is impersonal… the poet cannot reach this impersonality without surrendering himself…”)
Theories of IntertextualityEliot contributes to the early ideas of intertextuality, suggesting that no work of art exists in isolation. All texts are in dialogue with prior works, and each new text changes the reader’s understanding of past literature.Eliot posits that the meaning of a new work is shaped by its relationship to previous texts, and that all works form a dynamic literary tradition. (“No poet, no artist of any art, has his complete meaning alone…”)
Objective CorrelativeAlthough not fully explored in this essay, Eliot’s idea of the Objective Correlative—a method of expressing emotions through a set of objects, situations, or events that evoke an emotion—contributes to Modernist literary techniques.Eliot hints at the separation of personal emotion and poetry, focusing on how the artistic process transforms raw emotions into a structured, aesthetic form, paving the way for his development of the Objective Correlative concept later.
AestheticismEliot’s theory emphasizes form and craftsmanship over personal expression, aligning with aesthetic principles that value the work of art itself over its moral, political, or emotional content.Eliot states that poetry is not a release of emotion but a fusion of feelings transformed into art through deliberate craft, suggesting that aesthetic value derives from the structure and intensity of the artistic process. (“Poetry is not a turning loose of emotion…”)
Poetics of Innovation and ContinuityEliot advocates for a balance between innovation and continuity in art. A new work must bring something novel but still fit within the existing literary tradition, thus contributing to theories of literary evolution and development.Eliot explains that a new work of art must slightly alter the entire past literary tradition, ensuring continuity while also introducing innovation. (“The existing order is complete before the new work arrives… but the whole order must be altered…”)
Summary of Eliot‘s Contributions to Literary Theory:

T.S. Eliot’s “Tradition and the Individual Talent” reshaped critical thought by proposing that the value of art lies in its relationship to tradition and that poetry should be seen as an impersonal craft rather than a personal expression of emotion. He also contributed to the evolving intertextuality of modern literature, where new works engage in an ongoing dialogue with past literature, altering and being altered by it. Eliot’s ideas remain foundational in modern literary criticism, particularly in New Criticism, where the emphasis is placed on the text rather than the poet’s biography.

Examples of Critiques Through “Tradition and the Individual Talent” by T. S. Eliot

1. William Shakespeare’s Hamlet (1609)

Critique Through Eliot’s Lens:

  • Impersonal Theory of Art: Eliot would critique Hamlet for Shakespeare’s perceived failure to fully achieve the impersonality Eliot advocates. He famously critiqued Hamlet as an artistic failure because it lacks an appropriate “objective correlative” to express the overwhelming emotions Hamlet experiences. Eliot argues that the feelings Shakespeare is trying to convey are inadequately represented through the dramatic action.

Quotation from Eliot: “The only way of expressing emotion in the form of art is by finding an ‘objective correlative’… a set of objects, a situation, a chain of events which shall be the formula of that particular emotion.”

Eliot’s Critique: The disconnection between Hamlet’s emotions and the events of the play reveals a lack of coherence, leading to what Eliot described as a “problem” in terms of the relation between the emotion and its expression.

  • Tradition and Innovation: However, Eliot might praise Hamlet for its participation in the broader Shakespearean tradition, as the play reshapes elements from its sources (like Thomas Kyd’s The Spanish Tragedy) while adding complexity and innovation in terms of character and psychology. This fusion of tradition with originality is key in Eliot’s theory.

2. James Joyce’s Ulysses (1922)

Critique Through Eliot’s Lens:

  • Tradition and Historical Sense: Eliot would likely appreciate Joyce’s Ulysses for its deep engagement with the European literary tradition. Joyce consciously rewrites Homer’s Odyssey, giving it a modern twist. According to Eliot’s theory, Joyce’s achievement lies in his ability to situate himself within the grand tradition of European literature while simultaneously altering how the past is viewed.

Quotation from Eliot: “The historical sense involves a perception, not only of the pastness of the past, but of its presence.”

Eliot’s Critique: Joyce’s work succeeds because it illustrates how a modern writer can be “traditional” by being acutely aware of the entire literary history that precedes him. By connecting ancient myth with contemporary life, Joyce exemplifies Eliot’s idea that new works transform the past while being influenced by it.

  • Impersonal Art: Ulysses is also notable for its depersonalization, where Joyce, through various narrative techniques like stream of consciousness, allows his characters and the form itself to become the focus, rather than Joyce’s personal emotions. This detachment from personal expression aligns with Eliot’s Impersonal Theory of Art.

3. John Keats’s Ode to a Nightingale (1819)

Critique Through Eliot’s Lens:

  • Fusion of Emotions and Tradition: Eliot might commend Ode to a Nightingale for its complex fusion of feelings (joy, melancholy, transcendence) and its subtle engagement with the Romantic tradition. Keats’s ode draws on a broader literary tradition (the nightingale as a symbol in classical and English poetry) while introducing his own personal reflection on beauty and transience, illustrating how a poet works within and modifies tradition.

Quotation from Eliot: “The poet must develop or procure the consciousness of the past… He must be very conscious of the main current, which does not at all flow invariably through the most distinguished reputations.”

Eliot’s Critique: Keats, despite being heavily influenced by earlier poets like Shakespeare and Milton, does not merely imitate them. Instead, he brings new depth to the symbolic use of the nightingale. This transformation and modification of traditional themes and symbols aligns with Eliot’s view of how a poet should engage with tradition.

  • Impersonal Theory: However, Eliot might critique the personal lyricism of Keats, suggesting that it remains too tied to Keats’s individual experience. In Eliot’s view, a stronger depersonalization would have elevated the poem from personal reflection to something more universally significant.

4. Dante Alighieri’s The Divine Comedy (1320)

Critique Through Eliot’s Lens:

  • Tradition and the Historical Sense: Eliot would likely hold up Dante as an example of a poet who embodies the ideal historical sense. Dante’s Divine Comedy reflects a deep awareness of classical literature (Homer, Virgil) and the Christian theological tradition while transforming these influences into an original and personal vision of the afterlife. Dante works within a historical framework, yet his innovation lies in how he reshapes that tradition to reflect his contemporary concerns.

Quotation from Eliot: “No poet, no artist of any art, has his complete meaning alone. His significance, his appreciation is the appreciation of his relation to the dead poets and artists.”

Eliot’s Critique: Dante’s Divine Comedy fits perfectly with Eliot’s notion that a great work of art must be appreciated in relation to what came before it. Dante’s use of Virgil as a guide in Inferno demonstrates this clear dialogue with the past, while his unique poetic structure and vision alter the reader’s perception of both classical and medieval traditions.

  • Impersonality in Art: Eliot might also admire how Dante’s personal spiritual journey in The Divine Comedy is not merely a personal narrative but a representation of universal human struggles. While Dante’s personal experiences inform the poem, the work transcends his individual life, aligning with Eliot’s concept of impersonal art.

Summary of Critique Examples:
  • William Shakespeare’s Hamlet: Critiqued for lacking a proper objective correlative, making it an “artistic failure” according to Eliot, though it innovates within the Shakespearean tradition.
  • James Joyce’s Ulysses: Praised for its engagement with the European tradition and depersonalization, fitting Eliot’s model of a modern work that reshapes the past.
  • John Keats’s Ode to a Nightingale: Recognized for its fusion of emotions and modification of traditional symbols, though critiqued for being overly personal.
  • Dante’s The Divine Comedy: Celebrated as a perfect example of the historical sense and impersonality, where personal narrative becomes universal.

Criticism Against “Tradition and the Individual Talent” by T. S. Eliot


  • Overemphasis on Tradition and Erasure of Individual Creativity:
    • Critics argue that Eliot’s focus on tradition places too much importance on the past, potentially stifling the poet’s individual creativity and innovation. It risks turning poetry into a mechanical exercise of aligning with tradition rather than fostering personal expression.
  • Elitism and Exclusionary View of Literary Canon:
    • Eliot’s view of tradition, which he bases largely on the European literary canon, has been criticized for being elitist and exclusionary. His focus on a specific, Eurocentric tradition neglects non-Western literatures and marginal voices, which can diminish the recognition of diverse cultural contributions to art.
  • Rejection of Personal Emotion is Unrealistic:
    • Eliot’s call for the depersonalization of poetry has been seen as impractical or even impossible. Critics argue that personal experiences and emotions are inherent to artistic creation, and trying to separate the poet from their work contradicts the natural, emotional basis of art.
  • Subjectivity in Defining Tradition:
    • Eliot’s definition of tradition is vague and subjective, making it difficult to determine what exactly constitutes tradition. His emphasis on an undefined “historical sense” can be interpreted differently by different readers, leading to inconsistencies in application.
  • Neglect of the Reader’s Role:
    • Eliot focuses heavily on the relationship between the poet and the past but largely neglects the role of the reader in interpreting the text. Reader-response critics argue that meaning is not fixed within the relationship of the poet to tradition but is created in the interaction between text and reader.
  • Potential for Conservatism in Artistic Innovation:
    • By suggesting that a poet’s value comes from how they conform to tradition, Eliot may implicitly discourage radical innovation in art. This could lead to a conservative approach to poetry, where artistic experimentation is undervalued in favor of maintaining continuity with the past.
  • Inconsistency in Eliot’s Own Work:
    • Some critics point out the inconsistency between Eliot’s theory and his own poetry. Eliot’s personal experiences and emotions, especially in works like The Waste Land, seem to contradict his insistence on depersonalization.
  • Undermining Subjective Interpretation:
    • Eliot’s dismissal of the poet’s emotions risks undermining subjective interpretation. Critics argue that readers naturally relate to literature through personal experiences and emotions, and Eliot’s insistence on impersonal criticism may alienate those seeking a deeper, emotional connection with the text.
Representative Quotations from “Tradition and the Individual Talent” by T. S. Eliot with Explanation
QuotationExplanation
1. “Tradition cannot be inherited, and if you want it you must obtain it by great labor.”Eliot emphasizes that tradition is not something that a poet passively inherits. Instead, the poet must actively engage with and understand the literary past through effort and learning.
2. “The historical sense involves a perception, not only of the pastness of the past, but of its presence.”This quotation highlights Eliot’s concept of the historical sense, where the poet not only understands the past but also recognizes its active role in shaping contemporary literature.
3. “No poet, no artist of any art, has his complete meaning alone. His significance… is the appreciation of his relation to the dead poets and artists.”Eliot argues that the value of a poet’s work cannot be judged in isolation but must be understood within the broader tradition of past writers, contributing to the intertextual nature of art.
4. “The progress of an artist is a continual self-sacrifice, a continual extinction of personality.”This introduces Eliot’s impersonal theory of art, suggesting that a poet must remove their personal emotions and ego from their work, focusing instead on the art itself.
5. “Poetry is not a turning loose of emotion, but an escape from emotion; it is not the expression of personality, but an escape from personality.”Eliot critiques the Romantic emphasis on personal expression, proposing instead that great poetry requires a detachment from personal feelings in order to achieve artistic objectivity.
6. “What happens when a new work of art is created is something that happens simultaneously to all the works of art which preceded it.”Eliot explains how new art modifies the entire tradition, asserting that a new work changes how we understand all previous works, creating a dynamic relationship between the old and the new.
7. “The past should be altered by the present as much as the present is directed by the past.”Eliot further develops the idea that tradition and innovation are mutually influential, with the present reshaping our understanding of the past, just as the past informs the present.
8. “The emotion of art is impersonal. And the poet cannot reach this impersonality without surrendering himself wholly to the work to be done.”Eliot emphasizes that the emotion in poetry should not be the poet’s own, but rather something crafted and impersonal, achieved through the act of creation rather than personal experience.
9. “Honest criticism and sensitive appreciation is directed not upon the poet but upon the poetry.”Here, Eliot promotes an impersonal approach to criticism, suggesting that evaluation should focus solely on the poem itself, independent of the poet’s life, emotions, or intentions.
10. “The existing monuments form an ideal order among themselves, which is modified by the introduction of the new… the relations, proportions, values of each work of art… are readjusted.”Eliot articulates his idea that art exists in a continuous tradition, where new works alter the relationships between older works, readjusting how they are perceived and valued.
Suggested Readings: “Tradition and the Individual Talent” by T. S. Eliot
  1. White, Peter. “‘Tradition and the Individual Talent’ Revisited.” The Review of English Studies, vol. 58, no. 235, 2007, pp. 364–92. JSTOR, http://www.jstor.org/stable/4501601. Accessed 3 Oct. 2024.
  2. Eliot, T. S. “Tradition and the Individual Talent.” Perspecta, vol. 19, 1982, pp. 36–42. JSTOR, https://doi.org/10.2307/1567048. Accessed 3 Oct. 2024.
  3. HUGHES-FREELAND, FELICIA. “‘TRADITION AND THE INDIVIDUAL TALENT’: T.S. ELIOT FOR ANTHROPOLOGISTS.” Cambridge Anthropology, vol. 25, no. 2, 2005, pp. 20–35. JSTOR, http://www.jstor.org/stable/23820746. Accessed 3 Oct. 2024.
  4. Williamson, George. “The Talent of T. S. Eliot.” The Sewanee Review, vol. 35, no. 3, 1927, pp. 284–95. JSTOR, http://www.jstor.org/stable/27534171. Accessed 3 Oct. 2024.
  5. Bergonzi, Bernard. “Hopkins, Tradition and the Individual Talent.” The Hopkins Quarterly, vol. 31, no. 1/4, 2004, pp. 1–10. JSTOR, http://www.jstor.org/stable/45241415. Accessed 3 Oct. 2024.
  6. Sultan, Stanley. “Tradition and the Individual Talent in ‘Prufrock.'” Journal of Modern Literature, vol. 12, no. 1, 1985, pp. 77–90. JSTOR, http://www.jstor.org/stable/3831143. Accessed 3 Oct. 2024.

“Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams: Summary and Critique

The chapter “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams is a key component of his larger work, Modern Tragedy, published in 1966.

"Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams

The chapter “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams is a key component of his larger work, Modern Tragedy, published in 1966. This chapter stands out for its in-depth analysis of the tragic figures in the works of T.S. Eliot and Boris Pasternak. Williams explores the concept of resignation to fate and its role in shaping the modern tragic hero. His analysis sheds light on the unique qualities of modern tragedy, such as its focus on individual struggle and existential themes. This chapter has been influential in shaping our understanding of modern literature and has contributed significantly to the field of literary theory.

Summary of “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams
  • Rhythm of Sacrifice and its Complexity in Tragedy:
    • The rhythm of tragedy in modern works often revolves around sacrifice, but its meaning and significance have evolved from classical contexts.
    • Williams suggests that while sacrifice traditionally meant a man’s death would renew life, this notion is now fraught with ambiguity. In modern tragedy, heroes are often perceived as victims rather than agents of renewal.
  • Ambiguity in the Concept of Sacrifice:
    • The concept of sacrifice in modern culture is layered with ambiguity. Williams notes, “The idea of sacrifice is profoundly ambiguous,” especially when it lacks divine or transcendent significance (Williams, p. 190).
    • In the modern world, sacrifice is often reinterpreted as martyrdom, where the victim is mourned more than celebrated, signifying a shift in how sacrifice is perceived (Williams, p. 191).
  • Contextual Understanding of Sacrifice:
    • For sacrifice to retain its tragic power, the context—whether divine, historical, or social—must be evident in the literary work. Without this, the action may lose its significance, reducing it to an autonomous form of art detached from deeper meaning (Williams, p. 192).
  • Sacrifice in Eliot’s Murder in the Cathedral:
    • Eliot’s Murder in the Cathedral portrays the death of Becket as a martyr, aligning the individual’s sacrifice with an eternal divine plan rather than a historical event. This shifts focus from the heroism of Becket’s martyrdom to his submission to a divine, timeless law:

“I give my life / To the Law of God above the Law of Man” (Williams, p. 193).

  • Williams highlights that Eliot’s play focuses on the “fertilizing effects of his [Becket’s] blood,” suggesting a continuity between individual sacrifice and the redemption of the larger order (Williams, p. 194).
  • Sacrifice and Resignation in Eliot’s The Cocktail Party:
    • In The Cocktail Party, the character Celia Coplestone’s death embodies a modern version of sacrifice, but Williams argues it is more a resignation to a meaningless condition rather than a tragic redemption:

“The real tragedy is not in the death but in the life” (Williams, p. 198).

  • The play, Williams suggests, blurs the line between sacrifice and resignation, where Celia’s death neither redeems nor revitalizes the world, but rather affirms the hollow lives of the other characters who continue with “the cocktail party” (Williams, p. 199).
  • Tragic Resignation vs. Sacrifice in Eliot:
    • Eliot’s works, according to Williams, do not fully embrace the Christian notion of redemption through sacrifice but instead offer a form of tragic resignation. In The Cocktail Party, for example, the blood of sacrifice becomes a symbolic gesture that ratifies the world as it is, without bringing true renewal:

“Sacrifice now does not redeem the world… but ratifies the world as it is” (Williams, p. 199).

  • Pasternak’s Sacrificial Vision in Doctor Zhivago:
    • In contrast to Eliot, Pasternak’s Doctor Zhivago portrays life and sacrifice as deeply intertwined with history. The novel centers on the personal and social sacrifices during the Russian Revolution, framed as part of an ongoing process of suffering, loss, and rebirth.
    • Williams asserts that Pasternak presents sacrifice as essential to life’s continuity:

“The revolution is fire and redemption, but it is also fire and hardening, fire and destruction” (Williams, p. 204).

  • Zhivago’s life and death are part of a larger historical pattern of renewal, blending individual sacrifice with social upheaval.
  • Fusion of Christian Redemption and Marxist History in Pasternak:
    • Williams highlights the originality of Pasternak’s work in merging Christian themes of redemption with Marxist concepts of history, showing how personal sacrifice can lead to a collective rebirth:

“The extraordinary vitality of Pasternak’s novel makes the essential contrast” (Williams, p. 207).

  • In Pasternak’s vision, the tragedy lies not in the individual’s death, but in the broader loss of personality within the destructive force of revolution, ultimately leading to a collective redemption.
  • Comparison between Eliot and Pasternak:
    • Williams contrasts the two authors, stating that while Eliot’s notion of sacrifice is often tied to resignation and social stagnation, Pasternak’s vision is one of renewal through suffering. Pasternak’s Doctor Zhivago offers a deeper, more dynamic portrayal of sacrifice as a force for both personal and societal transformation (Williams, p. 206-207).

Key Quotations:

  • “The tragedy is not in the death, but in the life” (The Cocktail Party) (Williams, p. 198).
  • “The extraordinary vitality of Pasternak’s novel makes the essential contrast” (Doctor Zhivago) (Williams, p. 207).
Literary Terms/Concepts in “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams
Literary Term/ConceptExplanationExamples/References
TragedyA dramatic genre characterized by serious themes and the suffering or downfall of a protagonist. Tragedy often explores human limitations and existential questions.Williams analyzes tragedy in both Eliot and Pasternak’s works, showing how sacrifice and suffering are central to their tragic narratives.
SacrificeThe act of giving up something valuable, often life itself, for a higher purpose or cause. In tragedy, it’s a key element symbolizing loss and potential renewal.In Murder in the Cathedral, Becket’s martyrdom is framed as an act of sacrifice for divine law (Williams, p. 193). In Doctor Zhivago, sacrifice is intertwined with historical processes, symbolizing both loss and creation (Williams, p. 204).
MartyrdomThe death or suffering of an individual for a cause, particularly religious or political. Martyrdom often implies a higher moral or spiritual significance to the sacrifice.Becket in Murder in the Cathedral is portrayed as a martyr who dies not for personal glory but to fulfill a divine order (Williams, p. 193). Celia Coplestone in The Cocktail Party also becomes a martyr, though with less tragic grandeur (Williams, p. 196).
ResignationA passive acceptance of one’s fate, often linked with a sense of inevitability and lack of power to change the outcome.Williams describes the resignation in The Cocktail Party, where characters like Celia accept their fate without transformative impact (Williams, p. 199). Eliot’s work shifts from tragic redemption to tragic resignation (Williams, p. 200).
RedemptionThe idea of salvation or deliverance from sin, error, or evil. Often involves sacrifice or suffering as a necessary path to renewal.In Pasternak’s Doctor Zhivago, redemption is tied to the collective suffering of the revolution. It blends Christian and Marxist ideas, emphasizing personal and societal transformation through sacrifice (Williams, p. 206).
Fate and DestinyForces believed to predetermine the course of events, often uncontrollable and inescapable, guiding characters toward inevitable outcomes.In Murder in the Cathedral, Becket’s death is framed as a willed submission to divine fate, not merely personal choice (Williams, p. 194). In contrast, the fates of Zhivago and Lara in Doctor Zhivago are shaped by the broader historical forces of revolution.
HeroismThe qualities of a hero, often including courage, self-sacrifice, and the pursuit of noble goals. In modern tragedy, heroism is frequently questioned or redefined.Williams contrasts the traditional heroism of martyrdom with modern tragedy’s focus on characters like Willy Loman in Death of a Salesman, whose sacrifice is more of an indictment than a heroic act (Williams, p. 192).
ScapegoatA person or entity that is unfairly blamed for the misfortunes of others, often serving as a symbolic sacrifice to alleviate collective guilt.Williams links the concept of scapegoating to the modern understanding of sacrifice, where the victim’s death often generates guilt rather than renewal (Williams, p. 191).
Historical ContextThe specific social, political, and cultural environment in which a work of literature is set or created, which influences its themes and significance.The Russian Revolution provides the historical context in Doctor Zhivago, shaping the narrative’s exploration of personal and societal sacrifice (Williams, p. 203). Murder in the Cathedral’s historical context is downplayed to emphasize eternal themes (p. 194).
Ritual and PatternRepeated symbolic actions or behaviors, often tied to religious or cultural traditions, which give meaning to sacrifice and tragedy.In Murder in the Cathedral, the pattern of ritual sacrifice is central to the martyrdom of Becket, symbolizing eternal truths (Williams, p. 193). Pasternak’s use of repeated patterns in Doctor Zhivago reflects the broader cycles of life, death, and renewal (p. 204).
Contribution of “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams to Literary Theory/Theories

1. Modern Tragedy Theory

Williams’ analysis extends the theory of tragedy by examining how sacrifice and resignation function within modern literature. His key contribution lies in differentiating modern tragedy from classical or Shakespearean tragedy, where the focus has shifted from heroic action to passive resignation.

  • Resignation vs. Heroism: Williams contrasts traditional tragic heroes, who act decisively for a cause, with modern tragic figures who resign themselves to fate or sacrifice without achieving meaningful redemption. For example, Williams critiques how Celia Coplestone in The Cocktail Party chooses death, not for personal glory or social transformation, but as an act of resignation:

“Sacrifice now does not redeem the world… but ratifies the world as it is” (Williams, p. 199).
This reflects modern tragedy’s focus on passive suffering over heroic sacrifice, altering the genre’s fundamental dynamic.

  • Ambiguity of Sacrifice: Williams reconfigures the traditional rhythm of sacrifice by showing that in modern tragedy, the act of sacrifice often leads not to renewal but to resignation. He contrasts Eliot’s Becket, who sacrifices himself in a Christian context of eternal design, with Zhivago, who embodies a more ambiguous form of sacrifice tied to social and historical processes:

“The tragedy is not in the death, but in the life” (Williams, p. 198).
This nuanced view of tragedy reshapes its relevance in modern literature, offering new interpretations for works where heroism is questioned or undermined.

2. Sacrifice Theory

Williams’ discussion of sacrifice contributes significantly to sacrifice theory by examining the evolution of this concept from religious and mythological frameworks into modern secular and political narratives.

  • Christian Sacrifice vs. Modern Secular Sacrifice: Williams argues that the notion of sacrifice in the Christian tradition, as seen in Eliot’s work, transforms from a divine act of redemption to a more personal, resigned act in modern secular contexts. He emphasizes how modern audiences have moved away from understanding sacrifice as a religious or divine ritual:

“We have lost, then, the rhythm of sacrifice, in its simple original form” (Williams, p. 191).
He further elaborates on this idea by explaining that while martyrdom may still exist, it no longer carries the same transformative power it once did, often viewed as a tragic victimization rather than a heroic sacrifice.

  • Public vs. Private Sacrifice: Another theoretical insight is Williams’ discussion of how modern tragedies blur the line between public and private sacrifice. In Pasternak’s Doctor Zhivago, the protagonist’s personal sacrifices are intimately tied to the broader societal upheavals of the Russian Revolution, reflecting the interconnection between individual suffering and collective historical processes:

“The Revolution… is seen as a sacrifice of life for life” (Williams, p. 205).
This offers a deeper understanding of how modern literature reconceptualizes sacrifice, not just as an individual act but as part of a social and historical pattern of suffering and transformation.

3. Cultural Materialism

Williams is one of the pioneers of cultural materialism, and his analysis in this essay underscores the importance of historical context in understanding tragedy and sacrifice.

  • Historical and Social Forces Shaping Sacrifice: Williams argues that the tragedies of Eliot and Pasternak cannot be fully understood without examining the historical and social forces that shape their characters’ experiences. He frames the Russian Revolution in Doctor Zhivago as not just a backdrop but as a dialectical force driving the characters’ sacrifices:

“The Revolution, that is to say, is seen as a sacrifice of life for life: not simply the killing, to make way for a new order, but the loss of the reality of life while a new life is being made” (Williams, p. 204).
This interpretation aligns with cultural materialism’s focus on how societal structures, historical moments, and economic forces influence literature and the representation of individual experiences.

  • Art as Historical Process: Williams connects art and history by suggesting that both are involved in the process of creating life through suffering and sacrifice. In Pasternak’s Doctor Zhivago, for example, the revolutionary process is paralleled with the process of art, where creation (in both historical and artistic senses) emerges from the meditation on death:

“To make art is then to participate in the release of spirit which is the movement of history” (Williams, p. 202).
This reflects a cultural materialist view of literature as not just reflective but constitutive of historical consciousness.

4. Reception Theory

Williams also contributes to reception theory by discussing how modern readers and audiences interpret sacrifice and tragedy. He argues that modern audiences often view heroes as victims, and this shift in perception significantly alters the emotional and intellectual responses to tragedy.

  • Audience’s Perception of Sacrifice: In modern works like Eliot’s and Pasternak’s, sacrifice is seen not as a redemptive act but as a victimization, which reflects contemporary societal guilt and anxiety rather than communal catharsis:

“Our emotional commitment, in a majority of cases, is to the man who dies, rather than to the action in which he dies” (Williams, p. 191).
This shift challenges traditional reception of tragic heroes, reshaping how audiences engage with sacrifice in literary works.

5. Postcolonial Theory and Historical Materialism

Williams’ examination of the political and social implications of sacrifice in Pasternak’s work can also be linked to postcolonial theory and historical materialism, as it deals with the role of colonial and revolutionary forces in shaping individual and collective identities.

  • Sacrifice and Historical Oppression: In Doctor Zhivago, the Russian Revolution is seen as both an oppressive and redemptive force. The novel critiques how political revolutions often claim to offer freedom while simultaneously destroying individual autonomy:

“The tragedy of Yury and Lara… is a progressive loss of personality, as the destructive force of the revolution extends” (Williams, p. 204).
This aligns with postcolonial critiques of how revolutionary movements, while promising liberation, can entrench new forms of oppression and dislocation.

Examples of Critiques Through “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams
Literary WorkCritique through Williams’ LensReferences from the Essay
Murder in the Cathedral by T.S. EliotWilliams critiques Murder in the Cathedral for focusing on martyrdom as a preordained divine sacrifice. The tragedy lies in Becket’s submission to an eternal, timeless law rather than heroic action. The emphasis is on his martyrdom’s ritualistic nature rather than historical reality.“It is not to the heroic will of the martyr that our response is directed, but to his subjection of himself to his part in the pattern, and then to the fertilizing effects of his blood” (Williams, p. 194).
The Cocktail Party by T.S. EliotWilliams sees The Cocktail Party as a representation of tragic resignation rather than heroic sacrifice. Celia’s death is ratified as necessary but does not redeem or renew the world. Instead, it serves to affirm the shallow, resigned lives of the other characters.“Sacrifice now does not redeem the world, or bring new life to the waste land. Rather, in an obscure way, it ratifies the world as it is” (Williams, p. 199).
Death of a Salesman by Arthur MillerWilliams contrasts Willy Loman’s sacrifice in Death of a Salesman with other forms of sacrifice, noting that Loman’s death is more of an indictment of his life and society, rather than an act of tragic heroism. The sacrifice is ultimately meaningless and indicts the surrounding world.“Willy Loman… ends by deliberately sacrificing his life, but the sacrifice, like the whole life, comes through as an indictment” (Williams, p. 192).
Doctor Zhivago by Boris PasternakWilliams argues that Doctor Zhivago presents a complex relationship between personal and social sacrifice. Zhivago’s individual suffering mirrors the broader historical process of the Russian Revolution, where personal sacrifice leads to societal renewal but also the loss of personality.“The Revolution… is seen as a sacrifice of life for life: not simply the killing, to make way for a new order, but the loss of the reality of life while a new life is being made” (Williams, p. 205).
Criticism Against “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams
  • Overemphasis on Historical Context:
    Williams’ cultural materialist approach heavily emphasizes the historical and social contexts surrounding the works, which some critics might argue detracts from the universal themes of tragedy, reducing the works to socio-political allegories rather than engaging with their broader existential and metaphysical dimensions.
  • Simplification of Eliot’s Religious Themes:
    Williams critiques T.S. Eliot’s work for focusing on resignation rather than redemption, but some may argue that this reading oversimplifies the religious depth in Eliot’s plays. By focusing on the idea of tragic resignation, Williams might overlook the spiritual complexity of Eliot’s Christian symbolism, particularly the transformative potential of sacrifice.
  • Reductionist View of Sacrifice:
    Critics could argue that Williams offers a narrow interpretation of sacrifice, primarily viewing it through the lens of cultural materialism. This might ignore other philosophical, psychological, or theological dimensions of sacrifice, such as its personal, existential, or spiritual significance, particularly in works like Doctor Zhivago, which blends Christian and individual redemption.
  • Limited Engagement with Aesthetic Elements:
    Williams’ analysis focuses predominantly on thematic and ideological aspects of the works, potentially underplaying the aesthetic and formal qualities of Eliot and Pasternak’s tragedies. His approach might be seen as neglecting how the literary form, language, and structure contribute to the tragic impact and the portrayal of sacrifice.
  • Critique of Modern Tragedy as Pessimistic:
    Williams’ view of modern tragedy as primarily resigned and pessimistic might be seen as too negative or reductive. Some might argue that even in modern tragedy, elements of hope, resistance, or transformation exist, which Williams does not fully explore, particularly in his treatment of Pasternak’s Doctor Zhivago.
Representative Quotations from “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“The rhythm of tragedy, it is said, is a rhythm of sacrifice. A man is disintegrated by suffering, and is led to his death, but the action is more than personal…” (p. 189)Williams begins by establishing the central idea of sacrifice in tragedy, suggesting that tragic narratives are not merely personal stories of suffering but involve broader implications for society or a larger order. This framing sets the stage for his analysis of modern tragedy.
“We have lost, then, the rhythm of sacrifice, in its simple original form. Our heroes often move us most closely when they are in fact victims…” (p. 191)Williams argues that modern tragedy shifts the focus from heroic sacrifice to victimhood, reflecting a loss of the classical understanding of sacrifice as a renewal. This introduces the idea of resignation and victimhood as central to contemporary portrayals of tragic figures.
“Sacrifice is judged, in fact, by its cause and its effects.” (p. 191)This quotation highlights how the value and meaning of sacrifice depend on the context, purpose, and consequences of the action. Williams emphasizes that sacrifice, especially in modern tragedy, is often more ambiguous and open to interpretation, reflecting complex social and moral judgments.
“The tragedy is not in the death, but in the life.” (p. 198)Williams critiques the modern shift in tragedy, particularly in works like The Cocktail Party, where the focus of tragedy is not the heroic death but the hollow, resigned life leading to that death. It reflects his view that modern tragedy is more about resignation than heroic struggle.
“Sacrifice now does not redeem the world… but ratifies the world as it is.” (p. 199)Here, Williams critiques Eliot’s treatment of sacrifice in The Cocktail Party, suggesting that sacrifice no longer brings renewal or transformation. Instead, it affirms the world’s existing conditions, making the act of sacrifice one of resignation rather than a force for change.
“It is not to the heroic will of the martyr that our response is directed, but to his subjection of himself to his part in the pattern…” (p. 194)This quotation from Williams’ analysis of Murder in the Cathedral reflects how martyrdom in Eliot’s work is not about personal heroism but about submitting to a divine, eternal plan. The emphasis is on the ritualistic role of the martyr rather than the individual’s heroism.
“The Revolution… is seen as a sacrifice of life for life: not simply the killing, to make way for a new order, but the loss of the reality of life while a new life is being made.” (p. 205)In his analysis of Doctor Zhivago, Williams describes the Russian Revolution as a process of sacrifice, where personal and social losses pave the way for a new order. However, this sacrifice involves not only death but also the erosion of individual identity during the transformation.
“Zhivago’s life is given its pattern… as a sacrifice for life in its own right.” (p. 205)Williams highlights how Yury Zhivago’s life mirrors the revolutionary upheaval around him, framing his personal suffering and sacrifices as part of a broader historical process. Zhivago’s tragedy is tied to both the personal and societal losses of the Russian Revolution.
“The extraordinary vitality of Pasternak’s novel makes the essential contrast.” (p. 207)Williams contrasts the vitality of Pasternak’s vision in Doctor Zhivago with the resignation he finds in Eliot’s work. While Pasternak’s tragedy involves suffering, it also allows for renewal and transformation, providing a deeper, more dynamic vision of sacrifice and life.
“It is a very original fusion of the Christian idea of redemption and the Marxist idea of history.” (p. 207)Williams acknowledges Pasternak’s achievement in blending Christian and Marxist themes, framing the individual’s sacrifice in Doctor Zhivago as part of a larger historical and spiritual process. This reflects his admiration for the novel’s synthesis of personal and societal transformation.
Suggested Readings: “Tragic Resignation and Sacrifice: Eliot and Pasternak from Modern Tragedy” by Raymond Williams
  1. Eliot, T. S. Murder in the Cathedral. Faber & Faber, 1935.
  2. Pasternak, Boris. Doctor Zhivago. Translated by Max Hayward and Manya Harari, Pantheon, 1958.
  3. Miller, Arthur. Death of a Salesman. Viking Press, 1949.
  4. Eliot, T. S. The Cocktail Party. Faber & Faber, 1950.
  5. Williams, Raymond. Modern Tragedy. Stanford University Press, 1966.
  6. Román, David. “Introduction: Tragedy.” Theatre Journal, vol. 54, no. 1, 2002, pp. 1–17. JSTOR, http://www.jstor.org/stable/25069017. Accessed 3 Oct. 2024.
  7. Williams, Raymond. “Tolstoy, Lawrence, and Tragedy.” The Kenyon Review, vol. 25, no. 4, 1963, pp. 633–50. JSTOR, http://www.jstor.org/stable/4334372. Accessed 3 Oct. 2024.
  8. Connor, John. “Raymond Williams, Modern Tragedy and the Affective Life of Politics.” Key Words: A Journal of Cultural Materialism, no. 15, 2017, pp. 72–85. JSTOR, https://www.jstor.org/stable/26920437. Accessed 3 Oct. 2024.

“Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams: Summary and Critique

“Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams first appeared in 1962 in the book Modern Tragedy.

"Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams

“Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams first appeared in 1962 in the book Modern Tragedy. This essay is considered a significant contribution to both literature and literary theory. Williams examines the works of Albert Camus and Jean-Paul Sartre, two prominent figures in the existentialist movement. He analyzes their depictions of tragedy in modern times, emphasizing the themes of despair, revolt, and the individual’s struggle against the absurdity of existence. Williams’ essay provides valuable insights into the nature of tragedy in the 20th century and its relevance to contemporary society.

Summary of “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams
  • Camus’ Aspiration for a New Tragic Form: Camus believed that a modern form of tragedy must emerge, distinct from the tragedies of antiquity. “A great modern form of the tragic must and will be born…We must use our limited means to hasten its arrival.” This recognition stems from the incompatibility of contemporary experience with traditional tragic structures.
  • Despair and Revolt in Camus’ Philosophy: Camus presents the idea of tragic absurdity, defined by the contradictions between life’s intense vitality and the certainty of death. These tensions create despair. However, Camus rejects suicide as a solution, choosing instead to live within these contradictions. “The essential problem is to live in full recognition of the contradictions and within the tensions they produce.”
  • Tragic Humanism as a Central Theme: Camus’ philosophy evolves into what Williams calls “tragic humanism,” where the experience of despair is universal, but the revolt against it is individual. Camus sees revolt as the only response to absurdity. “Real despair means death…A literature of despair is a contradiction in terms.”
  • Sartre and Camus’ Diverging Views on Humanism: While Camus focuses on revolt against absurdity, Sartre critiques him for denying the historical dimension of human suffering. Sartre argues that Camus seeks personal satisfaction in metaphysical revolt, neglecting historical revolution. “Sartre accused Camus of ‘a bitter wisdom which seeks to deny time’.”
  • Absurdity in Camus’ Works: In works like The Outsider and The Myth of Sisyphus, Camus explores absurdity, where the characters face existential tensions without collapse into despair. “The lucidity that was to constitute his torture at the same time crowns his victory.”
  • Revolt vs. Revolution: Camus distinguishes between revolt, which is an individual affirmation of human dignity, and revolution, which he views as nihilistic and violent. “Revolution demands totality…the first starts from a ‘no’ based on a ‘yes’, the second starts from absolute negation.”
Literary Terms/Concepts in “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams
Literary Term/ConceptExplanationContext in the Article
AbsurdityThe conflict between human attempts to find meaning in life and the universe’s inherent meaninglessness.Central to Camus’ philosophy, where absurdity results in despair, but also invites revolt. Described in The Myth of Sisyphus.
Tragic HumanismA form of humanism that acknowledges the tragic elements of life, such as despair and suffering, but maintains a commitment to human values and dignity.Camus embodies this concept by rejecting nihilism and suicide, choosing to live authentically despite the absurdity.
DespairA profound sense of meaninglessness or hopelessness, often linked to existential crises.Camus views despair as a response to recognizing the absurd, yet insists it can be transcended through revolt.
RevoltThe act of rebelling against absurdity and despair by affirming life, despite its contradictions.Camus champions revolt as the appropriate response to absurdity, distinguishing it from passive despair or nihilism.
ExistentialismA philosophy that emphasizes individual freedom, choice, and responsibility in an indifferent or meaningless world.Both Camus and Sartre engage with existentialist ideas, though Sartre leans toward revolution and historical change, while Camus advocates for revolt against the absurd.
Metaphysical RebellionThe rejection of metaphysical meaning or religious authority in favor of personal authenticity and freedom.Sartre’s portrayal of Orestes in The Flies reflects metaphysical rebellion, rejecting any order beyond man.
NihilismThe belief that life is meaningless and that all values and beliefs are baseless.Camus fights against nihilism, suggesting that even in the face of absurdity, humanism and revolt are necessary responses.
Tragic StalemateA situation where tragic resignation or acceptance of despair becomes the dominant response, often leading to inaction.Williams contrasts Camus’ commitment to revolt with other thinkers, like Eliot, who embrace tragic resignation.
RevolutionA fundamental, often violent, change in societal or political structures, contrasted with individual revolt.Sartre supports revolution as a necessary step toward changing historical conditions, while Camus views it as nihilistic.
Contribution of “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams to Literary Theory/Theories

1. Existentialist Literary Criticism

  • Contribution: Williams examines the existentialist philosophies of Albert Camus and Jean-Paul Sartre, emphasizing their differing approaches to tragedy, absurdity, and human freedom. The article provides insight into how existential themes such as despair, absurdity, and revolt are represented in literature.
  • Key Reference: “The condition of despair, as Camus describes it, occurs at the point of recognition of what is called ‘the absurd’… Camus presents revolt as the proper response to this condition.” Williams highlights existentialism’s focus on human freedom and responsibility in response to life’s inherent meaninglessness.
  • Impact: Williams connects existential philosophy to the development of modern tragedy, emphasizing how literature can reflect existentialist concerns with personal authenticity, absurdity, and rebellion.

2. Tragic Humanism

  • Contribution: Williams’ concept of tragic humanism is a significant contribution to literary theory. It redefines tragedy in modern terms, blending existentialist and humanist ideas. Tragic humanism acknowledges human suffering and despair but affirms a commitment to human dignity and moral action.
  • Key Reference: “Camus, as writer and humanist, put all his strength into going beyond that point at which humanism is supposed to break down into despair.” Williams explores how Camus combines existentialist ideas of absurdity with humanist values, proposing that modern tragedy centers on the tension between despair and revolt.
  • Impact: This idea enriches literary theory by expanding the scope of humanism within modern tragedies. It challenges classical notions of tragedy by emphasizing individual responsibility and resistance to despair, offering a more dynamic interpretation of human suffering in modern literature.

3. Modern Tragedy Theory

  • Contribution: The article significantly contributes to theories of modern tragedy by contrasting the classical Greek tragic form with contemporary notions of collective and individual suffering. Williams suggests that modern tragedy has shifted from the fate-driven narratives of antiquity to explorations of personal, existential crises and the societal conditions of modernity.
  • Key Reference: “Today tragedy is collective… Yet Camus brought to this recognition… his own deeply rooted attitudes to life, which were also, in themselves, tragic.” This highlights how modern tragedy moves beyond individual fates to explore collective human suffering and social alienation.
  • Impact: Williams’ discussion of Camus and Sartre redefines modern tragedy as a space where existential despair is countered by personal revolt. This contribution reframes tragic theory by considering the political and philosophical contexts of 20th-century thought.

4. Marxist Literary Criticism

  • Contribution: While not a primary focus, Williams engages indirectly with Marxist literary theory by discussing the socio-political contexts in which Sartre and Camus operate. He critiques Sartre’s focus on revolution and historical materialism as a response to existential suffering, contrasting it with Camus’ more individualistic approach to revolt.
  • Key Reference: “Sartre, defending revolution, puts his whole stress on its violence, which indeed seems at times to be not merely necessary but actively purifying.” Williams challenges the Marxist notion of historical revolution, suggesting that Sartre’s view of revolution focuses too heavily on violence and totality.
  • Impact: Williams critiques the limitations of Marxist revolution in resolving existential despair and introduces a humanist perspective that challenges the notion that political revolution can solve deeper existential crises.

5. Absurdist Criticism

  • Contribution: The article contributes to absurdist criticism by analyzing the ways Camus represents the absurd in his works and how his characters respond to it. Williams positions Camus’ work within a framework where the absurd is not just a philosophical idea but a literary theme central to modern tragedy.
  • Key Reference: “The Outsider cannot be read as autobiography; it is essentially an objective presentation… The loss of connection with others, which is also a loss of connection with reality, is in that sense fatal.” Williams shows how Camus portrays the absurd as a disconnection from meaning, leading to existential crises in his characters.
  • Impact: This analysis enhances absurdist criticism by situating Camus’ work within a broader literary tradition that explores human alienation, despair, and the search for meaning in an absurd universe.

6. Post-War Literary Criticism

  • Contribution: Williams’ essay engages with the post-World War II intellectual climate, analyzing how the works of Camus and Sartre reflect the ethical and philosophical dilemmas faced by European writers after the war. It examines how tragedy evolves in response to the horrors of war, fascism, and political tyranny.
  • Key Reference: “The facts of absurdity and despair are seen as a common condition… most notably perhaps in Cross Purpose.” Williams emphasizes how modern tragedy, as seen in the works of Camus and Sartre, addresses the collective trauma and alienation felt in the post-war period.
  • Impact: The article contributes to post-war literary theory by showing how literature of the time grapples with despair and revolt in the face of societal disintegration and the failure of traditional values.
Examples of Critiques Through “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams
Literary Work and AuthorCritique Through “Tragic Despair and Revolt”Reference from the Article
The Myth of Sisyphus by Albert CamusWilliams critiques Camus’ portrayal of the absurd, where Sisyphus’ eternal struggle is a symbol of human existence. Despite the despair in recognizing life’s absurdity, Camus finds meaning in the act of rebellion, symbolized by Sisyphus’ refusal to surrender.“The lucidity that was to constitute his torture at the same time crowns his victory. There is no fate that cannot be surmounted by scorn.”
The Outsider (L’Étranger) by Albert CamusWilliams emphasizes the alienation and disconnection of Meursault from society, highlighting how Camus presents a new form of tragedy. Meursault’s inability to connect with others results in absurd actions, leading to his condemnation by an indifferent society.“The loss of connection with others, which is also a loss of connection with reality, is in that sense fatal. Meursault kills feeling that he is being attacked.”
The Flies (Les Mouches) by Jean-Paul SartreSartre’s interpretation of existential freedom is critiqued through the lens of revolt. Orestes’ rejection of divine guilt and acceptance of personal responsibility parallels Sartre’s emphasis on existential revolt against metaphysical authority.“Orestes becomes free by assuming the personal consequences of his defiance. By this personal action, he liberates his city from the cloud of flies and blood.”
The Plague (La Peste) by Albert CamusWilliams interprets The Plague as a depiction of collective suffering and revolt against arbitrary death. Rieux’s solidarity with the people of Oran represents the humanist struggle against despair, despite the knowledge that the fight is endless.“The true dimension of the tragic humanism of Camus is now evident… the tragedy lies in the common condition, against which the revolt is made.”
Criticism Against “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams
  • Oversimplification of Philosophical Differences: Some may argue that Williams simplifies the complex philosophical differences between Camus and Sartre, particularly in their approaches to revolt and revolution. Sartre’s emphasis on historical change and Camus’ focus on individual revolt might be more nuanced than Williams presents.
  • Limited Engagement with Sartre’s Later Works: Williams primarily discusses Sartre’s earlier works such as The Flies and Men Without Shadows, but he does not extensively address Sartre’s later development in his thinking about revolution and existential freedom, potentially leaving out key evolutions in Sartre’s thought.
  • Underrepresentation of Camus’ Ambivalence Toward Revolt: Williams tends to frame Camus’ stance on revolt in a positive light, but Camus himself expressed ambivalence about the efficacy and morality of revolt, particularly in The Rebel. Williams may not fully explore Camus’ nuanced reflections on the limitations of revolt.
  • Narrow Focus on Tragic Humanism: Williams heavily emphasizes the concept of tragic humanism, but this might obscure other interpretations of Camus’ and Sartre’s work, such as existential nihilism or political commitment. The focus on tragedy might overlook broader existential or social elements in their philosophies.
  • Potential Overemphasis on Literary Analysis Over Philosophy: Some critics might argue that Williams’ literary analysis of works like The Myth of Sisyphus and The Plague downplays the philosophical rigor and broader existential debates in favor of focusing on literary themes of tragedy and despair.
Representative Quotations from “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“A great modern form of the tragic must and will be born.”This quotation highlights Camus’ desire for a new form of modern tragedy that goes beyond classical traditions. It reflects his belief that the tragedies of the modern world need new expressions, influenced by contemporary existential dilemmas.
“The condition of despair, as Camus describes it, occurs at the point of recognition of what is called ‘the absurd’.”Williams introduces the core of Camus’ philosophy, where despair stems from the recognition of life’s fundamental absurdity. The concept of absurdity is central to Camus’ existential thinking.
“The essential problem is to live in full recognition of the contradictions and within the tensions they produce.”This reflects Camus’ rejection of nihilism and suicide, suggesting that the challenge is to live with the tensions between life’s contradictions, such as reason versus an irrational universe, life versus death.
“Real despair means death… A literature of despair is a contradiction in terms.”Camus argues that true despair results in death, while literature that expresses despair paradoxically affirms life and human connection. Williams uses this to illustrate Camus’ belief in revolt over resignation.
“Today tragedy is collective.”Camus’ view that modern tragedy involves collective suffering, rather than just individual fates, is emphasized by Williams. This reflects the shared human condition in a world of war, oppression, and alienation.
“The loss of connection with others, which is also a loss of connection with reality, is in that sense fatal.”In The Outsider, Williams highlights how Meursault’s disconnection from society and reality leads to his tragic fate. This speaks to the existential theme of alienation in Camus’ work.
“I rebel, therefore we exist.”Williams focuses on Camus’ concept of revolt as the affirmation of collective human existence. This phrase from The Rebel echoes Descartes’ Cogito, reimagined in an existential context where rebellion affirms life.
“Sartre accused Camus of ‘a bitter wisdom which seeks to deny time’.”Williams addresses Sartre’s critique of Camus, suggesting that Camus’ focus on metaphysical revolt and timeless absurdity overlooks the historical, time-bound nature of human suffering and revolution.
“Revolution demands totality. The first starts from a ‘no’ based on a ‘yes’, the second starts from absolute negation.”Williams distinguishes between Camus’ idea of revolt (creative and affirmative) and Sartre’s idea of revolution (nihilistic and violent). This is key to understanding their philosophical divergence.
“The tragedy lies in the common condition, against which the revolt is made.”This summarizes Williams’ interpretation of Camus’ tragic humanism, where tragedy is rooted in the collective human condition of suffering, while revolt becomes an individual response to this shared despair.
Suggested Readings: “Tragic Despair and Revolt: Camus and Sartre from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.

“Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams: Summary and Critique

“Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams first appeared in 1962 in the book Modern Tragedy.

"Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams

“Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams first appeared in 1962 in the book Modern Tragedy. It was published by Chatto & Windus. This essay is considered a seminal work in literary theory, particularly in the study of modern drama. Williams’ analysis of the tragic elements in the plays of Chekhov, Pirandello, Ionesco, and Beckett has had a profound impact on our understanding of modern tragedy and its relationship to the broader cultural and historical context.

Summary of “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams
  • Chekhov and the Transition from Realism to Breakdown
    • Chekhov inherits 19th-century realism, portraying personal breakdowns as societal failures. However, this realism transitions into a depiction of societal breakdown, where individuals and society become isolated and inert, leading to the sense of a total breakdown. (“Chekhov is the realist of breakdown, on a significantly total scale.”)
  • Liberal Tragedy to Stalemate
    • Chekhov’s work marks a shift from liberal tragedy, where individuals struggle against societal conditions, to a sense of stalemate, where personal actions seem futile, as seen in works like Uncle Vanya and The Cherry Orchard. This stalemate reflects a broader societal decay rather than individual struggle. (“In a stalemate, there is no possibility of movement or even the effort at movement; every willed action is self-cancelling.”)
  • Pirandello’s World of Illusion and Stalemate
    • Pirandello deepens this breakdown of reality by presenting characters trapped in illusions that interlock but never fully connect with each other. This creates a tragic distance between individuals, as their personal realities remain impenetrable to others. (“We can construct an illusion for ourselves, and may temporarily interlock it with the illusion of another.”)
  • Ionesco and the Absurdity of Life
    • Ionesco explores the absurdity of existence, revealing a world where language, reality, and human behavior are meaningless. Violence and absurdity emerge from this breakdown, as characters confront the arbitrary nature of life. (“Human behavior reveals its absurdity, and all history its absolute uselessness.”)
  • Beckett and the Total Condition of Meaninglessness
    • Beckett, particularly in Waiting for Godot, presents a static world where human action is reduced to waiting. The characters of Vladimir and Estragon embody resignation, while Pozzo and Lucky represent the futility of domination and action. Despite this, Beckett revives a sense of compassion within this meaningless existence. (“The compassion which was always present in Chekhov had virtually disappeared by the time of Pirandello and his successors.”)
Literary Terms/Concepts in “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams
Literary Term/ConceptDescriptionExamples/References
RealismA literary style focused on representing everyday life with an emphasis on ordinary characters and detailed social environments. In Chekhov’s work, realism captures the breakdown of societal and personal structures.“Chekhov is the realist of breakdown, on a significantly total scale.”
BreakdownThe disintegration of societal structures and individual psychology, a key theme in Chekhov’s work where personal and societal collapse are intertwined.“For Chekhov, a social breakdown is a personal breakdown.”
DeadlockA situation in liberal tragedy where an individual struggles against societal forces but cannot succeed, leading to the tragic failure of the individual.“In a deadlock, there is still effort and struggle, but no possibility of winning.”
StalemateA condition where all attempts at action are futile, and any movement or effort is self-canceling. This extends beyond deadlock into a total standstill, where no meaningful action is possible.“In a stalemate, there is no possibility of movement or even the effort at movement; every willed action is self-cancelling.”
IllusionA recurring concept in the works of Pirandello and Ionesco, where personal realities are shown to be constructed, often leading to confusion, misunderstanding, and isolation between characters.“We can construct an illusion for ourselves, and may temporarily interlock it with the illusion of another.”
AbsurdismA philosophical perspective and dramatic style where life is portrayed as inherently meaningless, and human attempts to find meaning are met with futility. This concept is central to the works of Ionesco and Beckett.“The world in which we live appears illusory and fictitious … human behavior reveals its absurdity, and all history its absolute uselessness.” (Ionesco)
ExpressionismA dramatic and artistic movement focusing on the emotional experience of individuals, often at the expense of a coherent narrative or realistic portrayal of life. The internal conflicts of characters are emphasized over external reality.“Where it led to the isolation of the individual, it moved, inevitably, towards the methods of expressionism: the dramatic conflicts of an individual mind.”
Anti-theatre/Anti-artA reaction against traditional forms of art and theatre, rejecting conventional structures and embracing absurdity, fragmentation, and the rejection of meaning. Beckett and Ionesco’s works often exemplify this.“Art must be anti-art, the novel must be anti-novel, the theatre must be anti-theatre … the possibility of communication, which is already known to be an illusion.”
Tragic FarceA form of drama where tragic elements are combined with absurdity and farcical situations, often leading to a dark, comedic, and nihilistic view of human existence.“The whole making of relationships is a process of illusion and tragedy.” (Pirandello, Six Characters in Search of an Author)
IsolationA recurring theme in modern tragedy, where individuals are cut off from meaningful communication or connection with others, leading to a sense of alienation and existential despair.“The personal stalemate becomes a general stalemate, an impenetrable general condition.”
Total ConditionThe idea that the breakdown of individual and societal realities is complete, leading to a total sense of illusion and stalemate where neither public nor private realities retain coherence.“The total condition of life, when seen in this way, leaves no theoretical basis for art, except its existence.”
IncommunicabilityThe inability of individuals to truly understand or communicate with each other due to the subjective nature of language and experience. This is particularly prominent in the works of Pirandello and Beckett.“We think we understand one another, but we never really do understand.” (Pirandello, Six Characters in Search of an Author)
Compassion in DegradationA unique aspect of Beckett’s Waiting for Godot, where despite the total meaninglessness of life, there is a sense of human connection and compassion between characters as they share their hopeless condition.“The compassion which was always present in Chekhov had virtually disappeared by the time of Pirandello and his successors … Beckett continues this tone, but he combines it with what had seemed to be lost: the possibility of human recognition.”
NihilismThe belief that life is devoid of meaning, purpose, or intrinsic value. This underpins much of the absurdist tradition, especially in the works of Beckett, Pirandello, and Ionesco, where human existence is shown to be futile.“Human behavior reveals its absurdity, and all history its absolute uselessness.” (Ionesco)
Contribution of “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams to Literary Theory/Theories

1. Realism and Its Evolution

  • Contribution to Realism Theory: Williams explores how Chekhov’s works inherit and transform 19th-century realism into a depiction of social and personal breakdown. He highlights the transition from realism’s assumption of a “total world” to a fractured reality, where individual and societal breakdowns are inseparable.
  • Reference: “Chekhov is the realist of breakdown, on a significantly total scale.” The collapse of this holistic realism into a depiction of fragmented societal and personal experiences contributes to modernist critiques of traditional realism.

2. Modern Tragedy and Absurdism

  • Contribution to Tragedy Theory: Williams extends the concept of tragedy from the individual struggles of classical and liberal tragedy to the modern condition of stalemate, where human actions are futile and self-canceling. This is a crucial shift from active engagement in tragedy to passive resignation.
  • Reference: “In a stalemate, there is no possibility of movement or even the effort at movement; every willed action is self-cancelling.” This deepens the understanding of modern tragedy, moving beyond classical notions of tragic heroism to existential futility, aligning with the themes of absurdism and existentialism.

3. Existentialism and Individualism

  • Contribution to Existentialist Literary Theory: The article discusses how individualism reaches a crisis point in the works of Pirandello and Beckett, where characters are trapped in their own isolated worlds, unable to communicate or find meaning in life.
  • Reference: “The tragedy is in the fact of the ‘personal, impenetrable world’ … the thing that turns back and destroys oneself.” This resonates with existentialist thought, where isolation, freedom, and the search for meaning are central, yet ultimately lead to despair.

4. Illusion vs. Reality in Postmodernism

  • Contribution to Postmodern Theory: Williams’ analysis, particularly of Pirandello and Ionesco, shows how reality is depicted as fragmented and illusory, a theme that aligns with postmodernism’s skepticism towards grand narratives and fixed realities.
  • Reference: “We can construct an illusion for ourselves, and may temporarily interlock it with the illusion of another.” This reflects postmodernism’s emphasis on the fluidity of reality, where personal experiences and illusions are constantly in flux and devoid of stable meaning.

5. Anti-Art and the Theatre of the Absurd

  • Contribution to the Theory of the Absurd: Williams’ analysis touches on the Absurdist movement, particularly in Ionesco and Beckett, where the breakdown of language, meaning, and communication becomes central. The rejection of traditional art forms, which is evident in the shift to “anti-theatre,” aligns with the Absurdist’s rebellion against rationalism and structure.
  • Reference: “Art must be anti-art, the novel must be anti-novel, the theatre must be anti-theatre… communication is already known to be an illusion.” This notion reflects Absurdism’s rejection of logical structures and aligns with the broader post-structural critique of language.

6. Crisis of Communication and Incommunicability in Structuralism/Post-Structuralism

  • Contribution to Structuralism and Post-Structuralism: Williams delves into the breakdown of communication and the limits of language in conveying meaning, particularly in Pirandello and Beckett’s work, where words fail to bridge personal realities. This aligns with post-structuralist concerns about the instability of language and meaning.
  • Reference: “We think we understand one another, but we never really do understand.” This reflection on the inadequacy of language to convey true meaning is central to post-structuralist theories, particularly Derrida’s deconstruction of language.

7. Historical Materialism and Social Breakdown

  • Contribution to Marxist Literary Theory: Williams interprets the breakdown in Chekhov’s and Pirandello’s works as reflections of societal and historical change, where the collapse of social structures leads to personal disintegration. This aligns with Marxist theory, which views individual crises as manifestations of broader societal contradictions.
  • Reference: “For Chekhov, a social breakdown is a personal breakdown… In a disintegrating society, individuals carry the disintegrating process in themselves.” This highlights a Marxist reading, where personal crises are understood as products of material and social conditions.

8. Absurdism and Nihilism in Modernism

  • Contribution to Modernist Theory: Williams highlights the nihilistic elements in the works of Ionesco and Beckett, where life is portrayed as devoid of meaning and purpose. This theme is central to modernist critiques of traditional values and beliefs, reflecting a worldview of existential despair.
  • Reference: “Human behavior reveals its absurdity, and all history its absolute uselessness.” This resonates with modernist and nihilist themes, rejecting the idea of coherent meaning or progress.

9. Humanism and its Fragmentation

  • Contribution to Humanist Theory: Williams traces the collapse of a unified humanist vision, where individuals and society were once seen as inseparable wholes, to a modern condition where both are fragmented and disconnected. This shift critiques the earlier humanist emphasis on the integrity of human experience.
  • Reference: “The humanist sense of totality, which had given realism its strength, is in any case lost.” This marks the fragmentation of humanist ideals in modern literature.

10. Compassion Amidst Degradation

  • Contribution to Ethical Literary Criticism: Williams observes in Beckett’s Waiting for Godot a unique moment where human compassion and connection persist, even within a context of existential meaninglessness. This provides an ethical dimension to modern tragedy, where the potential for human solidarity exists despite nihilistic overtones.
  • Reference: “The possibility of human recognition, and of love, within a total condition still meaningless.” This assertion adds a layer of ethical reflection to the otherwise bleak existential condition portrayed in Beckett’s work.
Examples of Critiques Through “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams

1. Anton Chekhov’s Uncle Vanya

  • Critique Based on Williams’ Analysis: Williams interprets Uncle Vanya as a representation of societal and personal breakdown. Unlike traditional liberal tragedies, where an individual hero struggles against external forces, Uncle Vanya presents a sense of stalemate. Characters are caught in a condition of inertia, unable to act or change their circumstances. This reflects a broader sense of social decay, where societal failure is lived directly in personal despair.
  • Key Concept: Stalemate—In Uncle Vanya, there is no dramatic resolution or escape from the personal and societal failures depicted. Williams highlights the shift from personal struggle to a total condition of inaction and disillusionment.
  • Reference: “Here we have a picture of decay due to an insupportable struggle for existence. It is decay caused by inertia, by ignorance, by utter irresponsibility.” (Williams on Uncle Vanya)

2. Luigi Pirandello’s Six Characters in Search of an Author

  • Critique Based on Williams’ Analysis: Williams critiques Six Characters in Search of an Author as an exploration of illusion and incommunicability. The play illustrates the collapse of reality and meaning as the characters question their own existence and seek validation from an author who never arrives. This emphasizes the breakdown of personal identity and the impossibility of authentic communication between individuals, where each character lives in an isolated world of illusion.
  • Key Concept: Illusion vs. Reality—Pirandello’s characters are trapped in the illusions they construct, yet these illusions are never fully aligned with others’ perceptions of reality, leading to a tragic sense of alienation.
  • Reference: “Each one of us has his own particular world … We think we understand one another, but we never really do understand.” (Williams on Six Characters in Search of an Author)

3. Eugène Ionesco’s The Bald Soprano (La Cantatrice Chauve)

  • Critique Based on Williams’ Analysis: Williams critiques Ionesco’s The Bald Soprano as a perfect representation of absurdism and meaninglessness in modern tragedy. The characters engage in nonsensical conversations that reveal the breakdown of communication and the collapse of meaning in everyday life. The absurdity in the play mirrors the total loss of coherence in human interaction, reflecting the failure of language to convey genuine meaning or connection.
  • Key Concept: Absurdism—Ionesco highlights the emptiness of social conventions and human communication, creating a tragicomic portrayal of a meaningless existence.
  • Reference: “The world in which we live appears illusory and fictitious … human behavior reveals its absurdity, and all history its absolute uselessness.” (Williams on Ionesco)

4. Samuel Beckett’s Waiting for Godot

  • Critique Based on Williams’ Analysis: Williams views Beckett’s Waiting for Godot as the ultimate expression of stalemate and existential futility. The play depicts two characters, Vladimir and Estragon, waiting for someone (Godot) who never arrives, symbolizing the human condition of waiting for meaning or purpose in a world devoid of either. Williams argues that while the play shares the absurdist tradition, it uniquely revives a sense of compassion in degradation, where human solidarity persists despite the overwhelming meaninglessness of existence.
  • Key Concept: Stalemate and Compassion—Unlike other works in the absurdist tradition, Waiting for Godot presents moments of human connection and recognition, even within a total condition of meaninglessness.
  • Reference: “But while in the travellers there is change between the acts, in the tramps there is no change … The compassion which was always present in Chekhov had virtually disappeared by the time of Pirandello and his successors.” (Williams on Waiting for Godot)

Criticism Against “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams
  • Overemphasis on Stalemate as the Dominant Theme
    Williams focuses heavily on the concept of “stalemate,” which could oversimplify the diverse thematic richness of each playwright’s work. Some critics may argue that reducing complex works to this singular condition neglects other crucial aspects such as hope, resistance, or transformation within these plays.
  • Neglect of Historical and Political Context
    While Williams engages with the societal breakdown reflected in these works, he does not sufficiently explore the specific historical or political contexts that shaped these authors’ writing. For example, the political turmoil and existential crises of the early 20th century are downplayed in favor of more generalized readings of personal and societal collapse.
  • Reduction of Individual Agency
    By framing much of the work in terms of societal and individual breakdown, Williams arguably undermines the agency of characters and individuals within these texts. Some may contend that characters like Vladimir and Estragon in Waiting for Godot or Vanya in Uncle Vanya still exhibit moments of personal choice and resistance, which are overshadowed by the focus on their ultimate inaction.
  • Homogenization of Diverse Dramatic Styles
    Williams groups Chekhov, Pirandello, Ionesco, and Beckett under the same thematic framework of tragic deadlock and stalemate, which risks flattening the distinctive stylistic and formal innovations of each playwright. Critics could argue that Pirandello’s exploration of illusion, Beckett’s minimalism, and Ionesco’s absurdity are too unique to be subsumed under a singular tragic model.
  • Limited Discussion of Audience Reception and Impact
    The analysis centers on the internal logic of the plays and their themes but lacks substantial engagement with how audiences and critics have historically responded to these works. Williams could have expanded his discussion to consider the broader cultural and theatrical impact of these plays, especially their reception in different sociopolitical contexts.
  • Simplification of Realism’s Evolution
    Williams traces a linear progression from 19th-century realism to modern breakdown and illusion but might oversimplify the complex evolution of realism. Realism in Chekhov’s work, for instance, contains more nuance and subtlety than merely reflecting breakdown, and Pirandello’s shift from realism to expressionism could be more multifaceted than Williams suggests.
  • Insufficient Attention to Theatrical Innovation
    While Williams focuses on the thematic development of modern tragedy, he does not delve deeply into the radical formal and structural innovations these playwrights brought to theatre. Their contributions to stagecraft, dialogue, and performance styles are crucial elements that Williams overlooks in favor of a purely thematic analysis.
Representative Quotations from “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“Chekhov is the realist of breakdown, on a significantly total scale.”This highlights Williams’ interpretation of Chekhov’s work as depicting the breakdown of society and personal lives. Chekhov moves beyond traditional realism by portraying societal and personal disintegration as intertwined, introducing a modern tragic sensibility of futility and decay.
“In a stalemate, there is no possibility of movement or even the effort at movement; every willed action is self-cancelling.”Williams defines the concept of “stalemate,” which is key to his analysis of modern tragedy. This condition differs from the classical tragic deadlock where the hero actively struggles. In a stalemate, characters are unable to act meaningfully, and any attempt at action is rendered futile. This becomes a central theme in the works of Chekhov, Beckett, and others.
“The humanist sense of totality, which had given realism its strength, is in any case lost.”Williams critiques the breakdown of the traditional humanist worldview in modern literature. He argues that modernist playwrights like Pirandello and Ionesco abandon the realist vision of a coherent human experience, replacing it with fragmented, isolated experiences that reject any sense of a unified, meaningful existence.
“We think we understand one another, but we never really do understand.”This quotation encapsulates Williams’ reading of Pirandello’s exploration of incommunicability. It reflects the modernist crisis of communication, where language and personal experience are seen as insufficient for genuine understanding. Individuals are trapped within their own subjective realities, contributing to a tragic sense of isolation and misunderstanding.
“Art must be anti-art, the novel must be anti-novel, the theatre must be anti-theatre.”Williams refers to the postmodern rejection of traditional artistic forms, particularly in the works of Ionesco and Beckett. In this anti-art movement, conventional structures and forms are subverted to reflect the futility of communication, meaning, and action, mirroring the breakdown of societal and personal structures. This idea is central to the development of absurdist theatre.
“For Chekhov, a social breakdown is a personal breakdown.”This statement emphasizes the interconnectedness of individual and societal collapse in Chekhov’s work, as understood by Williams. The failure of social institutions and structures is lived out through personal despair and disintegration, blurring the line between public and private realms, a hallmark of modern tragedy.
“The breakdown of meaning is now so complete that even the aspiration to meaning seems comic.”This quotation reflects Williams’ analysis of how modern tragedy, particularly in the works of Ionesco and Beckett, has moved toward a complete dissolution of meaning. The search for meaning, once a tragic endeavor, has become absurd and even laughable in the face of an overwhelming sense of purposelessness, a key theme in the Theatre of the Absurd.
“Compassion which was always present in Chekhov had virtually disappeared by the time of Pirandello and his successors.”Williams contrasts Chekhov’s work with that of later playwrights like Pirandello, Ionesco, and Beckett. While Chekhov still allowed for moments of human connection and compassion amidst breakdown, this compassion is largely absent in later works, where individuals are more isolated, trapped in their illusions, and cut off from meaningful human relationships.
“We can construct an illusion for ourselves, and may temporarily interlock it with the illusion of another.”Williams explains Pirandello’s concept of illusion, where personal realities are subjective and fragile. While people may construct their own illusions of reality, these can sometimes overlap with others, but they are never truly shared or connected in a meaningful way. This creates a tragic distance between individuals, a recurring theme in Pirandello’s plays.
“The condition is absolute, and the response confirms it.”Williams summarizes the existential nature of Beckett’s Waiting for Godot, where the characters’ condition of waiting is unchanging and inescapable. This quotation underscores the futility and resignation that define modern tragedy, where no resolution or progress is possible. The characters’ acceptance of their condition reflects the essence of the human predicament in Beckett’s work.
Suggested Readings: “Tragic Deadlock and Stalemate: Chekhov, Pirandello, Ionesco, Beckett from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.

“Tragedy and Revolution from Modern Tragedy” by Raymond Williams: Summary and Critique

“Tragedy and Revolution from Modern Tragedy” by Raymond Williams is a pivotal chapter in his book, Modern Tragedy, published in 1966 by Chatto & Windus.

"Tragedy and Revolution from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Tragedy and Revolution from Modern Tragedy” by Raymond Williams

“Tragedy and Revolution from Modern Tragedy” by Raymond Williams is a pivotal chapter in his book, Modern Tragedy, published in 1966 by Chatto & Windus. This work holds significant importance in literature and literary theory as Williams explores the concept of tragedy, examining its evolution from classical Greek drama to its manifestations in modern society. He delves into the interplay between personal and societal tragedies, particularly those arising from political upheaval and revolution. Williams’ analysis offers a nuanced understanding of tragedy as a reflection of both individual suffering and broader cultural and historical forces.

Summary of “Tragedy and Revolution from Modern Tragedy” by Raymond Williams
  • Ideology and Tragic Experience:
    Williams argues that powerful ideologies influence our perception of tragedy. Even when we believe we have rejected old ideologies, we tend to reinterpret tragic experiences in terms familiar to past systems, like the loss of belief in fate or divine order. Modern tragedy often overlooks the deep social crises—such as war and revolution—and focuses instead on individual or spiritual crises, separating human tragedy from societal disorder.
  • Separation of Tragedy from Social Crisis:
    The common perspective detaches tragedy from the larger social context of wars, revolutions, and political upheavals, categorizing these events as political or sociological matters rather than tragic experiences. Williams critiques this view, suggesting that reducing tragedy to a personal or spiritual issue ignores the broader societal forces that shape individual suffering.
  • Tragedy as a Response to Social Disorder:
    Since the French Revolution, tragedy has been intertwined with social upheaval, but modern interpretations often overlook this connection. Williams asserts that the tragedies of our time are deeply rooted in the broader social disorder of revolutions, wars, and societal transformations, yet both social and tragic thinking are often separated, leading to a misrepresentation of human suffering.
  • Revolution as Both Tragedy and Epic:
    Williams explores how revolutions are initially seen as tragedies, marked by violence, chaos, and suffering. Over time, however, revolutions are reinterpreted as epic events that create a new social order. The suffering of past revolutions is often justified or celebrated as necessary for the birth of a valued way of life. In contrast, contemporary revolutions are often viewed through the lens of tragedy, highlighting the human cost and ethical complexities involved.
  • Violence and Disorder in Revolution:
    Williams emphasizes that revolutions are not just moments of crisis but are embedded in a larger process of social disorder. The violence and chaos of revolutionary events often stem from pre-existing institutional violence and social inequality. The tragic aspect of revolution arises from the conflict between entrenched social systems and the human drive for liberation and justice.
  • The Role of Liberalism and Naturalism:
    Liberalism initially brought a focus on individual human values but eventually led to a separation between the idea of revolution and the human experience of suffering. The literature of naturalism, emerging from liberal thought, depicted human beings as passive victims of their environments, further alienating the concept of revolution from its humanistic roots. This passive suffering, portrayed in naturalist works, reflects a fatalistic view of human inability to change the world, contrasting with revolutionary ideals of human agency.
  • Romanticism’s Influence on Revolution:
    Williams discusses how Romanticism, while initially liberating, eventually turned inward, emphasizing individual transcendence over social action. This shift led to a separation of revolution from society, with Romantic ideals becoming more abstract and disconnected from practical social change. The Romantic attitude toward revolution, focusing on personal liberation and irrationality, contributed to a broader cultural disengagement from collective action.
  • Revolution and Alienation:
    Williams acknowledges that while revolutions aim to end human alienation, they often create new forms of alienation. The process of revolution, which seeks to liberate, can paradoxically dehumanize both its opponents and its participants, reducing individuals to symbols of oppression or liberation. This internal conflict within revolutionary movements is one of the tragic dimensions of revolution.
  • The Tragedy of Revolution in Practice:
    The tragedy of revolution lies in the inevitable suffering it causes, both to those fighting for change and those resisting it. Williams suggests that revolution is a necessary response to deep social disorder, but it is tragic because it involves a struggle between human beings, not just between ideologies or institutions. This struggle often leads to violence, alienation, and further suffering, even as it seeks to create a more just and humane society.
Literary Terms/Concepts in “Tragedy and Revolution from Modern Tragedy” by Raymond Williams
Literary Term/ConceptDefinitionExplanation in the Text
TragedyA form of drama based on human suffering that invokes an accompanying catharsis or pleasure in audiences.Williams discusses how modern tragedy is often detached from social crises like war and revolution, instead focusing on individual or spiritual struggles.
EpicA long narrative poem or story celebrating heroic deeds, often foundational for a nation or culture.Revolution, once seen as tragic due to violence and suffering, can be later reinterpreted as epic, a necessary condition for the creation of a nation’s identity.
RevolutionA fundamental and rapid change in political power or organizational structures, often accompanied by social upheaval.Williams explores the relationship between revolution and tragedy, arguing that revolution is often viewed tragically due to its inherent violence and suffering.
IdeologyA system of ideas and ideals, especially one that forms the basis of economic or political theory and policy.The text critiques how ideologies influence our perception of tragedy and revolution, often leading to distorted views of social crises and human suffering.
NaturalismA literary movement that suggests humans are shaped by their environment and social conditions, often leading to a deterministic view of existence.Williams critiques naturalism for reducing human suffering to passive endurance, stripping individuals of agency within a vast, impersonal social and natural process.
RomanticismA literary and artistic movement emphasizing inspiration, subjectivity, and the primacy of the individual.Romanticism is examined as an idealistic and often irrational approach to revolution, which eventually turns inward and detaches from practical social change.
AlienationThe experience of being isolated from a group or activity to which one should belong, or feeling estranged from one’s environment.Williams links alienation to both revolution and tragedy, noting that revolutions intended to end alienation often create new forms of it, particularly in social roles.
CatharsisThe emotional release experienced by an audience, especially in tragedy, through feelings of pity and fear.Williams suggests that modern tragedy often fails to elicit true catharsis, as it overlooks the broader social contexts that give rise to human suffering.
Order and DisorderConcepts referring to the stability (order) or instability (disorder) of society, often depicted as central themes in tragedy and revolution.Williams argues that both tragedy and revolution are rooted in social disorder, and that attempts to restore order often create new forms of conflict and alienation.
LiberalismA political and social philosophy advocating for individual freedoms, democracy, and social progress.The text critiques liberalism for its role in separating individual values from social structures, leading to a disconnect between revolution and personal experience.
FeudalismA social system existing in medieval Europe in which people worked and fought for nobles in return for protection and land.Williams discusses how feudal ideas of lawful authority and rebellion shaped early conceptions of tragedy, with rebellion often depicted as disorder in classical drama.
Social EvolutionThe gradual development of society and institutions over time, often seen as a natural process.Williams criticizes the concept of social evolution for reducing revolution to a mechanical and impersonal process, disconnected from human agency and social change.
HumanismAn outlook emphasizing human values and the importance of human agency in shaping destiny, often in contrast to religious or authoritarian systems.Williams argues for a humanist perspective in revolution, where the focus is on human experience and suffering rather than abstract ideologies or historical inevitabilities.
DeterminismThe philosophical concept that all events, including human actions, are determined by previously existing causes.In the discussion of naturalism, Williams critiques determinism for portraying humans as passive beings controlled by external forces, rather than as active agents of change.
Contribution of “Tragedy and Revolution from Modern Tragedy” by Raymond Williams to Literary Theory/Theories
  • Reintegration of Social Context in Tragedy: Williams argues that modern tragedy often disconnects from the social crises it emerges from, such as war, revolution, and political turmoil. He calls for a reintegration of these societal dimensions into tragic theory, emphasizing that true tragedy must engage with the larger social disorder rather than limiting itself to personal or spiritual crises (Williams, p. 88-89).
  • Critique of the Separation between Tragedy and Revolution: Williams critiques the separation between tragedy and revolution in literary theory. He points out that revolution, often marked by violence and suffering, shares deep structural similarities with tragic narratives. This calls for a recognition of tragedy as not only a personal downfall but also a reflection of societal collapse during times of revolution (Williams, p. 90-91).
  • Challenge to Liberal Humanism: The text critiques the liberal tradition for detaching individual human values from larger social systems, suggesting that this disconnection weakens the understanding of both tragedy and revolution. Williams urges a more holistic view of literature and society, where individual suffering is seen as part of a broader social reality, particularly in revolutionary contexts (Williams, p. 92-93).
  • Revolution as a Tragic Process: Williams contributes to literary theory by framing revolution itself as a tragic process. He highlights the inherent contradictions in revolutionary movements, where the goal of human liberation often creates new forms of alienation and suffering, echoing tragic themes of downfall and loss (Williams, p. 99-101).
  • Criticism of Mechanical Materialism in Literature: In his discussion of naturalism, Williams critiques the deterministic portrayal of humans as passive victims of their environment. He argues that this mechanical view strips away human agency, which is essential for both tragedy and revolutionary theory, reducing individuals to mere objects in a larger social process (Williams, p. 94-95).
  • Romanticism’s Role in Revolutionary Ideology: Williams examines Romanticism’s influence on revolutionary language, pointing out how its idealized vision of human liberation contributed to the separation of revolution from practical social change. This critique adds to the understanding of how literary movements can shape and sometimes distort political ideologies (Williams, p. 96-97).
  • Critique of Social Evolutionary Models: Williams critiques theories of social evolution that remove human agency from historical development, aligning them with a mechanical materialism that denies the active role of individuals in shaping history. This challenges existing models of social change in literary theory, calling for a more active, human-centered approach (Williams, p. 95-96).
  • Interconnection of Humanism and Tragic Theory: Williams redefines tragic theory by emphasizing human agency and the ongoing struggle for human liberation. He critiques both the nihilistic and deterministic tendencies in modern thought, advocating for a humanistic view of revolution and tragedy that acknowledges the potential for both suffering and transformation (Williams, p. 99-100).
Examples of Critiques Through “Tragedy and Revolution from Modern Tragedy” by Raymond Williams
Literary WorkCritique Through Williams’ PerspectiveRelevant Concepts from “Tragedy and Revolution”
Shakespeare’s MacbethMacbeth is often viewed as a personal tragedy, but through Williams’ framework, the play can also be seen as a reflection of social disorder. Macbeth’s individual ambition and downfall represent not just personal moral failure, but also the breakdown of a feudal order and the violence of social upheaval.Tragedy and Social Disorder: Williams argues that tragedy often masks deeper societal crises, as seen in Macbeth’s struggle for power (p. 89).
Sophocles’ AntigoneTraditionally read as a personal conflict between Antigone and Creon, Williams’ theory would highlight the broader context of political rebellion. Antigone’s defiance of Creon is symbolic of a revolutionary act against an unjust social system, reflecting the tension between personal duty and societal law.Revolution as Tragic Process: Antigone’s defiance is a microcosm of revolutionary resistance, where individual acts reflect larger social struggles (p. 99-101).
Albert Camus’ The PlagueThe Plague is often interpreted as an existential commentary on human suffering, but Williams’ critique would emphasize how the novel also reflects social disorder. The plague symbolizes revolutionary disruption, and the characters’ responses represent a mix of heroic action and passive suffering under crisis.Naturalism and Passive Suffering: Williams critiques how literature, like Camus’ work, often depicts human suffering as passive, removing agency (p. 94-95).
George Orwell’s 19841984 presents a dystopian world where individuals are oppressed by a totalitarian regime. Through Williams’ lens, this can be seen not only as a critique of political systems but also as a tragic reflection of how revolution, when abstracted and detached from human values, can lead to new forms of alienation.Alienation in Revolution: Williams argues that revolutions can create new forms of alienation, a central theme in Orwell’s dystopia (p. 102-104).
Criticism Against “Tragedy and Revolution from Modern Tragedy” by Raymond Williams
  • Overemphasis on Social Context at the Expense of Individual Experience: Critics may argue that Williams overemphasizes the social and political context of tragedy, thereby downplaying the importance of individual experience, personal moral dilemmas, and emotional depth, which are essential elements of classical tragedy.
  • Reduction of Tragedy to Sociopolitical Forces: Williams’ attempt to integrate tragedy with revolution and societal disorder could be seen as reducing tragedy to a mere reflection of sociopolitical forces, rather than acknowledging its broader existential or universal themes, such as fate, free will, or the human condition.
  • Neglect of Aesthetic and Formal Aspects of Tragedy: Some critics may argue that Williams’ focus on the ideological and historical dimensions of tragedy neglects the aesthetic, formal, and structural aspects of the genre. Tragedy as a literary form also requires analysis of its language, dramatic structure, and cathartic effects, which Williams gives less attention to.
  • Romanticization of Revolution: Williams’ connection between revolution and tragedy might be seen as overly romanticizing revolutionary movements by framing them as tragic necessities. This approach could overlook the complexity and often morally ambiguous nature of revolutionary violence and its outcomes.
  • Simplification of Literary and Historical Evolution: Williams’ broad historical and ideological narratives, such as the evolution from feudalism to liberalism or naturalism, could be critiqued for oversimplifying literary history and the relationship between literature and society. Literary movements and their social contexts are more varied and cannot always be neatly categorized.
  • Ambiguity in the Relationship Between Tragedy and Revolution: Critics might find that Williams’ argument lacks clarity in defining the precise nature of the relationship between tragedy and revolution. While he emphasizes their connection, the theoretical boundaries between the two concepts remain somewhat ambiguous, especially when applied to specific works.
Representative Quotations from “Tragedy and Revolution from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“The most complex effect of any really powerful ideology is that it directs us, even when we think we have rejected it, to the same kind of fact.”Williams is emphasizing how deeply ingrained ideologies shape our understanding of the world, even when we believe we have moved beyond them. In tragedy, we often reinterpret modern experiences through the lens of past beliefs.
“Tragedy, we say, belongs to deeper and closer experience, to man not to society.”This highlights Williams’ critique of the conventional separation between personal tragedy and social conditions. He argues that this division is artificial and that modern tragedies should be connected to larger societal contexts like war and revolution.
“We are not looking for a new universal meaning of tragedy. We are looking for the structure of tragedy in our own culture.”Williams argues that tragedy needs to be understood within the specific cultural and historical circumstances of its time, rather than searching for a timeless, universal meaning.
“In our own time, especially, it is the connections between revolution and tragedy—connections lived and known but not acknowledged as ideas—which seem most clear and significant.”Here, Williams is stressing the overlooked but critical relationship between revolution and tragedy, where both are responses to social upheaval and suffering.
“The idea of tragedy, in its ordinary form, excludes especially that tragic experience which is social.”Williams critiques the limited scope of traditional tragic theory, which focuses on individual or spiritual suffering while excluding social suffering, such as that experienced during war or revolution.
“A time of revolution is so evidently a time of violence, dislocation and extended suffering that it is natural to feel it as tragedy.”This quote emphasizes Williams’ point that revolutions, due to their inherent violence and suffering, are naturally experienced and perceived as tragic events.
“Yet the break comes, in some minds. In experience, suddenly, the new connections are made, and the familiar world shifts, as the new relations are seen.”Williams describes how revolutionary experiences can shift perspectives, leading individuals to see previously hidden connections between social upheaval and personal suffering.
“The violence and disorder are in the whole action, of which what we commonly call revolution is the crisis.”Williams is stating that revolution is not just a single event of crisis and violence, but part of an ongoing, larger process of social disorder and change.
“The tragic action is rooted in a disorder, which indeed, at a particular stage, can seem to have its own stability.”Williams explains that tragedy emerges from a sense of underlying disorder, which can appear stable until a crisis reveals the full extent of that disorder, echoing the revolutionary process.
“We have to recognise this suffering in a close and immediate experience, and not cover it with names.”Williams argues against abstracting human suffering into ideological or theoretical terms. Instead, he advocates for recognizing the real, lived experience of suffering, especially in the context of revolution and social upheaval.
Suggested Readings: “Tragedy and Revolution from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.

“Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams: Summary and Critique

“Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” was originally published in his seminal work, Modern Tragedy in 1966 as its chapter.

"Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams

“Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” was originally published in his seminal work, Modern Tragedy in 1966 as its chapter. It is considered a cornerstone of literary theory, particularly within the framework of Marxist criticism. Williams delves into the complexities of tragedy in the modern era, arguing that the traditional conception of tragic heroes and their tragic flaws has evolved in response to societal changes. By examining the works of Leo Tolstoy and D.H. Lawrence, Williams explores how these authors have redefined tragedy to reflect the social and personal crises of their time, emphasizing the intersection of individual suffering and larger societal structures. This essay has had a profound impact on literary criticism, shaping discussions about the nature of tragedy, the role of the artist in society, and the relationship between personal and social narratives.

Summary of “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams

Social and Personal Division in Modern Literature

  • The most profound crisis in modern literature stems from the division of experience into social and personal categories. This division goes beyond emphasis; it forms the core of how life is perceived and directed.
  • Quotation: “It is a rooted division, into which the flow of experience is directed, and from which… the separated kinds of life grow.”
  • This separation is reflected in modern tragedy, where social and personal tragedies appear as distinct and opposing forces. One must choose between social realities (society’s collapse) or personal realities (individual isolation and death).

Tragedy in Tolstoy and Lawrence

  • Tolstoy’s Anna Karenina and Lawrence’s Women in Love exemplify tragedies shaped by both personal and social relationships. While personal relationships are central, they are inevitably contextualized by broader societal structures.
  • Quotation: “What makes for life and what makes for death is closely explored in individual lives… a society has been formed, around the tragic experience.”

Critique of Modern Tragedy

  • Lawrence criticizes modern tragedy, particularly in Tolstoy and Hardy, for depicting destruction caused by societal codes rather than by a transgression of natural laws. He argues that these characters are destroyed not by divine judgment but by societal pressure.
  • Quotation: “Their real tragedy is that they are unfaithful to the greater unwritten morality.”

The Complexity of Tragic Characters

  • Tolstoy does not present his characters as simply good or evil. Characters like Karenin, Vronsky, and Anna are nuanced, driven by complex motivations. Lawrence’s portrayal of Anna’s fate as a consequence of societal judgment simplifies the intricacies of Tolstoy’s novel.
  • Quotation: “Tolstoy created, in Karenin, a memorable figure of the avoidance of love… he was concerned with a whole experience, not with a figure in an isolated moral action.”

The Role of Vronsky in Anna’s Tragedy

  • Vronsky plays a crucial role in Anna’s tragedy, but his emotional limitations and inability to sustain their love reflect a broader societal disconnection. His initial vigor fades, and he becomes a figure unable to meet Anna’s emotional needs.
  • Quotation: “It becomes clear… that he lives in a single and limited dimension, in which there is no room for enduring passion.”

Comparison of Tolstoy and Lawrence’s Tragedies

  • Both Anna Karenina and Women in Love contrast relationships that end in coldness and death with those that grow towards life. Lawrence’s Women in Love mirrors some of the tragic elements in Anna Karenina but ultimately diverges in its portrayal of personal relationships as disconnected from societal growth.
  • Quotation: “The difference from Anna Karenina is fundamental… it is a tragedy of a single action, in varying forms.”

The Breakdown of Connections in Lawrence

  • Lawrence’s insistence on individualism leads to a tragic separation from broader human relationships. His vision of personal fulfillment excludes long-term connections, rejecting familial and societal bonds in favor of “proud singleness.”
  • Quotation: “In Lawrence it is only present as a phrase and a memory… the counter-movement is different.”

Tragic Disintegration in Women in Love

  • In Women in Love, Lawrence’s exploration of personal fulfillment leads to a rejection of societal roles and human continuity. The tragic breakdown in the novel results from characters turning away from relationships in favor of isolation.
  • Quotation: “It is an attempt to create the individual person without any relationships… all those elements of the personality which live in relationship are ultimately suppressed.”

Conclusion: Lawrence’s Unresolved Ambiguity

  • Lawrence’s works display a profound ambiguity regarding the tension between individual freedom and societal obligations. While he critiques societal norms, his characters’ pursuit of personal freedom often leads to their own disintegration.
  • Quotation: “Lawrence had the courage to live this through… only death is possible: paradoxically a death in the aspiration to life.”
Literary Terms/Concepts in “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams
Literary Term/ConceptExplanation/Definition
TragedyA form of drama or literature in which the protagonist is destroyed by external or internal forces, often ending in death or downfall.
Social TragedyTragedy rooted in societal collapse or destruction, focusing on external forces like power and famine.
Personal TragedyTragedy centered on individuals, focusing on personal suffering, isolation, and internal struggles.
IdeologyA system of ideas or beliefs that forms the basis of political or economic theory, playing a role in shaping literary themes and conflicts.
RealismA literary movement focusing on the depiction of everyday life and realistic events, without idealization.
Critical RealismA form of realism that critically examines societal structures and personal experiences, showing the limitations of both social and individual reality.
Moral CodeA system of principles or rules governing right and wrong behavior, often influencing the actions of characters in tragedies.
Autobiographical ElementsThe inclusion of personal experiences and details from an author’s life within their fiction, as seen in both Tolstoy and Lawrence’s works.
CharacterizationThe portrayal of complex, multi-dimensional characters, avoiding simplistic categorization of ‘good’ or ‘evil.’
Narrative StructureThe organization of a story’s events and relationships into a coherent structure, with interwoven subplots and thematic unity.
SymbolismThe use of objects, characters, or events to represent larger abstract ideas, such as life, death, or societal decay.
Thematic ContrastThe deliberate juxtaposition of opposing themes or elements, such as life vs. death, social vs. personal, in literary works.
ConflictThe struggle between opposing forces, which can be internal (within a character) or external (between characters or societal forces).
NaturalismA literary movement that emphasizes the influence of nature and environment on human behavior, often presenting characters as subject to forces beyond their control.
Contribution of “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams to Literary Theory/Theories
  • Critique of the Division Between Social and Personal Experience
    Williams highlights the artificial separation of social and personal experiences in literature, arguing that this division is a core crisis in modern tragedy.
    Quotation: “The deepest crisis in modern literature is the division of experience into social and personal categories.”
  • Reinterpretation of Tragic Forms
    Williams contributes to the understanding of tragedy by expanding its scope beyond individual suffering to include societal collapse, thus bridging the gap between personal and collective tragedies.
    Quotation: “There is social tragedy: men destroyed by power and famine; a civilization destroyed or destroying itself… there is personal tragedy: men and women suffering and destroyed in their closest relationships.”
  • Challenging Ideological Interpretations of Tragedy
    He critiques the rigid ideological interpretations of literary works, where tragedies are often reduced to either social or individual realities, without considering their interconnectedness.
    Quotation: “The ideologies, at either point, move smoothly into action… the explanations of others are merely false consciousness or rationalization.”
  • Examination of Character and Society in Tolstoy and Lawrence
    Williams explores how characters in Anna Karenina and Women in Love are not simply defined by personal relationships but are shaped by broader social forces, contributing to the theory of realism in literature.
    Quotation: “The complexity of this structure… is Tolstoy’s actual morality.”
  • Critique of Modern Tragedy’s Focus on Social Codes
    Williams critiques the modern tragedy’s emphasis on social codes and laws as determining human fate, a common theme in authors like Tolstoy and Hardy. He suggests this focus limits the scope of human experience and morality.
    Quotation: “The weakness of modern tragedy, where transgression against the social code is made to bring destruction, as though the social code worked our irrevocable fate.”
  • Recognition of the Interconnectedness of Personal and Social Dimensions
    The article promotes the idea that personal relationships cannot be fully understood in isolation from social contexts, challenging the tendency in literary theory to view them as separate entities.
    Quotation: “Can we not touch, even momentarily, a kind of experience in which the personal and the social are more than alternatives, are seen growing as actions from the same life?”
  • Integration of Autobiography and Fiction
    Williams discusses the use of autobiographical elements in the works of both Tolstoy and Lawrence, contributing to literary theory on the role of personal experience in fiction.
    Quotation: “Tolstoy strayed into autobiography and preaching; Lawrence into preaching and autobiography.”
  • Critique of Simplified Moral Judgments in Tragedy
    The article argues against simplistic moral judgments in tragedy, instead promoting a nuanced view of characters like Anna and Karenin as being shaped by complex emotional and social forces.
    Quotation: “Tolstoy, as a great novelist, refuses to deal with cardboard figures of the ‘quick’ and the ‘dead’.”
  • Examination of Masculinity and Social Roles
    Williams explores themes of masculinity in both Tolstoy’s and Lawrence’s works, contributing to discussions on gender roles and expectations within literary theory.
    Quotation: “We can be misled here, as Lawrence was often misled, by too simple an idea of ‘masculinity’.”
Examples of Critiques Through “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams
Literary WorkCritique Through Williams’ PerspectiveReference from Article
Anna Karenina by Leo TolstoyWilliams critiques the common interpretation that Anna’s tragedy is purely social, arguing that Tolstoy portrays a deeper complexity of personal and social tragedy interwoven in relationships.“Tolstoy created… a memorable figure of the avoidance of love… concerned with a whole experience, not… isolated moral action.”
Women in Love by D.H. LawrenceWilliams critiques Lawrence’s simplification of Tolstoy’s complex relationships into a binary of “quick” and “dead” characters, which limits understanding of the full depth of human experience.“Lawrence’s version of the tragic relationship is much cruder, reducing the complexity of life that Tolstoy depicts.”
Jude the Obscure by Thomas HardyWilliams might argue that Hardy’s depiction of Jude’s tragedy as the result of societal constraints lacks the recognition of personal responsibility and complexity of social and personal integration.“The weakness of modern tragedy… transgression against the social code is made to bring destruction.”
Lady Chatterley’s Lover by D.H. LawrenceWilliams critiques Lawrence’s shift in focus from the complex, interwoven social and personal relationships (as seen in Anna Karenina) to a simplified vision of individual fulfillment through sexual liberation.“The terms in which Lawrence describes how Anna and Vronsky ought to have acted are virtually a description of Lady Chatterley’s Lover.”
Criticism Against “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams
  • Oversimplification of Ideological Divisions
    Critics might argue that Williams oversimplifies the division between personal and social tragedies by framing them as ideological opposites, failing to acknowledge the fluidity and overlap between these spheres in certain works.
  • Neglect of Historical and Cultural Context
    Williams’ analysis focuses heavily on the personal versus social divide but may neglect how historical and cultural factors outside of ideological conflicts shape the narratives of Tolstoy and Lawrence.
  • Overemphasis on Tolstoy’s Moral Complexity
    Some might contend that Williams places too much emphasis on Tolstoy’s ability to balance personal and social complexities, potentially overlooking moments where Tolstoy’s works also fall into moral didacticism or simplifications.
  • Inadequate Exploration of Lawrence’s Ambiguities
    Williams critiques Lawrence for reducing Tolstoy’s complex tragedies but may not fully explore the ambiguities in Lawrence’s own works, especially in Women in Love, where the tensions between personal fulfillment and societal structures are more nuanced.
  • Selective Interpretation of Tragedy
    Williams’ interpretation of tragedy in modern literature may be seen as selective, focusing primarily on authors like Tolstoy and Lawrence while ignoring other tragic forms that do not conform to his model of personal-social division.
Representative Quotations from “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“The deepest crisis in modern literature is the division of experience into social and personal categories.”Williams introduces the central theme of his analysis, which is the split between social and personal experiences in literature, framing it as a defining problem in modern tragedy.
“Tragedy, inevitably, has been shaped by this division.”This quote highlights how the split between social and personal realities directly impacts the structure and themes of tragedy in modern literature.
“There is social tragedy: men destroyed by power and famine; a civilization destroyed or destroying itself.”Williams defines social tragedy as the suffering caused by large societal forces, such as political power or widespread societal collapse.
“And then there is personal tragedy: men and women suffering and destroyed in their closest relationships.”Here, Williams contrasts social tragedy with personal tragedy, which focuses on intimate, individual relationships, emphasizing the internal struggles of characters.
“The ideologies, at either point, move smoothly into action.”This quote critiques how ideological positions, whether personal or social, tend to dominate interpretations of literature, pushing readers to take sides in how they view tragedy.
“Can we not touch, even momentarily, a kind of experience in which the personal and the social are more than alternatives?”Williams questions whether it’s possible to view personal and social tragedies as interconnected rather than isolated experiences, suggesting a more integrated understanding of human experience.
“Tolstoy, as a great novelist, refuses to deal with cardboard figures of the ‘quick’ and the ‘dead’.”Williams praises Tolstoy’s nuanced characterization, arguing that his characters are not simple representations of life and death but complex individuals shaped by their environment and emotions.
“The weakness of modern tragedy, where transgression against the social code is made to bring destruction, as though the social code worked our irrevocable fate.”Williams critiques modern tragedy for overly relying on social norms and codes to determine characters’ fates, instead of focusing on more intrinsic and human aspects of tragedy.
“What is thought of as society does not determine the relationships; men can learn to grow beyond the institutionalized failures.”This quote reflects Williams’ belief that individuals are not fully constrained by societal forces, and personal relationships can transcend societal limitations.
“It is an attempt to create the individual person without any relationships.”Williams critiques the emphasis on individualism in some modern tragedies, arguing that true personal identity cannot exist without relationships and social contexts.
Suggested Readings: “Social and Personal Tragedy: Tolstoy and Lawrence: from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.

“Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams: Summary and Critique

“Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams first appeared in his book Modern Tragedy in 1966.

"Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams

“Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams first appeared in his book Modern Tragedy in 1966. This seminal essay offers a profound exploration of the concept of tragedy in the modern era, focusing on the works of August Strindberg, Eugene O’Neill, and Tennessee Williams. Williams argues that these playwrights have redefined the tragic form by shifting the emphasis from grand, public events to the intimate, personal struggles of individuals. Through a meticulous analysis of their plays, Williams illuminates the ways in which modern tragedy reflects the fragmentation, alienation, and existential despair that characterize contemporary society. This essay has been widely influential in literary theory, shaping our understanding of tragedy and its relevance to the modern world.

Summary of ” Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams
  1. Concept of Tragedy in Modern Drama
    • Tragedy in modern drama often presents man as “bare and unaccommodated,” struggling in an environment he cannot control.
    • This tragic condition is inherent, beginning with man’s isolation and primary desires that involve both creation and destruction.

“All primary energy is centred in this isolated creature, who desires and eats and fights alone.”

  1. Destruction and Self-Destruction in Relationships
    • Relationships are seen as inherently destructive. Love and creation are intertwined with aggression and death, making life’s joy temporary.

“Men and women seek to destroy each other in the act of loving and of creating new life.”

  1. Strindberg’s Exploration of Family and Guilt
    • Strindberg’s works focus on the destructive nature of family relationships, emphasizing guilt and control, particularly in works like The Father.

“The captain is driven into insanity by a wife determined at any cost to control the child.”

  1. Naturalism and Tragedy
    • Strindberg’s naturalism rejects guilt by removing God from the equation, but the consequences of human actions remain—destruction, punishment, and revenge continue to dominate human relationships.

“The naturalist has abolished guilt by abolishing God; but the consequences of an action—punishment, imprisonment or the fear of it—these he cannot abolish.”

  1. O’Neill’s View on Modern Tragedy
    • O’Neill, inspired by Strindberg, believed tragedy lies in the struggle against life itself, where man fights eternal odds and faces inevitable defeat.

“The struggle of man to dominate life… is what I mean when I say that Man is the hero.”

  1. He identified the family as a destructive entity, especially in plays like Mourning Becomes Electra and Long Day’s Journey into Night.
  2. Isolation as a Central Theme
    • O’Neill and Tennessee Williams’ characters are isolated beings whose consciousness creates the relationships they experience as destructive, often resulting in a wish for death.

“The primary relationships are in experience a profound alienation, and the self that emerges from them is a ghost who will struggle to touch life.”

  1. Fate and Psychology in O’Neill’s Works
    • O’Neill incorporates fate in a psychological framework, where life itself becomes fate, and relationships are pre-determined to fail.

“What is being offered is not primarily a set of destructive relationships, but a pattern of fate which is not dependent on any beliefs outside man.”

  1. Williams’ Tragic Isolation
    • In Tennessee Williams’ works, characters are reduced to their basic instincts of love and death. They lose themselves in ideals and dreams, becoming isolated and tragic.

“At their most satisfying they are animals; the rest is a covering of humanity, and is destructive.”

  1. The Ultimate Tragedy: Beyond Relationships
    • Modern tragedy, as depicted by these playwrights, moves beyond relationships into the living process itself, where life and death intertwine, and only death offers relief.

“It is human life as such, spiraling down towards the inhuman and the willed lapse into death.”

Literary Terms/Concepts in “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams
Literary Term/ConceptExplanationContext in the Work
TragedyA serious form of drama dealing with the downfall of a heroic or isolated individual, often due to inherent human flaws or external forces.Discusses the nature of tragedy as an inherent human condition where individuals are exposed to the destructive forces of life, love, and death.
IsolationThe state of being separated from society or relationships, often leading to emotional or psychological struggles.Central to the works of Strindberg, O’Neill, and Williams, where characters are isolated beings, unable to form meaningful connections, leading to self-destruction.
DestructionThe process of bringing something to ruin, often linked with self-destruction in human desires and relationships.Relationships in these tragedies are inherently destructive, as love and creation are intertwined with aggression, leading to tragic outcomes.
NaturalismA literary movement that seeks to depict life accurately, often focusing on the harsh realities of human existence without the influence of divine intervention.Strindberg’s approach to naturalism involves abolishing guilt by removing the notion of God, yet human suffering and consequences remain central themes.
FateThe idea that events are pre-determined and inevitable, often guiding the tragic downfall of characters.O’Neill reworks the Greek concept of fate in a modern psychological context, where life itself is fate and individuals are trapped in predetermined destructive patterns.
Family as a Tragic EntityThe family unit is depicted as inherently destructive, with relationships within the family leading to guilt, alienation, and conflict.In Strindberg and O’Neill, the family is a source of conflict and tragedy, particularly in Mourning Becomes Electra and The Father, where family relationships destroy individuals.
AlienationA feeling of estrangement from others or oneself, often leading to a sense of powerlessness or meaninglessness.O’Neill and Williams emphasize the alienation of characters from society and themselves, resulting in tragic isolation and existential despair.
Death WishThe subconscious desire for death as a release from life’s struggles and pain.Characters in these tragedies, particularly in O’Neill and Williams, express a death wish as the only way to escape their isolation and suffering.
Psychological ProcessA focus on the internal mental and emotional struggles of characters, often leading to destructive actions.Strindberg’s and O’Neill’s works focus on the psychological dynamics of their characters, emphasizing the destructive impact of mental conflict on human relationships.
Self-DestructionA recurring theme where characters engage in behaviors that lead to their own downfall or demise.Love and relationships are depicted as inherently self-destructive in the works of Strindberg, O’Neill, and Williams, where characters spiral toward death and despair.
FatalismThe belief that human beings are powerless to change their fate, often resulting in a sense of inevitability in their downfall.The tragedies of O’Neill and Strindberg embrace fatalism, where characters are trapped by their fate, unable to escape the tragic outcomes preordained by their circumstances.
Metaphysical IsolationA deeper, existential form of isolation where individuals are disconnected from the fundamental meaning of life.Williams explores how characters in O’Neill and Strindberg experience not just physical or emotional isolation, but a metaphysical separation from meaning and existence.
GuiltA pervasive feeling of responsibility for wrongdoing, often leading to internal conflict and tragic consequences.Guilt, especially within the family dynamic, plays a significant role in the tragedies, as seen in Long Day’s Journey into Night and Mourning Becomes Electra.
Freudian PsychologyA focus on unconscious desires and internal conflicts, especially in relation to family dynamics and sexuality.O’Neill integrates Freudian psychological elements into his works, particularly concerning family conflict and the destructive desires within familial relationships.
Contribution of “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams to Literary Theory/Theories
  • Development of Modern Tragedy Theory
    • Williams contributes to the understanding of tragedy in the modern context, particularly by shifting focus from external forces (like fate or divine intervention) to internal, psychological, and relational dynamics.

“The struggle of man to dominate life… is what I mean when I say that Man is the hero.”

  • This theory frames modern tragedy as arising from personal, familial, and existential conflicts, not just societal or divine forces.
  • Isolation and Alienation in Existentialist Theory
    • The text aligns with existentialist literary theory, highlighting themes of isolation and alienation where individuals face an indifferent or even hostile universe, devoid of inherent meaning.

“The isolated persons clash and destroy each other, not simply because their particular relationships are wrong, but because life as such is inevitably against them.”

  • This existential isolation emphasizes the inherent struggle of life and the sense of futility that often accompanies modern existentialist thought.
  • Naturalism and Determinism in Literature
    • Williams integrates naturalist theory, particularly through Strindberg’s rejection of divine or moral authority and focus on deterministic forces shaping human behavior.

“The naturalist has abolished guilt by abolishing God… the consequences of an action—punishment, imprisonment… remain.”

  • This aligns with naturalist determinism, where characters are shaped by their environment, psychological impulses, and inherited traits, removing the element of moral judgment.
  • Freudian Psychoanalysis in Literary Criticism
    • The analysis incorporates Freudian psychoanalytic theory, especially through the exploration of unconscious desires, family dynamics, and destructive relationships.

“The destructive passions with a struggle of social classes… the ruin of one family means the good fortune of another.”

  • Williams emphasizes how subconscious drives and repressed instincts govern relationships and individual behavior, echoing Freudian interpretations of literary characters.
  • Feminist and Gender Critique in Modern Tragedy
    • The article touches on early elements of feminist theory by analyzing the roles of women, particularly in the portrayal of powerful female figures like Laura in The Father and Lady Julie, who challenge traditional gender norms.

“Lady Julie is a modern character… because she has now been discovered, has stepped to the front and made herself heard.”

  • Williams examines how these female characters disrupt patriarchal family structures, yet remain tragic figures due to societal constraints on gender roles.
  • Familial Conflict in Psychoanalytic and Marxist Theory
    • Williams’ work integrates Marxist literary theory by considering the family as a microcosm of societal power structures and economic conflicts, in which individuals struggle for dominance and control.

“The family is a source of conflict and tragedy… particularly in Mourning Becomes Electra, where family relationships destroy individuals.”

  • The economic and class struggles reflected in family dynamics mirror broader societal conflicts, suggesting that personal tragedy is tied to larger historical and material conditions.
  • Metaphysical and Existential Alienation in Postmodernism
    • The analysis contributes to postmodern literary theory by highlighting the alienation of characters who are fragmented and disconnected from any stable sense of identity or reality.

“In this conviction of malign forces which have robbed him of his identity, the Stranger transforms everyone he sees into his own pattern of guilt and aggression.”

  • This reflects a postmodern understanding of fractured subjectivity, where characters are alienated not only from society but also from themselves.
  • The Role of Death in Existential and Absurdist Theory
    • Williams’ discussion of death as a central theme ties into existential and absurdist literary theory, where death is seen as the ultimate resolution to the struggles and absurdities of life.

“The play ends in the forms of conversion and redemption, but these are without connection and without hope.”

  • Death, in this view, becomes an inevitable endpoint, symbolizing the futility of human efforts to find meaning in life, a hallmark of existential and absurdist philosophy.
  • Critique of Bourgeois Tragedy in Marxist and Structuralist Theory
    • The text critiques the bourgeois form of tragedy, where personal life and family are central themes, suggesting that these tragedies are shaped by broader societal and class structures.

“The bourgeois tragedians spoke of private tragedy… directing attention towards the family, as an alternative to the state.”

  • This critique of bourgeois tragedy aligns with Marxist and structuralist approaches that explore how societal structures (like family and inheritance) shape individual fate and suffering.
Examples of Critiques Through “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams
Literary WorkAuthorCritique through Raymond Williams’ AnalysisReference/Key Concept
The FatherAugust StrindbergWilliams critiques The Father as a representation of the tragic destruction of familial relationships, where control, guilt, and the struggle for power between genders drive the father to insanity.“The captain is driven into insanity by a wife determined at any cost to control the child.”
Miss Julie (Lady Julie)August StrindbergStrindberg’s depiction of class and gender conflict is analyzed as a naturalistic tragedy, where societal forces and personal desires lead to inevitable destruction, especially in sexual and class dynamics.“The valet, Jean, continues to live, while Lady Julie cannot live without honour.”
Long Day’s Journey into NightEugene O’NeillWilliams critiques this work as embodying the tragedy of familial alienation and the isolation of individuals within relationships. The family is portrayed as a source of deep personal and emotional suffering.“The self that emerges from them is a ghost who will struggle to touch life at some point.”
A Streetcar Named DesireTennessee WilliamsThe work is analyzed through its portrayal of tragic isolation and the collapse of personal identity under societal and personal pressures. Blanche’s tragic downfall reflects broader themes of self-destruction.“His characters are isolated beings who desire and eat and fight alone.”
Criticism Against “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams
  1. Overemphasis on Isolation and Destruction
    • Williams’ analysis could be critiqued for overly focusing on the themes of isolation and destruction, neglecting other dimensions of human experience in these works, such as moments of connection, empathy, or resilience. By focusing primarily on tragedy and fatalism, Williams may be seen as reducing the complexity of human relationships and interactions in these plays.
  2. Neglect of Cultural and Historical Contexts
    • Williams’ analysis tends to focus on the psychological and existential elements of tragedy, potentially downplaying the significance of cultural, historical, or political contexts in shaping the works of Strindberg, O’Neill, and Tennessee Williams. For instance, he might overlook the impact of social class, race, or specific political movements on these tragedies.
  3. Limited Engagement with Gender Criticism
    • Although Williams touches on gender dynamics, particularly in his discussion of Strindberg’s portrayal of women, some might argue that his treatment of gender relations lacks depth and could benefit from a more thorough feminist analysis. The complex roles of women, especially in Tennessee Williams’ plays, may not be fully explored or critically assessed in relation to gender power dynamics.
  4. Underrepresentation of Other Theoretical Perspectives
    • Critics could argue that Williams’ interpretation is somewhat limited by its focus on naturalism, existentialism, and psychoanalysis, without fully engaging with other critical approaches, such as structuralism, postcolonial theory, or reader-response theory. This narrow theoretical lens could prevent a more comprehensive understanding of these tragedies.
  5. Simplification of Complex Characters
    • By framing characters primarily as isolated and self-destructive, Williams may oversimplify the complexity and depth of these literary figures. In particular, his focus on psychological isolation might obscure other significant aspects of character development, such as their capacity for growth, transformation, or moral ambiguity.
  6. Deterministic View of Tragedy
    • Some critics might find fault with Williams’ deterministic view of tragedy, where characters seem locked into inevitable fates of destruction and death. This could be seen as undermining the potential for agency or free will in these tragic figures, suggesting that their struggles are predetermined rather than shaped by individual choices or circumstances.
  7. Lack of Attention to Stylistic and Formal Aspects
    • Williams’ focus is heavily on thematic analysis, particularly on the psychological and existential aspects of tragedy, and he might neglect a detailed discussion of the formal, stylistic, and theatrical innovations in the works of Strindberg, O’Neill, and Tennessee Williams. This omission may limit the appreciation of how form and style contribute to the tragic experience.
Representative Quotations from “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“All primary energy is centred in this isolated creature, who desires and eats and fights alone.”This quotation reflects Williams’ emphasis on the isolation of the individual in modern tragedy, where characters are driven by primal desires but exist in isolation from others.
“Men and women seek to destroy each other in the act of loving and of creating new life.”Williams discusses the destructive nature of human relationships in modern tragedy, suggesting that love and creation are inherently intertwined with destruction and conflict.
“The captain is driven into insanity by a wife determined at any cost to control the child.”A critique of Strindberg’s The Father, where familial power dynamics lead to psychological breakdown, reflecting the tragic nature of familial control and manipulation.
“The naturalist has abolished guilt by abolishing God.”This reflects Strindberg’s naturalism, where without divine moral judgment, guilt still exists through the consequences of human actions, a central theme in modern tragedy.
“The struggle of man to dominate life… is what I mean when I say that Man is the hero.”O’Neill’s concept of tragedy focuses on the heroic but futile struggle of individuals to control or dominate life, even though they are ultimately defeated by life’s forces.
“The primary relationships are in experience a profound alienation.”Williams uses this phrase to describe the inherent alienation found in familial and intimate relationships in modern tragedy, where connection is impossible, and isolation prevails.
“The only active feeling is the struggle of these ghosts to come alive, of these dead to awaken.”This reflects O’Neill’s portrayal of characters who, though alive, are emotionally or spiritually dead, attempting to find meaning in their existence but struggling to do so.
“Love and loss, love and destruction, are two sides of the same coin.”Williams describes how modern tragedy portrays love as inevitably linked with loss and destruction, emphasizing the temporary and painful nature of relationships.
“It was like walking on the bottom of the sea. As if I had drowned long ago.”Quoting Long Day’s Journey into Night, Williams emphasizes the theme of existential despair and alienation, where characters feel trapped and isolated from life’s meaning.
“Between man and woman there is only taking, and in reaction there is hatred.”Williams critiques the nature of gender relationships in Strindberg’s works, where interactions between men and women are characterized by possession and conflict, not connection.
Suggested Readings: “Private Tragedy: Strindberg, O’Neill, Tennessee Williams from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.

“From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams: Summary and Critique

“From Hero to Victim: The Making of Liberal Tragedy” by Raymond Williams is a pivotal chapter in his groundbreaking work, Modern Tragedy, published in 1966.

"From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy" by Raymond Williams: Summary and Critique
Introduction: “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams

“From Hero to Victim: The Making of Liberal Tragedy” by Raymond Williams is a pivotal chapter in his groundbreaking work, Modern Tragedy, published in 1966. This essay has significantly impacted literary and literary theory discourse, particularly in its exploration of the evolution of tragic figures from heroic protagonists to vulnerable victims in modern drama. Williams delves into the works of Henrik Ibsen and Arthur Miller, analyzing how these playwrights redefined the tragic hero in response to the changing social and cultural landscape of the 19th and 20th centuries.

Summary of “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams
  • Liberal Tragedy’s Structure and Decline
    Liberal tragedy centers around a man who, at the peak of his powers, confronts forces that ultimately defeat him. This tension between individual aspirations and inevitable defeat defines liberal tragedy. Williams notes that while this structure governed for centuries, its ability to hold is now weakening (Williams, 114).
  • Greek Tragedy and the Shift in Interpretation
    Williams argues that modern interpretations of Greek tragedy erroneously emphasize individual psychology, when the original focus was on broader historical and cosmic forces. In Greek tragedy, the hero’s fate was tied to the mutability of the world, not personal flaws (Williams, 114–115). This shift in understanding is a consequence of the modern liberal structure of feeling, which now is in decline.
  • Renaissance and the Emergence of Individualism in Tragedy
    The Renaissance introduced a humanist spirit into tragedy, with individual destiny and personal energy becoming the focal points. The transition from the medieval morality play to Elizabethan tragedy marked a shift where individual experience became central. Tragedy began to focus on the intense, personal exploration of life’s limits (Williams, 115–116).
  • Public Order and Personal Tragedy
    Despite the emphasis on the individual, tragedy during the Elizabethan era often still linked personal experiences to broader social orders, with heroes like princes embodying public concerns. The tension between individual personality and social role was a source of tragedy during this period (Williams, 116–117).
  • Bourgeois Tragedy and the Rise of Pity
    By the 18th century, tragedy adapted to middle-class concerns, focusing on “private woe” and “pity.” However, this shift resulted in a loss of dimension, with personal sympathy replacing broader societal critiques (Williams, 118–119). The emphasis on private sympathy neglected the social realities of power and property, diminishing the societal impact of tragedy.
  • Transition to Modern Tragedy: From Hero to Victim
    Williams notes a shift from heroic figures confronting societal structures to individuals becoming victims of these very structures. In bourgeois tragedy, property and social order replaced the heroic struggles of earlier tragedies, with the hero reduced to a victim of societal contradictions (Williams, 119–120).
  • Ibsen’s Liberal Tragedy: Individualism and Social Critique
    Ibsen’s plays often feature individuals confronting a false society. His characters’ struggles for self-fulfillment are both necessary and tragic. Williams explains that Ibsen’s heroes, like Brand and Stockmann, fight for personal wholeness in the face of societal lies, yet are often destroyed by their own struggle (Williams, 121–123). Ibsen encapsulates the essence of liberal tragedy, where individuals, in their quest for fulfillment, encounter inevitable defeat.
  • Miller’s Tragic Victims: Society’s Commodification of Individuals
    In the works of Arthur Miller, particularly Death of a Salesman and The Crucible, the transition from heroic individuals to victims is fully realized. Characters like Willy Loman represent individuals commodified by society, whose aspirations only lead to their destruction. Miller’s protagonists are no longer liberators but victims trapped by the very society they sought to navigate (Williams, 130–132).
  • The Collapse of Liberal Tragedy
    Williams concludes that liberal tragedy eventually breaks down as individuals turn against themselves. This shift marks the end of the heroic phase and the rise of a victimized, self-enclosed consciousness. Miller’s tragedies, such as Death of a Salesman, illustrate this self-enclosure, with the individual’s desire ultimately leading to self-destruction (Williams, 127–128).
Literary Terms/Concepts in “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams
Literary Term/ConceptExplanationReference/Explanation in the Text
Liberal TragedyA form of tragedy centered around the individual’s struggle for self-fulfillment in a false society.The individual seeks to break free but is often destroyed in the process, as seen in Ibsen and Miller.
Tragic HeroA character of noble stature whose downfall is caused by a combination of personal flaw and fate.The classical tragic hero transforms into a victim in modern tragedy, from aspiration to defeat (Williams, 114).
HumanismEmphasis on individual human potential and agency, often in conflict with societal forces.Seen in Renaissance tragedies where individual destiny became central, especially in works by Shakespeare (Williams, 115).
Pity and SympathyEmotional responses to the suffering of characters, particularly in bourgeois tragedy.The shift from noble tragedy to “private woe” in middle-class tragedy, emphasizing personal distress (Williams, 118).
Bourgeois TragedyTragedy that centers around middle-class protagonists and focuses on personal, rather than societal, struggles.Emerging in the 18th century, it focused on private sympathy, but lost the broader societal dimensions of earlier tragedies (Williams, 118-119).
Heroic IndividualismThe notion of a lone individual challenging society or cosmic forces, characteristic of liberal tragedy.Characters in Ibsen, like Brand, fight for personal wholeness against a false society, though often at personal cost (Williams, 121).
AlienationA theme where characters feel estranged or disconnected from society or themselves.In Ibsen’s and Miller’s works, characters often confront societal structures that alienate them from fulfillment (Williams, 121–123, 130).
Romantic TragedyA form of tragedy focused on intense individual desire and rebellion against societal conventions.Romantic figures like Faust and Prometheus embody this intense, rebellious individualism, often with tragic consequences (Williams, 120).
CommodificationThe transformation of individuals into commodities or objects for economic gain, particularly in modern society.Seen in Arthur Miller’s Death of a Salesman, where Willy Loman becomes commodified by the capitalist society (Williams, 130).
VictimizationThe transition from heroic figures to tragic victims in modern tragedy, as societal forces become more oppressive.Williams describes this shift from the hero to the victim, especially in Miller’s tragedies where characters like Willy Loman are destroyed by societal norms (Williams, 127, 131).
False SocietyA corrupt or flawed society that restricts individual fulfillment and is a central antagonist in liberal tragedy.Ibsen’s plays repeatedly depict a false, oppressive society, leading to the tragic destruction of the individual (Williams, 122).
Tragic ConsciousnessThe realization that personal desire leads to inevitable defeat within a false society.Characters in Ibsen and Miller experience this tragic awareness of their entrapment by society and self (Williams, 128).
Existential TragedyTragedy rooted in the existential struggles of individuals confronting a meaningless or indifferent universe.Found in Ibsen and later existentialist drama, where individuals confront personal limits and societal constraints (Williams, 127).
Contribution of “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams to Literary Theory/Theories
  • Development of Tragedy Theory: From Aristotelian to Modern Perspectives
    Williams offers a re-evaluation of classical tragedy, particularly the Aristotelian model of the tragic hero with a fatal flaw, by challenging its application to Greek tragedy. He emphasizes that Greek tragedy is historically grounded, not psychologically driven, contributing to a broader historical-materialist understanding of tragedy.
    “It is now becoming clear… that the Greek tragic action was not rooted in individuals, or in individual psychology, in any of our senses. It was rooted in history, and not a human history alone” (Williams, 114).
  • Humanism and Individualism in Renaissance Tragedy
    Williams explores how Renaissance tragedy evolved to emphasize individualism and humanism, moving away from collective or cosmic forces seen in earlier tragedies. This shift laid the foundation for humanist literary theories that emphasize the individual’s agency, identity, and role in society.
    “By the time of Marlowe and Shakespeare, the structure we now know was being actively shaped: an individual man, from his own aspirations, from his own nature, set out on an action that led him to tragedy” (Williams, 115).
  • Bourgeois Tragedy and Socioeconomic Critique
    Williams’ exploration of bourgeois tragedy, where middle-class characters experience private woe, contributes to Marxist literary theory by examining how socioeconomic class structures influence the form and content of tragedy. The rise of “private” tragedy reflects the transition from feudal to capitalist society, focusing on personal distress while concealing deeper social contradictions.
    “Bourgeois tragedy… expresses sympathy and pity between private persons, but tacitly excludes any positive conception of society, and thence any clear view of order or justice” (Williams, 119).
  • Alienation and Modern Tragedy: Contribution to Marxist and Existentialist Theories
    Williams’ discussion of alienation, particularly in the works of Ibsen and Miller, ties into both Marxist theories of alienation and existentialist literary theory. He highlights how characters in modern liberal tragedy experience estrangement from society and from themselves, reflecting the breakdown of individual fulfillment in the face of capitalist or bureaucratic systems.
    “The tragic voice, of our own immediate tradition, is then first heard: the aspiration for a meaning, at the very limits of a man’s strength… broken down, by contradictory experience” (Williams, 116).
  • Critique of Liberal Individualism: From Hero to Victim
    Williams contributes to the critique of liberalism in literary theory by tracing the transformation of the tragic hero into a tragic victim. In his analysis, the shift from the individual as a heroic figure to one who is victimized by society reflects the limitations of liberal individualism and anticipates the emergence of a more collective or social consciousness in tragedy.
    “Liberal tragedy, at its full development, drew from all the sources that have been named, but in a new form and pressure created a new and specific structure of feeling” (Williams, 121).
  • Psychological Guilt and Breakdown in Modern Tragedy
    The internalization of guilt in modern liberal tragedy, where characters like Ibsen’s and Miller’s are destroyed not just by external forces but by their own internal contradictions, reflects psychoanalytic literary theory. Williams shows how modern tragedy explores the self against the self, contributing to theories of subjectivity and the unconscious in literature.
    “The conviction of guilt, and of necessary retribution, is as strong as ever it was when imposed by an external design” (Williams, 127).
  • Marxism Literary TheoryTransformation of Marxist Criticism in Drama
    Williams’ analysis of tragedy integrates Marxist criticism with an understanding of drama as a reflection of the socioeconomic structures that shape personal experiences. By focusing on the transition from feudal to bourgeois to liberal society in the evolution of tragedy, Williams provides a historical-materialist framework for analyzing dramatic forms.
    “Rank, that is to say, became class, and once it did so a new definition of tragedy was inevitable” (Williams, 119).

Examples of Critiques Through “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams

1. Shakespeare’s Hamlet

  • Critique Through Williams’ Concept of Liberal Tragedy and Humanism
    Using Williams’ theory, Hamlet can be critiqued as a pivotal example of Renaissance humanist tragedy, where the individual’s internal struggle is foregrounded. Hamlet’s existential dilemma reflects the transition from a medieval worldview to a humanist emphasis on personal agency. The tragic hero is caught between personal aspiration and an overwhelming external world of duty, inheritance, and corruption.
    • Williams notes that in Renaissance tragedy, “an individual man, from his own aspirations, from his own nature, set out on an action that led him to tragedy” (Williams, 115). Hamlet exemplifies this, as his indecision and internal conflict drive him toward his tragic end.
  • Internalization of Conflict
    Hamlet’s inner turmoil, where his personal desires conflict with external duties and the expectations of society, aligns with Williams’ understanding of the liberal tragic hero. Hamlet’s inability to reconcile these forces leads to a psychological breakdown, a key feature in Williams’ model of the liberal tragedy.
    • “The emphasis, as we take the full weight, is not on the naming of limits, but on their intense and confused discovery and exploration” (Williams, 116).

2. Arthur Miller’s Death of a Salesman

  • Critique Through Williams’ Concept of Bourgeois Tragedy and Victimization
    Death of a Salesman can be critiqued as a modern liberal tragedy where Willy Loman embodies the transition from hero to victim. In line with Williams’ critique of bourgeois tragedy, Loman is a product of capitalist commodification. He does not fight against societal structures but is victimized by them, becoming a tragic figure within a system that discards him.
    • “Willy Loman is a man who from selling things has passed to selling himself, and has become, in effect, a commodity which like other commodities will at a certain point be discarded by the laws of the economy” (Williams, 130).
  • Tragedy of Alienation
    Miller’s tragedy, in Williams’ terms, highlights the alienation of the individual in a capitalist society, where personal aspiration leads to destruction rather than fulfillment. Willy Loman’s downfall is not the result of heroic rebellion but of living the societal lie, which Williams critiques as the hallmark of modern liberal tragedy.
    • “He brings tragedy down on himself, not by opposing the lie, but by living it” (Williams, 131).

3. Henrik Ibsen’s A Doll’s House

  • Critique Through Williams’ Concept of False Society and Individual Liberation
    Using Williams’ theory, A Doll’s House can be critiqued as an example of liberal tragedy that highlights the individual’s struggle against a false society. Nora’s journey of self-realization and rejection of societal norms mirrors Williams’ analysis of Ibsen’s liberal tragedies, where the individual fights for self-fulfillment within a corrupt and oppressive social structure.
    • “Ibsen creates again and again in his plays, with an extraordinary richness of detail, false relationships, a false society, a false condition of man” (Williams, 122).
  • Tragic Victimization and Aspiration for Freedom
    Nora’s departure at the end of the play represents the liberal ideal of self-fulfillment, but it also signifies the beginning of a tragic journey where the individual’s aspiration for freedom is at odds with societal constraints. Williams’ theory suggests that Nora, like other Ibsen heroes, becomes both a potential liberator and a tragic figure due to the false society she fights against.
    • “The individual’s struggle is seen as both necessary and tragic. The attempt at fulfillment ends again and again in tragedy: the individual is destroyed in his attempt to climb out of his partial world” (Williams, 123).

4. Sophocles’ Oedipus Rex

  • Critique Through Williams’ Reinterpretation of Greek Tragedy
    Williams critiques modern readings of Greek tragedy, such as Oedipus Rex, for projecting liberal individualism onto characters like Oedipus, who were originally not defined by individual psychology but by their place within a broader historical and cosmic framework. Instead of focusing on Oedipus’ tragic flaw, Williams would argue that his downfall represents the inevitable clash between human life and the broader, impersonal forces of fate and history.
    • “The Greek tragic action was not rooted in individuals, or in individual psychology… What we then see is a general action specified, not an individual action generalized” (Williams, 114).
  • Tragedy Rooted in History and Fate
    According to Williams, Oedipus’ downfall should be understood not as a personal failing but as a reflection of a world order beyond the individual’s control. This contrasts with modern liberal interpretations, which emphasize personal tragedy over historical forces.
    • “It was rooted in history, and not a human history alone. Its thrust came, not from the personality of an individual but from a man’s inheritance and relationships, within a world that ultimately transcended him” (Williams, 114).
Criticism Against “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams
  • Overemphasis on Historical Determinism
    Critics might argue that Williams’ analysis places too much emphasis on historical and material forces in shaping the evolution of tragedy, downplaying the role of individual agency and creativity. His historical materialism might be seen as reductive, limiting the complexity of individual expression within literary works.
  • Neglect of Psychological Depth in Tragedy
    Williams critiques the modern focus on individual psychology in tragedy, particularly in the context of Greek tragedy. However, this may overlook the richness of psychological exploration in modern tragedy, particularly in the works of Ibsen and Miller, where internal conflicts and personal flaws are integral to the narrative.
  • Simplification of Greek Tragedy
    Williams challenges the modern interpretation of Greek tragedy as focused on individual flaws, arguing instead that these works are grounded in historical forces. Some critics may find this perspective overly simplistic, as it downplays the complexities of character development and the nuanced exploration of human agency found in Greek tragedies like Oedipus Rex.
  • Broad Generalizations about the Development of Tragedy
    Williams’ narrative of the evolution of tragedy from classical to modern times might be seen as too generalized. By attempting to trace a single line of development from the heroic individual to the modern victim, he may oversimplify the diversity of tragic forms and themes across different cultures and historical periods.
  • Undervaluing Aesthetic and Formal Qualities
    Williams’ focus on the social and ideological functions of tragedy may lead to a neglect of the aesthetic and formal qualities of the works he discusses. His analysis tends to prioritize the historical and political dimensions of tragedy, potentially overlooking the importance of style, language, and dramatic structure in shaping the tragic experience.
  • Limited Engagement with Non-Western Tragic Traditions
    Williams’ discussion of tragedy is largely Eurocentric, focusing on the development of tragedy within Western literary traditions. Critics might argue that his analysis fails to account for the diversity of tragic forms in non-Western cultures, limiting the scope of his study to a specific cultural context.
  • Overgeneralization in Defining Liberal Tragedy
    Some critics might find Williams’ concept of “liberal tragedy” too broad and unspecific, encompassing a wide range of works and authors without sufficiently distinguishing between them. His attempt to define a singular “liberal tragedy” may blur important differences between individual authors’ approaches to tragedy, such as between Ibsen and Miller.
  • Underrepresentation of Feminist and Gender Perspectives
    Williams’ analysis focuses heavily on male tragic figures and lacks engagement with feminist critiques of tragedy or the role of women in tragic literature. His exploration of the “hero” and “victim” does not sufficiently account for how gender shapes tragic roles and experiences in both classical and modern tragedies.
Representative Quotations from “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams with Explanation
QuotationExplanation
“At the centre of liberal tragedy is a single situation: that of a man at the height of his powers and the limits of his strength, at once aspiring and being defeated, releasing and destroyed by his own energies.”This defines the essence of liberal tragedy according to Williams: a tension between individual aspiration and inevitable defeat. It encapsulates the transition from heroism to victimhood in modern tragedy.
“We have tried to take psychology, because that is our science, into the heart of an action to which it can never, critically, be relevant.”Williams critiques the modern emphasis on psychological analysis in Greek tragedy, arguing that it misrepresents the historical and collective dimensions of these ancient works. He challenges modern readings that focus on individual flaws.
“The action, confidently, takes Everyman forward to the edge of that dark room in which he must disappear… God himself is waiting for Everyman to come.”This quotation contrasts medieval morality plays like Everyman with Renaissance tragedies, showing how the focus shifted from religious fatalism and divine order to individual experience and human agency.
“The tragic voice, of our own immediate tradition, is then first heard: the aspiration for a meaning, at the very limits of a man’s strength.”Williams refers to the emergence of the “tragic voice” in Renaissance drama, where individuals seek meaning at the edge of their abilities. This marks a shift toward personal struggle in the tragic form.
“Bourgeois tragedy… expresses sympathy and pity between private persons, but tacitly excludes any positive conception of society, and thence any clear view of order or justice.”Williams critiques bourgeois tragedy for its narrow focus on private emotion (pity and sympathy) while neglecting broader societal structures. This represents a key transformation from earlier, socially expansive tragedies.
“The most important persistence, for the subsequent history of drama, was that of a public order, at the centre of what is otherwise personal tragedy.”This highlights how even as tragedy evolved to focus on individual characters, public order and societal concerns remained central, showing the continued tension between personal desires and larger social forces.
“Liberal tragedy, at its full development, drew from all the sources that have been named, but in a new form and pressure created a new and specific structure of feeling.”Williams identifies “liberal tragedy” as a unique amalgamation of humanist, bourgeois, and romantic elements, creating a distinct emotional structure that defines much of modern tragedy.
“The individual’s struggle is seen as both necessary and tragic. The evasion of fulfilment, by compromise, breeds false relationships and a sick society.”Williams argues that in liberal tragedy, the individual’s quest for fulfillment is doomed to failure, as societal compromise corrupts personal relationships and leads to a diseased social environment, as seen in Ibsen’s works.
“Willy Loman is a man who from selling things has passed to selling himself, and has become, in effect, a commodity which like other commodities will at a certain point be discarded.”In Death of a Salesman, Willy Loman’s commodification reflects the dehumanizing effects of capitalism. Williams critiques how the modern individual is reduced to a commodity, a key theme in the evolution of liberal tragedy.
“The conflict is then indeed internal: a desire for relationship when all that is known of relationship is restricting; desire narrowing to an image in the mind, until it is realised that the search for warmth and light has ended in cold and darkness.”This reflects the internal conflicts faced by characters in modern tragedy, particularly in Ibsen’s works, where the quest for fulfillment leads to isolation and existential despair. The internal collapse of the individual is a key theme in liberal tragedy.
Suggested Readings: “From Hero to Victim: The Making of Liberal Tragedy, to Ibsen and Miller from Modern Tragedy” by Raymond Williams
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell Publishing, 2003.
  2. Williams, Raymond. Modern Tragedy. Chatto & Windus, 1966.
  3. Steiner, George. The Death of Tragedy. Yale University Press, 1996.
    https://yalebooks.yale.edu/book/9780300069167/the-death-of-tragedy
  4. Barker, Howard. Arguments for a Theatre. Manchester University Press, 1989.
  5. Segal, Charles. Tragedy and Civilization: An Interpretation of Sophocles. Harvard University Press, 1981.
  6. Kott, Jan. The Eating of the Gods: An Interpretation of Greek Tragedy. Northwestern University Press, 1987.
  7. Elsom, John. Post-War British Theatre Criticism. Routledge, 2013.