“Beyond the threshold: Explorations of liminality in literature” by Minesh Dass: Summary and Critique

“Beyond the Threshold: Explorations of Liminality in Literature” by Minesh Dass first appeared in the English Academy Review: Southern African Journal of English Studies in 2013, published online on May 13.

"Beyond the threshold: Explorations of liminality in literature" by Minesh Dass: Summary and Critique
Introduction: “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass

“Beyond the Threshold: Explorations of Liminality in Literature” by Minesh Dass first appeared in the English Academy Review: Southern African Journal of English Studies in 2013, published online on May 13. This scholarly work provides an intricate exploration of liminality, drawing on theoretical frameworks by Victor Turner, Homi K. Bhabha, and Arnold van Gennep to investigate the transformative potential of “in-between spaces” within literature. Anchored in the South African literary context but extending its purview to global texts, the article examines how boundaries, hybridity, and liminal processes contribute to identity formation in literature. By incorporating diverse texts and critiques, including those on South African and international authors, the study highlights the intricate interplay between cultural and literary boundaries. While the collection from which it emerges is critiqued for its uneven coherence and focus, Dass’s insights into the liminal as both a theme and literary framework underscore its significance in contemporary literary theory, offering a platform for further exploration of identity, transformation, and the boundaries of human experience.

Summary of “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass

Introduction and Context

  • The article reviews the edited collection Beyond the Threshold: Explorations of Liminality in Literature, which emerged from the research project “Poetics of Boundaries and Hybridity” conducted by the Research Unit Languages and Literature in the South African Context at North-West University. The book, published by Peter Lang in 2007, compiles essays examining liminality, boundaries, and hybridity in literature (Dass, 2013, p. 124).
  • Rooted in theories by Victor Turner, Homi K. Bhabha, and Arnold van Gennep, the editors aim to explore the “transformative power of in-between spaces” and their representation in South African and international literature (Dass, 2013, p. 124).

Main Themes and Framework

  • The book investigates boundary and hybrid processes of identity formation in South African texts and draws comparisons with global literary traditions (Dass, 2013, p. 124).
  • The discussion is grounded in the concept of liminality, a transitional state that challenges established boundaries and offers transformative potential. The book also delves into hybridity and boundaries, although their differentiation from liminality remains underexplored in several chapters (Dass, 2013, p. 125).

Strengths and Scholarly Insights

  • The collection highlights insightful interpretations of works by authors like Douglas Livingstone, Peter Høeg, Joan Hambidge, and Antjie Krog, demonstrating how liminality informs themes of transformation, reconciliation, and identity (Dass, 2013, p. 125-126).
  • Specific chapters provide notable contributions, such as Denis-Constant Martin’s discussion of creole and hybrid identity in South African literature and Etienne Terblanche’s analysis of liminality in Douglas Livingstone’s poetry (Dass, 2013, p. 126-127).
  • Naama Harel’s chapter on inter-species relationships in Peter Høeg’s The Woman and the Ape introduces critical ecological concerns, challenging the anthropocentric biases of Western literature (Dass, 2013, p. 127).

Critical Observations

  • Despite its rich individual essays, the collection suffers from a lack of coherence, with varying definitions and inconsistent application of the term “liminality” (Dass, 2013, p. 125).
  • Some essays, such as Bracha Ettinger’s psychoanalytic exploration of the “matrixial,” deviate significantly from the book’s literary focus, underscoring the editors’ uncertain thematic scope (Dass, 2013, p. 126).
  • The translations of Afrikaans texts and the uneven representation of South African works limit the book’s broader applicability, despite its efforts to include diverse perspectives (Dass, 2013, p. 125-126).

Conclusion

  • While the book lacks the unifying structure expected of an academic collection, its individual chapters offer valuable insights into liminality’s role in literature. As Dass concludes, “the sum of its parts is much greater than the whole,” underscoring the uneven yet impactful contributions of the essays (Dass, 2013, p. 128).
Theoretical Terms/Concepts in “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass
Theoretical Term/ConceptDefinitionApplication in Literature
LiminalityA state of being “in-between,” often associated with transition, transformation, or boundary-crossing (Turner, 1969).Explored in South African texts to depict identity formation, cultural hybridity, and spiritual transformation. Authors like Douglas Livingstone and Antjie Krog use liminality to represent physical and psychological transitions (Dass, 2013, p. 126-128).
HybridityThe blending of different cultural or social elements to create new forms or identities (Bhabha, 1994).Discussed alongside liminality in the context of South African and global literature to understand cultural intersections and mixed identities, though often not clearly distinguished from liminality in the essays (Dass, 2013, p. 125-126).
BoundariesTheoretical and literal divisions that define or separate identities, spaces, or narratives.Focused on in relation to the crossing or dissolution of boundaries in texts, highlighting their transformative potential (e.g., Keri Hulme’s The Bone People and Coetzee’s Disgrace) (Dass, 2013, p. 125-126).
CommunitasA concept by Victor Turner referring to an unstructured community formed during liminal phases.Examined in the works of South African “coloured” authors like Peter Abrahams and Zoë Wicomb, emphasizing creole identity and collective transformation (Dass, 2013, p. 126).
The LiminoidTurner’s adaptation of liminality for modern societies, where transitions need not be tied to rites or cosmology.Used to analyze modernist poetry, such as Douglas Livingstone’s A Littoral Zone, depicting liminality in psychic and physical thresholds (Dass, 2013, p. 127).
Matrixial TheoryBracha L. Ettinger’s psychoanalytic theory on pre-subjective, maternal-foetal relationships influencing subjective identity.Explored in a highly technical manner, though its relevance to literature remains ambiguous; focuses on psychoanalysis rather than liminality in South African literature (Dass, 2013, p. 126).
CreolizationThe cultural process of blending and adapting elements from diverse traditions into a unified yet plural identity.Investigated in South African literature through characters and narratives, particularly in relation to postcolonial identity and cultural hybridity (Dass, 2013, p. 126).
Threshold ImaginationThe use of imaginative spaces as transitional zones enabling growth and transformation.Seen in Wenzel’s analysis of Hulme’s The Bone People, where imagination facilitates personal and social healing (Dass, 2013, p. 126).
Reconciliation through LiminalityThe process by which individuals or societies address conflict through transitional phases of self and communal disintegration.Illustrated in Antjie Krog’s poetry collection Kleur kom nooit alleen nie, where the liminal space facilitates dialogue and reconciliation within South Africa’s post-apartheid context (Dass, 2013, p. 127-128).
Alienation, Transition, and IntegrationThe three phases of liminal rites identified by van Gennep and extended to literature.Wenzel identifies these phases in The Bone People, where characters’ journeys through alienation and transition lead to societal and personal integration (Dass, 2013, p. 126).
Contribution of “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass to Literary Theory/Theories

Postcolonial Theory

  • Exploration of Hybridity: Drawing on Homi K. Bhabha’s concept of hybridity, the collection examines how South African literature negotiates cultural intersections and identity in postcolonial contexts (Dass, 2013, p. 125).
  • Rewriting Boundaries: The study highlights how boundary-crossing narratives challenge colonial binaries and reflect processes of creolization, as seen in works by Zoë Wicomb and Peter Abrahams (Dass, 2013, p. 126).

Psychoanalytic Theory

  • Matrixial Theory Application: Bracha L. Ettinger’s “matrixial” psychoanalytic framework is included to examine pre-subjective relationships and how they inform identity construction, though its direct connection to literature is limited (Dass, 2013, p. 126).
  • Trauma and Liminality: The analysis of Karel Schoeman’s Die laaste Afrikaanse boek demonstrates how trauma manifests in liminal spaces, offering insights into the interplay between memory, identity, and literature (Dass, 2013, p. 126).

Cultural Theory and Identity Studies

  • Concept of Communitas: Victor Turner’s notion of communitas is explored in the context of South African literature, particularly in how liminality fosters collective identity in creole and hybrid communities (Dass, 2013, p. 126).
  • Inter-Species Liminality: Naama Harel’s study of Peter Høeg’s The Woman and the Ape expands cultural theory by challenging anthropocentrism and exploring the fluidity of human-animal boundaries (Dass, 2013, p. 127).

Ecocriticism

  • Anthrocentric Challenges: By addressing liminality in ecological contexts, particularly in Douglas Livingstone’s A Littoral Zone, the collection contributes to ecocriticism by questioning humanity’s role in and relationship to nature (Dass, 2013, p. 127).

Modernist and Formalist Theories

  • The Liminoid in Modernist Poetry: Turner’s “liminoid” concept is applied to analyze modernist South African poetry, offering insights into how transitional and boundary states are represented formally and thematically (Dass, 2013, p. 127).
  • Reconsidering Pastoral Traditions: The discussion of Coetzee’s Disgrace examines how the text subverts pastoral conventions, presenting the farm as a contested, liminal space addressing race, gender, and space (Dass, 2013, p. 127).

Narrative and Structural Theories

  • Threshold Imagination in Narratives: The idea of the threshold as an imaginative space is explored as a narrative device facilitating character and societal transformation, notably in Keri Hulme’s The Bone People (Dass, 2013, p. 126).
  • Spatial Liminality: Essays in the collection highlight how physical and psychic spaces function as liminal zones, influencing narrative structures and themes, such as in Zakes Mda’s The Whale Caller (Dass, 2013, p. 127).

Reconciliation and Transitional Justice Theories

  • Role of Liminality in Reconciliation: Antjie Krog’s poetry demonstrates how liminal phases contribute to reconciliation processes in post-apartheid South Africa, aligning with broader theories of societal healing (Dass, 2013, p. 127-128).
Examples of Critiques Through “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass
Author and WorkKey CritiqueTheoretical Framework Applied
Ingrid Winterbach – NiggieExplores themes of physical isolation, language, and the trickster motif, though the analysis attempts to cover too many aspects.Liminality in character development and spatial transitions (Dass, 2013, p. 125).
Keri Hulme – The Bone PeopleIdentifies the three phases of liminality (alienation, transition, integration) and their role in personal and societal healing.Victor Turner’s liminal rites and their transformative power (Dass, 2013, p. 126).
Douglas Livingstone – A Littoral ZoneExamines thresholds between the physical and psychic realms, reflecting liminality and reconciliation of opposing forces.Turner’s concept of the “liminoid” adapted to modernist poetry (Dass, 2013, p. 127).
J.M. Coetzee – DisgraceHighlights the subversion of pastoral traditions by presenting the farm as a liminal space that foregrounds race, gender, and space.Liminality in spatial representation and critique of societal norms in post-apartheid South Africa (Dass, 2013, p. 127).
Criticism Against “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass

Lack of Thematic Coherence

  • The collection’s focus is inconsistent, with essays addressing a wide array of topics without a strong unifying framework for the concept of liminality (Dass, 2013, p. 125).

Unclear Differentiation Between Concepts

  • The terms “liminality,” “hybridity,” and “boundaries” are often used interchangeably without rigorous theoretical differentiation, leading to conceptual blurring (Dass, 2013, p. 125).

Inclusion of Irrelevant Material

  • Certain chapters, such as Bracha Ettinger’s psychoanalytic essay on the “matrixial,” are tangential to the book’s literary focus and detract from its coherence (Dass, 2013, p. 126).

Uneven Representation of South African Literature

  • Although the collection aims to explore South African texts, some chapters focus more on international works or tangential topics, reducing its regional specificity (Dass, 2013, p. 125).

Translation Issues

  • The uneven quality of Afrikaans-to-English translations, some of which are self-translated by contributors, raises concerns about accuracy and accessibility (Dass, 2013, p. 125).

Overextension in Analytical Scope

  • Certain essays, such as Heilna du Plooy’s analysis of Winterbach’s Niggie, attempt to address too many themes, diluting their critical depth and focus (Dass, 2013, p. 125).

Limited Engagement with Secondary Criticism

  • Some chapters fail to adequately engage with existing scholarly work, such as the omission of Zoë Wicomb’s critique of “colouredness” as an in-between identity (Dass, 2013, p. 126).

Ambiguity in Scope and Purpose

  • The collection’s intent to focus on South African literary studies is diluted by the inclusion of essays that deviate from this aim, such as those centered on psychoanalysis or international literature (Dass, 2013, p. 126).

Inconsistent Quality of Essays

  • While some essays are insightful and well-researched, others lack depth, focus, or alignment with the collection’s purported goals (Dass, 2013, p. 125).
Representative Quotations from “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass with Explanation
QuotationExplanation
“The transformative power of in-between spaces represented in literature in light of theoretical work on liminality.”Highlights the central theme of liminality, where “in-between” spaces serve as zones of transformation, crucial for character and narrative development in literature.
“How are boundary, liminal, and hybrid processes of identity formation represented and configured in selected South African texts?”Frames the research question of the collection, emphasizing the interplay of boundaries and hybridity in shaping identity, particularly in the South African postcolonial context.
“Certain authors’ handling of the liminal is much elucidated and invigorated by their discussion in this context.”Acknowledges the success of the collection in deepening understanding of specific authors’ works through the lens of liminality, such as Antjie Krog and Douglas Livingstone.
“The field of enquiry, which should limit and clarify the purpose of the project, namely South African literary studies, is only sometimes clearly the subject of the work.”Criticizes the collection’s lack of focus, as it includes essays that diverge significantly from the stated aim of exploring South African literature.
“While some contributors write as if there is clearly a border to be established between liminality and hybridity, others seem to use the terms interchangeably.”Points out a conceptual inconsistency in differentiating liminality and hybridity, reducing the collection’s theoretical clarity.
“If liminality is a thing in literature and also a form of literature, perhaps even literature’s ontological state… then under the banner of liminality one can discuss practically anything.”Raises a critique that the broad application of liminality risks making it a catch-all term, diluting its analytical precision.
“The quality of translation is therefore uneven and debatable, though in some cases the authors themselves have approved the translations used.”Highlights a practical issue with translations of Afrikaans texts, which affect the accessibility and accuracy of the analysis in the collection.
“Wenzel’s deployment of liminality as a common thematic and formal concern in both South African and New Zealand literature is interesting and could lead to further scholarship.”Acknowledges the cross-cultural potential of liminality as a framework, extending its relevance beyond South African literature.
“The inclusion of a chapter by renowned artist and psychoanalytic theorist Bracha L. Ettinger…makes only a small reference to art in general…and never to literature.”Critiques the inclusion of material irrelevant to the central theme of literature, undermining the coherence of the collection.
“The binding agent which the editors hope liminality will form proves not to be very strong at all and the collection veers in every direction all at once.”Summarizes the main critique of the book’s fragmented focus, despite the value of individual chapters.
Suggested Readings: “Beyond the threshold: Explorations of liminality in literature” by Minesh Dass
  1. Dass, Minesh. “Beyond the threshold: Explorations of liminality in literature.” (2013): 124-128.
  2. Joseph, Michael. “Liminality.” Keywords for Childrens Literature, edited by Philip Nel and Lissa Paul, NYU Press, 2011, pp. 138–41. JSTOR, http://www.jstor.org/stable/j.ctt9qg46g.33. Accessed 20 Dec. 2024.
  3. GADOIN, ISABELLE, and ANNIE RAMEL. “LIMINALITY – INTRODUCTION.” The Hardy Review, vol. 15, no. 1, 2013, pp. 5–10. JSTOR, http://www.jstor.org/stable/45301764. Accessed 20 Dec. 2024.
  4. Kalua, Fetson. “Homi Bhabha’s Third Space and African Identity.” Journal of African Cultural Studies, vol. 21, no. 1, 2009, pp. 23–32. JSTOR, http://www.jstor.org/stable/40647476. Accessed 20 Dec. 2024.

“Why Lyric?” by Jonathan Culler: Summary and Critique

“Why Lyric?” by Jonathan Culler first appeared in PMLA in 2008, offering a critical examination of lyric poetry and its significance in literary studies.

"Why Lyric?" by Jonathan Culler: Summary and Critique
Introduction: “Why Lyric?” by Jonathan Culler

“Why Lyric?” by Jonathan Culler first appeared in PMLA in 2008, offering a critical examination of lyric poetry and its significance in literary studies. The essay challenges the dominant pedagogical paradigms that interpret lyric poems as dramatic monologues, a perspective shaped by the influence of prose narrative on literary analysis. Culler advocates for a revival of lyric studies by emphasizing its distinctive characteristics, such as its focus on the present, rhythmic and sound patterning, intertextuality, and linguistic extravagance. He critiques the assimilation of lyric into narrative frameworks, arguing that this approach undermines the unique features of lyric poetry, including its performative and epideictic qualities rooted in classical traditions. By examining the evolution of lyric from its origins in Greek antiquity to modern manifestations, Culler highlights the enduring cultural and aesthetic value of this poetic form, proposing methodologies that foreground its unique temporality and rhetorical address. The essay is significant for its contribution to literary theory, encouraging scholars to reassess the role of lyric in shaping language, subjectivity, and cultural memory.

Summary of “Why Lyric?” by Jonathan Culler
  • Crisis of Lyric in Literary Studies
    Culler discusses the marginalization of lyric poetry in academic settings, where narrative prose dominates. He critiques how the pedagogical focus on narrative reduces poetry to dramatic monologues, aligning it with the conventions of prose fiction (Culler, 2008, p. 201). This approach sidelines key poetic features such as rhythm, sound, and intertextuality, which are integral to the lyric’s aesthetic and meaning.
  • Lyric vs. Narrative
    Lyric is distinct from narrative in that it emphasizes the present moment and engages the reader line by line, rather than focusing on a sequential story. Culler underscores the need to celebrate lyric’s singularity and resist assimilating it into narrative paradigms (Culler, 2008, p. 202).
  • Challenges to Traditional Definitions
    Citing René Wellek, Culler critiques the Romantic association of lyric with intense subjective experience, which leads to interpretative limitations. Instead, Wellek and new lyric studies propose focusing on specific historical and formal conventions of lyric poetry, such as odes, elegies, and songs (Culler, 2008, p. 203).
  • Modern Approaches to Lyric
    New lyric studies, represented by scholars like Virginia Jackson and Yopie Prins, advocate for examining how the lyric has been historically constructed rather than treating it as a transhistorical category. These approaches explore alternative frameworks, challenging the narrative-driven “lyricization of poetry” (Culler, 2008, p. 204).
  • Classical Models of Lyric
    Culler traces the origins of lyric to Greek and Roman traditions, emphasizing its performative and epideictic nature. In classical contexts, lyric was often addressed to an audience, serving as a rhetorical and ethical activity. This contrasts with modern lyric, which has become more meditative and individualized (Culler, 2008, p. 205).
  • Reviving Lyric Studies
    To restore lyric’s place in literary studies, Culler proposes focusing on its unique features: rhythm, sound, hyperbolic forms like apostrophe, and its non-narrative temporality. He argues that lyric foregrounds the materiality of language and embodies the formative interplay between language, memory, and cultural identity (Culler, 2008, p. 206).
  • Lyric’s Cultural Significance
    The lyric’s ability to embed language in memory—through rhythmical and phonological patterning—underscores its cultural and aesthetic value. Culler calls for a proliferation of models to understand lyric’s diverse historical manifestations and encourage its integration into literary studies (Culler, 2008, p. 206).
Theoretical Terms/Concepts in “Why Lyric?” by Jonathan Culler
Term/ConceptDefinitionExplanation in Context
Lyricization of PoetryThe process of reading all poetry through the lens of subjective expression, often tied to Romantic notions of intense personal experience.Culler critiques this trend, suggesting it narrows the interpretive possibilities of poetry, reducing its historical and formal diversity (Culler, 2008, p. 204).
Dramatic MonologueA form of poetry in which the speaker is a fictional persona whose circumstances and attitudes the reader reconstructs.Culler argues that the dramatic monologue model has become dominant in interpreting lyrics, aligning them with narrative fiction and sidelining their rhythmic and intertextual features (Culler, 2008, p. 201).
Non-Narrative TemporalityA focus on the present moment within the text, emphasizing immediate engagement rather than sequential storytelling.Culler contrasts lyric’s focus on “what happens now” with narrative’s emphasis on “what happens next,” highlighting the unique reader engagement with lyric (Culler, 2008, p. 202).
Epideictic DiscourseA rhetorical tradition aimed at praising or critiquing subjects in a way that reflects societal values and beliefs.Lyric poetry, especially in its classical form, functioned as epideictic discourse, addressing audiences and shaping ethical and cultural values (Culler, 2008, p. 204).
Hyperbole and ApostropheExtravagant and direct forms of address, often used in lyric to engage with abstract concepts, objects, or absent figures.Culler highlights these features as integral to lyric’s rhetorical power, contrasting them with the realist demands of dramatic monologues (Culler, 2008, p. 205).
IntertextualityThe relationship between a text and other texts, including allusions and references.Culler points out that lyric frequently employs intertextual elements, such as Robert Frost’s allusion to François Villon, which contribute to its meaning beyond narrative reconstruction (Culler, 2008, p. 203).
Lyric PresentA specific tense used in lyric poetry to create a sense of immediacy and ongoing experience.Examples such as Yeats’s “I walk through the long schoolroom questioning” demonstrate the lyric’s use of the present tense to foreground its temporality (Culler, 2008, p. 205).
New Lyric StudiesAn approach to studying lyric that emphasizes historical and cultural contexts over transhistorical definitions of the genre.Represented by scholars like Virginia Jackson and Yopie Prins, this method critiques universal assumptions about lyric and explores how it has functioned differently across time and cultures (Culler, 2008, p. 204).
Rhythm and Sound PatterningThe use of metrical structures, rhyme, and phonological repetitions to enhance the sensory and aesthetic experience of poetry.Culler emphasizes that these elements are often ignored in narrative-centric analyses but are central to lyric’s distinctive impact (Culler, 2008, p. 202).
Memorability of LyricThe ability of lyric poetry to imprint itself in the reader’s memory through its rhythm and structure.Culler notes that lyric seeks to be remembered and internalized, functioning as a “mechanical memory” for cultural and personal reflection (Culler, 2008, p. 206).
Formal ConventionsThe established structures and traditions of particular poetic genres, such as odes, elegies, and songs.Culler suggests focusing on these conventions to understand lyric’s diversity and its evolution across different historical periods (Culler, 2008, p. 203).
Melos and OpsisTerms from Northrop Frye describing the musical (melos) and visual (opsis) aspects of lyric poetry.Culler uses these concepts to highlight lyric’s focus on linguistic patterning and its departure from narrative representation (Culler, 2008, p. 205).
Subjectivity and LanguageThe relationship between individual experience and the structures of language as shaped by rhythm, sound, and form.Culler argues that lyric plays a crucial role in linking language to the formation of subjectivity, making it a central site for literary studies (Culler, 2008, p. 206).
Pedagogical ParadigmThe dominant educational framework that interprets lyric as dramatic monologue, aligning it with prose fiction.Culler critiques this paradigm as reductive, advocating for new methodologies that foreground lyric’s unique characteristics (Culler, 2008, p. 201).
Transhistorical vs. HistoricalThe debate between viewing lyric as a universal genre versus understanding its forms and meanings as historically contingent.Culler supports a balanced approach, acknowledging the lyric’s persistence while studying its historical manifestations and social functions (Culler, 2008, p. 204).
Contribution of “Why Lyric?” by Jonathan Culler to Literary Theory/Theories
  • Revisiting the Lyric Genre
    Culler challenges traditional definitions of lyric, which align it with intense personal expression, proposing instead a broader understanding that encompasses its diverse forms and historical contexts. This critique contributes to genre theory by questioning the viability of fixed transhistorical categories for lyric poetry (Culler, 2008, p. 203).
  • Critique of Narrative Dominance
    Culler critiques the dominance of narrative theory in literary studies, where lyric is often interpreted through the lens of narrative structures. He highlights how this approach marginalizes the non-narrative temporality of lyric, emphasizing its focus on “what happens now” rather than “what happens next” (Culler, 2008, p. 202).
  • Integration of Intertextuality
    By foregrounding the intertextual nature of lyric, such as Robert Frost’s allusion to François Villon, Culler enriches intertextuality theory. He demonstrates how lyric engages in complex dialogues with other texts, adding layers of meaning beyond narrative reconstruction (Culler, 2008, p. 203).
  • Lyric and Rhetorical Theory
    Drawing on classical traditions, Culler situates lyric within rhetorical theory as epideictic discourse—designed to praise or critique societal values. This framing broadens the understanding of lyric’s performative and communicative functions (Culler, 2008, p. 204).
  • Challenging the Dramatic Monologue Paradigm
    Culler critiques the New Criticism-inspired view of lyric as a dramatic monologue, a perspective that aligns it with narrative fiction. His argument contributes to formalist theory by emphasizing the overlooked features of lyric, such as rhythm, sound, and hyperbolic forms of address (Culler, 2008, p. 201).
  • Focus on the Materiality of Language
    By emphasizing lyric’s material aspects, such as rhythm and phonological patterning, Culler aligns with linguistic theory and formalism, arguing that lyric foregrounds the sensory and structural properties of language (Culler, 2008, p. 205).
  • Reinforcing Lyric’s Role in Subjectivity Formation
    Culler connects lyric to psychoanalytic and poststructuralist theories, arguing that its structural patterning links language to the formation of subjectivity. He highlights how lyric engages readers through memory, rhythm, and temporality, shaping their experience of language (Culler, 2008, p. 206).
  • Reviving Classical Lyric Models
    By revisiting Greek and Roman traditions, Culler contributes to classical literary theory, proposing a model where the lyric is seen as a performative act directed at an audience. This approach contrasts with the solipsistic nature of modern lyric and offers a historical framework for its study (Culler, 2008, p. 204).
  • New Lyric Studies Approach
    Culler engages with the work of Virginia Jackson and Yopie Prins, advocating for new historicism and cultural studies approaches to lyric. He emphasizes the need to explore how lyric has been constructed and functioned in different historical and cultural contexts (Culler, 2008, p. 204).
  • Proposing New Typologies for Lyric
    Culler suggests creating new typologies for lyric, distinguishing between present-tense and past-tense lyrics, which contributes to structuralist theory. This shift encourages diverse methodologies for analyzing lyric’s unique temporal and linguistic features (Culler, 2008, p. 206).
Examples of Critiques Through “Why Lyric?” by Jonathan Culler
Literary WorkCritique Using Culler’s FrameworkReference from Article
Robert Frost’s “Spring Pools”Culler critiques the tendency to read the poem as a dramatic monologue, focusing solely on the speaker and narrative reconstruction. Instead, he highlights its rhythmic elements, sound patterns, and intertextual allusion to François Villon, emphasizing lyric’s immediacy and linguistic play.“Flowery chiasmus” and allusion to “the snows of yesteryear” illustrate how lyric transcends narrative conventions (Culler, 2008, p. 203).
Robert Browning’s “My Last Duchess”The Duke’s speech is traditionally read as a dramatic monologue, but Culler points out how this interpretation often ignores the interplay of metrical form and speaker characterization, such as the irony of the Duke’s polished pentameter reflecting his “unpolished” speech.“Brilliant pentameter couplets…ironically undercut” the speaker’s claims of being unskilled in speech, demonstrating how lyric highlights formal elements (Culler, 2008, p. 203).
W. B. Yeats’s “Among School Children”Culler uses the poem to illustrate the “lyric present,” emphasizing how its temporality creates immediacy and reflective engagement distinct from narrative forms.“The lyric temporality of present tense: ‘I walk through the long schoolroom questioning’” demonstrates how lyric captures moments rather than sequences (Culler, 2008, p. 205).
François Villon’s “Ballade des dames du temps jadis”Villon’s refrain, “Where are the snows of yesteryear?” is reinterpreted in Frost’s “Spring Pools,” where the transience of snow is literalized. Culler highlights how intertextual references enrich lyric’s meaning beyond narrative.“Lyric’s intertextuality…Villon’s refrain becomes a basis for Frost’s meditation on transience” (Culler, 2008, p. 203).
Criticism Against “Why Lyric?” by Jonathan Culler
  • Overemphasis on Theory Over Practice
    Critics argue that Culler’s focus on redefining lyric within theoretical frameworks can overlook the practical engagement of readers with lyric poetry, particularly those who enjoy poetry for its emotional or aesthetic value rather than academic categorization.
  • Marginalization of Reader Response
    Culler’s emphasis on formal and historical aspects of lyric neglects reader-response theory, which considers how individual readers interpret and emotionally connect to lyric poetry.
  • Limited Address of Non-Western Lyric Traditions
    Culler’s analysis primarily focuses on Western traditions, with limited exploration of non-Western lyric forms, which may offer alternative frameworks for understanding the genre.
  • Potential Oversimplification of Narrative
    While critiquing the dominance of narrative paradigms in literary studies, Culler’s binary opposition of narrative and lyric risks oversimplifying the interrelation between the two forms, as some lyric poems incorporate narrative elements.
  • Historical Reductionism in New Lyric Studies
    By aligning with the historical approaches of Virginia Jackson and Yopie Prins, Culler’s argument might reduce lyric to its social and historical contexts, potentially neglecting its universal and timeless qualities.
  • Neglect of Popular Lyric Forms
    Critics may point out that Culler largely ignores contemporary popular forms of lyric, such as song lyrics, which are integral to modern cultural experiences but are not extensively discussed in his work.
  • Ambiguity in Proposed Models
    While advocating for new typologies of lyric, Culler does not fully articulate clear criteria for these models, leaving some ambiguity about how they should be applied to analyze lyric poetry.
  • Challenges to Pedagogical Application
    Some educators argue that Culler’s call to foreground lyric’s distinct features, such as its immediacy and intertextuality, might not be easily integrated into traditional literary curricula, which are often structured around narrative forms.
Representative Quotations from “Why Lyric?” by Jonathan Culler with Explanation
QuotationExplanation
“If narrative is about what happens next, lyric is about what happens now—in the reader’s engagement with each line.”Culler emphasizes the distinct temporality of lyric poetry, focusing on the immediacy of the reader’s experience, contrasting it with the sequential nature of narrative.
“The model of lyric as dramatic monologue misses: stress on the reconstruction of the dramatic situation deprives rhythm and sound patterning of any constitutive role.”Culler critiques the dramatic monologue model for sidelining key features of lyric poetry, such as rhythm and sound, which are central to its aesthetic and meaning.
“Lyric is characteristically extravagant, performing speech acts not recorded in everyday speech and deploying not only meter and rhyme but also its own special tenses.”This highlights the performative nature of lyric poetry, where its distinct language and form differentiate it from other literary genres.
“New Criticism’s insistence that interpretation focus on the words on the page…generated the assumption that the speaker of a lyric is not the poet but a persona.”Culler identifies the influence of New Criticism on lyric interpretation, critiquing its detachment of the lyric from the poet’s voice and its focus on fictionalizing the speaker.
“The lyric present exploits a temporality that makes the experience immediate and ongoing, as in ‘I walk through the long schoolroom questioning.’”The “lyric present” is a concept that underscores the immediacy and reflective engagement of the reader, making lyric poetry a unique temporal experience distinct from narrative.
“The historical study of different poetic practices should be joined to a revival of the idea of the lyric as a poetic activity that has persisted since the days of Sappho.”Culler advocates for integrating historical and contemporary perspectives to understand lyric poetry as a persistent and evolving tradition.
“Lyric is memorable language—made memorable by its rhythmical shaping and phonological patterning.”This highlights the function of lyric poetry as a form that imprints itself on the reader’s memory through its rhythm and sound patterns.
“Reading lyric as a novelizing way…ignores the characteristic extravagance of lyric, which frequently engages in speech acts without a known real-world counterpart.”Culler criticizes the narrative model for failing to account for the symbolic and imaginative aspects of lyric, which often defy real-world logic.
“Lyric ought to be crucial, as the site where language is linked not only to structures of identification and displacement…but especially to rhythm and bodily experience.”This connects lyric to broader linguistic and psychoanalytic theories, framing it as a medium that shapes identity and bodily experience through language.
“The Greek model treats the poem as an event addressed to an audience, performed for an audience, even if it idealizes situations of social ritual.”Culler draws on classical traditions to emphasize lyric as a performative act that involves direct address and engagement with an audience, contrasting it with modern individualistic interpretations.
Suggested Readings: “Why Lyric?” by Jonathan Culler
  1. Culler, Jonathan. “Why Lyric?” PMLA, vol. 123, no. 1, 2008, pp. 201–06. JSTOR, http://www.jstor.org/stable/25501839. Accessed 19 Dec. 2024.
  2. Findlay, L. M. “Culler and Byron on Apostrophe and Lyric Time.” Studies in Romanticism, vol. 24, no. 3, 1985, pp. 335–53. JSTOR, https://doi.org/10.2307/25600546. Accessed 19 Dec. 2024.
  3. Culler, Jonathan. “Reading Lyric.” Yale French Studies, no. 69, 1985, pp. 98–106. JSTOR, https://doi.org/10.2307/2929927. Accessed 19 Dec. 2024.
  4. BUTTERFIELD, ARDIS. “WHY MEDIEVAL LYRIC?” ELH, vol. 82, no. 2, 2015, pp. 319–43. JSTOR, http://www.jstor.org/stable/24477788. Accessed 19 Dec. 2024.
  5. Culler, Jonathan. “Lyric, History, and Genre.” New Literary History, vol. 40, no. 4, 2009, pp. 879–99. JSTOR, http://www.jstor.org/stable/40666452. Accessed 19 Dec. 2024.

“Omniscience” by Jonathan Culler: Summary and Critique

“Omniscience” by Jonathan Culler first appeared in Narrative, Volume 12, Number 1, in January 2004, published by The Ohio State University Press.

"Omniscience" by Jonathan Culler: Summary and Critique
Introduction: “Omniscience” by Jonathan Culler

“Omniscience” by Jonathan Culler first appeared in Narrative, Volume 12, Number 1, in January 2004, published by The Ohio State University Press. In this seminal article, Culler critically examines the concept of the omniscient narrator, a longstanding staple in narrative theory, challenging its utility and coherence within literary analysis. He contends that the term “omniscience” conflates various narrative techniques and imposes a theologically derived analogy onto the author, which is neither necessary nor illuminating. By scrutinizing traditional assumptions, Culler argues for alternative frameworks, such as “telepathy,” to describe narrative phenomena like access to characters’ thoughts and feelings. His work significantly contributes to literary theory by encouraging a reevaluation of entrenched concepts and proposing more precise terminology to understand narrative practices, particularly in realist and modernist traditions.

Summary of “Omniscience” by Jonathan Culler
  • Critique of “Omniscience” as a Critical Concept:
    • Culler argues that the term “omniscience” is overused and underexamined in narrative theory. It serves as a catch-all term for diverse narrative phenomena, leading to conceptual confusion (Culler, 2004, p. 22).
    • He critiques the theological analogy between an omniscient God and an omniscient author, suggesting that this framework is neither accurate nor useful for understanding narrative techniques (p. 23).
  • Authorial “Omniscience” vs. Narrative Practices:
    • Culler challenges the assumption that authors inherently possess omniscience within their fictional worlds, pointing out inconsistencies in how the term is applied to narrative authority (p. 24).
    • He highlights that “omniscience” often conflates creative authority (the power to invent) with knowledge, which misrepresents the artistic process (p. 26).
  • Alternative Frameworks:
    • Nicholas Royle’s concept of “telepathy” is proposed as a more suitable alternative for understanding narrative insights into characters’ thoughts and emotions. This term emphasizes estrangement and specificity, avoiding the theological baggage of “omniscience” (p. 27).
  • Reconceptualizing Narrators:
    • Culler suggests abandoning the notion of narrators as either omniscient beings or human-like characters. Instead, he advocates for a focus on the performative and imaginative aspects of narrative (p. 28).
    • He questions the assumption that narrators must have a personal consciousness, proposing that narrative authority could derive from collective or impersonal mechanisms (p. 29).
  • Critique of Realist Tradition and Victorian Narratives:
    • The so-called “omniscient narrators” of the Victorian realist tradition (e.g., George Eliot and Anthony Trollope) are reinterpreted as embodying a voice of social consensus or a collective consciousness rather than divine omniscience (p. 30).
    • Critics like J. Hillis Miller and Betsy Ermath suggest that this form of narration reflects a shared societal perspective rather than an individual’s godlike authority (p. 31).
  • Challenges in Defining “Omniscience”:
    • Culler highlights how critics’ efforts to justify selective “omniscience” often result in convoluted explanations. He emphasizes that narrative effects are better understood through artistic choices rather than presumed narrator motivations (p. 25).
  • Effects Provoking “Omniscience” Ascriptions:
    • Culler identifies four narrative practices that lead to the attribution of omniscience:
      1. Authoritative narrative declarations (e.g., opening lines of Emma by Jane Austen).
      2. Inside access to characters’ thoughts, which is exclusive to fiction.
      3. Authorial narrators flaunting creative control (e.g., Tom Jones by Henry Fielding).
      4. Realist narrators presenting themselves as judicious historians (p. 26–30).
  • Call for New Critical Vocabulary:
    • Culler concludes by urging critics to discard the misleading concept of “omniscient narrators.” He advocates for alternative terms that better capture the nuanced effects and techniques of narrative fiction (p. 34).
Theoretical Terms/Concepts in “Omniscience” by Jonathan Culler
Term/ConceptDefinition/ExplanationReferences
OmniscienceA traditional narrative concept likened to divine knowledge, describing narrators who have complete insight into the fictional world.Culler, 2004, p. 22
Authorial OmniscienceThe notion that authors inherently know everything about their fictional worlds and characters, a perspective Culler critiques.p. 24
Theological AnalogyThe comparison of authors to God, assuming a divine-like omniscience; dismissed by Culler as inadequate for narrative theory.p. 23
TelepathyA proposed alternative by Nicholas Royle, emphasizing the imaginative and uncanny transmission of thoughts in narrative fiction.p. 27
Performative AuthoritativenessThe narrative authority achieved through declarative statements that shape the fictional reality rather than reflecting omniscience.p. 26
Selective OmniscienceA term used to describe narrators who are presumed to know everything but choose to reveal information selectively.p. 25
Narrative ConsensusThe idea that omniscient narration in realist fiction often reflects the collective consciousness of society rather than divine knowledge.p. 30
Zero FocalizationGérard Genette’s concept of a narrative perspective without a clear focalizing consciousness, often attributed to omniscient narration.p. 28
Limited Point of ViewA technique where the narrative is restricted to the perspective of one or more characters, contrasted with omniscience.p. 27
Authorial NarrationNarration where the narrator aligns with the author, often breaking the fourth wall or highlighting their creative control.p. 30
Heterodiegetic NarrationA narrative mode where the narrator exists outside the story world; frequently associated with omniscient narration.p. 30
Collective ConsciousnessA perspective that narrators in realist fiction embody shared societal viewpoints rather than individual omniscience.p. 31
Imaginative RecuperationThe creative process of filling gaps in narrative knowledge, used to describe narrators accessing characters’ inner lives.p. 28
Narrative AuthorityThe perceived reliability and control of a narrator over the story, often conflated with omniscience.p. 26
Extradiegetic NarratorA narrator who exists outside the narrative levels of the story; often described as omniscient but reinterpreted by Culler.p. 29
Contribution of “Omniscience” by Jonathan Culler to Literary Theory/Theories

·  Critique of Traditional Narrative Theory:

  • Culler challenges the centrality of “omniscience” as a concept in narrative studies, highlighting its inadequacy in explaining diverse narrative practices and effects (Culler, 2004, p. 22).
  • By questioning the theological analogy underlying the concept, he encourages a critical reevaluation of foundational assumptions in narrative theory (p. 23).

·  Redefining Narrative Authority:

  • The article proposes that narrative authority stems from performative declarations and artistic choices, not from an intrinsic “omniscience” of narrators or authors (p. 26).
  • This perspective shifts focus from presumed knowledge to the mechanics of narrative construction and reader reception (p. 28).

·  Introduction of Alternative Frameworks:

  • Culler integrates concepts like “telepathy” (borrowed from Nicholas Royle) to reinterpret how narratives depict characters’ thoughts, emphasizing creative and uncanny effects over divine-like omniscience (p. 27).
  • This encourages theorists to explore new vocabularies that better reflect narrative practices and their impacts on readers (p. 34).

·  Contribution to Realist Narrative Studies:

  • He critiques the traditional labeling of Victorian realist narrators as “omniscient,” proposing instead that their authority derives from social consensus and collective consciousness (p. 30).
  • This insight contributes to a better understanding of the ideological underpinnings of realist fiction (p. 31).

·  Engagement with Narratology:

  • Culler’s work engages with narratological terms like “zero focalization” and “heterodiegetic narration,” redefining them to account for narrative effects beyond omniscience (p. 28).
  • His critique of narrators as quasi-divine entities aligns with postclassical narratology, which seeks more flexible models of narrative representation (p. 29).

·  Implications for Postmodern Narrative Studies:

  • The rejection of omniscience aligns with postmodern critiques of monolithic authority in literature, offering a model of narrative as dialogic and multifaceted (p. 34).
  • Culler’s emphasis on the imaginative and performative aspects of narration complements theories of metafiction and narrative self-reflexivity (p. 30).

·  Revising the Role of the Narrator:

  • The article argues for a shift from seeing narrators as personified entities to understanding them as narrative instances or devices, influencing debates in theoretical approaches like Seymour Chatman’s (p. 29).
  • This perspective encourages literary theorists to move beyond anthropomorphic models of narration (p. 30).

·  Impact on Reader-Response Theory:

  • By emphasizing the performative nature of narrative statements, Culler indirectly engages with reader-response theory, focusing on how readers interpret and ascribe authority to narrators (p. 26).
  • His argument highlights the active role of readers in constructing meaning, challenging fixed notions of narrative authority (p. 27).

·  Interdisciplinary Contributions:

  • The discussion connects literary theory to theological debates, semiotics, and philosophy, broadening the scope of narratology to include cross-disciplinary insights (p. 23).
  • This interdisciplinary approach fosters dialogue between literary studies and broader cultural theories.
Examples of Critiques Through “Omniscience” by Jonathan Culler
Literary WorkCritique Using Culler’s FrameworkReferences from Article
Emma by Jane Austen– The opening line (“Emma Woodhouse, handsome, clever, and rich…”) demonstrates performative authority, not divine omniscience.Culler, 2004, p. 26
– The narrator’s claims about characters are conventions of the fictional world rather than reflections of superhuman knowledge.p. 27
Middlemarch by George Eliot– The narrator acts as a historian, unraveling human lives with focused reflection, not omniscience.p. 30
– The narrative authority stems from judicious rumination and societal consensus rather than an all-knowing perspective.p. 31
As I Lay Dying by William Faulkner– The novel’s multiple focalized perspectives showcase “omniscience with teeth,” challenging the concept of a single omniscient narrator.p. 27
– Culler suggests that access to multiple consciousnesses can be explained without invoking omniscience, favoring focalized viewpoints.p. 28
Anna Karenina by Leo Tolstoy– The opening generalization about families (“All happy families are alike…”) highlights insights about the human condition but lacks inherent omniscient authority.p. 27
– The narrator’s statements reflect philosophical and moral observations, which are open to readers’ interpretation rather than divine truth.p. 28
Criticism Against “Omniscience” by Jonathan Culler
  • Overemphasis on Theological Analogy:
    • Some critics argue that Culler’s rejection of omniscience overly focuses on its theological roots, neglecting the practical ways the term has evolved in literary analysis.
  • Reduction of Narrative Complexity:
    • Culler’s framework risks oversimplifying narrative techniques by dismissing the concept of omniscience entirely, potentially ignoring its explanatory power in certain contexts.
  • Neglect of Readerly Interpretation:
    • While emphasizing performative authority, Culler underexplores how readers actively interpret “omniscience” as a literary device, which remains significant in narrative understanding.
  • Undermining Traditional Narratology:
    • By challenging foundational narratological concepts, such as omniscience and zero focalization, Culler’s critique may alienate traditional narrative theorists who find value in these terms.
  • Ambiguity in Alternative Frameworks:
    • The introduction of “telepathy” and other alternatives may lack the clarity and broad applicability that “omniscience” provides, leading to potential confusion.
  • Potential Overgeneralization:
    • Culler’s critique of omniscience in realist and modernist traditions might not account for diverse global literary practices where the concept remains relevant.
  • Limited Engagement with Realist Fiction:
    • Critics suggest that his dismissal of omniscience in realist fiction (e.g., George Eliot) underestimates its role in establishing narrative coherence and reader trust.
  • Neglect of Historical Contexts:
    • The critique does not sufficiently consider how omniscience as a narrative tool reflects changing historical, cultural, and ideological contexts in literature.
  • Risk of Disregarding Authorial Intent:
    • By focusing on the effects of narrative authority, Culler’s argument minimizes the role of authorial intent in shaping omniscient narration.
Representative Quotations from “Omniscience” by Jonathan Culler with Explanation
QuotationExplanation
“The idea of omniscience has not received much critical scrutiny.”Culler highlights the lack of detailed theoretical examination of the concept of omniscience, calling for a reevaluation of its assumptions and utility in narrative theory.
“‘Omniscient narration’ becomes a kind of dumping ground filled with a wide range of distinct narrative techniques.”Culler critiques how the term has been used imprecisely, lumping together disparate narrative strategies without distinguishing their unique effects.
“The analogy between God and the author… obfuscates the various phenomena that provoke us to posit the idea [of omniscience].”He challenges the theological analogy between divine omniscience and authorial control, suggesting it adds little to the understanding of narrative effects and creates unnecessary conflations.
“Omniscience, being a superhuman privilege, is logically not a quantitative but a qualitative and indivisible attribute.”Culler emphasizes the indivisible nature of omniscience, critiquing attempts to describe partial or selective omniscience in narrators.
“The novelist can simply declare what will be the case in this world. To call this ‘omniscience’ is extraordinarily misleading.”He critiques the term for conflating narrative authority (the power to define fictional worlds) with knowledge, proposing that such authority stems from linguistic and performative conventions rather than all-knowingness.
“Omniscience may have become too familiar for us to think shrewdly about it.”Culler suggests that the concept’s ubiquity has dulled its critical effectiveness, encouraging scholars to seek alternative vocabularies to better capture narrative effects.
“Imaginative recuperation of details…need not be hindered by physical limitations.”He introduces alternatives like telepathy to describe how narrators convey knowledge of characters’ inner lives, distancing such acts from theological implications of divine omniscience.
“The assertion of ignorance and the occasional flaunting of omnipotence… suggest that omniscience is not a good label for this sort of narration.”Culler argues that playful and self-aware narrative techniques often attributed to omniscience are better understood as authorial creativity and do not reflect true omniscient qualities.
“Narrators tend to have pervasive presence rather than transcendent vision.”Critiquing the term “omniscient narrator,” Culler points out that narrative voices often reflect a collective or societal consciousness, rather than an all-knowing divine figure.
“Our habit of naturalizing… details of narrative by making the consciousness of an individual their source… generates a fantasy of omniscience, which we then find oppressive.”He critiques the critical tendency to ascribe omniscience to narrators, arguing it oversimplifies complex narrative effects and fosters oppressive interpretive frameworks.
Suggested Readings: “Omniscience” by Jonathan Culler
  1. Culler, Jonathan. “Omniscience.” Narrative, vol. 12, no. 1, 2004, pp. 22–34. JSTOR, http://www.jstor.org/stable/20107328. Accessed 19 Dec. 2024.
  2. Olson, Barbara K. “‘Who Thinks This Book?’ Or Why the Author/God Analogy Merits Our Continued Attention.” Narrative, vol. 14, no. 3, 2006, pp. 339–46. JSTOR, http://www.jstor.org/stable/20107394. Accessed 19 Dec. 2024.
  3. Dawson, Paul. “The Return of Omniscience in Contemporary Fiction.” Narrative, vol. 17, no. 2, 2009, pp. 143–61. JSTOR, http://www.jstor.org/stable/25609360. Accessed 19 Dec. 2024.
  4. Dolis, John. Comparative Literature Studies, vol. 45, no. 3, 2008, pp. 401–04. JSTOR, http://www.jstor.org/stable/25659674. Accessed 19 Dec. 2024.
  5. Nelles, William. “Omniscience for Atheists: Or, Jane Austen’s Infallible Narrator.” Narrative, vol. 14, no. 2, 2006, pp. 118–31. JSTOR, http://www.jstor.org/stable/30219642. Accessed 19 Dec. 2024.

“Lyric, History and Genre” by Jonathan Culler: Summary and Critique

“Lyric, History, and Genre” by Jonathan Culler first appeared in New Literary History in its 40th volume, published in the autumn of 2009 by Johns Hopkins University Press.

"Lyric, History and Genre" by Jonathan Culler: Summary and Critique
Introduction: “Lyric, History and Genre” by Jonathan Culler

“Lyric, History, and Genre” by Jonathan Culler first appeared in New Literary History in its 40th volume, published in the autumn of 2009 by Johns Hopkins University Press. This article addresses the interplay between lyric poetry, historical development, and the concept of genre, reflecting on their implications for literary theory and criticism. Culler explores how genre functions not as a rigid classification but as a dynamic, historical construct, evolving through cultural and intellectual contexts. He critiques traditional, essentialist views of genres, emphasizing instead their open-ended, socially and historically mediated nature. The article underscores the lyric’s unique performative and temporal aspects, positioning it as a central yet historically complex literary form. Culler’s insights contribute significantly to debates on genre theory, challenging the modern tendency to narrowly frame lyric poetry within dramatic or mimetic models, thus enriching our understanding of its broader historical and theoretical dimensions.

Summary of “Lyric, History and Genre” by Jonathan Culler

1. Historical and Theoretical Context

  • Culler situates his work within the broader intellectual tradition, highlighting the contributions of New Literary History under Ralph Cohen, which revived interest in literary history and genre as central literary concepts.
  • Genre, particularly lyric poetry, is treated as an evolving and historical category rather than a static or essentialist construct.

2. The Dynamics of Genre

  • Culler emphasizes that genres are not timeless or logical constructs but are shaped by historical and cultural contexts. He draws on Gérard Genette’s argument that all genres are inherently historical (Genette, 1992).
  • He critiques the dichotomy of empirical vs. theoretical genre models, suggesting that both historical practices and theoretical frameworks interplay in defining genres.

3. Genre as Open Systems

  • Citing Ralph Cohen, Culler argues that genres are open systems, constantly transforming in response to cultural and social shifts. This view sees genre as an active participant in literary and cultural history rather than a rigid classification (Cohen, 1986).

4. Lyric Poetry and its Generic Challenges

  • Lyric poetry presents a unique case, often categorized as a mimetic genre only in the Romantic period. Culler explores how this conception evolved, contrasting classical and Romantic views (Hegel, 1975).
  • He identifies lyric as performative and non-mimetic, where the act of enunciation and apostrophic address plays a central role.

5. Apostrophe as a Defining Feature

  • Apostrophe, a figure of address that turns to nonhuman or absent addressees, is central to lyric’s performative power. This trope highlights the poet’s imaginative engagement with the world (Culler, 1981).
  • Examples include Shelley’s “Ode to the West Wind” and Blake’s “The Sick Rose,” which showcase lyric’s performative aspirations.

6. Lyric’s Temporality and Reader Engagement

  • Lyric poetry operates in a unique “lyric present,” creating a sense of immediacy and deferred temporality. This allows the poem to resonate with future audiences, emphasizing its performative and ritualistic nature (Ammons, 2005).

7. Modern Critiques and Reconfigurations

  • Modern critics like René Wellek and Virginia Jackson challenge Romantic notions of lyric as a purely subjective or expressive form. Jackson, for instance, critiques the “lyricization” of Dickinson’s work, urging a more historical and contextual understanding of the lyric (Jackson, 2005).

8. Transhistorical and Cross-Cultural Insights

  • Culler advocates for a transhistorical and transnational perspective on lyric poetry, seeing it as a genre that transcends cultural boundaries while undergoing local transformations.
  • He notes the distinctiveness of lyric as a foundational genre in non-Western traditions compared to its marginalization in classical Western poetics.

9. Genre as a Tool for Historical Comparison

  • Echoing Bruce Robbins, Culler views genre as a critical tool for bridging literary periods and traditions, facilitating broader historical and comparative analysis (Robbins, 2007).

10. Broader Implications for Literary Theory

  • Culler’s exploration underscores the importance of genre in shaping literary history and understanding literature’s role as a social and cultural institution.
  • He calls for a reconsideration of lyric as a dynamic and foundational genre, emphasizing its structural and performative capacities to reshape literary discourse.
Theoretical Terms/Concepts in “Lyric, History and Genre” by Jonathan Culler
Theoretical Term/ConceptDefinition/ExplanationKey Context or Example
GenreA historical and cultural construct, not a timeless or logical category. Genres evolve through social, cultural, and literary practices.Ralph Cohen’s concept of genres as open systems (Cohen, 1986).
LyricA literary genre characterized by its performativity, focus on enunciation, and a “lyric present” rather than narrative temporality.Distinguished from dramatic monologues and mimetic modes; Romantic vs Classical views on lyric (Hegel, 1975).
ApostropheA figure of address turning to nonhuman, absent, or abstract entities, central to the performative and imaginative nature of lyric poetry.Examples include Blake’s The Sick Rose and Shelley’s Ode to the West Wind.
Lyric PresentThe immediacy and temporal deferral created by lyric poetry, enabling resonance with future readers while focusing on the present moment of enunciation.Described as part of lyric’s temporal distinctiveness (Culler, 1981).
PerformativityThe idea that lyric poetry enacts or performs its meaning, rather than merely describing or representing.Seen in apostrophic address or enunciation that “creates what it names” (Culler, 2009).
Empirical vs. Theoretical GenresEmpirical genres are observed or practiced classifications (e.g., ballads, novels), while theoretical genres are based on fundamental principles of language or thought.Northrop Frye’s distinction between radical forms of presentation (e.g., drama, epic, lyric) (Frye, 1957).
Generic TransformationThe process by which genres change and adapt over time, reflecting social and cultural shifts.The Excellent Ballad of George Barnwell evolving from ballad to prose chapbook to tragedy (Cohen, 1986).
LyricizationThe process through which non-lyric texts (e.g., letters, miscellanies) are framed and read as lyric poetry.Virginia Jackson’s critique of Emily Dickinson’s critical reception (Jackson, 2005).
Triangulated AddressThe structure in which lyric addresses an addressee indirectly, creating a complex relationship between speaker, addressee, and audience.Sappho’s invocation of Aphrodite, involving quoted dialogues within the poem (Carson, 2003).
Open Systems of GenreGenres are defined relationally and are open-ended, evolving through historical moments and cultural practices rather than rigid definitions.Ralph Cohen’s idea that genres adapt to include new members and redefine themselves over time (Cohen, 1986).
Mimetic vs. Non-Mimetic LyricMimetic lyric imitates experience or consciousness (Romantic view), while non-mimetic lyric focuses on performative enunciation and apostrophic address.Hegel’s romantic theory of lyric vs critiques by René Wellek and others (Hegel, 1975; Wellek, 1970).
Dramatic MonologueA model for understanding lyric as a fictional representation of a speaker’s consciousness and situation, often reconstructed novelistically.Critiqued by Culler for reducing lyric to narrative and neglecting performative aspects (Langbaum, 1957).
Lyric as Social GestureLyric can function as a social act, engaging cultural or communal ideas, rather than purely personal or solipsistic expression.Waller’s Go, Lovely Rose as an example of lyric involving social indirection.
Radical of PresentationFundamental modes of literary presentation (e.g., acting, speaking, singing, or writing) that underpin genre distinctions.Northrop Frye’s theoretical framework for genres (Frye, 1957).
Contribution of “Lyric, History and Genre” by Jonathan Culler to Literary Theory/Theories

1. Theoretical Reconceptualization of Genre

  • Culler advances the view of genres as historical, open systems rather than static, essentialist categories. This challenges traditional literary classifications and highlights genre’s transformative role in literary history.
    Reference: Cohen’s open system of genres as evolving through social and historical processes (Cohen, 1986).

2. Expansion of Lyric Studies

  • Redefines lyric as a non-mimetic and performative genre, emphasizing the importance of enunciation, apostrophe, and the “lyric present” over narrative or dramatic monologue models.
    Reference: Critique of dramatic monologue models of lyric (Culler, 1981; Langbaum, 1957).

3. Importance of Performativity in Lyric

  • Positions lyric poetry as performative, where the act of speaking or naming creates meaning, contributing to broader theories of performative language in literary studies.
    Reference: Apostrophe as a central trope in lyric’s performative framework (Culler, 2009).

4. Integration of Historical and Theoretical Perspectives on Genre

  • Bridges the gap between empirical and theoretical approaches to genre, advocating for a synthesis that reflects both historical practices and underlying structural possibilities.
    Reference: Gérard Genette’s historical basis for genres (Genette, 1992).

5. Critique of Romantic and Modern Conceptions of Lyric

  • Challenges Romantic views of lyric as pure subjective expression and critiques modern interpretations reducing lyric to dramatic monologue or fictional speech acts.
    Reference: Romantic theories of lyric by Hegel and critiques by René Wellek (Hegel, 1975; Wellek, 1970).

6. Development of a Process Theory of Genre

  • Emphasizes generic transformation as a dynamic interaction of social, cultural, and aesthetic factors, which redefines literary practices over time.
    Reference: Transformation of “The Excellent Ballad of George Barnwell” through various generic forms (Cohen, 1986).

7. Contribution to New Lyric Studies

  • Engages with contemporary debates on lyricization, particularly Virginia Jackson’s critique of 19th-century lyric formation, and argues for a capacious understanding of lyric across traditions.
    Reference: Jackson’s critique of Dickinson’s lyricization (Jackson, 2005).

8. Promotion of Transhistorical and Transnational Literary Analysis

  • Advocates for viewing lyric as a foundational genre across cultures and eras, challenging the marginalization of lyric in classical Western poetics.
    Reference: Comparisons of Western and non-Western literary traditions (Robbins, 2007; Miner, 2000).

9. Importance of Address in Lyric Poetry

  • Highlights the role of apostrophe and triangulated address in lyric, redefining its rhetorical and communicative dimensions in relation to both addressee and audience.
    Reference: Sappho’s triangulated address and apostrophic structures (Carson, 2003).

10. Genre as a Tool for Broad Comparative Literary Studies

  • Positions genre as essential for connecting literary traditions, enabling comparative and cross-period analysis that transcends narrow period-based approaches.
    Reference: Genre as an instrument for historical comparison (Robbins, 2007).
Examples of Critiques Through “Lyric, History and Genre” by Jonathan Culler
Literary WorkCritique Through Culler’s FrameworkKey Theoretical Insights from Culler
Blake’s The Sick RoseThe apostrophic address to the rose establishes it as a sentient addressee, creating a performative moment that foregrounds the poetic act.Apostrophe as a performative act that constitutes poetic meaning (Culler, 2009).
Shelley’s Ode to the West WindThe wind is addressed as a powerful, almost divine force, and the poet’s apostrophe functions to merge the speaker’s identity with the wind’s transformative energy.Apostrophe as a means of creating a transformative relationship between speaker and addressee (Culler, 2009).
Sappho’s Invocation of AphroditeThe lyric triangulates address among the speaker, the goddess Aphrodite, and the audience, showcasing the complexity of poetic communication in the lyric tradition.Triangulated address as a key feature of lyric, connecting speaker, addressee, and audience (Culler, 2009).
Waller’s Go, Lovely RoseThe rose becomes a metonym for the speaker’s argument about beauty and temporality, where the indirect apostrophic address softens a potentially direct critique of the beloved.Lyric as a social gesture; apostrophe as a strategy for gracious and indirect communication (Culler, 2009).
Criticism Against “Lyric, History and Genre” by Jonathan Culler

1. Overemphasis on Apostrophe

  • Critics argue that Culler places too much theoretical weight on apostrophe as a defining characteristic of lyric poetry, potentially overlooking other poetic devices and broader contexts.

2. Limited Engagement with Non-Western Traditions

  • While Culler advocates for a transnational understanding of lyric, his analysis primarily engages with Western traditions, leaving non-Western lyrical traditions underexplored.

3. Challenges to the Performative View

  • Some scholars question the extent to which lyric poetry can be considered performative, suggesting that Culler’s framework may oversimplify the complex interplay between written text and performed speech.

4. Marginalization of Narrative Elements

  • Culler’s focus on the lyric present and non-mimetic qualities of lyric has been critiqued for downplaying the narrative dimensions that exist in many lyric poems.

5. Theoretical Abstraction

  • The highly abstract nature of Culler’s arguments, such as his conceptualization of genre as a process, may alienate readers seeking more concrete applications to literary analysis.

6. Neglect of Historical Materialism

  • Critics from a Marxist perspective argue that Culler’s emphasis on generic transformations as aesthetic or social acts neglects the influence of material and economic conditions on literary production.

7. Insufficient Rebuttal to Romanticism

  • Culler’s critique of Romantic theories of lyric as subjective expression has been deemed insufficiently nuanced, as it does not fully address the enduring appeal and adaptability of Romantic frameworks.

8. Ambiguity in Defining Genre Boundaries

  • While advocating for fluid and historical genre boundaries, Culler’s work has been criticized for lacking clarity on how to practically delineate or interpret genre in specific literary texts.

9. Neglect of Reader Reception

  • Critics have noted that Culler’s focus on the poetic act and its performative qualities often sidelines the role of reader reception and interpretation in shaping a work’s meaning.

10. Minimal Discussion of Visual and Digital Lyric Forms

  • In the context of evolving literary media, Culler’s framework has been critiqued for its limited applicability to visual and digital forms of lyric, which challenge traditional notions of genre.
Representative Quotations from “Lyric, History and Genre” by Jonathan Culler with Explanation
QuotationExplanation
“Genres are historical assumptions constructed by authors, audiences, and critics to serve communicative and aesthetic purposes.”This statement emphasizes that genres are not static or natural categories but rather historical constructs shaped by societal and artistic needs. It reflects Culler’s argument that understanding genres requires acknowledging their evolving roles within social and cultural contexts.
“The lyric is characterized by its performativity, addressing an audience in a specific lyric present.”Culler highlights the temporal immediacy of lyric poetry, suggesting that it functions as an event rather than a representation of past occurrences. This perspective shifts focus to the experiential and dynamic aspects of reading lyric poetry.
“The notion of apostrophe represents what is most embarrassing in lyric: the pretension to vatic action.”Here, Culler critiques the figure of apostrophe as a bold and perhaps uncomfortable poetic act, where the poet assumes an almost prophetic role. This challenges readers to confront the lyric’s ambitious attempts to animate and interact with its subjects.
“Genres are open systems, defined in relation to one another.”Culler adopts Ralph Cohen’s theory of genre as fluid and relational rather than rigid and isolated. This reinforces the idea that genres gain meaning through their interaction with other forms, constantly undergoing transformation.
“Reading something as an epic or as a novel involves sets of conventions and expectations even when the text is contesting or undermining them.”This quotation underscores the importance of generic conventions in shaping both the production and reception of literature. Even when texts defy generic norms, these conventions remain integral to their interpretation.
“Lyric’s historical construction involves both poets and critics, as they contribute to its evolving definitions and boundaries.”Culler acknowledges the collaborative role of poets and critics in shaping the concept of lyric over time. This perspective situates lyric as a genre deeply entwined with historical and critical discourse.
“Apostrophe works to constitute a poetic speaker taking up an active relationship to a world or element of the world constructed as addressee.”This explanation of apostrophe emphasizes its function in creating a connection between the poet and their subject, showcasing lyric as a performative and relational genre.
“The test of generic categories is how far they help relate a work to others and activate aspects of works that make them rich, dynamic, and revealing.”Culler defines the purpose of genre as facilitating connections between works and illuminating their unique qualities. This statement highlights genre’s critical function in literary analysis.
“The lyric strives to be an event in the special temporality of the lyric present.”Culler reiterates the centrality of the “lyric present,” where the poem exists as an ongoing, immediate interaction. This concept reframes lyric as an active, unfolding experience rather than a static object.
“Foregrounding the generic category of lyric helps promote the possibility of comparisons with other traditions.”By advocating for a broad conception of lyric, Culler argues for its potential to bridge different literary traditions, encouraging a transhistorical and cross-cultural understanding of the genre.
Suggested Readings: “Lyric, History and Genre” by Jonathan Culler
  1. Culler, Jonathan. “Lyric, History, and Genre.” New Literary History, vol. 40, no. 4, 2009, pp. 879–99. JSTOR, http://www.jstor.org/stable/40666452. Accessed 19 Dec. 2024.
  2. Alvergue, José Felipe. “Lyric Redress: The Racial Politics of Voice and American Personhood.” Criticism, vol. 60, no. 2, 2018, pp. 221–45. JSTOR, https://doi.org/10.13110/criticism.60.2.0221. Accessed 19 Dec. 2024.
  3. BUTTERFIELD, ARDIS. “WHY MEDIEVAL LYRIC?” ELH, vol. 82, no. 2, 2015, pp. 319–43. JSTOR, http://www.jstor.org/stable/24477788. Accessed 19 Dec. 2024.
  4. ECKERT, LINDSEY. “READING LYRIC’S FORM: THE WRITTEN HAND IN ALBUMS AND LITERARY ANNUALS.” ELH, vol. 85, no. 4, 2018, pp. 973–97. JSTOR, https://www.jstor.org/stable/26802860. Accessed 19 Dec. 2024.

“Introduction: Critical Paradigms” by Jonathan Culler: Summary and Critique

“Introduction: Critical Paradigms” by Jonathan Culler first appeared in 2010 in the journal PMLA (Publications of the Modern Language Association).

"Introduction: Critical Paradigms" by Jonathan Culler: Summary and Critique
Introduction: “Introduction: Critical Paradigms” by Jonathan Culler

“Introduction: Critical Paradigms” by Jonathan Culler first appeared in 2010 in the journal PMLA (Publications of the Modern Language Association). This seminal work investigates the evolution and shifts in literary criticism, tracing its roots from ancient modes of judgment in poetic performances to modern interpretive frameworks. Culler explores critical transformations, particularly the break from classical genre-based criticism to a focus on literature as a mode of expression. He draws heavily on theorists like Jacques Rancière to articulate this paradigmatic shift and its implications for literary criticism. The essay underscores how the transition from mimesis to expression has diversified the field, giving rise to a wide array of interpretive methods, such as structuralism and poststructuralism, that engage with texts as dynamic systems of meaning. Its importance lies in framing the challenges and opportunities for criticism in the 21st century, particularly amidst technological advancements and changing conceptions of texts and media. Culler’s insights provoke deeper inquiry into the purpose and methodology of literary criticism, encouraging scholars to reconceptualize its role in a rapidly evolving intellectual and cultural landscape.

Summary of “Introduction: Critical Paradigms” by Jonathan Culler

1. Historical Evolution of Literary Criticism

  • Literary criticism originated in ancient Greece as judgment of performance and songs, evolving into the evaluation of poetry as a verbal artifact (Ford, 2002).
  • Early criticism was tied to mimesis, analyzing the representation and rhetorical effectiveness of works based on their alignment with genre-specific norms.

2. Shift from Mimesis to Expression

  • During the late 18th and early 19th centuries, a paradigm shift replaced genre-based criticism with the idea of literature as a medium of expression (Rancière, 1998).
  • This change emphasized the primacy of language, the indifference of style to content, and a focus on the “mute” nature of texts that critics must interpret (Rancière, p. 49).

3. Modern Frameworks of Criticism

  • The 19th and 20th centuries broadened criticism’s scope, moving beyond evaluating texts based on fixed norms. It became interpretative, elucidating deeper meanings such as historical contexts, authorial intent, or linguistic functions (Culler, 2010, p. 906).
  • Structuralism emerged as an “antiexpressive project” that enabled new interpretative approaches, focusing on systems of meaning over individual authorship.

4. Challenges in the 21st Century

  • Culler questions whether criticism should remain interpretative or develop new frameworks, particularly in light of literature’s shifting cultural role (Culler, 2010, p. 910).
  • The rise of electronic media challenges the traditional understanding of texts as fixed artifacts, suggesting an interactive model for both text and reader (Hayles, 2007).

5. Reconceptualizing Literature and Performance

  • The essay explores treating literature as performance rather than a static text, with examples like rap music emphasizing rhythm and rhyme as acts of language (Culler, 2010, p. 907).
  • Performance studies and textual criticism are positioned as avenues for bridging modern interpretative gaps.

6. Diverse Theoretical Contributions

  • Contributors discuss various paradigms, including:
    • Marxist criticism’s focus on literature as a reflection and agent of social transformation (Lecercle, 2010).
    • Derridean deconstruction, emphasizing the singularity and iterability of texts (Klein, 2010).
    • Cognitive approaches and narratology proposing empirically validated frameworks (Fludernik, 2010).

7. The Role of Media in Shaping Criticism

  • McGill and Parker argue for understanding texts as products of evolving media, challenging linear literary histories and fostering a multidisciplinary perspective (McGill & Parker, 2010).
  • Media adaptations, particularly film, can illuminate unique aspects of literary texts, suggesting new methods for analysis.

8. Aesthetic Categories and Literary Experience

  • Sianne Ngai introduces categories such as the cute, the zany, and the interesting to address contemporary aesthetic experiences across media and genres (Ngai, 2005).
  • These categories challenge conventional critical frameworks by integrating affective and conceptual dimensions.

9. Pedagogy and the Future of Criticism

  • Culler underscores the pedagogical need to adapt literary studies to contemporary cultural and technological shifts, fostering imaginative and critical engagement with texts as events (Culler, 2010, p. 914).
  • Literature is positioned as a tool for understanding historical, social, and cultural transformations, with criticism evolving to address these complexities.

Theoretical Terms/Concepts in “Introduction: Critical Paradigms” by Jonathan Culler

Theoretical Term/ConceptDefinition/ExplanationSource/Context in the Essay
MimesisRepresentation of reality through art and literature, linked to genre-specific norms and rhetorical analysis.Central to early literary criticism, which evaluated texts based on their alignment with genre norms and their ability to imitate life (Ford, 2002; Rancière, 1998).
ExpressionLiterature as a medium for expressing language, emotions, or societal conditions, breaking from mimesis.A shift in the late 18th and 19th centuries; emphasizes language and meaning over genre-specific propriety (Rancière, p. 49).
TelosThe end goal or purpose of a genre, often defining its evaluative criteria.Used in classical criticism to determine the success of literary works based on genre-specific aims (Culler, 2010, p. 905).
StructuralismA theoretical approach focusing on systems and codes that enable meaning in texts.Criticism turned to analyzing cultural and linguistic systems instead of focusing solely on individual works or authorship (Culler, 2010, p. 906).
Interpretative CriticismThe task of deciphering and explaining the hidden or implied meanings in texts.Emerged as the dominant paradigm in modern literary criticism, focusing on what works “mean” (Culler, 2010, p. 906).
Mute TextThe idea that a literary work does not “speak” explicitly, requiring critics to uncover its meanings.Central to modern interpretative criticism, where critics articulate the “mute” expressions of texts (Rancière, 1998, p. 49).
Performative LiteratureViewing literary works as events or acts rather than static objects.Discussed in the context of performance studies and interactive forms like rap music (Culler, 2010, p. 907).
IterabilityThe capacity of a text or concept to be repeated in different contexts, producing new meanings.Key to Derridean deconstruction, focusing on the repetition and reinterpretation of literary texts (Klein, 2010).
NarratologyThe study of narrative structures and their impact on meaning and reader interpretation.Revived through cognitive approaches and seen as an alternative to hermeneutics (Fludernik, 2010).
Cultural CodesSocial and cultural systems that underpin the creation and interpretation of meaning.Structuralism emphasized analyzing these codes to understand literature as a cultural product (Culler, 2010, p. 906).
Aesthetic CategoriesFrameworks for evaluating artistic and literary experiences, often tied to emotions and cultural trends.Examples include “cute,” “zany,” and “interesting,” introduced by Sianne Ngai to address contemporary aesthetics (Ngai, 2005).
Digital TextsInteractive and mutable texts enabled by electronic media, challenging traditional literary paradigms.Explored through Katherine Hayles’ work on electronic systems and the evolving reader-text interaction (Hayles, 2007, p. 910).
PhilologyThe study of language and textual meaning through attention to historical and linguistic details.Reclaimed as a future-oriented discipline focusing on the fissures and divisions within language (Hamacher, 2010).
Revision NarrativeThe study of how texts are revised and reinterpreted across cultures and time, revealing cultural mutability.Highlighted in John Bryant’s analysis of Moby-Dick and its adaptations (Bryant, 2010).
HauntologyThe presence of the past in contemporary texts and contexts, often linked to trauma and memory.Explored in Shelly Rambo’s work on trauma theory and spectrality (Rambo, 2010).
Contribution of “Introduction: Critical Paradigms” by Jonathan Culler to Literary Theory/Theories

1. Structuralism

  • Contribution: Culler highlights structuralism’s influence in transforming literary criticism into a systematic inquiry into cultural and linguistic codes. He notes that structuralism dismantled the focus on authorial genius and introduced a broader examination of meaning-making systems.
  • Key Insight: Structuralism is credited with opening the “Pandora’s box” of critical possibilities, paving the way for cultural studies, feminist theory, and postcolonial criticism (Culler, 2010, p. 906).
  • Reference: “Structuralism, with its conviction that wherever there is meaning there are systems that make meaning possible, laid the groundwork for these investigations.”

2. Poststructuralism/Deconstruction

  • Contribution: Culler emphasizes Derridean deconstruction’s role in reshaping criticism to focus on iterability and the singularity of texts. Derrida’s work challenges traditional ideas of textual wholeness, celebrating literature’s resistance to definitive interpretation.
  • Key Insight: Klein’s interpretation of Derrida frames deconstruction as the pursuit of “singularity” that reveals literature’s potential to transform meaning in diverse contexts (Culler, 2010, p. 909).
  • Reference: “Derrida’s critical performances attempt to respond to the singularity of the texts they treat, taking them on board while writing something equally irreducible.”

3. Expressive Theories

  • Contribution: The essay identifies the shift from mimetic poetics to expressive poetics in the 18th and 19th centuries as a foundational change in modern literary theory. It highlights how expressive theories emphasize literature as an articulation of emotions, historical conditions, and societal ideologies.
  • Key Insight: This model expanded the interpretative scope of criticism, making it possible to analyze texts as reflections of broader cultural and psychological dynamics (Culler, 2010, p. 906).
  • Reference: “The shift to a generalized expressive model allowed criticism to explore works as expressing everything from ideology to the impossibility of literature itself.”

4. Media and Digital Studies

  • Contribution: Culler’s discussion of electronic texts challenges traditional notions of literary works as fixed artifacts, proposing a model where texts are dynamic, interactive, and mutable.
  • Key Insight: Digital media reimagines the literary work as an instrument to be “played,” introducing new forms of interaction between readers and texts (Hayles, 2007, p. 910).
  • Reference: “Katherine Hayles notes that in electronic systems feedback loops enable different levels of interaction, transforming texts as readers perform them.”

5. Performance Studies

  • Contribution: Culler integrates insights from performance studies, proposing that literature can be understood as an event rather than a static text. He uses examples like rap music to illustrate the re-emergence of performance as central to literary discourse.
  • Key Insight: Performance studies suggest treating texts as acts of language and charting their effects rather than focusing solely on interpretation (Culler, 2010, p. 907).
  • Reference: “The rise of rap highlights the possibility of reverting to a notion of the work as an act of language.”

6. Cognitive Narratology

  • Contribution: By addressing the emergence of cognitive science in literary studies, Culler points to the integration of empirical methods with narratology to analyze narrative structures and their psychological impact.
  • Key Insight: Fludernik’s “natural” narratology proposes a paradigm shift towards explaining literary effects in terms of cognitive processing rather than traditional literary categories (Fludernik, 2010).
  • Reference: “An emerging ‘grand coalescence’ of narratology and cognitive science may produce a paradigm shift, though optimism should be tempered with caution.”

7. Marxist Criticism

  • Contribution: The essay calls for a return to political criticism, specifically Marxism, to address contemporary issues of capitalism and power dynamics in literature.
  • Key Insight: Lecercle positions literature as an agent of transformation, reflecting the language and worldview of societal structures (Lecercle, 2010, p. 908).
  • Reference: “Literature captures the past of history, the present of hegemony, and the utopian future of society.”

8. Aesthetic Theory

  • Contribution: Culler highlights Sianne Ngai’s work on aesthetic categories like the cute, zany, and interesting as tools for rethinking literary criticism.
  • Key Insight: These categories enable critics to approach aesthetic experience as mediated by emotions and consumerist culture (Ngai, 2005).
  • Reference: “Categories such as the cute, the zany, and the merely interesting are extremely useful for thinking about aesthetic experience in general.”

9. Philology and Historicism

  • Contribution: Hamacher and other contributors reimagine philology as a discipline for analyzing the linguistic and historical fissures within texts, proposing a return to textual criticism.
  • Key Insight: Philology focuses on the interval between language and knowledge, emphasizing the nuances of literary speech (Hamacher, 2010).
  • Reference: “Philology runs the fissure between the language of longing and the language of knowledge.”

Examples of Critiques Through “Introduction: Critical Paradigms” by Jonathan Culler
Literary WorkTheoretical FrameworkCritique/InterpretationReference from Culler
Flaubert’s Madame BovaryExpressive PoeticsThe novel can be analyzed as a reflection of the emerging 19th-century focus on individual emotions and societal tensions. It moves beyond mimetic norms to explore the language of alienation and despair.“The new conception of literature observable in Flaubert focuses on internal tensions of modern reflection” (Culler, 2010, p. 906).
Melville’s Moby-DickRevision NarrativeAnalyzing revisions and adaptations of the text, such as Ray Bradbury’s cinematic version, reveals cultural shifts in interpreting themes of colonialism and race.“Revisions of texts are culturally symptomatic, revealing mutability through which societies reinterpret themselves” (Bryant, 2010).
Joyce’s UlyssesDerridean DeconstructionJoyce’s fragmented narrative style illustrates iterability, where meanings shift through repetition and reinterpretation, challenging notions of textual singularity.“Singularity is necessarily divided, taking part in the generality of meaning without being closed on itself” (Klein, 2010, p. 909).
Celan’s PoetryTrauma Theory and HauntologyCelan’s work can be read as haunted by the historical trauma of the Holocaust, with spectral presences embodying memory and loss in language.“Hauntology addresses dimensions of memory and trauma, particularly in poetic works like Celan’s” (Rambo, 2010).
Criticism Against “Introduction: Critical Paradigms” by Jonathan Culler
  • Overemphasis on Historical Evolution
    Critics argue that Culler’s extensive focus on the historical evolution of criticism—such as the transition from mimesis to expression—overshadows more contemporary and urgent theoretical concerns, limiting its applicability to present-day challenges.
  • Limited Engagement with Non-Western Literatures
    The essay predominantly centers on Western literary traditions and paradigms, failing to adequately address critical frameworks from non-Western or marginalized literatures, which are increasingly vital in global literary discourse.
  • Ambiguity in Theoretical Future
    While Culler raises questions about the future of criticism, he offers limited concrete solutions or new paradigms, leaving many of his inquiries unresolved and overly abstract.
  • Neglect of Practical Criticism
    The essay focuses on theoretical developments but provides minimal guidance on applying these paradigms to practical criticism, leaving a gap for readers seeking actionable methods.
  • Reliance on Established Theorists
    Critics note that Culler heavily references established figures such as Derrida, Rancière, and Foucault, which may reinforce traditional academic hierarchies rather than exploring emerging or alternative voices.
  • Overgeneralization of Paradigms
    Some scholars suggest that Culler’s categorization of paradigms, such as expressive poetics and structuralism, oversimplifies their diverse and nuanced applications in literary criticism.
  • Neglect of Aesthetic Pleasure
    The essay downplays the role of aesthetic pleasure and the reader’s emotional engagement with literature, which many believe remains central to literary studies.
  • Technological Challenges Underexplored
    While Culler mentions the impact of digital texts, critics argue that he fails to fully explore the complexities and implications of technology on literature and criticism in the 21st century.
  • Fragmentation of Ideas
    The essay’s structure, which integrates multiple theoretical perspectives, has been critiqued for being overly fragmented, making it difficult to identify a unified thesis or direction.
Representative Quotations from “Introduction: Critical Paradigms” by Jonathan Culler with Explanation
QuotationExplanation
“Only when singers became ‘poets,’ craftsmen of words rather than performers, could a properly ‘poetic’ literary criticism emerge as the special knowledge…”Highlights the historical evolution of literary criticism from oral traditions to text-based analysis, emphasizing the transformation of literature into an artifact that invites systematic critique.
“This cosmological change can be expressed strictly as the term-by-term reversal of the four principles that structured the system of literature as mimesis.”Describes the shift from classical concepts of literature (mimesis) to modern paradigms, where language, equality of representation, and writing replace fiction, genre norms, and rhetorical propriety.
“Criticism may, of course, still pursue the evaluative project, but…it must inquire what the norms should be for the evaluation of a given text.”Explains the broadened scope of criticism in the post-normative era, where critics question the very foundations of their evaluative criteria.
“The work is mute, and the critic must speak for it, unfolding the hidden meaning.”Reflects the interpretive task of criticism under the expressive model, emphasizing the role of critics in uncovering and articulating the deeper significance of a literary work.
“The expressive model opens a vast range of possibilities for literary criticism, enabling the efflorescence of criticism in the second half of the twentieth century.”Suggests how expressive paradigms have expanded the domain of literary criticism, allowing diverse approaches and interpretations.
“Will criticism continue to be primarily interpretive? Are there new models of interpretation?”Raises questions about the future direction of literary criticism, urging a reevaluation of its priorities and methodologies in the face of changing cultural and technological landscapes.
“Electronic texts can literalize (and perhaps trivialize) this condition. More significantly, they can lead to a ‘reimagining of the literary work as an instrument to be played.’”Considers the impact of digital technology on literature, highlighting the potential for interactive texts to reshape our understanding of literary works as dynamic and evolving entities.
“In the humanities, one might conjecture, we prefer to advance through rereading, reinterpreting texts and movements of the past.”Suggests that progress in literary criticism often arises from revisiting and recontextualizing historical texts, underlining the iterative nature of critical thought.
“Structuralism…laid the groundwork for these investigations…encouraged attention to reading and to such matters as the cultural construction of gender.”Credits structuralism for its pivotal role in establishing the theoretical foundations of various critical fields, such as gender and cultural studies, despite its later critiques.
“Literary criticism, in particular, advances by rereading, which is also invention, of course, but which legitimizes itself under the banner of fidelity…”Highlights the dual nature of literary criticism as both interpretative and creative, where reengagement with texts reveals overlooked or misinterpreted elements.
Suggested Readings: “Introduction: Critical Paradigms” by Jonathan Culler
  1. Dawson, Paul. “Style, the Narrating Instance, and the ‘Trace’ of Writing.” Style, vol. 47, no. 4, 2013, pp. 466–89. JSTOR, http://www.jstor.org/stable/10.5325/style.47.4.466. Accessed 19 Dec. 2024.
  2. CULLER, JONATHAN. “Introduction: Critical Paradigms.” PMLA, vol. 125, no. 4, 2010, pp. 905–15. JSTOR, http://www.jstor.org/stable/41058288. Accessed 19 Dec. 2024.
  3. Culler, Jonathan. “Problems in the ‘History’ of Contemporary Criticism.” The Journal of the Midwest Modern Language Association, vol. 17, no. 1, 1984, pp. 3–15. JSTOR, https://doi.org/10.2307/1315457. Accessed 19 Dec. 2024.
  4. Culler, Jonathan. “Lyric, History, and Genre.” New Literary History, vol. 40, no. 4, 2009, pp. 879–99. JSTOR, http://www.jstor.org/stable/40666452. Accessed 19 Dec. 2024.

“On The Sublime” By Longinus translated by W. H. Fyfe: Summary and Critique

“On The Sublime” by Longinus, translated by W.H. Fyfe and revised by Donald Russell, first appeared in 1995 under Harvard University Press, Cambridge, Massachusetts, and London, England.

Introduction: “On The Sublime” By Longinus translated by W. H. Fyfe

“On The Sublime” by Longinus, translated by W.H. Fyfe and revised by Donald Russell, first appeared in 1995 under Harvard University Press, Cambridge, Massachusetts, and London, England. As a foundational work of literary criticism, “On The Sublime” explores the nature and sources of elevated writing, providing profound insights into how sublimity in literature transcends persuasion to transport readers or listeners into a state of exalted emotional and intellectual experience. The text critiques earlier treatments of the sublime, particularly those lacking practical guidance, emphasizing that true greatness in literature combines innate genius with methodical refinement. This blend of nature and art enables expressions that are not merely convincing but transformative. Longinus discusses essential elements of the sublime, such as grandeur of conception, emotional intensity, and stylistic excellence, alongside practical techniques like figurative language and rhythmical harmony. The treatise remains a cornerstone of literary theory, influencing the Romantic era’s emphasis on imagination and elevating the pursuit of literary excellence as a means of touching the divine in human expression.

Summary of “On The Sublime” By Longinus translated by W. H. Fyfe

Introduction to Sublimity

  • Definition and Importance: Sublimity is “a consummate excellence and distinction of language” that transcends persuasion to “transport [listeners] out of themselves” (p. 163).
  • Critique of Caecilius: Caecilius’ treatise on the sublime failed to show practical methods for achieving grandeur, focusing more on examples than on systematic instruction (p. 161).

Nature and Role of Sublimity

  • Genius vs. Art: Sublimity arises from a blend of natural genius and systematic art. While “Nature knows no law,” it needs “the curb as often as the spur” for balance (p. 165).
  • Impact on the Audience: Sublime expressions have the power to amaze and dominate the listener, akin to a “bolt of lightning” (p. 163).

Sources of Sublimity

  1. Grand Conceptions: The power of lofty thoughts, often stemming from noble and expansive minds (p. 181).
  2. Vehement Emotion: Genuine and well-placed emotions elevate expression, imbuing it with a “divine spirit” (p. 183).
  3. Figures of Speech and Thought: These stylistic tools, including metaphor and hyperbaton, enhance sublimity when used skillfully (p. 225).
  4. Nobility of Language: A precise choice of words and metaphors contributes to grandeur (p. 257).
  5. Dignified Arrangement: A harmonious structure of sentences and rhythms creates an effect of majesty (p. 285).

Common Pitfalls

  • Tumidity: Overblown and inflated language that attempts grandeur but results in absurdity (p. 167).
  • Puerility: Over-refined and excessively clever expressions that lead to triviality (p. 169).
  • Frigidity: Overly ornate or misplaced phrases that lack force, such as Timaeus’ odd historical comparisons (p. 171).

Techniques to Achieve Sublimity

  • Visualization (Phantasia): Creating vivid images for the audience. For instance, Euripides’ portrayal of madness in Orestes compels readers to “almost see what he visualized” (p. 217).
  • Hyperbaton: Rearranging word order to mimic the natural vehemence of emotion. Demosthenes uses this to create suspense and impact (p. 239).
  • Amplification: Building an argument with increasing force through repetition and elaboration. Demosthenes’ speech on Marathon exemplifies this technique (p. 227).

Critique of Past and Contemporary Styles

  • Homer’s Dual Genius: Homer exemplifies sublimity in the Iliad but shows a decline in energy in the Odyssey, reflecting the ebb of genius (p. 195).
  • Plato’s Borrowing: Plato adapted Homeric grandeur into prose, blending philosophical depth with poetic imagery (p. 211).
  • Modern Decline: Sublimity suffers in an age dominated by materialism and idleness. Freedom and noble competition, hallmarks of earlier societies, fostered great literature (p. 305).

Role of Emotion and Passion

  • Sublimity is deeply tied to emotions, which, when misaligned, lead to “pseudo-bacchanalian” excesses or tedious sentimentality (p. 169).
  • Figures of inquiry and apostrophe heighten emotional engagement, as seen in Demosthenes’ dramatic oath “by those who risked their lives at Marathon” (p. 227).

Final Reflections

  • Sublimity transcends correctness, valuing greatness over technical perfection. As Longinus writes, “Correctness escapes censure: greatness earns admiration as well” (p. 277).
  • He warns against trivial words or excessive conciseness, both of which diminish grandeur (p. 293).

Conclusion and Legacy

  • Sublimity and Divine Proximity: True sublimity brings us closer to the divine, exceeding human limitations (p. 277).
  • Call to Excellence: Longinus exhorts writers to aspire to greatness, transcending mediocrity through imitation of the best models and cultivation of the soul’s grandeur (p. 303).

Theoretical Terms/Concepts in “On The Sublime” By Longinus translated by W. H. Fyfe
Theoretical Term/ConceptDefinition/DescriptionExample/Context
SublimityA consummate excellence in language that elevates the soul and inspires awe and wonder.“Sublimity is the echo of a noble mind” – lofty ideas, powerful emotions, and majestic expression.
Grand ConceptionsPowerful and noble thoughts that elevate the mind and inspire sublimity.Homer’s depiction of the gods’ battle in the Iliad.
Vehement EmotionGenuine and appropriately placed emotions that infuse writing with intensity and sublimity.Euripides’ portrayal of Orestes’ madness in Orestes.
Figures of ThoughtRhetorical and stylistic devices used to amplify emotional and intellectual impact.Apostrophe: Demosthenes’ “By those who risked their lives at Marathon.”
Figures of SpeechSpecific linguistic techniques that enhance expression, such as metaphors and similes.Hyperbole in Herodotus’ description of the Thermopylae battle.
Nobility of DictionThe choice of words that are majestic, weighty, and suitable for the subject.Sappho’s description of love’s overwhelming sensations.
Word ArrangementThe use of harmonious and rhythmic word placement to create grandeur and emotional resonance.Demosthenes’ use of dactylic rhythms in his orations.
AmplificationAccumulating and expanding ideas to emphasize their grandeur and impact.Thucydides’ descriptions of battles, focusing on their escalating intensity.
Visualization (Phantasia)The vivid presentation of scenes or events, creating strong imagery in the audience’s mind.Homer’s detailed portrayal of Ajax’s prayer in the Iliad.
HyperbatonDeliberate disruption of natural word order to reflect emotional turmoil or intensity.Dionysius’ speech in Herodotus: “Our fortunes stand upon a razor’s edge.”
TumidityThe fault of overblown or exaggerated expression that detracts from true sublimity.Gorgias’ description of Xerxes as “the Persian Zeus.”
FrigidityA style that is excessively formal, affected, or devoid of genuine feeling.Timaeus’ overly intellectual and forced metaphors.
PuerilityAn overly elaborate or precious style that sacrifices grandeur for triviality.Attempts to be excessively clever, as seen in minor Hellenistic writers.
Natural Genius vs. ArtThe debate over whether sublimity is innate or can be cultivated through rules and practice.“Genius needs the curb as often as the spur” – the importance of art in refining natural talent.
ImitationThe practice of emulating great authors and thinkers to achieve sublimity.Plato’s borrowing and adapting of Homeric grandeur in his philosophical dialogues.
Emotion in StyleThe idea that sublime writing must evoke powerful emotional responses in the audience.“Mother, I beg you, do not drive against me / These snake-like women” – Euripides’ Orestes.
Rhythm and MelodyThe impact of rhythmic flow and melodious arrangement of words in creating sublimity.The use of dactylic rhythms in Homer and Demosthenes’ orations to enhance grandeur.
HyperboleA rhetorical device that exaggerates for emphasis but must remain credible to be effective.Thucydides describing soldiers drinking muddy and bloody water during a retreat.
Critique of Contemporary StyleAn analysis of the decline in sublime writing due to moral decay, lack of freedom, and over-reliance on artifice.Longinus critiques the “flatterers” and “slavery of thought” in contemporary literature.
Timelessness of SublimitySublimity as a universal quality that transcends time and cultural differences.Sublime works are those that “please all people at all times.”
Contribution of “On The Sublime” By Longinus translated by W. H. Fyfe to Literary Theory/Theories

1. Aesthetic Theory: Sublimity as a Central Concept

  • Definition of Sublimity: Longinus emphasizes sublimity as an aesthetic quality that transcends mere beauty, characterized by grandeur and the power to elevate the soul (Longinus, Fyfe translation).
    • Contribution: Introduced the idea of sublimity as a critical aesthetic category distinct from Aristotelian mimesis or Horatian decorum.
    • Reference: “Sublimity is the echo of a noble mind” (On The Sublime, Ch. 9).

2. Rhetorical Theory: Integration of Emotion and Persuasion

  • Emotion in Sublime Writing: Longinus highlights that sublimity arises from the writer’s capacity to convey intense emotion.
    • Contribution: Prefigures the Romantic emphasis on the emotional and affective power of literature.
    • Reference: “True sublimity uplifts our souls; we are filled with a proud exaltation and a sense of joy” (Ch. 7).

3. Stylistic Theory: Importance of Diction and Arrangement

  • Role of Word Choice and Arrangement: Longinus argues for the deliberate selection and arrangement of words to achieve sublimity.
    • Contribution: Lays groundwork for later stylistic theories, such as those of Cicero and modern structuralists, by emphasizing the importance of form and harmony.
    • Reference: “The choice of words is the light of thought” (Ch. 30).

4. Intertextuality and Imitation

  • Imitation of Great Writers: Longinus advocates studying and emulating the works of great predecessors to cultivate sublimity.
    • Contribution: Introduced an early theory of intertextuality, highlighting the dialogic relationship between texts.
    • Reference: “We must select the greatest examples to emulate” (Ch. 13).

5. Psychological Theory: The Sublime’s Effect on the Reader

  • Impact on the Audience: Longinus focuses on the reader’s or listener’s psychological response, describing sublimity as a force that overwhelms and inspires awe.
    • Contribution: Anticipates theories of reader-response criticism by emphasizing the subjective experience of the audience.
    • Reference: “The effect of sublimity is not persuasion but transport” (Ch. 1).

6. Critique of Moral and Cultural Decay

  • Relationship Between Morality and Literature: Longinus critiques contemporary literature for losing its sublimity due to moral corruption and the absence of liberty.
    • Contribution: Links aesthetic decline to societal and ethical degeneration, influencing later Marxist and cultural theories.
    • Reference: “The decline in sublimity parallels the enslavement of the human spirit” (Ch. 44).

7. Universalism in Literature

  • Timelessness of Sublime Works: Longinus posits that true sublimity transcends cultural and temporal boundaries, appealing universally to all audiences.
    • Contribution: Advocates for a universal standard in literature, contrasting with relativistic theories.
    • Reference: “Works that are truly sublime please all people at all times” (Ch. 7).

8. Foundations of Romanticism

  • Sublimity as a Natural Genius: Longinus’s emphasis on innate genius and inspiration over rigid rules anticipates Romantic ideals.
    • Contribution: Serves as a precursor to Romantic theories of creativity and the sublime as a natural and emotional force.
    • Reference: “Genius needs the curb as often as the spur” (Ch. 35).

9. Literary Criticism: Elevation of Taste and Judgment

  • Discerning Sublimity: Longinus encourages critical discernment in identifying sublimity, combining instinct with intellectual analysis.
    • Contribution: Pioneers ideas of taste and literary judgment foundational to later aesthetic theories by Burke and Kant.
    • Reference: “The sublime depends on insight as much as inspiration” (Ch. 5).
Examples of Critiques Through “On The Sublime” By Longinus translated by W. H. Fyfe
Literary WorkAspect CritiquedAnalysis Through Longinus’ “On The Sublime”Key Reference from Longinus
Homer’s IliadGrandeur of ImageryLonginus praises Homer’s ability to create vast and vivid imagery that evokes awe and grandeur, achieving sublimity.“Homer, like the ocean, always remains grand even when he subsides” (Ch. 9).
Demosthenes’ OratoryEmotional PowerLonginus admires Demosthenes’ ability to convey profound emotional intensity, lifting his speeches to the sublime through passion and forceful rhetoric.“The true sublime resides in emotion and thought” (Ch. 7).
Sappho’s PoetryEffective Use of PathosSappho’s emotional expressions, especially in her Ode to Anactoria, are highlighted as models of sublimity due to their precision and intensity in conveying human passion.“Sappho’s fragment stirs the soul through the intensity of emotion” (Ch. 10).
Plato’s Philosophical DialoguesSublimity of ThoughtLonginus appreciates Plato’s philosophical writing for its lofty ideas and moral vision, achieving sublimity through intellectual depth rather than linguistic ornamentation.“Plato often reaches sublime heights by the nobility of his thoughts” (Ch. 12).
Criticism Against “On The Sublime” By Longinus translated by W. H. Fyfe
  • Subjectivity in Defining Sublimity: Critics argue that Longinus’ definition of sublimity relies heavily on subjective criteria, such as personal emotional response, making it less applicable as a universal standard.
  • Ambiguity in Core Concepts: The treatise lacks a clear and systematic definition of what constitutes sublimity, blending moral, intellectual, and aesthetic elements without clear boundaries.
  • Fragmented Structure: The incomplete nature of the text leaves many ideas undeveloped, leading to interpretive challenges and speculation about Longinus’ full intentions.
  • Overemphasis on Rhetoric: Some scholars critique Longinus for focusing predominantly on rhetorical texts, thus marginalizing other forms of literary sublimity, such as narrative or drama.

Criticism Against Its Relevance

  • Limited Scope in Literary Application: The examples and analysis are largely confined to classical texts, making the principles less directly applicable to diverse literary traditions and modern works.
  • Neglect of Non-Western Traditions: Critics point out that Longinus’ framework excludes or fails to address the aesthetic and literary traditions of non-Western cultures, reflecting a Eurocentric bias.

Criticism Against The Translation by W. H. Fyfe

  • Loss of Nuance in Translation: Some scholars believe that Fyfe’s translation, while eloquent, occasionally sacrifices the precision of Longinus’ original Greek phrasing.
  • Historical Contextualization: Fyfe’s interpretation of Longinus has been critiqued for not adequately situating the work within its broader historical and philosophical context, potentially altering its meaning.

Criticism Against Methodology

  • Overreliance on Classical Exemplars: Longinus’ repeated citation of classical authors, such as Homer and Plato, may alienate readers seeking examples beyond the Greek and Roman literary canon.
  • Moralistic Undertones: The association of sublimity with moral greatness is seen as problematic by some, as it conflates aesthetic judgment with ethical considerations.
Representative Quotations from “On The Sublime” By Longinus translated by W. H. Fyfe with Explanation
QuotationExplanation
“Sublimity is the echo of a noble mind.”Longinus asserts that true sublimity in writing reflects the grandeur and nobility of the author’s mind. A lofty thought expressed eloquently mirrors the author’s intellectual and moral greatness.
“The effect of genius is not to persuade the audience but rather to transport them out of themselves.”Sublimity is more than mere persuasion—it inspires and elevates the audience, leaving them awestruck and emotionally moved, transcending ordinary experience.
“Genius needs the curb as often as the spur.”While natural talent is essential, it must be disciplined by method and structure. Without this balance, raw genius risks excess and incoherence.
“For what is truly great bears repeated consideration; it is difficult, nay, impossible, to resist its effect.”Sublime works stand the test of time and provoke profound thought. Their impact endures, influencing readers or listeners each time they engage with the text.
“A well-timed flash of sublimity shatters everything like a bolt of lightning.”Sublimity, when perfectly executed, has an immediate, overwhelming effect akin to the sudden and awe-inspiring power of lightning, striking and captivating the audience instantaneously.
“It is by some natural instinct that we admire, not the small streams … but the Nile, the Danube, the Rhine, and above all the Ocean.”Longinus emphasizes humanity’s innate admiration for grandeur and magnificence, whether in nature or art. This admiration drives us to value the sublime over the ordinary.
“What is useful or necessary is easily obtained by man; it is always the unusual which wins our wonder.”Ordinary achievements do not inspire the same admiration as extraordinary ones. The sublime captivates by presenting something extraordinary or transcendent.
“We must consider whether some of these passages have merely some such outward show of grandeur… if all this is peeled off, they may not turn out to be empty bombast.”Longinus warns against superficial grandeur in writing, which may appear impressive but lacks depth or true substance upon closer examination.
“The true sublime naturally elevates us: uplifted with a sense of proud exaltation, we are filled with joy and pride, as if we had ourselves produced the very thing we heard.”Sublime works evoke a sense of shared accomplishment and pride in the audience, lifting their spirits and engaging them deeply.
“Weight, grandeur, and urgency in writing are very largely produced by the use of ‘visualizations’ (phantasiai).”Longinus explains the importance of vivid imagery and mental visualization in achieving sublimity. By making the audience feel as if they are witnessing events firsthand, the writer creates an intense and immediate emotional impact.
Suggested Readings: “On The Sublime” By Longinus translated by W. H. Fyfe
  1. Godolphin, F. R. B. “The Basic Critical Doctrine of ‘Longinus,’ On the Sublime.” Transactions and Proceedings of the American Philological Association, vol. 68, 1937, pp. 172–83. JSTOR, https://doi.org/10.2307/283262. Accessed 18 Dec. 2024.
  2. Macksey, Richard. “Longinus Reconsidered.” MLN, vol. 108, no. 5, 1993, pp. 913–34. JSTOR, https://doi.org/10.2307/2904883. Accessed 18 Dec. 2024.
  3. O’Gorman, Ned. “Longinus’s Sublime Rhetoric, or How Rhetoric Came into Its Own.” Rhetoric Society Quarterly, vol. 34, no. 2, 2004, pp. 71–89. JSTOR, http://www.jstor.org/stable/40232412. Accessed 18 Dec. 2024.
  4. de Jonge, Casper C., and Arjan A. Nijk. “Longinus, On the Sublime 12.4-5: Demosthenes and Cicero.” Mnemosyne, vol. 72, no. 5, 2019, pp. 766–90. JSTOR, https://www.jstor.org/stable/26787697. Accessed 18 Dec. 2024.
  5. Campana, Joseph. “On Not Defending Poetry: Spenser, Suffering, and the Energy of Affect.” PMLA, vol. 120, no. 1, 2005, pp. 33–48. JSTOR, http://www.jstor.org/stable/25486143. Accessed 18 Dec. 2024.

“Lyric Words, not Worlds” by Jonathan Culler: Summary and Critique

“Lyric Words, not Worlds” by Jonathan Culler, first appeared in Journal of Literary Theory in 2017 (Vol. 11, Issue 1, pp. 32–39), challenges the prevalent notion that lyric poetry creates a fictional world akin to narrative fiction, a model that risks misrepresenting the genre’s distinctiveness.

"Lyric Words, not Worlds" by Jonathan Culler: Summary and Critique
Introduction: “Lyric Words, not Worlds” by Jonathan Culler

“Lyric Words, not Worlds” by Jonathan Culler, first appeared in Journal of Literary Theory in 2017 (Vol. 11, Issue 1, pp. 32–39), challenges the prevalent notion that lyric poetry creates a fictional world akin to narrative fiction, a model that risks misrepresenting the genre’s distinctiveness. Culler argues that lyrics should not be primarily interpreted as fictional constructs but rather as forms of epideictic discourse—akin to oratory—that assert truths about our world through poetic form. Highlighting the tension between fictional elements (e.g., characters, minimal plots) and the ritualistic dimensions of lyric, Culler proposes that the ritualistic, characterized by performative and iterative features, holds structural priority in lyric poetry. By emphasizing brevity, rhythmic patterning, and the capacity for reiteration, Culler situates lyric as an event itself rather than a representation of events. His insights reinvigorate discussions in literary theory by advocating for a framework that appreciates the lyric’s unique authority, distinct from the narrative or fictional modes. This work has significantly influenced debates on lyric’s nature, especially in reassessing its relationship with mimesis, speaker dynamics, and the formal conventions that empower its claims to truth and universality.

Summary of “Lyric Words, not Worlds” by Jonathan Culler
  1. The Misapplication of Fictional World Theory to Lyric Poetry
    Culler critiques the trend of interpreting lyric poetry through the lens of narrative fiction, where poems are said to construct fictional worlds. He asserts that this approach risks trivializing lyric poetry by reducing its universal claims to the subjective expressions of a fictional persona (Culler, 2017, p. 33). He highlights the inadequacy of this framework for understanding the authority and intent of lyric poetry.
  2. Lyric as Epideictic Discourse, Not Mimesis
    Drawing on classical theories, Culler aligns lyric poetry with epideictic discourse, a rhetorical form focused on praise or blame, rather than mimesis or imitation (Culler, 2017, p. 34). He argues that lyric poetry often strives to function as an event in itself, rather than as a representation of events.
  3. The Role of Fictional Elements in Lyric
    While acknowledging the presence of fictional elements, such as personas or minimal narratives, Culler maintains that these are secondary to the ritualistic and performative dimensions of lyric poetry. The authority of a lyric stems from its form, not from the creation of a fictional speaker or world (Culler, 2017, p. 35).
  4. The Ritualistic Dimension of Lyric Poetry
    Culler emphasizes the ritualistic aspects of lyric, including its iterative nature, performative unity, and ceremonial elements. These features invite readers to occupy the position of the lyric “I” and make the poem’s language memorable and repeatable (Culler, 2017, pp. 35–36).
  5. Critique of the Dominant Lyric Model
    Culler challenges the dominance of the dramatic monologue model in lyric pedagogy, which posits that the speaker is always a constructed persona. He argues that this model obscures the unique qualities of lyric poetry, particularly its focus on rhythm, linguistic patterning, and ritual (Culler, 2017, p. 37).
  6. Tension Between Fictional and Ritualistic Modes
    Drawing on Roland Greene’s analysis, Culler describes the interplay between fictional and ritualistic modes in lyric sequences, such as Shakespeare’s sonnets. While some sequences create a semblance of narrative, the ritualistic elements often dominate in isolated lyrics (Culler, 2017, pp. 36–37).
  7. Lyric’s Brevity and Authority
    Culler underscores the brevity of lyric poetry, which resists narrative elaboration and fosters a focus on memorable language and epiphanic moments. This brevity supports the lyric’s authority, derived from its sensuous form and conventions rather than fictional coherence (Culler, 2017, p. 38).
  8. Rejecting the Fictional World Hypothesis for Lyric
    Culler questions the utility of framing lyric as generating a fictional world, given its brevity and lack of narrative depth. Instead, he advocates for treating lyrics as assertions about our world, which are authorized by their poetic form (Culler, 2017, p. 38).
Theoretical Terms/Concepts in “Lyric Words, not Worlds” by Jonathan Culler
Term/ConceptDefinition/ExplanationContext in the Article
Lyric as Epideictic DiscourseA rhetorical mode focused on praise or blame, distinct from mimesis (imitation of action).Culler positions lyric poetry closer to oratory than fiction, emphasizing its intent to assert truths about the world (Culler, 2017, p. 34).
Fictional World TheoryThe notion that lyric poems generate fictional worlds akin to narrative fiction.Culler critiques this approach as inappropriate for understanding the unique authority of lyric poetry (Culler, 2017, p. 33).
Ritualistic DimensionElements of lyric that emphasize performance, repetition, and ceremonial qualities.Ritualistic elements are central to lyric, inviting readers to occupy the position of the lyric “I” and fostering the poem’s reiterative nature (Culler, 2017, pp. 35–36).
IterabilityThe quality of being repeatable or reproducible, a key feature of lyric poetry.Culler highlights iterability as fundamental to the ritualistic function of lyric poetry, differentiating it from narrative (Culler, 2017, p. 37).
Sensuous FormThe aesthetic and formal qualities of a poem, such as rhythm, rhyme, and linguistic patterning.According to Culler, the sensuous form of a lyric is a primary source of its authority and memorability (Culler, 2017, p. 38).
Lyric as an EventThe concept that a lyric seeks to be an occurrence or experience itself, not just a representation of an event.Culler contrasts this with narrative, which relies on plot and fictional worlds (Culler, 2017, p. 34).
Tension Between Fictional and RitualisticThe dialectical interplay between fictional elements (e.g., speakers, plots) and ritualistic qualities (e.g., repetition, performance).Culler uses this tension to analyze lyric sequences, such as sonnet cycles, while noting that ritualistic elements often dominate in isolated lyrics (Culler, 2017, pp. 36–37).
Authority of Poetic FormThe legitimacy or weight of claims made by lyric poetry, derived from its form and conventions rather than fictional constructs.Lyric poems derive authority from their form, enabling them to make universal claims without reliance on fictional worlds (Culler, 2017, p. 38).
Lyric PresentThe focus on the immediate act of enunciation within a poem, often subsuming past events.Exemplified in ballads and other forms, where refrains and apostrophic addresses foreground the present of enunciation (Culler, 2017, p. 37).
Overheard AddressThe pretense that the poet is speaking to someone else, not the reader, creating an “I-Thou” dynamic.Culler draws on Northrop Frye’s concept to explain lyric’s indirect, ritualistic communication style (Culler, 2017, p. 37).
Epiphany in LyricMoments of insight or revelation presented in brief, often symbolic forms.Lyric poetry’s brevity and resistance to narrative allow it to focus on epiphanic moments, as seen in haikus and symbolic imagery (Culler, 2017, p. 38).
Contribution of “Lyric Words, not Worlds” by Jonathan Culler to Literary Theory/Theories

1. Critique of Fictional World Theory in Lyric Poetry

  • Culler challenges the application of fictional world theory to lyric poetry, arguing that this approach trivializes the genre by reducing its universal assertions to subjective claims made by fictional personas (Culler, 2017, p. 33).
  • This critique refines how literary theory differentiates between narrative and non-narrative forms, redirecting focus toward the unique rhetorical and formal qualities of lyric poetry.

2. Revival of Classical Epideictic Discourse

  • By framing lyric poetry as a form of epideictic discourse, Culler aligns it with rhetorical traditions that emphasize praise and blame rather than mimesis (Culler, 2017, p. 34).
  • This contribution broadens the theoretical understanding of lyric by situating it within rhetorical and performative traditions, challenging the dominance of mimetic frameworks in literary theory.

3. Integration of Ritualistic Theory in Lyric Studies

  • Culler foregrounds the ritualistic dimension of lyric poetry, emphasizing its iterative, performative, and ceremonial nature (Culler, 2017, pp. 35–36).
  • This approach intersects with theories of ritual and performativity, providing a framework that highlights the communal and reenactive qualities of lyric poetry.

4. Authority of Poetic Form Over Narrative Constructs

  • He argues that the authority of lyric stems from its poetic form, rhythm, and conventions rather than from the creation of fictional speakers or worlds (Culler, 2017, p. 38).
  • This insight contributes to formalist and structuralist theories by reinforcing the idea that form itself carries meaning and legitimacy in literature.

5. Expansion of Reader-Response Theory in Lyric

  • Culler’s emphasis on the lyric’s invitational structure, where readers adopt the voice of the lyric “I,” adds a performative layer to reader-response theory (Culler, 2017, pp. 35–36).
  • This perspective advances the understanding of how readers engage with lyric texts as active participants rather than passive interpreters.

6. Reassessment of Speaker and Persona in Lyric

  • Culler critiques the dominant pedagogical model that treats every lyric as a dramatic monologue with a constructed persona, arguing that this framework limits the genre’s interpretive scope (Culler, 2017, p. 37).
  • This reassessment informs narrative theory by differentiating between the roles of speaker, persona, and lyric “I.”

7. Contribution to Short Form Theories

  • By emphasizing the brevity and epiphanic potential of lyric poetry, Culler situates the lyric within theories that prioritize conciseness and symbolic intensity (Culler, 2017, p. 38).
  • This perspective complements and enriches theories that analyze shorter literary forms, such as haikus, aphorisms, and epigrams.

8. Enrichment of Performative Theories

  • Culler conceptualizes the lyric as an event rather than a representation, integrating performative theories with poetic analysis (Culler, 2017, p. 34).
  • This aligns lyric poetry with broader discussions of performativity in literature and the arts.

9. Tension Between Fictional and Ritualistic Dimensions

  • Culler identifies the dialectical tension between fictional and ritualistic elements in lyric poetry, particularly in lyric sequences (Culler, 2017, pp. 36–37).
  • This tension provides a nuanced model for analyzing hybrid poetic forms and extends the scope of structuralist and post-structuralist debates on genre.
Examples of Critiques Through “Lyric Words, not Worlds” by Jonathan Culler
Literary WorkCritique Through Culler’s FrameworkKey References from Culler
Philip Larkin’s “This Be the Verse”Culler critiques reading the poem as a fictional speaker’s complaint about personal experiences, arguing that such interpretations trivialize its universal assertions about human relationships and generational flaws. The poem should be treated as a ritualistic utterance with claims about the real world, not a fictional construct (Culler, 2017, p. 33).“Accounts of lyric as fiction make little allowance for such poems… they claim to cast values in a new light, to disclose aspects of the world” (Culler, 2017, p. 33).
W. B. Yeats’s “Crazy Jane Talks with the Bishop”Although attributed to the persona of Crazy Jane, the poem’s assertions are ultimately about universal truths, such as the tension between love and morality. Culler’s perspective challenges the view of this as merely fictional discourse, advocating instead for its treatment as a ritualistic and performative statement authorized by the poet (Culler, 2017, p. 34).“We ultimately take the statements of the poem as about our world… not some special textual world, and treat them as authorized by the poet” (Culler, 2017, p. 34).
Shakespeare’s SonnetsCuller’s analysis of lyric sequences identifies a tension between ritualistic and fictional dimensions. While the sonnets create a semblance of a plot and speaker, their primary appeal lies in their ritualistic aspects, including the iterative and ceremonial qualities of their language (Culler, 2017, pp. 36–37).“The tension between the ritualistic and the fictional is clearly central, but lyrical sequences with reconstructable plots are relatively rare” (Culler, 2017, pp. 36–37).
Baudelaire’s Les Fleurs du MalCuller argues that despite the ubiquity of first-person narration, there is no consistent fictional speaker or plot in this collection. Instead, the attraction lies in its ritualistic and sensuous depiction of the grim and seductive aspects of our world, which the poems render memorable and authoritative through their form (Culler, 2017, p. 38).“The collection’s attraction lies especially in the range of attitudes… as readers accede to a distinctive vision of the world – not a fictional universe but our world” (p. 38).
Criticism Against “Lyric Words, not Worlds” by Jonathan Culler

1. Oversimplification of Fictional Elements

  • Critics may argue that Culler downplays the importance of fictional elements in lyric poetry, such as personas and narratives, which are integral to many readers’ engagement with the genre. His dismissal of these aspects risks neglecting the complexity and diversity of poetic expression.

2. Limited Scope of Epideictic Model

  • While emphasizing the epideictic nature of lyric, Culler’s framework might be criticized for being overly restrictive, as it overlooks other rhetorical and narrative functions that lyric poetry can fulfill, such as personal confession or political commentary.

3. Neglect of Reader-Response Variability

  • Culler’s focus on ritualistic and performative aspects may undervalue the subjective experiences of individual readers, who might interpret lyrics through personal, fictionalized, or narrative lenses, contrary to his theoretical priorities.

4. Insufficient Attention to Modern Lyric Trends

  • The emphasis on classical and formalist traditions in Culler’s analysis could be seen as neglecting contemporary lyric forms that incorporate multimedia, fragmented structures, or overt fictionalization, thereby making his framework less applicable to modern developments.

5. Underestimation of Hybrid Genres

  • Culler’s strict delineation between lyric and narrative could be challenged for failing to accommodate hybrid genres, such as narrative poems or prose poetry, which deliberately blur these boundaries.

6. Questionable Rejection of Fictional Speaker Model

  • Some theorists might dispute Culler’s rejection of the fictional speaker model, arguing that it remains a valuable interpretive tool for understanding the complexities of voice, identity, and perspective in lyric poetry.

7. Overemphasis on Ritualistic Priority

  • By asserting the ritualistic over the fictional, Culler risks privileging form and performance at the expense of content, potentially reducing the interpretive richness of lyrics that rely heavily on narrative or character-driven elements.

8. Lack of Empirical Validation

  • Culler’s theoretical arguments rely heavily on abstract principles without substantial empirical evidence from a broad range of lyric traditions, which could weaken the universality of his claims.

9. Potential Misinterpretation of Poetic Authority

  • Culler’s insistence on poetic authority derived from form may be seen as limiting, as it disregards the ways in which social, historical, and cultural contexts also shape the reception and legitimacy of lyric poetry.
Representative Quotations from “Lyric Words, not Worlds” by Jonathan Culler with Explanation
QuotationExplanation
“The notion that a lyric poem generates a world seems derived from the analysis of narrative fiction and risks setting the study of lyric poetry on the wrong track.”Culler critiques the application of narrative-based frameworks to lyric poetry, arguing that such approaches misrepresent its unique form and function.
“The positing of a fictional world created by a lyric poem and including a fictional speaker or persona risks trivializing lyric poems.”He suggests that framing lyrics as fictional constructs undermines their ability to make universal claims and diminishes their poetic authority.
“A superior default model for thinking about lyric, then, is the classical concept of lyric as epideictic discourse, closer to oratory than to mimesis.”Culler proposes epideictic discourse as a more fitting framework for understanding lyric poetry, emphasizing its rhetorical nature over its mimetic elements.
“The lyric characteristically strives to be itself an event rather than a representation of an event.”This redefinition positions lyric as a performative and experiential form, differentiating it from narrative genres that rely on representation.
“Those who are interested in knowing what Larkin felt about his family and families in general can undertake biographical research, but the poet is responsible for the assertions of a poem.”Culler emphasizes that the claims of a lyric poem transcend the poet’s personal experiences, directing focus on the universal and authoritative nature of the poetic form.
“To treat this poem as the discourse of a fictional speaker is to set aside as marginal everything that distinguishes this language from the rant of a drunk in a bar.”He critiques the fictional speaker model for failing to account for the carefully constructed nature of lyric poetry, which grants it significance and authority.
“Lyric is utterance uniquely disposed to be re-uttered, offering a performative unity into which readers and auditors may enter at will.”Culler highlights the ritualistic quality of lyric poetry, focusing on its performative and reiterative aspects that invite reader participation.
“Most lyrics are encountered either in isolation or in a collection where there may be little plot to reconstruct.”This emphasizes the contrast between the narrative demands of fiction and the focus on affects, rhythms, and verbal techniques in lyric poetry.
“A novel derives its authority from the texture, the richness of the world it posits, but a poem derives authority from its sensuous form and from the conventions of the genre.”He underscores the importance of poetic form and genre conventions as the primary sources of authority in lyric poetry, in contrast to the narrative richness of fiction.
“The concept of ritual encourages concentration on the formal properties of lyric utterance, from rhythm and rhyme to other sorts of linguistic patterning.”Culler draws attention to the formal and ritualistic elements of lyric poetry that distinguish it from prose and narrative fiction, emphasizing its aesthetic and performative dimensions.
Suggested Readings: “Lyric Words, not Worlds” by Jonathan Culler
  1. McHale, Brian. “Beginning to Think about Narrative in Poetry.” Narrative, vol. 17, no. 1, 2009, pp. 11–30. JSTOR, http://www.jstor.org/stable/30219288. Accessed 18 Dec. 2024.
  2. CULLER, JONATHAN. “Introduction: Critical Paradigms.” PMLA, vol. 125, no. 4, 2010, pp. 905–15. JSTOR, http://www.jstor.org/stable/41058288. Accessed 18 Dec. 2024.
  3. Culler, Jonathan. “Lyric Words, not Worlds.” Journal of Literary Theory 11.1 (2017): 32-39.

“Whither Comparative Literature” by Jonathan Culler: Summary and Critique

“Whither Comparative Literature” by Jonathan Culler first appeared in 2006 in Comparative Critical Studies (Volume 3, Issue 1–2, pp. 85–97), published by Edinburgh University Press.

"Whither Comparative Literature" by Jonathan Culler: Summary and Critique
Introduction: “Whither Comparative Literature” by Jonathan Culler

Whither Comparative Literature” by Jonathan Culler first appeared in 2006 in Comparative Critical Studies (Volume 3, Issue 1–2, pp. 85–97), published by Edinburgh University Press. This seminal article critically examines the evolution and current state of comparative literature as an academic discipline. Culler traces its development from its origins in studying sources and influences to a broader engagement with intertextuality and theoretical discourse. He argues that comparative literature has historically challenged the boundaries of national literary studies by questioning the very units of literary analysis—genres, periods, or themes—that other disciplines often take for granted. Culler highlights the discipline’s dual role: a vanguard of literary theory and a space where transnational and interdisciplinary methodologies thrive. However, he also addresses the “crisis of identity” within comparative literature, as its once-unique methodologies have now permeated other fields. Culler critiques the global turn and the expansion into cultural studies, suggesting that while these shifts broaden the discipline’s scope, they also risk diluting its focus on literature. Ultimately, Culler envisions comparative literature as a space where literature remains central, approached as a transnational phenomenon and studied in diverse, theoretically innovative ways. The article remains influential for its reflections on the discipline’s triumphs, challenges, and its role in shaping the future of the humanities.

Summary of “Whither Comparative Literature” by Jonathan Culler

1. Evolution of Comparative Literature
Initially, comparative literature focused on sources and influences, linking texts through direct transmission (Culler, 2006, p. 85). Over time, it evolved into intertextual studies, engaging broader but less defined methodologies. Comparative literature distinguished itself from national literature departments by questioning units of study—genres, periods, and themes—while becoming a hub for literary theory (p. 85-86).


2. The Triumph and Crisis of Identity
Culler identifies the paradox of comparative literature’s success: its methods have spread to other fields, leading to a loss of distinctiveness (p. 86). Despite its intellectual triumph, comparative literature faces institutional struggles, as academic positions still reside predominantly in national literature departments (p. 87).


3. Comparative Literature and the Global Turn
The 1993 ACLA report urged comparative literature to turn “global” and expand into cultural studies, justifying it as a reflection of contemporary realities (p. 87). However, Culler argues that the combined scope of global and cultural approaches risks overwhelming the discipline, diluting its focus and identity (p. 88).


4. Role of Literature in Comparative Literature
Culler critiques the Bernheimer Report (1993) for sidelining literature in favor of cultural studies. He defends literature’s centrality, proposing that comparative literature can distinguish itself as the site for the study of literature as a transnational phenomenon (p. 89-90).


5. World Literature and Comparability
The 2004 ACLA report highlights the challenge of “world literature” and its construction by hegemonic powers, risking cultural homogenization (p. 92). Culler explores the dilemma of comparability—either imposing restrictive norms or creating vacuous standards akin to the “University of Excellence” (p. 91-93).


6. Reconciling Comparability through Auerbach’s Ansatzpunkt
To address the problem of comparability, Culler suggests adopting specific intellectual norms like Auerbach’s Ansatzpunkt—a concrete and precise point of departure that avoids imposing universal standards (p. 93-94). This approach fosters meaningful comparisons without totalizing cultural values.


7. Comparative Literature as a Vanguard Discipline
Culler envisions comparative literature as a “test bed” for reconceiving knowledge, providing a space for critical, interdisciplinary projects. Despite its internal crises, the discipline’s ability to engage theoretical questions ensures its continued relevance in shaping literary and cultural studies (p. 96).


8. Teaching World Literature and Cosmopolitanism
Culler acknowledges world literature’s pedagogical value, emphasizing its role in fostering cultural awareness among students (p. 95). However, he stresses that comparative literature’s enduring appeal lies in its capacity to engage multiple languages, texts, and theoretical perspectives, driven by cosmopolitan ideals (p. 96).


9. Comparative Literature’s Identity: A Space of Crisis
Culler concludes that comparative literature’s nature as a site of intellectual crisis—where diverse approaches and ideas contend—ensures its vibrancy, even if it cannot claim institutional triumph (p. 96-97).


Theoretical Terms/Concepts in “Whither Comparative Literature” by Jonathan Culler
Theoretical Term/ConceptExplanationReference (Page)
Sources and InfluenceThe early focus of comparative literature, linking works through direct connections or transmission.p. 85
Intertextual StudiesA broader, less defined approach that examines the relationships between texts beyond direct links.p. 85
Crisis of IdentityThe paradox where comparative literature’s success in spreading its methods results in a loss of uniqueness.p. 86
Triumph without TriumphThe intellectual success of comparative literature that fails to translate into institutional benefits.p. 86-87
Global TurnThe shift towards studying non-Eurocentric works, reflecting contemporary cultural realities.p. 87-88
Cultural StudiesExpanding the study of literature to include broader discursive and cultural productions.p. 87-88
World LiteratureThe challenge of constructing and teaching literature globally, often criticized for cultural homogenization.p. 92-95
ComparabilityThe principle of measuring and comparing texts, which risks imposing norms or becoming vacuous.p. 91-93
University of ExcellenceBill Readings’ concept where “excellence” is devoid of content, allowing bureaucratic control.p. 91
AnsatzpunktAuerbach’s concept of a concrete and precise starting point for comparative analysis.p. 93-94
Transnational PhenomenonLiterature studied beyond national boundaries, emphasizing its universal and comparative dimensions.p. 90
Hegemonic PowerDominant powers constructing “world literature” on their terms, often leading to cultural colonization.p. 92-93
CosmopolitanismAn ideal associated with comparative literature, promoting cultural awareness and multilingualism.p. 96
Test Bed for KnowledgeComparative literature as a space for experimentation and innovation in reconceiving humanistic study.p. 96
HypercanonA newly emergent set of global Anglophone writers frequently studied in postcolonial studies.p. 90
Contribution of “Whither Comparative Literature” by Jonathan Culler to Literary Theory/Theories

1. Contribution to Intertextuality Theory:

  • Culler emphasizes that comparative literature has moved beyond the study of “sources and influence” to broader intertextual studies, examining how texts generate meaning through relationships with other texts (Culler, 2006, p. 85).
  • This highlights the theoretical foundation of intertextuality, where meaning is created in a network of textual connections rather than isolated works.

2. Crisis Theory and Comparative Literature’s Identity:

  • Culler introduces the concept of “crisis of identity”, highlighting the paradox of comparative literature’s intellectual success but institutional struggles (p. 86).
  • This aligns with broader Crisis Theory in the humanities, where fields undergo shifts in purpose and identity due to evolving methodologies.

**3. Globalization and Postcolonial Theory:

  • The global turn in comparative literature mirrors postcolonial theory, as it critiques Eurocentrism and expands to include non-Western literatures (p. 87).
  • Culler references postcolonial perspectives, such as the identification of a shared postcolonial context for generating comparabilities (p. 92).
  • This addresses how hegemonic powers shape “world literature,” contributing to discussions on cultural domination and resistance.

4. Contribution to Cultural Studies Theory:

  • Culler engages with the Bernheimer Report and its advocacy for expanding comparative literature into cultural studies, treating literature as one discourse among many (p. 88).
  • This reflects the interdisciplinary nature of Cultural Studies, as comparative literature incorporates cultural practices, political discourses, and media.

**5. World Literature and Hegemonic Structures:

  • Culler critiques the construction of world literature as a “hegemonic” and potentially imperialistic project (p. 92).
  • He highlights how dominant powers impose norms of comparability, aligning with theories of Cultural Imperialism and Global Literary Circulation.
  • Pascale Casanova’s World Republic of Letters is referenced to critique how literature engages in systems of power/knowledge (p. 95).

**6. Comparative Literature as a Space for Theory:

  • Comparative literature emerges as a vanguard of literary theory, serving as a site where questions about the nature of literature and its methods are addressed (p. 85-86).
  • The discipline has historically provided a home for theoretical texts and interdisciplinary experimentation, challenging traditional boundaries of national literatures.

7. University of Excellence and Bureaucratic Theory:

  • Drawing on Bill Readings’ University in Ruins, Culler critiques the bureaucratic standard of “excellence,” which lacks substantive content and imposes comparability (p. 91).
  • This connects comparative literature’s comparability crisis to broader critiques of neoliberalism and the corporatization of the academy.

**8. Contribution to Aesthetics and Poetics:

  • Culler argues for the continued centrality of literature in comparative literature, framing it as the site for poetics—the study of formal possibilities and discursive practices (p. 90-96).
  • He observes a renewed interest in aesthetics, once marginalized by cultural studies, signaling a theoretical return to literary form and structure.

**9. Comparability and Auerbach’s Ansatzpunkt:

  • Culler draws on Auerbach’s concept of Ansatzpunkt as a solution to the problem of comparability, emphasizing concrete and specific comparative approaches (p. 93-94).
  • This aligns with hermeneutic theory, as the Ansatzpunkt provides a starting point for analyzing texts across cultures without imposing external norms.

**10. Contribution to Cosmopolitan Theory:

  • Comparative literature promotes cosmopolitanism, fostering multilingualism, cultural awareness, and transnational engagement with literature (p. 96).
  • This connects to theories of world citizenship and cultural exchange, as students and scholars embrace literature as a global phenomenon.
Examples of Critiques Through “Whither Comparative Literature” by Jonathan Culler
Literary WorkCritique Through Culler’s ConceptsTheoretical Basis/Concept
Erich Auerbach’s MimesisAuerbach’s idea of Ansatzpunkt serves as a model for comparative studies, emphasizing concrete, specific starting points to compare texts without universalizing norms (Culler, 2006, p. 93).Comparability and Ansatzpunkt
Gabriel García Márquez’s One Hundred Years of SolitudeMárquez’s novel highlights how world literature courses often universalize Latin American magical realism, potentially overlooking its cultural specificity (p. 92).World Literature and Hegemony
Chinua Achebe’s Things Fall ApartAchebe’s text, often compared in world literature courses, risks becoming a tokenized example of African literature when taught without cultural specificity (p. 92).Hegemony and World Literature
J. M. Coetzee’s DisgraceCoetzee’s work represents a hypercanon of Anglophone writers studied symptomatically in comparative literature, reflecting global concerns and ethical conflicts (p. 90).Hypercanon and Symptomatic Reading
Criticism Against “Whither Comparative Literature” by Jonathan Culler

1. Ambiguity in Defining Comparative Literature’s Future

  • While Culler critiques the discipline’s “crisis of identity,” he does not provide a clear solution for comparative literature’s future direction. His suggestions, like a focus on “literature as a transnational phenomenon,” remain abstract and open-ended.

2. Overemphasis on Institutional Struggles

  • Critics argue that Culler’s focus on the institutional limitations (such as job scarcity and departmental struggles) overshadows more pressing theoretical and methodological challenges within the discipline.

3. Limited Engagement with Non-Western Theories

  • Culler critiques Eurocentrism but does not deeply engage with non-Western theoretical frameworks or methods, which undermines his call for a global comparative literature.

4. Neglect of New Media and Digital Literature

  • The article primarily focuses on traditional literary texts, ignoring how comparative literature might adapt to digital texts, new media, and emerging forms of global storytelling in the 21st century.

5. Insufficient Practical Solutions for World Literature

  • While Culler raises valid concerns about the construction of world literature, he does not propose practical strategies for avoiding the homogenization and tokenization of diverse literatures.

6. Critique of Cultural Studies Lacks Nuance

  • Culler’s argument that cultural studies diluted the centrality of literature in comparative literature is seen as too reductive, as cultural studies has enriched literary analysis with interdisciplinary approaches.

7. Ambivalence Toward the Global Turn

  • Critics suggest that Culler’s stance on the global turn is contradictory. While he acknowledges its necessity, he simultaneously critiques it for diluting the discipline, failing to offer a balanced perspective.

8. Overgeneralization of Hypercanon Formation

  • Culler’s observation of a “new hypercanon” of Anglophone writers (Achebe, Coetzee, Walcott) overlooks regional literary diversity and the continued marginalization of lesser-known global authors.

9. Lack of Concrete Methodological Innovation

  • Culler’s focus on comparative literature as a site of theoretical debate fails to propose new methodologies or tools for comparative analysis, leaving the field without a concrete path forward.
Representative Quotations from “Whither Comparative Literature” by Jonathan Culler with Explanation
QuotationExplanationReference (Page)
“Once upon a time, the story goes, comparative literature focused on the study of sources and influence…”Culler introduces the evolution of comparative literature, emphasizing its liberation from direct textual transmission to broader intertextual studies.p. 85
“Comparative literature frequently became the site of literary theory…”This highlights comparative literature’s central role in developing and housing literary theory, unlike national literature departments.p. 85-86
“Comparative literature has triumphed. But of course, institutionally, comparatists do not feel at all triumphant.”Culler underscores the paradox: while comparative literature’s ideas have spread, its institutional status remains fragile.p. 86
“The result of both moves together, going global and going cultural, is a discipline of such overwhelming scope…”Culler critiques the expansive scope of comparative literature, arguing it risks losing coherence as an academic discipline.p. 88
“Theory has triumphed, in that it is everywhere these days…”He compares the success of literary theory to feminism and comparative literature, noting how mainstream success leads to a sense of crisis.p. 86
“What, in this newly globalized space, justifies bringing texts together?”Culler questions the validity of comparisons in “world literature,” addressing the problem of comparability and cultural homogenization.p. 91
“The idea of excellence enables us to make comparable various entities that have little in common…”Referencing Bill Readings’ “University of Excellence,” Culler critiques the vacuity of institutional standards like “excellence.”p. 91-92
“The virtue of a comparability based on specific intellectual norms or models… is that they are subject to investigation and argument.”Culler advocates for concrete criteria, such as Auerbach’s Ansatzpunkt, as a solution to the problems of comparability.p. 93-94
“Comparative literature should also be defined by those features that draw people to the field.”He emphasizes that the appeal of comparative literature lies in its cosmopolitanism, multilingualism, and theoretical openness.p. 96
“Comparative literature, as Haun Saussy puts it, is the ‘test bed for the reconceiving of the order of knowledge.'”Culler highlights comparative literature’s unique role as a space for experimentation, theoretical innovation, and interdisciplinary study.p. 96
Suggested Readings: “Whither Comparative Literature” by Jonathan Culler
  1. Hutcheon, Linda. “Productive Comparative Angst: Comparative Literature in the Age of Multiculturalism.” World Literature Today, vol. 69, no. 2, 1995, pp. 299–303. JSTOR, https://doi.org/10.2307/40151140. Accessed 17 Dec. 2024.
  2. Yu, Pauline. “Comparative Literature in Question.” Daedalus, vol. 135, no. 2, 2006, pp. 38–53. JSTOR, http://www.jstor.org/stable/20028031. Accessed 17 Dec. 2024.
  3. Strickland, Geoffrey R. “‘The Literary Competence’ of Jonathan Culler.” The Cambridge Quarterly, vol. 13, no. 2, 1984, pp. 164–77. JSTOR, http://www.jstor.org/stable/42966546. Accessed 17 Dec. 2024.
  4. CULLER, JONATHAN, and Péter Csató. “AN INTERVIEW WITH JONATHAN CULLER.” Hungarian Journal of English and American Studies (HJEAS), vol. 8, no. 2, 2002, pp. 58–71. JSTOR, http://www.jstor.org/stable/41274187. Accessed 17 Dec. 2024.
  5. Culler, Jonathan. “Whither comparative literature?.” Comparative Critical Studies 3.1-2 (2006): 85-97.

“In Defence Of Overinterpretation” by Jonathan Culler: Summary and Critique

“In Defence of Overinterpretation” by Jonathan Culler first appeared in 1992 as part of the volume Interpretation and Overinterpretation, edited by Stefan Collini and published by Cambridge University Press.

"In Defence Of Overinterpretation" by Jonathan Culler: Summary and Critique
Introduction: “In Defence Of Overinterpretation” by Jonathan Culler

“In Defence of Overinterpretation” by Jonathan Culler first appeared in 1992 as part of the volume Interpretation and Overinterpretation, edited by Stefan Collini and published by Cambridge University Press. The essay critically engages with Umberto Eco’s lectures on the boundaries of interpretation and Richard Rorty’s commentary, offering a robust defence of “overinterpretation” as a valuable intellectual exercise. Culler argues that interpretation becomes meaningful and insightful when it pushes beyond moderation and conventional readings, often uncovering previously unnoticed connections and implications within a text. He introduces the idea of “overstanding” (a term borrowed from Wayne Booth), which entails asking questions that a text does not directly invite, thereby deepening our understanding of literature and its broader cultural and semiotic mechanisms. Culler’s work is significant in literary theory as it challenges the limits imposed by moderate interpretation and defends the role of critical inquiry, even when it risks being labeled excessive. By advocating for rigorous and imaginative readings, Culler underscores the importance of interpretation in revealing the dynamic and often ambiguous interplay of meaning in literary texts, thus fostering continued intellectual engagement with literature.

Summary of “In Defence Of Overinterpretation” by Jonathan Culler
  • Introduction and Context
    Jonathan Culler’s essay “In Defence of Overinterpretation” appeared in the volume Interpretation and Overinterpretation (1992), edited by Stefan Collini. It responds to Umberto Eco’s lectures on the limits of interpretation and Richard Rorty’s critique. Culler defends “overinterpretation” as a legitimate and productive aspect of literary criticism, rejecting simplistic pragmatist positions that dismiss critical inquiry into texts’ structures and functions (Culler, 1992).
  • Extreme Interpretations vs. Moderate Interpretations
    Culler argues that interpretation gains intellectual value when it is “extreme,” rather than moderate. While consensus-driven interpretations may have merit, they lack the potential to uncover new insights or connections. He states, “if critics are going to spend their time working out and proposing interpretations, then they should apply as much interpretive pressure as they can” (Culler, 1992, p. 110).
  • Eco’s Lectures and Rossetti’s Dante Interpretation
    Culler critiques Eco’s examples of “overinterpretation” and clarifies that certain flawed interpretations, like Rossetti’s Rosicrucian analysis of Dante, are instances of underinterpretation rather than overextension. Rossetti failed to sufficiently interpret all textual elements or establish valid connections (Culler, 1992, p. 111).
  • Defending Overstanding
    Culler borrows Wayne Booth’s concept of “overstanding,” which entails asking questions that the text does not explicitly encourage. Such inquiries — for example, analyzing the ideological or cultural implications of stories like The Three Little Pigs — can reveal latent meanings or overlooked structures (Culler, 1992, p. 113).
  • Criticism of Pragmatist Views (Rorty)
    Culler critiques Richard Rorty’s pragmatist stance, which reduces all textual engagement to “use.” Rorty suggests we abandon structural analysis and “simply enjoy” texts, much like using software without understanding its code. Culler counters that academic inquiry into how texts function is essential, just as linguistics studies language systems (Culler, 1992, p. 117).
  • The Role of Deconstruction
    Addressing Eco and Rorty’s shared dismissal of deconstruction, Culler clarifies that deconstruction reveals textual structures and undermines rigid limits to meaning. It demonstrates that meaning is context-dependent and endlessly generative, not a reader’s arbitrary creation (Culler, 1992, p. 120).
  • Overinterpretation as Discovery
    Culler embraces the “excess of wonder” that comes with overinterpretation, defending it as a vital tool for literary criticism. He invokes Roland Barthes’ idea that systematic re-reading and puzzling over textual elements often lead to discoveries about the text and the systems enabling meaning production (Culler, 1992, p. 122).
Theoretical Terms/Concepts in “In Defence Of Overinterpretation” by Jonathan Culler
Theoretical Term/ConceptDefinition/DescriptionRole in Culler’s Argument
OverinterpretationAn interpretative practice that pushes beyond consensus and explores unconventional meanings in a text.Culler defends overinterpretation as intellectually valuable, fostering discoveries about texts and systems.
Moderate InterpretationInterpretations that align with established readings and consensus, often lacking new insights.Criticized for being uninteresting and failing to push interpretive boundaries.
Extreme InterpretationInterpretations that challenge norms and apply maximum interpretive pressure to reveal new connections.Praised for its ability to generate insights and uncover hidden implications.
OverstandingA concept introduced by Wayne Booth, referring to asking questions the text does not explicitly encourage.Used to support the importance of asking unconventional, critical questions about texts.
PragmatismA philosophical approach (espoused by Rorty) that advocates practical use of texts rather than understanding their structures.Critiqued as reductive, as it dismisses structural understanding in favor of practical “use.”
Model ReaderUmberto Eco’s idea of the ideal reader who asks the questions a text inherently suggests.Represents Eco’s boundary for “proper” interpretation, which Culler challenges.
Paranoid InterpretationAn interpretative approach where insignificant elements are excessively analyzed for hidden meanings.Linked to Eco’s criticism; Culler acknowledges its role but defends paranoia as sometimes productive.
DeconstructionA critical approach that reveals textual structures and undermines rigid categories of meaning.Clarifies its role as exploring textual structures and their disruptions in meaning.
Excess of WonderA state of curiosity or wonder that motivates critics to explore even seemingly trivial elements in texts.Advocated as a positive trait, encouraging critical inquiry and exploration.
SemioticsThe study of signs, codes, and systems of meaning, central to understanding how texts generate meaning.Highlighted as a crucial method for understanding how meaning is produced in literature.
Contribution of “In Defence Of Overinterpretation” by Jonathan Culler to Literary Theory/Theories
  1. Defence of Overinterpretation as Intellectual Exploration
    • Culler argues that extreme interpretations push the boundaries of textual meaning, revealing connections and implications that moderate readings might miss. This stance challenges the traditional limits of interpretative theory.
    • “Interpretation itself needs no defence… but like most intellectual activities, interpretation is interesting only when it is extreme” (Culler, 1992, p. 110).
  2. Challenging Eco’s Limits of Interpretation
    • Culler critiques Umberto Eco’s model of a “sound” interpretation and pushes back against Eco’s dismissal of extreme readings, suggesting that overinterpretation uncovers textual complexities and cultural implications.
    • “The idea of ‘overinterpretation’… fails to capture the problems Professor Eco himself wishes to address” (Culler, 1992, p. 111).
  3. Introduction of Booth’s Overstanding
    • Culler incorporates Wayne Booth’s concept of “overstanding,” where critics ask questions the text does not explicitly pose. This expands literary theory by valuing inquiries about ideology, culture, and suppressed meanings.
    • “Overstanding… consists of pursuing questions that the text does not pose to its model reader” (Culler, 1992, p. 113).
  4. Critique of Pragmatism and Rorty’s ‘Use’ Theory
    • Culler challenges Richard Rorty’s pragmatist claim that texts should merely be used for practical purposes. He insists that literary studies require an analysis of how texts function structurally and semiotically.
    • “To tell people they should give up attempting to identify underlying structures… is to attempt to block other people from doing work” (Culler, 1992, p. 118).
  5. Reaffirming Deconstruction’s Role
    • Culler clarifies the contribution of deconstruction, which emphasizes the endless generation of meaning and challenges fixed interpretive limits. This reaffirms deconstruction’s value in literary theory.
    • “Deconstruction… stresses that meaning is context bound… but that context itself is boundless” (Culler, 1992, p. 120).
  6. Highlighting Semiotics as Critical Inquiry
    • Culler underscores semiotics (the science of signs) as central to literary theory, advocating for the analysis of meaning-making systems within texts and broader cultural practices.
    • “Semiotics… is precisely the attempt to identify the codes and mechanisms through which meaning is produced” (Culler, 1992, p. 116).
  7. Rejection of Moderate Criticism in Favor of Textual Pressure
    • By advocating for interpretive extremes, Culler contributes to literary theories that value intellectual risk and deep inquiry, rejecting consensus-driven, moderate criticism.
    • “If critics… propose interpretations, then they should apply as much interpretive pressure as they can” (Culler, 1992, p. 110).
  8. Rediscovery of Wonder in Interpretation
    • Culler promotes the “excess of wonder” in literary analysis, encouraging critics to puzzle over seemingly insignificant elements of texts as a pathway to deeper understanding.
    • “This deformation professionnelle… seems to me the best source of insights into language and literature that we seek” (Culler, 1992, p. 122).
Examples of Critiques Through “In Defence Of Overinterpretation” by Jonathan Culler
Literary WorkInterpretation ExampleCuller’s Position
Dante’s Divine Comedy (Rossetti’s Interpretation)Rossetti attempted to impose a Rosicrucian thematic on the poem by drawing from unrelated motifs, such as the pelican, which rarely appear. The failure lies in underinterpretation, not overinterpretation.Culler argues this is a failure of interpretation as Rossetti neglected crucial elements and failed to connect them convincingly (Culler, 1992, p. 111).
Wordsworth’s A Slumber Did My Spirit SealGeoffrey Hartman interprets diurnal as evoking a funeral motif and suggests echoes of tears through rhyming words like fears and years. Culler defends the value of extending such readings further.Culler asserts that pushing such interpretations further might illuminate hidden meanings, even if ultimately rejected (Culler, 1992, p. 112).
The Three Little Pigs (Folk Tale)Wayne Booth proposes asking unconventional questions like cultural implications, unconscious dreams, or triadic patterns. These questions move beyond surface interpretation into overstanding.Culler supports overstanding as a way to generate insights into ideological, cultural, and historical dimensions of a text (Culler, 1992, p. 113).
Casual Greeting “Lovely Day, Isn’t It?”Eco criticizes paranoid interpretations of casual phrases. Culler defends the exploration of why such phrases exist culturally and socially, highlighting hidden systems of communication.Culler emphasizes that overinterpretation of such phrases reflects cultural functions and mechanisms worth analyzing (Culler, 1992, p. 115).
Criticism Against “In Defence Of Overinterpretation” by Jonathan Culler
  1. Ambiguity of Overinterpretation
    • Critics argue that Culler does not clearly define where overinterpretation becomes unproductive or nonsensical. The boundary between valuable inquiry and frivolous excess remains blurred.
  2. Neglect of Authorial Intention
    • Culler’s defense of extreme interpretations sidelines the importance of authorial intention, which remains central to traditional literary studies and reader-focused approaches.
  3. Overreliance on Overstanding
    • While Culler praises Wayne Booth’s concept of “overstanding,” critics argue that asking questions the text does not propose risks irrelevance and distracts from the text’s inherent meanings.
  4. Dismissal of Moderate Interpretation
    • Culler’s critique of moderate interpretations as “uninteresting” is seen as overly dismissive. Moderate readings often establish foundational understandings necessary for deeper inquiry.
  5. Potential for Misreading
    • By advocating for interpretative extremes, Culler risks encouraging arbitrary or misguided readings that may distort rather than illuminate the text.
  6. Undermining Pragmatism’s Practicality
    • Critics of Culler suggest that his rejection of Richard Rorty’s pragmatic approach overlooks the practical value of engaging with texts for immediate understanding rather than academic analysis.
  7. Lack of Clear Methodology
    • Culler’s argument for “interpretive pressure” lacks a structured method for applying overinterpretation effectively, leaving its application open-ended and subjective.
  8. Excessive Emphasis on Semiotics
    • While semiotics plays a central role in Culler’s argument, critics claim it prioritizes theoretical frameworks over the literary experience, potentially alienating readers and scholars less inclined to theoretical analysis.
  9. Risk of Paranoia in Interpretation
    • Culler’s defense of paranoid or excessive interpretation risks legitimizing unsubstantiated claims, creating unnecessary complexity in literary studies.
Representative Quotations from “In Defence Of Overinterpretation” by Jonathan Culler with Explanation
QuotationExplanation
1. “Interpretation itself needs no defence; it is with us always, but like most intellectual activities, interpretation is interesting only when it is extreme.” (Culler, 1992, p. 110)Culler argues that interpretations gain significance when they challenge conventions and push intellectual boundaries rather than remain moderate or predictable.
2. “Moderate interpretation, which articulates a consensus, though it may have value in some circumstances, is of little interest.” (Culler, 1992, p. 110)This highlights Culler’s critique of consensus-driven interpretations, which fail to reveal new insights or push interpretive thinking forward.
3. “If critics are going to spend their time working out and proposing interpretations, then they should apply as much interpretive pressure as they can, should carry their thinking as far as it can go.” (Culler, 1992, p. 110)Culler calls for rigorous, extreme interpretations to uncover deeper, previously unnoticed meanings in literary texts.
4. “Overinterpretation may in fact be a practice of asking precisely those questions which are not necessary for normal communication but which enable us to reflect on its functioning.” (Culler, 1992, p. 115)Overinterpretation, according to Culler, serves as a critical tool to interrogate the cultural and linguistic mechanisms underlying seemingly simple textual elements.
5. “One advantage of Booth’s opposition over Eco’s is that it makes it easier to see the role and importance of overstanding than when this sort of practice is tendentiously called overinterpretation.” (Culler, 1992, p. 113)Culler prefers Booth’s concept of “overstanding” as a positive critical practice that explores questions outside the text’s immediate scope.
6. “To tell people they should give up attempting to identify underlying structures and systems but just use texts for their own purposes is to attempt to block other people from doing work like that for which he gained recognition.” (Culler, 1992, p. 118)Culler criticizes Rorty’s pragmatist view, arguing that abandoning structural analysis limits scholarly exploration and critical knowledge.
7. “Deconstruction, on the contrary, stresses that meaning is context bound – a function of relations within or between texts – but that context itself is boundless.” (Culler, 1992, p. 120)Culler defends deconstruction, emphasizing its focus on the endless contextual possibilities of meaning-making in texts.
8. “It would be sad indeed if fear of ‘overinterpretation’ should lead us to avoid or repress the state of wonder at the play of texts and interpretation.” (Culler, 1992, p. 122)Culler celebrates “wonder” as an essential quality for critical exploration, encouraging openness to imaginative and unexpected interpretations.
9. “The idea of ‘overinterpretation’ not only begs the question of which is to be preferred, but it also, I believe, fails to capture the problems Professor Eco himself wishes to address.” (Culler, 1992, p. 111)Culler challenges Eco’s dismissal of overinterpretation, arguing that it simplifies the complexity of interpretive challenges.
10. “A method that compels people to puzzle over not just those elements which might seem to resist the totalization of meaning… has a better chance of producing discoveries.” (Culler, 1992, p. 122)Culler advocates for interpretative methods that challenge readers to analyze seemingly trivial details, fostering discoveries about texts.
Suggested Readings: “In Defence Of Overinterpretation” by Jonathan Culler
  1. Gorman, David. “Jonathan Culler: A Checklist of Writings on Literary Criticism and Theory to 1994.” Style, vol. 29, no. 4, 1995, pp. 549–61. JSTOR, http://www.jstor.org/stable/42946311. Accessed 17 Dec. 2024.
  2. Kaminski, Johannes. “Joys and Sorrows of Interpretation.” Lives and Deaths of Werther: Interpretation, Translation, and Adaptation in Europe and East Asia, The British Academy, 2023, pp. 21–69. JSTOR, http://www.jstor.org/stable/jj.20829393.4. Accessed 17 Dec. 2024.
  3. Culler, Jonathan. “READERS AND READING.” On Deconstruction: Theory and Criticism after Structuralism, Cornell University Press, 1982, pp. 31–84. JSTOR, http://www.jstor.org/stable/10.7591/j.ctt1ffjph5.6. Accessed 17 Dec. 2024.
  4. Culler, Jonathan. “In Defence of Overinterpretation, dalam Umberto Eco, Interpretation and Overinterpretation.” (1992).

“Between Author And Text” By Umberto Eco: Summary and Critique

“Between Author and Text” by Umberto Eco first appeared in 1990 as part of a series of lectures delivered at Cambridge University and was subsequently included in his collection Interpretation and Overinterpretation.

"Between Author And Text" By Umberto Eco: Summary and Critique
Introduction: “Between Author And Text” By Umberto Eco

“Between Author and Text” by Umberto Eco first appeared in 1990 as part of a series of lectures delivered at Cambridge University and was subsequently included in his collection Interpretation and Overinterpretation. In this seminal essay, Eco explores the nuanced relationship between the author’s intention, the text itself, and the reader’s interpretation. He critically engages with post-structuralist theories, particularly those of Jacques Derrida, while advocating for a balance between respecting the historical and cultural context of a text and acknowledging the role of the reader’s interpretative freedom. Eco introduces concepts such as the “Model Author” and the “Liminal Author,” emphasizing that while the empirical author’s intention may be inaccessible or irrelevant, the text’s internal structure and strategy guide interpretation. He warns against overinterpretation, highlighting the importance of “economy” in reading, whereby plausible interpretations align with the textual evidence. The essay is significant in literary theory as it bridges structuralist rigor and reader-response theory, offering a pragmatic approach to understanding texts as dynamic yet bounded entities. Eco’s work remains a crucial contribution to debates about textual meaning, interpretation, and the interplay between authorial intent and reader response.

Summary of “Between Author And Text” By Umberto Eco
  1. Empirical Author vs. Textual Intentions
    • Eco questions the relevance of the empirical author—the actual person who wrote the text—arguing that meaning is constructed through the text itself and its interaction with readers (Eco, 2010, p. 67). He references Derrida’s deconstructionist approach, which downplays the author’s intended meaning in favor of the text’s independence.
  2. The “Bottle Message” and Social Treasury
    • Eco compares texts to messages placed in a bottle, emphasizing that once written, texts are open to diverse interpretations. Readers decode texts not solely by the author’s intention but through shared cultural conventions and the “social treasury” of language and history (Eco, 2010, p. 67-68).
  3. Model Author and Liminal Author
    • Eco introduces the concept of the Model Author as the textual strategy that guides the reader’s interpretation. Additionally, he discusses the Liminal Author, a “ghostly” figure that bridges the empirical author’s subconscious influences and the text’s intentionality (Eco, 2010, p. 69-70).
  4. Interpretation vs. Use of Texts
    • Eco differentiates between interpreting and using texts. Interpretation respects the text’s historical and cultural background, while use adapts texts for parody or personal purposes (Eco, 2010, p. 68).
  5. Economic Interpretation and Overinterpretation
    • Eco argues for economy in interpretation, where plausible meanings are derived from textual evidence without unnecessary overreading. He warns against “grasshopper-criticism”, where readers impose hidden meanings disconnected from the text’s logic (Eco, 2010, p. 71).
  6. Historical and Cultural Context
    • The reader’s role is to engage with the text’s cultural and historical context, ensuring interpretations are consistent with linguistic norms at the time of writing. Eco cites Wordsworth’s use of the word “gay” as an example of how modern misreadings can arise without this awareness (Eco, 2010, p. 68-69).
  7. The Text’s Transparent Intention
    • Eco discusses instances where textual meaning is clear and independent of the author’s intent. For example, the line “happiness lies in having what you have” gains meaning from its textual context rather than Eco’s conscious input (Eco, 2010, p. 78).
  8. Empirical Author’s Limits in Interpretation
    • The empirical author, Eco argues, cannot control all interpretations of their work. While some interpretations align with the text’s strategy, others (e.g., overinterpretations) lack textual economy and coherence (Eco, 2010, p. 79-83).
  9. Creative Process and Serendipity
    • Eco acknowledges the role of serendipity and unconscious processes in textual creation. He shares personal anecdotes, such as discovering a book that unconsciously inspired his description of a poisoned manuscript in The Name of the Rose (Eco, 2010, p. 86-88).
  10. The Rights of the Text
    • Eco concludes by affirming the “rights of the text” over the empirical author, emphasizing that texts exist independently and generate meaning through their structure and interaction with readers (Eco, 2010, p. 88).
Theoretical Terms/Concepts in “Between Author And Text” By Umberto Eco
ConceptDefinitionExample/Reference
Empirical AuthorThe real, historical individual who wrote the text, often irrelevant to textual meaning.Eco dismisses the importance of the author’s personal intent in understanding meaning.
Model AuthorThe author implied by the text, guiding readers to interpret the work through textual strategy.Readers recognize strategies embedded in Wordsworth’s text, not his personal intent (p. 68).
Liminal AuthorThe ‘ghostly’ figure between the empirical author and the Model Author, influenced unconsciously.Eco introduces Mauro Ferraresi’s idea of the Liminal Author as a threshold figure (p. 69).
Social TreasuryA shared cultural and linguistic background that enables interpretation of texts.The word ‘gay’ in Wordsworth’s time had no sexual connotation due to shared lexical norms (p. 68).
Interpretation vs. UseInterpretation seeks to respect the text’s cultural and linguistic background; use adapts the text for other purposes.Using Wordsworth’s text for parody contrasts with interpreting it in its historical context (p. 68).
OverinterpretationReading too much into a text, finding hidden meanings that lack textual support.Grasshopper-criticism seeks irrelevant, hidden meanings such as acrostics in Leopardi’s poetry (p. 71).
Textual StrategyThe deliberate structure and intention of a text, guiding reader understanding.Eco shows how readers identify meaningful connections within the structure of the text.
Economic InterpretationThe principle that interpretation should align with textual evidence and avoid unnecessary complexity.Readers should focus on plausible meanings, avoiding overly convoluted interpretations (p. 71).
Transparent IntentionThe clear, independent meaning of a text, discernible without reference to the author’s intention.Happiness lies in ‘having what you have’ is clear in context, regardless of Eco’s intent (p. 78).
Message in a BottleA metaphor describing how texts, once written, are interpreted independently of the author’s intent.A text intended for a community of readers will not align with the author’s exact intention (p. 67).
Contribution of “Between Author And Text” By Umberto Eco to Literary Theory/Theories
  1. Reader-Response Theory
    • Eco acknowledges the role of the reader in constructing meaning, aligning with reader-response theory. He argues that readers interact with the text based on their “competence in language” and shared cultural norms, emphasizing that the text is a dialogue between itself and the reader (Eco, 2010, p. 67).
    • Reference: The metaphor of the “message in a bottle” highlights that the author cannot dictate the text’s meaning for a community of readers.
  2. Post-Structuralism
    • Eco engages with post-structuralist ideas, particularly those of Jacques Derrida, by challenging the notion of stable meaning. He critiques overinterpretation but concedes that meaning emerges from the interplay of the reader, text, and cultural conventions, not the empirical author (Eco, 2010, p. 67-70).
    • Reference: Eco critiques Derrida’s jeu de massacre on John Searle’s text while acknowledging the importance of textual independence from the author (p. 67).
  3. Intentional Fallacy
    • Eco supports the intentional fallacy, arguing that the empirical author’s intentions are irrelevant to textual interpretation. He asserts that meaning is derived from the Model Author, which represents the textual strategy embedded in the work (Eco, 2010, p. 69-70).
    • Reference: Eco’s example of Wordsworth’s use of “gay” emphasizes the need to respect linguistic norms rather than speculate on authorial intent.
  4. Structuralism
    • Eco aligns with structuralism through his focus on textual strategies, which provide a framework for interpretation. He suggests that meaning is inherent in the structure and language of the text, enabling readers to identify plausible interpretations (Eco, 2010, p. 71-78).
    • Reference: Eco’s critique of Leopardi’s “Silvia” poem highlights the importance of textual structure and economy in meaning-making (p. 71).
  5. Semiotics
    • Eco, as a semiotician, contributes to semiotic theory by exploring how texts operate as systems of signs. He introduces the concepts of the “Model Author” and the “Liminal Author,” demonstrating how texts generate meaning through their internal strategies and connections (Eco, 2010, p. 69-70).
    • Reference: Eco’s analysis of Leopardi’s anagrams and Petrarch’s poetry illustrates how readers uncover patterns in texts (p. 70-72).
  6. Hermeneutics
    • Eco’s exploration of the relationship between text and reader aligns with hermeneutics, the theory of interpretation. He emphasizes that understanding requires engagement with the text’s cultural and historical background, not subjective speculation (Eco, 2010, p. 68-69).
    • Reference: Eco’s discussion of Lorenzo Valla’s philological analysis of Constitutum Constantini exemplifies responsible hermeneutic practices (p. 69).
  7. Deconstruction
    • While Eco critiques radical deconstruction, he acknowledges the unconscious and multiple layers of meaning within a text. The “Liminal Author” reflects a deconstructionist view that meaning may escape the empirical author’s control (Eco, 2010, p. 69-70).
    • Reference: Eco’s reflections on unintended meanings in his novels (The Name of the Rose and Foucault’s Pendulum) illustrate how texts can produce unforeseen effects (p. 78-83).
  8. Textual Autonomy
    • Eco emphasizes the autonomy of the text, asserting that the text exists independently of the author and produces its own meanings. Readers must interact with the text on its terms rather than rely on the author’s personal life or intent (Eco, 2010, p. 78).
    • Reference: Eco’s anecdote about the unintended connection between William and Bernard’s “haste” dialogue demonstrates how the text generates meaning on its own (p. 73-74).
  9. Economy of Interpretation
    • Eco introduces the concept of “economic interpretation”, encouraging readers to avoid excessive or implausible interpretations. He warns against “grasshopper-criticism” that imposes hidden, irrelevant meanings on texts (Eco, 2010, p. 71).
    • Reference: Eco critiques students’ attempts to find improbable acrostics in Leopardi’s poetry as uneconomical and unproductive (p. 71-72).

Examples of Critiques Through “Between Author And Text” By Umberto Eco
Literary WorkCritique Through Eco’s FrameworkKey Concept Referenced
Wordsworth’s “I Wandered Lonely as a Cloud”Eco critiques overinterpretation by discussing the word “gay,” showing how meanings must respect the historical and lexical context of the text.Social Treasury, Model Author (Eco, 2010, p. 68-69).
Leopardi’s “A Silvia”Eco argues that searching for excessive anagrams and hidden meanings, like “melancholy,” in Leopardi’s poem is uneconomical and unnecessary.Economic Interpretation, Overinterpretation (p. 71).
The Name of the RoseEco examines unintended meanings created through textual strategies, such as the juxtaposition of “haste” in different dialogues.Textual Autonomy, Transparent Intention (p. 73-74).
Lorenzo Valla’s Constitutum ConstantiniEco highlights responsible interpretation through Valla’s textual analysis, which disproved the Donation of Constantine based on linguistic anachronisms.Hermeneutics, Textual Strategy (p. 69).
Criticism Against “Between Author And Text” By Umberto Eco
  1. Limited Role of the Author
    • Critics argue that Eco excessively diminishes the role of the empirical author in determining meaning, which may disregard the author’s creative intent and context.
    • The dismissal of the author’s voice may undervalue their role in shaping textual meaning.
  2. Overemphasis on Textual Strategy
    • Eco’s focus on the Model Author and textual strategy can be criticized for being overly formalistic and structuralist, neglecting the emotional, personal, or historical aspects of authorship.
    • Some scholars argue this approach prioritizes the text’s structure over the creative process.
  3. Ambiguity of the “Liminal Author”
    • The introduction of the Liminal Author—a ghostly figure bridging authorial intent and textual strategy—has been criticized for being conceptually vague and lacking clear boundaries.
    • This complicates Eco’s framework and may blur the line between text and author.
  4. Conflict with Reader-Response Theory
    • While Eco acknowledges the role of the reader, critics claim he limits interpretive freedom by emphasizing economic interpretation.
    • This conflicts with reader-response theory, which supports a broader spectrum of subjective readings.
  5. Dismissal of Deconstructionist Potential
    • Eco criticizes overinterpretation and aligns with economic interpretations but dismisses deconstructionist readings that explore multiple layers of meaning.
    • Some critics argue this stance restricts interpretive possibilities and ignores valuable insights into language’s instability.
  6. Selective Engagement with Historical Context
    • Eco stresses the importance of historical and cultural background but does not provide clear guidelines for its application, leading to inconsistencies in interpretation.
    • Critics argue this can oversimplify the hermeneutic process.
  7. Practicality of “Economic Interpretation”
    • The notion of “economic interpretation”—avoiding unnecessary complexity—has been criticized as subjective and difficult to quantify.
    • What is considered “plausible” or “uneconomical” may vary greatly among readers and critics.
  8. Potential for Authorial Bias
    • Eco’s examples often draw from his own novels, leading critics to argue that his framework may reflect biases or self-validation rather than universally applicable principles.
  9. Undermining Creative Reading
    • By cautioning against overinterpretation, Eco’s theories risk discouraging innovative, imaginative, or unconventional readings of texts that can offer new insights.
Representative Quotations from “Between Author And Text” By Umberto Eco with Explanation
QuotationExplanation
“Can we still be concerned with the empirical author of a text?”Eco raises the central question of authorial intention versus textual interpretation, challenging its relevance.
“A sensitive and responsible reader… has the duty to take into account the state of the lexical system at the time of Wordsworth.”Eco emphasizes the importance of historical and cultural context in interpreting texts, avoiding anachronistic errors.
“Every act of reading is a difficult transaction between the competence of the reader… and the kind of competence that a given text postulates.”The act of reading, according to Eco, is a negotiation between the reader’s knowledge and the text’s expectations.
“Between the empirical author and the Model Author… there is a third, rather ghostly, figure… the Liminal Author.”Eco introduces the concept of the Liminal Author as a threshold figure between the author’s intention and textual strategy.
“To interpret Wordsworth’s text I must respect his cultural and linguistic background.”Eco differentiates between using and interpreting texts, arguing that true interpretation requires contextual fidelity.
“The text is there, and it produces its own effects. Whether I wanted it this way or not, we are now faced with a question.”The text’s autonomy creates meanings independent of the author’s intention, supporting the primacy of textual effects.
“The rose is a figure so rich in meanings that by now it hasn’t any meaning.”Eco highlights the polysemy of symbols like the rose, which accumulate layers of meaning to the point of ambiguity.
“There is the transparent intention of the text, which disproves an untenable interpretation.”Eco argues that the text has its own inherent logic, which can counter extreme misreadings or overinterpretations.
“It is not economical to think that Leopardi acted as a character of John Le Carré when he could say what he said in a better way.”Eco critiques excessive overinterpretation, urging readers to balance interpretative freedom with textual economy.
“The text qua text still represents a comfortable presence, the point to which we can stick.”Eco underscores the stability of the text itself amid debates over authorial intent and reader-driven meanings.
Suggested Readings: “Between Author And Text” By Umberto Eco
  1. Capozzi, Rocco. “Umberto Eco: Acute Observer of Our Social and Cultural History.” Italica, vol. 93, no. 1, 2016, pp. 5–22. JSTOR, http://www.jstor.org/stable/43896080. Accessed 17 Dec. 2024.
  2. Eco, Umberto. “Reading My Readers.” MLN, vol. 107, no. 5, 1992, pp. 819–27. JSTOR, https://doi.org/10.2307/2904818. Accessed 17 Dec. 2024.
  3. Eco, Umberto. “Two Problems in Textual Interpretation.” Poetics Today, vol. 2, no. 1a, 1980, pp. 145–61. JSTOR, https://doi.org/10.2307/1772358. Accessed 17 Dec. 2024.
  4. Eco, Umberto. Six walks in the fictional woods. Harvard University Press, 1994.
  5. Eco, U. (2010). Between Author and Text. In Interpretation and Overinterpretation (pp. 67-88). Cambridge University Press.