“The Context of Humanism” by Claire Colebrook: Summary and Critique

“The Context of Humanism” by Claire Colebrook, first appeared in the journal New Literary History, explores the critical evolution of literary theory, particularly focusing on the contentious relationship between texts and their contexts.

"The Context of Humanism" by Claire Colebrook: Summary and Critique
Introduction: “The Context of Humanism” by Claire Colebrook

“The Context of Humanism” by Claire Colebrook, first appeared in the journal New Literary History, explores the critical evolution of literary theory, particularly focusing on the contentious relationship between texts and their contexts. Colebrook examines how deconstruction—initially criticized for being overly abstract—challenges the notion of anchoring texts to static historical or cultural milieus. She argues that contemporary contexts of reading often render texts enigmatic or detached from their original conditions of meaning. This essay critiques recent “after theory” movements, such as literary Darwinism, for overly simplifying texts as products of biological or historical imperatives, thus neglecting the inherent multiplicity and decontextualizing forces of textuality. Colebrook’s work is pivotal in contemporary literary theory, as it reaffirms the necessity of theoretical critique in a world where archival and interpretive contexts are increasingly fragmented and unstable.

Summary of “The Context of Humanism” by Claire Colebrook
  • Critique of Theory and Contextualism
    • Literary theory, particularly deconstruction, has been criticized for its perceived detachment from historical and cultural contexts (“Theory was deemed to be irresponsibly abstract or formalist in its detachment of the text from context”, Colebrook, p. 702).
    • Scholars like John Searle and M. H. Abrams argued that theory undermined the determinacy of meaning by divorcing texts from their contexts (“With philosophers such as John Searle correcting literary theorists for thinking that there might be something like ‘meaning’ that could be found outside everyday usage”, Colebrook, p. 702).
  • Necessity of Theory in Modern Contexts
    • Colebrook argues that theory is increasingly relevant today as texts often lack clear historical or cultural grounding in contemporary readings (“We are now facing a world in which there may well be an archive without any possibility of retrieving sense”, Colebrook, p. 703).
    • She suggests that deconstruction enables a profound understanding of the decontextualization of texts, rather than simply rejecting historical or political grounding (“Theory is necessary in today’s context… because we are now facing a world in which there may well be an archive without any possibility of retrieving sense”, Colebrook, p. 703).
  • Theory’s Role in Understanding Textuality
    • Deconstruction challenges the idea that texts can be fully contained within fixed contexts, emphasizing the dynamic and generative nature of textuality (“A text cannot be contained within some context of safe, historical, and guaranteed astute reading”, Colebrook, p. 702).
  • Criticism of Anti-Theory Movements
    • Colebrook critiques movements like literary Darwinism that attempt to ground texts in life or evolutionary frameworks, as they overlook the multiplicity of meanings and the destabilizing potential of texts (“The most recent attacks on ‘theory’… argue that it is misguided to see texts as anything other than expressions of a purposive life”, Colebrook, p. 709).
  • Multiplicity and Historicity of Contexts
    • She emphasizes that contexts themselves are complex and evolving, and any attempt to return to a “pure” or “original” context oversimplifies the interpretive process (“There is no such thing as an original context”, Colebrook, p. 712).
    • Colebrook asserts that deconstruction reveals the paradox that contexts are both necessary for meaning and inherently unstable (“The very concept of context belies the force of concepts, for concepts cannot be exhausted by the context from which they emerge”, Colebrook, p. 716).
  • Intersection of Text, Concept, and Life
    • Drawing on Derrida, Deleuze, and Guattari, Colebrook argues that texts, concepts, and contexts are deeply interconnected and inseparable from the broader forces of life and thought (“Concepts open and destroy contexts, enabling modes of thought, problem posing, and orientation”, Colebrook, p. 716).
  • Implications for Reading and Interpretation
    • Colebrook contends that reading is a creative act that generates new contexts, rather than restoring texts to their “original” settings (“We read precisely because there is no such thing as context… each text in every reading demands a created context”, Colebrook, p. 713).
    • This understanding challenges conventional approaches to historicism and promotes a more dynamic engagement with texts and their meanings.
  • The Future of Theory and Context
    • Colebrook concludes that theory is essential for navigating a world where the traditional contexts of texts are decaying or disappearing (“Theory… is exactly what is required when the very contexts that have enabled a certain archive to be read can neither be guaranteed to survive nor justified”, Colebrook, p. 703).
Theoretical Terms/Concepts in “The Context of Humanism” by Claire Colebrook
Theoretical Term/ConceptExplanationReference
ContextThe historical, cultural, or social environment in which a text is produced or interpreted.“A text cannot be contained within some context of safe, historical, and guaranteed astute reading” (p. 702).
DeconstructionA theoretical approach that questions the relationship between text, meaning, and context, focusing on instability.“Theory assumes that a text is something that may or may not be related to intention” (p. 703).
Radical DecontextualizationThe idea that texts can exist without fixed or original contexts, making their meanings enigmatic.“There is no such thing as an original context” (p. 712).
Multiplicity of MeaningThe concept that texts allow for multiple interpretations, not confined by a single historical or cultural milieu.“Theory… argues for multiple readings” (p. 702).
HistoricityThe understanding that meaning emerges through historical processes and contexts, yet these are inherently unstable.“Historicity… posits a horizon of humanity” (p. 717).
Materiality of TextsThe notion that the physical form of texts influences their interpretation but cannot limit their meaning.“The text is a singular physical object that is nothing more than itself” (p. 707).
Concept (Deleuze and Guattari)Concepts are intensive, generative, and not reducible to fixed meanings or historical circumstances.“Concepts open and destroy contexts” (p. 716).
Mal d’archive (Archive Fever)Derrida’s term for the paradoxical relationship between preserving texts and their inevitable decontextualization.“The very mark or trace… always and already tears any closed context from itself” (p. 706).
Stratigraphic ReadingAn approach that examines how texts create and transform contexts over time.“Texts do not ‘have’ contexts but nevertheless require some ideal ‘missing’ people” (p. 703).
PosthumanismA perspective that considers texts and archives beyond human-centered contexts and interpretations.“Imagine the archives of human writing continuing to exist in radically inhuman contexts” (p. 703).
Literary DarwinismA critical approach that grounds texts in evolutionary and biological frameworks.“The context of evolving life… must guide reading” (p. 709).
Repeatability of SenseThe idea that texts must be intelligible to readers across different contexts and times.“A text can only be read… if it is readable for another” (p. 707).
DeterritorializationDeleuze and Guattari’s concept of how texts disrupt fixed meanings and extend beyond their immediate contexts.“Texts are necessarily deterritorializing” (p. 707).
InterpretosisA critique of overemphasizing interpretation, assuming texts are always mediated through human signifying systems.“The logic of the signifier leads to ‘interpretosis’” (p. 717).
Anarchic HistoricityThe notion that history and meaning are open-ended, resisting closure and fixed narratives.“Anarchic genesis that cannot be read as a history of self-creation” (p. 717).
Contribution of “The Context of Humanism” by Claire Colebrook to Literary Theory/Theories
Literary TheoryContribution of the EssayReference
DeconstructionChallenges criticisms of deconstruction by emphasizing its role in addressing the instability of meaning and context.“Theory… argues for multiple readings, not because it abandons context but because it confronts its instability” (p. 702).
New HistoricismCritiques simplistic historical contextualization, promoting a more nuanced and fragmented view of historical influence.“Contexts are multiple and complex—no longer something like a Weltanschauung or unified lived background” (p. 708).
PosthumanismExtends literary theory to consider texts in radically inhuman contexts, beyond human-centered historical frameworks.“We are now facing a world… where archives may exist without the possibility of retrieving sense” (p. 703).
Literary MaterialismHighlights the physicality and materiality of texts while asserting their capacity to transcend immediate historical contexts.“The material object of the text is a split matter… singular yet open to abstract readings” (p. 707).
Literary DarwinismCritiques Literary Darwinism’s reductionist approach that anchors texts solely in evolutionary or biological imperatives.“Texts should not simply be expressions of purposive life… such grounding weakens the force of textual multiplicity” (p. 709).
Reader-Response TheoryEmphasizes the role of readers in creating contexts for texts, challenging the notion of fixed or “original” interpretations.“Each text in every reading demands a created context” (p. 713).
Structuralism and PoststructuralismAdvocates for the idea that texts derive meaning from their systemic relations, not just their historical grounding.“A text cannot be reduced to the immediate context of communication” (p. 704).
Archive TheoryExplores Derrida’s concept of mal d’archive, focusing on how archives generate and disrupt meaning over time.“The very mark or trace that would seem to draw the text back… always and already tears any closed context from itself” (p. 706).
Conceptual PhilosophyApplies Deleuze and Guattari’s notion of concepts as intensive, creating orientations for thought rather than being fixed.“Concepts open and destroy contexts… enabling modes of thought that cannot be reduced to contexts” (p. 716).
PragmatismCritiques overly pragmatic approaches to textual interpretation that prioritize immediate social acts over theoretical depth.“Pragmatism reduces texts to their initial context of desires and purposes, missing their broader theoretical implications” (p. 708).
Summary of Contributions:
  • Colebrook’s essay revitalizes deconstruction by highlighting its necessity in a fragmented and posthuman world where traditional contexts decay.
  • She critiques historicist and pragmatic frameworks for oversimplifying the relationship between texts and their socio-historical conditions.
  • By engaging with conceptual philosophy and materiality, she bridges literary theory with broader philosophical inquiries into meaning and context.
  • Her work directly challenges reductive approaches like Literary Darwinism and proposes a renewed focus on the generative and destabilizing potential of texts.
Examples of Critiques Through “The Context of Humanism” by Claire Colebrook
Literary WorkCritique Through Colebrook’s LensRelevant Concept/Reference
A Slumber Did My Spirit Steal (William Wordsworth)Highlights the fragility of contexts; questions whether meaning persists when historical or cultural context erodes.“Are we so far away… from a posthuman world in which material instances of the archive remain, and yet the ‘original’ context… has disappeared?” (p. 703).
The Waste Land (T.S. Eliot)Explores the difficulty of teaching Eliot’s highly intertextual poem in the absence of its original cultural references.“How long can we as teachers of English struggle to give students the context they would need to read The Waste Land?” (p. 712).
The Marriage of Heaven and Hell (William Blake)Critiques the singularity of Blake’s style, arguing that the specificity of his work opens it to decontextualized interpretations over time.“Blake’s very singularity… produces works of such unique discursive difference that they appear nonreferential, mystical, or enigmatic” (p. 712).
Glamorama (Bret Easton Ellis)Reflects on the hyper-contextual references in Ellis’s work, suggesting future readers may find the text inscrutable as contexts decay.“Would not any future reader… encountering Glamorama… not be closer to Knapp and Michaels’s perplexed beachgoer encountering seemingly impossible signifying marks?” (p. 703).
Summary of Critiques:
  • Wordsworth: Examined for its potential loss of meaning in a posthuman, decontextualized context.
  • Eliot: Highlighted as an example of the pedagogical challenge of preserving interpretive frameworks in a fragmented literary landscape.
  • Blake: Analyzed for the paradox where specificity and idiosyncrasy lead to broader interpretive ambiguity.
  • Ellis: Critiqued for reliance on ephemeral cultural references, posing questions about the text’s future readability.
Criticism Against “The Context of Humanism” by Claire Colebrook
  • Overemphasis on Decontextualization
    • Critics argue that Colebrook’s focus on decontextualization undermines the value of historical and cultural frameworks, which are essential for understanding many literary texts.
  • Neglect of Pragmatic Interpretations
    • By critiquing pragmatic approaches, Colebrook is said to dismiss the practical and immediate socio-political significance of texts, which can limit the applicability of her arguments to real-world contexts.
  • Abstract and Elitist Framework
    • Her reliance on theoretical concepts like those of Derrida and Deleuze may render her work inaccessible or overly abstract for broader audiences and practical literary analysis.
  • Dismissal of Historicism
    • Colebrook’s critique of historicism has been viewed as reductive, failing to acknowledge the nuanced ways in which historicism incorporates textual multiplicity and complexity.
  • Limited Engagement with Biological or Evolutionary Criticism
    • Her rejection of Literary Darwinism has been criticized for not sufficiently engaging with the potential insights such approaches might offer regarding the universal aspects of human creativity and storytelling.
  • Overgeneralization of Textual Multiplicity
    • The claim that all texts inherently destabilize their contexts may overgeneralize and neglect cases where specific historical or cultural grounding is integral to interpretation.
  • Potential Inconsistencies in Theoretical Applications
    • Some critics highlight that Colebrook’s advocacy for the dynamic and generative nature of texts might conflict with her critique of pragmatism and contextual grounding.
  • Reduction of Political and Social Dimensions
    • Critics argue that her theoretical focus may sideline the political and social dimensions of literature, which are crucial for understanding the impact of many works.
  • Insufficient Examples of Contemporary Texts
    • While Colebrook addresses some modern works, critics suggest that her essay would benefit from a broader analysis of contemporary texts to support her claims about decontextualization in the current literary landscape.
Representative Quotations from “The Context of Humanism” by Claire Colebrook with Explanation
QuotationExplanation
“A text cannot be contained within some context of safe, historical, and guaranteed astute reading.” (p. 702)Highlights the instability of contextual readings and critiques the notion that texts are securely anchored to specific historical or cultural frameworks.
“We are now facing a world in which there may well be an archive without any possibility of retrieving sense.” (p. 703)Reflects on the posthuman condition, where texts might exist in a context-less future, questioning the reliance on historical or human-based interpretive norms.
“Theory… is exactly what is required when the very contexts that have enabled a certain archive to be read can neither be guaranteed to survive nor justified.” (p. 703)Asserts the importance of theory in addressing the contemporary challenges of interpreting decontextualized or fragmented archives.
“Deconstruction was criticized for supposedly reducing ‘everything’ to text, but understood text in a highly literary or linguistic manner.” (p. 708)Responds to critiques of deconstruction, clarifying its broader philosophical implications beyond textual reductionism.
“There is no such thing as an original context.” (p. 712)Challenges the idea that contexts are stable or original, suggesting instead that they are continually constructed and reconstructed through interpretation.
“Each text in every reading demands a created context: what this text would mean in the absence of its ‘original’ readers.” (p. 713)Emphasizes the generative nature of reading, where new contexts are actively created rather than recovered.
“Concepts enable contexts by creating circulating terms irreducible to speakers.” (p. 716)Draws on Deleuze and Guattari to highlight the role of concepts in transcending and reshaping contexts, fostering new interpretive possibilities.
“The very force that enables a context is also context-destructive.” (p. 717)Reflects on the paradox that the creation of a context inherently disrupts its stability, opening texts to reinterpretation and recontextualization.
“Blake’s very singularity… tends to produce works of such unique discursive difference that they appear nonreferential, mystical, or enigmatic.” (p. 712)Uses William Blake as an example to discuss how singular and context-bound works paradoxically invite open-ended interpretations.
“If there can be something like a literary text… then this is because of the necessary anarchism of text.” (p. 711)Argues that the very nature of texts resists confinement, emphasizing their potential for decontextualization and interpretive freedom.
Suggested Readings: “The Context of Humanism” by Claire Colebrook
  1. Colebrook, Claire. “The Context of Humanism.” New Literary History, vol. 42, no. 4, 2011, pp. 701–18. JSTOR, http://www.jstor.org/stable/41328993. Accessed 17 Nov. 2024.
  2. Tucker, Herbert F. “Introduction.” New Literary History, vol. 42, no. 4, 2011, pp. vii–xii. JSTOR, http://www.jstor.org/stable/41328985. Accessed 17 Nov. 2024.
  3. HEIDEPRIEM, SAMUEL. “Free Play in German Idealism and Poststructuralism.” Play in the Age of Goethe: Theories, Narratives, and Practices of Play around 1800, edited by Edgar Landgraf and Elliott Schreiber, Bucknell University Press, 2020, pp. 48–72. JSTOR, https://doi.org/10.2307/j.ctv1nj348t.5. Accessed 17 Nov. 2024.

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann: Summary and Critique

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann first appeared in Christianity and Literature, Vol. 53, No. 4 (Summer 2004).

"Quo Vadis?: Literary Theory beyond Postmodernism" by Jens Zimmermann: Summary and Critique

Introduction: “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann

“Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann first appeared in Christianity and Literature, Vol. 53, No. 4 (Summer 2004). This pivotal work critiques the stagnation of postmodernism in literary theory, asserting that its inability to generate novel interpretative frameworks signals its decline. Zimmermann argues for a renaissance in literary studies through a neo-humanistic lens, deeply rooted in ontology, humanism, and theology. His approach transcends traditional postmodern skepticism by integrating Incarnational theology, offering a framework that reconciles the ethical imperatives of humanism with the nuanced complexities of literary interpretation. This work is significant for its bold reimagining of literary theory, encouraging scholars to blend foundational hermeneutics with a return to human-centered reading practices, thereby reinvigorating the ethical and educational essence of literature.

Summary of “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann

Key Arguments and Perspectives:

  • Postmodernism‘s Decline in Literary Theory
    • Postmodernism has “run its course” in literary studies, having become predictable in its approach to readings and interpretations (Zimmermann, 2004).
    • Its initial aim of renewal and liberation has devolved into formulaic practices, prompting calls for alternative frameworks (Zimmermann, 2004, p. 495-496).
  • The Return to Humanism
    • A renewed interest in humanism is emerging in reaction to the excesses of postmodernist and poststructuralist theories (Zimmermann, 2004, p. 496).
    • Authors like Graham Good and Valentine Cunningham argue for the restoration of “human liberty, creativity, and progress” through a model akin to liberal humanism (Zimmermann, 2004, p. 496-497).
    • Cunningham suggests a return to classical humanistic ideals where literature shapes character and addresses ethical dimensions (Zimmermann, 2004, p. 498).
  • Critique of Enlightenment Rationality
    • Simple returns to Enlightenment ideals or traditional liberal humanism fail to acknowledge the limitations and critiques exposed by 20th-century philosophy (Zimmermann, 2004, p. 497).
    • Zimmermann critiques nostalgia for “universal reason,” emphasizing that modern philosophy has shown the complexities and contextual nature of human knowledge (Zimmermann, 2004, p. 497-498).
  • Hermeneutic Ontology and Self-Knowledge
    • The future of theory requires grounding humanism in a hermeneutic ontology that acknowledges the historical and interpretive nature of self-knowledge (Zimmermann, 2004, p. 499).
    • Interpretation must move beyond ideological templates, fostering genuine encounters with texts and traditions (Zimmermann, 2004, p. 500).
  • The Role of Theology
    • Zimmermann suggests that theological frameworks, particularly Incarnational theology, can provide ethical and ontological foundations for a neo-humanism (Zimmermann, 2004, p. 505).
    • Theology offers an ontology of difference (through the Trinity) and models of ethical engagement that transcend the limitations of postmodernist skepticism (Zimmermann, 2004, p. 513).
  • Three Axioms for Literary Theory Beyond Postmodernism
  • Self-Knowledge Requires Ethical Transcendence:
    • The Incarnation as a theological model allows for radical ethical transcendence without loss of individuality (Zimmermann, 2004, p. 513).
  • Self-Knowledge Is Hermeneutical:
    • All knowledge is mediated and interpretive, rooted in historical and cultural contexts (Zimmermann, 2004, p. 515).
  • Self-Knowledge Requires Aesthetics:
    • Truth and understanding are apprehended aesthetically, with beauty and form being central to humanistic reflection (Zimmermann, 2004, p. 516).
  • Interdisciplinary and Ethical Dimensions
  • Zimmermann advocates for interdisciplinary approaches that integrate literature, philosophy, and theology (Zimmermann, 2004, p. 517).
  • He calls for literary theory to address existential and ethical questions of human life, fostering a “neo-humanism” grounded in ontological reflection (Zimmermann, 2004, p. 511-512).
  • Balancing Ideological Critique and Humanistic Ideals
    • The future of literary theory must strike a balance between postmodern concerns about ideology and the enduring relevance of humanistic ideals (Zimmermann, 2004, p. 505).
    • This balance involves grounding ethical commitments in theological and philosophical reflections on transcendence and immanence (Zimmermann, 2004, p. 513).
Theoretical Terms/Concepts in “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
Term/ConceptDefinition/DescriptionContext in the Article
PostmodernismA critical movement that challenges grand narratives, emphasizes difference, and denies stable meanings.Critiqued as having exhausted its potential for innovation and become formulaic in its interpretations. (Zimmermann, 2004, p. 495)
HumanismA philosophical tradition focused on individual dignity, freedom, and the pursuit of universal values.Advocated as a necessary framework to revitalize literary theory, though it requires reevaluation. (Zimmermann, 2004, p. 496)
Neo-HumanismA revised form of humanism integrating postmodern insights, hermeneutics, and theological grounding.Proposed as the future direction for theory to balance ethical transcendence and human dignity. (Zimmermann, 2004, p. 511)
HermeneuticsThe art and theory of interpretation, emphasizing the historical and contextual nature of understanding.Central to Zimmermann’s argument for grounding literary theory in interpretive and ontological frameworks. (Zimmermann, 2004, p. 499)
Hermeneutic OntologyA philosophical perspective that combines interpretation with being, focusing on the interplay of history and self-knowledge.Suggested as a foundation for a humanism that integrates ethics and historical understanding. (Zimmermann, 2004, p. 500)
Ontology of DifferenceA model of being that emphasizes the distinctiveness and relationality of entities, grounded in theological frameworks like the Trinity.Proposed as a way to reconcile individuality with ethical universality. (Zimmermann, 2004, p. 513)
Incarnational TheologyA Christian theological concept emphasizing God’s embodiment in human form, serving as a model for ethical and interpretive transcendence.Used to provide a theological grounding for neo-humanism and ethical self-knowledge. (Zimmermann, 2004, p. 513)
Ethical TranscendenceThe idea that ethics must go beyond individual or historical limitations to address universal concerns.Grounded in the Incarnation and theological ethics, offering a critique of postmodern relativism. (Zimmermann, 2004, p. 505)
Aesthetics in HermeneuticsThe role of beauty and form in apprehending truth and self-knowledge through interpretive engagement.Positioned as integral to humanistic reflection and literary theory. (Zimmermann, 2004, p. 516)
Critique of Enlightenment RationalityA challenge to the universal reason and objectivity championed by Enlightenment humanism.Zimmermann argues for a deeper, historically aware understanding of reason and self-knowledge. (Zimmermann, 2004, p. 497)
DeconstructionA postmodern approach to interpretation that reveals hidden assumptions and contradictions in texts.Recognized for its contributions but critiqued for its inability to address ethical and universal concerns. (Zimmermann, 2004, p. 503)
Self-KnowledgeThe pursuit of understanding oneself in relation to history, culture, and ethical transcendence.Presented as the ultimate goal of literary theory and a defining feature of neo-humanism. (Zimmermann, 2004, p. 511)
Transcendence and ImmanenceThe balance between higher, universal truths (transcendence) and their presence within historical contexts (immanence).Explored as central tensions in developing a future literary theory. (Zimmermann, 2004, p. 513)
InterdisciplinarityThe integration of multiple academic fields, including literature, philosophy, and theology, in theoretical discussions.Advocated as essential for revitalizing literary theory and addressing existential questions. (Zimmermann, 2004, p. 517)
Foundational QuestionsFundamental inquiries into the nature of being, knowledge, and interpretation.Argued as necessary for the future of literary theory beyond postmodernism. (Zimmermann, 2004, p. 499)
Contribution of “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann to Literary Theory/Theories

1. Postmodernism

  • Critique of Exhaustion: Zimmermann highlights the stagnation of postmodernism, pointing to its inability to offer new and engaging readings of texts. He critiques its tendency to reduce interpretation to ideological frameworks.
    • Key Reference: Postmodernism’s deconstructionist radicalism became formulaic and repetitive, undermining its initial appeal for innovation (Zimmermann, 2004, p. 495).
  • Legacy Recognition: Acknowledges postmodernism’s positive contributions, particularly in revealing the polyphonic and unstable nature of meaning in texts.
    • Key Reference: Derrida’s notion of jeu (play) validated the text’s multiplicity and questioned “easy meanings” (Zimmermann, 2004, p. 497).

2. Hermeneutics

  • Renewed Hermeneutic Focus: Proposes hermeneutics as a foundational approach for literary theory beyond postmodernism, emphasizing the historical and interpretive nature of understanding.
    • Key Reference: Interpretation should involve a fusion of horizons—integrating the historical context of the reader and the text (Zimmermann, 2004, p. 499).
  • Hermeneutic Ontology: Suggests grounding literary theory in an ontological framework that connects interpretation to being and ethics.
    • Key Reference: “Reading as hermeneutics means resisting the assumption that close reading comes before interpretation” (Zimmermann, 2004, p. 505).

3. Humanism

  • Neo-Humanism: Advocates for a reimagined humanism that integrates postmodern insights while addressing its critiques. Zimmermann positions this as central to literary theory’s future.
    • Key Reference: Neo-humanism involves self-knowledge as interpretation and acknowledges the ethical dimensions of literature (Zimmermann, 2004, p. 511).
  • Critique of Traditional Humanism: Rejects Enlightenment rationalism and universalist humanism for their inability to address the complexity of human knowing.
    • Key Reference: Traditional humanism’s rationalist epistemology failed to bring peace and progress (Zimmermann, 2004, p. 496).

4. Ethical Literary Theory

  • Ethical Transcendence in Reading: Proposes that ethics, grounded in theological frameworks such as the Incarnation, should inform literary theory and practice.
    • Key Reference: Ethics is central to interpretation and self-knowledge, offering a normative foundation for understanding texts (Zimmermann, 2004, p. 505).
  • Critique of Ideological Criticism: Argues that postmodern ideological criticism undermines genuine ethical engagement by reducing texts to predetermined frameworks.
    • Key Reference: Theory became self-referential, using texts to confirm ideological assumptions (Zimmermann, 2004, p. 497).

5. Deconstruction

  • Constructive Application of Deconstruction: While critiquing deconstruction’s aporias, Zimmermann recognizes its value in uncovering the complexities and inherent contradictions of texts.
    • Key Reference: Deconstruction validates the irreducible surplus of meaning and protects texts from reductive interpretations (Zimmermann, 2004, p. 503).
  • Ethical Reassessment: Suggests that deconstruction should integrate a clearer ethical orientation to be more applicable to contemporary theoretical concerns.
    • Key Reference: Derrida’s emphasis on responsibility and ethics aligns with the humanist project when reframed in a hermeneutical context (Zimmermann, 2004, p. 503).

6. Interdisciplinary Approaches

  • Integration of Theology and Philosophy: Positions theology, particularly Incarnational theology, as a critical lens for understanding transcendence, ethics, and human existence in literature.
    • Key Reference: The Incarnation models ethical transcendence and communication without loss of difference (Zimmermann, 2004, p. 513).
  • Dialogue with Natural Sciences: Calls for literary theory to engage with scientific insights, such as biology, to address broader questions of humanity and existence.
    • Key Reference: Incorporates evolutionary perspectives while maintaining an ontological grounding for ethics (Zimmermann, 2004, p. 512).

7. Aesthetic Theory

  • Role of Beauty in Interpretation: Argues for aesthetics as essential to self-knowledge, linking beauty and truth through hermeneutics and theology.
    • Key Reference: The experience of beauty transcends rationalism and materialism, providing access to deeper truths (Zimmermann, 2004, p. 516).
  • Inclusion of Violence and the Sublime: Suggests that true aesthetics must grapple with both beauty and disfigurement, as modeled by the Cross in Incarnational theology.
    • Key Reference: Art that ignores the demonic or disfigured risks becoming irrelevant (Zimmermann, 2004, p. 516).

8. Critical Theory

  • Foundational Questions: Reintroduces ontological and existential inquiries as essential to literary theory, countering postmodernism’s dismissal of universals.
    • Key Reference: Questions like “What are human beings for?” must underpin any theory of literature (Zimmermann, 2004, p. 501).
  • Marxist Humanism and Social Justice: Echoes Terry Eagleton’s call for theory to engage with history and politics while grounding ethics in transcendence.
    • Key Reference: Marxist ethics require grounding in an ontology that recognizes human dignity (Zimmermann, 2004, p. 502).
Examples of Critiques Through “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
Literary WorkFocus of CritiqueCritical Insight Inspired by ZimmermannRelevant Theoretical Framework
James Joyce’s UlyssesThe role of subjective consciousness and historical situatedness in interpreting modern identity.Zimmermann’s emphasis on hermeneutics as historical interpretation critiques the fragmented identity in Ulysses, suggesting that its polyphonic narrative reflects the limits of Enlightenment rationalism.Hermeneutic ontology: emphasizes historical existence and the fusion of horizons in understanding literary texts.
Toni Morrison’s BelovedRepresentation of trauma and ethical responsibility in addressing marginalized voices.Aligning with Zimmermann’s advocacy for an ethics of reading, Beloved illustrates how literary texts demand an ethical encounter with the “Other,” resonating with Levinasian transcendence and Incarnational theology.Ethical literary theory: stresses the necessity of ethical transcendence and the humanization of marginalized narratives.
Joseph Conrad’s Heart of DarknessThe critique of colonialism and the deconstruction of Enlightenment values in Western imperialism.Zimmermann’s call for neo-humanism critiques the dehumanizing ideologies of colonialism, as portrayed in Heart of Darkness, urging a reconsideration of human dignity through a theological-ethical framework.Neo-humanism: integrates theological insights to challenge oppressive ideological structures.
Mary Shelley’s FrankensteinExploration of scientific rationalism and its consequences for human ethics and dignity.Zimmermann’s critique of ungrounded Enlightenment rationalism provides a lens to analyze Frankenstein, emphasizing the ethical risks of unchecked scientific progress without ontological reflection on human dignity.Ontology of difference: underscores the relational and ethical dimensions of humanism over reductive scientific rationalism.
Criticism Against “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
  • Over-Reliance on Theological Frameworks
    Zimmermann’s insistence on the necessity of Incarnational theology as a grounding for literary theory may alienate secular scholars who seek non-religious ontological foundations.
  • Neglect of Contemporary Interdisciplinary Insights
    While Zimmermann calls for interdisciplinary approaches, his work minimally incorporates insights from natural sciences, cognitive studies, or digital humanities, which are increasingly relevant to literary theory.
  • Idealization of Humanism
    Critics argue that Zimmermann’s neo-humanist approach may romanticize humanist ideals, failing to adequately address the historical shortcomings of humanism, such as its complicity in colonial and patriarchal systems.
  • Ambiguity in Practical Application
    The work’s theoretical focus on hermeneutics, ethics, and ontology lacks clear guidelines for practical application in literary criticism, leaving readers uncertain about how to use these frameworks in analyzing specific texts.
  • Dismissal of Postmodern Contributions
    Zimmermann’s critique of postmodernism as exhausted overlooks its ongoing contributions, such as the critique of power structures and its impact on postcolonial and gender studies.
  • Inaccessibility for Non-Specialists
    The dense philosophical language and reliance on thinkers like Heidegger and Levinas may make the text inaccessible to those without a strong background in continental philosophy.
  • Insufficient Engagement with Global Perspectives
    The work’s emphasis on Western traditions, especially European philosophy and theology, may exclude non-Western perspectives, limiting its global applicability.
  • Tension Between Theoretical and Ethical Goals
    Zimmermann’s attempt to integrate ethical transcendence and hermeneutic ontology risks creating theoretical contradictions, particularly in balancing relativism and universalism in his critique of postmodernism.
  • Potential Nostalgia for Pre-Postmodern Theories
    By advocating a return to neo-humanism, Zimmermann may be perceived as nostalgically clinging to outdated models of reading, rather than proposing a forward-looking alternative.
Representative Quotations from “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann with Explanation
QuotationExplanation
“Postmodernism as a movement of renewal has run its course.”Zimmermann critiques postmodernism for its inability to generate innovative readings, arguing that its potential has been exhausted. This serves as a springboard for his proposition of moving beyond postmodernism towards a humanist ontology.
“The future of theory depends on our ability to define this neo-humanism ontologically by acknowledging the hermeneutic nature of all self-knowledge and the end of metaphysics.”This quotation underscores Zimmermann’s central argument: that the renewal of literary theory requires a fusion of hermeneutics, humanism, and ontology. It reflects his emphasis on moving beyond both metaphysical absolutism and postmodern relativism through an ethically and ontologically grounded neo-humanism.
“Theory’s radicalism is limited by the undeconstructable trinity of author, text, and reader that governs all human communication.”Zimmermann challenges postmodern theory’s claim of radical innovation, suggesting it fails to escape the basic framework of human communication. This critique aims to expose the limitations of postmodernism in addressing the core relationships in literary studies.
“The irony is that Theory’s suspicion of ideologies results in blindness to its own interpretive frameworks.”By highlighting this paradox, Zimmermann critiques postmodern theory for failing to acknowledge its own ideological underpinnings, which undermines its claims of innovation and ideological neutrality.
“Reading is the slow movement ‘towards realization, meaning, truth, a transformative ethical result.'”Here, Zimmermann supports the idea that literary theory should return to ethical and humanist goals, framing reading as a process of personal and ethical transformation rather than a purely deconstructive exercise.
“Humanism means that the reader is a stable self but open to change.”This statement encapsulates Zimmermann’s vision of a renewed humanism, where the reader retains an identity but is adaptable and capable of growth through engagement with literature.
“The Incarnation establishes truth as ethical not only because it occurs in social terms but also because it offers the ultimate norm for human subjectivity and moral action.”This illustrates Zimmermann’s theological foundation, asserting that Christian theology can offer an ethical grounding for literary theory, reconciling transcendence and immanence in understanding texts.
“We cannot simply return to traditional liberal or Christian humanism; however much we desire such a homecoming, none of its recent advocates provides an ontological justification for this move.”Zimmermann critiques nostalgic calls for a return to older forms of humanism, advocating instead for a theologically grounded neo-humanism that engages contemporary challenges in literary theory.
“Self-knowledge, the kind of truth conveyed in the humanities, is always interpretation and never unmediated intuition.”This statement emphasizes the hermeneutic nature of literary theory, where understanding is mediated through interpretation rather than immediate insight, reinforcing the need for an ontologically grounded approach to reading.
“Theology provides an interpretive model that allows for the potential value of all human self-expression and that accommodates all three axioms outlined above.”Zimmermann argues that theology, particularly Incarnational theology, can offer a robust framework for integrating ethics, hermeneutics, and aesthetics in literary theory, bridging the gap between traditional humanism and postmodern concerns.
Suggested Readings: “Quo Vadis?: Literary Theory beyond Postmodernism” by Jens Zimmermann
  1. Zimmermann, Jens. “Quo vadis?: Literary theory beyond postmodernism.” Christianity & Literature 53.4 (2004): 495-519.
  2. Zimmermann, Jens. “‘Quo Vadis?’: Literary Theory beyond Postmodernism.” Christianity and Literature, vol. 53, no. 4, 2004, pp. 495–519. JSTOR, http://www.jstor.org/stable/44313350. Accessed 17 Nov. 2024.
  3. Shields, George W. “‘Quo Vadis’? On Current Prospects for Process Philosophy and Theology.” American Journal of Theology & Philosophy, vol. 30, no. 2, 2009, pp. 125–52. JSTOR, http://www.jstor.org/stable/27944469. Accessed 17 Nov. 2024.
  4. McLaughlin, Robert L. “Post-Postmodern Discontent: Contemporary Fiction and the Social World.” Symplokē, vol. 12, no. 1/2, 2004, pp. 53–68. JSTOR, http://www.jstor.org/stable/40550666. Accessed 17 Nov. 2024.

“Problems in Current Theories of Colonial Discourse” by Benita Parry: Summary and Critique

“Problems in Current Theories of Colonial Discourse” by Benita Parry first appeared in 1987 in the Oxford Literary Review.

"Problems in Current Theories of Colonial Discourse" by Benita Parry: Summary and Critique
Introduction: “Problems in Current Theories of Colonial Discourse” by Benita Parry

“Problems in Current Theories of Colonial Discourse” by Benita Parry first appeared in 1987 in the Oxford Literary Review. In this seminal essay, Parry critiques the emerging field of colonial discourse analysis, particularly its reliance on poststructuralist methodologies as exemplified by scholars such as Homi Bhabha and Gayatri Chakravorty Spivak. She argues that while these approaches successfully deconstruct the binaries and discursive frameworks of colonialism, they often marginalize or overlook the historical agency and resistance of the colonized. Parry underscores the importance of integrating the material conditions and anti-colonial struggles into theoretical frameworks to avoid reducing colonial history to purely discursive phenomena. The essay is crucial in literary theory as it challenges dominant paradigms within postcolonial studies, urging scholars to reconcile textual analysis with the socio-political realities of imperialism and liberation movements. Its emphasis on the dialectics of colonial power and resistance has had a lasting impact on the field.

Summary of “Problems in Current Theories of Colonial Discourse” by Benita Parry

Key Issues in Theories of Colonial Discourse

  1. Critique of Binary Frameworks in Colonial Discourse
    • Parry questions the reliance on binary oppositions (e.g., colonizer/colonized, self/other) in colonial discourse analysis, arguing that such models often replicate the colonial framework instead of dismantling it (Parry, 273).
    • References critiques like those of Homi Bhabha and Gayatri Spivak, who reject these binaries in favor of exploring hybridity and ambivalence (Bhabha, 93-94; Spivak, 122).
  2. Limits of Subversion through Discourse
    • While acknowledging the role of colonial discourse in undermining imperialist rhetoric, Parry critiques its tendency to emphasize textual over material resistance (275).
    • Suggests that focusing solely on deconstructing colonial texts neglects the material practices of imperialism and the active agency of colonized peoples.
  3. Reevaluation of Frantz Fanon’s Contributions
    • Parry highlights Fanon’s insights into colonial ideology’s construction but critiques the neglect of his focus on material and collective resistance in favor of psychoanalytic and textual interpretations (276).
    • Fanon’s dialectical method, blending Marxism with phenomenology, provides a framework for understanding colonialism as a lived reality and not just a textual phenomenon.
  4. Neglect of Native Agency
    • Current theories often fail to account for the active agency of the colonized, treating them as “muted” or complicit in their subjugation (Spivak, 131).
    • Parry argues for recognizing the historical and political contributions of anti-colonial movements and intellectuals (277-278).
  5. Ambivalence and Mimicry in Bhabha’s Approach
    • Bhabha’s concept of mimicry highlights the colonized’s ability to subvert colonial authority through imitation, but Parry finds this insufficient for addressing the structural power of colonialism (Bhabha, 100-104).
    • Critiques the emphasis on discourse over tangible resistance, which risks depoliticizing anti-colonial struggles.
  6. Overemphasis on Epistemic Violence
    • Parry critiques Spivak’s focus on “epistemic violence” and the supposed inability of the subaltern to “speak,” arguing it marginalizes existing resistance discourses and alternative epistemologies (Spivak, 130-131).
    • Calls for a broader engagement with liberationist narratives that challenge imperialist histories.
  7. Role of Historical Materialism
    • Advocates for a return to historical materialist frameworks that consider the socio-economic dimensions of colonialism alongside its ideological and discursive aspects (Parry, 279).
    • Highlights the inadequacy of purely textual critiques in understanding colonialism’s enduring impacts.
  8. Deconstruction vs. Material Politics
    • Parry critiques deconstructionist approaches for their abstract focus, which often ignores the socio-economic and political realities of imperialism (282).
    • Calls for analyses that integrate discourse with the material realities of colonization and resistance.
  9. Neglect of Anti-Colonial Literature
    • Suggests current theories often undervalue anti-colonial texts by liberation movements, dismissing them as overly essentialist or nativist (284).
    • Instead, she advocates for a nuanced understanding of these texts as counter-discourses to colonial hegemony.

Critical Implications and Future Directions

  • Need for Integration of Discursive and Material Analysis
    • Parry urges a balance between deconstructing colonial discourse and addressing the socio-economic structures that sustain imperialism (Parry, 285).
  • Recognition of Anti-Colonial Voices
    • Calls for greater acknowledgment of the intellectual and political agency of colonized peoples in resisting colonial domination (Parry, 286-287).
  • Engagement with Liberationist Traditions
    • Recommends revisiting liberationist texts to uncover their emancipatory potential and critique their historical erasures by dominant colonial discourse theories.
Theoretical Terms/Concepts in “Problems in Current Theories of Colonial Discourse” by Benita Parry
Theoretical Term/ConceptDefinition/ExplanationKey References
Colonial DiscourseA system of representation through which colonial powers constructed knowledge about colonized peoples.Parry critiques its focus on binaries and textual analysis (273-275).
Binary OppositionThe dichotomous construction of categories (e.g., colonizer/colonized, self/other) central to colonialism.Critiqued by Bhabha and Spivak for its limitations (Bhabha, 93-94; Spivak, 122).
Epistemic ViolenceThe erasure of native knowledge systems and voices by colonialist frameworks of knowledge.Spivak emphasizes this concept, critiqued by Parry for neglecting native agency (Spivak, 131).
MimicryThe ambivalent imitation of colonizers by colonized subjects, both subverting and reinforcing authority.Bhabha’s concept, critiqued for focusing on textual rather than material resistance (Bhabha, 100-104).
HybridityA state of cultural mixing and ambivalence within colonial contexts, undermining binary oppositions.Central to Bhabha’s critique of colonial authority (Bhabha, 97).
Manichean AestheticsA framework of oppositional representations (e.g., good/evil, civilized/primitive) inherent in colonial texts.Coined by JanMohamed, applied to colonial and anti-colonial literature (JanMohamed, 181).
SubalternMarginalized groups unable to represent themselves within dominant discourses.Spivak’s critique: “The subaltern cannot speak” (Spivak, 122-130).
Reverse DiscourseResistance through reappropriation and inversion of colonialist language and representations.Seen in Fanon’s and JanMohamed’s works but critiqued by Spivak for reinstating binaries (Parry, 276-277).
PhenomenologyStudy of consciousness and subjective experience; used by Fanon to explore colonial alienation.Fanon’s dialectical method integrating phenomenology and Marxism (Parry, 276).
Dialectical ProcessA method of analysis emphasizing contradictions and their resolution; central to Marxist and Fanonian thought.Parry emphasizes its role in Fanon’s critique of colonialism (276-277).
Psychoanalytic FrameworkAnalyzes the psychological effects of colonialism on both colonizers and colonized.Used by Fanon to dissect identity and alienation; applied by Bhabha in “colonial fantasy” (276).
Cultural HegemonyDomination through cultural institutions and ideologies rather than overt force.Critiqued for overlooking material resistance (Parry, 278).
DeconstructionA method to reveal contradictions and instabilities in texts.Spivak’s tool to interrogate colonial discourses; critiqued by Parry for neglecting material context (282).
Counter-DiscourseTexts and narratives created to resist and oppose colonialist ideologies.Advocated by liberationist movements; undervalued in deconstructionist approaches (284).
Liberationist NarrativesStories and texts emerging from anti-colonial struggles emphasizing native agency and resistance.Critiqued for essentialism but defended by Parry as politically significant (Parry, 286-287).
Contribution of “Problems in Current Theories of Colonial Discourse” by Benita Parry to Literary Theory/Theories

1. Critique of Colonial Discourse Analysis

  • Highlighting Limitations of Binary Thinking: Parry critiques the tendency of colonial discourse analysis to reinforce binary oppositions (e.g., colonizer/colonized) rather than dismantling them (Parry, 273-275).
  • Challenging Textual Focus: Parry argues that colonial discourse theory often prioritizes textual deconstruction over historical and material contexts, limiting its political impact (Parry, 278).
  • Expansion of Fanon’s Dialectics: Parry advocates for a deeper engagement with Fanon’s materialist dialectical approach, contrasting it with poststructuralist theories that focus solely on discourse (Parry, 276-277).

2. Engagement with Postcolonial Theories

  • Critique of Homi Bhabha’s Ambivalence and Hybridity: While acknowledging the theoretical sophistication of hybridity and mimicry, Parry critiques these concepts for downplaying the material realities of colonial oppression and resistance (Bhabha, 97; Parry, 277-278).
  • Exposing Neglect of Native Agency in Spivak’s Work: Parry questions Spivak’s assertion that the subaltern cannot speak, emphasizing overlooked instances of native resistance and self-representation (Spivak, 122-130; Parry, 284).

3. Defense of Liberationist Narratives

  • Restoration of Anti-Colonial Discourses: Parry underscores the significance of liberationist texts (e.g., Frantz Fanon’s works) as authentic counter-discourses, contrasting them with the dismissal they receive in some postcolonial critiques (Parry, 286-287).
  • Affirmation of Material Resistance: The essay defends the historical and political value of national liberation movements’ literature, critiqued by poststructuralists for being overly essentialist (Parry, 284).

4. Contribution to Marxist Literary Theory

  • Emphasis on Dialectical Process: Parry promotes a Marxist reading of colonial and anti-colonial texts, integrating materialist and dialectical methods to critique colonial ideologies (Parry, 276).
  • Historicization of Imperialist Culture: Advocates for situating colonial discourse within broader socio-economic systems, including imperialism’s material structures, rather than treating it as purely discursive (Parry, 282).

5. Alternative to Poststructuralist Approaches

  • Defending Historical Contexts: Parry critiques the excessive textual focus of deconstructionist approaches and calls for a historical materialist framework to understand colonial texts (Parry, 280).
  • Critique of Epistemic Violence: Challenges the poststructuralist claim that native voices are irretrievably lost, suggesting instead that colonial discourse often contained spaces of resistance and articulation (Parry, 284).

6. Integration of Fanonian Thought into Postcolonial Studies

  • Reasserting the Relevance of Fanon: Parry integrates Fanon’s theories of cultural resistance, decolonization, and identity into critiques of contemporary theories, highlighting their enduring relevance (Fanon, 276; Parry, 286).
  • Materialist Focus on Resistance: Contrasts Fanon’s emphasis on revolutionary action with poststructuralist theories’ focus on ambivalence and hybridity (Parry, 278).

7. Advancing Counter-Discourse Theory

  • Recognition of Native Counter-Narratives: Parry emphasizes the role of native counter-discourses that actively resist and reframe colonial ideologies (Parry, 284-285).
  • Reclaiming Positive Representation: Advocates for reclaiming native traditions and histories as legitimate sources of resistance, challenging dismissals of such projects as essentialist (Parry, 287).

Examples of Critiques Through “Problems in Current Theories of Colonial Discourse” by Benita Parry
Literary WorkCritique by ParryReference to the Text
Frantz Fanon’s Black Skin, White MasksParry emphasizes Fanon’s materialist approach, contrasting it with poststructuralist interpretations. She highlights Fanon’s insistence on revolutionary action and rejection of colonial discourse’s dichotomies.Discusses Fanon’s revolutionary dialectics and psychoanalytic critique of colonialism (Parry, 276).
Jean Rhys’ Wide Sargasso SeaParry critiques Spivak’s reading for erasing Christophine’s voice as a speaking subject. She argues that Christophine represents a counter-discourse, challenging colonial and patriarchal authority.Highlights Christophine’s agency as a figure of resistance and counter-discourse (Parry, 284).
Homi Bhabha’s Concept of HybridityParry questions Bhabha’s notion of hybridity, arguing that it often downplays the material realities of colonial oppression. She critiques its focus on ambivalence rather than addressing colonial resistance.Criticizes the abstraction of hybridity without sufficient emphasis on material struggle (Parry, 278).
Chinua Achebe’s Things Fall ApartParry acknowledges Achebe’s use of realism to counter colonial stereotypes but also critiques a reliance on cultural nostalgia that risks essentializing African traditions.Examines Achebe’s realism as both a critique of colonial discourse and a potential essentialist pitfall (Parry, 287).
Criticism Against “Problems in Current Theories of Colonial Discourse” by Benita Parry
  • Limited Engagement with Non-European Contexts: Critics argue that Parry’s focus remains largely Eurocentric, primarily addressing critiques of colonial discourse from metropolitan academic frameworks, rather than incorporating perspectives directly from colonized or postcolonial societies.
  • Underestimation of Poststructuralist Insights: Some scholars believe Parry dismisses the value of poststructuralist approaches too quickly, particularly their contributions to understanding the fluidity of identity and power dynamics within colonial discourse.
  • Overemphasis on Materialism: Critics suggest that Parry’s advocacy for materialist frameworks risks oversimplifying the complex cultural and psychological effects of colonialism, which are central to postcolonial theories.
  • Limited Attention to Gender Dynamics: While Parry critiques Spivak’s portrayal of native women, some argue that her own analysis insufficiently explores how colonialism intersects with gendered power relations.
  • Binary Framing of Fanon vs. Poststructuralists: Parry’s framing of Fanon as opposing poststructuralist theorists like Bhabha and Spivak is criticized for simplifying the nuances of their positions and ignoring potential complementarities.
  • Neglect of Environmental and Ecological Concerns: Parry’s analysis does not engage with how colonial discourse and imperialism also shaped environmental exploitation, a topic increasingly important in postcolonial studies.
  • Insufficient Recognition of Indigenous Knowledge Systems: Some argue that Parry underestimates the epistemological contributions of indigenous and non-Western knowledge systems in resisting colonial discourse.
  • Static View of Cultural Resistance: Parry’s focus on structural and material resistance is seen by some as limiting, failing to account for the fluid and evolving nature of cultural resistance in colonial and postcolonial contexts.
  • Overgeneralization of Postcolonial Theorists: Critics note that Parry’s critiques of postcolonial thinkers such as Bhabha and Spivak occasionally generalize their works, reducing their nuanced arguments to broad theoretical trends.
Representative Quotations from “Problems in Current Theories of Colonial Discourse” by Benita Parry with Explanation
QuotationExplanation
“The construction of a text disrupting imperialism’s authorized version was begun long ago within the political and intellectual cultures of colonial liberation movements.”Parry highlights how anti-colonial critiques have deep historical roots, challenging colonialism even before postcolonial theory emerged.
“Although critics now developing a critique of colonialism do invoke Fanon, this can be a ceremonial gesture to an exemplary and exceptional radical stance.”Parry critiques modern theorists for only superficially engaging with Frantz Fanon’s revolutionary ideas.
“Homi Bhabha rejects the notion of the colonial relationship as a symmetrical antagonism… arguing for its ambivalence.”She critiques Bhabha’s concept of ambivalence for diluting the stark realities of colonial oppression and resistance.
“To dismantle colonialist knowledge and displace the received narrative… the founding concepts of the problematic must be refused.”Parry advocates for a fundamental rejection of colonialist frameworks rather than their mere deconstruction.
“The subaltern cannot speak.” (Spivak cited)Parry engages with Spivak’s assertion, critiquing its erasure of native resistance and voice.
“Fanon’s method of exposing… the taxonomy of colonialist knowledge in order to break its hold over the oppressed.”She emphasizes the enduring relevance of Fanon’s strategies in dismantling colonialist ideology.
“Critics working from such a position might argue… a reverse discourse replicating and therefore reinstalling linguistic polarities.”Parry critiques both colonial discourse analysis and its tendency to inadvertently reinforce colonial binaries.
“A theory assigning an absolute power to the hegemonic discourse… denies native agency.”Parry critiques Spivak’s theory for disregarding the active role of colonized peoples in resisting imperialist dominance.
“How then do these deconstructions of colonialism’s signifying system act more radically to disrupt the hegemonic discourse than does Fanon’s method?”Parry questions whether deconstructive approaches truly challenge colonial power structures more effectively than direct anti-colonial strategies.
“A declared project of defining ‘modes of relationship between a society and its literature’ through examining ‘the ideological structure.’”Parry advocates for grounding literary criticism in material and ideological contexts to uncover their political implications.
Suggested Readings: “Problems in Current Theories of Colonial Discourse” by Benita Parry
  1. Parry, Benita. “Problems in Current Theories of Colonial Discourse.” Oxford Literary Review, vol. 9, no. 1/2, 1987, pp. 27–58. JSTOR, http://www.jstor.org/stable/43973680. Accessed 17 Nov. 2024.
  2. Ganguly, Keya. “Roundtable: Revisiting Edward Said’s Orientalism.” History of the Present, vol. 5, no. 1, 2015, pp. 65–82. JSTOR, https://doi.org/10.5406/historypresent.5.1.0065. Accessed 17 Nov. 2024.
  3. Parry, Benita. “The Postcolonial: Conceptual Category or Chimera?” The Yearbook of English Studies, vol. 27, 1997, pp. 3–21. JSTOR, https://doi.org/10.2307/3509129. Accessed 17 Nov. 2024.
  4. Ginsburg, Shai. “Signs and Wonders: Fetishism and Hybridity in Homi Bhabha’s ‘The Location of Culture.’” CR: The New Centennial Review, vol. 9, no. 3, 2009, pp. 229–50. JSTOR, http://www.jstor.org/stable/41949661. Accessed 17 Nov. 2024.

“Action And Meaning In Literary Theory” By Ronald Tanaka: Summary and Critique

“Action and Meaning in Literary Theory” by Ronald Tanaka first appeared in a work supported by a Canada Council grant for the English Syntax Project at the University of British Columbia.

"Action And Meaning In Literary Theory" By Ronald Tanaka: Summary and Critique
Introduction: “Action And Meaning In Literary Theory” By Ronald Tanaka

“Action and Meaning in Literary Theory” by Ronald Tanaka first appeared in a work supported by a Canada Council grant for the English Syntax Project at the University of British Columbia. Published in a scholarly setting, the essay explores the interplay between action theory and utterance-meaning within the context of an integrated literary theory. Tanaka’s pivotal argument links literary interpretation with broader theories of meaning, particularly those developed by philosophers such as H.P. Grice and John Searle. He challenges traditional assumptions that literary meaning is distinct from other types of discourse by positing that the rules governing general meaning equally apply to literature. Tanaka uses theoretical models like Grice’s intention-based framework and Searle’s speech act theory to illuminate how literary works engage readers through intentionality and conventions of language. By bridging linguistics and literary studies, the work underscores the importance of understanding literature not as a separate semantic domain but as deeply intertwined with universal principles of human communication. This contribution is significant as it offers a methodology to analyze literary meaning within a unified framework of linguistic theory, enriching both literary criticism and stylistics.

Summary of “Action And Meaning In Literary Theory” By Ronald Tanaka

1. Purpose and Scope of the Study

  • Tanaka sets out to integrate action theory and utterance-meaning into a comprehensive literary theory.
  • He argues that literary phenomena can be explained using general theories of meaning rather than treating “poetic meaning” as a separate category.
  • The study draws upon H.P. Grice’s theory of intention, John Searle’s speech act theory, and linguistic models to unify meaning across discourse types.

2. Central Arguments on Literary Meaning

  • Tanaka critiques the notion that literary utterances, such as poetry, possess a unique form of meaning distinct from other communicative acts.
  • He demonstrates how Donne’s intentions in “The Canonization” could be analyzed through the lens of intention-based meaning:
    “Donne’s meaning that p by c (c = some sentence in the poem) entails some agent’s meaning that p by uttering x.”
    • Understanding Donne’s utterances involves assessing his intentions as a dramatist, linking this process to general rules of communication.

3. Distinction Between Sentence-Meaning and Utterance-Meaning

  • Drawing on Dennis Stampe and Grice, Tanaka separates sentence-meaning (conventional semantics) from utterance-meaning (intentions behind speech).
  • Example from Edward Albee’s Who’s Afraid of Virginia Woolf? highlights the contrast:
    • George intentionally misinterprets Nick’s “A what?” to explore the layers of meaning, illustrating how speaker intention dictates interpretation.

4. Role of Rules and Conventions in Meaning

  • Tanaka emphasizes that language and meaning are governed by mutually recognized conventions, which enable understanding.
  • Referencing Albee’s scene between George and Martha, Tanaka illustrates how their heated exchange reflects adherence to and violation of these rules: “You didn’t say that at all” becomes a deliberate manipulation of conventions to expose implicit intentions.

5. Speech Acts as the Basis for Literary Action

  • Tanaka uses John Searle’s speech act theory to explain how promises, threats, and other performative acts manifest in literature.
  • In Albee’s play, George’s threat to Martha—“You try it, and I’ll beat you at your own game”—is analyzed as a complex interaction shaped by shared knowledge and expectations.

6. Literary Language and Human Interaction

  • Language in literature mirrors human relational dynamics, as demonstrated in Who’s Afraid of Virginia Woolf?
  • While George and Martha’s verbal sparring seeks connection through conflict, Nick and Honey’s superficial exchanges highlight emotional distance.

7. Implications for Literary Theory and Stylistics

  • Tanaka concludes that literary theory must move beyond surface meanings and engage with deeper linguistic structures.
  • He highlights case grammar (e.g., Fillmore’s framework) and universal grammar as tools for bridging thought and language in literature.
  • Ultimately, the study proposes a unified, linguistically informed approach to understanding literary phenomena.
Theoretical Terms/Concepts in “Action And Meaning In Literary Theory” By Ronald Tanaka
Term/ConceptDefinitionRelevance in the Study
Action TheoryA framework for analyzing intentional human behavior and its motivations.Used to relate literary interpretation to the intentions of agents (authors or characters).
Utterance-MeaningThe meaning intended by the speaker when uttering a sentence.Central to analyzing literary works, focusing on authorial intent and character dialogue.
Sentence-MeaningThe conventional or dictionary meaning of a sentence.Differentiated from utterance-meaning to emphasize the role of context and intention in interpretation.
Intention-Based MeaningA theory by H.P. Grice that defines meaning through the speaker’s intentions.Provides a framework to unify literary and non-literary meanings, avoiding distinct semantic categories for literature.
Speech Act TheoryA concept by John Searle defining utterances as performative actions.Applied to analyze promises, threats, and declarations in literary texts.
Rules and ConventionsShared understandings that govern language use and communication.Explains how language operates in literature to create meaning, as seen in dialogues and character interactions.
PresuppositionImplicit assumptions shared by speaker and listener.Explored through literary dialogue, such as the mutual understanding between George and Martha in Who’s Afraid of Virginia Woolf?.
Inference RulesLogical steps used to derive meaning from context and language use.Highlighted in analyzing reader or character interpretations of literary utterances.
AgentThe instigator of an action or utterance, typically animate.Essential in action theory and for attributing meaning to authorial or character actions.
Illocutionary ActsThe performative function of an utterance (e.g., promising, threatening).Central to the analysis of character interactions and their impact on the narrative.
Transformational GrammarA linguistic theory by Noam Chomsky explaining deep and surface structures.Supports the idea that deeper linguistic structures can explain literary phenomena.
Deep StructureThe underlying meaning or conceptual framework of a sentence.Used to bridge the gap between linguistic theory and literary interpretation.
Case GrammarA linguistic model emphasizing roles such as agent, instrument, and goal.Provides tools to analyze literary meaning by categorizing relationships in actions and events.
Perlocutionary EffectsThe consequences or effects of an utterance on the listener.Demonstrated in the emotional and relational shifts caused by speech acts in literary works.
Contribution of “Action And Meaning In Literary Theory” By Ronald Tanaka to Literary Theory/Theories

1. Unified Theory of Meaning

Contribution: Tanaka challenges the notion of “poetic meaning” as distinct from general meaning, arguing for a unified linguistic theory that applies universally.

  • Specific Theory: Aligns with structuralism, which seeks universal systems underlying human expression.
  • Reference: “The purpose of doing this is to make a simpler over-all theory of language in which there is only one theory of meaning instead of two, one of which only covers a restricted area, e.g., ‘literary meaning’ or ‘poetic meaning.'”

2. Intentionality in Literary Meaning

Contribution: Tanaka applies H.P. Grice’s theory of intention to literary interpretation, emphasizing the role of authorial and character intent in meaning-making.

  • Specific Theory: Advances reader-response theory by situating the reader’s interpretation within the framework of inferred intentions.
  • Reference: “Donne’s meaning that p by c… entails some agent’s meaning that p by uttering x. For anyone to mean something… is a function of their intentions.”

3. Speech Acts in Literature

Contribution: Tanaka uses John Searle’s speech act theory to analyze the performative nature of dialogue and narrative in literature. He demonstrates how utterances (e.g., threats, promises) drive character interactions and narrative action.

  • Specific Theory: Expands pragmatics in literary studies, focusing on language use in context.
  • Reference: “Promises are a part of a whole family of intentional actions which are customarily, if not uniquely, performed in the course of meaning something… We shall call these ‘speech acts’ after John Searle.”

4. Rules and Conventions in Literary Language

Contribution: Tanaka highlights the dependence of literary meaning on shared linguistic conventions and presuppositions between author, characters, and readers.

  • Specific Theory: Contributes to semiotics, exploring how signs (words, utterances) function through culturally shared rules.
  • Reference: “There has to exist some set of mutually-known conventions or presuppositions… One cannot simply intend their words to mean anything they want, like Humpty Dumpty.”

5. Contextual Meaning and Interpretation

Contribution: The analysis of Who’s Afraid of Virginia Woolf? illustrates the importance of context in determining meaning, especially when dialogue intentionally violates conventions.

  • Specific Theory: Supports contextualism by underscoring how meaning arises dynamically in specific situations.
  • Reference: “We know what Nick means and know that George knows what Nick means… George is intentionally ignoring the presupposition Nick expects him to make.”

6. Bridging Literary and Linguistic Theory

Contribution: By employing transformational grammar and case grammar, Tanaka connects deep linguistic structures to the analysis of literary texts.

  • Specific Theory: Extends structural linguistics into literary criticism by formalizing the relationship between syntax and meaning.
  • Reference: “Presently, however, linguistic research is beginning to point towards the possibility of a universal grammar… deep concepts that a theory of literature and style should find both interesting and useful.”

7. Highlighting Performativity in Narrative

Contribution: Tanaka shows how narrative actions are often shaped by performative utterances, linking language to narrative dynamics.

  • Specific Theory: Influences post-structuralist theories, especially Jacques Derrida’s work on performativity.
  • Reference: “The important actions of the play are speech acts… The games that are played, the attacks, cruelty… are possible only through language.”
Examples of Critiques Through “Action And Meaning In Literary Theory” By Ronald Tanaka
Literary WorkCritique Through Tanaka’s FrameworkKey References from Tanaka’s Theory
Donne’s “The Canonization”The poem’s meaning is tied to Donne’s intentions behind his utterances rather than purely its poetic language. Understanding Donne’s personal context and intentionality enhances the interpretation.– “Donne’s meaning that p by c… entails some agent’s meaning that p by uttering x.”
– Highlights that authorial intent governs meaning, rejecting the separation of “poetic meaning” from general communicative meaning.
Edward Albee’s Who’s Afraid of Virginia Woolf?The verbal exchanges between George and Martha are analyzed as intentional speech acts, such as threats and provocations, which drive the narrative conflict. George’s manipulative speech illustrates deliberate rule violations to challenge presuppositions.– “The important actions of the play are speech acts… The games that are played, the attacks, cruelty… are possible only through language.”
– “There has to exist some set of mutually-known conventions or presuppositions…”
– Example: George’s response to Martha: “That’s a threat, Martha,” analyzed as a speech act that leverages intent and audience recognition.
Shakespeare’s HamletHamlet’s dialogue and soliloquies are framed as speech acts expressing complex intentions, such as persuading others (e.g., the players) or reflecting his own internal conflicts.– Speech acts like promises and threats are applied to analyze character interactions and soliloquies.
– “Meaning something is… the performing of an intentional act such as speaking, writing or gesturing with certain kinds of intentions.”
T.S. Eliot’s “The Love Song of J. Alfred Prufrock”Prufrock’s hesitations and fragmented monologue reflect an internalized speech act where intention (expressing insecurity and doubt) clashes with conventional forms of communication.– “Utterance-meaning” focuses on the speaker’s intention, distinguishing it from conventional “sentence-meaning.”
– “For someone to mean something by uttering x is for him to utter x with the intention of producing in some hearer some effect by means of the hearer’s recognition of the speaker’s intention.”
Criticism Against “Action And Meaning In Literary Theory” By Ronald Tanaka

1. Overemphasis on Linguistic Models

  • Critics argue that Tanaka’s reliance on linguistic theories, such as H.P. Grice’s intention-based meaning and John Searle’s speech act theory, oversimplifies the complexity of literary texts by reducing them to language rules.
  • The focus on formal linguistic structures might overlook the aesthetic and emotional aspects of literature that do not align with these models.

2. Limited Engagement with Poetic Meaning

  • Tanaka’s dismissal of “poetic meaning” as a distinct category has been criticized for ignoring the unique characteristics of literary language, such as metaphor, symbolism, and ambiguity, which often resist straightforward linguistic analysis.
  • By subsuming poetic and literary meaning under general rules of communication, the theory may fail to account for the interpretive richness of poetry.

3. Insufficient Attention to Reader-Response

  • While the theory highlights authorial and character intentions, it places less emphasis on the reader’s active role in constructing meaning.
  • Reader-response theorists might argue that the text’s meaning is co-created by readers and cannot be fully explained through speaker intentions alone.

4. Challenges with Contextual Variability

  • Critics note that the theory assumes shared conventions and mutual understanding between speakers and audiences, which may not hold true across different cultural or historical contexts.
  • The reliance on presuppositions and inference rules could be problematic in analyzing texts with ambiguous or unconventional meanings.

5. Neglect of Non-Linguistic Aspects of Literature

  • The theory does not adequately address non-verbal elements of literature, such as visual, structural, or symbolic aspects, which can be central to understanding a text’s meaning.
  • For instance, the narrative structure or use of silence in plays like Who’s Afraid of Virginia Woolf? might escape the scope of linguistic analysis.

6. Lack of Empirical Validation

  • Tanaka’s proposals rely heavily on theoretical models without extensive empirical validation or examples drawn from diverse literary traditions.
  • The limited number of literary texts analyzed raises questions about the theory’s generalizability.

7. Potential Reductionism

  • By prioritizing rules, conventions, and intentions, the theory risks reducing literature to a set of formulaic interactions, potentially undermining its complexity and interpretive depth.
  • Critics argue that this approach might marginalize the multi-layered, subjective experience of engaging with literature.

8. Dependence on Philosophical Linguistics

  • The reliance on philosophical concepts like Grice’s intention-based meaning and Searle’s speech acts might alienate literary theorists who favor more text-centric or cultural approaches.
  • Some may view the integration of action theory and linguistics as overly theoretical and detached from practical literary criticism.

9. Limited Application to Experimental or Absurdist Texts

  • The theory struggles to accommodate works that intentionally disrupt linguistic conventions, such as absurdist plays or postmodern literature.
  • For example, the deliberate ambiguity in Samuel Beckett’s Waiting for Godot or the fragmented narrative in Virginia Woolf’s The Waves might resist the framework proposed by Tanaka.
Representative Quotations from “Action And Meaning In Literary Theory” By Ronald Tanaka with Explanation
QuotationExplanation
“A literary theory must entail a theory of action on independent grounds.”Tanaka asserts that understanding literature requires integrating action theory, which explores human intentionality and behavior, establishing a foundation for connecting linguistic meaning to literary interpretation.
“The central topic of discussion will be the notion of utterance-meaning first proposed by H.P. Grice.”Highlights the importance of Grice’s intention-based meaning framework, which forms the theoretical basis for analyzing how literary meaning is constructed through speaker intentions and contextual communication.
“If understanding c is essential to an understanding of the poem, then an assessment of Donne’s intentions is essential.”Links the interpretation of poetry (e.g., Donne’s The Canonization) to the intentional actions of the poet, emphasizing that understanding meaning requires examining what the poet intended to communicate.
“Meaning is not a relation between things, and persons mean things, not words.”Challenges the relational view of meaning by arguing that meaning derives from human agents and their intentions, not from words themselves, which is central to interpreting literary texts dynamically.
“There has to exist some set of mutually-known conventions or presuppositions.”Establishes that shared linguistic and cultural conventions are necessary for meaning-making in literature, emphasizing the relational dynamics between author, text, and reader.
“The purpose of a theory is to provide explanations.”Stresses the explanatory power of Tanaka’s integrated theory of meaning and action, positioning literary theory as a tool for understanding rather than merely interpreting texts.
“Promises are a part of a whole family of intentional actions which are customarily performed in the course of meaning something.”Uses speech act theory to analyze how promises and other intentional actions (e.g., threats) operate in literature, providing insights into the performative aspects of literary dialogue and narrative.
“George intentionally created the situation by calling his son a bean bag.”In analyzing Who’s Afraid of Virginia Woolf?, Tanaka demonstrates how language is deliberately used to manipulate and challenge social conventions, highlighting the intentionality behind character interactions.
“The games that are played, the attacks, cruelty, separation… are possible only through language.”Asserts the centrality of language to human interaction and conflict, emphasizing its power in creating and resolving narrative tensions in literature.
“Language presupposes a mutual relationship between speaker and hearer.”Suggests that literary meaning arises from the interaction between the author’s intent and the audience’s interpretation, highlighting the collaborative nature of meaning-making in literary works.
Suggested Readings: “Action And Meaning In Literary Theory” By Ronald Tanaka
  1. Tanaka, Ronald. “Action and meaning in literary theory.” Journal of Literary Semantics 1.Jahresband (1972): 41-56.
  2. Belsey, Catherine. “Problems of Literary Theory: The Problem of Meaning.” New Literary History, vol. 14, no. 1, 1982, pp. 175–82. JSTOR, https://doi.org/10.2307/468964. Accessed 17 Nov. 2024.
  3. Olsen, Stein Haugom. “The ‘Meaning’ of a Literary Work.” New Literary History, vol. 14, no. 1, 1982, pp. 13–32. JSTOR, https://doi.org/10.2307/468955. Accessed 17 Nov. 2024.
  4. Jauss, Hans Robert, and Elizabeth Benzinger. “Literary History as a Challenge to Literary Theory.” New Literary History, vol. 2, no. 1, 1970, pp. 7–37. JSTOR, https://doi.org/10.2307/468585. Accessed 17 Nov. 2024.

“What Good Is Literary Criticism?” by Normal Friedman: Summary and Critique

“What Good Is Literary Criticism?” by Norman Friedman, first appeared in The Antioch Review in its Autumn 1960 issue, published by Antioch Review Inc.

"What Good Is Literary Criticism?" by Normal Friedman: Summary and Critique
Introduction: “What Good Is Literary Criticism?” by Normal Friedman

“What Good Is Literary Criticism?” by Norman Friedman, first appeared in The Antioch Review in its Autumn 1960 issue, published by Antioch Review Inc. The article, digitized by JSTOR, addresses the purpose and value of literary criticism amidst growing skepticism from various quarters, including poets, scholars, and lay readers. Friedman explores criticism’s necessity as a bridge between the reader and the deeper layers of literature, countering the notion that it over-intellectualizes or diminishes the pleasure of literary experience. He argues for a balanced approach, where reasoning and systematic inquiry coexist with emotional and imaginative engagement. Highlighting the utility of criticism in cultivating taste, extending understanding, and enhancing aesthetic appreciation, the article situates literary criticism as essential to both appreciating and challenging the complexities of creative works. It further underscores the importance of reasoning and theory in navigating the subjective and often ambiguous terrain of literary interpretation. Friedman’s work remains a cornerstone in discussions about the role of criticism in literary theory, advocating for an informed yet flexible approach to understanding literature.

Summary of “What Good Is Literary Criticism?” by Normal Friedman
  • The Age of Criticism and Growing Skepticism
    Friedman opens by identifying the contemporary era as an “age of criticism,” marked by the proliferation of analytical works and theoretical discussions in literature. However, this growth has been met with skepticism from poets, scholars, and lay readers, who view criticism as excessive, overly intellectual, and at times harmful to the creative process (“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical, pedantic, and unimaginative” (Friedman, 1960, p. 316)).
  • Criticism vs. Creation: A Necessary Tension
    A recurring concern in the article is the perceived tension between literary creation and criticism. Critics such as John Crowe Ransom and T.S. Eliot lament that excessive criticism risks overshadowing creative impulses. Friedman acknowledges this tension but maintains that criticism, when properly applied, complements creativity rather than stifling it (“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa” (Friedman, 1960, p. 316)).
  • Hostility Towards Intellectual Inquiry in Literature
    Friedman identifies a broader cultural hostility towards intellectualism, tracing its roots to historical, psychological, and philosophical objections. He critiques the belief that reasoning about literature diminishes its enjoyment, arguing instead that intellectual engagement enhances rather than detracts from aesthetic pleasure (“But do we really think that our pleasures are so frail as to disappear under analysis? Or that the powers of literature are so weak as to be so easily crushed?” (Friedman, 1960, p. 319)).
  • The Role of Theory and Systematic Inquiry
    The article emphasizes the inevitability and utility of theoretical frameworks in literary analysis. Friedman argues that no interpretation occurs in a vacuum; even the most intuitive responses are shaped by implicit assumptions (“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience with life and with literature to bear upon our reading” (Friedman, 1960, p. 326)).
  • Inductive and Deductive Reasoning in Criticism
    Friedman elaborates on the role of inductive and deductive reasoning in criticism, countering the notion that these methods are antithetical to the literary experience. He asserts that both are essential to forming meaningful interpretations (“Most questions of literary interpretation … are of this second type … making inferences, and it is that process of making inferences which is … dependent upon the principles of reasoning” (Friedman, 1960, p. 322)).
  • Multiple Dimensions of Literary Criticism
    Friedman outlines the multifaceted nature of literary criticism, encompassing inquiries into the poet’s life, the poem’s structure, its effects on the reader, and its connection to the broader world. He emphasizes that no single approach can capture the entirety of a work’s significance (“No one approach gives us the whole truth; that each approach does what it was designed to do and not what any other approach can do” (Friedman, 1960, p. 325)).
  • Criticism as a Path to Discovery
    The ultimate purpose of criticism, according to Friedman, is to enable deeper understanding and appreciation of literature. By examining our assumptions and engaging rigorously with texts, critics can transcend personal biases and uncover new dimensions of meaning (“In this way only can we do justice to the poet. How else can we get outside ourselves and enter the world he took such pains to make for us?” (Friedman, 1960, p. 330)).
  • Criticism and Progress in Literary Knowledge
    Friedman asserts that criticism is not an idle exercise but a progressive endeavor. Through systematic inquiry and theoretical exploration, critics contribute to the collective understanding of literature (“Although there is no way of choosing between competing interpretations unless the issue is first joined, this doesn’t mean … that one interpretation is as good as the other” (Friedman, 1960, p. 328)).
Literary Terms/Concepts in “What Good Is Literary Criticism?” by Normal Friedman
Theoretical Term/ConceptExplanation/DefinitionReferences from the Text
Criticism vs. CreationThe tension between the act of literary creation and the critical analysis that follows, often seen as potentially stifling creativity.“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa” (p. 316).
Inductive ReasoningA form of reasoning that begins with specific observations and builds general conclusions or theories.“Induction … provides us instead with a rational method for testing its results” (p. 323).
Deductive ReasoningA logical process that starts with a general statement or hypothesis and examines the possibilities to reach a specific conclusion.“Deduction refers to the manner in which the mind infers the nature of that which is unknown” (p. 322).
Subordination of CriticismThe idea that criticism should serve creative literature, not dominate it.“Critics must follow writers and not vice versa” (p. 316).
Multiplicity of ApproachesThe acknowledgment that different works demand different theoretical and methodological approaches to interpretation.“No one approach gives us the whole truth; that each approach does what it was designed to do” (p. 325).
Reason in Literary CriticismAdvocacy for rational inquiry and reasoning as necessary tools for deeper understanding of literature.“There is no escape, then, from reason—even if we should want one” (p. 326).
Hostility to Intellectual InquiryThe resistance from some quarters to analyzing literature systematically, often tied to fears of over-intellectualization.“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical” (p. 316).
Role of Theoretical FrameworksThe necessity of explicit or implicit frameworks in guiding interpretation and criticism.“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience” (p. 326).
Progress in Literary KnowledgeThe idea that criticism contributes to the accumulation of understanding and knowledge about literature.“Although there is no way of choosing between competing interpretations … one interpretation is as good as another” (p. 328).
Educational Function of CriticismThe role of criticism in extending and cultivating a reader’s taste, understanding, and appreciation of literature.“How does such an argument allow for us to develop and extend our natural responses and tastes?” (p. 327).
Contribution of “What Good Is Literary Criticism?” by Normal Friedman to Literary Theory/Theories
Theory/ApproachContributionReferences from the Article
New CriticismAdvocates for close reading and systematic analysis of texts, emphasizing internal coherence, paradox, and tension as critical tools for interpretation.“We look in poems for conflicts, paradoxes, ironies, ambiguities, symbols, and the like, in an attempt to define the total meaning” (p. 324).
Reader-Response TheoryHighlights the interaction between the text and the reader, considering the subjective experience and interpretative engagement of the audience.“How it affects him or what good or harm it will do to him” as a basis for critical inquiry (p. 325).
FormalismEmphasizes the study of the artistic structure of literature, analyzing how the parts of a literary work relate to the whole.“If we want to study the poem as an artistic product, then we must ask how the parts are related to the whole” (p. 324).
Historical-Biographical CriticismDiscusses how the poet’s life, historical context, and creative process influence the composition and interpretation of a literary work.“How a poem reflects the life and background of its author … the poem has the status of a document” (p. 324).
Psychological CriticismIntroduces psychological theories, including Freudian analysis, to understand the creative process and character motivations within literary texts.“The various psychological theories which by now have gained currency” as tools for interpretation (p. 324).
Critical PluralismAdvocates for a multiplicity of approaches to literary analysis, recognizing that no single method can provide a complete understanding of a text.“No one approach gives us the whole truth; each evolves out of a reasonable process of inference” (p. 325).
Ontology of LiteratureExplores the metaphysical nature of literary works, questioning their relationship to reality and their role in representing or shaping the human experience.“The mode of being of poetry—whether it has any significant connection with reality or whether it is simply a fictive device” (p. 325).
Educational Philosophy in CriticismAsserts the role of criticism in enhancing a reader’s aesthetic and intellectual engagement with literature, fostering growth in understanding and taste.“Criticism contributes to a liberal and enlarged area of aesthetic awareness, bounded only by our capacity for new experience” (p. 330).
Ethical CriticismDiscusses the moral implications of literature and its influence on readers, engaging with the ethical dimensions of literary texts.“What good or harm it will do to him” as part of the critical inquiry into the poem-reader relationship (p. 325).
Theory of Induction and DeductionIntegrates philosophical reasoning methods into literary criticism, demonstrating how systematic inquiry can enrich interpretation and understanding.“Deduction refers to the manner in which the mind infers the nature of that which is unknown … Induction helps us to test the adequacy of our conclusions” (pp. 322–323).
Examples of Critiques Through “What Good Is Literary Criticism?” by Normal Friedman
  • Critique of Robert Frost’s “Stopping by Woods on a Snowy Evening” (Explication Approach)
    Using Friedman’s defense of systematic analysis, critics might revisit John Ciardi’s controversial explication of Frost’s poem. A focus on paradox and tension, as Friedman suggests, could reveal the conflict between the speaker’s duty and the allure of nature’s stillness (**”We look in poems for conflicts, paradoxes, ironies, ambiguities, symbols, and the like”* (Friedman, 1960, p. 324)).
  • Critique of T.S. Eliot’s “The Waste Land” (New Criticism)
    Applying Friedman’s emphasis on internal coherence, Eliot’s work could be analyzed for its paradoxes and ambiguities, examining how the fragmentation reflects the spiritual disarray of modernity (**”If poetry is, as they say, organized around a reconciliation of opposing views … then we look in poems for conflicts and tensions”* (p. 324)).
  • Critique of F. Scott Fitzgerald’s The Great Gatsby (Historical-Biographical Criticism)
    Following Friedman’s approach to considering an author’s life and historical context, Fitzgerald’s novel could be critiqued as a reflection of Jazz Age decadence and disillusionment (**”How a poem reflects the life and background of its author … the poem has the status of a document”* (p. 324)).
  • Critique of Emily Dickinson’s Poetry (Psychological Criticism)
    Through psychological theories, Dickinson’s use of imagery and themes of death and isolation could be explored as expressions of her introspective and reclusive personality (**”The various psychological theories … allow us to infer the nature of that process from the characteristics of the results”* (p. 324)).
Criticism Against “What Good Is Literary Criticism?” by Normal Friedman
  • Overemphasis on Rationality
    Critics might argue that Friedman places excessive emphasis on logical reasoning and systematic inquiry, potentially marginalizing the emotional and intuitive responses that many believe are central to experiencing literature (**”There is no escape, then, from reason—even if we should want one”* (Friedman, 1960, p. 326)).
  • Dismissal of Anti-Critical Perspectives
    While Friedman acknowledges skepticism toward criticism, he largely dismisses it as hostility to intellectual inquiry. Critics could challenge this as oversimplifying valid concerns about over-intellectualization of literature (**”The attack on the abuses of reason frequently turns into an attack on reason itself”* (p. 317)).
  • Limited Consideration of Cultural and Social Factors
    The essay focuses heavily on individual works and theoretical frameworks but provides limited discussion of broader cultural or societal influences on literature and its interpretation, which are vital in contemporary literary studies.
  • Neglect of Reader’s Agency in Interpretation
    Although Friedman addresses reader-response aspects, his approach could be critiqued for insufficiently emphasizing the role of individual readers’ diverse contexts, experiences, and subjective interpretations.
  • Insufficient Engagement with Non-Western Perspectives
    The essay operates predominantly within a Western literary tradition and critical frameworks, leaving non-Western literary theories and perspectives unexamined, thus limiting its inclusivity.
  • Overgeneralization of Critical Pluralism
    While Friedman advocates for multiple approaches, critics might argue that his emphasis on critical pluralism lacks specificity, as it does not fully address how competing interpretations should be prioritized or reconciled (**”No one approach gives us the whole truth”* (p. 325)).
  • Perceived Elitism in Literary Study
    Friedman’s argument for intellectual rigor and systematic approaches might be criticized as catering to an academic elite, alienating casual readers and undermining literature’s accessibility.
Representative Quotations from “What Good Is Literary Criticism?” by Normal Friedman with Explanation
QuotationExplanation
“Criticism, in relation to creative literature, is subordinate and should remain so: critics must follow writers and not vice versa.” (p. 316)Friedman highlights that criticism serves creative literature, ensuring that it complements rather than stifles the artistic process.
“Critics do sometimes go too far, and much criticism being published today is dull, repetitive, mechanical, pedantic, and unimaginative.” (p. 316)This acknowledges valid critiques of literary criticism, stressing that poorly executed criticism can harm the appreciation of literature.
“The attack on the abuses of reason frequently turns into an attack on reason itself.” (p. 317)Friedman defends intellectual inquiry against those who dismiss it outright, asserting the importance of reasoning in understanding literature.
“No one critical theory as to the nature and function of literature should dominate the field, for artists must be allowed to work out their own visions and revisions.” (p. 316)He advocates for diversity in critical approaches, warning against rigid adherence to a single critical framework.
“We cannot interpret it or anything about it without—deliberately or intuitively—bringing something of our past experience with life and with literature to bear upon our reading.” (p. 326)This emphasizes the inescapable influence of personal and cultural contexts in interpreting literary works.
“Logic merely formulates what happens whenever we think effectively, just as grammar merely formulates what happens whenever we speak or write effectively.” (p. 323)Friedman underscores that reasoning is a natural part of critical thought, comparable to how grammar structures language.
“If you can’t feel it, then I can’t explain it to you” … undercuts the entire teaching profession at its roots.” (p. 327)He critiques the anti-intellectual stance that denies the role of teaching and systematic inquiry in fostering deeper literary appreciation.
“There are systems and there are systems—some are closed in that they limit our experience of a poem … some are open in that they widen our experience by suggesting ways of asking questions.” (p. 329)Friedman distinguishes between restrictive and expansive critical methods, advocating for those that enhance exploration and understanding.
“The poem does not interpret itself for us, and we cannot interpret it … without bringing something of our past experience with life and with literature to bear upon our reading.” (p. 326)He asserts that interpretation requires active engagement and is shaped by the reader’s experiences and knowledge.
“We are all critics, then, whether we know it or not.” (p. 329)Friedman democratizes the concept of criticism, suggesting that forming opinions and judgments is an inherent human activity.

Suggested Readings: “What Good Is Literary Criticism?” by Normal Friedman

  1. Friedman, Norman. “What Good Is Literary Criticism?” The Antioch Review, vol. 20, no. 3, 1960, pp. 315–30. JSTOR, https://doi.org/10.2307/4610268. Accessed 16 Nov. 2024.
  2. Butler, Christopher. “What Is a Literary Work?” New Literary History, vol. 5, no. 1, 1973, pp. 17–29. JSTOR, https://doi.org/10.2307/468405. Accessed 16 Nov. 2024.
  3. Fleming, Bruce E. “What Is the Value of Literary Studies?” New Literary History, vol. 31, no. 3, 2000, pp. 459–76. JSTOR, http://www.jstor.org/stable/20057615. Accessed 16 Nov. 2024.
  4. Showalter, Elaine. “Literary Criticism.” Signs, vol. 1, no. 2, 1975, pp. 435–60. JSTOR, http://www.jstor.org/stable/3173056. Accessed 16 Nov. 2024.

“Humanism and the Scientific Worldview” by David E. Cooper: Summary and Critique

“Humanism and the Scientific Worldview” by David E. Cooper first appeared in Theoria: A Journal of Social and Political Theory (June 1999, No. 93), published by Berghahn Books in collaboration with the University of KwaZulu-Natal.

"Humanism and the Scientific Worldview" by David E. Cooper: Summary and Critique
Introduction: “Humanism and the Scientific Worldview” by David E. Cooper

“Humanism and the Scientific Worldview” by David E. Cooper first appeared in Theoria: A Journal of Social and Political Theory (June 1999, No. 93), published by Berghahn Books in collaboration with the University of KwaZulu-Natal. This essay explores the complex relationship between humanism and science, contending with the perceived antagonism between the two. Cooper traces the philosophical evolution of humanism, distinguishing between various interpretations, such as Renaissance humanism, rational subjectivity, and existential humanism. He posits that modern humanism, particularly in its existential form, inherently challenges the scientific worldview by rejecting notions of an objective reality independent of human perspectives. This work is significant in literature and literary theory as it underscores the philosophical tensions between human agency, cultural heritage, and the epistemological frameworks underpinning scientific inquiry. It invites a rethinking of humanism’s role in shaping intellectual discourses and its implications for understanding human culture and values amidst modernity’s scientific advancements.

Summary of “Humanism and the Scientific Worldview” by David E. Cooper

1. Diverse Interpretations of Humanism and Science

  • Cooper highlights contrasting views on humanism and its relation to science, citing some who see science as irrelevant to the humanities, while others equate modern humanism with scientific humanism (Cooper, 1999, p. 1). These differences stem from varying definitions of humanism and its historical contexts.

2. Renaissance Humanism and its Legacy

  • Renaissance humanism, focused on the humanities (litterae humaniores), is identified as the origin of the term. It emphasized cultural and intellectual pursuits, setting itself apart from modern interpretations tied to secular and scientific concerns (Cooper, 1999, p. 2).

3. Evolution into Philosophical Humanism

  • Cooper traces how modern philosophical humanism diverges from its Renaissance roots, transitioning into a worldview that often conflicts with scientific perspectives. This conflict arises when humanism prioritizes subjective, human-centered values over scientific objectivity (Cooper, 1999, p. 3).

4. Characterizing Humanism

  • Cooper identifies four dominant characterizations of humanism in intellectual history:
    1. Essentialism: Positing a universal “essence” of humanity (Cooper, 1999, p. 4).
    2. Naturalism: Viewing humans as a natural species, often aligned with scientific explanations (Cooper, 1999, p. 6).
    3. Rational Subjectivity: Celebrating the autonomy and rational capacities of individuals (Cooper, 1999, p. 8).
    4. Existential Humanism: Emphasizing human agency in constructing meaning and reality, rejecting universal truths (Cooper, 1999, p. 11).

5. The Critique of Humanism

  • Modern critiques of humanism often focus on its anthropocentric tendencies and its reliance on human-centered metaphysics, which some environmental ethicists and philosophers like Heidegger argue has contributed to ecological and epistemic crises (Cooper, 1999, p. 5).

6. Existential Humanism as the Dominant Form

  • Cooper identifies existential humanism as the most representative form of contemporary humanism. It denies a fixed, objective reality, emphasizing instead the constructive role of human agency in shaping the world (Cooper, 1999, p. 12).

7. Historical Continuity and Divergence

  • Cooper connects existential humanism to its Renaissance precursors, who, in response to medieval skepticism about divine order, began privileging human agency and practical engagement over metaphysical speculation (Cooper, 1999, p. 13).

8. Implications for Science and Humanism

  • Cooper argues that existential humanism inherently conflicts with the scientific worldview when the latter asserts an independent, intrinsic reality. This clash reflects deeper tensions between human-centered values and objective scientific inquiry (Cooper, 1999, p. 15).

9. Bridging Historical and Popular Understandings

  • The dual heritage of humanism—as both a celebration of human culture and a naturalistic concern for human well-being—explains the divergent popular interpretations of the term today (Cooper, 1999, p. 16).
Theoretical Terms/Concepts in “Humanism and the Scientific Worldview” by David E. Cooper
Theoretical Term/ConceptDefinition/ExplanationReference in Text
HumanismA worldview emphasizing human values, culture, and agency. Varied interpretations exist, including philosophical, scientific, and cultural humanism.Discussed throughout; historical roots in Renaissance humanism (Cooper, 1999, pp. 1-2).
Renaissance HumanismFocus on humanities (litterae humaniores), cultural achievements, and skepticism toward universal scientific truths.Origin of humanism, contrasting with modern forms (Cooper, 1999, p. 2).
EssentialismThe belief in a universal human essence that defines human nature. Often criticized for being overly simplistic.Rejected by modern humanists like Sartre; “existence precedes essence” (Cooper, 1999, pp. 4-5).
NaturalismA view that positions humans as part of nature, often rejecting supernatural explanations.Explored in the context of scientific humanism (Cooper, 1999, pp. 6-7).
Rational SubjectivityThe notion that humans are autonomous, rational beings capable of independent judgment and creating meaning.Rooted in Enlightenment ideas; critiqued for privileging individual rationality (Cooper, 1999, pp. 8-9).
Existential HumanismEmphasizes human agency in shaping reality and meaning. Rejects objective truths independent of human perspective.Argued to be the dominant modern form of humanism (Cooper, 1999, pp. 11-13).
Scientific WorldviewA perspective that seeks to explain reality through objective, empirical, and naturalistic methods.Often conflicts with existential humanism (Cooper, 1999, p. 15).
AnthropocentrismThe belief that humans are the central or most significant entities in the universe.Criticized by environmental ethics and linked to ecological issues (Cooper, 1999, pp. 5-6).
Metaphysical HubrisThe overconfidence in human ability to define or reshape reality based solely on human perspectives and interests.Critiqued by thinkers like Heidegger and Nagel (Cooper, 1999, p. 12).
Self-AssertionA response to the loss of divine order, emphasizing human agency and practical engagement with the world.Highlighted as a response to medieval skepticism (Cooper, 1999, p. 13).
Agency-Driven AntirealismThe view that reality is shaped by human practices, desires, and interests rather than existing independently.Central to existential humanism (Cooper, 1999, p. 11).
Post-Enlightenment SkepticismDoubts about the universal applicability and objectivity of reason and scientific inquiry.Rooted in critiques of Enlightenment rationality (Cooper, 1999, p. 9).
Environmental EthicsCritiques humanism’s anthropocentric tendencies and its perceived role in ecological degradation.Views humanism as responsible for a “technological stance” towards nature (Cooper, 1999, pp. 5-6).
Contribution of “Humanism and the Scientific Worldview” by David E. Cooper to Literary Theory/Theories
  • Critique of Anthropocentrism in Literature and Culture
    • Cooper critiques the anthropocentric focus of humanism, which literary ecocriticism also addresses. He aligns with environmental ethics that challenge human-centered narratives, suggesting a shift towards perspectives that decentralize human agency in interpreting texts and culture (Cooper, 1999, pp. 5-6).
  • Existential Humanism and Poststructuralist Theory
    • By emphasizing existential humanism, Cooper contributes to theories like poststructuralism, which reject fixed meanings and universal truths. His discussion parallels Derrida’s notion of deconstruction, where meaning is shaped by human agency rather than inherent essences (Cooper, 1999, pp. 11-12).
  • Reinterpretation of Enlightenment Values
    • Cooper interrogates rational subjectivity as rooted in Enlightenment ideals, critiquing its dominance in Western thought. This resonates with postcolonial and feminist literary theories that challenge universal rationality as a colonial or patriarchal construct (Cooper, 1999, p. 8).
  • Skepticism Toward Universal Truths
    • Cooper’s alignment with Renaissance skepticism about “global truths” connects with New Historicism, which views meaning and interpretation as context-dependent, influenced by historical and cultural factors (Cooper, 1999, pp. 2-3).
  • Human Agency in Shaping Reality
    • His focus on agency-driven antirealism informs reader-response theory. Cooper’s view that humans construct reality aligns with the idea that readers co-create meaning through their subjective engagement with texts (Cooper, 1999, p. 11).
  • Humanism’s Role in Technological Narratives
    • Cooper critiques humanism’s complicity in technological and ecological degradation, offering insights relevant to Marxist and materialist theories. These theories examine how human-centered ideologies influence cultural production and consumption (Cooper, 1999, pp. 5-6).
  • Influence on Ecocritical Theory
    • By addressing humanism’s impact on ecological crises, Cooper aligns with ecocriticism, which critiques literature’s anthropocentric biases and promotes more inclusive representations of nature (Cooper, 1999, pp. 5-6).
  • Reevaluation of Renaissance Humanism
    • His analysis of Renaissance humanism’s focus on cultural achievements enriches literary studies by highlighting how these traditions inform modern humanist and posthumanist perspectives (Cooper, 1999, pp. 13-15).
  • Intersection with Modern Literary Theories
    • Cooper’s existential humanism, with its emphasis on human agency and constructed realities, contributes to phenomenological approaches in literary theory, where subjective experience is central to understanding texts (Cooper, 1999, pp. 11-12).
Examples of Critiques Through “Humanism and the Scientific Worldview” by David E. Cooper
Literary WorkCritique Based on Cooper’s IdeasKey References from Cooper’s Article
Mary Shelley’s FrankensteinCritique of anthropocentrism: Victor Frankenstein’s attempt to “master nature” reflects humanism’s technological hubris.Cooper discusses the “technological stance” and its ecological consequences (Cooper, 1999, pp. 5-6).
Joseph Conrad’s Heart of DarknessPost-Enlightenment skepticism: The novella critiques Enlightenment rationality and its link to colonial exploitation.Cooper critiques rational subjectivity and universal truths rooted in Enlightenment ideals (Cooper, 1999, pp. 8-9).
Ralph Waldo Emerson’s NatureCritique of human agency in shaping reality: Emerson’s transcendentalism embodies existential humanism but risks anthropocentrism.Cooper’s existential humanism focuses on human agency shaping the world, often critiqued for anthropocentrism (Cooper, 1999, p. 11).
William Blake’s Songs of Innocence and ExperienceCritique of human dualism: Blake’s works challenge humanism’s compartmentalization of innocence and experience, advocating a holistic view.Cooper discusses skepticism toward rigid humanist categories and fixed essences (Cooper, 1999, pp. 4-5).
Criticism Against “Humanism and the Scientific Worldview” by David E. Cooper
  • Lack of Practical Solutions
    • While Cooper critiques anthropocentrism and the scientific worldview’s conflicts with humanism, he provides limited practical alternatives to reconcile these tensions.
  • Overgeneralization of Philosophical Traditions
    • The categorization of humanism into essentialism, naturalism, rational subjectivity, and existential humanism may oversimplify complex and diverse philosophical traditions.
  • Insufficient Engagement with Counterarguments
    • Cooper critiques the scientific worldview and Enlightenment rationality but does not fully address the strengths or potential synergies between science and humanism.
  • Limited Representation of Modern Humanism
    • The discussion heavily emphasizes existential humanism as the dominant form, potentially sidelining other significant contemporary interpretations of humanism, such as pragmatic humanism.
  • Ambiguity in Defining Existential Humanism
    • While Cooper highlights existential humanism’s emphasis on agency and constructed realities, the boundaries of this concept remain vague and open to interpretation.
  • Neglect of Posthumanist Perspectives
    • Cooper’s critique of traditional humanism does not sufficiently engage with posthumanist theories that challenge human exceptionalism and offer alternative frameworks.
  • Inconsistent Historical Connections
    • The link between Renaissance humanism and existential humanism, while compelling, may oversimplify historical developments and downplay transitional philosophical movements.
  • Limited Scope in Addressing Ecological Concerns
    • Although Cooper critiques anthropocentrism, his work lacks depth in proposing how humanism can adapt to address pressing ecological and environmental crises.
Representative Quotations from “Humanism and the Scientific Worldview” by David E. Cooper with Explanation
QuotationExplanation
“The appearance of a necessary opposition between humanism and science is illusory.”Cooper highlights how the perceived conflict between humanism and science is rooted in misunderstandings of their roles and definitions, showing how they may complement rather than contradict each other.
“Modern humanism just is scientific humanism.”This reflects Cooper’s observation of modern humanist movements aligning themselves with scientific rationality, advocating for a worldview grounded in empirical evidence.
“Humanism, in the dominant philosophical sense today, is antagonistic to the scientific worldview.”Cooper argues that contemporary philosophical humanism often challenges the deterministic and objective claims of science, emphasizing subjective human values and agency.
“The scientific worldview implies that reality is independent of human perspectives and purposes.”This contrasts with existential humanism, which Cooper identifies as centered on the idea that reality is shaped by human interaction and interpretation.
“The theory of the subject is at the heart of humanism.”Cooper points to the focus on human subjectivity and autonomy as central to humanist philosophy, especially in its existential variant.
“Existential humanism denies that there is a way the world intrinsically is, independent of human perspectives.”Here, Cooper encapsulates existential humanism’s anti-realist stance, emphasizing the role of human agency in constructing reality.
“Human dignity is secured not through success in contemplative appreciation of the cosmic order, but through successful coping with the world.”This reflects the shift from metaphysical or religious humanism to a pragmatic approach, emphasizing human ability to adapt and thrive.
“For Heidegger, the technological stance to the world as equipment at human disposal is responsible for ‘the devastation of the earth.’”Cooper integrates Heidegger’s critique of anthropocentrism, linking humanism’s focus on agency with environmental exploitation.
“Renaissance humanism engendered, in more than one way, the development of a natural science which left little space for the divine and supernatural.”Cooper examines how Renaissance humanism’s focus on human capacity and reason laid the groundwork for scientific inquiry and secularism.
“There is no one position under attack and inviting a single characterization.”Cooper acknowledges the multiplicity of critiques against humanism, arguing for a nuanced understanding of its diverse interpretations and implications.
Suggested Readings: “Humanism and the Scientific Worldview” by David E. Cooper
  1. Cooper, David E. “Humanism and the Scientific Worldview.” Theoria: A Journal of Social and Political Theory, no. 93, 1999, pp. 1–17. JSTOR, http://www.jstor.org/stable/41802111. Accessed 16 Nov. 2024.
  2. McNeill, William H. “History and the Scientific Worldview.” History and Theory, vol. 37, no. 1, 1998, pp. 1–13. JSTOR, http://www.jstor.org/stable/2505637. Accessed 16 Nov. 2024.
  3. Paden, Roger. “Foucault’s Anti-Humanism.” Human Studies, vol. 10, no. 1, 1987, pp. 123–41. JSTOR, http://www.jstor.org/stable/20008991. Accessed 16 Nov. 2024.
  4. Griffioen, Sander. “ON WORLDVIEWS.” Philosophia Reformata, vol. 77, no. 1, 2012, pp. 19–56. JSTOR, http://www.jstor.org/stable/24710030. Accessed 16 Nov. 2024.

“Literary Theory, Criticism, and History” by Rene Wellek: Summary and Critique

“Literary Theory, Criticism, and History” by René Wellek first appeared in The Sewanee Review in Winter 1960, published by Johns Hopkins University Press.

"Literary Theory, Criticism, and History" by Rene Wellek: Summary and Critique
Introduction: “Literary Theory, Criticism, and History” by Rene Wellek

“Literary Theory, Criticism, and History” by René Wellek first appeared in The Sewanee Review in Winter 1960, published by Johns Hopkins University Press. In this seminal article, Wellek distinguishes the interrelated but distinct fields of literary theory, criticism, and history. He advocates for their collaboration, emphasizing that literary theory involves the principles and criteria of literature, criticism deals with the interpretation and evaluation of individual works, and history examines literature in its temporal and cultural contexts. Wellek critiques efforts to subsume these disciplines into one or reduce them to purely historical or critical endeavors, defending the necessity of theoretical inquiry in understanding literature as a systematic art form. The work remains a cornerstone in literary studies, urging a balanced approach to evaluating literature’s aesthetic, historical, and theoretical dimensions. This piece underscores the importance of integrating these perspectives to enrich the study and appreciation of literary works, advancing the broader discourse in humanities.

Summary of “Literary Theory, Criticism, and History” by Rene Wellek

Key Themes and Insights:

  1. Distinction of Literary Disciplines
    Wellek emphasizes the differentiation among literary theory, literary criticism, and literary history, asserting their interdependence but distinct roles. Literary theory explores the principles and criteria of literature, criticism interprets and evaluates works, and history situates literature in its historical context (pp. 1-3).
  2. Collaboration Between Disciplines
    Wellek argues that the three disciplines—literary theory, criticism, and history—“implicate each other so thoroughly as to make inconceivable literary theory without criticism or history, or criticism without theory or history” (p. 2).
  3. Critique of Terminological Confusion
    The article critiques the terminological inconsistencies across languages. For example, the German term “Literaturwissenschaft” retains a broad meaning, while English terms like “literary theory” and “poetics” have narrower or misleading connotations (pp. 3-4).
  4. Theory’s Role in Literary Studies
    Literary theory is positioned as vital to understanding literature as a systematic and intellectual pursuit. Wellek defends theory against efforts to subordinate it to history or criticism (p. 5).
  5. Response to Northrop Frye
    Wellek acknowledges Northrop Frye’s contributions to literary theory but critiques Frye’s attempt to isolate literary theory as the supreme discipline while diminishing the roles of criticism and history (pp. 6-7).
  6. Rejection of Pure Historicism
    Wellek refutes extreme historicism, which he sees as overly relativistic and prone to antiquarian pedantry. He argues for integrating history into literary analysis without reducing literature to historical artifacts (pp. 8-10).
  7. Defending Close Reading
    While acknowledging the flaws of close reading, Wellek asserts its indispensability for advancing literary understanding, calling it a fundamental tool for interpretation (p. 11).
  8. Against Absolute Relativism
    Wellek criticizes complete relativism, arguing that it leads to skepticism and undermines meaningful evaluation. He advocates for a balanced approach that recognizes universal aesthetic values while accounting for historical and cultural contexts (pp. 14-15).
  9. Vision for Unified Literary Study
    Wellek concludes by advocating a unified literary approach where theory, criticism, and history coexist and inform each other. He likens literature to an “imaginary museum” that transcends time and space, asserting humanity’s defiance of impermanence (pp. 18-19).
Theoretical Terms/Concepts in “Literary Theory, Criticism, and History” by Rene Wellek
Term/ConceptDefinition/ExplanationKey Reference/Explanation in Text
Literary TheoryThe study of principles, categories, and criteria of literature; the systematic framework for understanding literature.“Literary theory” is the study of the principles of literature, its categories, criteria, and the like (p. 2).
Literary CriticismAnalysis and evaluation of specific literary works; focuses on interpretation and judgment of individual texts.“Literary criticism” (primarily static in approach) is distinct yet related to literary theory and history (p. 2).
Literary HistorySituates literature within historical and cultural contexts, analyzing its evolution and chronological order.“History” examines literature as a series of works arranged in a chronological order and as integral parts of the historical process (p. 2).
HistoricismThe approach that emphasizes understanding literature within its historical and cultural context, often critiqued for relativism.Critiqued for leading to “antiquarian pedantry” and devaluing the universal aspects of art (pp. 8-10).
Close ReadingA detailed, focused analysis of a text’s structure and meaning, emphasizing the text itself over external context.“Close reading… is surely here to stay, as any branch of knowledge can advance and has advanced only by careful inspection” (p. 11).
Systematic KnowledgeLiterature studied as a coherent system, with its principles and values interconnected.“A theory of literature… must ultimately aim at systematic knowledge about literature” (p. 5).
RelativismThe belief that judgments and values are context-dependent and subjective; critiqued for undermining universal evaluation.Extreme relativism “leads to paralyzing skepticism, to an anarchy of values” (p. 14).
Collaboration of DisciplinesThe interdependence of theory, criticism, and history to provide a comprehensive understanding of literature.“These distinctions are fairly obvious… yet the disciplines implicate each other thoroughly” (pp. 1-3).
Aesthetic StandardsUniversal principles for evaluating the quality of literary works, countering pure relativism.“Critical judgment requires aesthetic standards just as ethical or logical standards are indispensable” (p. 15).
Imaginary MuseumA metaphor for the cumulative and transcendent nature of literature across time and cultures.“Literature… is a chorus of voices… articulating defiance of impermanence, relativity, and history” (p. 19).
Contribution of “Literary Theory, Criticism, and History” by Rene Wellek to Literary Theory/Theories

Theoretical FrameworkContributionReference/Key Argument in Article
StructuralismEmphasizes the systematic nature of literature, arguing for the analysis of its intrinsic structure and coherence.“Literary theory… must ultimately aim at systematic knowledge about literature” (p. 5).
Formalism/New CriticismDefends close reading as essential for understanding literature, focusing on the text itself over historical or biographical details.“Close reading… is surely here to stay, as any branch of knowledge can advance… only by careful, minute inspection” (p. 11).
Historicist CriticismChallenges reductive historicism while advocating for integrating historical context without subsuming literature entirely into history.“History cannot absorb or replace theory, while theory should not even dream of absorbing history” (p. 19).
Comparative LiteratureAdvocates for breaking down linguistic and cultural barriers to create a universal understanding of literature.“We can more directly and easily assemble our museum in a library… still faced with the walls and barriers of languages” (p. 19).
Reader-Response TheoryImplicitly supports the interaction between the critic and the text, emphasizing judgment and interpretation by the reader.“The critic must analyze, interpret, and evaluate it; he must, in short, be a critic in order to be a historian” (p. 14).
Aesthetic TheoryCritiques relativism and reasserts the need for universal aesthetic standards for evaluating literature.“There is a hierarchy of viewpoints… evaluation grows out of understanding: correct evaluation out of correct understanding” (p. 17).
Interdisciplinary Literary StudiesProposes collaboration between literary theory, criticism, and history to enrich literary analysis and interpretation.“The three disciplines… implicate each other thoroughly, making inconceivable one without the others” (p. 2).
Philosophical HermeneuticsAddresses the role of the critic’s subjectivity and argues for objective standards to counteract extreme relativism.“Men can correct their biases… rise above temporal and local limitations, aim at objectivity, arrive at some knowledge and truth” (p. 14).
Canon FormationEngages with the debates around the literary canon, arguing for the acknowledgment of universally recognized classics.“There is… a very wide agreement on the great classics: the main canon of literature” (p. 16).
Universal HumanismAdvocates for the universality of literature, asserting that works from diverse cultures resonate with shared human experiences.“There is a common humanity which makes every art remote in time and place… accessible and enjoyable to us” (p. 18).

Examples of Critiques Through “Literary Theory, Criticism, and History” by Rene Wellek
Literary WorkType of CritiqueApplication of Wellek’s ConceptsReference from Article
Milton’s PoetryEvaluation and ranking of works based on their intellectual and aesthetic richness.Wellek critiques the rejection of value judgments in Frye’s Anatomy of Criticism, emphasizing that Milton offers deeper intellectual engagement than lesser poets like Blackmore.“Milton is a more rewarding and suggestive poet to work with than Blackmore” (p. 6).
Shakespeare’s PlaysBalancing historical context with intrinsic textual analysis for interpretation.Wellek critiques pure historical readings that ignore a work’s intrinsic values, emphasizing the interplay between history and criticism in understanding Shakespeare.“We cannot simply interpret Hamlet in terms of the hypothetical views of Shakespeare or his audience” (p. 15).
Marvell’s “Horatian Ode”Historical context as a supplementary tool for understanding, not as definitive.Discussing Cleanth Brooks’s interpretation, Wellek shows how historical information aids textual understanding while maintaining the poem’s autonomy as a work of art.“The poem has to be read as a poem… historical evidence cannot finally determine what the poem says” (p. 7).
Herbert’s “Sacrifice”Critique of misinterpretations stemming from arbitrary or speculative readings.Wellek highlights the need for a balance between historical context and textual fidelity, critiquing Empson’s overly speculative analysis of Herbert’s poem.“Miss Tuve seems right in insisting that ‘I must climb the tree’ means only ‘I must ascend the cross'” (p. 9).
Criticism Against “Literary Theory, Criticism, and History” by Rene Wellek
  1. Ambiguity in Defining Disciplinary Boundaries
    While Wellek emphasizes the distinctions among literary theory, criticism, and history, critics argue that his definitions are sometimes vague and that these disciplines are more fluid in practice than he acknowledges.
  2. Overemphasis on Systematic Knowledge
    Critics of structuralist or formalist approaches might argue that Wellek’s focus on “systematic knowledge” risks reducing literature to abstract principles, neglecting its emotional, cultural, and individual significance.
  3. Limited Engagement with Postmodern and Non-Western Perspectives
    Wellek’s framework heavily relies on Western aesthetic and philosophical traditions, potentially marginalizing postmodern theories or non-Western literary approaches.
  4. Resistance to Radical Historicism
    While Wellek critiques extreme historicism, some scholars argue that his stance underestimates the importance of socio-political and cultural contexts in shaping literature.
  5. Dismissal of Relativism
    Wellek’s critique of relativism is seen by some as overly rigid, dismissing the valuable insights that historical and cultural relativism can provide in understanding diverse literary traditions.
  6. Neglect of Reader-Response and Subjectivity
    His focus on systematic and objective analysis has been criticized for neglecting the subjective experience of readers and the variability of interpretations across audiences.
  7. Potential Hierarchization of Literary Disciplines
    Critics suggest that Wellek implicitly prioritizes theory over criticism and history, despite his stated intention to treat all three disciplines as equally significant.
  8. Resistance to New Theoretical Trends
    Wellek’s arguments appear rooted in mid-20th-century literary debates, potentially limiting their relevance to later theoretical developments such as post-structuralism and feminist theory.
  9. Insufficient Attention to Popular or Marginalized Literatures
    His focus on canonical works and “great classics” has been criticized for excluding popular, marginalized, or experimental literary forms from scholarly consideration.
Representative Quotations from “Literary Theory, Criticism, and History” by Rene Wellek with Explanation
QuotationExplanation
“Literary theory is the study of the principles of literature, its categories, criteria, and the like.”This defines literary theory as the systematic exploration of the structures and norms that govern literature, laying a foundation for analytical and evaluative approaches in literary studies.
“Literary theory without criticism or history, or criticism without theory or history, or history without theory and criticism, is inconceivable.”Wellek emphasizes the interdependence of the three disciplines, arguing that they are essential and inseparable for a holistic understanding of literature.
“The term ‘literary theory’ is preferable to ‘science of literature’ because ‘science’ in English has become limited to natural science.”Wellek critiques the term “science of literature” for its misleading implications, preferring “literary theory” as it better encapsulates the humanistic and evaluative aspects of studying literature.
“Criticism is conceptual knowledge, or aims at such knowledge. It must ultimately aim at systematic knowledge about literature, at literary theory.”Criticism, for Wellek, is not mere opinion but a structured, systematic pursuit of knowledge that contributes to the development of literary theory.
“A literary work of art is a verbal structure of a certain coherence and wholeness.”This quotation reflects Wellek’s formalist leanings, asserting that literature must be studied as a coherent verbal artifact, independent of external biographical or historical contexts.
“The assumption of one eternal, narrowly defined standard had to be abandoned…but complete relativism is equally untenable.”Wellek rejects both absolutism and extreme relativism, advocating for a balanced approach that recognizes enduring aesthetic standards while allowing for historical and cultural variability.
“Close reading has led to pedantries and aberrations…but it is surely here to stay.”While acknowledging the limitations and excesses of close reading, Wellek defends its necessity as a methodological cornerstone of literary analysis.
“History cannot absorb or replace theory, while theory should not even dream of absorbing history.”Wellek underlines the distinct but complementary roles of history and theory, advocating for their collaborative yet independent contributions to literary studies.
“Evaluation grows out of understanding: correct evaluation out of correct understanding.”This highlights Wellek’s belief in the foundational role of interpretive accuracy in making sound evaluative judgments about literature.
“Literature…is a chorus of voices—articulate throughout the ages—which asserts man’s defiance of time and destiny.”Wellek celebrates the timeless and universal nature of literature, portraying it as a collective human achievement that transcends historical and cultural boundaries.
Suggested Readings: “Literary Theory, Criticism, and History” by Rene Wellek
  1. Wellek, René, and Rene Wellek. “Literary Theory, Criticism, and History.” The Sewanee Review, vol. 68, no. 1, 1960, pp. 1–19. JSTOR, http://www.jstor.org/stable/27540551. Accessed 16 Nov. 2024.
  2. Rowlett, John L., editor. “Reviewing Criticism: Literary Theory.” Genre Theory and Historical Change: Theoretical Essays of Ralph Cohen, University of Virginia Press, 2017, pp. 122–36. JSTOR, https://doi.org/10.2307/j.ctt1v2xtv6.12. Accessed 16 Nov. 2024.
  3. Galinsky, Hans. “Literary Criticism in Literary History: A Comparative View of the ‘Uses of the Past’ in Recent American and European Histories of American Literature.” Comparative Literature Studies, vol. 1, no. 1, 1964, pp. 31–40. JSTOR, http://www.jstor.org/stable/40245625. Accessed 16 Nov. 2024.
  4. TOBER, KARL. “THE MEANING AND PURPOSE OF LITERARY CRITICISM.” Colloquia Germanica, vol. 1, 1967, pp. 121–41. JSTOR, http://www.jstor.org/stable/23980066. Accessed 16 Nov. 2024.

“From Literary Theory to Critical Method” by Rita Felski: Summary and Critique

“From Literary Theory to Critical Method” by Rita Felski first appeared in Profession in 2008, published by the Modern Language Association.

"From Literary Theory to Critical Method" by Rita Felski: Summary and Critique
Introduction: “From Literary Theory to Critical Method” by Rita Felski

“From Literary Theory to Critical Method” by Rita Felski first appeared in Profession in 2008, published by the Modern Language Association. This seminal work challenges the traditional structure and focus of literary theory courses, advocating for a greater emphasis on critical methods that shape literary analysis. Felski critiques the conventional “theory course” model for its tendency to prioritize philosophical and political alignments over methodological clarity, arguing that this often obscures the mechanics of interpretation essential for advanced academic work, particularly for graduate students. By highlighting the interplay between theoretical frameworks and interpretative practices, Felski underscores the importance of making implicit analytical choices explicit, ultimately equipping scholars with the tools to refine their research methodologies. This piece has been pivotal in shifting literary studies from rigid theoretical orthodoxy to a more nuanced understanding of how disciplines evolve through practical and methodological adaptation. Its insights remain significant for both literary theory and pedagogy, emphasizing the dynamic and interdisciplinary nature of textual interpretation.

Summary of “From Literary Theory to Critical Method” by Rita Felski
  1. Significance of Literary Theory in Academia
    • Felski emphasizes that literary theory, once criticized for detracting from the appreciation of primary texts, has become an essential component of academic curricula. It introduces students to intellectual trends spanning decades (“Theory can no longer be dismissed as an arcane subspecialty”, p. 108).
    • However, traditional courses focus excessively on theoretical frameworks, neglecting the methodological tools essential for practical analysis (“the conventional theory course…tends to obscure rather than illuminate issues of method”, p. 108).
  2. Critique of Conventional Course Structures
    • The typical structure of theory courses categorizes content by political or philosophical alignments, such as Marxism, deconstruction, feminism, and postcolonial theory (“grouping course materials according to criteria of philosophical orientation or political affiliation”, p. 108).
    • Felski argues that such organization reflects how theories present themselves, often overlooking the practical application of methods (“literary theory is something of a misnomer, given that the dominant figures in the theory canon are typically concerned not just with literature”, p. 109).
  3. Interplay of Theory and Method
    • A critical gap exists between theoretical principles and their application in literary studies. While theories often reshape reading practices, interpretation remains grounded in established techniques (“practices of reading…covertly mold how theories are interpreted”, p. 111).
    • Close reading, a hallmark of New Criticism, persists across ideological divides, whether in traditional analysis or queer theory (“Critics…can share a common commitment to specific styles of interpretation”, p. 110).
  4. Call for Critical Method Courses
    • Felski advocates for courses emphasizing critical methods to complement theory courses. These courses would highlight interpretative techniques and methodological decisions (“a course in critical method thus offers a valuable complement to the standard theory class”, p. 108).
    • Such an approach helps students refine their research projects by focusing on how expansive theoretical claims translate into specific analytical strategies (“Thinking seriously about critical method cannot help but alter our view of literary studies”, p. 108).
  5. Challenges to Theoretical Orthodoxy
    • Felski critiques the rigidity of certain theoretical approaches, noting that methodological preferences often transcend political or philosophical commitments (“the relations between political or philosophical worldviews and methods of reading are complex”, p. 111).
    • She highlights the persistence of traditional practices even among scholars committed to radical theories (“the impact of new theoretical pictures on actual reading practices is more attenuated, mediated, and unpredictable”, p. 112).
  6. Interdisciplinary Implications
    • Disciplinary conventions heavily shape how theories are employed. For instance, literary scholars analyzing non-literary texts often adapt methods from their training (“Victorianists may pride themselves on stretching the boundaries…yet to outsiders their arguments…unequivocally proclaim their English department training”, p. 113).
    • Felski underscores the necessity of acknowledging these conventions rather than aspiring to a supposed disciplinary transcendence (“the transcendence of disciplinarity…turns out to be more apparent than real”, p. 113).
  7. Teaching Methodological Awareness
    • A critical methods course emphasizes the procedural choices underpinning literary arguments, enabling students to articulate and justify their analytical approaches (“students…gain the ability to justify their evidentiary claims against skeptical or hostile criticism”, p. 115).
    • It also bridges divides between disparate theoretical perspectives by focusing on shared interpretative practices (“such intellectual cross-fertilization…guards against reinventing the methodological wheel”, p. 115).
  8. Conclusion: Rethinking Literary Studies
    • Felski concludes by advocating for a shift from abstract theoretical debates to the practical application of critical methods. This shift enriches the discipline by integrating the habitual, procedural knowledge that defines literary scholarship (“we need to think more carefully and more amply about how disciplinary training…shapes what we know and how we know it”, p. 116).
Theoretical Terms/Concepts in “From Literary Theory to Critical Method” by Rita Felski
Theoretical Term/ConceptDescriptionReference/Context in the Article
Literary TheoryA broad field examining literature through various philosophical, political, and cultural lenses.Described as encompassing New Criticism, structuralism, feminism, Marxism, postcolonial theory, and more, often organized around political or philosophical affiliations (p. 108-109).
Critical MethodAnalytical techniques and interpretive frameworks used in literary studies.Advocated as a complement to theory courses, emphasizing “how expansive claims… are translated into forms of interpretation” (p. 111).
Close ReadingDetailed, text-focused analysis that uncovers meaning through linguistic and structural features.Identified as a shared technique across theoretical divides, including New Criticism and queer theory (p. 110).
Symptomatic ReadingA method uncovering hidden contradictions or repressed meanings in texts.Explored in the context of feminist and Marxist critique, highlighting its assumptions about implicit or repressed textual meanings (p. 114-115).
Reflection TheoryThe idea that literature reflects societal structures, ideologies, and realities.Critiqued as an intellectually shaky premise regardless of the political or theoretical stance of its advocates (p. 115).
Ideology CritiqueExamination of how texts perpetuate or challenge dominant ideologies.Discussed in the context of alternatives to ideology critique and the “hermeneutics of suspicion” (p. 114).
Hermeneutics of SuspicionA skeptical interpretative approach that assumes hidden meanings or power structures in texts.Referenced as part of recent critiques in literary studies, contrasting with emerging interest in affect and enchantment (p. 114).
DisciplinarityThe influence of academic disciplines on methodologies and arguments.Highlighted as shaping literary interpretation through ingrained practices rather than theoretical claims (p. 113).
Interdisciplinary StudiesIntegration of methods from multiple academic disciplines.Explored in relation to cultural studies, Victorian studies, and broader academic interactions that reveal disciplinary habits (p. 113-114).
New CriticismA literary approach focusing on the intrinsic features of texts, such as form and structure.Recognized for its lasting influence on interpretative techniques like close reading, even in poststructuralist contexts (p. 111).
Queer TheoryA framework analyzing texts through the lens of sexuality and gender, often challenging norms.Cited alongside traditional approaches for shared interpretative methods, despite ideological differences (p. 110).
Feminist CritiqueAnalyzing texts with a focus on gender, power relations, and representation.Examples include divergent approaches like Foucauldian historicism versus psychoanalytic frameworks (p. 110).
Cultural StudiesAn interdisciplinary field examining cultural texts and practices in their sociopolitical contexts.Referenced in debates about methodological overlap and tensions with literary studies (p. 113).
PoststructuralismA theory questioning stable meanings, emphasizing the instability of language and interpretation.Discussed as part of the broader theoretical spectrum shaping contemporary literary studies (p. 109).
PhenomenologyA philosophical approach focusing on subjective experience and perception.Contrasted with materialist-historicist perspectives, especially in discussions on reader engagement (p. 114).
FormalismAn approach emphasizing form and structure over historical or ideological content.Explored in various contexts, including the resurgence of formalist techniques in Marxist and other theoretical frameworks (p. 115).
Anti-antimimesisA response to antimimetic approaches, reasserting the significance of representation in texts.Included in course discussions of alternatives to historicist and ideological critiques (p. 114).
Contribution of “From Literary Theory to Critical Method” by Rita Felski to Literary Theory/Theories
  • Critique of Theoretical Rigidity
    • Felski challenges the dominance of rigid theoretical frameworks, advocating for a more fluid integration of theory and method.
    • She highlights how theoretical affiliations often overshadow methodological choices, which are crucial for nuanced literary analysis (“predictable groupings give way to less familiar constellations and affinities”, p. 111).
  • Emphasis on Methodology in Literary Studies
    • The article underscores the importance of critical methods in complementing traditional theory courses.
    • It argues that methodologies offer a transformative lens, refining both analysis and interpretation in scholarly work (“Thinking seriously about critical method cannot help but alter our view of literary studies”, p. 108).
  • Revisiting Close Reading
    • Felski repositions close reading as a versatile technique that transcends ideological boundaries, bridging traditional critics and postmodern theorists.
    • This observation revitalizes its relevance in contemporary literary studies (“The technique of close reading defines the work…but it also characterizes the writings of queer theorists”, p. 110).
  • Expanding Symptomatic Reading
    • She revisits symptomatic reading, a method often associated with Marxist and psychoanalytic critiques, questioning its assumptions and applications.
    • By exploring its nuances, Felski offers a fresh perspective on how implicit or “repressed” meanings are identified in texts (“Why is a text imagined as containing ruptures, contradictions, or fissures?”, p. 115).
  • Critique of Ideology Critique and Hermeneutics of Suspicion
    • The article examines the limitations of ideology critique and the hermeneutics of suspicion, advocating for alternative interpretative frameworks.
    • This critique fosters new ways of thinking about literature beyond political or ideological constraints (“efforts to imagine alternatives to ideology critique and the hermeneutics of suspicion”, p. 114).
  • Integration of Formalism in Diverse Theories
    • Felski highlights how formalist methodologies persist within Marxist, feminist, and queer critiques, promoting intellectual cross-fertilization.
    • This contribution encourages scholars to acknowledge methodological overlaps across theoretical divides (“Marxist criticism, in many of its variants, is highly formalist in orientation”, p. 115).
  • Reassessment of Interdisciplinary Practices
    • By addressing the disciplinary influences on literary studies, Felski prompts a re-evaluation of how fields like cultural studies intersect with traditional literary scholarship.
    • This perspective broadens the scope of interdisciplinarity, emphasizing its methodological, not just thematic, implications (“Disciplinary preferences shape readings not only of literary works but also of theoretical texts”, p. 113).
  • Contribution to Poststructuralism
    • Felski critiques poststructuralism’s tendency to overemphasize language and instability, urging a balanced approach that considers interpretative practices.
    • This fosters a practical application of poststructuralist ideas without neglecting textual and methodological consistency (“practices of reading…covertly mold how theories are interpreted, taken up, and used”, p. 111).
  • Reflection on the Role of Theory in Practice
    • The work bridges the gap between theoretical abstractions and their practical implementation in literary studies.
    • Felski’s emphasis on integrating theory with methodological practices reshapes how scholars approach research and pedagogy (“The goal…is to infuse students with an awareness of the variety and complexity of methodological choices”, p. 114).
  • Advancing Literary Pedagogy
    • By proposing courses on critical methods, Felski contributes to the evolution of literary pedagogy, ensuring that students develop both theoretical knowledge and analytical skills.
    • This pedagogical shift encourages students to articulate and refine their interpretative strategies (“make explicit what is often left implicit…to make students more aware of interpretative choices”, p. 116).
Examples of Critiques Through “From Literary Theory to Critical Method” by Rita Felski
Literary WorkCritique Through Felski’s LensKey Reference/Concept from Felski
Sherlock Holmes Stories by Arthur Conan DoyleCatherine Belsey’s critique of Sherlock Holmes using symptomatic reading highlights contradictions and implicit meanings.Felski uses this as an example to explore the assumptions behind symptomatic reading, such as textual ruptures or repressed meanings (p. 115).
Heart of Darkness by Joseph ConradScholars often claim theoretical affiliations (e.g., Deleuze or Stuart Hall) but default to traditional interpretation methods.Felski critiques the tendency of theoretical preambles to mask unchanged interpretative practices (p. 112).
Victorian Novels (e.g., works by Charles Dickens)Victorianists extend their field by addressing themes like social reforms but still rely on English department training methods.Felski critiques disciplinary habits influencing interpretations, even in interdisciplinary contexts (p. 113).
Texts from Queer Theory Canon (e.g., Eve Kosofsky Sedgwick’s works)Close reading, a traditional New Critical method, is applied to queer theory to reveal nuanced textual and contextual insights.Felski highlights the methodological overlap between traditional and radical critical approaches, like queer theory (p. 110).
Criticism Against “From Literary Theory to Critical Method” by Rita Felski
  • Overemphasis on Methodology Over Theory
    Critics argue that Felski’s emphasis on critical methods may downplay the transformative power of theoretical frameworks, which often challenge entrenched ideologies and practices.
  • Undermining the Autonomy of Literary Theory
    By suggesting that critical methods often shape theoretical interpretations, Felski is seen by some as diminishing the philosophical depth and autonomy of literary theory.
  • Risk of Fragmenting Literary Studies
    The focus on diverse methodologies and the rejection of rigid theoretical categories could exacerbate the already noted fragmentation of literary studies, making it harder to find common ground among scholars.
  • Limited Engagement with Non-Western Theories
    Felski’s work has been critiqued for predominantly addressing Western literary theories and methodologies, with limited reference to global or non-Western perspectives.
  • Ambiguity in Defining Critical Method
    While advocating for critical method courses, Felski provides a broad and somewhat vague definition of “method,” leaving room for debate about its practical application and scope in literary studies.
  • Potential Undervaluation of Political Critique
    By critiquing the hermeneutics of suspicion and ideology critique, Felski risks sidelining the importance of political engagement in literary analysis, which many scholars view as vital to the discipline.
  • Reliance on Established Academic Traditions
    Felski’s recognition of ingrained disciplinary practices may be perceived as conservative, inadvertently reinforcing existing academic norms rather than challenging them.
  • Generalization of Methodological Practices
    Critics argue that her discussions on shared methodologies, such as close reading, risk oversimplifying the distinct epistemological aims of different theoretical schools.
Representative Quotations from “From Literary Theory to Critical Method” by Rita Felski with Explanation
QuotationExplanation
“Theory can no longer be dismissed as an arcane subspecialty.”Felski asserts the significance of theory in contemporary intellectual life, illustrating its pervasive influence beyond academia, such as in media and popular culture. This challenges the earlier perception of theory as niche or irrelevant.
“Thinking seriously about critical method cannot help but alter our view of literary studies.”This highlights Felski’s core argument that focusing on methodologies transforms how literary studies are practiced and perceived, bridging theoretical abstractions and interpretive practices.
“The technique of close reading defines the work of apolitical or traditionally minded critics… but it also characterizes the writings of queer theorists.”Felski demonstrates that critical methods like close reading transcend ideological divides, uniting diverse theoretical camps through shared analytical tools.
“A course in critical method thus offers a valuable complement to the standard theory class, yet its function is not just additive but also transformative.”Felski emphasizes the transformative potential of critical method courses, which encourage students to engage deeply with interpretative strategies rather than merely adding to theoretical knowledge.
“Practices of reading…covertly mold how theories are interpreted, taken up, and used.”This highlights the reciprocal relationship between theory and practice, showing how methodologies shape the application and evolution of theoretical frameworks.
“Critics at opposite ends of the theoretical spectrum… can share a common commitment to specific styles of interpretation.”Felski challenges the idea that theoretical divides result in completely divergent practices, instead pointing to methodological overlaps that unite critics across ideological boundaries.
“Modes of reading, like other habitual activities, are often deeply ingrained in the form of practical rather than theoretical knowledge.”This underscores the importance of practice in literary studies, where interpretative habits are often transmitted implicitly through teaching and mentorship rather than formal instruction.
“Disciplinary training… shapes what we know and how we know it.”Felski critiques the unconscious influence of disciplinary conventions, which shape scholarly arguments and interpretations regardless of theoretical allegiances.
“Literary theory thus expands students’ intellectual horizons beyond the category of literature.”Felski highlights the interdisciplinary nature of literary theory, which connects literature with broader themes like history, politics, and identity, enriching students’ academic experience.
“The goal…is to make explicit what is often left implicit and to make students more aware of interpretative choices.”This encapsulates Felski’s pedagogical focus, advocating for courses that illuminate the often-hidden assumptions and decisions underpinning literary analysis.
Suggested Readings: “From Literary Theory to Critical Method” by Rita Felski
  1. Felski, Rita. “From Literary Theory to Critical Method.” Profession, 2008, pp. 108–16. JSTOR, http://www.jstor.org/stable/25595888. Accessed 16 Nov. 2024.
  2. Fessenbecker, Patrick. “Content and Form.” Reading Ideas in Victorian Literature: Literary Content as Artistic Experience, Edinburgh University Press, 2020, pp. 39–75. JSTOR, http://www.jstor.org/stable/10.3366/j.ctv136c554.7. Accessed 16 Nov. 2024.
  3. CULLER, JONATHAN. “Introduction: Critical Paradigms.” PMLA, vol. 125, no. 4, 2010, pp. 905–15. JSTOR, http://www.jstor.org/stable/41058288. Accessed 16 Nov. 2024.
  4. Margolis, Joseph. “The Threads of Literary Theory.” Poetics Today, vol. 7, no. 1, 1986, pp. 95–110. JSTOR, https://doi.org/10.2307/1772090. Accessed 16 Nov. 2024.

“What Is the Meaning of a Text?” by Jeffrey Stout: Summary and Critique

“What Is the Meaning of a Text?” by Jeffrey Stout first appeared in 1982 in New Literary History, Vol. 14, No. 1, under the thematic issue “Problems of Literary Theory.”

"What Is the Meaning of a Text?" by Jeffrey Stout: Summary and Critique
Introduction: “What Is the Meaning of a Text?” by Jeffrey Stout

“What Is the Meaning of a Text?” by Jeffrey Stout first appeared in 1982 in New Literary History, Vol. 14, No. 1, under the thematic issue “Problems of Literary Theory.” Published by Johns Hopkins University Press, this influential article scrutinizes the very question of textual meaning and challenges the premise that seeking a definitive answer to “What is the meaning of a text?” is a productive endeavor. Instead, Stout proposes that such an inquiry might mislead interpreters by focusing on an abstract and ambiguous concept rather than on practical interpretative questions. By examining the hermeneutical and theoretical assumptions surrounding textual meaning, Stout contends that discussions about meaning are often convoluted and, at times, unresolvable. He suggests that interpretative theory would benefit from focusing on authorial intention or contextual significance rather than an elusive “meaning.”

Stout’s argument holds significance in the fields of literature and literary theory because it advocates a pragmatic approach to interpretation, resonating with Quine’s idea of “explication as elimination.” This pragmatic view emphasizes the utility of interpretation over the search for an essential meaning. Stout’s work influenced subsequent debates in hermeneutics, moving away from essentialist definitions of meaning toward pluralistic approaches that respect the diversity of interpretative interests and contexts. This shift challenges traditional hermeneutics and opens doors to more flexible, contextual, and purpose-driven interpretations, reshaping how scholars approach texts across disciplines.

Summary of “What Is the Meaning of a Text?” by Jeffrey Stout

Introduction and Purpose

  • Jeffrey Stout opens with a provocative stance: he does not intend to answer “What is the meaning of a text?” Instead, he aims to show that the question itself may not require an answer (Stout, 1982, p. 1).
  • He argues that the fixation on defining “meaning” is a distraction within literary theory and proposes that a different approach would be more fruitful for hermeneutics (Stout, 1982, p. 1).

Redefining Explication

  • Stout draws on philosopher W.V. Quine’s concept of “explication as elimination,” advocating for replacing complex, ambiguous terms with clearer alternatives to foster better understanding (Stout, 1982, p. 2).
  • Rather than uncovering an “essence” of meaning, Stout suggests that interpretation could benefit from breaking down meaning into simpler components, such as authorial intention and contextual significance (Stout, 1982, p. 3).

Diverse Interpretative Lenses

  • He explores how different theories interpret text meaning, noting that Marxists, Freudians, structuralists, and others define “meaning” through various lenses like class struggle, psychoanalysis, deep structure, or authorial intent (Stout, 1982, p. 5).
  • Stout asserts that these varied perspectives reflect different “meanings,” and instead of debating their validity, one should recognize that these interpretations serve distinct purposes (Stout, 1982, p. 6).

Purpose-Driven Interpretation

  • According to Stout, effective interpretation should serve specific purposes, reflecting the interests of the interpreter rather than seeking a universal “true” meaning (Stout, 1982, p. 6).
  • This approach repositions interpretation as a subjective process, emphasizing that the interpreter’s objectives and context matter more than locating an inherent meaning within the text (Stout, 1982, p. 7).

Against a Single Method

  • Stout critiques the idea of a universal interpretative method, arguing that interests, purposes, and contexts are too varied to be addressed by a singular approach (Stout, 1982, p. 7).
  • He suggests that interpretation should be flexible and adaptive, allowing readers to pursue multiple interpretations of a text based on diverse interests (Stout, 1982, p. 7).

Eliminating “Meaning” from Hermeneutics

  • Stout ultimately argues for eliminating the term “meaning” from literary discourse, positing that doing so would avoid unnecessary conflict among interpretative theories (Stout, 1982, p. 8).
  • By removing the notion of “meaning,” interpretations can focus more on contextual and intentional elements, thus enriching the interpretative process (Stout, 1982, p. 10).

Conclusion: Embracing Plurality in Interpretation

  • Stout concludes by calling for a pluralistic approach to interpretation, celebrating diverse interpretations as a sign of a text’s richness rather than an obstacle to understanding (Stout, 1982, p. 11).
  • He contends that literary theory can gain strength by integrating multiple perspectives rather than seeking to unify them under a single concept of “meaning” (Stout, 1982, p. 11-12).
Literary Terms/Concepts in “What Is the Meaning of a Text?” by Jeffrey Stout
Theoretical Term/ConceptDescriptionRelevance in Stout’s Argument
Explication as EliminationConcept from W.V. Quine suggesting the substitution of ambiguous terms with clearer alternatives.Stout advocates for “eliminating” complex terms like “meaning” to reduce confusion and foster clearer interpretations (Stout, p. 2).
HermeneuticsThe study of interpretation, especially of texts and symbols.Stout critiques traditional hermeneutics for its focus on the concept of “meaning,” which he argues is often misleading (Stout, p. 1).
Authorial IntentionThe author’s intended meaning or purpose in writing a text.Stout suggests focusing on authorial intention as a clearer interpretative focus than abstract “meaning” (Stout, p. 3).
Contextual SignificanceThe significance or meaning of a text within a particular context.Stout proposes contextual significance as an alternative interpretative lens, which varies depending on the interpretative frame (Stout, p. 4).
Verbal DisagreementDisputes that arise from differences in language use rather than substantive differences in meaning.Stout claims that much of the debate around textual meaning is merely verbal disagreement and could be minimized by eliminating ambiguous terms (Stout, p. 5).
Interests and PurposesThe goals and motivations that drive interpreters in their analysis.Stout argues that interpretation should be guided by the interpreter’s specific interests rather than by a search for an abstract meaning (Stout, p. 6).
Pragmatic ApproachA practical method that emphasizes utility and purpose over abstract theorizing.Stout endorses a pragmatic approach to interpretation, suggesting interpretations should serve concrete purposes (Stout, p. 10).
TextualismA perspective that focuses on the text itself, often rejecting abstract meanings.Stout aligns with textualism to an extent, advocating for an interpretation that centers on the text’s contextual elements rather than a “meaning” (Stout, p. 9).
Heyday of MeaningsA phrase by Ian Hacking referring to the late 19th century when meaning was a central focus across disciplines.Stout references this to contextualize the historical shift away from “meaning” as an essential interpretative concept (Stout, p. 8).
Multiplicity of InterpretationsThe idea that texts can and should be interpreted in multiple ways, based on different interests and contexts.Stout supports this, suggesting that multiple interpretations reveal the richness of a text (Stout, p. 11).
Contribution of “What Is the Meaning of a Text?” by Jeffrey Stout to Literary Theory/Theories
  • Challenge to Essentialism in Interpretation
    • Stout argues against the essentialist notion that texts contain an inherent “true” meaning, suggesting instead that interpretation is subjective and guided by specific interests (Stout, p. 1).
    • This contribution challenges traditional theories that focus on discovering a single “core” meaning of texts, promoting a more pluralistic approach to interpretation.
  • Shift from Meaning to Pragmatism
    • Stout’s pragmatic approach aligns interpretation with specific, context-driven purposes rather than an abstract pursuit of meaning, drawing on Quine’s idea of “explication as elimination” (Stout, p. 2).
    • This perspective has influenced pragmatic and reader-response theories by emphasizing the functional role of interpretation tailored to readers’ purposes rather than an objective meaning within the text.
  • Redefinition of Hermeneutics
    • Stout redefines hermeneutics by suggesting that it should not focus on “meaning” as an abstract entity but rather on understanding authorial intentions and contextual significance (Stout, p. 3-4).
    • This approach provides an alternative framework for hermeneutical theory, positioning it within a more flexible interpretative practice that embraces contextual variability.
  • Support for Textualism
    • Stout implicitly aligns with textualism by proposing that interpretation should focus on what the text reveals through its language and structure, avoiding abstract constructs of “meaning” (Stout, p. 9).
    • This resonates with New Criticism and structuralist theories that emphasize the text itself, though Stout adds the dimension of contextual analysis, broadening textualism to include varying interpretative contexts.
  • Advocacy for Interpretative Pluralism
    • Stout’s suggestion that texts can and should yield multiple interpretations based on differing interests and purposes advances interpretative pluralism (Stout, p. 11).
    • This contribution aligns with post-structuralist and reader-response theories, which view texts as open to diverse readings, depending on the reader’s background, goals, and interpretative framework.
  • Verbal Disagreement and Constructive Discourse
    • Stout’s analysis of “verbal disagreement” suggests that much of the conflict in literary theory arises from linguistic ambiguity rather than genuine theoretical divergence (Stout, p. 5).
    • This insight encourages a reframing of theoretical debates in literary theory, fostering constructive dialogue and a recognition of shared interpretative goals across theories.
  • Critique of Universal Hermeneutic Methods
    • Stout critiques the concept of a single, universal method for interpretation, as he believes diverse interpretative interests make a universal hermeneutic approach impractical (Stout, p. 7).
    • This stance contributes to the ongoing dialogue in literary theory about the flexibility and adaptability of interpretative methods, reinforcing arguments for theory-specific methodologies in interpretation.
Examples of Critiques Through “What Is the Meaning of a Text?” by Jeffrey Stout
Literary WorkCritique Approach Through Stout’s LensExplanation and Relevance
Shakespeare’s HamletAuthorial Intention vs. Contextual SignificanceInstead of solely focusing on Hamlet’s “true” psychological motivations, an interpreter might consider Shakespeare’s intentions alongside the broader cultural and historical context, such as Elizabethan beliefs about revenge, duty, and madness. This shifts interpretation from finding a definitive meaning to understanding layered cultural implications and authorial purpose (Stout, p. 3-4).
George Orwell’s 1984Pragmatic Interpretation for Political RelevanceApplying Stout’s pragmatic approach, a critique could focus on how 1984 serves current political discourse, encouraging readers to interpret the text based on contemporary issues like surveillance and authoritarianism, rather than assuming Orwell’s original intent as the ultimate interpretative goal. This use of 1984 as a tool for modern reflection aligns with Stout’s emphasis on interpretative purpose over “true” meaning (Stout, p. 6).
Homer’s The OdysseyInterpretative Pluralism through Multiple Cultural FramesInstead of seeking a singular “meaning” of heroism or morality in The Odyssey, a Stout-inspired critique would explore how different eras (e.g., Ancient Greek vs. modern perspectives) yield unique interpretations based on cultural values, thus celebrating the text’s multiplicity of meanings. This approach underscores Stout’s call for pluralism in interpretation (Stout, p. 11).
Toni Morrison’s BelovedTextualism with Focus on Contextual SignificanceA critique of Beloved through Stout’s framework would emphasize the contextual significance of Morrison’s language and narrative structure in depicting African American history and trauma, without fixating on an essential meaning. This allows the novel to resonate with readers through its textual power and historical contexts, reflecting Stout’s textualist and context-centered approach (Stout, p. 9).
Criticism Against “What Is the Meaning of a Text?” by Jeffrey Stout
  • Reduction of Meaning to Pragmatic Function
    Critics argue that Stout’s pragmatic approach oversimplifies interpretation by reducing it to the interpreter’s immediate goals or interests, potentially ignoring deeper, inherent aspects of a text that contribute to its significance and impact over time.
  • Dismissal of Unified Interpretative Framework
    Stout’s critique of universal interpretative methods may be seen as overly relativistic, implying that any interpretation is valid as long as it serves a specific interest. This can weaken the foundation for establishing consistent or coherent literary standards within literary studies.
  • Risk of Overemphasis on Authorial Intent
    Although Stout promotes both authorial intention and contextual significance, some critics argue that his approach still risks overemphasizing authorial intent, which modern literary theory often critiques as limiting to the scope and multiplicity of textual interpretations.
  • Ambiguity in Eliminating “Meaning” from Hermeneutics
    Stout’s recommendation to eliminate the concept of “meaning” from hermeneutics may appear radical and impractical, as it seems to overlook how the search for meaning inherently drives many interpretative traditions. This elimination could obscure the philosophical depth that traditional hermeneutics has cultivated around the concept of meaning.
  • Potential Loss of Depth in Interpretative Engagement
    By prioritizing practical interpretation aligned with specific interests, Stout’s framework may inadvertently promote a more superficial reading that lacks the depth that traditional hermeneutics and theories of meaning aim to achieve, particularly in complex literary texts that invite multi-layered analysis.
Representative Quotations from “What Is the Meaning of a Text?” by Jeffrey Stout with Explanation
QuotationExplanation
“My aim, instead, will be to undermine the widespread assumption that this question… deserves an answer.” (Stout, p. 1)Stout begins by challenging the assumption that texts have a single “meaning.” He suggests that this focus might be misplaced, opening the door for alternative interpretative approaches.
“Explication, as Quine puts it, is elimination.” (Stout, p. 2)Stout uses Quine’s idea to propose that complex or ambiguous terms like “meaning” can sometimes be eliminated in favor of clearer language, aiming to reduce theoretical confusion in interpretation.
“A question of the form, ‘What is the meaning of x?’ retains all the ambiguity of its central term…” (Stout, p. 3)Here, Stout critiques the inherent ambiguity in asking for “meaning,” pointing out that the term is often vague and obscures more specific interpretative questions.
“There is no point in denying that recent discussions of meaning are confused as well as confusing…” (Stout, p. 1)Stout acknowledges the pervasive confusion in literary theory around “meaning,” suggesting that rephrasing the question could lead to clearer and more useful discussions.
“The notion of intention may itself require explication before we have a precise specification of topic.” (Stout, p. 3)Stout notes that even concepts like “authorial intention” require further definition, emphasizing the complexity and layers within interpretative work.
“Theories of meaning—whether they focus on words, sentences, or texts—typically do just that.” (Stout, p. 4)Here, he critiques traditional theories that attempt to reduce complex interpretative questions into single explanations, which he argues oversimplifies the multiplicity of meanings texts can hold.
“We want to serve our interests and purposes, not reduce them.” (Stout, p. 4)Stout promotes a pragmatic approach to interpretation, focusing on how interpretations serve the interpreter’s goals rather than reducing the analysis to a single “correct” meaning.
“The more you and I seem to differ on some topic, the less reason we have for thinking that we are discussing the same topic after all.” (Stout, p. 5)Stout identifies much of the conflict in literary theory as verbal disagreement, suggesting that eliminating vague terms like “meaning” could reveal areas of true agreement.
“Good commentary is whatever serves our interests and purposes.” (Stout, p. 6)By asserting this, Stout emphasizes that interpretation should align with the reader’s or scholar’s specific purposes, marking a shift from traditional objectivist approaches to more pragmatic interpretations.
“The heyday of meanings is past.” (Stout, p. 8)Stout concludes that the focus on inherent textual meanings, dominant in the past, has shifted toward approaches valuing context, purpose, and multiplicity, reflecting broader philosophical trends in hermeneutics and literary theory.
Suggested Readings: “What Is the Meaning of a Text?” by Jeffrey Stout
  1. Stout, Jeffrey. “What Is the Meaning of a Text?” New Literary History, vol. 14, no. 1, 1982, pp. 1–12. JSTOR, https://doi.org/10.2307/468954. Accessed 13 Nov. 2024.
  2. Stout, Jeffrey. “THE RELATIVITY OF INTERPRETATION.” The Monist, vol. 69, no. 1, 1986, pp. 103–18. JSTOR, http://www.jstor.org/stable/27902955. Accessed 13 Nov. 2024.
  3. Stout, Jeffrey. “Comments on Six Responses to ‘Democracy and Tradition.'” The Journal of Religious Ethics, vol. 33, no. 4, 2005, pp. 709–44. JSTOR, http://www.jstor.org/stable/40017995. Accessed 13 Nov. 2024.
  4. Mann, Jill. “The Inescapability of Form.” Readings in Medieval Textuality: Essays in Honour of A.C. Spearing, edited by Cristina Maria Cervone and D. Vance Smith, NED-New edition, Boydell & Brewer, 2016, pp. 119–34. JSTOR, http://www.jstor.org/stable/10.7722/j.ctt1d3925n.14. Accessed 13 Nov. 2024.

“Toward a Modern Humanism” by Martin Schütze: Summary and Critique

“Toward a Modern Humanism” by Martin Schütze first appeared in 1936 in PMLA (Publications of the Modern Language Association of America).

"Toward a Modern Humanism" by Martin Schütze: Summary and Critique
Introduction: “Toward a Modern Humanism” by Martin Schütze

“Toward a Modern Humanism” by Martin Schütze first appeared in 1936 in PMLA (Publications of the Modern Language Association of America). In this essay, Schütze advocates for a modern humanist approach to literature, centering on the concept of “integral unity.” He critiques the dominant frameworks of rationalistic-romantic metaphysics and factualism, which he believes impose artificial separations between form and content, and between mind and nature. Instead, Schütze promotes a holistic view of literature, where the unity of meaning within a text is inseparable from its form. He introduces a theory of “integral unity of meaning” that emphasizes the indivisibility of experience, aesthetic expression, and the ethical, social, and psychological dimensions of human life. This approach underscores that the true essence of a literary work can only be grasped by considering all its elements as parts of a single organic whole. Schütze’s modern humanism has influenced literary theory by challenging reductionist interpretations and encouraging critics to embrace the full complexity of literary and artistic expression, thus reaffirming the value of literature in fostering a deeper understanding of culture and personality.

Summary of “Toward a Modern Humanism” by Martin Schütze
  • Introduction to Modern Humanism
    Schütze defines modern humanism as an aspirational life approach that integrates physical, intellectual, and socio-ethical domains to advance the individual personality. This integration forms the foundation for cultural values and a unified perspective on human existence (Schütze, 1936, p. 284). His work critiques earlier academic theories, aiming to harmonize various aspects of personal experience within literature and the arts.
  • Three Foundational Theories in Literary Studies
    Schütze outlines three major types of literary theories: rationalistic-romantic metaphysics, factualism, and his own concept of “integral unity.” He critiques rationalistic-romantic approaches for their dependence on deductive reasoning and dualism, which divides mind and nature, restricting the ability to capture the holistic essence of literary works (p. 285). Factualism, while seemingly objective, reduces literature to isolated facts, disregarding the integrated meaning essential to poetry (p. 288).
  • Integral Unity as a Holistic Theory of Meaning in Literature
    Schütze’s theory of integral unity emphasizes that literary meaning arises from the inseparable connection between a work’s form and content. Unlike rationalistic or factual approaches, this theory posits that meaning is not found in external elements but in the organic relationship between parts and the whole within a work (p. 290). This concept encourages readers to appreciate literature as a complete, self-contained entity, emphasizing that detached analysis compromises the work’s inherent unity (p. 291).
  • Critique of Traditional Analysis in Literary Studies
    Schütze critiques conventional literary analysis for its tendency to abstract elements of meaning, removing them from their contextual relationships within the text. He argues that genuine analysis should illuminate these integral relationships rather than dissect them into separate, disconnected parts, urging a more holistic approach to interpretation (p. 291). This approach reveals deeper structures within poetic meaning, respecting the work’s unity.
  • Unity of Meaning and Form
    The unity of meaning and form is central to Schütze’s approach, challenging the conventional division between content and form. Schütze posits that in poetry, meaning is inherently linked to its form, as they coalesce into a single expressive force. Both factualism and rationalism fail to recognize this interplay, treating form as secondary to content (p. 292). He emphasizes that literary works are dynamic, evolving structures of meaning rather than static sets of definitions (p. 294).
  • Historical Context and Literary Criticism
    Schütze identifies the need for a literary history grounded in “integral meanings,” where the historian, critic, and interpreter share a unified perspective. Rather than classifying literature in fixed, detached categories, Schütze encourages historical analyses that consider the evolution of literary meanings within their cultural contexts, highlighting the cultural values embedded in each literary work (p. 296).
  • The Genetic Principle and Cultural Environment
    Schütze extends his integral theory to consider the genetic (developmental) aspects of literary meaning, emphasizing that works of literature should be examined as unique, consistent wholes. He warns against “short-circuiting” literature into overly simplified sociological or biological frameworks, as such interpretations strip literature of its integrative meaning and individuality (p. 298).
  • Conclusion: Toward a Philosophy of Integral Unity in Literature
    Schütze concludes by proposing that integral unity in literature mirrors the unity of personality. His philosophy positions the arts as expressions of cultivated personality, guiding readers and critics toward judgments based on an intuitive, holistic understanding. He envisions a culture where judgments are grounded in personal integration, fostering a deep, creative appreciation for the arts (p. 299).
Literary Terms/Concepts in “Toward a Modern Humanism” by Martin Schütze
Term/ConceptDefinition and Explanation
Modern HumanismA philosophy that integrates physical, intellectual, and socio-ethical aspects of human life to elevate the personality and foster cultural unity. Modern humanism seeks to align personal and social values in harmony with personal growth and cultural values (Schütze, p. 284).
Integral UnitySchütze’s central concept, which holds that the true meaning of a literary work lies in the indivisible connection between its parts and the whole, rejecting separations between form and content. Integral unity enables the full appreciation of literary and artistic meaning (p. 290).
Rationalistic-Romantic MetaphysicsA dualistic theoretical approach that separates “mind” and “nature” and relies on deductive reasoning. It emphasizes conceptual classifications, leading to an incomplete understanding of literature by isolating abstract concepts from lived experience (p. 285).
FactualismA literary theory based on objective, literal facts, treating literature as a reflection of isolated factual data. Factualism neglects the organic, unified meaning inherent in literary works by focusing only on empirical elements (p. 288).
Unity of Meaning and FormSchütze’s idea that in poetry, form and content are inherently united, where form is not an external addition but an integral aspect of meaning. This challenges the view that form and content can be separately analyzed (p. 292).
Personality and SpontaneitySchütze asserts that personality is reflected in the spontaneity of individual expression in art, where spontaneity is not impulsive but an integral force that embodies personality and individuality in art and poetry (p. 290).
Organic View of PoetryThe notion that poetry, like a living organism, cannot be dissected without losing its essence. Meaning in poetry is formed through a natural integration of elements, and it is harmed by attempts to impose external, isolated interpretations (p. 289).
Genetic PrincipleA perspective on literary analysis that emphasizes developmental, contextual understanding of literature, considering the unique and holistic nature of each work without oversimplifying it to fit into sociological or biological theories (p. 298).
Dualism of Rationality and IrrationalityA framework that contrasts reason (seen as abstract and universal) with feeling (seen as individual and concrete), where rationalistic metaphysics view these elements in opposition, hindering the understanding of unified, personal expression (p. 286).
History of Literary MeaningsSchütze’s idea that literary history should focus on the evolution of integral meanings rather than categorizing works by static or external classifications. He advocates for a historical approach that reveals cultural values through the unified meaning in literature (p. 296).
Contribution of “Toward a Modern Humanism” by Martin Schütze to Literary Theory/Theories
  1. Critique of Rationalistic-Romantic Metaphysics
    Schütze critiques rationalistic-romantic metaphysics for its dualistic separation of mind and nature and its reliance on abstract, deductive reasoning. This approach, he argues, hinders a true understanding of literature by isolating concepts from individual, lived experience. Schütze’s alternative suggests that literary meaning cannot be fully comprehended through abstract classification; instead, it requires an appreciation of how form and meaning are inherently unified (Schütze, p. 285). His critique of this theory thus pushes literary studies toward a more integrative approach that values holistic experience over abstract categorization.
  2. Alternative to Factualism
    Schütze’s theory provides an alternative to factualism, which he sees as overly focused on objective, isolated data. Factualism’s empirical focus neglects the inherent unity within a literary work, reducing it to disconnected facts without capturing the organic meaning of the text. By emphasizing the “integral unity” within literature, Schütze encourages scholars to consider a work as a coherent whole, with each part contributing to its unified meaning, thus challenging factualism’s reductionist approach (p. 288).
  3. Development of Integral Unity Theory
    One of Schütze’s most significant contributions is his development of the “integral unity” theory, which asserts that meaning in literature is indivisibly linked to both its form and content. This theory moves beyond the limitations of both rationalistic-romantic metaphysics and factualism by positing that literary meaning arises from an organic unity of parts and the whole. This perspective promotes a non-dualistic approach, where meaning is seen as an “integral” and inseparable part of the work’s structure (p. 290). Integral unity encourages literary analysis that values holistic interpretation rather than fragmenting the text.
  4. Emphasis on Personality and Spontaneity in Expression
    Schütze introduces the idea that true personality in art is reflected through spontaneity, a concept that contrasts with rationalistic reductionism. He argues that literature and art are expressions of individual spontaneity and that each work embodies a unique personality, essential to its meaning. This perspective supports theories that emphasize the importance of individual creativity and subjectivity in literature, countering more structured, formulaic interpretations (p. 290).
  5. Advancement of the Organic View in Literary Analysis
    Schütze’s “organic view of poetry” reinforces the idea that a literary work functions like a living organism, where parts are interdependent and contribute to a unified whole. This concept is a response to both rationalistic-romantic and factualist approaches, which attempt to break down literature into abstract or factual components. Schütze argues that true meaning in poetry emerges only when seen as a coherent whole, a view that has influenced organic and holistic approaches in literary criticism (p. 289).
  6. Inclusion of the Genetic Principle in Literary Interpretation
    Schütze’s “genetic principle” suggests that each work of literature should be analyzed within its unique developmental and historical context. He cautions against interpreting literary works through rigid sociological or biological frameworks, as these approaches overlook the work’s inherent unity and its unique place within cultural history (p. 298). His approach aligns with contextual theories of literature, emphasizing a work’s individual character and historical position.
  7. Revised Approach to Literary History and Criticism
    Schütze argues that literary history should focus on the evolution of integral meanings within cultural contexts, rather than merely classifying works based on static, external categories. This approach contrasts with traditional literary history, which often prioritizes categorization and fixed classifications. By promoting a history that explores the cultural values inherent in literature, Schütze’s ideas contribute to cultural historicism, encouraging an interpretation of literature as a living reflection of its cultural moment (p. 296).
  8. Integration of Form and Content in Literary Analysis
    Challenging the traditional separation of form and content, Schütze argues that the two are indivisible, with form being an inherent aspect of meaning. This integration encourages a shift in formalist literary theories, proposing that form and content be studied together to truly understand a work’s meaning. This holistic approach has influenced later theories that advocate for analyzing literature’s form in conjunction with its thematic and symbolic content (p. 292).
Examples of Critiques Through “Toward a Modern Humanism” by Martin Schütze
Literary WorkHypothetical Critique Based on Schütze’s Theory
“Hamlet” by William ShakespeareSchütze’s integral unity would critique attempts to isolate Hamlet’s psychological depth as separate from the play’s structure. Instead, Hamlet’s character, themes of existential crisis, and dramatic form should be understood as a unified whole, where each scene contributes to an organic unity of meaning.
“Moby-Dick” by Herman MelvilleThrough Schütze’s lens, Melville’s novel would be critiqued for its reduction by factualist interpretations focusing solely on its historical or whaling facts. Schütze would argue that Moby-Dick’s meaning lies in the indivisible relationship between Ahab’s quest, the symbolic whale, and the philosophical questions, forming a cohesive unity.
“Leaves of Grass” by Walt WhitmanSchütze’s emphasis on personality and spontaneity would highlight Whitman’s individual voice and unique expression. Rather than analyzing his work through isolated themes or historical context alone, Schütze would see the integral unity of Whitman’s form, language, and message as reflecting the singularity of the poet’s personality.
“The Waste Land” by T.S. EliotA Schütze-inspired critique would resist fragmenting Eliot’s references and symbols into separate categories or historical allusions. Instead, Schütze would argue for viewing The Waste Land as an organic whole, where the poem’s fragmented structure and references contribute to a unified expression of cultural disillusionment.

Criticism Against “Toward a Modern Humanism” by Martin Schütze

  • Lack of Practical Application
    Schütze’s emphasis on “integral unity” can be seen as abstract, making it challenging for critics to apply concretely in analyzing complex texts with multi-layered meanings and historical contexts.
  • Overemphasis on Holism at the Expense of Detail
    By prioritizing the organic whole, Schütze’s approach may overlook or undervalue detailed, isolated analysis of specific elements, such as symbolic language or historical context, that can also contribute to a text’s depth and richness.
  • Insufficient Attention to Socio-Political Contexts
    Schütze’s framework could be critiqued for not fully considering how socio-political conditions impact literary production and meaning, which limits the theory’s relevance in addressing works with clear political or cultural agendas.
  • Subjectivity in Determining “Integral Unity”
    The concept of “integral unity” can be highly subjective, potentially leading to inconsistent interpretations among critics, as what constitutes a unified whole might vary greatly from one reader to another.
  • Resistance to Interdisciplinary Approaches
    Schütze’s critique of factualism and rationalistic-romantic metaphysics may be seen as too restrictive, discouraging interdisciplinary approaches (e.g., psychoanalytic, feminist, or postcolonial perspectives) that rely on specific theories or frameworks to examine literature.
  • Potential to Overlook Historical Evolution in Literary Criticism
    By focusing on the integral unity within individual works, Schütze’s approach may not account for the historical development of literary movements or genres, potentially limiting its utility in understanding the evolution of literature over time.
  • Incompatibility with Formalist and Structuralist Methods
    Schütze’s holistic approach may conflict with formalist and structuralist theories that focus on dissecting language, structure, and narrative techniques, suggesting that these methodologies cannot coexist within his model of humanistic interpretation.

Representative Quotations from “Toward a Modern Humanism” by Martin Schütze with Explanation

QuotationExplanation
“A modern humanism would be a mode of life controlled by an active aspiration to adjust present conditions to the highest interests and values of personality.” (p. 284)Schütze proposes that modern humanism seeks to harmonize life’s conditions with the highest aspirations of the human personality, emphasizing an ideal unity across personal, social, and ethical dimensions.
“The principle of integral unity … demands an unremitting endeavor to combine and harmonize those three main parts of personal being.” (p. 284)The core idea of “integral unity” stresses the integration of the physical, intellectual, and social facets of personality, which is essential to realizing humanistic culture.
“Rationalistic metaphysics identifies definitions in terms of verbal classification … exclusively with the ultimate substance of truth, knowledge, and value.” (p. 285)Schütze critiques rationalistic metaphysics for its reduction of truth to mere classifications, arguing it fails to encompass the complexity and holistic meaning found in human experience.
“This theoretical confusion and relapse has proved fatal to modern neorationalism and neoromanticism.” (p. 286)He observes that both neorationalism and neoromanticism have stalled due to their return to rigid, outdated structures, stifling innovation in literary and cultural analysis.
“The unity of meaning in a work of poetry is a self-contained mental organism.” (p. 289)Schütze views poetry as an organism where meaning is derived from an indivisible unity, and it should not be broken into separate ideas or facts without losing its essential significance.
“Personality is individual spontaneity.” (p. 290)Schütze defines personality as spontaneous individuality, connecting this with his theory of integral unity by suggesting that personality, poetry, and culture share this organic, unified spontaneity.
“True poetic analysis … is primarily concerned with discovering, preserving, setting forth, illuminating … each part in its integral relations to every other part and to the whole.” (p. 291)In contrast to traditional analysis, Schütze advocates for an approach to poetry that respects its internal unity, focusing on interconnected parts rather than detached elements.
“The event of an experience and its poetic expression … are ultimately indistinguishable from each other.” (p. 295)Here, he argues that poetic creation is an extension of experience itself, meaning that poetry and lived experience are inextricably linked within the work.
“True history of literature must be history of literary meanings.” (p. 296)Schütze believes literary history should center on the evolving meanings within texts, not merely on factual or chronological accounts, thus aligning with his holistic approach.
“The integral unity of meaning and form is essential to a fundamental philosophy of culture.” (p. 299)Schütze underscores the inseparability of meaning and form in literary and cultural works, viewing this unity as foundational to any genuine humanistic philosophy.
Suggested Readings: “Toward a Modern Humanism” by Martin Schütze
  1. Schütze, Martin. “Toward a Modern Humanism.” PMLA, vol. 51, no. 1, 1936, pp. 284–99. JSTOR, https://doi.org/10.2307/458327. Accessed 13 Nov. 2024.
  2. Bluhm, Heinz. “In Memoriam Martin Schütze.” Monatshefte, vol. 42, no. 6, 1950, pp. 290–95. JSTOR, http://www.jstor.org/stable/30164993. Accessed 13 Nov. 2024.
  3. KRISTELLER, PAUL OSKAR. “HUMANISM.” Minerva, vol. 16, no. 4, 1978, pp. 586–95. JSTOR, http://www.jstor.org/stable/41820353. Accessed 13 Nov. 2024.