“Cultural Studies And Ethnic Absolutism” by Saba Mahmood: Summary and Critique

“Cultural Studies and Ethnic Absolutism” by Saba Mahmood first appeared in the 1996 volume of Cultural Studies (Vol. 10, Issue 1), published by Routledge.

"Cultural Studies And Ethnic Absolutism" by Saba Mahmood: Summary and Critique
Introduction: “Cultural Studies And Ethnic Absolutism” by Saba Mahmood

“Cultural Studies and Ethnic Absolutism” by Saba Mahmood first appeared in the 1996 volume of Cultural Studies (Vol. 10, Issue 1), published by Routledge. In this incisive critique, Mahmood engages Stuart Hall’s 1993 essay “Culture, Community, Nation,” interrogating the epistemological assumptions underlying the discourse on ethnic and religious movements within cultural studies. Mahmood argues that, despite the disciplinary shifts introduced by postcolonial and cultural theory, much of the academic left continues to reproduce a Eurocentric framework that pathologizes non-Western politico-religious and ethnic movements as manifestations of cultural backwardness. Taking Hall’s own progressive credentials seriously, Mahmood expresses concern over his reliance on dichotomies such as “big vs. small nations” and “modern vs. traditional cultures,” which replicate the ideological scaffolding of modernization theory. She critiques the failure to decenter Western historical experience and challenges the reductive characterization of Islamic and nationalist movements as “absolutist” or “fundamentalist.” The article’s importance lies in its call for historically specific and culturally situated analyses, resisting totalizing readings and underscoring the need to “provincialize Europe,” as Dipesh Chakrabarty has advocated. Mahmood’s intervention is pivotal within literary and cultural theory, as it reveals how liberal discourses may unwittingly converge with conservative ideologies, reifying hierarchical distinctions between West and non-West under the guise of progressive critique.

Summary of “Cultural Studies And Ethnic Absolutism” by Saba Mahmood
  • Critique of Cultural Othering in Progressive Discourse
    • Mahmood argues that cultural studies, despite its postcolonial and feminist advances, continues to reproduce the “paradigmatic status of backward cultural Others” for regions like the Middle East and Eastern Europe (p. 1).
    • “Arguments made with a progressive political agenda sometimes converge argumentatively and epistemologically with those of the conservative right” (p. 1).
  • Dependence on Western Historical Narratives
    • Hall’s framework is critiqued for “failing to decenter normative assumptions derived from the entelechy of Western European history” when analyzing ethnic and religious movements (p. 1).
  • Problematic Use of the ‘Big and Small Nations’ Trope
    • Hall’s classification of nationalisms into ‘big’ and ‘small’ recapitulates hierarchical Western-centric thinking.
    • Mahmood asks: “Why must the histories of various nations/peoples be seen through the singular lens of Western European dynamics?” (p. 4).
  • Revival of Modernization Theory Tropes
    • By echoing binaries such as “traditional/modern, savage/civilized, East/West,” Hall perpetuates the legacy of thinkers like Gellner, Kohn, Kedourie, and Plamenatz (pp. 4–5).
    • Mahmood highlights that “wild cultures tended to get mired in ethnic or nationalist conflicts” in Gellner’s theory (p. 5).
  • Selective Sympathies in Identifying Progressive Movements
    • Hall distinguishes between decolonization nationalisms as progressive and post-socialist ethnic movements as regressive (p. 6).
    • Mahmood challenges this: “Why these cultures should be considered ethnically and religiously absolutist?” (p. 6).
  • Islamic Movements and Misrepresentation
    • Mahmood critiques the lumping of Islamic political movements into a category of “backward-looking fundamentalism” (p. 7).
    • She argues these movements often articulate critiques of modernity and are rooted in “long traditions of anti-colonial struggle” (p. 7).
  • Critique of the Fundamentalism/Modernity Binary
    • Hall’s claim that movements are “partially incorporated in modernity” is criticized for ignoring the modern genesis of such movements (p. 8).
    • Citing Harding, Mahmood writes: “Fundamentalists… are also produced by modern discursive practices” (Harding 1991, p. 374).
  • Challenges of Hybridity and Migration
    • Hall’s celebration of hybridity overlooks its coercive dimensions under modern power structures.
    • Mahmood, quoting Asad, cautions: “If people are physically and morally uprooted, they are more easily rendered… superfluous” (Asad 1993, p. 11).
  • Call to ‘Provincialize Europe’
    • Mahmood concludes by invoking Dipesh Chakrabarty’s call to “provincialize Europe” and urges scholars to engage with the specific histories and political languages of non-Western movements (p. 10).
Theoretical Terms/Concepts in “Cultural Studies And Ethnic Absolutism” by Saba Mahmood
Theoretical Term/ConceptExplanation and MeaningUsage in the ArticleReference
Ethnic AbsolutismDescribes the view that certain cultures are rigidly defined by ethnic/religious identity and resistant to modernity. Mahmood critiques this for essentializing non-Western political movements.Used to critique Stuart Hall’s categorization of political cultures in Central Asia, the Middle East, and Eastern Europe as “ethnic and religious absolutist traditions.”Mahmood, 1996, pp. 1, 6
Cultural OtheringThe representation of non-Western cultures as inherently inferior or regressive. Reinforces Eurocentric norms even within progressive discourse.Mahmood shows how both left and right intellectuals reproduce the Othering of non-Western movements by treating them as backward or deviant.Mahmood, 1996, p. 1
ModernityA Western-centric historical paradigm associated with progress, secularism, and rationality.Mahmood criticizes the assumption that non-Western movements are either “outside” or “partially incorporated” into modernity, reinforcing Eurocentric binaries.Mahmood, 1996, p. 8
Big and Small NationsA conceptual dichotomy suggesting that “small” nations mimic the successful “big” Western states.Used by Hall to differentiate nationalist movements; Mahmood critiques it as a veiled ideological hierarchy that privileges Western experiences.Mahmood, 1996, pp. 3–4
FundamentalismA term often applied pejoratively to religious movements, implying irrationality or regression.Mahmood argues Hall’s use of the term to describe Islamic and Eastern European movements perpetuates stereotypes and ignores political complexity.Mahmood, 1996, pp. 7–8
HybridityA cultural condition of mixed identities and diasporic experiences, often celebrated in postcolonial studies.Mahmood questions Hall’s celebratory tone, arguing that hybridity is often the result of displacement, marginalization, and coercive power.Mahmood, 1996, p. 9
Provincializing EuropeA concept by Chakrabarty calling for the decentering of European historical narratives as universal.Endorsed by Mahmood as a necessary corrective to Eurocentric frameworks in cultural and political analysis.Mahmood, 1996, p. 10
Symptomatic AnalysisAn interpretive mode that sees ethnic/religious movements as signs of disorder rather than serious political expressions.Mahmood critiques such analyses for pathologizing non-Western politics and failing to engage their arguments substantively.Mahmood, 1996, pp. 2, 7
Contribution of “Cultural Studies And Ethnic Absolutism” by Saba Mahmood to Literary Theory/Theories

📚 1. Postcolonial Theory

  • Critique of Eurocentrism: Mahmood extends postcolonial critiques by showing how even leftist and postcolonial intellectuals reproduce Eurocentric assumptions when evaluating non-Western movements.
    • “Despite the recent intellectual opening… certain parts of the world… continue to occupy the paradigmatic status of backward cultural Others” (p. 1).
  • Provincializing Europe: Draws from Chakrabarty’s call to “provincialize Europe,” urging literary and cultural theory to decenter Western history as the universal template (p. 10).

📚 2. Cultural Studies

  • Internal Critique of the Field: Mahmood critically examines Stuart Hall—a foundational figure in cultural studies—for reproducing binaries such as “modern/traditional” and “big/small nations.”
    • “Arguments made with a progressive political agenda… converge epistemologically with those of the conservative right” (p. 1).
  • Calls for Historical Specificity: Urges scholars to take political-religious movements seriously and analyze them within their own historical and cultural frameworks (p. 2).

📚 3. Literary Modernity and Critiques of Modernism

  • Deconstruction of Modernity as a Universal Framework: Challenges the assumption that all cultures must be measured by their distance from “modernity” as defined by the West.
    • “Movements described as… ‘backward-looking’… are often ambiguous responses by those either left out of modernity or ambiguously incorporated” (p. 8).

📚 4. Subaltern Studies

  • Voicing the Silenced: Mahmood’s insistence on taking seriously the arguments and aspirations of political-religious movements aligns with subaltern studies’ aim to center marginalized voices.
    • “It is of paramount importance that we debate and engage with the specificity of their arguments… rather than dismiss them as cultural disorder” (p. 7).

📚 5. Feminist Theory

  • Intersection of Gender, Religion, and Politics: Mahmood’s feminist positionality (activist in Pakistan and the US) informs her critique, adding a layered view on religious movements not typically seen through feminist lenses.
    • “As a feminist activist… I was taken aback by characterizations in [Hall’s] article” (p. 2).

📚 6. Critical Race Theory

  • Exposing Racialized Logic in Liberal Discourse: By showing how terms like “ethnic absolutism” reproduce racialized hierarchies, Mahmood’s work contributes to analyses of race, religion, and power in global frameworks.
    • “It is quite surprising… that someone with Hall’s familiarity with racist practices… could revert to such forms of argumentation” (p. 2).

Examples of Critiques Through “Cultural Studies And Ethnic Absolutism” by Saba Mahmood
Literary WorkCritique Through Mahmood’s Lens
Chinua Achebe – Things Fall Apart• Critique Eurocentric views of African tradition as “backward” by analyzing how colonial narratives dismiss Igbo cultural logic.
• Resist symptomatic readings that reduce traditionalism to irrationality.
• Apply Mahmood’s call for “historically specific and culturally nuanced analysis” (p. 2).
Orhan Pamuk – Snow• Investigate the portrayal of Islamic identity not as fundamentalist but as politically articulated within modernity.
• Engage Mahmood’s critique of labeling Muslim actors as anti-modern (p. 7–8).
• Highlight how Eurocentric binaries (secular/religious) flatten cultural complexity.
Toni Morrison – Beloved• Use Mahmood’s framework to analyze how African-American cultural memory is treated seriously, unlike non-Western identities often dismissed as “ethnic absolutism.”
• Show how Morrison resists modernization narratives and centers “Othered” histories.
• Connect to Mahmood’s call to engage political-cultural traditions on their own terms (p. 7).
Criticism Against “Cultural Studies And Ethnic Absolutism” by Saba Mahmood

🔹 Overgeneralization of Stuart Hall’s Arguments

  • Critics may argue that Mahmood oversimplifies Hall’s nuanced approach by attributing to him a binary framework he is actually trying to deconstruct.
  • Her reading could be seen as too literal or dismissive of Hall’s intention to critically engage, not essentialize, political movements.

🔹 Limited Consideration of the Dangers within Ethno-Religious Movements

  • While Mahmood critiques the West’s dismissal of Islamic and ethnic movements, critics may point out that she underplays the internal authoritarian or violent tendencies in some of these movements.
  • This could risk romanticizing resistance without fully acknowledging its possible regressive or exclusionary elements.

🔹 Underestimation of Cultural Studies’ Reflexivity

  • Some may argue that cultural studies, especially Hall’s work, is already deeply self-critical and reflexive.
  • Mahmood might be seen as not giving enough credit to the internal debates within the discipline that already question Eurocentrism.

🔹 Feminist Blind Spots

  • Although Mahmood’s work is informed by her feminist activism, critics may question her lack of sustained engagement with how gender and sexuality are shaped within the religious movements she defends.
  • Does her argument sufficiently account for women’s rights and minority issues within those movements?

🔹 High Theoretical Abstraction

  • Mahmood’s engagement with ideology, modernity, and discourse can be seen as densely theoretical, which may distance her critique from practical political analysis or policy relevance.
Representative Quotations from “Cultural Studies And Ethnic Absolutism” by Saba Mahmood with Explanation
QuotationExplanation
“Certain parts of the world… continue to occupy the paradigmatic status of backward cultural Others…”Mahmood critiques how even progressive academic discourse reproduces colonial hierarchies by casting regions like the Middle East and Eastern Europe as inherently backward.
“Arguments made with a progressive political agenda… converge epistemologically and argumentatively with those of the conservative right…”She exposes how leftist or liberal critiques can unintentionally replicate conservative frameworks when they rely on Eurocentric assumptions.
“Hall’s use of the ‘big and small nations’ trope merits some attention…”Mahmood criticizes Hall’s terminology for reinforcing ideological hierarchies rooted in colonial and Western nationalist discourses.
“To reduce a wide range of socio-political movements… to a substratum of religious dogmatism… is analytically problematic…”She objects to the sweeping categorization of diverse religious and political movements as mere expressions of fundamentalism.
“Symptomatic analyses… fail to take these movements seriously as political challenges…”Mahmood argues that viewing religious and ethnic movements as symptoms of dysfunction ignores their real political engagement and ideological depth.
“Could Pakistani society… be analyzed by its ‘ethnic and/or religious absolutist tradition’…?”She challenges simplistic cultural diagnoses by urging readers to consider the geopolitical context behind movements in countries like Pakistan.
“Mobility is not merely an event itself, but a moment in the subsumption of one act by another…”Quoting Talal Asad, she critiques romanticized notions of migration and hybridity, suggesting they often reflect coercive power structures.
“Perhaps if we were to be faithful to the message cultural studies has presented…”Mahmood calls on the field of cultural studies to return to its critical mission of contextual, anti-essentialist analysis.
“The universalist project initiated by Europeans has been reinvented by other cultures…”She acknowledges that modernity is being reshaped by non-Western cultures and stresses the need to study its diverse articulations.
“It is quite surprising that someone with Hall’s familiarity… could revert to such forms of argumentation…”Mahmood expresses disappointment at Hall’s apparent reliance on reductive tropes, despite his anti-racist intellectual legacy.
Suggested Readings: “Cultural Studies And Ethnic Absolutism” by Saba Mahmood
  1. Mahmood, Saba. “Cultural studies and ethnic absolutism: Comments on Stuart hall’s ‘Culture, community, nation’.” Cultural Studies 10.1 (1996): 1-11.
  2. Cornis-Pope, Marcel. “Cultural Studies and Multiculturalism.” Modern North American Criticism and Theory: A Critical Guide, edited by Julian Wolfreys, Edinburgh University Press, 2006, pp. 126–35. JSTOR, http://www.jstor.org/stable/10.3366/j.ctv2f4vjsb.21. Accessed 29 Mar. 2025.
  3. Feldman, Yael S. “Postcolonial Memory, Postmodern Intertextuality: Anton Shammas’s Arabesques Revisited.” PMLA, vol. 114, no. 3, 1999, pp. 373–89. JSTOR, https://doi.org/10.2307/463377. Accessed 29 Mar. 2025.

“Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen: Summary and Critique

“Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg and Bryan G. Behrenshausen first appeared in 2016 in the journal Cultural Studies.

"Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures" by Lawrence Grossberg & Bryan G. Behrenshausen: Summary and Critique
Introduction: “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen

“Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg and Bryan G. Behrenshausen first appeared in 2016 in the journal Cultural Studies (DOI: 10.1080/09502386.2016.1173476). This significant contribution advances a nuanced approach to affect theory by moving beyond the simplistic binary of affect versus representation. Instead, the authors argue for an understanding of affect as intrinsic to complex semiotic and a-signifying regimes within cultural formations, especially through Deleuze and Guattari’s concept of “collective assemblages of enunciation.” Grossberg and Behrenshausen explore how affect functions as an integral component of conjunctures—historical and political configurations of power and resistance—emphasizing multiplicity, hybridity, and contextuality. The paper proposes a reframing of Guattari’s “mixed semiotics” to illuminate the layered and hybrid nature of affective formations, particularly in relation to political movements from the 1960s to the present. Within literary theory and cultural studies, their work critically repositions affect as neither outside of nor reducible to symbolic systems, offering instead a dynamic topology that integrates discursive, material, and experiential dimensions of meaning-making and resistance.

Summary of “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen

🧭 Introduction: Reframing Affect in Cultural Studies

  • Grossberg’s Intellectual Motivation:
    • Reflects on 40 years of work with affect to better understand the political potentials of culture and popular movements.
    • Highlights dissatisfaction with existing theories like semiotics and ideology to explain students’ engagement with music.
    • “I came to ‘affect’, then, not in the context of a theoretical debate… but rather as a tool in the service of a political–analytic problem.”
  • The ‘Wrong Algebra’ of Politics:
    • Draws from What a Way to Run a Railroad (1988): “Could it be that we cannot solve the political questions we’re puzzling over because we’re using the wrong kind of algebra?”
    • Developed an eclectic framework from thinkers like Williams, Heidegger, Freud, Ricoeur, and Deleuze and Guattari.

🎵 Affect and Popular Culture

  • Music as a Political Assemblage:
    • Popular music functioned as a space for affective and political intensities during the 1960s.
    • “Affect was that which provided the sense of coherence… that essays to give life a sense of being a lived totality.”
  • Beyond Signification:
    • Argues affect should not be separated from cultural formations but understood as part of a complex multiplicity.
    • “The point was not to separate affect out… but to add… always to see the complexity.”

📚 Critique of the Field of Affect Studies

  • Fragmentation and Fetishization:
    • Notes that affect has become a “magical signifier” lacking consensus or conceptual rigor.
    • “There does not appear to be a common project… instead, we are faced with a field organized into ‘camps’…”
  • Multiplicity Without Conceptualization:
    • Warns against sliding across different dimensions of affect (ontological, corporeal, subjective) without clear articulation.

🧪 Towards an Analytics of Affect

  • Guattari’s Mixed Semiotics:
    • Uses Guattari’s schema to map “sign behaviours” including:
      • Signifying semiotics: Circulate meaning through representation.
      • A-signifying semiotics: Modulate material conditions directly, “flush with the material.”
      • A-semiotic encodings: E.g., genetic codes that function without meaning.
  • Diagrammatic Production of Reality:
    • Uses Deleuze and Guattari’s ideas of milieu, territory, and semiotic substance to explain layered realities:
      • Milieu: Organized material space.
      • Territory: Lived experience.
      • Semiotic Substance: Cultural or discursive formations.

🌍 Mapping Expression: Hybrid Enunciative Assemblages

  • Plateaus of Enunciation:
    • Culture operates across nested plateaus:
      • From unorganized matter to organized cultural expressions.
    • Assemblages include refrains (organizing rhythms), signals (triggers), and semiotic regimes (meaning systems).
  • Multiplicity of Semiotic Regimes:
    • Opposes binary of signifying vs. a-signifying regimes.
    • Embraces a spectrum: “We would seriously multiply the forms… regimes of passion, mood, feeling, and attachment.”

🌐 Affective Topographies and Conjunctures

  • Comparing 1960s and 2010s:
    • 1960s: “Organization of optimism”
    • 2010s: “Organization of pessimism”
    • “An affective topography is like a ‘pea soup’ fog… specific modes of living ‘feel’ natural and inescapable.”
  • Three Key Pressure Zones:
  • Difference: From celebrated diversity to cynical relativism.
  • Judgment: From totalizing alienation to fundamentalist certainty.
  • Temporality: From hopeful futurism to anxious, immobilized present.

📌 Conclusion: Toward Political Reassembly

  • Calls for a rigorous and relational framework to understand affect in context.
  • Advocates for “conjunctural analysis” rather than simplistic emotional categories.
  • “The task of the left is not to tell people what they should feel, but… to figure out how such feelings do change and can be changed.”

Theoretical Terms/Concepts in “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen
Term/ConceptExplanationUsage in Article
AffectA field of intensity, texture, rhythm, and embodiment that exceeds or precedes signification.Used to understand how cultural formations are lived and felt; not simply emotional or representational but constitutive of lived realities.
ConjunctureA specific historical and cultural configuration of power, struggle, and meaning.The authors analyze how affect operates within and across conjunctures, shaping and being shaped by political and cultural formations.
Collective Assemblage of EnunciationA machinic or expressive system that produces meaning, behavior, or feeling; derived from Deleuze and Guattari.Used to theorize how signs and affects operate together to create complex cultural formations and realities.
Signifying SemioticsTraditional systems of meaning-making based on representation, language, and signification.Critiqued as limited and inadequate for analyzing affective dimensions of cultural life.
A-signifying SemioticsForms of sign behavior that do not rely on representation or meaning but work directly with intensities and triggers.Highlighted as crucial for understanding how affect operates outside of traditional representational logic.
A-semiotic EncodingSystems of formalization that organize the material world without relying on symbolic signification (e.g., genetic codes, algorithms).Differentiated from semiotics to show how affect and power operate materially and autonomously.
MilieuAn organized material environment or field produced by diagrams and populated by bodies and capacities.Seen as the precondition for territory and substance; the space of affective and material organization.
TerritoryThe lived space or structure of feeling that emerges from the milieu through expressive operations.Describes how bodies inhabit, live, and navigate the world affectively.
DiagramAn abstract machine that organizes matter into content and expression.Forms the basis of any actual configuration of material and affective reality.
Substance (Semiotic)The materiality of discourse produced through semiotic regimes; an embodied, expressive reality shaped by codes and affect.Used to distinguish cultural and discursive materiality from purely physical matter.
RefrainAn expressive rhythm that stabilizes and territorializes affective experience.Acts as a structuring device in the formation of affective territories.
Structure of FeelingRaymond Williams’ concept of the lived, affective quality of experience within a specific conjuncture.Central to Grossberg’s analysis of historical differences in political formations and cultural affects (e.g., 1960s optimism vs. 2010s pessimism).
Hybrid Enunciative FormationA complex assemblage where multiple regimes of signification and affect intersect and co-function.Employed to describe real cultural conditions where signals, affects, signs, and ideologies converge.
Cultural StudiesAn interdisciplinary field focused on analyzing culture as a site of power, identity, and everyday life.The grounding framework for the article, which emphasizes complexity, relationality, and conjunctural analysis of affect.
Contribution of “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen to Literary Theory/Theories

1. Structuralism and Poststructuralism

  • Contribution: Challenges the limits of signification-based models (e.g., Saussurean and Lacanian semiotics).
  • Reference: The authors argue that “semiological signs interpose themselves between material conditions and consciousness,” leading to a self-referential system that cannot account for affect (p. 7).
  • Innovation: Introduces a-signifying semiotics as modalities beyond linguistic sign systems, disrupting structuralist models.

2. Marxist Literary Theory

  • Contribution: Reframes Marxist ideas of ideology and cultural production through affect and conjunctural analysis.
  • Reference: The article insists that “conjunctures are not reducible to ideology or economy alone but are produced through complex affective and discursive assemblages” (p. 3, 5).
  • Innovation: Offers a nuanced reading of power and hegemony that includes structures of feeling and affective topographies, expanding classical Marxist base-superstructure models.

3. Psychoanalytic Theory

  • Contribution: Moves beyond Freudian/Lacanian models by including bodily intensities and rhythms unaccounted for by subject-based psychoanalysis.
  • Reference: Grossberg critiques how affect is “not necessarily, not immediately or directly… about matters of signification, representation and subjectification” (p. 2).
  • Innovation: Draws from Deleuze and Guattari’s anti-Oedipal framework, challenging repression-based models of the psyche.

4. Feminist and Queer Theories

  • Contribution: Acknowledges feminist, queer, and anti-racist traditions as vital genealogies of affect theory.
  • Reference: Grossberg states, “Feminist and queer theory, Black, anti-racist, diasporic and de/post-colonial writings… have produced vital genealogies that… interrupt dominant traditions” (p. 2).
  • Innovation: Calls for an intersectional and situated theorization of affect that attends to embodiment, sensation, and power.

5. Postcolonial Theory

  • Contribution: Suggests that affective mappings can highlight the residual, emergent, and dominant elements of postcolonial conjunctures.
  • Reference: The article connects affective topographies to “anticolonial struggles” and insists they must be read within their genealogical complexity (p. 2–3).
  • Innovation: Opens up space for analyzing the affective dimensions of colonial histories and postcolonial agency beyond textual representation.

6. Cultural Materialism / New Historicism

  • Contribution: Deepens historical analysis by integrating affect as constitutive of cultural production and experience.
  • Reference: Emphasizes the “affective conditions of the possibility of social change” across different historical moments (e.g., 1960s vs. 2010s) (p. 23).
  • Innovation: Advances a conjunctural methodology that combines discourse, affect, and historical specificity.

7. Reader-Response / Reception Theory

  • Contribution: Challenges the privileging of interpretation by focusing on embodied, non-representational responses to cultural texts and practices.
  • Reference: Grossberg observes that students’ experiences of music “did not find any of the tools in my critical and theoretical toolbox… very satisfying” (p. 1).
  • Innovation: Calls for theories that can account for intensity, sensation, and affective engagement in reading/listening practices.
Examples of Critiques Through “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen
Literary WorkCritique via Cultural Studies + Deleuze-Guattari FrameworkKey Concepts AppliedAnalytical Focus
Toni Morrison’s BelovedExamines how trauma and memory operate through affective topographies and a-signifying intensities beyond narrative representation.Structures of Feeling, Territory, A-signifying SemioticsThe bodily and spatial intensities of slavery’s legacy experienced by Sethe and the house itself.
Virginia Woolf’s Mrs. DallowayExplores the assemblage of enunciation that fuses internal monologue, urban space, and temporal distortion as affective expressions of postwar life.Collective Assemblages of Enunciation, Milieu, RefrainRhythmic urban modernity and temporal fragmentation as lived affect in Clarissa’s experience.
Albert Camus’ The StrangerInterprets Meursault’s emotional detachment as a semiotic regime shaped by signaletic encodings that exclude normative affective responses.Affective Disarticulation, Signal, A-semiotic EncodingAlienation as a misalignment between affective regimes and cultural expectations of meaning.
Octavia Butler’s Parable of the SowerAnalyzes shifting affective relations under climate crisis and racial capitalism through the diagrammatic shaping of survivalist assemblages.Diagram, Conjuncture, Affect, MultiplicityReframing dystopia as the intensification of contemporary affective and structural conjunctures.
Criticism Against “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen
  • Overly Abstract and Dense Language
    The article’s theoretical language—drawing from Deleuze, Guattari, Spinoza, and others—can be difficult to access, limiting its practical use in everyday cultural analysis or pedagogy.
  • Lack of Empirical Application
    Despite rich theorization, the paper offers minimal concrete examples or sustained analysis of cultural texts, making it hard to see how the framework operates analytically.
  • Excessive Theoretical Syncretism
    The blending of multiple philosophical traditions (Deleuze/Guattari, Spinoza, Foucault, Stuart Hall) may result in conceptual incoherence or a lack of theoretical precision.
  • Vague Definitions of Key Terms (e.g., Affect)
    While criticizing affect studies for conceptual vagueness, the authors themselves do not clearly or consistently define affect across the article.
  • Limited Engagement with Contemporary Affect Theory
    The article critiques affect studies broadly without deeply engaging recent contributions (e.g., Sara Ahmed, Lauren Berlant, Brian Massumi) on their own terms.
  • Neglect of Race, Gender, and Postcolonial Specificities
    Although the authors briefly acknowledge feminist and postcolonial work, these are not meaningfully integrated into their analysis, risking a flattening of affective differences across contexts.
  • Conjunctural Analysis as Underdeveloped
    While invoking conjunctural analysis, the article offers little guidance on how to operationalize it methodologically in relation to affective assemblages.
Representative Quotations from “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen with Explanation
QuotationExplanation
“Affect was that which provided the sense of coherence, consistency or coalescence… that transforms the fact of life… into the lived.”This highlights affect as a force that shapes lived experience, beyond signification, anchoring cultural studies’ concern with the everyday and embodied realities.
“The point was to add… add… add… always to see the complexity…”Grossberg critiques reductive theories of affect, advocating for an additive, complex method to account for multiple forms of signification and expression.
“I came to ‘affect’… as a tool in the service of a political–analytic problem.”Indicates affect’s pragmatic origin in cultural analysis, especially of popular music and youth culture, emphasizing its political and methodological role.
“Affective topographies… come and go, slide into, transform and are transformed by other equally complex planes…”Introduces the spatial metaphor of ‘affective topographies’ to map changing emotional-political landscapes in a conjunctural framework.
“There is no shared definition… instead, we are faced with a field organized into ‘camps’…”A critique of affect studies’ fragmentation, calling for theoretical clarity and productive agonism across perspectives.
“The task of the left is… understanding how people do feel, and then trying to figure out how such feelings do change and can be changed.”Echoing Sedgwick, this quotation centers affective analysis on lived emotional states as the basis for progressive politics.
“Collective assemblages of enunciation… are actually almost always hybrid formations.”Asserts that expressive formations are complex blends of semiotic, a-signifying, and a-semiotic processes—resisting oversimplification.
“The result is a structure of feeling that I have called fundamentalism…”Describes contemporary affective conditions characterized by rigid certainty and extreme polarization, affecting both right and left.
“Cultural reality is constituted by the condensation and interaction of various regimes…”Emphasizes the hybrid and stratified nature of culture, involving overlapping material, expressive, and discursive formations.
“Affective topography is like a ‘pea soup’ fog…”A vivid metaphor for how affective environments envelop individuals, shaping the limits of perception, action, and resistance.
Suggested Readings: “Cultural Studies And Deleuze-Guattari, Part 2: From Affect To Conjunctures” by Lawrence Grossberg & Bryan G. Behrenshausen
  1. Grossberg, Lawrence, and Bryan G. Behrenshausen. “Cultural studies and Deleuze-Guattari, part 2: From affect to conjunctures.” Cultural studies 30.6 (2016): 1001-1028.
  2. Thayer-Bacon, Barbara J. “PLANTS: DELEUZE’S AND GUATTARI’S RHIZOMES.” Counterpoints, vol. 505, 2017, pp. 63–88. JSTOR, http://www.jstor.org/stable/45177696. Accessed 30 Mar. 2025.
  3. Grisham, Therese. “Linguistics as an Indiscipline: Deleuze and Guattari’s Pragmatics.” SubStance, vol. 20, no. 3, 1991, pp. 36–54. JSTOR, https://doi.org/10.2307/3685178. Accessed 30 Mar. 2025.
  4. “Bibliography: Gilles Deleuze, Félix Guattari.” SubStance, vol. 13, no. 3/4, 1984, pp. 96–105. JSTOR, http://www.jstor.org/stable/3684777. Accessed 30 Mar. 2025.

“Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske: Summary and Critique

“Audiencing: A Cultural Studies Approach to Watching Television” by John Fiske first appeared in 1992 in the journal Poetics, Volume 21, published by North-Holland (pp. 345–359).

"Audiencing: A Cultural Studies Approach To Watching Television" By John Fiske: Summary and Critique
Introduction: “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske

“Audiencing: A Cultural Studies Approach to Watching Television” by John Fiske first appeared in 1992 in the journal Poetics, Volume 21, published by North-Holland (pp. 345–359). Fiske advances a cultural studies perspective on television audiences, emphasizing the dynamic and participatory role of viewers in the production of meaning. Using the example of the controversial sitcom Married… with Children and its reception by a group of university students, Fiske explores how audiences form “social formations” around shared practices of watching television, thereby transforming media consumption into a site of cultural production. He contrasts this ethnographic, systemic approach with the more positivist methods of audience measurement and psychological effects studies. Central to his thesis is the concept of “audiencing”—viewing not as passive reception but as an active, interpretive, and often oppositional cultural act. The importance of this article lies in its challenge to traditional notions of the audience, its reconceptualization of cultural engagement, and its broader implications for media theory, particularly in its alignment with discourse analysis and structuralist theories of culture (Fiske, 1992).

Summary of “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske
  • Audiencing as Cultural Practice: Fiske introduces “audiencing” as an active, culturally embedded process by which viewers engage with television content. Audiences “produce, through lived experience, their own sense of their social identities and social relations” (Fiske, 1992, p. 354).
  • Particularity vs. Generality: He contrasts cultural studies’ emphasis on the particularity of audience experiences with positivist approaches that seek generality: “one of the defining differences between the two approaches is the particularity of the cultural studies’ audience against the generality of the positivist one” (p. 346).
  • Case Study – Married… with Children: Fiske uses the show Married… with Children as a case study to examine how a teenage audience formed a social formation around watching the show. They used its carnivalesque satire to resist dominant “family values” (pp. 347–350).
  • The Carnivalesque and Resistance: The show’s grotesque representations of the Bundy family inverted normative family ideals. Fiske writes that the show “mocked and inverted” the “normative family in which gender and age differences are contained within a consensual harmony” (p. 348).
  • Teenage Viewership as Social Formation: The audience is conceptualized as a “social formation,” not merely a demographic. These formations are “formed and dissolved more fluidly according to contextual conditions” and “identified by what its members do rather than by what they are” (p. 351).
  • Cultural Conflict and the Power-Bloc: The controversy surrounding the show (notably Terry Rakolta’s campaign) illustrates tensions between conservative cultural forces and youth culture. Fiske notes, “the creation of gaps is enough to provoke the power-bloc to rush to repair its system” (p. 352).
  • Struggles over Audience Definition: Competing institutions (e.g., Fox, conservative activists) define the audience differently: “Fox and Rakolta struggle over the construction of ‘the teenager’” (p. 354). This reflects broader ideological contests over identity and values.
  • Systemic vs. Positivist Models: Fiske critiques positivist methods for being “descriptive,” lacking a model of change or audience agency. In contrast, systemic (cultural studies) models “generate the practices by which they are used and are, in their turn, modified by those practices” (p. 357).
  • The Analyst’s Role: Cultural analysis does not claim objectivity. Fiske asserts that “extraction and return are productive not objective practices” and emphasizes the analyst’s modest role in contributing to understanding rather than revealing definitive truth (p. 355).
  • Meaning as Social Circulation: Ultimately, Fiske sees culture as a “maelstrom” of circulating meanings. “Audiencing is part of this flow and eddy… sometimes part of the mainstream flow, sometimes part of an upstream eddy” (p. 359).
Theoretical Terms/Concepts in “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske
ConceptExplanationUsage in the ArticlePage
AudiencingAudience engagement as an active cultural process through which social meanings and identities are produced.“Watching the program involved a series of interactive comments… The show enabled them to engage…”354
CarnivalesqueSubversive and grotesque humor that inverts norms of gender, class, and family.“The carnivalesque offense of the show runs along a continuum in which offensive bodies extend…”348
Social FormationA group formed by shared cultural practices rather than fixed demographic categories.“This particular audience… is best understood not as a social category… but as a social formation.”351
Power-BlocStrategic alliance of dominant social interests working to maintain ideological and cultural norms.“The creation of gaps is enough to provoke the power-bloc to rush to repair its system.”353
Cultural Studies vs. PositivismContrasts interpretive, audience-centered methods with positivist, empirical audience measurement.“The particularity of the cultural studies’ audience against the generality of the positivist one.”346
Systemic vs. RepresentativeCultural systems are dynamic and generative; positivist models are descriptive and fixed.“Systemic theories of structure go further… they are modified by those practices.”357
ExcorporationSubordinate groups appropriating and reinterpreting elements of dominant culture for their own ends.“Scan the products of the culture industries looking for elements which they can excorporate…”354
Cultural AnalystOne who interprets cultural practices to theorize the circulation of meanings.“The cultural analyst has to find ‘sites of analysis’ where this circulation becomes accessible…”353
Social Circulation of MeaningsCulture as the ongoing struggle over meanings within a social structure.“Culture is the social circulation of meanings, pleasures, and values…”353
The Active AudienceViewers are seen as participants who negotiate meanings rather than passively absorb them.“Audience activity is an engagement in social relations across social inequality…”358
Contribution of “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske to Literary Theory/Theories

🔵 1. Reframing the Concept of the Audience

  • Fiske introduces “audiencing” as an active, interpretive practice rather than passive reception, significantly reshaping media and literary reception theory.

“Watching the program involved a series of interactive comments… The show enabled them to engage in and reconfigure the age politics of their relations” (Fiske, 1992, p. 350).

  • This undermines traditional notions of the audience as a homogeneous mass or as solely an object of empirical measurement.

🟢 2. Emphasizing Lived Experience in Textual Interpretation

  • Fiske aligns with cultural materialist and reader-response approaches by focusing on how meaning is produced in the interaction between text and viewer’s lived context.

“Audience activity is an engagement in social relations across social inequality” (p. 358).

  • His work supports the idea that meaning is not embedded in the text but arises from use.

🔴 3. Cultural Studies as a Methodological Alternative

  • Fiske promotes cultural studies as a systemic and theoretical model over positivist, data-driven research, directly influencing literary theory’s methods of interpretation.

“Systemic theories of structure go further than do positivist ones… they are modified by those practices” (p. 357).

  • Encourages literary critics to view cultural products as sites of ideological struggle rather than isolated texts.

🟣 4. Integration of Discourse Theory and Structuration

  • Drawing from Foucault and discourse theory, Fiske treats meaning as discursively constructed within cultural systems—parallel to poststructuralist literary theory.

“The system is produced in part… by its practices, as the practices are produced… by the system” (p. 357).

  • Literary theory benefits from this model as it parallels how texts produce and are produced by cultural discourse.

🟡 5. Subordination, Resistance, and Excorporation

  • Contributing to theories of resistance in literary studies (e.g., Marxist and postcolonial theory), Fiske’s concept of excorporation shows how audiences appropriate mass culture.

“Scan the products of the culture industries looking for elements which they can excorporate…” (p. 354).

  • This empowers subaltern voices in interpretive contexts and critiques cultural hegemony.

🟠 6. Text-Audience Reciprocity and Systematicity

  • Fiske advances a theory where the audience is not the result of the text but vice versa—challenging structuralist one-way models.

“The text is an effect of this audience… and the skill of its producers lies in their ability to respond” (p. 358).

  • This reciprocity opens new pathways for literary theory to reconsider the origin of textual meaning.
Examples of Critiques Through “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske
Literary WorkAudiencing-Based CritiqueRelation to Fiske’s Concepts
Pride and Prejudice by Jane AustenReaders from different gender or class positions might interpret the irony and marriage norms as empowering or limiting.Social Formation; Gender/Class-Based Audiencing; Excorporation of Marriage Ideals
Teenage or feminist audiences may mock the pursuit of marriage as outdated or restrictive.
Beloved by Toni MorrisonAfrican American or postcolonial readers may ‘audience’ the novel as resistance to historical erasure.Cultural Resistance; Historical Reinterpretation; Social Circulation of Meaning
Emphasizes collective trauma and memory over individual suffering, shaped by cultural and historical identity.
1984 by George OrwellActivist or younger readers may identify with surveillance themes, using the novel to critique modern digital politics.Systemic Power; Audience as Interpretive Agent; Text as Effect of Reader Context
The novel becomes a site for articulating fears of control and political manipulation rooted in current realities.
The Great Gatsby by F. Scott FitzgeraldOutsider or youth audiences may read Gatsby’s wealth as critique, not aspiration.Carnivalesque Inversion; Class Identity; Textual Meaning as Viewer-Constructed
The glitz of the Jazz Age is reinterpreted as a symbol of exclusion and superficiality.

Criticism Against “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske


  • 🔸 Lack of Empirical Rigor
    Critics argue that Fiske’s rejection of positivist methodologies leads to a lack of verifiable or generalizable data. His examples, such as the student viewing group, are anecdotal and not representative.
  • 🔸 Overemphasis on Audience Agency
    Some scholars claim that Fiske overstates the power of audiences to reinterpret or resist media texts, downplaying the influence of dominant ideologies embedded in media systems.
  • 🔸 Vagueness of ‘Social Formation’
    The concept of social formations is seen by some as too fluid or undefined, lacking methodological clarity for consistent application across studies.
  • 🔸 Limited Scope of ‘Audiencing’
    Critics point out that Fiske’s focus on subversive or resistant readings (like youth mocking family norms) may overlook more complicit or conservative audience practices.
  • 🔸 Dismissal of Media Effects Research
    Fiske’s dismissal of effects-based models is seen by some as too sweeping, ignoring valuable findings about how media influences behavior and attitudes.
  • 🔸 Elitism of the Cultural Analyst
    Some scholars note a tension in Fiske’s work: while promoting bottom-up meaning-making, the analyst still plays a top-down role in selecting and interpreting cultural practices.
  • 🔸 Underdeveloped Account of Power
    While Fiske discusses power blocs, some critiques argue that he doesn’t offer a sufficiently nuanced theory of how power structures constrain or enable audience interpretation.

Representative Quotations from “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske with Explanation

QuotationExplanation
“Culture is the social circulation of meanings, pleasures, and values” (Fiske, 1992, p. 353).Fiske conceptualizes culture not as static artifacts but as dynamic processes of shared meanings in society.
“Audiencing is part of this process” (Fiske, 1992, p. 345).Watching television is not passive consumption but active participation in cultural meaning-making.
“The audience stops being a social category and becomes a process” (Fiske, 1992, p. 354).Fiske rejects demographic-based definitions of audiences in favor of audience behavior and practices.
“The program enabled them to mock the differences between their parents now and themselves” (Fiske, 1992, p. 350).Teen viewers use the show to challenge generational norms and express identity.
“This group of people who came together to ‘audience’ the show is best understood…as a social formation” (Fiske, 1992, p. 351).The audience functions as a temporary community organized by shared cultural practices, not fixed social identities.
“The carnivalesque can do no more than open up spaces; it is upon what fills them that we should base our analysis” (Fiske, 1992, p. 352).Fiske emphasizes potentiality over outcomes in subversive or transgressive media content.
“In calling the text an effect of the audience, I am attempting to score a point in a debate” (Fiske, 1992, p. 358).Fiske reverses the traditional hierarchy, arguing that audiences shape media texts as much as they are shaped by them.
“The relationship between them is not one of cause and effect…but one of systematicity” (Fiske, 1992, p. 358).He argues for a non-linear, reciprocal relationship between texts and audiences.
“The analyst’s experience of that mouthful is quite different from that of the young man who took the bite in the first place” (Fiske, 1992, p. 355).Highlights the gap between academic interpretation and lived cultural experience.
“Systems and practices both structure each other and are structured by each other” (Fiske, 1992, p. 357).Fiske draws from structuration theory to explain the mutual shaping of culture and social practices.

Suggested Readings: “Audiencing: A Cultural Studies Approach To Watching Television” By John Fiske
  1. Zaborowski, Rafal. “Audiences and Musics.” Music Generations in the Digital Age: Social Practices of Listening and Idols in Japan, Amsterdam University Press, 2024, pp. 41–74. JSTOR, https://doi.org/10.2307/jj.11634944.6. Accessed 30 Mar. 2025.
  2. Walsh, Michael, and Jane Sloan. “Professional Notes.” Cinema Journal, vol. 33, no. 1, 1993, pp. 60–65. JSTOR, http://www.jstor.org/stable/1225636. Accessed 30 Mar. 2025.
  3. Fiske, John. “Audiencing: A cultural studies approach to watching television.” Poetics 21.4 (1992): 345-359.
  4. Reeves, Joshua. “Temptation and Its Discontents: Digital Rhetoric, Flow, and the Possible.” Rhetoric Review, vol. 32, no. 3, 2013, pp. 314–30. JSTOR, http://www.jstor.org/stable/42003458. Accessed 30 Mar. 2025.

“Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg: Summary and Critique

“Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg first appeared in Cultural Studies on August 6, 2013, published by Routledge.

"Cultural Studies And Deleuze–Guattari, Part 1" by Lawrence Grossberg: Summary and Critique
Introduction: “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg  

“Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg first appeared in Cultural Studies on August 6, 2013, published by Routledge. In this seminal essay, Grossberg offers a critical and pedagogical engagement with the theoretical complexities of Gilles Deleuze and Félix Guattari, exploring their relevance to and potential contributions within cultural studies. Rather than merely celebrating their influence, Grossberg challenges the assumption that Deleuze and Guattari have straightforwardly transformed cultural theory, instead urging for a nuanced, conjuncturally grounded appropriation of their work. He outlines three discursive vocabularies—assemblages, lines, and machines—that define the contours of their philosophical ontology, stressing the importance of maintaining the specificity and immanence of theory in relation to context. Grossberg also critiques reductive applications of Deleuzo–Guattarian concepts that fetishize molecular politics or abstract resistance, advocating for a more rigorous articulation between ontological thought and empirical complexity. The article is significant in literary and cultural theory for reframing how Deleuze and Guattari might be productively mobilized within a politically and analytically committed cultural studies project (Grossberg, 2013).

Summary of “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg  

Deleuze and Guattari’s Philosophy Resists Simplification and Demands Pedagogical Nuance

Deleuze and Guattari’s work is conceptually rich but complex, resisting tidy overviews. Grossberg acknowledges the challenge in teaching it due to their fluid vocabulary and intertextual structure: “You cannot say that the various appearances of concepts like assemblage or territorialization are simple repetitions” (p. 3). Their ontology is rooted in immanence, multiplicity, and a refusal of transcendence, privileging relations of exteriority over fixed identities (p. 2).


Three Discursive Frameworks: Assemblages, Lines, and Machines

Grossberg identifies three interwoven but distinct discourses in Deleuze and Guattari’s work:

  • Assemblages: Assemblages conceptualize collectivities as “multiplicities rather than as unity” (p. 4). Three forms—arborescent, radicle, and rhizomatic—represent hierarchical, deconstructed-yet-still-unified, and fully non-hierarchical organization respectively. The rhizome “has no centre, hierarchy or teleology” and is a map for creative experimentation (p. 5).
  • Lines: Fundamental to their ontology is becoming, expressed through lines of intensity and transformation. These include connective, disjunctive, and conjunctive lines, describing relations that respectively create, differentiate, and amplify (p. 6). Lines of flight express deterritorialization, resisting structure and signification (p. 8).
  • Machines: Machines mediate the actualization of the virtual. Unlike mechanistic devices, abstract machines, coding machines, and territorializing machines organize and produce realities without requiring human intention (p. 9). “Reality is produced… through a series of machines” (p. 9).

Risks of Misusing Deleuze and Guattari in Cultural Studies

Grossberg critiques the uncritical adoption of Deleuze–Guattarian ideas in cultural studies, warning that many interpretations turn concepts into totalizing frameworks. Diagnoses of “biopower,” “affect,” and “the society of control” often prefigure their conclusions, using theory to overshadow empirical analysis: “Empirical realities do make their appearance, but their promise is almost always guaranteed in advance” (p. 13).


Conflating Ontological and Political Discourses Undermines Analysis

Grossberg argues that collapsing distinctions between concepts like rhizome, virtual, and deterritorialization reduces Deleuze–Guattarian theory to an ethics of refusal or pure resistance. This “fetishizes particular kinds of resistance…isolating it from questions of adequacy and effectiveness” (p. 15). A refusal to engage with institutional structures can lead to politically impotent or nihilistic positions.


Cultural Studies Should Use Deleuze and Guattari as Tools, Not Templates

Instead of viewing their philosophy as cultural studies, Grossberg argues for their use as conceptual tools within the conjunctural method. “Ontology does not guarantee the truth or utility of its descriptions, and critical work is never simply a matter of offering ontological assertions” (p. 17). Cultural studies must “analyse the configurations of the actual and describe the processes…by which it…is being actualized” (p. 17).


Multiplicity and Immanence Are Vital, But Must Be Concretely Engaged

Grossberg highlights Deleuze and Guattari’s insistence on multiplicities, both in structure and in thought, as essential to escaping binary logics: “Wherever we think there are singularities or binaries, we need to think multiplicities” (p. 19). The political and analytical task is to map, not merely diagnose, complexity—working toward actionable transformation.

Theoretical Terms/Concepts in “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg  
ConceptDescriptionReference
Assemblage (Agencement)A mode of organizing multiplicity that resists unity; includes types such as arborescent (tree), radicle, and rhizome.p. 5–6
RhizomeA non-hierarchical, acentered network of relations and connections; used as a metaphor for decentralized structures and thought.p. 6
DeterritorializationA process of undoing organization, escaping structure, and returning to the virtual; can be relative or absolute.p. 8–9
Lines of FlightPaths of escape from structured reality; associated with transformation, escape, and resistance.p. 8
BecomingCore ontological term emphasizing transformation and relationality over fixed identity.p. 6
ImmanenceThe philosophical stance that everything exists on a single plane of reality, with no transcendence separating condition from conditioned.p. 2, 7
Virtual and ActualVirtual refers to potential relational capacities; actual refers to specific instantiations. Both coexist on the same plane of immanence.p. 7–8
Abstract MachineThe diagrammatic force that organizes multiplicities and actualizes the virtual; constructs strata of expression and content.p. 10
StratificationThe process through which expression and content are constructed; part of how the abstract machine produces the actual.p. 10
Expression and ContentDual components of a stratum: expression transforms, content is acted upon.p. 10
Machinic AssemblagesA process of actualization that operates without reliance on human subjectivity; avoids anthropocentric constructionism.p. 9
ConjunctureA historically specific configuration of forces; central to cultural studies analysis.p. 13
MultiplicityA mode of thinking that resists binaries and unities, favoring complex, heterogeneous relations.p. 3, 17
Politics of TheoryThe notion that theoretical commitments have political consequences and must be tested against empirical realities.p. 1, 13
Ontology of MultiplicityDeleuze and Guattari’s commitment to non-Kantian, anti-transcendental, relational ontology.p. 2–3
TerritorializationThe process of fixing, structuring, and organizing; in opposition to deterritorialization.p. 8
Coding and Decoding MachinesMechanisms that organize difference (coding) and disrupt structure (decoding); part of how the real is constructed.p. 10–11
AffectCapacity to affect and be affected; central to understanding subjectivity and politics in Deleuze–Guattarian theory.p. 6
Ethics of ImmanenceA non-fascist life rooted in becoming, complexity, and situated critique; avoids universal prescriptions.p. 15
Contribution of “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg to Literary Theory/Theories
Literary TheoryGrossberg’s ContributionReference
PoststructuralismGrossberg engages with Deleuze and Guattari’s rejection of fixed structures and identities, emphasizing fluidity and multiplicity in meaning-making, which aligns with poststructuralist critiques of stable signification.p. 2–3
DeconstructionBy discussing concepts like deterritorialization and lines of flight, Grossberg highlights processes that deconstruct established meanings and structures, resonating with deconstructive approaches in literary analysis.p. 8–9
Reader-Response TheoryThe emphasis on immanence and the active role of assemblages in creating meaning suggests a participatory process akin to reader-response theory, where interpretation is co-constructed by the reader’s engagement with the text.p. 6–7
Cultural StudiesGrossberg advocates for a contextual and situated approach to theory, emphasizing the importance of analyzing texts within their cultural and political conjunctures, which is foundational to cultural studies methodologies.p. 1, 13
Postcolonial TheoryThe discussion on deterritorialization and reterritorialization offers insights into the dynamics of cultural displacement and hybridity, central themes in postcolonial literary analysis.p. 8–9
Feminist TheoryBy challenging hierarchical and binary structures through the concept of multiplicity, Grossberg’s interpretation aligns with feminist critiques of patriarchal binaries and supports more inclusive and diverse understandings of identity and experience.p. 3, 17
Psychoanalytic CriticismThe exploration of desire, affect, and becoming in Deleuze and Guattari’s work, as discussed by Grossberg, provides alternative frameworks to traditional psychoanalytic interpretations of subjectivity and unconscious processes in literature.p. 6
Marxist Literary CriticismGrossberg’s analysis of machines and machinic assemblages as producers of reality can be related to Marxist critiques of production and labor, offering a nuanced understanding of how economic structures influence cultural texts.p. 9–10
Examples of Critiques Through “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg

1. Beloved by Toni Morrison

  • Assemblage Theory (Rhizomatic Structure)
    • The novel operates as a rhizome, weaving memory, trauma, and identity without linear chronology.
    • Characters like Sethe exist at the intersection of multiple temporalities and subjectivities (Grossberg, p. 4–5).
  • Affect and Desire
    • The unspeakable trauma of slavery is expressed through affective intensities rather than rational discourse (p. 6).
    • Beloved (the character) emerges as a becoming–ghost, embodying both absence and presence.

2. Mrs. Dalloway by Virginia Woolf

  • Lines of Flight and Becoming
    • Clarissa’s wandering through London represents a “line of flight” – a deterritorialization of bourgeois domestic identity (p. 7–8).
    • Septimus’s mental state embodies the molecular and the affective, escaping Oedipal and rational structures.
  • Smooth and Striated Space
    • The novel shifts between smooth experiential time (Bergsonian durée) and the striated order of societal expectations (p. 9).

3. Midnight’s Children by Salman Rushdie

  • Territorialization and Deterritorialization
    • Saleem Sinai’s narrative maps the shifting territorial identities of postcolonial India (p. 8–9).
    • The novel deterritorializes linear national history, producing an assemblage of fragmented cultural narratives.
  • Multiplicities and Virtuality
    • Saleem’s telepathic connection to other “midnight’s children” exemplifies virtual relationality – a field of unrealized potential (p. 7).

4. The Waste Land by T.S. Eliot

  • Abstract Machines and Stratification
    • The poem acts as a coding machine that stratifies language and culture through fragmentation and quotation (p. 9–10).
    • The interplay of expression and content challenges the reader to reconstruct meaning across multiple strata.
  • Rhizomatic Poetics
    • Rejects arborescent structure; the poem connects heterogeneous voices and traditions, forming a cultural rhizome (p. 5).

Criticism Against “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg

  • Over-Complexity and Accessibility
    • The dense theoretical language and layered discourses may alienate readers unfamiliar with Deleuze and Guattari’s philosophy or cultural studies (Grossberg, p. 2–3).
    • Pedagogical challenges are acknowledged, yet the article does little to simplify or translate core ideas for broader readership.
  • Ambiguity in Political Commitments
    • Critics may argue that Grossberg resists clearly aligning with either Deleuze–Guattarian molecular politics or traditional Marxist frameworks, potentially leading to theoretical indecisiveness (p. 13–14).
  • Insufficient Engagement with Opposing Theories
    • While Grossberg critiques “fetishized” Deleuzean readings, he does not robustly engage with counter-philosophies (e.g., Badiou, object-oriented ontology) except to mention them briefly (p. 20 n2).
  • Conflation Risks Despite Warnings
    • Though he warns against conflating rhizome/virtual/deterritorialization (p. 16), his own writing at times risks such collapses due to rapid transitions between vocabularies.
  • Underdeveloped Empirical Application
    • Despite advocating for conjunctural analysis and empirical engagement, Grossberg’s article stays largely at the level of philosophical abstraction without applying concepts to concrete cultural texts (p. 16–17).
  • Dependence on Deleuze–Guattari without Sufficient Critique
    • While cautious, Grossberg’s tone remains reverential, and he may be criticized for not fully questioning the limits or contradictions within Deleuze and Guattari’s own texts.
  • Potential Marginalization of Cultural Studies Origins
    • By integrating high-theory, some may argue he shifts cultural studies too far from its roots in popular culture analysis, social activism, and grounded empirical work.
Representative Quotations from “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg with Explanation
No.QuotationExplanation
1“Cultural studies approaches theory as a necessary but not sufficient ‘detour’.”Theory is a useful but incomplete tool; cultural studies demands contextual, conjunctural analysis rather than abstract application.
2“It is relatively easy to specify the major ontological commitments that ground their radical effort to rewrite philosophy…”Deleuze and Guattari aim to rethink ontology by challenging traditional metaphysics with concepts like immanence and multiplicity.
3“An assemblage is a way of re-conceptualizing a notion of collectivity… as multiplicity rather than as unity.”Assemblage theory redefines social organization without hierarchical or fixed structures, embracing complexity and heterogeneity.
4“Lines of deterritorialization or flight are not simply matters of opposition… They are that which flees, escapes, eludes…”Political change is not always oppositional; it can take the form of escape or deviation from dominant structures.
5“Reality is made… precisely by making connections among the singularities, the multiplicities, the assemblages…”Emphasizes a relational ontology where reality is continuously produced through dynamic, interconnected processes.
6“The rhizome has no centre, hierarchy or teleology, no plan or intention.”Rhizomes represent non-hierarchical, decentralized models of thought and social formations.
7“Machines fail, lines of flight are always taking off… failure itself is, indeed, productive.”Failure and breakdown are seen not as ends, but as generative forces for transformation and new possibilities.
8“Ontology does not guarantee the truth or utility of its descriptions…”Ontological claims must be tested through empirical and conjunctural analysis; they are not inherently valid.
9“The concept is a tool the utility of which has to be constantly constructed and contested…”Concepts should be deployed strategically and examined for their practical value in specific contexts.
10“They offer a set of tools… for analysing the world as an ongoing construction…”Deleuze and Guattari provide theoretical tools that aid in understanding and engaging with the world’s constant reconfiguration.
Suggested Readings: “Cultural Studies And Deleuze–Guattari, Part 1” by Lawrence Grossberg
  1. Grossberg, Lawrence. “Cultural studies and Deleuze–Guattari, part 1: A polemic on projects and possibilities.” Cultural studies 28.1 (2014): 1-28.
  2. Zhang, Charlie Yi. “When Feminist Falls in Love with Queer: Dan Mei Culture as a Transnational Apparatus of Love.” Feminist Formations, vol. 29, no. 2, 2017, pp. 121–46. JSTOR, https://www.jstor.org/stable/26776859. Accessed 29 Mar. 2025.
  3. Thayer-Bacon, Barbara J. “PLANTS: DELEUZE’S AND GUATTARI’S RHIZOMES.” Counterpoints, vol. 505, 2017, pp. 63–88. JSTOR, http://www.jstor.org/stable/45177696. Accessed 29 Mar. 2025.
  4. Stivale, Charles J. “Gilles Deleuze & Félix Guattari: Schizoanalysis & Literary Discourse.” SubStance, vol. 9, no. 4, 1980, pp. 46–57. JSTOR, https://doi.org/10.2307/3684040. Accessed 29 Mar. 2025.

“Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka: Summary and Critique

“Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka first appeared in 1995 in New German Critique, No. 65, within the special issue on Cultural History/Cultural Studies.

"Collective Memory and Cultural Identity" by Jan Assmann and John Czaplicka: Summary and Critique
Introduction: “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka

“Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka first appeared in 1995 in New German Critique, No. 65, within the special issue on Cultural History/Cultural Studies. This influential essay redefines the framework for understanding memory by distinguishing between “communicative memory”—short-term, everyday oral recollection—and “cultural memory”—a long-term, objectivized, and institutionally anchored form of memory that sustains a group’s cultural identity across generations. Drawing on Maurice Halbwachs and Aby Warburg, the authors argue that cultural memory is not biologically inherited but socially constructed and maintained through texts, rituals, symbols, and institutions. Their conceptualization is central to literary theory and cultural studies, emphasizing how literature, as a form of cultural memory, preserves and reactivates shared knowledge, values, and identity across time. The essay has become foundational in discussions about how cultures remember, how identity is shaped through narrative, and how literature functions not merely as aesthetic expression but as a medium of historical continuity and collective self-reflection.

Summary of “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka

• Introduction of Cultural vs. Communicative Memory

  • The authors distinguish cultural memory from communicative memory: “We define the concept of cultural memory through a double delimitation that distinguishes it: from ‘communicative’ or ‘everyday memory’… and from science, which does not have the characteristics of memory as it relates to a collective self-image” (Assmann & Czaplicka, 1995, p. 126).
  • Communicative memory is “based exclusively on everyday communications… characterized by a high degree of non-specialization, reciprocity of roles, thematic instability, and disorganization” (p. 127).

• Characteristics of Communicative Memory

  • It is limited in temporal scope: “this horizon does not extend more than eighty to… one hundred years into the past… three or four generations” (p. 128).
  • It lacks formal structure and permanence: “The communicative memory offers no fixed point… such fixity can only be achieved through a cultural formation” (p. 128).

• Transition from Communicative to Cultural Memory

  • The authors challenge Halbwachs’ view that objectified culture loses its memory function, asserting instead that memory persists through “objectivized culture and organized or ceremonial communication” (p. 128).
  • They introduce the idea of the “concretion of identity”—the stabilization of group identity through memory embedded in cultural forms (p. 129).

• Cultural Memory as Structured, Durable, and Identity-Forming

  • Cultural memory has a long temporal horizon: “Cultural memory has its fixed point; its horizon does not change with the passing of time” (p. 129).
  • It is anchored in symbolic forms: “texts, rites, monuments… form ‘islands of time,’… into memory spaces of ‘retrospective contemplativeness'” (p. 129).

• Six Key Features of Cultural Memory

  1. Concretion of Identity
    • Cultural memory shapes group identity through selection and opposition: “defined through a kind of identificatory determination in a positive (‘We are this’) or in a negative (‘That’s our opposite’) sense” (p. 130).
  2. Capacity to Reconstruct
    • Memory is shaped by the present: “What remains is only that ‘which society in each era can reconstruct within its contemporary frame of reference'” (p. 130).
  3. Formation
    • Memory requires objectification: “The objectivation or crystallization of communicated meaning… is a prerequisite of its transmission” (p. 131).
  4. Organization
    • It relies on institutional structures and specialized roles: “Cultural memory… always depends on a specialized practice, a kind of ‘cultivation'” (p. 131).
  5. Obligation
    • Cultural memory has normative power: “engenders a clear system of values… which structure the cultural supply of knowledge and the symbols” (p. 132).
  6. Reflexivity
    • Memory is self-aware and interpretative: “Cultural memory is reflexive in three ways: practice-reflexive, self-reflexive, and reflexive of its own image” (p. 133).

• Conclusion: Cultural Memory and Society

  • Cultural memory allows a society to see itself and project an identity: “Through its cultural heritage a society becomes visible to itself and to others” (p. 133).
  • The selection of what is remembered reveals cultural values: “Which past becomes evident in that heritage and which values emerge in its identificatory appropriation tells us much about the constitution and tendencies of a society” (p. 133).

Theoretical Terms/Concepts in “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka
Term/ConceptDetailed ExplanationUsage Sentence from ArticleReference
Collective MemoryA shared understanding of the past constructed by a group, rooted in cultural practices rather than biology.“The specific character that a person derives from belonging to a distinct society and culture… is a result of socialization and customs.”Assmann & Czaplicka, 1995, p. 126
Cultural MemoryLong-term memory maintained through institutions and symbolic forms such as texts, rites, and monuments, shaping group identity across generations.“Cultural memory has its fixed point; its horizon does not change with the passing of time.”Assmann & Czaplicka, 1995, p. 129
Communicative MemoryMemory based on everyday communication, informal and limited to the past 80–100 years (3–4 generations).“The concept of ‘communicative memory’ includes those varieties of collective memory that are based exclusively on everyday communications.”Assmann & Czaplicka, 1995, p. 127
Objectivized CultureCultural knowledge crystallized in external forms (texts, architecture, rituals), enabling memory to persist beyond individual lives.“Once living communication crystallized in the forms of objectivized culture… the group relationship… are lost.”Assmann & Czaplicka, 1995, p. 128
Figures of MemoryAnchoring points such as events, festivals, or epics that structure cultural memory across time.“These fixed points are fateful events of the past, whose memory is maintained through cultural formation.”Assmann & Czaplicka, 1995, p. 129
Concretion of IdentityThe formation of group identity through shared memory that distinguishes insiders from outsiders.“Defined through a kind of identificatory determination in a positive (‘We are this’) or in a negative (‘That’s our opposite’) sense.”Assmann & Czaplicka, 1995, p. 130
Memory HorizonThe temporal range of memory—short in communicative memory, fixed and transcendent in cultural memory.“Cultural memory has its fixed point; its horizon does not change with the passing of time.”Assmann & Czaplicka, 1995, p. 129
FormationThe process of encoding shared meaning into stable cultural forms (e.g., linguistic, ritual, visual).“The objectivation or crystallization of communicated meaning… is a prerequisite of its transmission.”Assmann & Czaplicka, 1995, p. 130–131
OrganizationInstitutional support and specialization (e.g., priests, educators) that structure and transmit cultural memory.“Cultural memory… always depends on a specialized practice, a kind of ‘cultivation.'”Assmann & Czaplicka, 1995, p. 131
ObligationThe normative role of memory in reinforcing group values, symbols, and traditions.“The relation to a normative self-image of the group engenders a clear system of values and differentiations in importance.”Assmann & Czaplicka, 1995, p. 132
ReflexivityCultural memory’s capacity to reflect on itself, on practice, and on group identity.“Cultural memory is reflexive in three ways: practice-reflexive, self-reflexive, and reflexive of its own image.”Assmann & Czaplicka, 1995, p. 133
Contribution of “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka to Literary Theory/Theories

• Cultural Memory as a Framework for Understanding Texts

  • The article introduces cultural memory as a central mechanism for transmitting collective identity through literary and cultural forms.
  • “Cultural memory comprises that body of reusable texts, images, and rituals specific to each society… whose ‘cultivation’ serves to stabilize and convey that society’s self-image” (p. 133).
  • This concept allows literary theory to consider literature as a medium of cultural self-representation and historical continuity.

• Expansion of Intertextuality through Memory Studies

  • Assmann and Czaplicka broaden the scope of intertextuality by rooting textual relationships in cultural memory practices rather than purely aesthetic traditions.
  • Literature participates in a broader cultural memory: “The entire Jewish calendar is based on figures of memory” (p. 129), which also informs religious texts and narratives.

• Reinforcement of Reader-Response and Reception Theories

  • The concept of reconstructive memory aligns with reader-response theory, emphasizing how cultural context affects interpretation.
  • “Cultural memory works by reconstructing… every contemporary context relates to these [memory figures] differently” (p. 130).
  • This supports the idea that meaning is not fixed in texts but re-actualized in different cultural moments.

• Contribution to Post-Structuralist and Identity Theories

  • By linking memory to identity, the article supports post-structuralist critiques of stable subjectivity, showing identity as narratively and culturally produced.
  • “Cultural memory preserves the store of knowledge from which a group derives an awareness of its unity and peculiarity” (p. 130).
  • Literature thus becomes a site of ideological negotiation and identity construction.

• Canon Formation and the Politics of Memory

  • The work engages indirectly with canon theory, highlighting how cultural memory legitimates certain texts and suppresses others.
  • “The relation to a normative self-image… structures the cultural supply of knowledge and the symbols” (p. 132).
  • Literary canons can be seen as expressions of collective memory’s obligation to reinforce identity.

• Literature as Mnemonic Energy

  • The concept of mnemonic energy—how cultural forms like texts preserve emotional resonance over time—bridges aesthetic and historical analysis.
  • “In cultural formation, a collective experience crystallizes, whose meaning… may become accessible again across millennia” (p. 129).
Examples of Critiques Through “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka
Literary WorkCritique Through Cultural Memory TheoryMemory Framework Applied
Toni Morrison – BelovedThe novel explores how the trauma of slavery is transmitted across generations. Sethe’s memories serve as figures of memory, anchoring African American cultural identity and history. The community’s rituals and storytelling reinforce collective remembrance.Figures of Memory; Concretion of Identity; Obligation
Homer – The OdysseyThe epic serves as an objectivized culture that preserves heroic ideals and social norms. Through cultural formation, it functions as a memory archive that reinforces Greek identity across time.Objectivized Culture; Cultural Formation; Organization
Chinua Achebe – Things Fall ApartThe novel portrays the disruption of communicative memory rooted in Igbo oral tradition by colonial forces. Cultural rituals and kinship structures embody endangered memory systems.Communicative Memory; Cultural Displacement; Formation
T.S. Eliot – The Waste LandThe poem reflects on post-WWI cultural collapse through fragmented voices and allusions. It uses mnemonic energy and intertextuality to reconstruct Western cultural identity from historical ruins.Mnemonic Energy; Reconstruction; Reflexivity
Criticism Against “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka

• Overemphasis on Cultural Stability

  • Critics argue that the concept of cultural memory may overstate the coherence and continuity of collective identities.
  • It tends to idealize how memory is preserved, potentially underplaying conflict, rupture, and transformation within cultures.

• Insufficient Attention to Power and Exclusion

  • The theory may neglect how cultural memory is shaped by hegemonic forces that determine which memories are preserved or suppressed.
  • It does not fully explore how marginalized groups challenge dominant cultural narratives.

• Ambiguity Between Memory and History

  • Despite distinguishing cultural memory from historical knowledge, the theory sometimes blurs the boundary between remembering and historical reconstruction, leading to conceptual vagueness.

• Limited Engagement with Trauma and Forgetting

  • The framework prioritizes preservation and transmission, but pays less attention to processes of forgetting, repression, or traumatic memory, which are central in memory studies.

• Essentialist View of Identity

  • The link between memory and group identity can risk reifying identity as static or homogeneous, rather than recognizing its dynamic and contested nature.

• Underdeveloped Role of the Individual

  • The theory primarily focuses on collective structures and institutions, potentially neglecting the subjective, personal, and emotional dimensions of memory.

• Application Bias Toward Canonical Texts and Traditions

  • The theory is often applied to religious, national, or monumental traditions, which may limit its effectiveness in analyzing non-hegemonic or ephemeral cultural forms.

Representative Quotations from “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka with Explanation
QuotationExplanationPage
“Cultural memory has its fixed point; its horizon does not change with the passing of time.”Cultural memory ensures long-term stability by preserving key events or meanings that remain constant across generations through symbolic forms like texts and rituals.p. 129
“Communicative memory… does not extend more than eighty to… one hundred years into the past.”Unlike cultural memory, communicative memory is short-term, rooted in everyday life and oral communication, typically covering only 3–4 generations.p. 128
“The objectivation or crystallization of communicated meaning… is a prerequisite of its transmission.”Lasting memory depends on its transformation into durable cultural forms such as language, rituals, or images, which enable transmission beyond direct communication.p. 130–131
“Cultural memory preserves the store of knowledge from which a group derives an awareness of its unity and peculiarity.”This memory fosters collective identity, offering a framework through which a group understands and differentiates itself.p. 130
“Every individual memory constitutes itself in communication with others.”Personal memory is socially constructed; individuals remember within and through the frameworks provided by social groups.p. 127
“Figures of memory… form ‘islands of time,’ islands of a completely different temporality suspended from time.”Certain cultural symbols and rituals serve as timeless anchors, separating themselves from the flow of ordinary time and anchoring collective memory.p. 129
“No memory can preserve the past. What remains is only that which society in each era can reconstruct within its contemporary frame of reference.”Memory is inherently reconstructive; it adapts the past to current contexts and societal needs.p. 130
“The concept of cultural memory comprises that body of reusable texts, images, and rituals specific to each society…”Cultural memory is made up of a society’s symbolic repertoire—materials that convey identity and shared values across time.p. 133
“Cultural memory is reflexive in three ways: practice-reflexive, self-reflexive, and reflexive of its own image.”It not only stores and transmits meaning but also reflects on social practices, its own processes, and the identity of the group.p. 133
“Through its cultural heritage a society becomes visible to itself and to others.”Cultural memory provides the means for societies to articulate and project their identity both internally and externally.p. 133
Suggested Readings: “Collective Memory and Cultural Identity” by Jan Assmann and John Czaplicka
  1. Assmann, Jan, and John Czaplicka. “Collective memory and cultural identity.” New german critique 65 (1995): 125-133.
  2. Assmann, Jan, and John Czaplicka. “Collective Memory and Cultural Identity.” New German Critique, no. 65, 1995, pp. 125–33. JSTOR, https://doi.org/10.2307/488538. Accessed 29 Mar. 2025.
  3. Erll, Astri. “Locating Family in Cultural Memory Studies.” Journal of Comparative Family Studies, vol. 42, no. 3, 2011, pp. 303–18. JSTOR, http://www.jstor.org/stable/41604447. Accessed 29 Mar. 2025.
  4. KURCZYNSKI, KAREN. “No Man’s Land.” October, vol. 141, 2012, pp. 22–52. JSTOR, http://www.jstor.org/stable/41684275. Accessed 29 Mar. 2025.

“Towards a Critical Global Race Theory” by Melissa F. Weiner: Summary and Critique

“Towards a Critical Global Race Theory” by Melissa F. Weiner first appeared in 2012 in the journal Sociology Compass (Volume 6, Issue 4, pp. 332–350).

"Towards a Critical Global Race Theory" by Melissa F. Weiner: Summary and Critique
Introduction: “Towards a Critical Global Race Theory” by Melissa F. Weiner

“Towards a Critical Global Race Theory” by Melissa F. Weiner first appeared in 2012 in the journal Sociology Compass (Volume 6, Issue 4, pp. 332–350). In this groundbreaking article, Weiner proposes an expansive framework for understanding the global dynamics of race and racialization beyond U.S.-centric paradigms. She critiques the absence of unified terminology and analytical tools in comparative race scholarship and introduces Critical Global Race Theory as an empirical and theoretical lens to map and interrogate racialized practices worldwide. Central to her thesis is the notion that race, despite claims of post-racialism or cultural substitution, remains a global structuring force that manifests through essentialization, dehumanization, and exclusion of minority groups while consolidating privileges for dominant (often white) populations. The paper identifies ten empirical indicators—such as citizenship laws, state control, criminalization, spatial segregation, and popular discourse—that scholars can use to assess racialization across varied national and historical contexts.

Weiner also emphasizes the persistent link between race and nationalism, particularly how colonial histories and citizenship regimes produce and maintain racial hierarchies. Importantly, she interrogates the contemporary neoliberal rhetoric of colorblindness that obscures structural inequalities and reifies whiteness as the normative, invisible standard. The article contributes significantly to literary and cultural theory by urging scholars to consider race not as a static biological or ethnic marker, but as a fluid, power-laden social construct shaped by local and global histories. In doing so, Weiner’s work complements and extends the foundational efforts of scholars like Omi and Winant (1994), Bonilla-Silva (2001), and Gilroy (2001), offering a vital intersectional and transnational methodology for analyzing race in literature, politics, and everyday life.

Summary of “Towards a Critical Global Race Theory” by Melissa F. Weiner

🔑 Main Ideas of the Article

  • Global Relevance of Race: Race remains a powerful global organizing principle despite proclamations of its obsolescence. The article critiques notions like the “end of race” and shows how global systems continue to maintain racial hierarchies (Gilroy, 2001; Hollinger, 2006; Brubaker, 2009).
  • Call for a Unified Framework: Weiner argues for the expansion of Critical Race Theory (CRT) into a Critical Global Race Theory (CGRT) to analyze racialization processes across diverse national contexts (Weiner, 2012, p. 332).
  • Power and Racialization: Central to CGRT is an analysis of power—how dominant racial groups construct and maintain racial categories and ideologies that grant them privileges and control over minorities (Lukes, 1974; Delgado & Stefancic, 2001).
  • Ten Empirical Indicators of Racialization: Weiner offers 10 indicators (e.g. citizenship laws, state control, spatial segregation) to identify and analyze racialization empirically in global contexts (Weiner, 2012, pp. 336–340).
  • Race vs. Ethnicity: The paper critiques the interchangeable use of these terms. It argues that “ethnicity” often masks power differentials that are actually racialized, especially when ethnicity is portrayed as voluntary and equal in status (Cornell & Hartmann, 2002; Grosfoguel, 2004b).
  • Forms of Racism: Weiner identifies malignant, benign, and benevolent racism, showing how “new racism” uses culture instead of biology to justify inequality in supposedly “colorblind” societies (Jackman, 1994; Bonilla-Silva, 2000).
  • Link Between Race and Nationalism: Nationalist ideologies, often rooted in colonial histories, use race to define citizenship and belonging, leading to exclusion, statelessness, and violence (Brubaker, 2009; Mignolo, 2002; Mamdani, 2001).
  • Whiteness and Colorblindness: Whiteness remains invisible and dominant, often masked by “colorblind” ideologies that ignore structural inequality and portray racial outcomes as individual failings (Leonardo, 2002; Feagin, 2009; McIntosh, 1997).
  • Knowledge Production and Media: Dominant racial narratives shape public discourse, media portrayals, and historical memory, often excluding or distorting minority experiences (Entman & Rojecki, 2001; Goldberg, 2002; Hall, 2000).
  • Anti-Racist Movements and Resistance: Global resistance efforts challenge racialized structures by rearticulating marginalized identities and demanding equity. However, resistance strategies differ, and not all challenge systemic racism (Kelley, 1996; Ture & Hamilton, 1992; Weiner, 2010).
  • International Racial Hierarchies: Race operates globally through colonial legacies, international economic systems, and post-9/11 Islamophobia. These dynamics racialize entire nations and peoples (Grosfoguel & Mielants, 2006; Dunn et al., 2007).
  • Race as a Mobilizing Force: While racial categories constrain, they can also be used to mobilize and resist, though in nations without a racial discourse, mobilization is more difficult (Simon, 2008; Marx, 1998).
  • Conclusion – Toward a Cosmopolitan Vision: Genuine multiculturalism and cosmopolitan democracy are impossible without dismantling global racial inequalities and confronting whiteness as a central organizing force (Benhabib, 2008; McLaren, 1994; Weiner, 2012, p. 342).
Theoretical Terms/Concepts in “Towards a Critical Global Race Theory” by Melissa F. Weiner
Concept / TheoryDefinitionKey References from the Article
Critical Race Theory (CRT)A framework for examining how race and racism are embedded in legal systems, institutions, and societal structures.Delgado & Stefancic (2001); Omi & Winant (1994); Lukes (1974); Ladson-Billings (1998)
Critical Global Race TheoryAn expanded CRT framework to analyze racialization globally using cross-national comparisons and empirical indicators.Weiner (2012); Winant (2006); Stanfield (2008)
RacializationThe process of socially constructing racial identities and assigning hierarchical value to physical/cultural traits.Murji & Solomos (2005); Goldberg (2002); Omi & Winant (1994); Said (1979)
Structural RacismRacism maintained through social structures and institutions, even without individual intent.Bonilla-Silva (1997, 2009); Essed (1991); Feagin (2006)
Colorblind RacismIdeology that ignores racial disparities by attributing inequality to individual failings rather than systemic discrimination.Bonilla-Silva (2001, 2002); Gallagher (2003); Guinier & Torres (2003)
Whiteness StudiesExamines whiteness as an unmarked norm and system of privilege that maintains racial hierarchies.Frankenberg (1993); McIntosh (1997); Helenon (2010); Gillborn (2005); Leonardo (2002)
IntersectionalityThe concept that race intersects with other social categories (gender, class, sexuality) to shape experiences of oppression or privilege.Collins (2000, 2005); Glenn (2004); McClintock (1995); Stoler (2002)
Race and NationalismExplores how racial ideologies are used to define national identity and citizenship, often to exclude racialized groups.Brubaker (2009); Calhoun (2007); Glenn (2011); Gordon et al. (2010); Cain (2010)
Cultural Racism / New RacismA shift from overt racism to covert racism based on perceived cultural deficiencies rather than biological inferiority.Balibar (1991); Bobo et al. (1997); Bonilla-Silva (2000); Modood (2005); Winant (2001)
Double ConsciousnessThe internal conflict experienced by marginalized groups navigating dominant cultures while maintaining their own racial identity.DuBois (1995); Fanon (1967); Anzaldúa (1987)
Coloniality of PowerRefers to the enduring legacy of European colonialism in shaping global power relations and racial hierarchies.Quijano (2000); Grosfoguel (2003, 2010); Mignolo (2002); Nkrumah (1966); Winant (2008)
Contribution of “Towards a Critical Global Race Theory” by Melissa F. Weiner to Literary Theory/Theories

🟣 1. Expansion of Critical Race Theory (CRT)

  • 🔹 Globalization of CRT: Weiner pushes CRT beyond U.S. borders to account for racialized practices worldwide.

“This article hopes to expand critical race theory and scholarship across national lines.” (p. 332)

  • 🔹 Literary Application: Enables CRT to analyze non-Western texts, diasporic literature, and narratives shaped by global race dynamics.

🟠 2. Integration with Postcolonial Theory

  • 🟧 Colonialism and Racial Identity: Links between colonialism and race illuminate literary portrayals of empire, resistance, and hybridity.

“Racial meanings and identities are embedded in histories of colonialism… and imperialism.” (p. 334)

  • 🟧 Impact: Supports readings influenced by Edward Said, Frantz Fanon, and postcolonial cultural discourse.

🔵 3. Proposal of Critical Global Race Theory (CGRT)

  • 🔷 New Theoretical Lens: CGRT is introduced as a framework for analyzing race across borders, systems, and institutions.

“This paper calls for a unified terminology… and a global broadening of a critical comparative dialogue of racial practices.” (p. 332)

  • 🔷 Application: CGRT enriches world literature analysis, especially in examining racial structures across national literatures.

4. Critical Whiteness Studies in a Global Frame

  • Global Whiteness as Power: Frames whiteness as a global construct of dominance, visible even in multicultural discourse.

“…power of a dominant racial group… manifests today as a form of neo-liberal colorblindness.” (p. 333)

  • Application: Allows literary scholars to trace coded whiteness in postcolonial, American, and European texts.

🟡 5. “New Racism” through Cultural Essentialism

  • 🟨 Shift from Biology to Culture: Weiner defines cultural racism as modern racism’s preferred logic.

“New racism… based on culture… has become the new hallmark of the contemporary global era.” (p. 334)

  • 🟨 Impact: Encourages literary critics to analyze symbolic racism and cultural coding in character construction and setting.

🟢 6. Intersectionality with Gender, Class, and Sexuality

  • 🟩 Interconnected Systems: Builds on Patricia Hill Collins, arguing race is inseparable from other identity categories.

“Race… interacts in critical ways with, class, gender, and sexuality.” (p. 333)

  • 🟩 Application: Deepens intersectional literary analysis in feminist and queer theory contexts.

🔴 7. Citizenship and Belonging as Literary Themes

  • ❤️ Race and Nationhood: Citizenship is shaped by racialized policies, resonating with characters’ exclusion in diasporic and refugee narratives.

“Nationalist discourses and citizenship policies… reflect long-standing racialized perceptions of ‘them’ and ‘us’.” (p. 336)

  • ❤️ Application: Supports literary interpretation of ambiguous or stateless characters, especially in migration literature.

🟤 8. Empirical Indicators as Literary Analysis Tools

  • 🟫 Ten Indicators of Racialization: Weiner offers structural lenses like state control, criminalization, spatial segregation.

“Ten empirical indicators… to determine whether… groups… are subject to racialization.” (p. 332)

  • 🟫 Impact: Provides textual frameworks for analyzing race-related tropes, power relations, and institutional exclusion in literature.

🟣 9. Coloniality of Power as a Literary Hermeneutic

  • 🟪 Power and Knowledge Systems: Uses Quijano’s coloniality to historicize race as a product of epistemic violence and imperial discourse.

“Coloniality of power informs imagery, knowledge, histories… resulting in continued domination.” (p. 336)

  • 🟪 Application: Enriches genealogical critique of how race is constructed in literature via dominant knowledge systems.

Examples of Critiques Through “Towards a Critical Global Race Theory” by Melissa F. Weiner
Literary WorkApplication of Critical Global Race Theory (CGRT)CGRT Concepts Used
The Reluctant Fundamentalist by Mohsin HamidAnalyzes Changez’s exclusion from American identity despite economic assimilation. Highlights racialization of Muslims post-9/11, as discussed by Weiner (p. 340), and citizenship as racialized inclusion/exclusion (p. 336).Global racialization, racial nationalism, racialized citizenship
Heart of Darkness by Joseph ConradDeconstructs the portrayal of Africans as silent, shadowy figures. Echoes Weiner’s critique of colonial imagery, othering, and global whiteness as structures of knowledge and domination (p. 336–337).Coloniality of power, Othering, whiteness, epistemic violence
Americanah by Chimamanda Ngozi AdichieShows how Ifemelu navigates colorblind racism in the U.S. (p. 333–334) and encounters state and cultural racialization in both the U.S. and Nigeria. Reflects CGRT’s call to compare local and global racial mechanisms (p. 332).Colorblindness, intersectionality, daily microaggressions, transnational racism
Persepolis by Marjane SatrapiHighlights how Iranian identity is racialized in the West post-1979 and post-9/11. Explores Satrapi’s gendered experience of racialization and external ascription (p. 338). Shows how race and religion converge to structure global hierarchies.Racialized religion, intersectionality (race/gender), boundary permeability, diaspora
Criticism Against “Towards a Critical Global Race Theory” by Melissa F. Weiner

🔴 Overemphasis on Western Theoretical Frameworks

  • The article heavily relies on Western critical race theorists (e.g., Delgado, Bonilla-Silva, Feagin), which may overlook or marginalize non-Western epistemologies or indigenous frameworks of race and power.

🟠 Limited Engagement with Cultural Nuance

  • While Weiner encourages global comparisons, the ten indicators risk flattening cultural specificities by applying a universalized model of racialization, potentially erasing local contexts and the complexity of ethnic vs. racial distinctions (p. 334–335).

🟡 Insufficient Empirical Case Studies

  • Although the article outlines robust theoretical indicators, it lacks detailed empirical case studies or ethnographic depth that could demonstrate these frameworks in action within specific global contexts.

🟢 Race-Centric Lens May Overshadow Other Axes

  • The centrality of race may inadvertently marginalize intersecting factors such as religion, language, disability, caste, or class, despite acknowledging intersectionality (p. 333). Critics may argue that power is too broadly ascribed to race alone.

🔵 Application Challenges in Race-Tacit Contexts

  • In countries like France, Japan, or the Netherlands, where official racial categories are denied or taboo, the application of CGRT may be met with institutional resistance, making data collection and discourse analysis difficult (p. 343).

🟣 Potential for Normative Bias

  • The article carries a strong normative orientation advocating anti-racist change, which—while ethically sound—might invite critique from positivist or empirically neutral traditions that prefer value-free analysis.

Assumes Race as a Global Constant

  • CGRT assumes race functions globally in comparable ways, which may obscure fluid definitions of race in multiracial, multiethnic, or postcolonial contexts where racial identities are in flux (p. 333–334).

🟤 Underdeveloped Solutions or Policy Recommendations

  • While the article critiques global racial structures, it offers limited strategies for practical interventions or institutional reforms, which might limit its applicability for policy-makers or activists.
Representative Quotations from “Towards a Critical Global Race Theory” by Melissa F. Weiner with Explanation
QuotationExplanation
“This article hopes to expand critical race theory and scholarship across national lines.”Weiner’s central aim is to internationalize CRT, urging scholars to look beyond the US context and examine racialization globally.
“Race is an organizing principle of society that persists on its own through its deep entrenchment in social structures and institutions.”Highlights the structural and systemic nature of race, asserting it operates independently of individual prejudice.
“Without acknowledging power differentials, minority ethnic groups may be assumed to have equal power as dominant racial or ethnic groups.”Critiques the interchangeable use of ‘ethnicity’ and ‘race,’ arguing it masks inequalities and reinforces dominant group power.
“Rather than overtly denying groups access… covert practices reliant upon the language of cultural differences and colorblindness essentialize cultures.”Describes how modern racism hides behind cultural narratives and “colorblind” ideologies, maintaining systemic inequality.
“Racial meanings and identities are embedded in histories of colonialism rooted in economic and religious ventures, empire, and imperialism.”Links racial hierarchies directly to the legacy of colonial and imperial practices that shaped global racial formations.
“Nationalism may not only perpetuate racialization but also statelessness.”Warns that nationalist ideologies can exclude and disenfranchise racialized minorities, leaving them without full rights or recognition.
“By conferring privilege to members, an exclusive white identity cements dominant groups’ power.”Examines whiteness as an invisible structure that reinforces privilege and maintains existing racial hierarchies.
“Policies created in political climates shaped by laissez-faire individualism often ignore histories of inequality.”Criticizes neoliberalism for erasing historical contexts of oppression and blaming individuals for systemic failures.
“Minorities often develop double consciousnesses, wherein they struggle to be both members of a subordinate racial group within the national culture.”References Du Bois’ concept to explain how marginalized individuals experience internal conflicts under racial oppression.
“The use of ‘race’ when it empirically exists… is essential for the desistence of racial inequalities and, perhaps one day, race itself.”Concludes with a call for critical global racial analysis, arguing that we must first confront race to transcend it.
Suggested Readings: “Towards a Critical Global Race Theory” by Melissa F. Weiner
  1. Weiner, Melissa F. “Towards a critical global race theory.” Sociology Compass 6.4 (2012): 332-350.
  2. Vargas, Sylvia R. Lazos. “Introduction: Critical Race Theory in Education: Theory, Praxis, and Recommendations.” Counterpoints, vol. 195, 2003, pp. 1–18. JSTOR, http://www.jstor.org/stable/42978078. Accessed 27 Mar. 2025.
  3. Carrasco, Enrique R. “Critical Race Theory and Development.” Proceedings of the Annual Meeting (American Society of International Law), vol. 91, 1997, pp. 427–28. JSTOR, http://www.jstor.org/stable/25659162. Accessed 27 Mar. 2025.
  4. DARDER, ANTONIA. “CHAPTER 5: Shattering the ‘Race’ Lens: Toward a Critical Theory of Racism With Rodolfo Torres.” Counterpoints, vol. 418, 2011, pp. 93–108. JSTOR, http://www.jstor.org/stable/42981642. Accessed 27 Mar. 2025.

“Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore: Summary and Critique

“Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore first appeared in the New Literary History, Vol. 21, No. 3 (Spring, 1990), in a special issue titled New Historicisms, New Histories, and Others, published by The Johns Hopkins University Press.

"Shakespeare, Cultural Materialism, Feminism and Marxist Humanism" by Jonathan Dollimore: Summary and Critique
Introduction: “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore

“Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore first appeared in the New Literary History, Vol. 21, No. 3 (Spring, 1990), in a special issue titled New Historicisms, New Histories, and Others, published by The Johns Hopkins University Press. This influential article marks a key moment in the intersection of literary theory and politics, where Dollimore articulates and defends the critical project of cultural materialism against critiques from feminist and Marxist humanist scholars such as Carol Neely, Lynda Boose, and Kiernan Ryan. Dollimore argues that cultural materialism, while sharing a common ground with New Historicism, diverges significantly in its attention to subversion, power dynamics, and the ideological operations of literature, especially in the Renaissance. The essay is notable for defending a politicized criticism that examines the intersections of gender, class, sexuality, and ideology, exemplified through discussions of Shakespearean drama, particularly Measure for Measure and Antony and Cleopatra. Dollimore’s insistence on historicizing identity and resisting essentialist notions of gender and sexuality marked a significant intervention in literary theory, affirming cultural materialism’s commitment to analyzing literature not just as artistic expression, but as a site of political and ideological struggle.

Summary of “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore

Cultural Materialism vs. New Historicism

  • Dollimore recounts early aspirations to ally British Cultural Materialism with American New Historicism, as seen in Political Shakespeare (1985) (p. 471).
  • Despite political similarities, key theoretical differences persist—Cultural Materialism often seeks subversion, while New Historicism tends to emphasize containment (p. 472).
  • He criticizes those who collapse the two approaches, particularly Carol Neely, who labels both as “cult-historicists,” marginalizing British perspectives (p. 472).

Feminist Critique and Misrepresentations

  • Feminist critics like Neely and Boose misinterpret Cultural Materialist work by claiming it marginalizes or silences gender issues (p. 474).
  • Dollimore counters that scholars like McLuskie and Jardine offer materialist feminist readings that critique ideological constructions of femininity rather than merely seeking empowerment of female characters (pp. 473–474).
  • He stresses that pointing out silencing or marginalization (e.g., prostitutes in Measure for Measure) is not the same as enacting it (p. 475).

Constructionism vs. Essentialism

  • Dollimore supports a constructionist view of identity, arguing gender and sexuality are historically and culturally contingent rather than fixed (pp. 474–476).
  • He warns of the political pitfalls of both constructionist and essentialist positions, particularly within LGBTQ+ politics, noting that appeals to biological determinism may not prevent persecution (p. 479).

Critique of Marxist Humanism (Kiernan Ryan)

  • Dollimore critiques Kiernan Ryan’s optimistic Marxist humanist reading of Shakespeare, which frames the plays as expressing “revolutionary imaginative vision” and universal human potential (pp. 479–481).
  • He argues Ryan’s faith in shared humanity ignores the historical specificity of ideological contradictions and misrepresents cultural materialist positions as fatalist or cynical (p. 481).
  • Dollimore instead invokes a tradition of Marxist critique (e.g., Benjamin, Gramsci, Adorno) that recognizes pessimism of intellect alongside the possibility of resistance (p. 482).

Gender Subversion and Cross-Dressing

  • Renaissance cross-dressing is analyzed as a materialist site of gender transgression and social critique (pp. 483–484).
  • Dollimore emphasizes how cross-dressing exposes gender as a social construct and disrupts patriarchal order (p. 484).
  • The “Hic Mulier” tract illustrates how women in male dress challenged gender hierarchies and social codes (p. 483).

Camp, Sexuality, and Antony and Cleopatra

  • Dollimore offers a radical reinterpretation of Antony and Cleopatra, emphasizing theatricality, gender performance, and camp aesthetics (pp. 485–489).
  • He reads Cleopatra as a camp figure whose exaggerated femininity and performativity resist romantic and moralistic interpretations (pp. 488–489).
  • The play’s love and power dynamics reveal how sexuality is deeply politicized, shaped by historical tensions, and embedded in ideological conflict (pp. 486–487).

Conclusion: Politics, Performance, and Desire

  • Dollimore calls for politically engaged yet pleasurable readings of Shakespeare, which recognize ideological contradictions while embracing creative subversion (p. 490).
  • He proposes a gender-subversive staging of Antony and Cleopatra, casting Cleopatra with a boy actor and Antony with a woman, thus undermining fixed gender norms and celebrating performative identity (pp. 489–490).
Theoretical Terms/Concepts in “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore
Term/ConceptDefinition in ContextUsage in the Article
Cultural MaterialismA form of Marxist-influenced criticism that sees literature as embedded in material social and political contexts.Used as a critical framework distinct from new historicism, emphasizing the political subversiveness of texts and their potential to interrogate dominant ideologies.
New HistoricismA critical practice linking literature and history, focusing on power, discourse, and cultural practices.Compared with cultural materialism; Dollimore critiques new historicism for its tendency to overemphasize containment over subversion.
FeminismA movement and theoretical framework advocating for women’s rights and gender equality.Engages with feminist critics such as Neely and Boose, examining tensions between feminist readings and cultural materialist analysis.
Marxist HumanismA strand of Marxism emphasizing human agency, ethical concerns, and liberation.Critiqued through Kiernan Ryan’s reading of Shakespeare; Dollimore sees Ryan’s version as utopian and idealist, lacking historical nuance.
SubversionActs or readings that undermine or challenge dominant ideologies or power structures.Cultural materialism is associated with identifying subversive elements in Shakespeare, in contrast to new historicism’s emphasis on containment.
ContainmentThe notion that dominant ideologies absorb and neutralize subversive ideas.Attributed to new historicism, which is criticized for overemphasizing this containment in literary texts.
Gender CritiqueAnalysis of how gender and sexuality are socially constructed and represented.Explored through discussions of feminist and psychoanalytic criticism, especially in the context of Shakespearean drama and cross-dressing.
ConstructionismThe theory that identity (gender, sexuality, etc.) is shaped by social, cultural, and historical contexts.Used to support arguments about the instability of gender and the cultural construction of identity, especially in opposition to essentialist views.
EssentialismThe belief in stable, innate identities, such as fixed gender or sexuality.Criticized by Dollimore and associated with early feminist readings that overlook the historicity and variability of gender.
Transgressive ReinscriptionA strategy that turns dominant norms against themselves by mimicking or exaggerating them.Illustrated in discussions of cross-dressing and Cleopatra’s performance, used to show how subversion operates from within ideology rather than escaping it.
CampA mode of aestheticism that exaggerates theatricality and artifice, often to critique norms.Proposed as a productive lens for reimagining Cleopatra and Antony and Cleopatra as a subversive play about desire, performance, and power.
RepresentationThe depiction of people, identities, or ideologies in cultural or literary texts.Explored as both an act of power and potential resistance; central to arguments about the silencing and marginalization of women, especially prostitutes, in literature and history.
Cross-DressingThe act of wearing clothes traditionally associated with the opposite gender.Examined as a disruptive act that questions fixed gender roles and is loaded with cultural anxieties in the early modern period.
HegemonyThe dominance of one social group over others, maintained through ideology rather than force.Implicit in discussions of how Shakespeare’s plays reflect and resist dominant social orders; cultural materialism investigates how ideology functions within literary representation.
IdeologyA system of beliefs or values that supports social structures and power relations.Central to cultural materialist critique; texts are analyzed for how they both reflect and challenge dominant ideologies, particularly concerning gender and class.
Contribution of “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore to Literary Theory/Theories

🔴 Cultural Materialism

  • Redefinition of Political Criticism in Shakespeare Studies: Dollimore asserts that cultural materialism is not just another historical approach but a politicized criticism that foregrounds subversion within literary texts (p. 472–474).
  • Textual Subversion vs. Containment: He distinguishes cultural materialism from new historicism by emphasizing the potential for texts (e.g. Measure for Measure) to subvert dominant ideologies rather than reinforce them (p. 473–474).
  • Interdisciplinary Methodology: Encourages integrating history, ideology, and literary form, opposing reductionist readings of literature as mere ideological tools (p. 479).

🔴 Feminist Literary Theory

  • Critique of Essentialist Feminism: Challenges readings that treat women’s issues as separable from other social categories like class and race, arguing for a non-essentialist, intersectional feminism (p. 472–475).
  • Defense of Feminist Materialism: Engages with criticisms by Neely and Boose, arguing that cultural materialist feminists like McLuskie and Jardine unveil how gender ideologies function historically rather than through universal female experiences (p. 474–475).
  • Representation of Women and Power: Uses characters like prostitutes and Cleopatra to show how women are symbolically central yet politically marginalized, complicating assumptions of feminist agency (p. 475–477, 488–489).

🔴 Marxist Humanism

  • Critique of Idealist Humanism: Challenges Kiernan Ryan’s utopian, idealist version of Marxist humanism that sees Shakespeare as articulating timeless humanist values (p. 479–481).
  • Historical Pessimism vs. Humanist Optimism: Emphasizes the contingency and contradictions of history, rejecting the belief that literature automatically advances human liberation (p. 481–482).
  • Literature and Ideology: Argues that literature, while often complicit in ideology, can still illuminate structural contradictions in society and consciousness (p. 482–484).

🔴 Queer Theory / Gender and Sexuality Studies

  • Construction of Sexuality and Gender: Advocates for understanding identity as socially and historically constructed, not biologically fixed (p. 476–478).
  • Cross-Dressing and Gender Instability: Analyzes Renaissance cross-dressing as a site of anxiety and resistance, revealing early insights into performativity (p. 483–484).
  • Camp Aesthetics and Subversive Desire: Reimagines Antony and Cleopatra through the lens of camp to illustrate how desire and performance destabilize normative gender roles (p. 488–489).

🔴 Representation and Ideology Critique

  • Power of Representation: Emphasizes that literary texts do not merely reflect the world but actively shape ideology and social meaning (p. 478–479).
  • Silencing of Marginalized Voices: Highlights how literature and history erase or distort the voices of marginalized figures (e.g. prostitutes), and how criticism must engage with this absence (p. 476–477).
  • Interrogation of High Culture: Challenges the moral and aesthetic authority of canonical literature (e.g. Shakespeare) by showing how it is complicit in, yet can also critique, dominant values (p. 480–482).
Examples of Critiques Through “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore
Literary WorkCritique through Cultural MaterialismFeminist Perspective HighlightedMarxist Humanist Angle
Measure for MeasureShows how power and ideology are displaced onto marginalized figures like prostitutes; critiques surveillance and moral order.Highlights the erasure and voicelessness of women (e.g., prostitutes), revealing gendered power dynamics.Exposes how ideological structures repress subversive elements within society under guise of morality and order.
OthelloAnalyzes how crisis and social anxiety are displaced onto vulnerable figures like Bianca.Reveals the construction of women as untrustworthy or “whores”; critiques patriarchal jealousy and control.Demonstrates how racial and sexual difference are manipulated to maintain hegemonic power.
King LearSeen as a dramatization of patriarchal ideology’s anxiety about disorder and succession.McLuskie critiques the play’s misogyny rooted in ascetic traditions that demonize female insubordination.Challenges the assumed naturalness of authority by showing its ideological construction and collapse.
Antony and CleopatraDesire and power are intertwined; Cleopatra’s representation challenges aesthetic and political binaries.Cleopatra’s camp performance and gender subversions expose and resist traditional notions of femininity and power.Reflects on how sexual and political identities are constructed under empire and declining masculine ideals.
Criticism Against “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore
  • Oversimplification of Feminist Contributions: Critics like Carol Neely and Lynda Boose argue that Dollimore and associated materialist critiques often marginalize or displace feminist concerns, such as gender and female subjectivity.
  • Failure to Prioritize Women’s Voices: Feminist critics charge that by focusing on power structures and ideology, materialist readings (e.g., of Measure for Measure) silence women and reduce gender issues to class or other forms of subjugation.
  • Accusation of Political Correctness: Boose claims that Dollimore’s rejection of co-opting Shakespeare leads to a “puritanical” stance that sacrifices pleasure in literary engagement for ideological rigor.
  • Conflation with New Historicism: Some critics, including Neely, conflate cultural materialism with new historicism, leading to mischaracterizations—Dollimore points out this results in misunderstanding British work as derivative or superficial.
  • Neglect of Utopian and Emancipatory Potential: Kiernan Ryan accuses Dollimore of presenting a negative, cynical view of literature, claiming cultural materialists find only domination and no space for resistance or humanistic hope.
  • Repressive Tone and Solemn Discourse: Dollimore acknowledges critiques that cultural materialist writing can be overly solemn, punitive, or humorless, lacking in aesthetic or emotional engagement.
Representative Quotations from “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore with Explanation
QuotationExplanation
“I want to rearticulate and develop some of the objectives of a materialist criticism…”Dollimore’s central aim is to clarify the political and critical goals of cultural materialism, distinguishing it from new historicism.
“To believe in cultural politics as a praxis and not just a position is to recognize the need for alliances between positions which are not identical.”Emphasizes the importance of building coalitions (e.g., between feminists, Marxists) even amid theoretical differences, to foster change.
“McLuskie is, in the first instance, seeking to practice the responsibilities of the historian as well as the commitment of the feminist…”Dollimore defends Kathleen McLuskie’s feminist critique of Shakespeare against misreadings that dismiss her analysis as anti-pleasure or dogmatic.
“We attend also to the way diverse social anxieties are displaced onto or into sexuality…”Highlights a key aspect of materialist reading: how societal fears are often projected into gender and sexual norms in literature.
“Try telling a couple of fascists that… the homosexual they are kicking to death is only a discursive construct…”A critique of extreme constructionist views detached from political realities; shows Dollimore’s balanced stance between theory and lived experience.
“Shakespeare’s plays become pegs on which to hang aspirations commendable in themselves but which here echo the clichés of the party hack.”Critiques Kiernan Ryan’s Marxist humanist reading of Shakespeare for being overly idealistic and politically simplistic.
“There is nothing to stop homophobia… from appropriating the constructionist view.”Cautions that deconstructing identity (e.g., sexuality) must be done carefully to avoid enabling oppressive ideologies.
“Camp is one further means whereby the artifice of the theater is turned back upon what it represents…”Suggests that camp, particularly in Antony and Cleopatra, reveals the performative nature of gender and power.
“Cleopatra is the first great queen of the English stage, camping it up outrageously…”Celebrates Cleopatra as a subversive, performative figure who disrupts normative gender and sexual roles.
“Subversive knowledge emerges under pressure of contradictions in the dominant ideology…”One of Dollimore’s key theoretical insights: that resistance and critique are born from internal fractures in hegemonic ideologies.
Suggested Readings: “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism” by Jonathan Dollimore
  1. Dollimore, Jonathan. “Shakespeare, Cultural Materialism, Feminism and Marxist Humanism.” New Literary History, vol. 21, no. 3, 1990, pp. 471–93. JSTOR, https://doi.org/10.2307/469122. Accessed 26 Mar. 2025.
  2. TRAUB, VALERIE. “RECENT STUDIES IN HOMOEROTICISM.” English Literary Renaissance, vol. 30, no. 2, 2000, pp. 284–329. JSTOR, http://www.jstor.org/stable/43447605. Accessed 26 Mar. 2025.
  3. Harris, Jonathan Gil. “‘Narcissus in Thy Face’: Roman Desire and the Difference It Fakes in Antony and Cleopatra.” Shakespeare Quarterly, vol. 45, no. 4, 1994, pp. 408–25. JSTOR, https://doi.org/10.2307/2870964. Accessed 26 Mar. 2025.

“New Historicism in RIP VAN WINKLE” by Quan Wang: Summary and Critique

“New Historicism in Rip Van Winkle” by Quan Wang first appeared in The Explicator, Vol. 72, No. 4, 2014 (pp. 320–323), and offers a compelling reinterpretation of Washington Irving’s classic tale through the lens of New Historicist literary theory.

"New Historicism in RIP VAN WINKLE" by Quan Wang: Summary and Critique
Introduction: “New Historicism in RIP VAN WINKLE” by Quan Wang

“New Historicism in Rip Van Winkle” by Quan Wang first appeared in The Explicator, Vol. 72, No. 4, 2014 (pp. 320–323), and offers a compelling reinterpretation of Washington Irving’s classic tale through the lens of New Historicist literary theory. In this article, Wang argues that Rip Van Winkle functions not as a straightforward historical narrative but as a layered, rhetorical construction that transforms subjective fable into objective historical “truth” through discursive authority. Wang draws on New Historicist thought—particularly the idea that history is a textual and rhetorical construct shaped by power and discourse—to analyze how the story gradually gains credibility via multiple narrators: Rip himself, Peter Vanderdonk, Knickerbocker, and Geoffrey Crayon. Each figure lends increasing legitimacy, converting a fantastical personal account into national myth. Referencing theorists like Michel Foucault and Hayden White, Wang underscores that truth in historical storytelling is not determined by factual accuracy but by the authority of the speaker and cultural consensus. Thus, Irving is portrayed as an early New Historicist, blurring the lines between myth and history to create a founding narrative for American identity. The article is important in the realm of literary theory as it not only exemplifies the New Historicist critique of objectivity in historical writing but also repositions Irving’s work within a modern theoretical framework, showing how literature serves to both reflect and construct national consciousness.

Summary of “New Historicism in RIP VAN WINKLE” by Quan Wang


• History as a Subjective Construct, Not Objective Record
“This article proposes a New Historical reading of Rip Van Winkle: History, instead of being a record of facts, is a subjective construct” (Wang 320).
Wang argues that Irving transforms a fairy tale into historical truth by manipulating narrative structure and authoritative voices, thereby suggesting that what we call “history” is shaped by rhetoric and discourse, not objective reality.

• The Role of Narrators in Creating Historical Authority
“Van Winkle’s experience is told by four figures with different efficacy” (321).
Rip’s initially “incredible” tale becomes accepted as truth through narration by:
Peter Vanderdonk, whose lineage and reputation lend social credibility: “assured the company that it was a fact” (Irving, “Rip” 14).
Knickerbocker, whose scholarly persona and legal references authenticate the tale: “a certificate on the subject taken before a country justice” (16).
Geoffrey Crayon, who frames the story posthumously, imbuing it with detached objectivity.

• Authority over Content: Foucault and Symbolic Legitimacy
“Truth is not determined by the content but by ‘who is speaking under what circumstances’” (Foucault 124, qtd. in Wang 321).
Even when the judge signs with a cross due to illiteracy, the legal stamp still legitimizes the tale: “What matters is symbolic endorsement of law, not individual evaluation of the content” (Wang 321).

• From Local Tale to National Myth
“It is now admitted into all historical collections” (Irving, “Rip” 4).
The story becomes cultural “food,” both literally (on new-year cakes) and symbolically, forming part of America’s historical identity.

• Posthumous Framing and the Illusion of Objectivity
“Crayon, as an ex-contemporary, is retrospectively reconstructing the story from ‘historicality’” (Wang 322).
Crayon’s narration appears more “objective” due to its posthumous stance, reinforcing the transformation of fiction into official history through narrative distance and intertextual references.

• Irving’s Other Works Support the Constructed Nature of History
“History fades into fable, fact becomes clouded with doubt and controversy” (Sketch Book 903).
Irving’s A History of New York illustrates how revisions were driven not by new facts but by exploiting “rhetorical possibilities” (McGann 350), reinforcing the view that history is narratively and ideologically constructed.

• Historical Writing as Rhetoric, Not Science
“Historical writing in the eighteenth century ‘was regarded as a branch of the art of rhetoric’” (White 64, qtd. in Wang 323).
New Historicism revives this earlier view, challenging the idea of history as an objective discipline and returning to a rhetorical and literary understanding of past events.

• Change in Signifiers, Not Real Change
“The sign of King George is metamorphosed into that of General Washington” (Wang 323).
For Rip, the American Revolution had little personal impact. The supposed progress is only symbolic, a shift in signs rather than substance—highlighting Irving’s skepticism about the myth of linear historical progress.

Theoretical Terms/Concepts in “New Historicism in RIP VAN WINKLE” by Quan Wang

Term/ConceptDefinitionContext in the Article
New HistoricismA literary theory that views history as a construct shaped by power, discourse, and cultural context.Central framework; Wang reads Rip Van Winkle as a narrative that shows history is “a subjective construct” (Wang 320).
HistoricalityThe quality of being historical; how events are retrospectively reconstructed into coherent narratives.Used to describe Geoffrey Crayon’s role in turning Rip’s tale into “historical truth” from a posthumous perspective (Wang 322).
Rhetorical PossibilitiesThe capacity of language and narrative to shape perception and meaning.Seen in Irving’s revisions of A History of New York, which were not based on new facts but on “rhetorical possibilities” (McGann 350).
Symbolic AuthorityAuthority derived from symbols of power (law, scholarship) rather than content truth.The “certificate” signed with a cross still grants truth to Rip’s tale due to its symbolic legal power (Wang 321).
IntertextualityThe relationship between texts and how one text shapes the meaning of another.Peter Vanderdonk’s validation of Rip’s tale draws on the established legend of Hudson, showing “intertextual consistency” (Wang 321).
Paper AuthorityThe notion that written, official-looking documents are trusted regardless of their accuracy.Kirk Curnutt’s idea that people trust “paper authority” blindly, reinforcing Wang’s argument about symbolic legitimacy (Wang 321).
Configuration (of events)Hayden White’s idea that historical meaning comes from how events are plotted narratively.Wang uses this to argue that Irving creates meaning through plot structure, not through historical facts (Wang 322).
Within-time-nessEvents narrated within their own temporal context, as opposed to a detached historical perspective.Applied to Rip, Peter, and Knickerbocker, whose narratives are situated within the timeline of the story (Wang 322).
Posthumous WritingNarration presented after the fact or death, lending objectivity and narrative distance.Geoffrey Crayon’s role is described as a “posthumous” narrator who frames the tale as a credible historical account (Wang 322).
Contribution of “New Historicism in RIP VAN WINKLE” by Quan Wang to Literary Theory/Theories


🔹 1. Contribution to New Historicism
Redefining Historical Truth as Discursively Constructed
Wang shows that Irving transforms a “marvellous” tale into a historically accepted narrative not through factual content, but through authoritative discourse.
“This article proposes a New Historical reading of ‘Rip Van Winkle’: History, instead of being a record of facts, is a subjective construct” (Wang 320).
Illustrates the Power of Narrative Authority
Figures like Peter Vanderdonk, Knickerbocker, and Crayon shape the public’s perception of Rip’s tale as historical reality.
“Truth is not determined by the content but by ‘who is speaking under what circumstances’” (Foucault 124, qtd. in Wang 321).

🔹 2. Contribution to Rhetorical Theory and Hayden White’s Historiography
Narrative Plot Over Factual Accuracy
Wang draws on Hayden White to argue that the significance of events lies in how they are “configured” through narrative.
“The significance of an event could be revealed only in ‘the configuration of them [events] through the instrumentality of plot’” (White 51, qtd. in Wang 322).
Posthumous Framing and the Illusion of Objectivity
Geoffrey Crayon’s role as narrator distances the tale from subjective memory and adds historical gravitas.
“Crayon, as an ex-contemporary, is retrospectively reconstructing the story from ‘historicality’” (Wang 322).

🔹 3. Contribution to Foucault’s Discourse and Power
Symbolic Authority Overrides Truth
The villagers’ acceptance of Rip’s story is driven by institutional symbols (e.g., legal certificates), not logic.
“What matters is symbolic endorsement of law, not individual evaluation of the content” (Wang 321).
Blind Trust in Institutionalized Knowledge
Wang highlights society’s faith in legal and scholarly authority even when those institutions may lack substance.
Kirk Curnutt describes it as “people’s blind faith in ‘paper authority’” (Curnutt 32, qtd. in Wang 321).

🔹 4. Contribution to the Study of National Identity and Myth-Making
Transformation of Fiction into Founding Myth
Irving’s tale becomes part of America’s national historical narrative, functioning as a cultural myth.
“It is now admitted into all historical collections” and his image is on “new-year cakes” (Irving, “Rip” 4; Wang 321).
National Progress as Rhetorical Illusion
The shift from King George to General Washington is a symbolic change without real transformation in Rip’s life.
“The change of signifiers is to flatter our imagination that we have made progress” (Wang 323).

🔹 5. Contribution to Meta-History and Historiography
Irving’s History as Literary Performance
Through A History of New York, Wang reveals Irving’s awareness of history as rhetorical play, not factual documentation.
“Irving’s exploitation of ‘rhetorical possibilities’” in revisions indicates the malleability of history (McGann 350, qtd. in Wang 322).
History as Cyclical, Not Linear
By referencing Kant’s contradictory historical conclusions, Wang emphasizes the imagined nature of progress.
“Historical progress exists only in our imagination” (Wang 323).

Examples of Critiques Through “New Historicism in RIP VAN WINKLE” by Quan Wang
Literary WorkApplication of Wang’s New HistoricismInsight Gained
Nathaniel Hawthorne’s The Scarlet LetterLike Irving’s use of authoritative narrators, Hawthorne’s Custom House narrator frames Hester’s tale as a recovered artifact, creating an illusion of historic truth through legal and moral authority.Truth is socially validated and institutionalized rather than inherently factual.
Toni Morrison’s BelovedThe ghost story element mirrors Rip’s “incredible” tale, gaining legitimacy through collective memory and oral history. Authority comes from communal trauma and generational testimony.History emerges from marginalized voices and emotional truth rather than written record.
George Orwell’s 1984Like Rip’s tale becoming official history, Orwell’s Ministry of Truth rewrites past events to fit the present narrative. Authority, not factuality, dictates public belief.Power structures fabricate history to control identity and memory.
Chinua Achebe’s Things Fall ApartThe clash between Igbo oral tradition and European written history echoes Wang’s idea of multiple narrative authorities shaping history. Colonial archives mirror Crayon’s role in legitimizing one view.Historical truth is constructed through conflict between indigenous voices and colonial authority.
Criticism Against “New Historicism in RIP VAN WINKLE” by Quan Wang


🔸 Overemphasis on Discourse, Neglect of Material History
Wang focuses heavily on discursive authority and symbolic legitimization but offers little analysis of the material, economic, or political conditions of early America.
The article may appear detached from historical specificity, treating history as a purely textual phenomenon.

🔸 Reliance on Authority Figures May Reinforce Elitism
While Wang critiques symbolic authority (e.g., Peter Vanderdonk, Knickerbocker), he also accepts their role in shaping “truth”, potentially reinforcing the power of elite narrators without questioning deeper power dynamics.

🔸 Lack of Engagement with Marginalized Voices
The article does not consider whose histories are silenced in the process of Rip’s story becoming “historical truth.”
A feminist or postcolonial perspective might critique Wang for failing to address gender, race, or class in the construction of national myth.

🔸 Ambiguity Between Authorial Intent and Theoretical Reading
Wang blurs the line between Irving’s literary technique and New Historicist ideology, sometimes treating Irving as if he were consciously theorizing history, which may be an anachronistic projection.

🔸 Potential Circular Reasoning in Legitimization
The argument that Rip’s story becomes historical because authoritative figures validate it, and that authority is credible because it validates the story, risks circular logic.

🔸 Neglect of Reader’s Role in Meaning-Making
Wang centers narrative authority and textual framing but overlooks reader reception and the role of audience interpretation in constructing historical meaning.

🔸 Minimal Contrast with Other Theories
The article could benefit from clearer distinctions or dialogue with competing literary theories (e.g., structuralism, postmodernism, or Marxism), which would strengthen its theoretical position.

 Representative Quotations from “New Historicism in RIP VAN WINKLE” by Quan Wang with Explanation

1. “History, instead of being a record of facts, is a subjective construct.” (Wang 320)
Central thesis: History is shaped by discourse, not objective truth.
2. “Rip Van Winkle’s experience is an ‘incredible’ story but finally becomes historical reality with ‘unquestionable authority.’” (Irving, “Rip” 4)
The tale’s transformation from fantasy to accepted history illustrates how social belief and narrative framing define truth.
3. “Truth is not determined by the content but by ‘who is speaking under what circumstances.’” (Foucault 124)
Authority of the speaker matters more than the verifiability of the content—key New Historicist idea.
4. “Peter’s social prestige reduces their suspicion and adds much authority to Rip’s story.” (Wang 321)
Social status acts as a tool for legitimizing narratives and shaping public belief.
5. “The certificate from a legal authority suggests official recognition of Van Winkle’s story.” (Wang 321)
Institutional backing lends legitimacy, regardless of truth—history becomes an institutional product.
6. “Crayon… is retrospectively reconstructing the story from ‘historicality.’” (Wang 322)
Geoffrey Crayon’s role exemplifies posthumous narrative distance, giving the tale an illusion of detached objectivity.
7. “History fades into fable, fact becomes clouded with doubt and controversy.” (The Sketch Book 903)
Irving acknowledges history’s tendency to dissolve into myth—reinforcing the cyclical relationship between fiction and history.
8. “Irving’s exploitation of ‘rhetorical possibilities.’” (McGann 350, qtd. in Wang 322)
Irving reshaped his texts not due to new facts but for rhetorical effect, showing awareness of narrative power.
9. “The significance of an event could be revealed only in ‘the configuration of them [events] through the instrumentality of plot.’” (White 51)
History is a literary structure: events gain meaning through how they’re told, not through their factual existence.
10. “The change of signifiers is to flatter our imagination that we have made progress.” (Wang 323)
American independence is symbolically encoded (e.g., King George to General Washington) but does not reflect genuine societal transformation for Rip.

Suggested Readings: “New Historicism in RIP VAN WINKLE” by Quan Wang
  • Wang, Quan. “New Historicism in RIP VAN WINKLE.” The Explicator 72.4 (2014): 320-323.
  • Parvini, Neema. “New Historicism.” Shakespeare’s History Plays: Rethinking Historicism, Edinburgh University Press, 2012, pp. 10–32. JSTOR, http://www.jstor.org/stable/10.3366/j.ctt1wf4c98.6. Accessed 26 Mar. 2025.
  • Hoover, Dwight W. “The New Historicism.” The History Teacher, vol. 25, no. 3, 1992, pp. 355–66. JSTOR, https://doi.org/10.2307/494247. Accessed 26 Mar. 2025.
  • FRY, PAUL H. “The New Historicism.” Theory of Literature, Yale University Press, 2012, pp. 246–58. JSTOR, http://www.jstor.org/stable/j.ctt1npkg4.22. Accessed 26 Mar. 2025.
  • Veenstra, Jan R. “The New Historicism of Stephen Greenblatt: On Poetics of Culture and the Interpretation of Shakespeare.” History and Theory, vol. 34, no. 3, 1995, pp. 174–98. JSTOR, https://doi.org/10.2307/2505620. Accessed 26 Mar. 2025.

“The Theoretical Limits of the New Historicism” by Richard Lehan: Summary and Critique

“The Theoretical Limits of the New Historicism” by Richard Lehan first appeared in the New Literary History journal in the Spring of 1990 (Vol. 21, No. 3), published by The Johns Hopkins University Press.

"The Theoretical Limits of the New Historicism" by Richard Lehan: Summary and Critique
Introduction: “The Theoretical Limits of the New Historicism” by Richard Lehan

“The Theoretical Limits of the New Historicism” by Richard Lehan first appeared in the New Literary History journal in the Spring of 1990 (Vol. 21, No. 3), published by The Johns Hopkins University Press. In this seminal article, Lehan critiques the foundational assumptions of the New Historicism, particularly its reliance on synchronic or spatialized conceptions of time at the expense of diachronic, process-oriented understandings of history. Drawing from thinkers like Foucault and Derrida, Lehan argues that New Historicism, while claiming to eschew grand narratives, paradoxically imposes paradigmatic constructs that suppress temporal progression and ideological development. He emphasizes the political and ideological implications embedded in literary forms, advocating for a renewed engagement with historical process and narrative temporality. Lehan’s essay is crucial to literary theory for exposing the methodological limitations of New Historicism and for urging a return to historicized readings that account for cultural, political, and temporal dynamics in literature.

Summary of “The Theoretical Limits of the New Historicism” by Richard Lehan

● The Incoherence of New Historicism as a Methodology

Lehan criticizes the New Historicism for lacking an overarching methodological framework. Instead of presenting a unified system of interpretation, it delivers “a series of discrete and diverse readings of literary texts and cultural periods as if these readings were bound by doctrine” (Lehan 536). This absence of methodological unity, according to Lehan, weakens its credibility as a legitimate critical school, particularly in contrast to the more structured approaches of structuralism and Marxism.


● Suppression of Historical Process Through the Synchronic Turn

Lehan’s primary critique centers on New Historicism’s substitution of spatial (synchronic) for temporal (diachronic) readings of history. He sees this as part of a broader postmodern trend that erases the notion of historical continuity. He warns against the “dangers of spatializing time” (Lehan 533) and critiques how synchronic methods “create a disjunction between what the text is saying about history and what the historian is saying about the text” (Lehan 536). This disjunction leads to a flattening of temporality and a loss of historical agency.


● The Shift from Causality to Representation Undermines History

The New Historicism’s Foucauldian roots encourage a retreat from linear, causal history toward representational paradigms. As Lehan observes, in this view, “we do not ‘know’ history but only the paradigms that we bring to the explanation of what we call history” (Lehan 535). By emphasizing tropes, signs, and representations, this approach transforms both history and literature into self-referential systems, severing them from real-world causality and change.


● Postmodern Denial of Historical Meaning as Ideological Erasure

Lehan argues that New Historicism and its theoretical allies—especially Foucault, Derrida, and de Man—engage in a covert ideological act by denying the possibility of historical direction or progress. This denial, ironically, constitutes an ideological position: “no theory of history—or of literary criticism—is neutral but carries within it an ideology” (Lehan 536). The idea that “history has no direction even as it takes the idea of direction as its object of attack” is, for Lehan, a self-contradiction (Lehan 536).


● Structuralist and Poststructuralist Denials of History Are Paradoxically Historicized

Even while denying historical continuity, structuralists and poststructuralists cannot escape historical influence. Lehan contends that “semiotics, for example, depends totally on reading signs in a historical/cultural context” (Lehan 536). He illustrates this with the example of how a burning American flag held radically different meanings before and after the Vietnam War. Thus, any claim to historical neutrality is inherently flawed and historically contingent.


● Derrida and De Man: Freezing Narrative Time into Rhetorical Suspension

Lehan critiques Derrida’s deconstruction of time and meaning as leading to a state of “thought without action” and a suspension of historical agency (Lehan 538). He similarly faults de Man for reducing narrative texts to isolated rhetorical moments: “flux is frozen static by a preoccupation with rhetorical forms of play” (Lehan 539). Both thinkers, in Lehan’s view, sever language from temporality, turning historical and narrative process into inert tropes.


● The Collapse of History into Tropes Leads to Ethical and Political Abdication

According to Lehan, by eliminating time and causality, the New Historicism eliminates the basis for ethical responsibility and political engagement. He asserts, “in denying history, we affirm it, because our denial can never be separated from a historical context” (Lehan 536). The aestheticization of history removes any real-world implications, thereby neutralizing the potential for critique or resistance.


● Case Study: Tropological Misreading of Sister Carrie

Lehan critiques Walter Benn Michaels’s The Gold Standard and the Logic of Naturalism as a representative New Historicist reading that subordinates narrative structure to trope. Michaels interprets Sister Carrie through the lens of money and desire, portraying Carrie as a metaphor for capitalist subjectivity. Lehan challenges this view, arguing that “Carrie’s sense of desire is stimulated first by Chicago… and then by New York” (Lehan 542), indicating an environmental and evolutionary logic rather than a purely tropological one. Michaels, Lehan argues, represses Dreiser’s naturalistic causal sequences, particularly the contrasting trajectories of Carrie and Hurstwood.


● The Ethical Importance of Narrative Sequence and Causality

Lehan insists that time is not reducible to language, and that narrative temporality must be recovered to understand a text’s ethical and political implications. “Time is not language, and language is not time. We can speak about time in language, but this is not identical with the way we experience time” (Lehan 545). He argues that abandoning diachronic narrative in favor of synchronic representation leads to the depoliticization of literature.


● Literary Subgenres as Expressions of Historical Change

Lehan promotes the reading of literary subgenres as historically embedded forms that reflect cultural shifts. He explores how genres like the Gothic, Western, detective novel, and the young-man-from-the-provinces story evolved from specific historical contexts. For example, the Gothic novel encodes anxieties over the decline of the landed estate, while the detective novel arises alongside the growth of the modern city and concerns over urban anonymity (Lehan 546–49).


● Intertextuality as Historicized Dialogue

Lehan redefines intertextuality in historical terms, showing how texts speak to each other across historical moments. Fitzgerald’s The Great Gatsby, for instance, inverts the idealism of the Western genre to critique capitalist modernity. “Fitzgerald brilliantly showed how romantic expectation was connected with historical ideals always located in the past” (Lehan 544). Intertextual allusions thus reflect transformations in cultural values, not just rhetorical play.


● Reinstating Historical Process in Literary Studies

In his conclusion, Lehan argues for a return to literary analysis rooted in historical process rather than representational tropes. He calls for recognition of historical transitions—e.g., from feudalism to capitalism, or from industrial to informational economies—and their reflections in literature. He links naturalism and modernism as responses to the same industrial age, noting that “modernism and naturalism are thus two different responses to the same historical moment” (Lehan 553).


Final Assessment

Lehan’s essay is both a sustained critique of the theoretical underpinnings of the New Historicism and a proposal for restoring historical temporality, causality, and ideological engagement to literary criticism. He insists that narrative and historical process matter—not just as thematic content but as ideological form. He urges critics to “restore process to our use of history” (Lehan 533), anchoring literary study once again in the dynamic interplay between form, temporality, and political culture.

Theoretical Terms/Concepts in “The Theoretical Limits of the New Historicism” by Richard Lehan
Term/ConceptMeaningUsage in the Article
New HistoricismA literary theory that emphasizes the cultural, social, and political contexts of texts, often using historical documents alongside literary works.Criticized by Lehan for lacking a unified methodology and for collapsing historical sequence into tropological readings of texts.
Synchronic TimeTime viewed as static and spatial, focusing on structures and paradigms rather than historical sequence.Critiqued for replacing narrative flow and causality with static representations, leading to a loss of historical process and political meaning.
Diachronic TimeTime understood as linear, causal, and unfolding—emphasizing sequence and historical change.Advocated by Lehan as essential for understanding literary narratives and their political and historical dimensions.
RepresentationThe act of depicting or interpreting reality through rhetorical or symbolic forms, often emphasizing language over material context.Seen as a dominant approach in New Historicism that flattens history into rhetorical tropes, thereby aestheticizing and depoliticizing texts.
ParadigmA conceptual framework or model used to interpret historical and cultural data, often seen as replacing linear narratives.Used to describe Foucault’s “epistemes” which, Lehan argues, deny continuity and process by treating history as a series of disconnected conceptual shifts.
Tropological ReadingAn interpretive method that focuses on figurative language, symbols, and rhetorical devices in texts.Criticized by Lehan for reducing complex historical narratives to isolated metaphors or signs, thereby ignoring time and causality.
EpistemeFoucault’s term for an overarching knowledge structure that defines the conditions of thought in a given era.Questioned by Lehan for suggesting abrupt historical ruptures and lacking explanation for transitions between paradigms.
IdeologyA system of ideas that shapes cultural, social, or political beliefs, often unconsciously embedded in narratives and historical accounts.Lehan argues that ideology is inherent in concepts of time and representation and that postmodern critics often displace ideology while inadvertently reaffirming it.
Contribution of “The Theoretical Limits of the New Historicism” by Richard Lehan to Literary Theory/Theories

1. Critique of New Historicism

  • Identifies methodological incoherence: Lehan argues that New Historicism lacks a unifying methodology, offering “a series of discrete and diverse readings” rather than a coherent theoretical framework (p. 536).
  • Challenges synchronic bias: He criticizes New Historicism’s tendency to favor synchronic (spatial) readings, which freeze historical narrative and suppress diachronic (temporal) movement (p. 538).
  • Warns against aestheticizing history: Lehan asserts that turning history into tropes or representations, as in the Berkeley school, robs texts of political agency and historical process (pp. 540–541).

2. Contribution to Historicism and Diachronic Literary Analysis

  • Reasserts process and narrative in history: Lehan calls for restoring diachronic time to literary criticism, arguing that history involves “a flow of time” that representation-based theories often ignore (p. 535).
  • Links ideology to temporality: He posits that how we conceptualize time reflects ideological commitments, even when denied (p. 536).
  • Advocates historical reading of genres: Through examples like Sister Carrie, The Great Gatsby, and gothic novels, he shows how subgenres are tied to historical shifts, rejecting the ahistorical flattening of textual meaning (pp. 541–547).

3. Response to Structuralism and Poststructuralism

  • Critiques structuralist universalism: Lehan finds Levi-Strauss’s belief in universal mental structures as undermining historical difference, making time and culture redundant (p. 537).
  • Challenges Derridean suspension: He argues that Derrida’s concept of deferral and deconstruction leads to a denial of agency and ethical time, resulting in a “world robbed of process and agency” (p. 538).
  • Demystifies de Man’s rhetoric: Lehan critiques de Man for collapsing narrative meaning by focusing on isolated rhetorical moments, thereby repressing historical and political context (p. 539).

4. Engagement with Marxist and Materialist Theory

  • Emphasizes historical materialism: Through critique of works like Walter Benn Michaels’ The Gold Standard and the Logic of Naturalism, Lehan exposes how tropological readings ignore economic and material determinants (pp. 540–543).
  • Connects literary forms to socio-economic shifts: He traces the emergence of genres (e.g., detective fiction, Western, naturalist novel) to transitions such as urbanization, capitalism, and empire, aligning with a Marxist view of base-superstructure (pp. 546–550).

5. Revisions to Periodization and Literary History

  • Replaces static periods with historical process: Lehan suggests abandoning rigid literary period labels in favor of understanding “literary naturalism” and “modernism” as responses to the same socio-economic realities (p. 552).
  • Intertextuality as historicized dialogue: He reframes intertextuality not as infinite textual play but as historically situated dialogues among writers and movements (p. 551).
Examples of Critiques Through “The Theoretical Limits of the New Historicism” by Richard Lehan
Literary WorkTheoretical Framework from LehanExplanation of the Critique
Sister Carrie by Theodore DreiserCritique of Representational Tropes; Defense of Narrative Causality and Diachronic TimeLehan challenges Walter Benn Michaels’ reading that reduces Sister Carrie to a trope of capitalist desire. He argues that this suppresses Dreiser’s naturalistic structure, which depends on cause and effect and environmental determinism. The novel’s temporal sequence and ideological critique are essential.
The Great Gatsby by F. Scott FitzgeraldTemporal Process and Historical Unfolding; Opposition to Rhetorical SuspensionLehan resists poststructuralist interpretations that freeze Gatsby at the level of language and metaphor. He emphasizes the novel’s narrative flow and historical critique of American romantic ideals, capitalist decay, and urban alienation through diachronic storytelling.
The Waste Land by T. S. EliotCyclical Historical Time; Critique of Spatialization of Temporal EventsLehan interprets Eliot’s “falling towers” motif as part of a cyclical view of history, showing imperial decline. He argues that reading Eliot purely in synchronic terms (as some new historicists do) misses the poem’s embedded historical consciousness and critique of cultural entropy.
The Virginian by Owen Wister and Shane by Jack SchaeferHistoricized Subgenre Analysis; Western as Cultural Encoding of Social and Class TransitionLehan treats the Western as a historically determined subgenre. He shows how both novels reflect changing attitudes toward land, masculinity, and class—embodying ideologies of frontier conquest, natural aristocracy, and American exceptionalism. These texts mirror historical changes in national identity.
Criticism Against “The Theoretical Limits of the New Historicism” by Richard Lehan
  • Overgeneralization of Postmodern Thinkers:
    Lehan tends to group together disparate figures such as Foucault, Derrida, and de Man under a single critical lens, potentially oversimplifying their distinct methodologies and philosophical nuances.
  • Excessive Nostalgia for Diachronic Models:
    His strong preference for diachronic history and narrative progression may seem nostalgic or conservative, potentially neglecting the productive insights offered by synchronic or spatial approaches to cultural texts.
  • Limited Engagement with Diversity in New Historicism:
    Lehan critiques the “representation school” primarily based on examples like Walter Benn Michaels and Foucault, but this does not fully represent the variety of practices and innovations within the New Historicist movement.
  • Underestimation of Tropological Critique:
    While he warns against reducing historical texts to tropes, some may argue that Lehan underestimates the critical power of tropological and rhetorical analysis to uncover ideology and contradiction in historical discourse.
  • Insufficient Consideration of Language and Power:
    Lehan favors process over discourse and may downplay how language itself produces historical consciousness and is inseparable from power structures—as emphasized by Foucault and others.
  • Reassertion of Grand Narratives:
    His insistence on historical continuity and developmental models can be critiqued for reasserting teleological or totalizing grand narratives, which postmodern and poststructuralist theorists deliberately resist.
  • Neglect of Marginalized Voices:
    The article focuses heavily on canonical texts and dominant ideologies, with little engagement with how New Historicism has been applied to issues of race, gender, colonialism, and class from subaltern perspectives.
Representative Quotations from “The Theoretical Limits of the New Historicism” by Richard Lehan with Explanation
QuotationPageExplanation
“I could just as well have entitled it ‘The Consequences of the Synchronic—or the Dangers of Spatializing Time.'”533Lehan introduces his critique of New Historicism by suggesting that its focus on synchronic (static) time over diachronic (sequential) time distorts historical understanding, a central theme of his essay.
“Since the seventeenth century our ways of talking about history have come off of three dominant models.”534He outlines three historical paradigms—Enlightenment, Romantic, and Postmodern—to contextualize New Historicism within a broader evolution of historical thought, emphasizing its postmodern roots.
“Much of the new historicism assumes that history has no direction even as it takes the idea of direction as its object of attack.”535This highlights Lehan’s argument that New Historicism’s rejection of historical progression is itself ideological, contradicting its claim to neutrality.
“What I am suggesting is that the direction we believe time takes has a political quotient to it, even (perhaps especially) when such a belief is denied.”535Lehan asserts that denying historical direction (as New Historicism does) is a political act, embedding ideology in its methodology despite its claims otherwise.
“In denying history, we affirm it, because our denial can never be separated from a historical context.”536He argues that attempts to escape history (e.g., through synchronic analysis) are inherently historical, as they are shaped by the moment of their articulation.
“Foucault’s epistemes replace narrative line, become ‘diagnoses’ or contexts for historical discourse, and hence function much like Kuhn’s paradigms.”539Lehan critiques Foucault’s static epistemes, adopted by New Historicism, for lacking narrative continuity, reducing history to disconnected snapshots rather than a process.
“What Michaels does is to give us a postmodern Sister Carrie at the expense of the realistic/naturalistic text.”542Using Walter Benn Michaels’s reading of Dreiser’s novel, Lehan illustrates how New Historicism’s tropological focus distorts the text’s historical and naturalistic essence.
“The new historicism, firmly modeled on Foucault, is thus fraught with its own problematics.”543He questions the coherence and subjectivity of New Historicism’s methodology, suggesting it cannot escape the historical biases it seeks to avoid.
“Time is not language, and language is not time. We can speak about time in language, but this is not identical with the way we experience time.”545Lehan emphasizes the distinction between linguistic representation and lived temporal experience, arguing that New Historicism’s focus on language overlooks narrative time’s role in texts.
“Once the idea of literary periods gives way to the idea of historical process, we can then see the connection between such literary and cultural movements.”552He advocates for a process-oriented approach to history, linking literary forms (e.g., naturalism, modernism) to cultural shifts, countering New Historicism’s static view.
Suggested Readings: “The Theoretical Limits of the New Historicism” by Richard Lehan
  1. Lehan, Richard. “The Theoretical Limits of the New Historicism.” New Literary History, vol. 21, no. 3, 1990, pp. 533–53. JSTOR, https://doi.org/10.2307/469124. Accessed 26 Mar. 2025.
  2. HOPPS, GAVIN. “Conclusion: Poiesis and Metaphysics.” Enchantment in Romantic Literature, Liverpool University Press, 2025, pp. 459–76. JSTOR, https://doi.org/10.2307/jj.13083370.15. Accessed 26 Mar. 2025.
  3. Nealon, Jeffrey T. “Exteriority and Appropriation: Foucault, Derrida, and the Discipline of Literary Criticism.” Cultural Critique, no. 21, 1992, pp. 97–119. JSTOR, https://doi.org/10.2307/1354118. Accessed 26 Mar. 2025.

“New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters: Summary and Critique

“New Historicism: Postmodern Historiography Between Narrativism and Heterology” by Jürgen Pieters first appeared in 2000 in the journal New Literary History.

"New Historicism: Postmodern Historiography Between Narrativism And Heterology" by Jürgen Pieters: Summary and Critique
Introduction: “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters

“New Historicism: Postmodern Historiography Between Narrativism and Heterology” by Jürgen Pieters first appeared in 2000 in the journal New Literary History. In this article, Pieters provides a critical intervention into New Historicism by situating it within the broader discourse of postmodern historiography. Drawing parallels between the literary-critical practices of Stephen Greenblatt and Louis Montrose and the historical theories of thinkers like Frank Ankersmit and Hayden White, Pieters argues that New Historicism should be viewed not as a departure from historicism, but as a postmodern evolution of it. He identifies two key currents within postmodern historiography—narrativism (epitomized by Foucault’s discursive archaeology) and heterology (inspired by de Certeau’s psychoanalytic and “other-oriented” historiography)—and shows how Greenblatt’s work partakes in both. Through his close analysis of Greenblatt’s strategic use of historical anecdotes, Pieters highlights how New Historicism vacillates between reconstructing historical discourse (narrativism) and revealing history’s unconscious repressions (heterology). Importantly, he critiques Greenblatt’s tendency to reject the label “historicism” altogether, arguing instead that New Historicism, in its nuanced rejection of naive realism and emphasis on contingency, is a “truer” form of historicism. The article is pivotal in literary theory as it provides a robust theoretical scaffolding for understanding the postmodern roots and epistemological stakes of New Historicist criticism.

Summary of “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters

🔍 New Historicism as a Postmodern Historiographical Method

  • Pieters establishes that New Historicism shares theoretical ground with postmodern historiography, especially the narrativist historicism of Frank Ankersmit and the heterological theory of Michel de Certeau.
  • He takes Catherine Belsey’s remark that “at its most brilliant, its most elegant, New Historicism is characteristically postmodern” (p. 21) as a springboard for his analysis.

⚖️ Rejection of Traditional Historicism

  • New historicists like Greenblatt and Montrose repudiate the objectivist and positivist assumptions of earlier historicists, who viewed history as a unified, knowable monolith.
  • Greenblatt critiques traditional historicism’s adherence to three flawed beliefs: deterministic views of history, value-neutrality, and a reverence for the past:

“Most of the writing labelled new historicist… has set itself resolutely against each of these positions” (Greenblatt, Learning to Curse, p. 164; quoted p. 23).


📚 Terminological Confusion: Historicism vs. Historism

  • Pieters notes that Greenblatt conflates Hegelian teleological historicism with Rankean empiricism, though they are historiographically distinct.
  • Frank Ankersmit recommends labeling the latter “historism,” reserving “historicism” for speculative philosophies of history like Hegel’s (Aesthetic Politics, p. 375-6; cited p. 23).

🧩 Narrativist Historicism: Constructing, Not Discovering, Coherence

  • According to Ankersmit, narrativist historians do not uncover pre-existing coherence in history, but rather construct it through discourse:

“Narrativists… believe that the historian’s language does not reflect a coherence… in the past itself, but only gives coherence to the past” (History and Tropology, p. 155; quoted p. 26).


📖 Greenblatt’s Dialogical History: Listening to the Past’s Multiple Voices

  • Greenblatt sees history as a dialogue both within the past and between past and present, echoing Gadamer’s hermeneutics:

“While speaking about the past, [historians] also talk to it” (p. 25).


🔁 Two Strands of Postmodern Historicism: Narrativism and Heterology

  • Pieters defines narrativism (Foucault) as focused on discourse and systems of knowledge; it analyzes how epochs construct meaning through discursive formations.
  • Heterology (Certeau) is more psychoanalytic, concerned with the repressed “other” of history—that which resists representation:

“The repressed… returns in our descriptions of [the past]” (p. 28).


📚 Greenblatt as Both Narrativist and Heterologist

  • Greenblatt’s method combines both approaches via his distinctive use of historical anecdotes.
  • These anecdotes function both as discursive nodes (narrativist) and as sites of estrangement and alterity (heterological):

“The anecdote both serves as the central locus of a culture’s dispersive nature… and as the site where history’s other can be brought to the fore” (p. 29).


🔬 The Anecdote: Bridge Between Narrative and the Real

  • Anecdotes provide textual entry points into historical energies and subjectivities, yet their connection to reality is constructed, not mimetic:

“[The] anecdote… exceeds its literary status… [and] uniquely refers to the real” (Joel Fineman, quoted p. 37).

  • Greenblatt’s term “social energy” captures this effect: moments that transmit affect across time and social structures, though their origin is not empirically fixed:

“The term implies something measurable, yet I cannot provide a convenient and reliable formula… it is manifested in the capacity to produce… collective experiences” (Shakespearean Negotiations, p. 6; quoted p. 33).


🎭 Cultural Zones and Discursive Systems

  • In Shakespearean Negotiations, Greenblatt expands on how cultural “zones” like religion, theater, or politics regulate discourse and meaning.
  • Influenced by Foucault, these zones are not discrete but interconnected through the circulation of symbolic materials and power:

“Zones… are societal spaces whose specificity is functionally determined by the discourses that are proper to them” (p. 32).


📡 Resonance and Wonder: Dual Function of Cultural Artifacts

  • Greenblatt theorizes two aesthetic-historical effects:
    • Resonance: cultural artifacts reflect historical systems.
    • Wonder: they also provoke estrangement and attention to singularity.

“It is the function of the new historicism continually to renew the marvelous at the heart of the resonant” (Learning to Curse, p. 181; quoted p. 36).


🪞 The Risk of Regression: Historicism’s Return?

  • Pieters warns that Greenblatt’s use of “social energy” may unintentionally reintroduce metaphysical coherence, akin to traditional historicism’s “historical idea”:

“Anecdotes will no longer serve as scenes of dispersal, but as… manifestations of social energy” (p. 34).


Conclusion: A Hybrid Heuristic Practice

  • Pieters concludes that Greenblatt’s method is best seen as a hybrid, drawing strength from both narrativist and heterological postmodern historiography.
  • The tension between discursive construction and yearning for the real is not a flaw but a heuristic asset, grounding New Historicism’s critical potential.
Theoretical Terms/Concepts in “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters
ConceptDefinition / DescriptionKey References / Examples
New HistoricismA literary-critical method that emphasizes the historicity of texts and the textuality of history, rejecting traditional objectivist views of historical truth.Associated with Stephen Greenblatt and Louis Montrose; rooted in poststructuralism and critical of older historicist methods (Pieters, p. 21–22).
Postmodern HistoricismA form of historiography that recognizes the contingency and constructed nature of historical narratives.Coined by Frank Ankersmit and linked with Hayden White, it emphasizes the discursive (narrativist) or psychoanalytical (heterological) structuring of historical writing.
NarrativismA historiographical approach that views history as narrative construction, not factual reproduction.Draws from Ankersmit and Foucault; emphasizes coherence via discourse rather than “real” historical events (Pieters, p. 24–25).
HeterologyA method that focuses on the “other” of history—what is repressed, silenced, or excluded in historical narratives.Based on Michel de Certeau’s psychoanalytic historiography; explores history’s absences through anecdote and textual margins (Pieters, p. 27–28).
Historicism vs. HistorismDistinction between speculative, teleological philosophies of history (Historicism) and empirical, document-based approaches (Historism).Pieters critiques Greenblatt’s conflation of these; Ankersmit proposes using “Historism” for Ranke and “Historicism” for Hegel (Pieters, p. 23).
Double Transparency PostulateThe traditional view that texts transparently reflect historical reality and authorial intent.Critiqued by postmodern historiographers; replaced with focus on discursive production (Ankersmit, in Pieters, p. 24).
Historical Idea (Historische Idee)The coherent concept through which a historical period or entity is interpreted, giving it structure and meaning.Originates in von Humboldt; reinterpreted by Ankersmit as a discursive projection rather than a real feature of the past (Pieters, p. 26).
Cultural DispositifA Foucauldian term for the complex network of texts, practices, and institutions that form a discursive system.Greenblatt adopts this in Renaissance Self-Fashioning and Shakespearean Negotiations to analyze cultural production (Pieters, p. 30–31).
Social EnergyThe symbolic and affective power that certain cultural objects or texts exert within a historical society.Greenblatt uses this to explain shared emotional reactions to texts and practices (Pieters, p. 33).
Anecdotal HeuristicsThe method of beginning analysis with historical anecdotes to reveal cultural mechanisms and contradictions.Central to Greenblatt’s style; serves both narrativist (structural) and heterological (disruptive) functions (Pieters, p. 31–38).
Resonance and WonderAesthetic and interpretive terms used to balance contextual understanding with textual uniqueness in literary analysis.Pieters discusses Greenblatt’s essay “Resonance and Wonder” as exemplifying this dialectic (Pieters, p. 36–37).
Dialogue with the DeadThe idea that historical inquiry involves a metaphorical conversation between the historian and figures of the past.Inspired by Machiavelli and developed by Greenblatt, highlighting the historian’s involvement in the construction of meaning (Pieters, p. 25, 34).
Effet de réelA rhetorical device that produces a “reality effect” in narrative, simulating direct contact with historical reality.Referenced via Barthes; used to critique the illusion that anecdotes give unmediated access to the past (Pieters, p. 38).
Contribution of “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters to Literary Theory/Theories

🔍 1. Postmodern Historiography

  • Bridges literary criticism and historiographical theory by aligning New Historicism with the postmodern critique of historical objectivity.
  • Draws directly on Frank Ankersmit’s “narrativist historicism”, showing that New Historicism shares postmodern skepticism about historical facts and emphasizes discursive construction (Pieters, p. 24).

“[N]ew historicism can indeed be regarded as the literary-historical counterpart to recent, ‘postmodern’ developments in the theory of history” (Pieters, p. 22).


🧩 2. New Historicism

  • Clarifies the theoretical ambiguity in Stephen Greenblatt’s rejection of the term “historicism”, revealing that Greenblatt’s approach aligns more with a revised, postmodern form of historicism rather than rejecting it outright (Pieters, p. 23).
  • Identifies dual methodologies within New Historicism:
    • Narrativism (influenced by Foucault)
    • Heterology (inspired by de Certeau)
      → This dual typology deepens understanding of New Historicist practice (Pieters, p. 27).

“To fully characterize Greenblatt’s reading method, we do well to distinguish between two variants of postmodern historicism” (Pieters, p. 21).


🗣3. Discourse Theory / Foucauldian Criticism

  • Shows how Foucauldian “archaeology” and “genealogy” inform New Historicist methods of cultural analysis (Pieters, p. 29–30).
  • Introduces the concept of “cultural dispositifs”, systems of discursive and institutional formation, rooted in Foucault’s theory, as central to Greenblatt’s method.

“Such discursive systems resemble what Michel Foucault has termed cultural ‘dispositifs'” (Pieters, p. 30).


🧠 4. Psychoanalytic Historiography (via Michel de Certeau)

  • Emphasizes the role of repression and the unconscious in history-writing, grounding the heterological variant of New Historicism in psychoanalytic theory.
  • Certeau’s “return of the repressed” is linked to Greenblatt’s use of anecdotes as sites where the silenced or marginalized resurfaces (Pieters, p. 27–28, 35).

“The repressed… returns in our descriptions of it. The repressed… is there in its absence” (Pieters, p. 28).


📖 5. Narrative Theory / Theory of Representation

  • Applies the “historical idea” (from Humboldt via Ankersmit) as a literary-critical tool for interpreting Greenblatt’s concept of self-fashioning as a narrative function rather than a historical “fact” (Pieters, p. 26).
  • Shows how historical narratives do not discover structures in the past but impose them, reinforcing poststructuralist views of narrative mediation (Pieters, p. 25).

“Narrativists believe that the historian’s language… gives coherence to the past” (Pieters, p. 25).


🎭 6. Cultural Materialism / Cultural Poetics

  • Deepens cultural materialist theory by detailing how social energy—as used by Greenblatt—circulates between cultural zones and texts, shaping meaning (Pieters, p. 33).
  • Emphasizes that literary texts are active agents in cultural discourse, not passive reflections of social reality.

“[Cultural] zones are societal spaces… whose specificity is functionally determined by the discourses that are proper to them” (Pieters, p. 32).


🧵 7. Rhetoric and Aesthetics

  • Reframes Greenblatt’s aesthetic terms “resonance” and “wonder” as rhetorical devices that negotiate between historical context and textual autonomy (Pieters, p. 36).
  • Connects “social energy” to rhetorical traditions via Aristotle’s energeia, reviving classical poetics within a postmodern historiographical frame (Pieters, p. 33–34).

“Its origins lie in rhetoric rather than physic… the metaphor refers to the power of language to cause in the reader ‘a stir to the mind'” (Pieters, p. 33).


✍️ 8. Critical Hermeneutics

  • Applies Gadamerian insight about the historian’s historicity and the dialogical nature of understanding the past (Pieters, p. 22, 25).
  • Strengthens literary hermeneutics by recognizing that all readings are historically situated dialogues rather than objective reconstructions.

“[W]hile speaking about the past, [historians] also talk to it” (Pieters, p. 25).

Examples of Critiques Through “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters
Literary WorkCritique ApproachNew Historicist Method AppliedExplanation (Based on Pieters)
William Shakespeare’s OthelloNarrativist + HeterologicalUse of historical anecdotes to parallel themes of manipulation and identity constructionGreenblatt juxtaposes Othello with Peter Martyr’s De Orbe Novo to illustrate how both use “improvisation” to control others; this reflects early modern discourses of self and racialized otherness (Pieters, pp. 29–30).
William Shakespeare’s The Merchant of VeniceNarrativistAnalysis of social zones (religion, law, commerce) and circulation of social energyGreenblatt explores how discourses of economics and anti-Semitism intersect in Shylock’s character, reflecting Renaissance anxieties about outsiders within systems of power (Pieters, p. 32).
Shakespeare’s Cross-Dressing Comedies (Twelfth Night, As You Like It)NarrativistMapping discursive formations around gender and identityUsing Jacques Duval’s medical treatise on hermaphroditism, Greenblatt analyzes gender fluidity and theatricality in these plays as cultural negotiations of Renaissance sexual anxieties (Pieters, p. 32).
Michel de Montaigne’s Travel Journal (as source) → Shakespeare’s ComediesHeterologicalMicrostoria as site of cultural repression and estrangementGreenblatt uses Montaigne’s account of gender ambiguity to uncover how suppressed social anxieties return in Shakespeare’s comedies; anecdotes act as echoes of the “repressed” (Pieters, pp. 33–34).
Criticism Against “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters

  • ⚠️ Ambiguity in Greenblatt’s Positioning
    Pieters admits that it’s difficult to place Stephen Greenblatt definitively within either the narrativist or heterological tradition:

“His reading method can be said to contain traces of both approaches.” (p. 28)
This lack of clarity may weaken the heuristic value of the narrativist/heterological divide itself.

  • ⚠️ Tension Between Theory and Practice
    Although the essay establishes theoretical foundations (via Ankersmit, Foucault, Certeau), Pieters acknowledges Greenblatt’s resistance to theorization and his tendency to blur philosophical distinctions for rhetorical purposes:

“Greenblatt tries to take the two under one and the same umbrella, without wondering about the appropriateness of doing so.” (p. 23)

  • ⚠️ Risk of Sliding into Traditional Historicism
    Pieters warns that despite New Historicism’s postmodern claims, it may inadvertently revert to traditional historicist assumptions—particularly through its search for cultural coherence via concepts like “social energy”:

“This logic may ultimately be taken to imply that the historian… will be able to get in touch with the real of the past.” (p. 34)

  • ⚠️ Problem of “Arbitrary Connectedness”
    Greenblatt’s use of anecdotes (as discussed by Pieters) has been criticized for lacking causal or methodological rigor:

“What is the exact nature of the relationship between Iago’s attitude and that of the Spanish conquistadores?” (p. 31)
Critics like Walter Cohen argue this leads to thematic free association rather than disciplined historical analysis.

  • ⚠️ Anecdote as a Double-Edged Method
    While the anecdote offers insight into cultural systems (resonance/wonder), its referential ambiguity raises problems:

“The anecdote both serves as the central locus of a culture’s dispersive nature… and as the site where history’s other can be brought to the fore.” (p. 28)
This duality complicates claims to either historicist precision or heterological disruption.

  • ⚠️ Overreliance on Poststructuralist Canon
    Pieters’ reliance on Foucault, Certeau, and Ankersmit, while insightful, may limit alternative historicist models (e.g. Marxist materialism, feminist historiography), narrowing the theoretical diversity.
  • ⚠️ Potential Idealization of Anecdotal Heuristics
    The trust placed in “thick description” and cultural micro-events risks romanticizing isolated fragments, while neglecting broader socio-economic structures or empirical history.
  • ⚠️ Methodological Vagueness of “Social Energy”
    Pieters acknowledges Greenblatt’s own uncertainty in defining this concept:

“The question of the true essence of social energy is to a large extent unanswerable.” (p. 33)

Representative Quotations from “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters with Explanation
QuotationExplanation / Theoretical Relevance
1. “At its most brilliant, its most elegant, New Historicism is characteristically postmodern.”Pieters underscores New Historicism’s alignment with postmodern historiography, highlighting its rejection of grand narratives and embrace of multiplicity, contingency, and irony.
2. “Greenblatt actually lumps together two distinct historiographical practices that are better kept apart.”This critiques Greenblatt’s oversimplification of ‘historicism’, pushing for conceptual clarity between speculative philosophies of history (e.g., Hegel) and empiricist historiography (e.g., Ranke).
3. “Narrativists believe that the historian’s language does not reflect a coherence… but only gives coherence to the past.”Reflects Frank Ankersmit’s narrativist view: history is not discovered but constructed through narrative forms, shaping New Historicism’s discursive approach to historical texts.
4. “Greenblatt proposes a fully dialogical practice.”Describes New Historicism’s methodological departure from monological history by emphasizing dialogue—between texts, and between past and present.
5. “The mansion of postmodernist historicism contains many rooms.”A metaphor used by Pieters to acknowledge the diversity within postmodern historical practices—specifically distinguishing between narrativism (Foucault) and heterology (de Certeau).
6. “The anecdote both serves as the central locus of a culture’s dispersive nature and as the site where history’s other can be brought to the fore.”Pieters defines the anecdote as a hybrid tool in New Historicism—both structuring historical knowledge and revealing the margins of that knowledge.
7. “What binds together cultural practices… is the notion of social energy.”Refers to Greenblatt’s concept of ‘social energy’, which explains how cultural forms acquire shared meaning and affect across social zones.
8. “Greenblatt wants the historian to be true to his calling and become a ‘conjurer’ (un illusioniste) who presents the past as if it were real.”Reveals Greenblatt’s theatrical vision of history—less about facts, more about performance and resonance, stressing the constructed nature of ‘historical reality’.
9. “New Historicism aims to rescue historicism from the metaphysical realism which marred its older versions.”Pieters defends New Historicism as a revitalization, not a rejection, of historicist traditions—only without naive assumptions of objectivity.
10. “It is the function of the new historicism continually to renew the marvelous at the heart of the resonant.”Captures the dual function of New Historicist reading: historical contextualization (‘resonance’) and aesthetic uniqueness (‘wonder’).
Suggested Readings: “New Historicism: Postmodern Historiography Between Narrativism And Heterology” by Jürgen Pieters
  1. Pieters, Jürgen. “New Historicism: Postmodern Historiography between Narrativism and Heterology.” History and Theory, vol. 39, no. 1, 2000, pp. 21–38. JSTOR, http://www.jstor.org/stable/2677996. Accessed 26 Mar. 2025.
  2. Bristol, Michael. “Macbeth the Philosopher: Rethinking Context.” New Literary History, vol. 42, no. 4, 2011, pp. 641–62. JSTOR, http://www.jstor.org/stable/41328990. Accessed 26 Mar. 2025.
  3. Sheppard, Beth M. “Emergence of a Discipline: Methods from Antiquity to the Modern Era.” The Craft of History and the Study of the New Testament, Society of Biblical Literature, 2012, pp. 95–136. JSTOR, https://doi.org/10.2307/j.ctt32c07n.9. Accessed 26 Mar. 2025.