“The Reality Effect” by Roland Barthes: Summary and Critique

“The Reality Effect” by Roland Barthes first appeared in 1968 as part of the collection “Communications 8: Recherches rhétoriques,” translated in 1989 by Richard Howard in The Rustle of Language.

"The Reality Effect" by Roland Barthes: Summary and Critique
Introduction: “The Reality Effect” by Roland Barthes

“The Reality Effect” by Roland Barthes first appeared in 1968 as part of the collection “Communications 8: Recherches rhétoriques,” translated in 1989 by Richard Howard in The Rustle of Language. The essay is a cornerstone of literary theory, introducing the concept of the “effet de réel” (reality effect). Barthes argues that seemingly insignificant details in a text create an illusion of reality, thus enhancing the text’s verisimilitude. This notion challenged prevailing literary criticism, shifting focus from authorial intent to the textual mechanisms that create meaning. “The Reality Effect” spurred new avenues in narrative analysis and cemented Barthes’s status as a leading figure in structuralism and semiotics.

Summary of “The Reality Effect” by Roland Barthes
  • Concept of “Useless Details”: Barthes identifies elements in literature, such as Flaubert’s description of Mme Aubain’s room or Michelet’s detailed recounting of Charlotte Corday’s last moments, which appear structurally insignificant but still hold narrative value. These details are often considered “superfluous” or “filling” by structural analysis but are nonetheless present in narratives.
  • Significance of Insignificance: Barthes poses a crucial question about narrative structure: whether every element in a narrative is significant and, if not, what is the significance of these insignificant details. He suggests that these seemingly trivial details play a role in creating a “reality effect.”
  • Historical Context of Description: Barthes contrasts medieval descriptions, which were unconstrained by realism and focused more on the genre’s rules, with modern descriptions that aim to adhere to a more realistic portrayal. This shift highlights the evolving role of description in literature.
  • Cultural Rules of Representation: The inclusion of detailed descriptions, even when they don’t contribute directly to the narrative structure, is justified by cultural norms and the laws of literature rather than by the logic of the work itself. These details contribute to the work’s authenticity and adherence to cultural expectations.
  • Resistance to Meaning: Barthes discusses how insignificant details resist straightforward interpretation or meaning, adding a layer of complexity to narrative analysis. This resistance challenges the structural analysis to account for elements that do not fit neatly into functional sequences.
  • Analogy to Higher Languages: Barthes draws an analogy between the descriptive elements in literature and the predictive systems in higher languages. While descriptions in narratives do not serve a direct communicative function, they add depth and richness to the text.
  • Role of Description in Realism: Descriptions that may seem irrelevant to the plot, like the detailed portrayal of Rouen in “Madame Bovary,” fulfill literary realism’s demand for lifelike representation. These descriptions follow the cultural rules of realism, contributing to the narrative’s authenticity.
  • Narrative Functionality and Detail: Barthes emphasizes that not all narrative details serve a clear structural purpose. Instead, some details exist to enhance the narrative’s realism and immerse the reader in the story’s world.
  • Implications for Structural Analysis: The presence of “useless details” in narratives challenges structural analysis to reconsider what is deemed significant. Barthes’ exploration highlights the need to account for these details’ narrative and cultural functions.
Literary Terms/Theoretical Concepts in “The Reality Effect” by Roland Barthes
Literary Term/Theoretical ConceptDefinitionExplanation in the Context of “The Reality Effect”
Reality Effect (Effet de réel)The illusion of reality created in literature through descriptive details that seem superfluous to the narrative.Barthes argues that these “useless details” contribute to the text’s verisimilitude, making it feel more “real” to the reader.
Structural AnalysisA method of analyzing narratives by focusing on their underlying structures and systems.Barthes critiques structural analysis for often overlooking the significance of seemingly insignificant details.
VerisimilitudeThe appearance of being true or real.The reality effect enhances a text’s verisimilitude by creating a sense of lived experience.
Referential IllusionThe mistaken belief that descriptive details in a text directly refer to reality.Barthes argues that these details don’t represent reality but rather signify the concept of “the real.”
ConnotationThe implied or associative meaning of a word or phrase.In realist texts, “useless details” connote the category of “the real” rather than denoting specific objects or events.
DenotationThe literal or primary meaning of a word or phrase.Barthes suggests that in realist literature, the denotative function of descriptive details is diminished in favor of their connotative function.
Descriptive GenreA literary genre focused on detailed descriptions of people, places, or things.Barthes contrasts modern realism with earlier descriptive genres, where plausibility was determined by discursive rules rather than reference to reality.
Sapiential SignifiedThe underlying wisdom or meaning conveyed by a text.Barthes argues that “useless details” in realist literature cannot be attributed to a specific sapiential signified but contribute to the overall reality effect.
Contribution to “The Reality Effect” by Roland Barthes Literary Theory
  • Challenged Structuralism’s Focus on Major Narrative Articulations: The essay questioned the prevailing structuralist approach that prioritized the identification and systematization of major narrative elements. Barthes drew attention to the “useless details” that structural analysis often overlooked, arguing for their significance in creating the illusion of reality.
  • Introduced the Concept of the “Reality Effect”: The essay introduced the concept of the “effet de réel” (reality effect), which refers to the illusion of reality created in literature through seemingly insignificant and superfluous details. Barthes argued that these details contribute to the text’s verisimilitude, making it feel more “real” to the reader.
  • Shifted Focus from Authorial Intent to Textual Mechanisms: The essay shifted the focus of literary analysis away from authorial intent and towards the textual mechanisms that generate meaning. By highlighting the role of descriptive details in creating the reality effect, Barthes emphasized the importance of the text itself in shaping the reader’s experience.
  • Spurred New Avenues in Narrative Analysis: The concept of the reality effect opened up new avenues for exploring how narratives create meaning and engage readers. It encouraged scholars to pay closer attention to the subtle ways in which texts construct the illusion of reality and how this illusion contributes to the overall reading experience.
  • Cemented Barthes’s Status as a Leading Figure in Literary Theory: The essay solidified Barthes’s position as a prominent figure in structuralism and semiotics. By challenging prevailing notions and offering new perspectives on narrative analysis, Barthes influenced subsequent generations of literary theorists and critics.
Examples of Critiques: “The Reality Effect” by Roland Barthes
Literary WorkAuthorCritique through “The Reality Effect”
Madame BovaryGustave FlaubertThe detailed description of Rouen in Madame Bovary is irrelevant to the plot structure but adheres to the laws of literary realism, providing a lifelike representation that enhances the narrative’s authenticity and immersion.
A Simple HeartGustave FlaubertThe mention of an “old piano” under a barometer with a heap of boxes in Mme Aubain’s room appears superfluous structurally. However, these details contribute to the atmosphere and bourgeois characterization, creating a vivid and realistic setting.
Histoire de France: La RévolutionJules MicheletThe description of Charlotte Corday’s final moments, including the gentle knock at a little door, seems unnecessary for the narrative’s progression. Yet, it adds symbolic value and depth, contributing to the realism and emotional weight of the account.
The Red and the BlackStendhalDetailed descriptions of Julien Sorel’s surroundings and minor objects may seem extraneous but serve to ground the narrative in a specific historical and social reality, enhancing the reader’s sense of immersion in the period’s authentic atmosphere.
Criticism Against “The Reality Effect” by Roland Barthes
  • Overemphasis on the Text: Some critics argue that Barthes’s focus on textual mechanisms neglects the role of the reader and their interpretation in constructing meaning. The reality effect might not be solely produced by the text but also by the reader’s engagement with it.
  • Limited Applicability: The concept of the reality effect might be more relevant to realist literature than other genres. Its applicability to poetry, experimental fiction, or non-Western literary traditions might be less straightforward.
  • Neglect of Historical and Cultural Context: The essay could be seen as decontextualizing literary works by focusing primarily on their textual features. The production and reception of literature are influenced by historical and cultural factors that Barthes’s analysis might not fully address.
  • Potential for Over-Interpretation: The concept of the reality effect might lead to over-analyzing seemingly insignificant details in a text, attributing meaning where none was intended by the author.
  • Underestimation of Authorial Intent: While challenging the focus on authorial intent, some critics argue that Barthes might have underestimated the role of the author in shaping the text and its effects. The reality effect could be a deliberate strategy employed by the author to achieve specific goals.
Suggested Readings: “The Reality Effect” by Roland Barthes
  1. Barthes, Roland. Image-Music-Text. Translated by Stephen Heath, Hill and Wang, 1977. https://us.macmillan.com/books/9780374521363/imagemusictext.
  2. Barthes, Roland. The Rustle of Language. Translated by Richard Howard, Hill and Wang, 1986. https://us.macmillan.com/books/9780374515942/therustleoflanguage.
  3. Brooks, Peter. Reading for the Plot: Design and Intention in Narrative. Harvard University Press, 1992. https://www.hup.harvard.edu/catalog.php?isbn=9780674748927.
  4. Culler, Jonathan. The Pursuit of Signs: Semiotics, Literature, Deconstruction. Cornell University Press, 1981. https://www.cornellpress.cornell.edu/book/9780801491914/the-pursuit-of-signs/.
  5. Genette, Gérard. Narrative Discourse: An Essay in Method. Translated by Jane E. Lewin, Cornell University Press, 1983. https://www.cornellpress.cornell.edu/book/9780801492591/narrative-discourse/.
  6. Kaempfer, Jean. “Roland Barthes’s The Reality Effect and Its Consequences.” Style, vol. 20, no. 1, 1986, pp. 51-68. https://www.jstor.org/stable/42945638.
  7. Levi-Strauss, Claude. Structural Anthropology. Translated by Claire Jacobson and Brooke Grundfest Schoepf, Basic Books, 1963. https://www.basicbooks.com/titles/claude-levi-strauss/structural-anthropology/9780465095162/.
  8. Ricoeur, Paul. Time and Narrative. Translated by Kathleen McLaughlin and David Pellauer, University of Chicago Press, 1984. https://press.uchicago.edu/ucp/books/book/chicago/T/bo5963792.html.
  9. Silverman, Kaja. The Subject of Semiotics. Oxford University Press, 1983. https://global.oup.com/academic/product/the-subject-of-semiotics-9780195031784.
Quotations with Explanation from “The Reality Effect” by Roland Barthes
QuotationExplanation
“an old piano supported, under a barometer, a pyramidal heap of boxes and cartons”Barthes uses this description from Flaubert to illustrate how certain details in a narrative, while not structurally significant, contribute to creating a realistic depiction of the scene, enhancing the atmosphere and giving depth to the character’s environment.
“after an hour and a half, there was a gentle knock at a little door behind her”This detail from Michelet’s recounting of Charlotte Corday’s last moments exemplifies how seemingly trivial elements can add symbolic value and emotional weight, enriching the narrative without directly advancing the plot.
“Is everything in narrative significant, and if not, if insignificant stretches subsist in the narrative syntagm, what is ultimately, so to speak, the significance of this insignificance?”Barthes questions the role of insignificant details in a narrative, suggesting that their presence challenges the idea that everything in a narrative must serve a direct structural purpose, and instead, they contribute to the realism and depth of the story.
“description appears as a kind of characteristic of the so-called higher languages, to the apparently paradoxical degree that it is justified by no finality of action or of communication”Barthes argues that detailed descriptions in narratives do not necessarily serve a direct communicative function but are a hallmark of sophisticated language use, adding richness and texture to the narrative without needing to justify their presence structurally.
“Even if they are not numerous, the ‘useless details’ therefore seem inevitable: every narrative, at least every Western narrative of the ordinary sort nowadays, possesses a certain number.”Barthes highlights that narratives, particularly Western ones, inevitably contain seemingly superfluous details, which are essential in creating a realistic and immersive storytelling experience.
“The singularity of description (or of the ‘useless detail’) in narrative fabric, its isolated situation, designates a question which has the greatest importance for the structural analysis of narrative.”Barthes emphasizes the importance of understanding why insignificant details exist in narratives, as they play a crucial role in the realism and overall texture of the story.

“Science and Literature” by Roland Barthes: From The Rustle of Language  

“Science and Literature” by Roland Barthes: From The Rustle of Language first appeared in 1967 as part of his essay collection Critique et vérité (Criticism and Truth).

"Science and Literature" by Roland Barthes: From The Rustle of Language
Introduction: “Science and Literature” by Roland Barthes

“Science and Literature” by Roland Barthes: From The Rustle of Language first appeared in 1967 as part of his essay collection Critique et vérité (Criticism and Truth). It was later translated into English and included in the 1977 collection Image Music Text. This essay is significant in literature and literary theory for its exploration of the relationship between scientific and literary language. Barthes argues that while science aims for transparency and neutrality in language, literature embraces the richness and ambiguity of language to create meaning. This contrast highlights the unique role of literature in challenging and expanding our understanding of the world. The essay also anticipates Barthes’ later work on semiotics and the social construction of meaning, making it a key text in structuralist and post-structuralist thought.

Summary of “Science and Literature” by Roland Barthes
  • Science is socially determined: Science is not defined by its content, method, or morality, but by its social status as the knowledge deemed worthy of transmission and teaching. “What defines science…is…its social determination: the object of science is any material society deems worthy of being transmitted.”
  • Literature encompasses all knowledge: Unlike the compartmentalized nature of scientific disciplines, literature offers a unified vision of the world, incorporating social, psychological, and historical knowledge into its narratives. “The world of the work is a total world, in which all (social, psychological, historical) knowledge takes place.”
  • Both science and literature are methodical: While often perceived as unstructured or intuitive, literature possesses its own methodologies, research programs, and investigative rules, similar to scientific disciplines, though varying across schools and periods. “Like science, literature is methodical: it has its programs of research…its rules of investigation.”
  • Science treats language as a neutral instrument: Science prioritizes clarity and objectivity in language, viewing it as a mere tool for conveying factual information and minimizing its expressive or aesthetic qualities. “For science, language is merely an instrument, which it chooses to make as transparent, as neutral as possible.”
  • Literature sees language as its essence: In contrast to science, literature recognizes language as its fundamental building block, the very material from which its artistic creations are formed. Language in literature is not simply a means of communication but the very substance of its being. “For literature…language is the being of literature, its very world.”
  • The fundamental difference lies in their approach to language: The essential distinction between science and literature is their differing attitudes towards language. Science aims to minimize linguistic ambiguity and subjectivity, while literature embraces the full expressive potential of language, including its ambiguities and nuances. “Being essentially on a certain way of taking language—in the former case dodged and in the latter assumed—the opposition between science and literature is of primal and eternal importance.”
  • Structuralism can bridge the gap by becoming writing: Barthes suggests that structuralism, a method of analysis derived from linguistics, can transcend its scientific limitations by engaging in the act of writing itself. This would allow structuralism to fully embrace the complexity and creativity of language, similar to literature. “It remains therefore for the structuralist to transform himself into a ‘writer’…in order to rejoin where the crucial problems of any speech-act…”
  • Writing acknowledges subjectivity: Unlike scientific discourse, which often strives for impersonal objectivity, writing recognizes the inherent subjectivity of language and the author’s presence within the text. Every act of writing is shaped by the individual’s perspective and experiences. “Every speech-act supposes its own subject.”
  • Writing encompasses the totality of language: Writing, in Barthes’ view, has the capacity to explore the full spectrum of language, including its diverse codes, contradictions, and creative potential. Unlike scientific language, which often limits itself to a specific subset of linguistic possibilities, writing embraces the entirety of language’s expressive power. “Only writing effectuates language in its totality.”
  • Writing embraces pleasure: While science may prioritize truth and objectivity, writing acknowledges the importance of pleasure in the linguistic experience. It recognizes that language can be a source of enjoyment, playfulness, and aesthetic appreciation, not just a tool for conveying information. “Last, between science and writing, there is a third margin, which science must reconquer—that of pleasure.”
Literary Terms/Concepts in “Science and Literature” by Roland Barthes
Term/ConceptDefinitionExplanation
Social DeterminationThe idea that society determines what is considered science and what knowledge is valuable.Science is defined by what society deems worthy of being taught and transmitted, not by its content or method.
LogosAncient Greek term meaning “word” or “discourse,” used to describe both science and literature.Both science and literature are forms of discourse, but they utilize and perceive language differently.
Language as InstrumentIn science, language is seen as a neutral tool for conveying information.Scientific language aims to be transparent and neutral, focusing on expressing operations, hypotheses, and results.
Language as BeingIn literature, language is seen as the essence of the work itself.Literature focuses on the act of writing and the form of language, rather than merely conveying content.
Poetic FunctionRoman Jakobson’s concept where the focus is on the form of the message rather than its content.Literature emphasizes the structure and aesthetics of language, not just the ideas it conveys.
StructuralismAn analytical approach derived from linguistics, focusing on the structures underlying cultural phenomena.Structuralism seeks to understand the “language” of literary forms, analyzing their organization and classification.
Writing vs. ScienceThe distinction between literature (writing) and science in their approach to language.Literature embraces language and its complexities, while science tries to minimize the influence of language on its content.
RhetoricThe art of effective or persuasive speaking or writing.Structuralism sees rhetoric as an early attempt to classify and analyze forms of speech and discourse.
Pleasure of TextThe concept that literature provides pleasure beyond mere truth or information.Literature aims to create an enjoyable experience through the use of language, contrasting with the factual focus of science.
Contribution of “Science and Literature” by Roland Barthes in Literary Theory
  • Challenged the Binary Opposition: Barthes questioned the traditional hierarchical distinction between science and literature, arguing that both are forms of discourse with unique approaches to language.
  • Highlighted the Role of Language: Emphasized the significance of language in both scientific and literary endeavors, revealing how language shapes our understanding of the world in different ways.
  • Expanded the Scope of Structuralism: Applied structuralist principles to literary analysis, demonstrating how literature, like language, operates through underlying structures and systems of meaning.
  • Advocated for “Writing” as a Critical Practice: Proposed that literary critics should engage in the act of writing (“writing”) to fully understand and critique literary works, not just analyze them as external objects.
  • Explored the Subjectivity of Language: Challenged the notion of scientific objectivity in language, arguing that all language, including scientific discourse, is inherently subjective and shaped by cultural and ideological factors.
  • Championed the Pleasure of Language: Celebrated the aesthetic and playful aspects of language in literature, contrasting it with the utilitarian approach to language often found in scientific discourse.
  • Anticipated Post-Structuralism: Laid the groundwork for post-structuralist theories by questioning fixed meanings and emphasizing the fluidity and multiplicity of interpretations in literary texts.
  • Inspired Interdisciplinary Approaches: Encouraged scholars to bridge the gap between science and literature, fostering interdisciplinary research that examines the intersections and overlaps between these two domains.
Examples of Critiques Through “Science and Literature” by Roland Barthes
Literary WorkCritique ExampleExplanation
Madame Bovary by Gustave FlaubertScientific Language Critique: Analyzes how Flaubert uses precise and neutral language to dissect bourgeois life, reflecting scientific objectivity.Barthes would critique how Flaubert’s detailed and objective narrative style mirrors scientific methodologies and neutrality.
Ulysses by James JoyceStructuralism and Form: Examines the structuralist elements in Joyce’s narrative, focusing on the complex organization and classification of discourse.Joyce’s work could be critiqued for its layered structures and intricate narrative techniques, which align with structuralist principles.
In Search of Lost Time by Marcel ProustLanguage as Being: Critiques how Proust’s elaborate prose embodies the essence of literature, where language itself is the primary focus.Barthes might highlight Proust’s emphasis on the act of writing and the form of language, rather than just recounting events.
1984 by George OrwellRhetoric and Power: Analyzes Orwell’s use of language as a tool for power and control, reflecting structuralist ideas about the function of rhetoric.Orwell’s depiction of Newspeak could be critiqued as a rhetorical strategy that aligns with structuralist views on language and power.
Criticism Against “Science and Literature” by Roland Barthes
  • Oversimplification of Science: Barthes’ characterization of scientific language as purely instrumental and devoid of creativity has been criticized for being overly simplistic and neglecting the nuances of scientific communication.
  • Idealization of Literature: Some critics argue that Barthes romanticizes literature and writing, overlooking the potential for literary language to be manipulative or deceptive.
  • Neglecting Overlap: The essay has been criticized for creating a rigid dichotomy between science and literature, ignoring areas where they intersect or share commonalities.
  • Eurocentric Perspective: Barthes’ focus on Western literary traditions has been criticized for excluding diverse cultural perspectives and forms of knowledge production.
  • Limited Scope: The essay primarily focuses on linguistic aspects of science and literature, neglecting other important factors like historical context, social institutions, and cultural practices.
  • Lack of Empirical Evidence: Some scholars argue that Barthes’ claims lack empirical support and rely heavily on theoretical assertions and anecdotal evidence.
  • Exaggerated Distinctions: Critics argue that Barthes exaggerates the differences between scientific and literary language, overlooking instances where scientific writing can be expressive and literary language can be factual.
Suggested Readings: “Science and Literature” by Roland Barthes
  1. Barthes, Roland. Mythologies. Translated by Annette Lavers, Hill and Wang, 1972. https://us.macmillan.com/books/9780809071944/mythologies
  2. Barthes, Roland. The Pleasure of the Text. Translated by Richard Miller, Hill and Wang, 1975. https://us.macmillan.com/books/9780374521608/thepleasureofthetext
  3. Barthes, Roland. S/Z: An Essay. Translated by Richard Miller, Hill and Wang, 1974. https://us.macmillan.com/books/9780374521677/sz
  4. Eagleton, Terry. Literary Theory: An Introduction. University of Minnesota Press, 2008. https://www.upress.umn.edu/book-division/books/literary-theory
  5. Culler, Jonathan. Barthes: A Very Short Introduction. Oxford University Press, 2002. https://global.oup.com/academic/product/barthes-a-very-short-introduction-9780192801593
  6. Dosse, François. History of Structuralism, Volume 1: The Rising Sign, 1945-1966. University of Minnesota Press, 1997. https://www.upress.umn.edu/book-division/books/history-of-structuralism-volume-1
  7. Calvet, Louis-Jean. Roland Barthes: A Biography. Indiana University Press, 1995. https://iupress.org/9780253210176/roland-barthes/
  8. Belsey, Catherine. Critical Practice. 2nd ed., Routledge, 2002. https://www.routledge.com/Critical-Practice-2nd-Edition/Belsey/p/book/9780415280052
  9. Silverman, Kaja. The Subject of Semiotics. Oxford University Press, 1984. https://global.oup.com/academic/product/the-subject-of-semiotics-9780195031782
  10. Harland, Richard. Superstructuralism: The Philosophy of Structuralism and Post-Structuralism. Routledge, 1987. https://www.routledge.com/Superstructuralism-The-Philosophy-of-Structuralism-and-Poststructuralism/Harland/p/book/9780415054738
Quotations with Explanation from “Science and Literature” by Roland Barthes
  1. “Man cannot speak his thought without thinking his speech.” (Bonald)
    • This opening quote by Bonald sets the stage for Barthes’ exploration of the inseparable link between language and thought. It emphasizes that language is not merely a tool for expressing pre-existing thoughts, but rather a fundamental part of the thinking process itself. This quote highlights the importance of examining how language shapes and influences our understanding of the world.
  2. “For science, language is merely an instrument, which it chooses to make as transparent, as neutral as possible.”
    • Barthes contrasts the approach to language in science and literature. In science, language is seen as a tool for conveying objective facts and findings. It is valued for its clarity and neutrality, with the goal of minimizing ambiguity and subjectivity.
  3. “For literature…language is the being of literature, its very world.”
    • This quote emphasizes the central role of language in literature. Unlike science, literature does not simply use language as a tool; language is the very essence of literature itself. Literary works are crafted from language, and their meaning and impact are inseparable from their linguistic form.
  4. “The scientific and the literary orders…actually overlap over very diverse, sometimes divergent, sometimes even hostile enterprises.”
    • Barthes acknowledges that while science and literature have distinct approaches to language, they are not entirely separate realms. There are areas of overlap and interaction between the two, even though their fundamental goals and methods may differ.
  5. “Only writing can break the theological image imposed by science…can open to research the complete space of language.”
    • This quote reflects Barthes’ call for a more expansive and creative use of language in intellectual inquiry. He suggests that writing, as opposed to the strictly objective language of science, can challenge established norms and explore the full potential of language to express complex ideas and emotions.

“Mythology Today” by Roland Barthes from The Rustle of Language

“Mythology Today” by Roland Barthes, first published in 1957 as part of the collection Mythologies, was translated into English by Annette Lavers in 1972, is an academic essay in the field of literary and cultural studies.

"Mythology Today" by Roland Barthes from The Rustle of Language
Introduction: “Mythology Today” by Roland Barthes

“Mythology Today” by Roland Barthes, first published in 1957 as part of the collection Mythologies, was translated into English by Annette Lavers in 1972, is an academic essay in the field of literary and cultural studies. Barthes expands on his earlier work in Mythologies, where he introduced the concept of myth as a second-order semiological system that naturalizes cultural and historical phenomena. In “Mythology Today,” he delves deeper into the mechanisms of myth-making and its implications for contemporary society. The essay is significant as it marks a shift in Barthes’ approach from a structuralist analysis of myths to a more dynamic and critical engagement with their political and ideological functions. It highlights the importance of demythologizing dominant narratives and challenging the naturalization of cultural ideologies.  

Summary of “Mythology Today” by Roland Barthes
HeadingExplanationQuoted Phrase
Contemporary Myth as Collective RepresentationContemporary myth functions as a collective representation, reflecting societal values and norms through various media such as press, advertising, and mass consumption. This concept, closely related to Durkheimian sociology, highlights how myths serve as a mirror of the social determinations and ideologies prevalent in society.“Myth, close to what Durkheimian sociology calls a ‘collective representation,’ can be read in anonymous statements of the press, advertising, mass consumption; it is a social determinate, a ‘reflection.'”
Inversion of Culture into NatureMyth transforms cultural, social, and ideological constructs into perceived natural phenomena, masking their origins as products of societal and class divisions. This inversion makes these constructs appear as inherent truths and common sense, obscuring their contingent and constructed nature.“Myth consists in turning culture into nature, or at least turning the social, the cultural, the ideological, the historical into the ‘natural’: what is merely a product of class division and its moral, cultural, aesthetic consequences is presented (stated) as a natural consequence.”
Discontinuity and Insidious Nature of Modern MythModern myths have become discontinuous, fragmented into discourses and stereotypes rather than extended narratives. Although traditional myths may seem to have disappeared, their remnants persist in subtle and pervasive ways, making them all the more insidious in contemporary society.“Contemporary myth is discontinuous: it is no longer stated in extended, constituted narratives, but only in ‘discourse’; at most, it is a phraseology, a corpus of phrases (of stereotypes); myth disappears, but the mythic remains, all the more insidious.”
Semiological Correction of Mythic InversionSemiology corrects mythic inversion by breaking down messages into two semantic systems: an ideological connoted system and a denoted system that naturalizes class propositions. This decomposition helps reveal the underlying class interests masked by myths, allowing for a clearer understanding of their societal impact.“Contemporary myth issues from a semiology which permits the ‘correction’ of mythic inversion by decomposing the message into two semantic systems: a connoted system whose signified is ideological and a denoted system whose function is to ‘naturalize’ the class proposition.”
Unchanged Nature of Myth and Its AnalysisOver the past fifteen years, the nature of myths and their analysis has remained largely unchanged. Myths continue to be pervasive, anonymous, and fragmented, existing on a different time scale from political history and remaining subject to ideological criticism and semiological dismantling.“Has anything changed? Not French society, at least on this level, for mythic history is on a different time scale from political history; nor the myths, nor even the analysis; there is still a great deal of the mythic in our society.”
Shift in the Science of Reading and Myth AnalysisThe science of reading has undergone significant changes over the past fifteen years, transforming myth into a different object of study. This shift requires new approaches to understanding the role and function of myths in contemporary society, reflecting advancements in the field of semiology.“What has changed in the last fifteen years is the science of reading, under whose scrutiny myth, like an animal long since captured and observed, nonetheless becomes a different object.”
From Demystification to SemioclasmSemiology has shifted its focus from demystifying myths to challenging the structure of signs and meaning. This approach aims to perturb the representation of meaning itself, moving beyond uncovering latent meanings within mythic statements to fundamentally questioning how meaning is constructed.“It is no longer the myths which must be unmasked (the endoxa now undertakes that), but the sign itself which must be perturbed: not to reveal the (latent) meaning of a statement but to fissure the very representation of meaning.”
General Theory of the Language of WritingMyth should be integrated into a comprehensive theory of the language of writing and the signifier. This theory, informed by ethnology, psychoanalysis, semiology, and ideological analysis, must extend its scope to include sentences and utterances, acknowledging the pervasive presence of mythic elements in all forms of communication.“Myth in fact must be included in a general theory of the language of writing, of the signifier, and this theory, supported by the formulations of ethnology, psychoanalysis, semiology, and ideological analysis, must extend its object to take in the sentence, or better still, to take in sentences.”
The Task of the New SemiologyThe new semiology must move beyond simply reversing mythic messages to creating new objects of study. This shift involves generating new starting points for semiological analysis, aiming to advance the field in line with broader scientific and theoretical developments, ultimately fostering a deeper understanding of myth and its implications.“The new semiology is conscious of its task: no longer merely to reverse (or to correct) the mythic message, putting it right side up, but to change the object itself, to engender a new object, point of departure for a new science.”
Literary Terms in “Mythology Today” by Roland Barthes
  • Myth:
    • Definition: A second-order semiological system that transforms history into nature.
    • Explanation: Barthes defines myth as a mode of communication that naturalizes cultural and historical phenomena by emptying them of their specific meaning and imbuing them with a universal and timeless quality.
  • Signifier, Signified, Sign:
    • Definition: The basic components of a semiological system.
    • Explanation: The signifier is the material form of a sign (e.g., an image, a word), the signified is the concept or idea it represents, and the sign is the combination of both. Barthes uses these terms to analyze how myths manipulate signs to create ideological messages.
  • Denotation, Connotation:
    • Definition: The literal and associative meanings of a sign.
    • Explanation: Denotation is the primary, dictionary meaning of a word, while connotation is the secondary, cultural meaning associated with it. Barthes argues that myth works by distorting the relationship between denotation and connotation to naturalize its ideological message.
  • Mythologist:
    • Definition: The creator or perpetuator of myths.
    • Explanation: Barthes introduces this term to describe those who consciously or unconsciously create and disseminate myths. He emphasizes that mythologists are not necessarily malicious; they can be anyone who participates in the cultural production of meaning.
  • Demythologization:
    • Definition: The process of exposing the ideological mechanisms of myths.
    • Explanation: Barthes advocates for demythologization as a critical practice that involves uncovering the hidden meanings and ideological functions of myths. He argues that this process is essential for challenging dominant narratives and promoting social awareness.
  • Metalanguage:
    • Definition: A language used to describe or analyze another language.
    • Explanation: Barthes employs metalanguage in his essay to dissect the semiological structure of myths and reveal their underlying ideological messages. He uses linguistic tools to examine how myths manipulate language and meaning to naturalize their ideological content.
Contribution of “Mythology Today” by Roland Barthes in Literary Theory
HeadingContribution
Understanding Myth as Collective RepresentationBy positioning myth as a collective representation, Barthes offers a framework for examining how societal norms and ideologies are reflected and reinforced through everyday media and communication.
Inversion of Culture into NatureThis concept helps in deconstructing how myths naturalize and legitimize social and cultural hierarchies, making them appear as common sense, thereby providing tools for ideological critique.
Fragmented Nature of Modern MythsThis insight emphasizes the need for continuous vigilance and analysis of everyday communication, as myths persist in subtle and pervasive forms, influencing public opinion and behavior.
Semiological Approach to Myth AnalysisBy using semiology to analyze myths, Barthes provides a methodological tool for dissecting how language and signs are used to perpetuate ideologies, enhancing critical reading and interpretation skills.
Consistency of Myth and Its AnalysisThis recognition underlines the enduring relevance of myth analysis in understanding contemporary social dynamics and the persistent influence of myths in shaping societal values.
Evolution in the Science of ReadingThis shift encourages scholars to adopt new theoretical frameworks and methodologies in literary theory, fostering innovation and deeper insights into the analysis of texts and cultural phenomena.
From Demystification to SemioclasmThis perspective broadens the scope of literary theory to include a more profound interrogation of language and signs, enhancing the critique of cultural and ideological constructs.
General Theory of the Language of WritingBy integrating myth into a general theory of writing, Barthes provides a comprehensive framework for analyzing the interplay between language, signs, and myths, enriching the field of literary theory.
Task of the New SemiologyThis vision encourages ongoing development in literary theory, promoting the creation of new methodologies and theoretical approaches to better understand and critique the role of myths in society.
Examples of Critiques Through “Mythology Today” by Roland Barthes
  • The Great Gatsby (F. Scott Fitzgerald):
    • Critique: Barthes might argue that Gatsby’s pursuit of the American Dream is a myth that naturalizes the idea of social mobility through wealth accumulation. The novel reinforces this myth by romanticizing Gatsby’s rise from poverty and his extravagant displays of wealth, thus emptying them of their historical context and imbuing them with a timeless quality. This obscures the social inequalities and injustices that underpin the American Dream.
  • The Adventures of Huckleberry Finn (Mark Twain):
    • Critique: Barthes could analyze the portrayal of Jim, the escaped slave, as a potential site of mythologization. While the novel challenges racist stereotypes, it might also inadvertently reinforce them by depicting Jim as a simplistic, childlike figure whose primary concern is his own freedom, rather than a complex individual with agency and desires. This could be seen as a form of myth-making that reduces Jim’s character to a set of signs that signify his subservience and dependence on white characters.
  • Heart of Darkness (Joseph Conrad):
    • Critique: Barthes might examine how the novel’s portrayal of Africa as a “dark continent” perpetuates a myth of European superiority and justifies colonialism. The depiction of African characters as primitive and uncivilized serves to reinforce this myth and naturalize the idea of European dominance over other cultures. This can be seen as a form of mythologist discourse that uses language and imagery to construct a distorted reality that serves the interests of the colonizers.
  • Jane Eyre (Charlotte Brontë):
    • Critique: Barthes could analyze the novel’s portrayal of gender roles as a potential site of myth-making. While Jane challenges traditional expectations of women, the novel ultimately reinforces the myth of romantic love as a solution to female empowerment. Jane’s happiness is contingent upon her marriage to Rochester, suggesting that her independence is ultimately subservient to her romantic fulfillment. This could be seen as a form of connotation that attaches a specific meaning to the sign of female empowerment, limiting its potential to challenge patriarchal structures.

These are just a few examples of how Barthes’ “Mythology Today” can be applied to critique literary works. By exposing the hidden ideological messages and cultural myths embedded in these texts, we can gain a deeper understanding of their social and political implications, and engage in the process of demythologization.

Criticism Against “Mythology Today” by Roland Barthes

Overemphasis on Semiological Approach

  • Critics argue that Barthes’ focus on semiology can be overly abstract and detached from practical reality, making it difficult to apply his theories to concrete social and cultural phenomena.

Reduction of Complex Social Phenomena to Myths

  • Some critics believe Barthes reduces complex social, political, and cultural phenomena to simple myths, oversimplifying and neglecting the multifaceted nature of these issues.

Neglect of Historical Context

  • Barthes is often criticized for not sufficiently accounting for historical context, leading to an analysis that may overlook the temporal and situational nuances of myths.

Elitist Perspective

  • There is a criticism that Barthes’ work adopts an elitist perspective, making it inaccessible to the general public and limiting its practical impact on broader societal understanding.

Ambiguity and Lack of Clarity

  • Critics point out that Barthes’ writing can be ambiguous and difficult to understand, which may hinder its accessibility and the ability to effectively communicate his ideas.

Overgeneralization

  • Barthes is sometimes accused of overgeneralizing, applying his theories too broadly across different cultures and historical periods without sufficient differentiation.

Limited Engagement with Other Theoretical Frameworks

  • Barthes’ focus on semiology is seen as limiting, as it does not sufficiently engage with other theoretical frameworks that could provide a more comprehensive understanding of myths.

·  Static View of Myth

  • Critics argue that Barthes presents a somewhat static view of myth, not adequately accounting for the dynamic and evolving nature of myths in contemporary society.

·  Insufficient Empirical Evidence

  • There is a criticism that Barthes’ theories lack empirical evidence and are largely speculative, which can undermine the credibility and practical applicability of his arguments.
Suggested Readings: “Mythology Today” by Roland Barthes
  1. Allen, Graham. Roland Barthes (Routledge Critical Thinkers). Routledge, 2003. https://www.routledge.com/Roland-Barthes/Allen/p/book/9780415253832.
  2. Barthes, Roland. A Barthes Reader. Edited by Susan Sontag, Hill and Wang, 1982. https://us.macmillan.com/books/9780374521394.
  3. —. Camera Lucida: Reflections on Photography. Translated by Richard Howard, Hill and Wang, 1981. https://us.macmillan.com/books/9780374532338.
  4. —. Image-Music-Text. Translated by Stephen Heath, Hill and Wang, 1977. https://us.macmillan.com/books/9780374521363.
  5. —. Mythologies. Translated by Annette Lavers, Hill and Wang, 1972. https://us.macmillan.com/books/9780374521509.
  6. —. The Pleasure of the Text. Translated by Richard Miller, Hill and Wang, 1975. https://us.macmillan.com/books/9780374521608.
  7. —. The Rustle of Language. Translated by Richard Howard, University of California Press, 1989. https://www.ucpress.edu/book/9780520066295/the-rustle-of-language.
  8. —. Writing Degree Zero. Translated by Annette Lavers and Colin Smith, Hill and Wang, 1968. https://us.macmillan.com/books/9780374521394.
  9. Culler, Jonathan. Roland Barthes: A Very Short Introduction. Oxford University Press, 2002. https://global.oup.com/academic/product/roland-barthes-a-very-short-introduction-9780192801593.
  10. Lavers, Annette. Roland Barthes: Structuralism and After. Harvard University Press, 1982. https://www.hup.harvard.edu/catalog.php?isbn=9780674779050.
Quotations with Explanation from “Mythology Today” by Roland Barthes
QuotationExplanation
“Myth consists in turning culture into nature.”This quote encapsulates Barthes’ central thesis in “Mythology Today.” He argues that myths transform cultural phenomena into natural ones, making them appear self-evident and unquestionable. This process serves to legitimize and perpetuate existing power structures and social inequalities.
“Myth is a second-order semiological system.”This concept expands on Saussure’s theory of semiology, which posits that signs are composed of a signifier (the form) and a signified (the concept). Barthes argues that myth adds a second layer of meaning to this system, where the original sign becomes a signifier for a new, broader concept. This allows myth to function as a powerful tool for ideological manipulation.
“Myth is discontinuous: it is no longer stated in extended, constituted narratives, but only in ‘discourse.'”This observation reflects the changing nature of myth in the modern era. Barthes argues that myth is no longer confined to traditional storytelling forms, but has become fragmented and dispersed throughout various forms of media and communication. This makes it more difficult to identify and critique, as it operates on a subliminal level, shaping our perceptions and values without our conscious awareness.
“The world, taken obliquely by language, is written, through and through.”This statement underscores the pervasive nature of language and its role in shaping our understanding of reality. Barthes suggests that language not only represents the world but also actively constructs it. This has profound implications for the study of myth, as it highlights the importance of analyzing the linguistic and semiotic structures through which myths are created and propagated.
“Faced with the world’s writing systems, the tangle of various discourses, we must determine levels of reification, degrees of phraseological density.”This quote emphasizes the need for a critical approach to the analysis of language and discourse. Barthes calls for a deeper understanding of the ways in which language can be used to solidify and naturalize social constructs. By examining the “phraseological density” of different discourses, we can identify the degree to which they are embedded in ideological systems and serve to maintain existing power structures.
“Myth in fact must be included in a general theory of the language of writing, of the signifier.”This statement broadens the scope of Barthes’ analysis of myth beyond its traditional association with narrative and folklore. By situating myth within a broader framework of language and semiotics, he opens up new avenues for exploring its functions and effects in various cultural and social contexts. This approach has been influential in fields such as literary criticism, cultural studies, and media studies.

“From Work to Text” by Roland Barthes from The Rustle of Language

“From Work to Text” by Roland Barthes was first published in 1971 in the French journal Poétique and was later translated by Richard Howard for a 1977 collection titled Image Music Text.

"From Work to Text" by Roland Barthes from The Rustle of Language
Introduction: “From Work to Text” by Roland Barthes

“From Work to Text” by Roland Barthes was first published in 1971 in the French journal Poétique and was later translated by Richard Howard for a 1977 collection titled Image Music Text. The essay holds a significant place in literature and literary theory as it challenges traditional notions of authorship, textual interpretation, and the role of the reader. Barthes proposes a shift from viewing a text as a product of an author (“work”) to understanding it as an interactive space for generating meaning (“text”). This concept, known as “the death of the author,” has profoundly influenced literary criticism and reader-response theory, emphasizing the active participation of the reader in constructing meaning.

Summary of “From Work to Text” by Roland Barthes
  • Transformation in the Idea of Language and Literary Work: The text highlights a significant shift in our understanding of language and the literary work, influenced by developments in linguistics, anthropology, Marxism, and psychoanalysis. This change redefines how we perceive literary works, not through the internal evolution of these disciplines alone but through their intersection. This intersection challenges the traditional boundaries and understanding of literary works.
  • Interdisciplinary Activity and Mutation of the Work: The transformation in the concept of literary work stems from the convergence of multiple disciplines, resulting in a breakdown of old disciplinary boundaries. This interdisciplinary approach, while uncomfortable and challenging, leads to the emergence of a new object—the Text. The breakdown signifies a shift in how we classify and understand literary works, moving away from traditional categories.
  • Text vs. Work: New Object and Methodological Shift: The traditional notion of a literary work is being replaced by the concept of the Text, which represents a methodological field rather than a tangible object. The Text is not confined to physical spaces like books; instead, it exists within the language and discourse. This shift parallels changes in scientific understanding, much like how Einstein’s theory of relativity transformed perceptions in physics.
  • Text Defies Classification and Hierarchy: Unlike the work, which can be categorized and classified, the Text resists such hierarchies and classifications. It embodies subversion and challenges old classifications. The example of Georges Bataille illustrates this point, as his work defies conventional genre boundaries, highlighting the Text’s ability to exist beyond traditional literary classifications.
  • Text’s Relationship to the Sign and Infinite Postponement: The work is traditionally centered on a signified meaning, either apparent or hidden, which invites interpretation. In contrast, the Text perpetually defers the signified, focusing instead on the play of the signifier. This shift from a finite meaning to an ongoing play of signifiers aligns with contemporary theories of language and meaning, emphasizing a dynamic and non-static approach.
  • Plurality and Intertextuality of the Text: The Text is inherently plural, embodying multiple meanings and experiences. It is not about the coexistence of meanings but about the traversal and dissemination of meaning. This plurality is reflected in the reader’s experience, which is shaped by various cultural, historical, and linguistic references, making each reading unique and irreducible to a single interpretation.
  • Text’s Detachment from Authorial Filiation: The traditional work is closely linked to the author, viewed as the creator and owner. In contrast, the Text exists independently of the authorial intent, focusing on the network of meanings and references. This detachment allows the Text to be read and interpreted without the need for the author’s validation, emphasizing a more democratic and decentralized approach to reading and interpretation.
  • Text as a Practice, Not Consumption: Reading the Text is an active practice rather than a passive act of consumption. Unlike the work, which is often appreciated for its quality and consumed, the Text requires the reader to engage with it actively, blurring the lines between reading and writing. This active engagement transforms reading into a productive and creative act, akin to playing a musical score.
  • Pleasure and Hedonism in Relation to the Text: While traditional works can provide pleasure through consumption, the Text offers a deeper, more integrated pleasure. This pleasure comes from the engagement and interaction with the Text, which does not separate the reader from the act of creation. The Text, therefore, aligns with a hedonistic aesthetic, where pleasure is derived from participation and interaction rather than mere consumption.
  • Theory and Practice of the Text: A theory of the Text cannot be fully articulated through traditional metalinguistic exposition. Instead, it must be practiced and experienced through writing and textual activity. The Text creates a social space where no language or subject dominates, promoting an egalitarian and dynamic approach to language and interpretation. This approach aligns theory with practice, making the understanding of the Text an active and participatory process.
Literary Terms/Concepts in “From Work to Text” by Roland Barthes
Literary Term/ConceptDefinition/Explanation
WorkA traditional notion of a literary product seen as a finished, self-contained object with a fixed meaning determined by the author.
TextA methodological field, an open network of signifiers with multiple and shifting meanings, emphasizing the reader’s role in constructing interpretations through interaction with the text.
SignifiedThe concept or meaning that a sign refers to. In Barthes’ view, the work closes upon a signified, either apparent (philology) or secret (hermeneutics).
SignifierThe form of a sign (word, image, sound) that carries meaning. Barthes emphasizes the infinite play of signifiers in the Text, their endless deferral of a final meaning.
IntertextualityThe interconnectedness of texts through quotations, references, and echoes. Barthes argues that all texts are woven with other texts, creating a vast network of meaning.
Readerly TextA text that encourages passive consumption, providing a pre-determined meaning and adhering to conventional narrative structures and genre expectations.
Writerly TextA text that demands active participation from the reader, challenging traditional forms and interpretations, and opening up multiple possibilities for meaning.
Pleasure of the TextA concept highlighting the sensual and intellectual enjoyment derived from reading, particularly in the active, playful engagement with the Text’s plurality and open-endedness, as opposed to the passive consumption of the Work.
Death of the AuthorThe idea that the author’s intentions and biographical context are irrelevant to interpreting a text, emphasizing the reader’s role in creating meaning.
ScriptorThe writer or producer of the text, whose role is de-emphasized in favor of the reader’s active participation.
Contribution of “From Work to Text” by Roland Barthes in Literary Theory
  • Challenged Traditional Notions: Disrupted established ideas of authorship, interpretation, and the reader’s role.
  • Introduced the Concept of the Text: Shifted focus from the “Work” as a finished product to the “Text” as an interactive space for generating meaning.
  • Emphasized Reader’s Role: Highlighted the active participation of the reader in constructing meaning, promoting reader-response criticism.
  • Popularized “Death of the Author”: Advanced the idea that authorial intent is secondary to the reader’s interpretation.
  • Explored Intertextuality: Highlighted the interconnectedness of texts and the influence of previous works on new creations.
  • Championed Plurality of Meaning: Argued for the acceptance of multiple, valid interpretations of a text.
  • Promoted Active Reading: Encouraged readers to engage with texts as a form of play, production, and collaboration.
  • Influenced Post-Structuralism: Served as a foundational text for post-structuralist theory, impacting various fields in the humanities.
  • Transformed Literary Criticism: Prompted a shift in critical focus from author-centered to reader-centered approaches.
  • Encouraged Textual Experimentation: Inspired writers to challenge traditional forms and create more open-ended works.
Examples of Critiques Through “From Work to Text” by Roland Barthes
AspectWorkText
NatureTangible object, physical bookMethodological field, exists within language and discourse
ClassificationCan be categorized into genres and hierarchiesDefies classification, subverts traditional genres
SignificationCentered on a signified meaningPerpetual postponement of the signified, focus on the signifier
MultiplicitySingular, fixed meaningPlural, irreducible meanings, traversal of meaning
Authorial RoleAuthor as creator and ownerAuthor’s intent decentralized, Text read independently
Consumption vs. PracticeConsumed for its quality and tasteRequires active engagement, blurs line between reading and writing
PleasurePleasure from consumption, fixed distance from creationPleasure from engagement and interaction, no separation from creation
InterdisciplinarityTraditional disciplinary boundariesIntersection of multiple disciplines, breaking old solidarities
Reader’s RolePassive consumer, appreciator of qualityActive participant, co-creator, engages in a productive practice
Textual EngagementInterpretation based on fixed signsPlay with the signifier, dynamic and ongoing interaction
Examples:
WorkCritique as WorkCritique as Text
“Pride and Prejudice” by Jane AustenAnalyzed for its themes, character development, and historical context.Engaged with for its language play, intertextual references, and subversion of social norms.
Ulysses by James JoyceStudied for its narrative techniques, stream of consciousness, and symbolism.Explored for its endless layers of meaning, linguistic experimentation, and intertextuality.
1984 by George OrwellExamined for its political themes, dystopian elements, and author’s intent.Viewed as a text that opens up multiple interpretations, reflecting contemporary fears and societal critiques.
The Great Gatsby by F. Scott FitzgeraldInterpreted through its symbolism, social commentary, and character arcs.Analyzed as a text with fluid meanings, cultural references, and a critique of the American Dream.
One Hundred Years of Solitude by Gabriel García MárquezCritiqued for its magical realism, narrative structure, and historical allegory.Considered as a text that weaves multiple signifiers, cultural myths, and temporal fluidity.
Criticism Against “From Work to Text” by Roland Barthes
  • Neglects Authorial Intent: Disregarding the author’s intentions can lead to misinterpretations and overlooks the historical and cultural context in which a work was created.
  • Overemphasizes Reader’s Role: While acknowledging the reader’s active participation is important, some argue that Barthes gives too much power to the reader, potentially leading to subjective and relativistic readings.
  • Rejects Objective Meaning: Barthes’ emphasis on the plurality of meanings can be seen as a rejection of the possibility of a text having any objective or universal truth.
  • Obscure and Jargon-Laden Language: Some critics find Barthes’ writing style overly complex and inaccessible to non-specialists, hindering wider understanding and appreciation of his ideas.
  • Limited Applicability: The theory may be more relevant to certain types of literature (e.g., postmodern or experimental works) and less applicable to others (e.g., traditional or realist texts).
  • Ignores the Materiality of the Work: Barthes’ focus on the text as a theoretical construct can overlook the physical aspects of a work, such as its form, medium, and production.
  • Overly Theoretical: Some critics argue that Barthes’ theory is too abstract and divorced from the practical realities of reading and writing.
  • Potential for Misuse: The “death of the author” concept can be misinterpreted to justify any interpretation, even those that are unsupported by textual evidence.
Suggested Readings: “From Work to Text” by Roland Barthes
Books
  1. Barthes, Roland. Image-Music-Text. Translated by Stephen Heath, Hill and Wang, 1977. https://us.macmillan.com/books/9780374521363/imagemusictext.
  2. Barthes, Roland. S/Z. Translated by Richard Miller, Hill and Wang, 1974. https://us.macmillan.com/books/9780374521677/sz.
  3. Barthes, Roland. The Pleasure of the Text. Translated by Richard Miller, Hill and Wang, 1975. https://us.macmillan.com/books/9780374521608/thepleasureofthetext.
  4. Barthes, Roland. Writing Degree Zero. Translated by Annette Lavers and Colin Smith, Hill and Wang, 1977. https://us.macmillan.com/books/9780374521394/writingdegreezero
Articles
  1. Silverman, Kaja. The Subject of Semiotics. Oxford University Press, 1983. https://global.oup.com/academic/product/the-subject-of-semiotics-9780195031783.
  2. Sontag, Susan. Against Interpretation and Other Essays. Farrar, Straus and Giroux, 1966. https://us.macmillan.com/books/9780312280864/againstinterpretationandotheressays.
  3. Foucault, Michel. “What Is an Author?” Textual Strategies: Perspectives in Post-Structuralist Criticism, edited by Josue V. Harari, Cornell University Press, 1979, pp. 141-160. https://www.cornellpress.cornell.edu/book/9780801411575/textual-strategies.
  4. Kristeva, Julia. Desire in Language: A Semiotic Approach to Literature and Art. Columbia University Press, 1980. https://cup.columbia.edu/book/desire-in-language/9780231048071.
  5. Derrida, Jacques. Of Grammatology. Translated by Gayatri Chakravorty Spivak, Johns Hopkins University Press, 1997. https://jhupbooks.press.jhu.edu/title/grammatology.
Quotations with Explanation from “From Work to Text” by Roland Barthes
QuotationExplanation
“The Text is experienced only in an activity, in a production.”This emphasizes the active role of the reader in engaging with the Text, contrasting with the passive consumption of the Work. The Text comes alive through the reader’s interaction and interpretation.
“The Text is approached and experienced in relation to the sign.”This highlights the Text’s nature as a network of signifiers, constantly shifting and deferring meaning, rather than a fixed object with a single interpretation.
“The Text is plural. This does not mean only that it has several meanings but that it fulfills the very plurality of meaning: an irreducible (and not just acceptable) plurality.”This emphasizes the Text’s open-endedness and capacity for multiple interpretations. It challenges the idea of a single, authoritative reading and encourages diverse perspectives.
“The Text is read without the Father’s inscription.”This refers to the “death of the author” concept, rejecting the idea that the author’s intentions are the ultimate source of meaning. Instead, the Text is open to interpretation by the reader, free from authorial authority.
“The Text is linked to delectation, i.e., to pleasure without separation.”This emphasizes the sensual and intellectual enjoyment derived from engaging with the Text’s plurality and open-endedness, contrasting with the passive consumption of the Work. It suggests that true pleasure comes from actively participating in the creation of meaning.
“The Text is that social space which leaves no language safe, outside, and no subject of the speech-act in a situation of judge, master, analyst, confessor, decoder.”This highlights the Text’s subversive nature, challenging traditional hierarchies and power structures in language and interpretation. It positions the Text as a democratic space where multiple voices and perspectives can interact.

“White Mythology” by Jacques Derrida: A Critique

“White Mythology” by Jacques Derrida, translated by F. C. T. Moore, was first written in 1971 and later translated into English in 1982.

"White Mythology " by Jacques Derrida and F. C. T. Moore: A Critique

Introduction: “White Mythology” by Jacques Derrida

“White Mythology” by Jacques Derrida, translated by F. C. T. Moore, was first written in 1971 and later translated into English in 1982. It was included in Derrida’s collection “Margins of Philosophy.” The essay is a seminal work in literary theory, deconstructing the Western philosophical tradition’s reliance on metaphors and exposing its “white mythology.” Derrida argues that philosophy often disguises its figurative language as literal truth, creating a system of thought that prioritizes presence and clarity over absence and ambiguity. The essay’s relevance to literary theory and literature lies in its exploration of the relationship between language and thought, challenging traditional notions of meaning and interpretation. It encourages readers to question the underlying assumptions of texts and to consider the ways in which language constructs reality.

Summary of “White Mythology” by Jacques Derrida
  1. Central Theme: Metaphor in Philosophy: Jacques Derrida’s “White Mythology” delves deeply into the pivotal role of metaphor within philosophical discourse, arguing that metaphors are not merely decorative or rhetorical elements but are fundamental to philosophical thinking itself. Derrida asserts that metaphors shape how abstract concepts are understood and communicated, suggesting that the very structure of philosophical reasoning is metaphorically underpinned. This exploration sets the stage for re-evaluating the presumed clarity and objectivity of philosophical language, proposing that metaphors infuse abstract thoughts with material imagery, thereby influencing the interpretation and evolution of philosophical ideas. Derrida highlights the inherent power of metaphors in philosophy, challenging the traditional view of them as peripheral components. He argues that metaphors actively shape and transform philosophical narratives, acting not just as tools of language but as forces that dictate the flow and direction of philosophical thought. This power of metaphor is seen as both creative and destructive, capable of generating new insights while simultaneously obscuring original meanings. This dual capacity underscores the dynamic and transformative impact of metaphors in philosophical texts.
  2. Degradation and Revaluation of Metaphor: The concept of “usure,” or wear and tear of metaphors, plays a crucial role in Derrida’s analysis. He explains that over time, metaphors undergo a process of degradation where their original potency and clarity diminish, similar to how a frequently used coin loses its inscriptions. This degradation, however, is paradoxically also a form of revaluation, where the faded metaphor gains new meanings and applications within different philosophical contexts. This cycle of wear and enrichment reflects the evolving nature of language and thought in philosophical discourse.
  3. Metaphor’s Economic Analogy: Derrida employs an economic analogy to deepen our understanding of metaphor, comparing the use of metaphors to the circulation of currency. Just as coins lose their distinctiveness through wear, metaphors lose their specificity over time and through repeated use. However, like currency that still holds value despite its worn state, metaphors retain a functional and exchangeable quality. This analogy illuminates the transactional nature of metaphors in philosophy, where they serve as mediums of exchange between concrete and abstract realms.
  4. Metaphor’s Role in Masking and Unmasking Philosophical Truths: Derrida posits that metaphors both reveal and conceal truths within philosophical arguments. By transforming the originary sense of words into metaphors, philosophy engages in a dual act of revealing hidden meanings and obscuring direct interpretations. This function of metaphor as a mask and unmasker complicates the straightforward transmission of knowledge, suggesting that understanding in philosophy is inherently mediated by linguistic transformations.
  5. Transcendence through Folklore and Literary Allusions The essay discusses how metaphors can transcend their immediate literary contexts by incorporating folklore and allusions, which enrich philosophical narratives with deeper cultural and historical resonances. This transcendence through metaphor allows for a more nuanced exploration of themes such as nature, divinity, and the human condition, bridging the gap between personal experience and universal truths.
  6. Interplay of Language and Economy in Metaphor Exploring the intersection between economic principles and linguistic structures, Derrida shows how metaphors function like currency within the economy of language. This interplay highlights the commodification of words and ideas, where metaphors not only convey but also trade meanings within the intellectual marketplace. This perspective challenges the traditional separation between linguistic expression and economic activity, presenting a unified field of metaphorical exchange.
  7. Necessity for Metaphor in Philosophical Discourse Derrida argues against the potential reduction of philosophy to mere metaphorology, emphasizing the essential role of metaphors in enriching philosophical discourse without undermining its seriousness. By studying metaphors, philosophers can explore the underlying structures of thought and expression, acknowledging the complexity and indispensability of metaphorical reasoning within philosophical practices.
  8. Challenges in Defining Metaphor within Philosophical Paradigms The difficulty of defining metaphor within philosophical frameworks is a key focus, highlighting the elusive nature of metaphors that escape rigid classification. This elusiveness challenges philosophers to continually reassess the boundaries and definitions of metaphor, ensuring that philosophical inquiry remains open and responsive to the evolving nature of language and thought.
  9. Elliptical Nature of Metaphor in Philosophy Derrida introduces the concept of the metaphorical “ellipsis,” where metaphors imply more than they explicitly state, requiring active interpretation and engagement from the reader. This elliptical quality makes metaphors both intriguing and challenging, as they propel philosophical inquiry forward through the dynamic interplay between stated and unstated meanings.
  10. Natural and Cultural Implications of Metaphor The essay examines the natural and cultural dimensions of metaphor, arguing that metaphors are both innate to human cognition and shaped by cultural contexts. This dual aspect underscores the role of metaphors in reflecting and shaping human understanding, linking individual creativity with collective cultural narratives.
  11. Existential and Systemic Implications of Metaphor Finally, Derrida explores how metaphors influence both individual existential experiences and systemic philosophical structures. By shaping how we conceptualize and interact with the world, metaphors play a crucial role in the formation of both personal identities and comprehensive philosophical systems, highlighting their foundational role in both realms of human experience.
Literary Terms/Concepts in “White Mythology” by Jacques Derrida
Literary Term/ConceptDefinitionExplanation in “White Mythology”
White MythologyThe underlying metaphorical structure of Western philosophy that privileges presence, light, and truth over absence, darkness, and metaphor.Derrida argues that philosophy often disguises its reliance on metaphors by presenting them as literal truths, creating a “white mythology” that obscures the figurative nature of language. This concept is not explicitly coined in “White Mythology” but is a central theme explored throughout the essay.
UsureA French term meaning both “wear and tear” and “usury” (excessive interest).Derrida uses this term to describe the process by which metaphors lose their original power and become worn out through repeated use. He also connects it to the concept of usury, suggesting that metaphors can be exploited and manipulated for profit.
PalimpsestA manuscript or piece of writing material on which the original writing has been effaced to make room for later writing but of which traces remain.Derrida uses this term to describe the way in which philosophical concepts are built upon layers of previous metaphors and meanings, with traces of these earlier meanings still present in the current usage.
HeliotropeA plant that turns towards the sun, also a green stone with red veins.Derrida uses this term to describe the cyclical relationship between philosophy and metaphor, where philosophy attempts to move beyond metaphor but ultimately returns to it. The heliotrope also represents the idea of writing on stone, suggesting the permanence and authority of philosophical concepts.
DisseminationThe spreading or scattering of something.Derrida uses this term to describe the way in which meaning is not fixed but constantly shifting and open to multiple interpretations. He also connects it to the concept of usure, suggesting that the meaning of metaphors can be disseminated and dispersed through repeated use.
Metaphor of MetaphorA metaphor used to describe or explain another metaphor.Derrida uses this term to highlight the self-referential nature of philosophical language, where metaphors are often used to explain other metaphors, creating a potentially endless chain of signification.
Contribution of “White Mythology” by Jacques Derrida

·  Exploration of Metaphor’s Philosophical Underpinnings

  • Example: Deconstruction theory — Derrida’s analysis of metaphor challenges the traditional assumptions about language’s transparency and neutrality in conveying meaning. This contributes to the deconstructive approach in literary theory, which interrogates the relationships between text, meaning, and interpretation.

·  Introduction of the Concept of ‘White Mythology’

  • Example: Postcolonial theory — The idea of ‘White Mythology’ critiques the Western philosophical tradition’s claim to universality, revealing how its metaphors are culturally and historically situated. This concept is useful in postcolonial studies to analyze how language and literature perpetuate colonial ideologies.

·  Critique of Metaphysical Language

  • Example: New Historicism — Derrida’s critique highlights how metaphysical language in literature is not a mere reflection of reality but constructs realities. New Historicists utilize this insight to explore how literary texts both reflect and construct the historical and cultural contexts in which they are produced.

·  Dissolution of the Binary between Literal and Figurative Language

  • Example: Feminist literary criticism — By complicating the binary between literal and metaphorical language, Derrida’s work supports feminist critiques of language that challenge patriarchal structures, which often rely on fixed meanings and binaries.

·  Metaphor as a Site of Power and Transformation

  • Example: Psychoanalytic criticism — Derrida views metaphor as a powerful transformative agent in language. In literary psychoanalysis, metaphors are seen as mechanisms through which unconscious desires and conflicts are expressed in the text.

·  Metaphors as Cultural and Ideological Artifacts

  • Example: Marxist criticism — Derrida’s notion that metaphors carry cultural and economic values aligns with Marxist literary theory, which examines how texts reflect, reinforce, or challenge the ideological and economic conditions of their production.

·  Impact on Textual Analysis and Interpretation

  • Example: Reader-response criticism — “White Mythology” influences how readers interpret texts, suggesting that the meaning of metaphors shifts depending on cultural and historical contexts. This variability aligns with reader-response theory, which emphasizes the role of the reader in creating the meaning of the text.
Examples of Critiques Through “White Mythology” by Jacques Derrida
  • Critique of The Brief Wondrous Life of Oscar Wao (2007) by Junot Díaz through “White Mythology”: Derrida’s concept of “White Mythology” reveals how the novel subverts traditional narratives of heroism and identity. Oscar, a Dominican-American “ghetto nerd,” challenges the Western archetype of the hero. His struggles with love, family, and cultural identity defy the “white mythology” of individualism and success, revealing a more complex and nuanced understanding of the human experience. The novel’s use of Spanglish and Dominican folklore further deconstructs the dominant cultural narrative, highlighting the marginalized voices and experiences often excluded from mainstream literature.  
  • Critique of A Visit from the Goon Squad (2010) by Jennifer Egan through “White Mythology”: Egan’s fragmented narrative structure and diverse characters challenge the linear, cause-and-effect model often associated with Western storytelling. The novel’s exploration of memory, technology, and the passage of time resists the “white mythology” of progress and certainty, highlighting the inherent instability and uncertainty of human experience. The shifting perspectives and non-linear timeline create a sense of “différance,” where meaning is constantly deferred and never fully present.
  • Critique of There There (2018) by Tommy Orange through “White Mythology”: Orange’s novel confronts the erasure and marginalization of Native American voices and experiences in American history and literature. The interconnected stories of urban Native Americans challenge the “white mythology” of a unified American identity, revealing the diversity and complexity of Indigenous cultures and communities. The novel’s use of language, incorporating Native slang and cultural references, further deconstructs the dominant narrative, creating a space for marginalized voices to be heard.
  • Critique of Detransition, Baby (2021) by Torrey Peters through “White Mythology”: Peters’ novel challenges the traditional binary categories of gender and sexuality, deconstructing the “white mythology” of a fixed and stable identity. The characters’ experiences with gender fluidity and transition complicate the traditional notions of motherhood and family, revealing a more nuanced and inclusive understanding of human relationships. The novel’s use of humor and satire further subverts the dominant cultural narrative, challenging readers to question their assumptions about gender, identity, and love.
Criticism Against “White Mythology” by Jacques Derrida

Complexity and Obscurity of Language

  • Critics argue that Derrida’s style in “White Mythology” is overly complex and obscure, which can obscure rather than illuminate the philosophical points he is trying to make. This complexity can alienate readers who are not already familiar with his deconstructive method.

Overemphasis on Language at the Expense of Reality

  • Some critics contend that Derrida’s focus on language and metaphor leads to a form of linguistic determinism that neglects the material aspects of reality. This criticism suggests that Derrida prioritizes language so heavily that the tangible, experiential world becomes secondary or irrelevant.

Perceived Relativism and Lack of Concrete Solutions

  • Derrida’s approach is often criticized for leading to relativism, where the instability of meaning may imply that all interpretations are equally valid. Critics argue that this undermines the possibility of reaching any solid conclusions or solutions within philosophical and literary analysis.

Inaccessibility to Broader Audiences

  • The theoretical density of “White Mythology” makes it inaccessible to those not already versed in philosophical discourse. This exclusivity can limit its applicability and influence in broader academic and non-academic circles.

Potential Misapplication of Deconstructive Methods

  • There is concern that the deconstructive approach advocated by Derrida, while innovative, can be misapplied in ways that strip texts of any definitive meaning, leading to overly skeptical or nihilistic interpretations that negate the author’s intent or the text’s cultural and historical context.

Critique from Empirical and Analytic Philosophers

  • Empirical and analytic philosophers often criticize Derrida’s work for lacking empirical grounding and for its non-systematic approach. They argue that his philosophical inquiries lack the rigor and clarity that characterizes empirical and analytic methodologies.

Questioning the Originality and Novelty

  • Some scholars debate the originality of Derrida’s ideas, suggesting that his concepts of metaphor and textual interpretation are not as revolutionary as claimed, and that similar ideas have been explored by other philosophers and theorists.
Suggested Readings: “White Mythology” by Jacques Derrida
  1. Bennington, Geoffrey. Interrupting Derrida. Routledge, 2000.
  2. Culler, Jonathan. On Deconstruction: Theory and Criticism after Structuralism. 25th Anniversary Edition. Cornell University Press, 2008.
  3. Derrida, Jacques. “White Mythology: Metaphor in the Text of Philosophy.” Margins of Philosophy, translated by Alan Bass, University of Chicago Press, 1982, pp. 207-271.  
  4. Gasché, Rodolphe. The Tain of the Mirror: Derrida and the Philosophy of Reflection. Harvard University Press, 1986.
  5. Royle, Nicholas. Jacques Derrida. Routledge Critical Thinkers. Routledge, 2003.
Extracts with Explanation from “White Mythology” by Jacques Derrida
ExtractExplanation
“Metaphor is never innocent. It governs, for better or for worse, our sense of reality.”This extract highlights Derrida’s view that metaphors significantly influence how we perceive and interpret reality. He suggests that metaphors do more than embellish speech; they shape our fundamental understanding of the world around us, often in ways we are not consciously aware of.
“The entire history of metaphysics as a metaphoric displacement.”Here, Derrida conceptualizes the history of metaphysics as a series of metaphorical shifts, implying that philosophical concepts are not static but evolve through the metaphoric language used to describe them. This positions metaphysics itself as a narrative constructed through language, rather than a series of objective truths.
“Philosophy metaphorizes through the nonmetaphorical.”This statement reflects on the paradoxical nature of philosophical discourse, which often uses what appears to be literal language to express ideas that are inherently metaphorical. It suggests a critical look at how philosophical language claims to be clear and direct while often relying on underlying metaphors.
“White mythology which paints the surface of language with its color, the color of the new spirit.”Derrida uses the concept of ‘white mythology’ to discuss the implicit assumptions and hidden metaphors within Western philosophical discourse that are presented as ‘neutral’ or ‘universal’. This extract criticizes the way dominant cultural narratives shape and color our understanding of language and truth.
“The metaphor of the sun and its philosophical implications transcend the mere astronomical body to become a central figure in Western thought.”This extract delves into the metaphorical use of the sun in Western philosophy, where it often represents enlightenment, truth, and knowledge. Derrida examines how this metaphor shapes philosophical discussions beyond its literal meaning, influencing a wide array of conceptual frameworks.

“Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida: A Critique

“Structure, Sign, and Play in the Discourse of the Human Sciences” by Jacques Derrida first appeared in 1967 as a chapter in his collection Writing and Difference (French: L’écriture et la différence).

"Structure, Sign and Play in the Discourse of the Human Sciences" by Jacques Derrida: A Critique
Introduction: “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida

“Structure, Sign, and Play in the Discourse of the Human Sciences” by Jacques Derrida first appeared in 1967 as a chapter in his collection Writing and Difference (French: L’écriture et la différence). The English translation, by Alan Bass, was published in 1978. The article is known for its critique of structuralism, its deconstruction of the concept of the “center,” and its playful engagement with language. It is considered a seminal text in post-structuralist thought and continues to be influential in fields such as philosophy, literary criticism, and cultural studies.

Summary of “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
  • Event of Structure: Derrida discusses an “event” that marks a significant shift in the concept of structure. This event, characterized by “rupture and redoubling,” challenges the traditional notion of structures as having a fixed center. He uses the term “event” cautiously, aware of its implications, to denote a fundamental change in how structures are understood and conceptualized in human sciences.
  • Historical Context: Derrida asserts that the concept of structure is deeply rooted in Western science and philosophy, dating back to their inception. Structures have always been integral to these fields, embedded in ordinary language and thought. Despite their longstanding presence, structures were historically neutralized by being assigned a center or a point of origin, which served to organize and limit the play within the structure.
  • Function of the Center: The center of a structure, according to Derrida, plays a crucial role in orienting, balancing, and organizing the elements within the structure. It ensures coherence and stability but simultaneously restricts the potential for transformation and permutation of the elements. The center makes the play within the structure possible but also limits it, creating a paradox where the center is both essential and limiting.
  • Contradiction in Centered Structures: Derrida points out the inherent contradiction in the concept of a centered structure. The center, while providing coherence and stability, also limits the structure’s flexibility and play. This paradoxical nature leads to the realization that the “center is not the center,” meaning that the center’s role is both within and outside the structure, contradicting the very essence of what a center should be.
  • Reduction and Play: The history of structural thought is seen by Derrida as a series of substitutions of one center for another, each aiming to achieve a state of full presence and coherence. Concepts like essence, existence, and substance have always been used to stabilize structures, but this stabilization comes at the cost of limiting play and flexibility. Derrida emphasizes that the reduction of structurality to a central point is an illusion that suppresses the inherent play within structures.
  • Decentering and Language: The shift towards thinking about structures without a fixed center marks a significant change in the human sciences. Language becomes central to this new understanding, as it allows for an infinite number of substitutions and interpretations without a definitive center or origin. This decentering opens up structures to play and indeterminacy, challenging traditional metaphysical concepts of presence and origin.
  • Role of Ethnology: Derrida uses ethnology as an example of a science that emerged from the decentering of European culture. Ethnology, which studies different cultures, operates within discourse and uses traditional concepts even as it critiques them. This duality highlights the inherent ethnocentrism in ethnological studies, as ethnologists inevitably rely on the very concepts they seek to deconstruct.
  • Levi-Strauss and Bricolage: Claude Levi-Strauss’s concept of “bricolage” exemplifies the practice of working with available tools and concepts while acknowledging their limitations. Bricolage involves using whatever materials are at hand to create something new, highlighting the necessity of employing inherited tools even as one critiques their adequacy. This method reflects the broader challenge in the human sciences of innovating within the constraints of existing conceptual frameworks.
  • Nature and Culture Opposition: Levi-Strauss’s work on the incest prohibition demonstrates the collapse of the traditional opposition between nature and culture. The incest prohibition, which is universal yet culturally specific, challenges the clear-cut distinction between what is natural and what is cultural. This example shows that some phenomena defy binary classification, necessitating a more nuanced understanding of the interplay between nature and culture.
  • Myth and Structure: Levi-Strauss’s study of myths reveals that myths have no absolute center or origin. Myths are composed of transformations and relations rather than fixed points, and the discourse on myths must reflect this acentric structure. Derrida emphasizes that mythological discourse must mimic the fluidity and relational nature of myths themselves, avoiding the imposition of a false center.
  • Empiricism and Structuralism: Structuralism positions itself as a critique of empiricism, yet it often relies on empirical methods. This duality creates tension in Levi-Strauss’s work, as his structural analyses are presented as hypotheses subject to empirical validation. Derrida highlights this tension, noting that structuralism both critiques and depends on empirical approaches, revealing an underlying complexity in its methodology.
  • Play and History: Structuralist thought tends to neutralize history by focusing on structures as independent from their historical conditions. This emphasis on discontinuity and chance contrasts with traditional historical approaches that stress continuity and causality. Derrida points out that structuralist analyses often bracket out historical context to capture the specificity of structures, creating a tension between structural analysis and historical understanding.
  • Ethics of Presence: Derrida contrasts the structuralist nostalgia for origins and presence with a more Nietzschean affirmation of play and indeterminacy. Structuralism often exhibits a longing for a pure, original presence, an untainted starting point. In contrast, the Nietzschean perspective embraces the fluidity and openness of play, rejecting the notion of a stable origin and celebrating the endless possibilities of interpretation and meaning.
  • Irreducible Difference: Derrida concludes that the two interpretations of structure—one seeking a central truth and the other embracing play—must acknowledge their differences without seeking to reconcile them. This irreducible tension defines the discourse, and any attempt to choose between these interpretations is misguided. Instead, Derrida calls for recognizing and exploring the common ground and differences between these perspectives, understanding that they coexist and define the field of human sciences.
Literary Terms/Concepts in “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
Literary Term/ConceptDefinitionExamplesExplanation
DecenteringThe absence or displacement of a central point of reference or organizing principle within a system of thought or representation.Nietzsche’s critique of metaphysics and truth, Freud’s critique of self-presence, Heidegger’s destruction of onto-theologyDerrida argues that the history of Western thought has been dominated by a “metaphysics of presence,” which seeks to ground meaning in a stable, transcendental center. Decentering challenges this logocentric tradition by revealing the instability and contingency of any such center.
PlayThe free, creative, and open-ended movement of signifiers within a system of language or representation, unconstrained by any fixed origin or end.Levi-Strauss’s concept of bricolage, the free association of elements in mythDerrida argues that play is not simply a characteristic of certain cultural practices but is inherent in the very structure of language. The play of signifiers undermines the possibility of any final, definitive meaning, opening up a space for endless interpretation and reinterpretation.
BricolageThe creative and improvisational use of readily available materials and resources to solve problems or create new meanings.The use of myth as a “tertiary code” in Levi-Strauss’s anthropologyDerrida uses the concept of bricolage to describe the way in which language and cultural practices are always constructed from pre-existing elements, rather than being created ex nihilo. This challenges the idea of a single, unified origin of meaning.
SupplementarityThe paradoxical relationship between a lack or absence and the attempt to fill or compensate for it.The “overabundance of the signifier” in relation to the signified in Levi-StraussDerrida argues that the attempt to fill a lack always produces an excess, a surplus of meaning that cannot be contained within the original system. This excess, in turn, opens up the possibility of new meanings and interpretations.
TraceThe mark or imprint left by a past event or presence, which continues to haunt the present even as it recedes into the past.The “scandal” of the incest prohibition in Levi-StraussDerrida uses the concept of the trace to describe the way in which meaning is always deferred and displaced, never fully present or fully absent. The trace is a reminder of the impossibility of full presence, even as it points toward the possibility of new meanings and interpretations.
Contribution of “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida to Literary Theory
  • Challenged Structuralism: Derrida’s critique of the “center” in structuralist thought disrupted the prevailing notion of fixed meanings in texts. This opened up literary analysis to a wider range of interpretations.
  • Introduced Deconstruction: The essay laid the groundwork for deconstruction, a method of reading that exposes the contradictions and ambiguities within texts, highlighting how they undermine their own intended meanings.
  • Promoted Multiplicity of Meanings: Derrida’s emphasis on the play of signifiers and the absence of a fixed center led to the recognition that texts can have multiple, even contradictory, meanings. This encouraged a more open and dynamic approach to literary interpretation.
  • Questioned Authorial Authority: By emphasizing the instability of language, Derrida’s essay destabilized the traditional notion of the author as the sole source of meaning. This shift empowered readers to engage actively with texts and create their own interpretations.
  • Expanded Critical Vocabulary: The essay introduced key terms such as “decentering,” “play,” “bricolage,” and “supplementarity,” which have become essential tools for literary critics and theorists.
  • Inspired New Theoretical Movements: Derrida’s work paved the way for post-structuralism, postmodernism, and other theoretical approaches that challenge traditional notions of meaning, truth, and representation.
Examples of Critiques Through “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
Literary WorkBrief DescriptionCritique Through Derrida’s Lens
Heart of Darkness by Joseph ConradA novella exploring colonialism and the darkness within humanity through the journey of Marlow into the African Congo.Decentering and Play: Conrad’s narrative critiques the ambiguous and shifting centers of meaning within colonial discourse. Marlow’s journey into the “heart of darkness” symbolizes the decentering of European colonial ideologies, revealing the play of meanings regarding civilization and savagery. The novella’s resistance to a fixed interpretation highlights the instability and multiplicity of truths about human nature.
Frankenstein by Mary ShelleyA novel about Victor Frankenstein, who creates a creature through an unorthodox scientific experiment, raising questions about creation, responsibility, and monstrosity.Contradiction in Centered Structures: Shelley’s novel can be analyzed through the contradiction inherent in the concept of creation and origin. Victor’s attempt to play God and create life without a natural center (motherhood) exposes the paradoxes and instabilities in Enlightenment ideals of mastery over nature. The creature’s fluid identity, oscillating between human and monster, exemplifies the play of structural elements within the narrative.
Waiting for Godot by Samuel BeckettAn absurdist play in which two characters, Vladimir and Estragon, wait for someone named Godot, who never arrives.Absence of Center: Beckett’s play epitomizes Derrida’s idea of a structure without a center. The endless waiting for Godot, who never appears, underscores the absence of central meaning or origin. The play’s circular structure, repetitive dialogue, and lack of progression emphasize the play of absence and presence, questioning the very possibility of fixed meaning in human existence.
To the Lighthouse by Virginia WoolfA novel that explores the lives of the Ramsay family and their guests during visits to the Isle of Skye in Scotland, focusing on themes of time, change, and perception.Reduction and Play: Woolf’s narrative technique, especially her stream of consciousness and shifting perspectives, can be critiqued for reducing traditional narrative structures and emphasizing the play of consciousness and perception. The fluidity of time and the fragmented experiences of the characters challenge the notion of a coherent, centered narrative, aligning with Derrida’s idea of structures defined by play rather than fixed origins.
Criticism Against “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
  • Obscurity and Jargon: Derrida’s writing style, characterized by dense language and complex terminology, has been criticized for being intentionally obscure and inaccessible to a wider audience.
  • Relativism and Nihilism: Some critics argue that Derrida’s deconstruction of meaning and truth leads to an extreme relativism where all interpretations are equally valid, ultimately undermining the possibility of objective knowledge and ethical judgment.
  • Lack of Positive Proposals: Derrida’s focus on critique and deconstruction has been seen as lacking in positive proposals for alternative ways of understanding language and meaning.
  • Ignoring Historical Context: Some critics argue that Derrida’s approach neglects the historical and cultural contexts in which texts are produced, leading to ahistorical and decontextualized readings.
  • Limited Applicability: Derrida’s deconstructive method has been criticized for being primarily applicable to philosophical and literary texts, with limited relevance to other fields of inquiry.
Suggested Readings: “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
Quotations with Explanation from “Structure, Sign and Play in the Discourse of the Human Sciences” by Jacques Derrida
QuotationExplanation
“The center is not the center.”Derrida challenges the traditional concept of a stable, fixed center within structures. He argues that the center, which organizes and limits the structure, is itself not a fixed point but part of the structure’s play, thus undermining its role as a stabilizing force.
“There are thus two interpretations of interpretation, of structure, of sign, of play. The one seeks to decipher, dreams of deciphering a truth or an origin which escapes play and the order of the sign, and which lives the necessity of interpretation as an exile. The other, which is no longer turned toward the origin, affirms play and tries to pass beyond man and humanism.”Derrida contrasts two approaches to interpretation: one that seeks a definitive truth or origin and views interpretation as a way to recover it, and another that embraces the fluidity and play of meaning, moving beyond the search for a fixed origin or human-centered understanding.
“The notion of a structure lacking any center represents the unthinkable itself.”This quotation highlights the radical nature of Derrida’s critique. The idea of a structure without a center was previously considered inconceivable because the center was thought to be essential for coherence and organization. Derrida’s deconstruction reveals that this notion is not only possible but necessary to understand the complexity of meaning.
“Play is always play of absence and presence, but if it is to be thought radically, play must be conceived of before the alternative of presence and absence.”Derrida suggests that play, which involves the dynamic interaction of absence and presence, should be considered fundamental. Rather than seeing play as secondary to the concepts of presence and absence, it should be viewed as primary, with presence and absence deriving from it.
“It was necessary to begin thinking that there was no center, that the center could not be thought in the form of a present-being, that the center had no natural site, that it was not a fixed locus but a function, a sort of nonlocus in which an infinite number of sign-substitutions came into play.”Derrida emphasizes that the center is not a physical or metaphysical fixed point but a function within the structure. This function allows for an endless play of substitutions, indicating that the center is a dynamic and fluid concept rather than a stable and static one.
“Ethnology – like any science – comes about within the element of discourse.”Derrida underscores that ethnology, and indeed all sciences, are embedded in discourse. This means they cannot escape the influence of language and cultural context. Ethnology, in particular, must acknowledge its position within the very structures and discourses it seeks to analyze and critique.

“The Death of the Author” by Roland Barthes: A Critique

“The Death of the Author” by Roland Barthes, first published in 1967 in the collection “Image Music Text,” translated by Stephen Heath in 1977, is a seminal essay in literary theory.

"The Death of the Author" by Roland Barthes: A Critique
Introduction: “The Death of the Author” by Roland Barthes

“The Death of the Author” by Roland Barthes, first published in 1967 in the collection “Image Music Text,” translated by Stephen Heath in 1977, is a seminal essay in literary theory. Barthes challenges the traditional notion of the author as the sole source of meaning in a text, arguing that the reader plays an equally important role in interpreting and creating meaning. He asserts that the author’s intentions and biographical context are irrelevant to understanding a work, and instead emphasizes the plurality of interpretations that a text can generate. This essay has had a profound impact on literary studies, shifting the focus from authorial intention to reader response and paving the way for post-structuralist and deconstructionist approaches to literature.

Summary of “The Death of the Author” by Roland Barthes
  • Destruction of Authorial Voice: Barthes illustrates through Balzac’s Sarrasine that the origin of narrative voice is indeterminable—whether it’s the character, the author, or a broader philosophical voice. This exemplifies his thesis that writing neutralizes the voice and its origin, emphasizing the impersonality and composite nature of the text.
  • Historical Shift in Authorship Concept: The author as a central figure in narrative and interpretation is a modern construct influenced by English empiricism, French rationalism, and the Reformation. The prestige of the individual or “human person” grew during these periods, reinforcing the author’s prominence in literature and criticism.
  • Criticisms of Traditional Author-Centric Criticism: Barthes critiques the conventional literary criticism that ties a work’s meaning too closely to the author’s personal life and intentions. He argues that such approaches limit the interpretation of texts by imposing a singular, definitive meaning.
  • Shift from Author to Language: Influential writers like Mallarmé and Valéry have shifted focus from the author to the language itself. Mallarmé posited that it is language that speaks, not the author, promoting a view where writing supersedes authorial intention.
  • Modern Scriptors versus Traditional Authors: Barthes contrasts the “modern scriptor” who is born simultaneously with the text and whose identity is intrinsically linked to the act of writing, against the traditional notion of an author who precedes and informs the text.
  • Text as a Multi-dimensional Space: The text is seen as a multi-dimensional space where various writings blend and clash without any originality. It is a fabric of quotations, making the text a product of cultural intertextuality rather than a creation of a single author.
  • Role of the Reader: In the absence of the author, the focus shifts to the reader, who becomes the central figure in interpreting texts. The reader creates the unity of the text by synthesizing its multiple writings, making interpretation a personal and subjective act.
  • Critique of Author-Centric Humanism: Barthes argues that traditional humanism, which emphasizes the author, paradoxically neglects the rights and the role of the reader in interpreting texts. The “death of the author” is necessary to liberate the reader and enable a fuller experience of the text, fostering a revolutionary activity that challenges traditional interpretations and meanings.
Literary Terms in “The Death of the Author” by Roland Barthes
Theoretical Concept/Literary DeviceDefinition/ExplanationExample from the Essay
Death of the AuthorThe rejection of the traditional notion that the author’s intentions and biographical context are the ultimate source of meaning in a text. It emphasizes the reader’s role in interpreting and creating meaning.Balzac’s sentence about a woman: “This was woman herself, with her sudden fears, her irrational whims…” Barthes argues that we can never truly know who is speaking – the character, Balzac as an individual, Balzac as an author, or some universal wisdom. The meaning is created in the interaction between the text and the reader.
Birth of the ReaderThe reader is not a passive consumer of the text but an active participant who brings their own experiences and interpretations to the work, thus creating meaning.The analysis of Greek tragedy, where the reader (or listener) is the only one who understands the full ambiguity of the words and the misunderstandings between characters.
Text as a Multi-Dimensional SpaceA text is not a linear expression of a single meaning but a complex web of different writings, cultural references, and interpretations.Barthes likens the writer to Bouvard and Pecuchet, eternal copyists who only imitate previous gestures. The text is a tissue of quotations, and its meaning emerges from the interplay of these different elements.
The ScriptorA term used to replace “author,” emphasizing that the writer is not the originator of the text but merely a participant in the act of writing.Barthes contrasts the modern scriptor with the traditional Author. The scriptor is born simultaneously with the text and does not exist before it, while the Author is seen as the past of the book.
Performative WritingWriting is not just a representation of reality but an act that creates meaning through the very act of writing itself.The example of the “I declare” of kings or the “I sing” of ancient poets. These statements do not describe an action but perform it through the act of utterance.
Contribution of “The Death of the Author” by Roland Barthes To Literary Theory

·  Decentralizing the Authorial Authority: Barthes argues that “writing is the destruction of every voice, of every point of origin.” This concept disrupts traditional notions of authorship by removing the author from the center of textual interpretation, promoting a view where the text exists independently of the author’s intentions.

·  Elevating the Role of Language: He asserts that “it is language which speaks, not the author.” This shifts the focus from the author as the creator to language itself as the force behind the text, thereby enhancing the study of linguistics and semiotics within literary theory.

·  Promoting Reader-Centered Criticism: Barthes challenges the conventional reader-author relationship by stating, “the reader is the space on which all the quotations that make up a writing are inscribed without any of them being lost.” This shifts the interpretative power from the author to the reader, encouraging a more active and personalized engagement with texts.

·  Reconceptualizing Textual Origin and Unity: He introduces the idea that a text does not have a single, unified meaning but is a “multi-dimensional space in which a variety of writings, none of them original, blend and clash.” This concept has influenced poststructuralist theories by emphasizing the intertextuality and the layered complexities within texts.

·  Challenging the Author-Centric Literary Tradition: Barthes critiques the historical and cultural construction of the author figure by claiming, “The image of literature to be found in ordinary culture is tyrannically centred on the author, his person, his life, his tastes, his passions.” His theory calls for a reevaluation of how literary histories and criticisms are formulated.

·  Foundational for Poststructuralism: The idea that “the birth of the reader must be at the cost of the death of the Author” is foundational in poststructuralist thought, where the interpretation of a text is seen as an open-ended, decentralized process that challenges the fixed meanings and authoritative assertions traditionally associated with authorship.

·  Influencing Modern Literary Criticism and Theory: Barthes’ essay has been instrumental in developing modern literary criticism and theory, particularly influencing areas like deconstruction, reader-response theory, and cultural studies by advocating for a more democratic approach to understanding texts.

Examples of Critiques: “The Death of the Author” by Roland Barthes
Literary WorkCritique through “Death of the Author”
Tomorrow, and Tomorrow, and Tomorrow (2022) by Gabrielle ZevinRather than focusing on Zevin’s personal experiences or intentions, the novel can be analyzed as a multi-dimensional space where themes of friendship, ambition, creativity, and identity intersect. The meaning is not predetermined but emerges through the reader’s active engagement with the text.
Detransition, Baby (2021) by Torrey PetersInstead of seeking authorial intent in Peters’ personal life, the novel can be read as a performative act of writing that challenges traditional notions of gender and family. The reader becomes the space where these challenges are confronted and new understandings are formed.
The Employees (2020) by Olga RavnInstead of attributing the novella’s commentary on labor and existentialism solely to Ravn’s views, it can be seen as a text woven with multiple writings – corporate culture, artificial intelligence, human emotions. The reader is the one who navigates this complex landscape and creates meaning from these diverse elements.
If I Survive You (2022) by Jonathan EscofferyRather than solely focusing on Escoffery’s Jamaican-American background, the collection of interconnected stories can be interpreted as a tissue of quotations from various sources – family history, cultural identity, the immigrant experience. The reader becomes the destination where these narratives converge, creating a nuanced understanding of the characters’ lives and struggles.
Criticism Against “The Death of the Author” by Roland Barthes
  • Neglecting Authorial Intent: Critics argue that Barthes’ claim that “writing is the destruction of every voice, of every point of origin” excessively diminishes the role of the author’s intentional influence on a text, potentially ignoring how personal context and authorial purpose shape literary works.
  • Oversimplification of Textual Analysis: By asserting that “a text is a tissue of quotations drawn from the innumerable centres of culture,” Barthes may oversimplify the complexity of textual creation and interpretation, reducing all texts to mere assemblies of pre-existing discourses without originality.
  • Undermining the Historical and Cultural Context: The removal of the author might lead to the neglect of the historical and cultural contexts in which a text was produced. This view is encapsulated in Barthes’ statement that “the author is never more than the instance writing,” which critics argue could detach the text from its deeper social, historical, and political meanings.
  • Practical Limitations in Literary Studies: Barthes’ idea that “the birth of the reader must be at the cost of the death of the Author” challenges the practical application of author-centered research, which is vital in understanding genre developments, historical influences, and biographical interpretations in literary studies.
  • Ambiguity in Reader-Centric Approach: While emphasizing the reader’s role in interpretation, Barthes arguably underestimates the need for a structured approach to reading. His focus on the reader as the central figure might lead to excessively subjective interpretations, where “the space of writing is to be ranged over, not pierced,” potentially causing a lack of clarity and consensus in literary analysis.
  • Potential for Relativism: The statement that “the reader is without history, biography, psychology” could promote a form of interpretive relativism where texts may be understood in infinitely varied ways, challenging the establishment of any coherent or shared meanings.
  • Impact on Literary Standards: Barthes’ ideas might challenge traditional standards of literary value and criticism, as removing the author could also diminish the criteria for evaluating the literary quality and impact of texts, given that “writing can no longer designate an operation of recording, notation, representation, ‘depiction’.”
Suggested Readings: “The Death of the Author” by Roland Barthes
  1. Allen, Graham. Roland Barthes. Routledge, 2003.
  2. Barthes, Roland. “The Death of the Author.” Image Music Text, translated by Stephen Heath, Hill and Wang, 1977, pp. 142-148.
  3. Culler, Jonathan. Barthes: A Very Short Introduction. Oxford University Press, 2002.
  4. Knight, Diana. Critical Essays on Roland Barthes. G.K. Hall, 1994.
  5. Moriarty, Michael. Roland Barthes. Stanford University Press, 1991.
  6. Thody, Philip. Roland Barthes: A Conservative Estimate. Humanities Press, 1978.
Extracts with Explanation from “The Death of the Author” by Roland Barthes
ExtractExplanation
“Writing is the destruction of every voice, of every point of origin.”This statement highlights Barthes’ central thesis that writing eliminates the traditional role of the author as the singular voice behind a text. It emphasizes the view that a text emerges from a multitude of cultural and linguistic influences, rather than from a single, identifiable source.
“It is language which speaks, not the author; to write is, through a prerequisite impersonality… to reach that point where only language acts, ‘performs’, and not ‘me’.”Barthes argues that the act of writing prioritizes language itself over the personal expression of the author. This extract supports the idea that language operates independently of the author’s intentions, suggesting that the meaning of a text is derived from language as a system rather than from the author’s subjective input.
“The text is a tissue of quotations drawn from the innumerable centres of culture.”This extract underscores the concept of intertextuality, which posits that all texts are essentially compilations of other texts, without any original content. According to Barthes, a writer does not create unique content but rather reassembles existing cultural and literary materials.
“The birth of the reader must be at the cost of the death of the Author.”Barthes posits that for the reader to have freedom in interpretation, the authority of the author must be diminished. This radical shift repositions the reader as the central figure in the creation of textual meaning, advocating for a more democratized approach to reading and interpretation.
“A text is made of multiple writings, drawn from many cultures and entering into mutual relations of dialogue, parody, contestation.”This highlights the multi-dimensional nature of texts, which Barthes believes are composed of various writings that interact within a text. This view challenges the notion of a single, unified meaning and instead suggests that texts are open to a range of interpretations influenced by diverse cultural dialogues.

“Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida: A Critique

“Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida first appeared in 1990 in a collection of essays titled “Deconstruction and the Possibility of Justice,” translated by Mary Quaintance.

"Force of Law: The "Mystical Foundation of Authority" by Jacques Derrida: A Critique
Introduction: “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida

“Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida first appeared in 1990 in a collection of essays titled “Deconstruction and the Possibility of Justice,” translated by Mary Quaintance. The essay is a dense and challenging exploration of the relationship between law and justice, deconstructing the traditional notions of legal authority and questioning the very foundations of the legal system. Derrida’s signature style, characterized by complex sentence structures and philosophical depth, is evident throughout the essay, making it a quintessential example of deconstructionist thought. Its literary significance lies in its ability to provoke critical thinking about the nature of law and justice, challenging readers to rethink their assumptions about these fundamental concepts.

Summary of “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida

Police Violence in Democracy vs. Absolute Monarchy:

  • “In democracy, on the other hand, violence is no longer accorded to the spirit of the police… it is exercised illegitimately, especially when instead of enforcing the law the police make the law.”
  • “In absolute monarchy, legislative and executive powers are united. In it violence is therefore normal, in keeping with its essence, its idea, its spirit.”

Degeneration of Democracy:

  • “Democracy is a degeneracy of droit and of the violence of droit; there is not yet any democracy worthy of this name.”
  • “Benjamin indicates the principle of an analysis of police reality in industrial democracies and their military-industrial complexes with high computer technology.”

Violence as the Foundation of Legal Contracts:

  • “Every juridical contract, every Rechtsvertrag… is founded on violence, there is no contract that does not have violence as both an origin and an outcome.”

Decay of Parliamentary Institutions:

  • “When the consciousness of the latent presence of violence in a legal institution disappears, the institution falls into decay.”
  • “The parliaments live in forgetfulness of the violence from which they are born. This amnesic denegation is not a psychological weakness, it is their statut and their structure.”

Non-Violence Possibilities:

  • “Benjamin does not exclude the possibility of non-violence. But the thought of non-violence must exceed the order of public droit.”
  • “Union without violence… is possible everywhere that the culture of the heart gives men pure means with accord in view.”

Mythic vs. Divine Violence:

  • “To this violence of the Greek mythos, Benjamin opposes feature for feature the violence of God. From all points of view, it is its opposite.”
  • “The mythological violence of droit is satisfied in itself by sacrificing the living, while divine violence sacrifices life to save the living, in favor of the living.”

Critique of Modern State and Law:

  • “Nazism leads logically to the final solution as to its own limit and because the mythological violence of right is its veritable system.”
  • “Benjamin would perhaps have judged vain and without pertinence… any juridical trial of Nazism and of its responsibilities, any judgmental apparatus, any historiography still homogeneous with the space in which Nazism developed up to and including the final solution.”

Philosophical and Historical Implications:

  • “History is on the side of this divine violence, and history precisely in opposition to myth.”
  • “The radicalization of evil linked to the fall into the language of communication, representation, information.”

Decidability and Divine Justice:

  • “It is neither equally possible nor equally urgent for man to decide when pure violence was effected in a determined case.”
  • “All undecidability is situated, blocked in, accumulated on the side of droit, of mythological violence… all decidability stands on the side of the divine violence that destroys le droit.”
Literary Terms/Concepts in “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida
Term/ConceptDefinition/ExplanationExample
Mystical Foundation of AuthorityThe idea that the authority of law is based on a kind of irrational belief or faith, rather than on reason or logic.Derrida argues that the decision of a judge, even if based on legal principles and precedents, ultimately rests on a “leap of faith” that cannot be fully justified by reason.
Deconstruction of JusticeThe process of analyzing and exposing the contradictions and inconsistencies within the concept of justice, revealing its inherent instability and impossibility.Derrida questions whether justice can ever be fully achieved, given the inherent limitations of language and the law. He suggests that justice is always deferred, always to come.
AporiaA state of perplexity or deadlock, where reason and logic cannot provide a clear answer or solution.Derrida uses the concept of aporia to describe the fundamental undecidability of legal questions, where there is no single “right” answer that can be definitively determined.
Force of LawThe power of law to compel obedience, even in the absence of moral or ethical justification.Derrida explores the paradoxical relationship between force and law, suggesting that law is both necessary for maintaining social order and inherently violent in its enforcement.
UndecidabilityThe state of being unable to be definitively determined or resolved.Derrida argues that legal decisions are always undecidable, in the sense that there is no single “right” answer that can be determined with absolute certainty. This undecidability opens up the possibility for alternative interpretations and contestations of the law.
Contribution of “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida to Literary Theory
  • Introduction of Deconstruction in Legal Context:
    • Derrida extends deconstructive analysis from literature and philosophy to legal theory, challenging traditional views on the foundations of law and authority.
  • Interrogation of Law and Violence:
    • He critiques the intrinsic relationship between law and violence, suggesting that the foundation of law is rooted in an original act of violence, thus destabilizing the perceived neutrality and objectivity of legal systems.
  • Critique of Democratic Institutions:
    • Derrida examines the degeneration of democratic institutions, arguing that modern democracies conceal their foundational violence, leading to a critique of liberal parliamentary systems.
  • Concept of Undecidability:
    • He introduces the notion of undecidability within legal judgments, paralleling similar concepts in literary theory that challenge fixed interpretations and embrace textual ambiguity.
  • Mythic vs. Divine Violence:
    • Derrida contrasts mythic violence, which founds and conserves law through sacrificial acts, with divine violence, which disrupts and transcends legal systems, providing a framework to analyze power dynamics in texts.
  • Temporal and Historical Dimensions of Law:
    • By discussing the historical evolution and decay of legal institutions, Derrida’s work encourages a diachronic analysis of texts, exploring how meanings and interpretations change over time.
  • Deconstruction of Enlightenment Rationality:
    • His critique of the Enlightenment’s faith in reason and universal law parallels literary deconstructions of Enlightenment ideals, questioning the coherence and universality of rational discourse.
  • Ethics and Justice Beyond Law:
    • Derrida’s exploration of justice as an ideal that transcends legal frameworks resonates with ethical criticism in literary theory, prompting reconsiderations of moral implications in literature.
  • Influence on Post-Structuralist Legal Theory:
    • The work’s impact on legal theory parallels its influence on literary theory, promoting a post-structuralist approach that views laws, texts, and meanings as constructed, contingent, and open to reinterpretation.
Examples of Critiques of “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida
Literary WorkCritique through “Force of Law”
HamletDerrida’s concept of “undecidability” can be applied to Hamlet’s constant hesitation and inability to act. Hamlet’s dilemma is not just a psychological one, but a reflection of the inherent undecidability of moral and ethical questions. There is no single “right” course of action, and Hamlet’s struggle is a testament to this fundamental uncertainty.
The Trial (Kafka)Kafka’s portrayal of a legal system that is opaque, arbitrary, and ultimately absurd resonates with Derrida’s critique of the “mystical foundation of authority.” The law in “The Trial” is not based on reason or justice, but on an irrational power that is beyond the comprehension of the individual.
Antigone (Sophocles)Antigone’s defiance of Creon’s edict, based on her belief in a higher moral law, can be seen as a challenge to the “force of law” that Derrida describes. Antigone’s actions raise questions about the limits of legal authority and the importance of individual conscience in the face of unjust laws.
The Merchant of Venice (Shakespeare)The conflict between Shylock and Antonio in “The Merchant of Venice” can be interpreted through Derrida’s concept of the “aporia of justice.” The law in the play is unable to provide a just resolution to the conflict, as both Shylock and Antonio have legitimate claims that are irreconcilable. The play highlights the limitations of the law in dealing with complex ethical dilemmas.
Criticism Against “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida

·  Obscurity and Complexity:

  • Derrida’s dense and intricate writing style is often criticized for being excessively opaque, making it challenging for readers to fully grasp his arguments.

·  Lack of Practical Application:

  • Critics argue that Derrida’s theoretical approach lacks concrete solutions or practical applications for real-world legal and political issues, making his ideas difficult to implement in practice.

·  Relativism and Undecidability:

  • Derrida’s emphasis on undecidability and the instability of meaning is seen by some as promoting a form of relativism that undermines the possibility of reaching definitive conclusions or establishing clear ethical standards.

·  Neglect of Positive Law:

  • Some legal theorists criticize Derrida for focusing too much on the foundational violence and mythical aspects of law while neglecting the positive, constructive role that law can play in society.

·  Overemphasis on Violence:

  • Derrida’s analysis is often seen as overemphasizing the violent origins and enforcement of law, potentially overshadowing the law’s capacity for justice, order, and social cohesion.

·  Historical and Contextual Oversights:

  • Derrida’s philosophical and deconstructive approach is sometimes criticized for lacking sufficient engagement with the historical and socio-political contexts that shape legal systems and practices.

·  Complexity of Ethical Implications:

  • His ideas on justice and ethics, which transcend legal frameworks, are considered by some as too abstract and complex, making it difficult to derive clear ethical guidelines from his work.

·  Influence on Legal Interpretation:

  • While influential, some critics argue that Derrida’s work complicates legal interpretation to the extent that it might lead to excessive skepticism or cynicism about the possibility of justice within legal frameworks.

·  Ambiguous Stance on Non-Violence:

  • Derrida’s treatment of non-violence and its place in legal and ethical systems is seen by some as ambiguous, leaving readers uncertain about his stance on how non-violent principles can be effectively integrated into legal practice.
Suggested Readings: “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida
  1. Cornell, Drucilla. The Philosophy of the Limit. Routledge, 1992.
  2. Derrida, Jacques. “Force of Law: The “Mystical Foundation of Authority”. Deconstruction and the Possibility of Justice, edited by Drucilla Cornell, Michel Rosenfeld, and David Gray Carlson, Routledge, 1992, pp. 3-67.  
  3. Douzinas, Costas. The End of Human Rights. Hart Publishing, 2000.
  4. Felman, Shoshana. The Juridical Unconscious: Trials and Traumas in the Twentieth Century. Harvard University Press, 2002.
  5. Fitzpatrick, Peter. Modernism and the Grounds of Law. Cambridge University Press, 2001.
Quotations with Explanation from “Force of Law: The “Mystical Foundation of Authority” by Jacques Derrida
QuotationExplanation
“There is no such thing as law (droit) that doesn’t imply in itself, a priori, in the analytic structure of its concept, the possibility of violence.”Derrida argues that violence is an inherent part of the concept of law, suggesting that law’s authority is always underpinned by the potential for coercion.
“Justice in itself, if such a thing exists, outside or beyond law, is not deconstructible. No more than deconstruction itself, if such a thing exists.”This highlights Derrida’s belief in the transcendence of true justice beyond the reach of deconstruction, implying that while laws can be deconstructed, justice as an ideal remains intact.
“The law is always in the process of being made, or at least of being interpreted and reinterpreted.”This underscores the fluid and dynamic nature of law, emphasizing that legal systems are continuously evolving through interpretation.
“What is proper to a foundation is to inaugurate something that remains, and the inaugural act must be repeated as a means of conservation.”Derrida illustrates how foundational acts, like the establishment of law, require continual reaffirmation to maintain their authority and relevance.
“The undecidable remains caught, lodged, at least as a ghost – but an essential ghost – in every decision, in every event of decision.”He emphasizes the presence of inherent uncertainty and ambiguity (the undecidable) in every decision-making process, which challenges the notion of absolute certainty in law and justice.
“The interpretation of the final solution, as of everything that constitutes the set and the delimitation of the two orders (the mythological and the divine), is not in the measure of man.”Derrida suggests that some historical events, like the Holocaust, surpass human capacity for comprehension and interpretation, lying beyond the realm of traditional legal and ethical frameworks.

“Author and Hero in Aesthetic Activity” by Mikhail Bakhtin: A Critique

“Author and Hero in Aesthetic Activity” by Mikhail Bakhtin, first published in 1924 and later translated and included in “Art and Answerability: Early Philosophical Essays” (1990).

"Author and Hero in Aesthetic Activity" by Mikhail Bakhtin
Introduction: “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin

“Author and Hero in Aesthetic Activity” by Mikhail Bakhtin, first published in 1924 and later translated and included in “Art and Answerability: Early Philosophical Essays” (1990), explores the essential relationship between an author and their created hero. Bakhtin emphasizes that this relationship is not merely a matter of individual authorial characteristics but is built upon a necessary foundation. He contends that an author’s reaction to the hero encompasses both an understanding of the hero’s reactions and the author’s own comprehensive response to the hero as a whole. This comprehensive reaction, which is not based on isolated self-manifestations, is what Bakhtin identifies as specifically aesthetic. The author’s reactions to the hero’s self-manifestations are grounded in a unitary reaction to the hero’s entire being, assembling cognitive-ethical determinations and valuations into a unique, concrete, and meaningful whole.

Summary of “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin

Foundation of the Author-Hero Relationship:

  • “For a proper understanding of the author’s architectonically stable and dynamically living relationship to the hero, we must take into account both the essentially necessary foundation of that relationship and the diverse individual characteristics that it assumes in particular authors and in particular works.”
  • The article emphasizes examining the essential foundation of the author-hero relationship and only outlining its individuation modes.

Author’s Reaction to the Hero:

  • “Every constituent of a work presents itself to us as the author’s reaction to it and that this reaction encompasses both an object and the hero’s reaction to that object.”
  • The author’s reaction to the hero is a unitary reaction to the whole of the hero, creating an aesthetic reaction that assembles the hero’s characteristics into a unique whole.

Creative Principle of the Relationship:

  • “This comprehensive reaction of the author to the hero is founded on a necessary principle and has a productive, constructive character.”
  • A relationship founded on a necessary principle is inherently creative and productive, determining the structure and determinateness of the object.

Struggle of the Author with the Hero:

  • “The artist’s struggle to achieve a determinate and stable image of the hero is to a considerable extent a struggle with himself.”
  • The process of shaping the hero involves removing masking layers imposed by the author’s reactions and life situations to achieve an authentic valuational attitude.

Objective Creation of the Hero:

  • “An author reflects the hero’s emotional-volitional position, but not his own position in relation to the hero.”
  • The author creates the hero without turning the creation process into an object of examination and reflection.

Unreliability of Author’s Confession:

  • “When an artist undertakes to speak about his act of creation independently of and as a supplement to the work he has produced, he usually substitutes a new relationship for his actual creative relationship to the work.”
  • The author’s comments on their process of creating a hero are often unreliable due to various external factors affecting their statements.

Author’s Active Role:

  • “An author is the uniquely active form-giving energy that is manifested not in a psychologically conceived consciousness, but in a durably valid cultural product.”
  • The author actively creates and structures the hero’s image, rhythm, and meaning-bearing features.

Importance of Understanding Author’s Reaction:

  • “Only when we have understood this essentially necessary, comprehensive, creative reaction of the author to the hero, will it be possible to introduce strict order into the form-and-content determination of the various types of the hero.”
  • Understanding the author’s creative reaction is crucial for systematically classifying and endowing heroes with univocal meaning.

Misunderstandings in Literary History:

  • “Complete chaos still holds sway in this regard in the aesthetics of verbal art and especially in literary history.”
  • The article criticizes the lack of order and validation in hero classifications and the unprincipled combination of different perspectives and evaluations.

Author-Hero Relationship in Aesthetics:

  • “The general formula for the author’s fundamental, aesthetically productive relationship to the hero is a relationship in which the author occupies an intently maintained position outside the hero with respect to every constituent feature of the hero.”
  • The author maintains an external position relative to the hero, allowing them to collect and consummate the hero as a whole.

Complexities and Deviations in the Relationship:

  • “Now we shall say a few words about three typical cases of deviation from the author’s direct relationship to the hero.”
  • The article outlines cases where the author’s relationship deviates due to autobiographical elements, resulting in different dynamics between the author and the hero.
Literary Terms in “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin
Term/Device/ConceptDefinitionExplanation
Author-Hero RelationshipThe dynamic and foundational interaction between the author and the hero in a literary work.This relationship is essential for understanding the structure and meaning of the hero within the context of the work, shaped by the author’s creative vision.
Architectonically StableA term describing the stable structural relationship in a work of art.Refers to the necessary foundational elements that maintain the integrity and coherence of the author-hero relationship.
Unitary ReactionThe comprehensive response of the author to the entirety of the hero.The author’s reaction is not to isolated aspects but to the hero as a complete, unified character, essential for aesthetic creation.
Productive ReactionThe creative and constructive nature of the author’s interaction with the hero.This reaction generates the hero’s character and the narrative structure, contributing to the overall meaning of the work.
ConsummationThe process by which the author completes or finalizes the hero as a character.Involves the integration of the hero’s traits and actions into a cohesive whole, giving the character depth and completeness.
TransgredienceThe aspect of the author’s vision that goes beyond the hero’s self-perception.The author sees and knows more about the hero than the hero knows about themselves, providing a fuller picture of the character.
IntonatingThe way the author imbues every aspect of the hero and narrative with their evaluative response.The author’s emotional and ethical reactions to the hero’s actions, thoughts, and experiences are woven into the narrative.
Empathy (Einfuhlung)The author’s ability to project themselves into the hero’s perspective.Essential for creating a believable and relatable hero, the author empathizes with the hero to understand and depict their inner world accurately.
Aesthetic LoveThe author’s compassionate and understanding attitude towards the hero.This love is not romantic but is a profound appreciation and acceptance of the hero’s existence, crucial for their full portrayal.
Ethical ObjectivityThe impartial evaluation of a character’s actions and moral stance.The author maintains a balanced perspective, considering the hero’s ethical decisions without personal bias.
Excess of SeeingThe additional perspective the author has compared to the hero.The author can see aspects of the hero and their circumstances that the hero cannot, enriching the narrative with deeper insights.
Outward AppearanceThe external, visible aspects of a character as described by the author.Focuses on how the hero is perceived physically and the significance of their physical traits in the narrative.
Ideal HistoryThe conceptual history of the author-hero relationship as presented in a work of art.Rather than a chronological or psychological history, it is the meaningful and idealized depiction of the relationship within the narrative.
Biographical MethodAn approach that analyzes literary works through the author’s life experiences.This method is critiqued by Bakhtin for often conflating the author’s personal experiences with the artistic creation of characters.
Sociological MethodAn approach that examines literature in the context of social and historical factors.This method looks at how the author’s social environment and historical context influence the creation and development of literary works and characters.
Aesthetic EventThe unique interaction between the author and hero that gives rise to the narrative.An event characterized by the presence of two non-coinciding consciousnesses (author and hero), essential for the creation of a literary work.
Creative ActivityThe author’s active process of forming and shaping the hero and narrative.Involves the author’s imaginative and constructive efforts to bring the hero to life within the literary work.
Contribution of “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin in Literary Theory
  • Author-Hero Relationship: Introduced the concept of the author-hero relationship as a fundamental element of literary analysis, emphasizing the author’s active role in shaping the hero’s identity and meaning.
  • Aesthetic Reaction: Highlighted the importance of the author’s comprehensive aesthetic reaction to the hero, which transcends individual self-manifestations and encompasses the hero as a whole.
  • Consummation of the Hero: Emphasized the author’s role in consummating the hero by providing a unitary and unique perspective that goes beyond the hero’s own self-perception.
  • Transgredient Moments: Introduced the concept of transgredient moments, aspects of the hero and their world that are inaccessible to the hero’s consciousness but are revealed and shaped by the author.
  • Outward Expression and Interiority: Explored the relationship between the hero’s outward appearance (exterior) and their inner life (interiority), highlighting the author’s role in shaping and revealing both.
  • Aesthetic Objectivity: Contrasted aesthetic objectivity with cognitive and ethical objectivity, asserting that aesthetic objectivity encompasses and transcends these other forms.
  • Influence on Literary Studies: Bakhtin’s ideas have profoundly influenced literary studies, particularly in areas like character analysis, narrative theory, and the study of authorial intention.
Additional Contributions:
  • Dialogism: While not directly addressed in this specific article, Bakhtin’s broader concept of dialogism (the idea that language and meaning are shaped by interaction and multiple voices) is closely related to his understanding of the author-hero relationship.
  • Influence on Cultural Studies: Bakhtin’s work has also had a significant impact on cultural studies, particularly in the analysis of how cultural meanings are created and negotiated through various forms of representation.
Examples of Critiques: “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin
Literary WorkCritique through Bakhtin’s Lens
The Great Gatsby (F. Scott Fitzgerald)Nick Carraway, the narrator, struggles to find a stable position outside of Gatsby. He is both fascinated and repelled by Gatsby’s illusions, ultimately unable to fully consummate Gatsby as a hero. This results in a fragmented portrait of Gatsby, with his exterior and interiority never fully aligning.
Crime and Punishment (Fyodor Dostoevsky)Raskolnikov, the protagonist, is an example of a hero who “takes possession” of the author. Dostoevsky’s own moral and philosophical struggles are deeply embedded in Raskolnikov, making it difficult for the author to maintain a fully objective, consummating perspective.
Hamlet (William Shakespeare)Hamlet is a self-conscious hero who constantly reflects on his own actions and motivations. This self-awareness makes it challenging for Shakespeare to fully consummate Hamlet as a hero, as Hamlet continuously surpasses any external determination imposed upon him.
Don Quixote (Miguel de Cervantes)Don Quixote is a hero who creates himself as an author, interpreting his own life aesthetically through the lens of chivalric romances. This self-authorship leads to a comical disconnect between Don Quixote’s self-perception and the reality of his situation, highlighting the potential dangers of an overly subjective approach to self-creation.
Criticism Against “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin
  • Complex and Dense Prose:
    • Bakhtin’s writing style is often criticized for being overly complex and dense, making it difficult for readers to fully grasp his ideas without extensive effort and background knowledge.
  • Lack of Practical Examples:
    • The theoretical nature of the text can be challenging for readers who seek practical examples or concrete applications of his concepts to specific literary works.
  • Ambiguity in Key Concepts:
    • Some of Bakhtin’s key concepts, such as “transgredience” and “aesthetic love,” are seen as ambiguous and not clearly defined, leading to varied interpretations and potential misunderstandings.
  • Overemphasis on Authorial Control:
    • Critics argue that Bakhtin places too much emphasis on the author’s control over the hero, potentially downplaying the hero’s agency and the reader’s role in interpreting the text.
  • Neglect of Reader Response:
    • Bakhtin’s focus on the author-hero relationship tends to overlook the importance of reader response and how readers’ interpretations contribute to the meaning of a literary work.
  • Idealization of the Author:
    • Bakhtin’s portrayal of the author as a nearly omniscient figure with a comprehensive vision of the hero may be seen as an idealization that does not reflect the more collaborative and fragmented nature of actual literary creation.
  • Insufficient Attention to Social and Historical Contexts:
    • While Bakhtin acknowledges the influence of social and historical contexts, some critics believe he does not give enough weight to these factors in shaping the author-hero relationship.
  • Potential for Misinterpretation:
    • The abstract and theoretical nature of Bakhtin’s work can lead to diverse and potentially conflicting interpretations, which may detract from its overall clarity and impact.
  • Limited Scope of Analysis:
    • By focusing primarily on the author-hero relationship, Bakhtin’s analysis may be seen as limited in scope, neglecting other important aspects of literary studies, such as genre, narrative structure, and intertextuality.
  • Elitist Perspective:
    • Some critics view Bakhtin’s approach as elitist, prioritizing high literature and complex theoretical constructs over more accessible and varied forms of literary expression.
  • Neglect of Psychological Processes:
    • Bakhtin’s framework is critiqued for not adequately addressing the psychological processes involved in both the creation and reception of literary works, which are crucial for a holistic understanding of literature.
Suggested Readings: “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin
  1. Bakhtin, Mikhail. “Author and Hero in Aesthetic Activity.” Art and Answerability: Early Philosophical Essays, edited by Michael Holquist and Vadim Liapunov, translated by Vadim Liapunov, University of Texas Press, 1990, pp. 4-256.  
  2. Bernard-Donals, Michael F. “Mikhail Bakhtin: Between Phenomenology and Marxism.” College Literature, vol. 17, no. 1, 1990, pp. 25-41.
  3. Emerson, Caryl. “The Outer Word and Inner Speech: Bakhtin, Vygotsky, and the Internalization of Language.” Critical Inquiry, vol. 10, no. 2, 1983, pp. 245-264.
  4. Gardiner, Michael. “Bakhtin’s Carnival: Utopia as Critique.” Utopian Studies, vol. 3, no. 2, 1992, pp. 1-29.
  5. Holquist, Michael. Dialogism: Bakhtin and His World. Routledge, 1990.
  6. Morson, Gary Saul, and Caryl Emerson. Mikhail Bakhtin: Creation of a Prosaics. Stanford University Press, 1990.
  7. Vice, Sue. Introducing Bakhtin. Manchester University Press, 1997.
Quotations with Explanation from “Author and Hero in Aesthetic Activity” by Mikhail Bakhtin
QuotationExplanation
“Every constituent of a work presents itself to us as the author’s reaction to it and that this reaction encompasses both an object and the hero’s reaction to that object.”This quotation highlights Bakhtin’s idea that every element in a literary work reflects the author’s engagement with both the narrative’s objects and the hero’s interactions with those objects.
“What makes a reaction specifically aesthetic is precisely the fact that it is a reaction to the whole of the hero as a human being, a reaction that assembles all of the cognitive-ethical determinations and valuations of the hero and consummates them in the form of a unitary and unique whole that is a concrete, intuitable whole, but also a whole of meaning.”Bakhtin emphasizes the importance of the author’s comprehensive and cohesive reaction to the hero, creating a unified and meaningful character that integrates cognitive and ethical aspects.
“The artist’s struggle to achieve a determinate and stable image of the hero is to a considerable extent a struggle with himself.”This quote underscores the internal conflict an author faces in trying to create a consistent and stable portrayal of the hero, reflecting the complexities of artistic creation.
“An author creates, but he sees his own creating only in the object to which he is giving form, that is, he sees only the emerging product of creation and not the inner, psychologically determinate, process of creation.”Bakhtin points out that the author can only perceive their creative process through the final product (the literary work), not through the internal psychological journey that led to its creation.
“In order to find in a given work the author so conceived, it is necessary, first, to single out all those moments or constituent features which bring about the consummation of the hero and the event of his life and which are in principle transgredient to his consciousness.”This statement emphasizes the need to identify all elements that complete the hero’s character and life events, highlighting those aspects beyond the hero’s awareness, thus defining the author’s role.
“The general formula for the author’s fundamental, aesthetically productive relationship to the hero is a relationship in which the author occupies an intently maintained position outside the hero with respect to every constituent feature of the hero.”Bakhtin defines the essential author-hero relationship as one where the author remains external to the hero, allowing for an objective and comprehensive portrayal of the character and narrative.

“Art and Answerability” by Mikhail Bakhtin: Critique of the Essay

Art and Answerability by Mikhail Bakhtin, was published in the miscellany Den’ iskusstva (The Day of Art) in 1919 and later included in the collection Art and Answerability: Early Philosophical Essays by M.M. Bakhtin in 1990.

"Art and Answerability" by Mikhail Bakhtin: Critique of the Essay
Introduction: “Art and Answerability” by Mikhail Bakhtin

Art and Answerability by Mikhail Bakhtin, was published in the miscellany Den’ iskusstva (The Day of Art) in 1919 and later included in the collection Art and Answerability: Early Philosophical Essays by M.M. Bakhtin in 1990. The article explores the relationship between art and life, emphasizing the necessity of their interconnectedness and mutual answerability. Bakhtin criticizes the mechanical separation of art and life, where art becomes self-indulgent and life remains prosaic. He argues that true inspiration arises from the integration of art and life, where both are accountable to each other. This accountability fosters a unity within the individual, where artistic experiences enrich life and life’s concerns inform artistic creation. The article contributes to literary discourse by challenging the notion of art as an isolated realm and highlighting the importance of art’s engagement with the complexities of human existence.

Summary of “Art and Answerability” by Mikhail Bakhtin
  • Definition of a ‘Mechanical’ Whole: The text defines a “mechanical” whole as one where constituent elements are connected only in space and time through external means, lacking an internal unity of meaning: “A whole is called ‘mechanical’ when its constituent elements are united only in space and time by some external connection and are not imbued with the internal unity of meaning” (Bakhtin).
  • Superficial Unity of Human Culture Domains: It is argued that the domains of science, art, and life achieve genuine unity only when an individual integrates them meaningfully into their life, though often this integration is merely superficial: “The three domains of human culture—science, art, and life—gain unity only in the individual person who integrates them into his own unity. This union, however, may become mechanical, external” (Bakhtin).
  • Disconnection Between Art and Life: The text highlights a prevalent issue where art becomes overly self-sufficient and detached from everyday life, failing to be accountable for its influence on life: “Art is too self-confident, audaciously self-confident, and too high-flown, for it is in no way bound to answer for life” (Bakhtin).
  • Concept of ‘Answerability’: Bakhtin introduces the crucial concept of “answerability,” which demands that individuals integrate their artistic insights into their lives meaningfully, ensuring that such experiences have a real impact: “I have to answer with my own life for what I have experienced and understood in art, so that everything I have experienced and understood would not remain ineffectual in my life” (Bakhtin).
  • Critique of ‘Inspiration’ as an Excuse: The misuse of “inspiration” as a justification for ignoring life’s demands is criticized. True inspiration should engage with life, not dismiss it: “Nor will it do to invoke ‘inspiration’ in order to justify want of answerability. Inspiration that ignores life and is itself ignored by life is not inspiration but a state of possession” (Bakhtin).
  • Demand for Mutual Answerability Between Art and Life: The text advocates for a reciprocal responsibility between art and life, emphasizing the need for a deeper integration and mutual accountability within the individual: “Art and life are not one, but they must become united in myself—in the unity of my answerability” (Bakhtin).
Literary Terms in “Art and Answerability” by Mikhail Bakhtin
Key Theoretical ConceptDefinition
Answerability/Mutual AccountabilityThe ethical responsibility that art and life have towards each other. Art should address life’s concerns, and life should be enriched by art.
Mechanical UnityThe artificial separation of art and life, where they exist as isolated realms with no interaction. Bakhtin criticizes this as detrimental to both.
Inner UnityThe ideal state where art and life are integrated within the individual, enriching and informing each other. This is achieved through mutual answerability and ethical responsibility.
Guilt/Liability to BlameThe ethical dimension of the relationship between art and life. Both are held accountable for their shortcomings and failures, fostering responsibility and engagement.
Inspiration as PossessionBakhtin’s critique of inspiration as a divine or otherworldly force that separates the artist from life. He advocates for grounded inspiration rooted in lived experience and answerable to it.
Note:While not explicitly coined in this essay, Bakhtin’s later works would introduce and elaborate on key concepts like dialogism, polyphony, and carnivalesque, which are foundational to his literary theory and philosophy of language. These are not included in the table.
Contribution of “Art and Answerability” by Mikhail Bakhtin in Literary Theory

·  Introduction of Answerability (Otvetstvennost):

  • Bakhtin introduces the concept of “answerability” as a fundamental aspect of the relationship between the creator (the artist or writer) and the audience. This notion emphasizes that creators are ethically responsible for how their works engage with and impact the world.
  • It shifts the focus from viewing texts as autonomous artifacts to seeing them as active participants in ethical and moral dialogues. This has profound implications for how texts are analyzed and critiqued in literary studies.

·  Interrelation of Art, Life, and Ethics:

  • Bakhtin challenges the traditional separation of art from the practical and ethical concerns of daily life, arguing that art and life are deeply interconnected and should inform and respond to each other.
  • This perspective encourages a holistic approach to literary analysis, one that considers texts not just as aesthetic objects but as life-oriented ethical engagements.

·  Dialogism and Polyphony:

  • While “Art and Answerability” does not explicitly detail Bakhtin’s later developed theories of dialogism and polyphony, it lays the groundwork by emphasizing the multiplicity of voices and consciousnesses within a text.
  • The idea that a work of art must be answerable to life itself foreshadows his theories where texts are seen as a dialogue among various voices, each with its own integrity and perspective, which must be acknowledged and addressed.

·  Critique of the Author-God:

  • Bakhtin’s concept challenges the notion of the author as an omnipotent ‘creator-god’ who stands apart from his creation. Instead, he posits that the author is deeply embedded within the world his text enters and is answerable for its ethical implications.
  • This critique has influenced post-structuralist theories of authorship and the “death of the author,” promoting a view of the author as one voice among many in the interpretative process.

·  Foundation for Ethical Criticism:

  • The concept of answerability provides a basis for ethical criticism in literary studies, which evaluates texts based on the ethical questions they raise and the ways they engage the reader in moral dialogue.
  • This aspect of Bakhtin’s thought is particularly relevant in contemporary critiques that explore the moral dimensions of literature, from post-colonial studies to feminist and disability studies.
Examples of Critiques: “Art and Answerability” by Mikhail Bakhtin

Literary WorkCritique through “Art and Answerability” Concepts
The Great Gatsby (F. Scott Fitzgerald)This novel could be critiqued for its portrayal of the Jazz Age as a time of superficial glamour and excess, where art (parties, fashion) serves as an escape from the harsh realities of life. The characters’ pursuit of wealth and social status ultimately leads to disillusionment and tragedy, suggesting a lack of mutual answerability between art and life.
The Catcher in the Rye (J.D. Salinger)Holden Caulfield’s alienation and cynicism can be interpreted as a critique of the “mechanical unity” between art (phoniness, conformity) and life. Holden rejects the artificiality of the adult world, seeking authenticity and connection, but his inability to find them reflects the lack of inner unity between art and life.
Heart of Darkness (Joseph Conrad)The novella’s exploration of colonialism and its devastating impact on both colonizers and colonized can be seen as a critique of the lack of answerability in art and life. The atrocities committed in the name of progress and civilization highlight the consequences of a disconnection between art (ideals, rhetoric) and the lived realities of exploitation and violence.
The Handmaid’s Tale (Margaret Atwood)This dystopian novel portrays a society where art (religion, propaganda) is used to control and manipulate individuals. The subjugation of women and the suppression of their creative expression reflect a lack of mutual answerability, where art serves as a tool for oppression rather than a means of liberation and connection.
Criticism Against “Art and Answerability” by Mikhail Bakhtin:
  • Oversimplification of Art and Life: Bakhtin’s dichotomy between art and life might be seen as overly simplistic, as the boundaries between the two are often blurred and complex.
  • Idealistic Notion of Unity: The concept of “inner unity” between art and life could be considered idealistic and difficult to achieve in practice, given the diverse and often conflicting nature of human experiences.
  • Limited Scope: The essay primarily focuses on the relationship between art and individual life, neglecting the broader social and political dimensions of art’s impact and responsibility.
  • Neglect of Formalist Concerns: Bakhtin’s emphasis on the ethical and moral dimensions of art might be seen as neglecting the aesthetic and formal aspects that are crucial to understanding and appreciating artistic works.
  • Eurocentric Perspective: The essay’s focus on Western art and philosophy might limit its applicability to other cultural contexts with different artistic traditions and values.
  • Ambiguity of “Answerability”: The concept of “answerability” itself is open to interpretation and can lead to varying and even conflicting understandings of the responsibilities of art and artists.
Suggested Readings: “Art and Answerability” by Mikhail Bakhtin
  1. Clark, Katerina, and Michael Holquist. Mikhail Bakhtin. Harvard University Press, 1984.
  2. Morson, Gary Saul, and Caryl Emerson. Mikhail Bakhtin: Creation of a Prosaics. Stanford University Press, 1990.
  3. Brandist, Craig, et al., editors. The Bakhtin Circle: Philosophy, Culture and Politics. Pluto Press, 2002.
  4. Nielsen, Greg M. The Norms of Answerability: Social Theory Between Bakhtin and Habermas. State University of New York Press, 2002.
  5. Liapunov, Vadim. Toward a Philosophy of the Act. University of Texas Press, 1993.Gardiner, Michael. Critiques of Everyday Life. Routledge, 2000.
  6. Holquist, Michael. “Answering as Authoring: Mikhail Bakhtin’s Trans-Linguistics.” Critical Inquiry, vol. 10, no. 2, 1983, pp. 307-319.
  7. Todorov, Tzvetan. Mikhail Bakhtin: The Dialogical Principle. University of Minnesota Press, 1984.
Quotations with Explanation from “Art and Answerability” by Mikhail Bakhtin
QuotationExplanation
“Art and life are not one, but they must become united in myself—in the unity of my answerability.”This encapsulates Bakhtin’s central thesis, emphasizing the necessity of integrating art and life within the individual through a sense of ethical responsibility and accountability.
“The poet must remember that it is his poetry which bears the guilt for the vulgar prose of life…”This highlights the mutual responsibility of art and life, suggesting that art’s shortcomings are reflected in the prosaic nature of everyday life.
“…the man of everyday life ought to know that the fruitlessness of art is due to his willingness to be unexacting and to the unseriousness of the concerns in his life.”This emphasizes that life’s prosaic nature can also be attributed to the lack of engagement and depth in everyday concerns, thus impacting the quality and effectiveness of art.
“Inspiration that ignores life and is itself ignored by life is not inspiration but a state of possession.”Bakhtin critiques the notion of inspiration as a detached, otherworldly force, arguing that true inspiration arises from engagement with the complexities and realities of life.
“A whole is called ‘mechanical’ when its constituent elements are united only in space and time by some external connection and are not imbued with the internal unity of meaning.”This describes the artificial separation of art and life, where they exist as isolated realms with no meaningful interaction or influence on each other.
“The individual must become answerable through and through: all of his constituent moments must not only fit next to each other in the temporal sequence of his life, but must also interpenetrate each other in the unity of guilt and answerability.”This emphasizes the need for a holistic approach to life, where art and life are integrated into a unified whole, each informing and enriching the other through a shared sense of responsibility and accountability.