Performativity in Literature & Literary Theory

Performativity, as a theoretical term, refers to the idea that language and social actions do not merely represent or describe reality but actively create and shape it.

Etymology of Performativity

The term “performativity” has its origins in the field of linguistics and gained prominence within academic discourse through the influential work of philosopher and gender theorist Judith Butler in the late 20th century.

Its etymology can be traced back to the linguistic concept of “performative utterances,” initially introduced by philosopher J.L. Austin in the mid-20th century. Austin contended that certain types of speech acts, such as declarations and promises, possess the capacity not solely to describe reality but also to effect changes in the social sphere through the very act of speaking.

Judith Butler further expanded upon this notion in the context of gender and identity, asserting that gender identity is not an inherent trait but rather a construct that is enacted and constituted through repeated performances of gender roles.

Consequently, the concept of performativity, in a broader sense, has come to signify the idea that language and actions do not merely mirror pre-existing identities and norms but actively participate in their creation and shaping. This concept has become central to contemporary gender studies and social theory.

Meanings of Performativity
AspectMeaning
Linguistic PerformativityLanguage not only describes but also performs actions. Specific words or phrases can bring about effects or consequences.
Gender PerformativityGender identity is constructed through social actions and expressions. People “perform” their gender roles.
Theatrical PerformativityIndividuals take on roles or personas for entertainment or artistic purposes.
Corporate PerformativityCompanies and individuals engage in performative actions to project an image or achieve goals.
Ritualistic PerformativityRituals, ceremonies, and symbolic actions convey cultural or religious significance.
Political PerformativityPolitical actions, speeches, or gestures convey messages, gain support, or enact change.
Identity PerformativityIndividuals construct and express identities through actions and self-presentation. Identity is fluid and performative.
Queer PerformativityLGBTQ+ individuals challenge gender and sexual norms through performative acts.
Social Media PerformativityPeople curate idealized online identities that may not reflect their offline reality.
Cultural PerformativityCultures express values and beliefs through performative acts like festivals and traditions.
Economic PerformativityFinancial markets and actors engage in actions that influence outcomes, regardless of underlying fundamentals.
Technology PerformativityTechnology shapes and performs actions in society, affecting human behavior and interactions.
Definition of Performativity as a Theoretical Term

Performativity, as a theoretical term, refers to the idea that language and social actions do not merely represent or describe reality but actively create and shape it. It posits that utterances and behaviors can bring about specific effects or outcomes, contributing to the construction of social norms, identities, and power structures.

This concept, popularized by theorists like Judith Butler, challenges traditional notions of language and identity by emphasizing their dynamic and performative nature within cultural and societal contexts.

Performativity: Theorists, Works, and Arguments
Theorists:
  • Judith Butler: A prominent theorist in the realm of performativity, Judith Butler introduced the concept of gender performativity in her groundbreaking work Gender Trouble: Feminism and the Subversion of Identity. She argues that gender is not a fixed identity but is constructed through repeated social actions and performances, challenging traditional notions of gender as binary and innate.
  • John Austin: John Austin’s work How to Do Things with Words laid the foundation for the theory of linguistic performativity. He explored how language can be performative, not just descriptive, and introduced concepts like illocutionary acts and perlocutionary acts to examine the functions of speech beyond simple communication.
  • Erving Goffman: Erving Goffman’s sociological perspective, as presented in The Presentation of Self in Everyday Life, revolves around the idea of dramaturgy. He argued that individuals engage in impression management, adopting different roles and personas in various social situations. This theory emphasizes how individuals perform their identities in everyday interactions.
Key Works:
  • Gender Trouble: Feminism and the Subversion of Identity by Judith Butler: This seminal work challenges traditional notions of gender by proposing that it is performative. Butler explores how individuals enact and express their gender roles through repeated social performances, deconstructing the idea of gender as a fixed or innate identity.
  • How to Do Things with Words by John Austin: In this work, Austin introduces the concept of speech acts and performativity in language. He argues that utterances can have performative effects, such as making promises or declarations, beyond their descriptive function, reshaping our understanding of language’s role in shaping reality.
  • The Presentation of Self in Everyday Life by Erving Goffman: Goffman’s sociological classic delves into the dramaturgical aspects of social interaction. He describes how individuals engage in impression management, adopting various roles and masks to present themselves differently in different social contexts. This work illuminates the performative nature of identity in daily life.
Key Arguments:
  • Judith Butler’s Argument: Butler contends that gender identity is a social construct, not an inherent trait. She asserts that individuals continually perform and enact their genders through behaviors and expressions, challenging the fixed categories of male and female and emphasizing the fluidity of gender identity.
  • John Austin’s Argument: Austin’s argument centers on the idea that language is not solely about conveying information but can also be performative, capable of bringing about actions and consequences. He introduces the distinction between locutionary, illocutionary, and perlocutionary acts to illustrate how speech can shape reality.
  • Erving Goffman’s Argument: Goffman’s argument revolves around the concept of dramaturgy, where individuals engage in impression management and role-playing to construct their social identities. He emphasizes that social life is akin to a theatrical performance, with individuals actively shaping their roles and presentations in various social contexts.
Performativity and Literary Theories
  1. Queer Theory: Performativity plays a central role in queer theory, which explores how gender and sexuality are socially constructed. Judith Butler’s notion of gender performativity, as discussed in her work Gender Trouble, has been influential in this regard. Literary scholars in queer theory analyze how characters and narratives challenge or conform to traditional gender and sexual norms through performative acts.
  2. Poststructuralism and Deconstruction: Performativity aligns with poststructuralist and deconstructionist approaches to literature. These theories emphasize the instability and multiplicity of meaning in texts. Literary critics draw on performativity to examine how language itself performs and subverts meaning, highlighting the performative aspects of literary discourse.
  3. Feminist Literary Theory: Gender performativity is often examined in the context of feminist literary theory. Scholars explore how literary texts depict and challenge conventional gender roles and how characters enact gender performances. This analysis can reveal the ways in which literature reinforces or subverts patriarchal norms.
  4. Dramatic and Theatrical Analysis: Literature with a strong theatrical or dramatic element, such as plays and performance poetry, lends itself naturally to performativity analysis. Scholars examine how characters’ speeches and actions not only convey the plot but also perform social roles, power dynamics, and conflicts within the narrative.
  5. Authorship and Literary Identity: Performativity can also be applied to the concept of authorship. Scholars explore how authors perform their literary identities and engage in self-presentation through their works, prefaces, and public personas. This approach highlights the constructed nature of authorial identity.
  6. Reader Response Theory: Performativity can be relevant in understanding how readers engage with texts. Scholars consider how readers perform interpretations of literary works, and how their readings can vary based on their own social and cultural contexts. This perspective underscores the interactive and performative nature of reading.
  7. Experimental and Metafictional Literature: Some contemporary literature is explicitly concerned with the performative aspects of language and narrative. In works of metafiction, authors draw attention to the constructed nature of storytelling, blurring the line between fiction and reality. Performativity becomes a key theme and analytical tool in understanding such texts.
  8. Language and Discourse Analysis: Literary theorists often draw on linguistic concepts related to performativity when analyzing the language and discourse within literary texts. They explore how characters‘ utterances and dialogues can have performative effects, shaping the narrative and its implications.
Performativity in Literary Criticism
WorkApplication
Macbeth by William ShakespeareIn Shakespeare’s Macbeth, the performative aspect of ambition is central to the narrative. Macbeth’s actions, driven by his ambition and his wife’s encouragement, lead to a series of violent deeds. Performativity analysis would focus on how Macbeth’s language and actions perform his transformation from a nobleman to a power-hungry tyrant. Lady Macbeth’s soliloquy, where she calls upon spirits to “unsex” her and “stop up the access and passage to remorse,” demonstrates her performative role as a manipulative and ruthless character. Literary criticism would examine how her language and actions contribute to the construction of gender and power dynamics within the play.
The Handmaid’s Tale by Margaret AtwoodIn Atwood’s dystopian novel, The Handmaid’s Tale, performativity is a key theme. The society of Gilead enforces strict gender roles, and women are assigned specific roles based on their fertility. Literary critique would explore how the characters, particularly the Handmaids, perform their assigned roles and the ways in which language and behavior contribute to the oppressive regime’s power. The protagonist, Offred, performs the role of a Handmaid as she narrates her experiences. Her internal monologue, which is often at odds with her outward compliance, highlights the tension between the performative and authentic self. Literary analysis would delve into how this tension reflects the broader themes of control and resistance.
The Great Gatsby by F. Scott FitzgeraldIn Fitzgerald’s novel, The Great Gatsby, performativity is evident in the characters’ attempts to construct and perform their social identities. Jay Gatsby, in particular, constructs an elaborate persona to win back Daisy Buchanan. Literary critique would examine how Gatsby’s extravagant parties and lavish lifestyle serve as performative acts to recreate his identity. Daisy Buchanan also engages in performative behavior, conforming to societal expectations of upper-class women. The critique would explore how her performances, such as her voice “full of money,” contribute to the novel’s critique of the superficiality of the Jazz Age.
Orlando by Virginia WoolfIn Woolf’s novel Orlando, the protagonist experiences both gender and time transitions. Literary analysis through the lens of performativity would focus on how Orlando’s transformation from a man to a woman and her experiences across different historical periods highlight the fluidity of identity and the performative nature of gender roles. The novel’s exploration of the performative aspects of gender identity is particularly relevant. Orlando’s experiences as both male and female underscore the notion that gender is not inherent but constructed through repeated actions and societal expectations.
Suggested Readings
  1. Austin, John. How to Do Things with Words. Harvard University Press, 1962.
  2. Butler, Judith. Bodies That Matter: On the Discursive Limits of “Sex”. Routledge, 1993.
  3. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  4. Goffman, Erving. The Presentation of Self in Everyday Life. Doubleday, 1959.
  5. Green, Adam Isaiah. The Cambridge Introduction to Literature and the Environment. Cambridge University Press, 2011.
  6. Gubar, Susan. Racechanges: White Skin, Black Face in American Culture. Oxford University Press, 1997.
  7. Halberstam, Jack. The Queer Art of Failure. Duke University Press, 2011.
  8. Povinelli, Elizabeth A. Economies of Abandonment: Social Belonging and Endurance in Late Liberalism. Duke University Press, 2011.
  9. Sedgwick, Eve Kosofsky. Epistemology of the Closet. University of California Press, 1990.
  10. Warner, Michael. Publics and Counterpublics. Zone Books, 2002.
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Sexuality in Literature & Literary Theory

Sexuality, as a theoretical term, refers to the complex and multifaceted aspects of human sexual experiences, desires, and identities that are shaped by biological, psychological, cultural, and societal influences.

Etymology of Sexuality

The etymology of the term “sexuality” traces its origins to the Latin word “sexus,” which refers to the division of living organisms into male and female categories. The suffix “-ality” was later appended to “sex” to form “sexuality” in the 19th century.

Initially, it denoted the biological aspect of an individual’s reproductive functions and distinctions. However, over time, the concept evolved to encompass a broader range of dimensions, including sexual desires, behaviors, orientations, and identities, reflecting the complex interplay of biology, culture, and society in shaping human experiences and understanding of human sexuality.

This expanded understanding has been central to the fields of psychology, sociology, and gender studies, leading to the contemporary multifaceted conception of human sexuality.

Meanings of Sexuality
AspectMeaning
EroticismIn literature, it often explores themes of eroticism, desire, and passion, portraying the sensual aspects of human relationships and the intricate interplay of sexual attraction.
Gender Identity and ExpressionLiterary works frequently delve into the complexities of gender identity and expression, challenging conventional norms and shedding light on the diverse ways individuals experience their own sexuality.
Taboos and TransgressionsSexuality in literature can be a platform for addressing taboos, exploring forbidden desires, and examining the consequences of sexual transgressions within society.
Sexual Politics and Power DynamicsMany literary texts scrutinize the power dynamics and politics intertwined with sexuality, often critiquing societal structures and inequalities related to gender and sexual orientation.
Coming of Age and Sexual AwakeningLiterature frequently portrays the journey of characters as they navigate the process of coming to terms with their own sexual identities and desires, marking a significant theme in various genres.
Symbolism and AllegorySexuality in literature can be employed symbolically or allegorically, representing deeper themes and concepts related to human nature, morality, and the human condition.
Sexual Liberation and EmpowermentSome literary works celebrate sexual liberation and empowerment, advocating for autonomy over one’s own body and desires, and challenging oppressive norms.
Queer LiteratureA distinct subset of literature, queer literature, explores the experiences and identities of LGBTQ+ individuals, addressing issues related to sexual orientation, identity, and discrimination.
Psychoanalysis and SexualityPsychoanalytic literary theory often delves into the psychological dimensions of characters’ sexuality, examining how their desires and experiences shape their actions and narratives.
Socio-Cultural CommentarySexuality in literature serves as a vehicle for critiquing and reflecting upon societal attitudes, values, and norms, offering insights into cultural contexts and historical perspectives on human sexuality.
Definition of Sexuality as a Theoretical Term

Sexuality, as a theoretical term, refers to the complex and multifaceted aspects of human sexual experiences, desires, and identities that are shaped by biological, psychological, cultural, and societal influences. It encompasses a broad spectrum of phenomena, including sexual orientation, gender identity, sexual behaviors, and the socio-cultural contexts in which they occur. The study of sexuality within various academic disciplines, such as sociology, psychology, and gender studies, seeks to analyze and understand the intricate interplay of these factors in shaping individual and collective sexual expressions and norms.

Sexuality: Theorists, Works and Arguments
Theorists:
  1. Sigmund Freud (1856-1939):
    • Works: Three Essays on the Theory of Sexuality (1905) and Civilization and Its Discontents (1930).
    • Arguments: Freud introduced the idea that human development is intimately tied to sexual stages, including the oral, anal, phallic, and genital stages. He also explored concepts like the Oedipus complex and the role of the unconscious in shaping sexual desires and behaviors.
  2. Michel Foucault (1926-1984):
    • Works: The History of Sexuality (1976-1984).
    • Arguments: Foucault argued that sexuality is a socially constructed concept, subject to various historical and cultural transformations. He introduced the idea of “biopower,” explaining how institutions and discourses control and regulate sexual behavior. His work has been influential in queer theory and postmodern understandings of sexuality.
  3. Judith Butler:
    • Works: Gender Trouble (1990) and Bodies That Matter (1993).
    • Arguments: Butler is known for her contributions to queer theory and gender performativity. She argues that gender and sexuality are not inherent but are constructed through repeated, culturally mediated performances. Her work challenges binary notions of gender and opens up possibilities for diverse sexual and gender identities.
Works:
  1. The Second Sex by Simone de Beauvoir (1949):
    • Argument: De Beauvoir’s groundbreaking work delves into the construction of femininity and women’s subjugation in a patriarchal society. She explores how sexuality is intertwined with the social status of women and their liberation.
  2. The Social Construction of Sexuality by Steven Seidman (2005):
    • Argument: Seidman’s book examines how sexuality is socially constructed and shaped by historical, cultural, and political forces. He discusses the fluidity of sexual identities and orientations.
  3. Gender Trouble by Judith Butler (1990):
    • Argument: In this work, Butler challenges conventional ideas of gender identity and argues that it is performed and constructed rather than being a fixed, inherent quality. She introduces the concept of performativity.
Arguments:
  1. Social Constructionism:
    • Argument: Many theorists, like Foucault and Seidman, argue that sexuality is not an innate or fixed aspect of human nature but is socially constructed. They emphasize how cultural norms and institutions shape our understanding of what is considered normal or deviant sexuality.
  2. Queer Theory:
    • Argument: Queer theorists, inspired by Foucault and Butler, challenge heteronormativity and binary notions of gender and sexuality. They argue for the acceptance and celebration of non-normative sexual identities and orientations.
  3. Intersectionality:
    • Argument: Intersectional approaches, as advocated by Kimberlé Crenshaw and others, emphasize that individuals experience sexuality differently based on their intersecting social identities, including race, class, gender, and sexual orientation. This perspective highlights the importance of recognizing diverse experiences within the realm of sexuality.
Sexuality and Literary Theories
TheoryRelevance
Queer TheoryQueer theory explores how literature portrays non-normative sexual identities and challenges traditional binary notions of gender and sexuality. It examines how authors subvert or deconstruct heteronormative narratives and representations, highlighting the diversity of sexual experiences.
Feminist Literary TheoryFeminist literary theory examines how gender and sexuality intersect in literature. It analyzes the portrayal of women’s sexuality, their agency, and the ways patriarchal structures influence narratives. Discussions often revolve around issues of power, consent, and representation.
Psychoanalytic Literary TheoryPsychoanalytic theory delves into the psychological dimensions of characters’ sexuality in literature. It explores the unconscious desires and conflicts that shape characters’ motivations and behaviors, adding depth to character analysis.
Postcolonial TheoryPostcolonial literature engages with issues of sexuality as they relate to colonial and postcolonial contexts. It examines how colonialism and imperialism influenced sexual norms and practices in colonized regions and how these themes are represented in literature.
Marxist Literary TheoryMarxism analyzes the economic and social aspects of sexuality in literature. It explores how class structures impact characters’ sexual experiences, relationships, and opportunities, shedding light on issues of power and exploitation.
Narrative TheoryNarrative theory considers how storytelling shapes our understanding of sexuality. It examines the narrative techniques authors use to convey sexual experiences, desires, and identity development, highlighting how storytelling influences our perceptions.
IntersectionalityIntersectional literary analysis examines how sexuality intersects with other social categories, such as race, class, and gender. It explores how these intersecting identities influence characters’ experiences and relationships, providing a more comprehensive understanding of representation in literature.
Cultural StudiesCultural studies analyze how literature reflects and contributes to cultural attitudes and norms surrounding sexuality. It explores how literature participates in the construction and dissemination of sexual ideologies within specific cultural contexts.
NarratologyNarratology examines the structure and function of narratives, including the way authors use narrative techniques to convey sexual experiences and desires. It can reveal how the narrative form itself can be used to engage with and challenge sexual norms.
Literary EroticismThis specialized field focuses on the explicit portrayal of sexuality and eroticism in literature. It explores how authors use language and imagery to evoke sensual and sexual experiences, often addressing themes of desire, passion, and intimacy.
Sexuality in Literary Criticism
  1. Normal People by Sally Rooney (Irish-British): This novel intricately explores the complex and evolving relationship between Connell and Marianne as they navigate the challenges of social class, mental health, and intimacy. Normal People delves deeply into the intricacies of young adult sexuality, offering a nuanced portrayal of how societal norms influence the characters’ intimate experiences. The narrative examines themes of consent, power dynamics, and emotional connection, making it a poignant exploration of the intersection of love, identity, and desire within the context of a transformative relationship.
  2. The Water Cure by Sophie Mackintosh (British): Set in a dystopian world, the novel follows three sisters living on an isolated island. Their world is disrupted when men arrive, revealing themes of control and power. The Water Cure provides a powerful exploration of it as a tool of control and dominance within patriarchal structures, serving as a feminist critique. The narrative sheds light on the manipulation and restriction of women’s sexuality while challenging power dynamics, making it a thought-provoking examination of how sexuality is used as a means of asserting authority and resistance.
  3. Call Me By Your Name by André Aciman (American-Egyptian): This novel unfolds the passionate summer romance between Elio and Oliver on the sun-drenched Italian Riviera. Call Me By Your Name beautifully portrays the exploration of same-sex desire and the awakening of sexuality in a young man. The narrative offers a poignant examination of love, identity, and the fluidity of desire within the backdrop of a transformative summer romance. It eloquently captures the complexities and vulnerabilities of navigating one’s own sexual awakening and the intensity of an unforgettable connection.
  4. Disoriental by Négar Djavadi (Iranian-French): The novel follows Kimiâ, an Iranian immigrant in France, on a reflective journey as she explores her family’s history, identity, and sexual orientation. Disoriental is a profound exploration of themes of exile, identity, and sexual orientation within the context of an immigrant family. The narrative provides a powerful perspective on how it intersects with the cultural and political aspects of one’s life, making it a compelling narrative of self-discovery, belonging, and the complex relationship between personal identity and cultural heritage.
Suggested Readings
  1. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  2. Foucault, Michel. The History of Sexuality, Volume 1: An Introduction. Vintage Books, 1990.
  3. Freud, Sigmund. Three Essays on the Theory of Sexuality. Basic Books, 2018.
  4. Halperin, David M. One Hundred Years of Homosexuality: And Other Essays on Greek Love. Routledge, 1990.
  5. Jagose, Annamarie. Queer Theory: An Introduction. New York University Press, 1996.
  6. Sedgwick, Eve Kosofsky. Epistemology of the Closet. University of California Press, 2008.
  7. Sedgwick, Eve Kosofsky. Tendencies. Duke University Press, 1993.
  8. Seidman, Steven. The Social Construction of Sexuality. W. W. Norton & Company, 2008.
  9. Warner, Michael. The Trouble with Normal: Sex, Politics, and the Ethics of Queer Life. Harvard University Press, 1999.
  10. Weeks, Jeffrey. Sexuality and Its Discontents: Meanings, Myths, and Modern Sexualities. Routledge, 2015.

Marginalization in Literature & Literary Theory

Marginalization, as a theoretical term, refers to the systematic social process through which certain individuals or groups are relegated to the periphery of societal structures, limiting their access to resources and opportunities.

Etymology of Marginalization

The term “marginalization” finds its roots in the Latin word “marginalis,” meaning situated at the edge or border. In an academic context, the concept has evolved to denote the social and economic processes through which certain individuals or groups are relegated to the periphery of societal structures, thereby experiencing exclusion and limited access to resources and opportunities.

The etymology underscores the spatial metaphor, emphasizing the marginalized individuals’ figurative position on the margins of societal norms.

Meanings of Marginalization
AspectMeanings
1. Social ExclusionIn literature and literary theory, marginalization refers to the representation of characters or groups who are socially excluded, often reflecting real-world dynamics of power and privilege.
2. Narrative PeripheryMarginalization can manifest as a narrative strategy, where certain characters or storylines are relegated to the periphery, contributing to a nuanced exploration of social hierarchies.
3. Power ImbalancesLiterary works may employ the theme of marginalization to illuminate power imbalances, showcasing how certain individuals or communities are marginalized due to factors such as race, gender, or socioeconomic status.
4. Subaltern VoicesMarginalization in literature often involves giving voice to subaltern perspectives, allowing the narrative to challenge dominant ideologies and provide a platform for marginalized voices.
5. Symbolic SpacesThe concept may be explored through symbolic spaces within a literary work, where physical or metaphorical margins symbolize the social, political, or economic margins experienced by certain characters.
6. IntersectionalityMarginalization in literature may intersect with various forms of discrimination, reflecting the complexities of identity and emphasizing how individuals may face multiple layers of marginalization simultaneously.
7. Reader’s PerspectiveLiterary theory also considers how readers engage with texts that portray marginalization, exploring the impact of these representations on readers’ understanding of societal structures and inequalities.
8. Resistance and EmpowermentMarginalized characters in literature may also serve as agents of resistance and empowerment, challenging the status quo and inspiring change within the narrative and, by extension, the broader social context.
Definition of Marginalization as a Theoretical Term

Marginalization, as a theoretical term, refers to the systematic social process through which certain individuals or groups are relegated to the periphery of societal structures, limiting their access to resources and opportunities. It is a concept often employed in academic discourse, particularly within social sciences and literary theory, to analyze and understand the dynamics of exclusion, emphasizing the intersectionality of factors such as race, gender, and socioeconomic status.

The term encapsulates the multifaceted nature of societal inequalities, elucidating the marginalization of specific populations and the resultant impact on their participation and agency within broader social frameworks.

Marginalization: Origin, Theorists, Works, and Arguments
Origin:

The concept of marginalization has roots in social and economic theories dating back to the mid-20th century. While its etymological origin lies in the Latin word “marginalis,” meaning situated at the edge, its theoretical development gained traction as scholars sought to understand the systemic processes leading to the exclusion of certain individuals or groups.

Theorists:
  1. Michel Foucault: Foucault’s work on power structures and discourses laid the groundwork for understanding how marginalization operates within broader societal frameworks. His examination of how knowledge is produced and how it influences social norms contributes to the understanding of marginalized voices.
  2. Pierre Bourdieu: Bourdieu’s concept of cultural capital and habitus sheds light on how social structures perpetuate marginalization. His theories emphasize how individuals from marginalized groups may face barriers due to their lack of access to cultural and educational resources.
  3. Frantz Fanon: A critical figure in postcolonial theory, Fanon explored the psychological and social impacts of colonization. His writings, such as The Wretched of the Earth, provide insights into the marginalization experienced by colonized peoples and the internalization of inferiority.
Works:
  1. Discipline and Punish by Michel Foucault: This seminal work explores the mechanisms of societal control and how institutions contribute to the marginalization of certain groups by establishing and enforcing norms.
  2. Distinction: A Social Critique of the Judgment of Taste by Pierre Bourdieu: In this work, Bourdieu examines how cultural preferences contribute to social inequalities, shedding light on the mechanisms that lead to the marginalization of certain cultural practices.
  3. The Wretched of the Earth by Frantz Fanon: Fanon’s influential work delves into the psychological and social consequences of colonialism, emphasizing the processes of marginalization and resistance in colonized societies.
Arguments:
  1. Structural Inequality: Theorists argue that marginalization is deeply rooted in structural inequalities embedded in social, economic, and political systems, perpetuating disadvantages for specific groups.
  2. Intersectionality: The concept of intersectionality, popularized by Kimberlé Crenshaw, is often integrated into discussions of marginalization, highlighting how various social categories (race, gender, class) intersect to create unique experiences of exclusion.
  3. Agency and Resistance: Scholars argue that marginalized individuals and communities are not passive victims but agents of resistance. The focus is on understanding how they navigate, resist, and challenge oppressive structures.

In summary, the concept of marginalization, originating from mid-20th-century theories, has been developed by influential theorists such as Foucault, Bourdieu, and Fanon. Their works analyze the structural inequalities and power dynamics contributing to the exclusion of certain groups, providing a foundation for understanding and addressing issues of marginalization in various societal contexts.

Marginalization and Literary Theories
  1. Postcolonialism: Postcolonial literary theory explores the effects of colonization and imperialism on marginalized cultures and societies. It examines how colonized peoples and their cultures have been marginalized, oppressed, and misrepresented in literature. Writers from marginalized regions often reclaim their voices and identities in postcolonial literature.
  2. Feminist Literary Theory: Feminist theory focuses on the marginalization of women in literature and society. It examines how gender roles and patriarchy have marginalized women’s experiences and perspectives in literary works. Feminist critics analyze how female characters are portrayed and the ways in which women’s voices have been suppressed or silenced.
  3. Critical Race Theory: Critical race theory (CRT) explores issues of racial marginalization and discrimination in literature. It looks at how racial identities and stereotypes are constructed in literary texts and how writers engage with and challenge racial hierarchies. CRT also examines the intersectionality of race with other forms of marginalization, such as gender and class.
  4. Queer Theory: Queer theory examines the marginalization of LGBTQ+ individuals and experiences in literature. It analyzes how heteronormativity has traditionally marginalized queer voices and identities. Queer theorists explore how LGBTQ+ characters and themes are represented and how queer authors challenge normative narratives.
  5. Marxist Literary Theory: Marxist theory addresses issues of class and economic marginalization in literature. It examines the representation of social classes, exploitation, and inequality. Marxist critics analyze how literature reflects and critiques the power dynamics between the bourgeoisie and the proletariat.
  6. Reader-Response Theory: Reader-response theory considers how readers’ interpretations of texts may reflect or challenge their own marginalized positions. It recognizes that readers bring their own experiences, identities, and social contexts to the act of reading, which can influence their understanding of a text’s portrayal of marginalized groups.
  7. Cultural Studies: Cultural studies incorporate a multidisciplinary approach to analyzing literature and its connections to culture and society. It often addresses issues of marginalization by examining how literature reflects and shapes cultural norms, identities, and hierarchies.
  8. Ecocriticism: Ecocriticism explores the marginalization of the environment and non-human entities in literature. It examines how nature and ecological concerns are often marginalized in favor of human-centric narratives. Ecocritics analyze literature’s role in shaping perceptions of the natural world.
  9. Intersectionality: Intersectional literary analysis considers how multiple forms of marginalization intersect and compound in literature. It recognizes that individuals may face overlapping forms of oppression based on factors such as race, gender, class, and sexuality.
Marginalization in Literary Criticism
WorkCritique of Marginalization
The God of Small Things by Arundhati Roy (Indian)Marginalization Theme: The novel explores the marginalization of social outcasts and the consequences of breaking societal norms, particularly through the characters of Ammu and Velutha, who belong to lower castes in India’s caste system.
Literary Criticism: Using a postcolonial or caste-based literary criticism approach, one can analyze how the novel portrays the marginalization of characters based on caste, class, and gender. Additionally, a feminist literary criticism lens can be applied to examine the marginalization of female characters in the story.
Midnight’s Children by Salman Rushdie (Indian)Marginalization Theme: The novel delves into the marginalization of individuals born at the stroke of midnight on India’s independence day, who possess special powers but are marginalized by society and the government. – Literary Criticism: Postcolonial literary criticism is highly relevant in analyzing how the novel addresses themes of colonialism, identity, and marginalization in post-independence India. The novel’s magical realism elements also invite literary criticism discussions regarding the blending of reality and fantasy.
To Kill a Mockingbird by Harper Lee (Foreign – American)Marginalization Theme: The novel examines racial marginalization and prejudice in the American South, focusing on the character of Tom Robinson, a black man falsely accused of raping a white woman.
Literary Criticism: Applying a critical race theory perspective, one can analyze how the novel portrays racial marginalization and discrimination. Feminist literary criticism can also be used to examine the marginalization of female characters like Scout and Calpurnia.
Beloved by Toni Morrison (Foreign – American)Marginalization Theme: The novel explores the lasting impact of slavery and the marginalization of African Americans in post-Civil War America. The character of Sethe, who escaped slavery but still faces the haunting effects of her past, exemplifies this theme.
Literary Criticism: A postcolonial approach can be used to analyze how the novel addresses the legacy of slavery and the dehumanization of African Americans. Additionally, feminist literary criticism can examine the marginalization of female characters and the portrayal of motherhood in the novel.

In each of these novels, the theme of marginalization is central to the narrative, and various literary criticism approaches can be employed to delve deeper into the social, cultural, and historical contexts of the characters’ marginalized experiences.

Suggested Readings
  1. Alexander, Michelle. The New Jim Crow: Mass Incarceration in the Age of Colorblindness. The New Press, 2010.
  2. Anzaldúa, Gloria. Borderlands/La Frontera: The New Mestiza. Aunt Lute Books, 1987.
  3. Butler, Octavia E. Kindred. Beacon Press, 1979.
  4. Coates, Ta-Nehisi. Between the World and Me. Spiegel & Grau, 2015.
  5. Danticat, Edwidge. Breath, Eyes, Memory. Vintage, 1998.
  6. Ellison, Ralph. Invisible Man. Vintage, 1952.
  7. Fanon, Frantz. The Wretched of the Earth. Grove Press, 1963.
  8. Hooks, Bell. Ain’t I a Woman: Black Women and Feminism. South End Press, 1981.
  9. Morrison, Toni. The Bluest Eye. Holt, Rinehart and Winston, 1970.
  10. Roy, Arundhati. The Ministry of Utmost Happiness. Knopf, 2017.
  11. Rushdie, Salman. Midnight’s Children. Vintage, 1980.
  12. Shange, Ntozake. For Colored Girls Who Have Considered Suicide / When the Rainbow Is Enuf. Scribner, 1977.
  13. Walker, Alice. The Color Purple. Harcourt Brace Jovanovich, 1982.
  14. Wright, Richard. Native Son. Harper & Brothers, 1940.

Subaltern in Literature & Literary Theory

In academic discourse, the term “subaltern” refers to marginalized or oppressed groups within a society, often encompassing individuals who are socially, politically, or economically disadvantaged.

Etymology of Subaltern
  • The term subaltern finds its etymological roots in the Latin word subalternus,” signifying “subordinate” or “inferior.”
  • Italian Marxist thinker Antonio Gramsci played a pivotal role in shaping the concept of the “subaltern” during the early 20th century, using it to characterize marginalized and oppressed social groups within society.
  • Gramsci’s use of “subaltern” underscored the idea of political and social subordination, particularly in the context of hegemony and cultural dominance.
  • Postcolonial theorists, most notably Gayatri Chakravorty Spivak, further developed and refined the concept of the “subaltern,” shedding light on the complexities of subaltern voices and their representation within dominant discourses. In contemporary academic discourse, the term remains vital for analyzing power dynamics, marginalization, and resistance, particularly within the domains of postcolonial and subaltern studies.
Meanings of Subaltern
AspectMeaning
Marginalized VoicesIn literary contexts, it often refers to the voices, experiences, and narratives of individuals or groups who are marginalized, oppressed, or silenced within society. These voices may represent the perspectives of subjugated communities, minorities, or those on the fringes of mainstream discourse.
Resistance and Counter-NarrativesIt can also denote the act of resistance and the creation of counter-narratives by those who challenge dominant ideologies and power structures. In literature, subaltern characters or authors may actively subvert or critique prevailing norms and hierarchies.
Postcolonial DiscourseWithin postcolonial literature and theory, “subaltern” carries specific significance, referring to the colonized or colonially oppressed populations whose experiences and histories were often marginalized or erased by colonial powers. It underscores the importance of acknowledging and giving voice to these historically silenced perspectives.
IntersectionalityThe term can encompass the intersectionality of identities, highlighting that subaltern individuals may face multiple layers of oppression based on factors such as race, gender, class, and ethnicity. This complexity is explored in literary works that seek to depict the multifaceted nature of subaltern experiences.
Agency and EmpowermentIn some literary contexts, it is associated with agency and empowerment, as subaltern characters or authors may assert their identity and demand recognition, justice, or equality. These narratives can emphasize resilience and the struggle for self-determination.
Narrative RepresentationWithin literary theory, the concept raises questions about who has the authority to represent subaltern voices and experiences. Scholars engage with issues of authenticity, and the ethics of representation when examining subaltern narratives in literature.
Definition of Subaltern as a Theoretical Term

In academic discourse, the term “subaltern” refers to marginalized or oppressed groups within a society, often encompassing individuals who are socially, politically, or economically disadvantaged.

This concept is closely associated with postcolonial theory and the works of scholars like Gayatri Chakravorty Spivak and Antonio Gramsci, who explored the power dynamics and agency of these subordinated groups. In essence, “subaltern” serves as a theoretical lens to analyze and understand the experiences, voices, and struggles of those on the periphery of dominant social structures.

Subaltern: Theorists, Works, and Arguments
Theorists:
  • Antonio Gramsci: Pioneering Italian Marxist philosopher and theorist who introduced the concept in his Prison Notebooks, emphasizing their role in challenging hegemonic structures.
  • Gayatri Chakravorty Spivak: Influential postcolonial theorist known for her essay “Can the Subaltern Speak?” in which she critically examined the representation and agency of subaltern groups, highlighting the complexities of their voices within power structures.
Works:
  • Antonio Gramsci’s Prison Notebooks: Gramsci’s writings in prison, particularly his ideas are found within his extensive collection of notebooks, where he explores the role of subaltern classes in challenging and transforming social hierarchies.
  • Gayatri Chakravorty Spivak’s “Can the Subaltern Speak?”: This seminal essay by Spivak delves into the limitations and challenges of representing the subaltern and explores the complexities of their ability to articulate their own experiences and needs.
Arguments:
  • Gramsci’s Argument: Gramsci argued that such groups, often marginalized and disempowered, possess the potential to challenge and transform the dominant ideology through a process of counter-hegemony, ultimately playing a crucial role in social change.
  • Spivak’s Argument: Spivak’s argument in “Can the Subaltern Speak?” centers on the notion that the representation of subaltern voices by elites or scholars can be problematic, as it may inadvertently perpetuate their subjugation. She calls for a nuanced approach to understanding and amplifying these voices while recognizing the difficulties they face in articulating their own concerns within dominant structures.
Subaltern and Literary Theories
TheoryRelevance with Key PointsExample
Postcolonial Literary TheoryRelevance: The concept enriches postcolonial literary theory by allowing for a nuanced examination of how colonialism and imperialism are portrayed in literature, emphasizing the experiences and resistance of marginalized communities in colonial settings.
Example: In analyzing works like Chinua Achebe’s Things Fall Apartor Salman Rushdie’s Midnight’s Children the subaltern concept illuminates the agency and struggles of characters from subjugated cultures.
In Things Fall Apart by Chinua Achebe, the subaltern perspective helps analyze the impact of British colonialism on the Igbo society, highlighting the subjugation and resistance of the indigenous people.
Feminist Literary TheoryRelevance: The concept is crucial in feminist literary theory as it aids in understanding the experiences of historically marginalized women due to gender, race, or socio-economic status, revealing intersecting forms of oppression.
Example: In works by authors like Toni Morrison or Chimamanda Ngozi Adichie, the subaltern perspective enriches the interpretation of feminist texts by recognizing the unique challenges and perspectives of these women.
In Toni Morrison’s Belovedthe subaltern concept allows for a deeper exploration of the struggles faced by African American women who endured slavery and the trauma it inflicted.
Cultural StudiesRelevance: Cultural studies incorporates the subaltern concept to explore how cultural representations in literature reflect and contest dominant power structures. Examining subaltern voices in diasporic literature provides insights into the depiction of identity, migration, and hybridity in marginalized communities.
Example: In the works of Jhumpa Lahiri or Junot Díaz, the subaltern perspective deepens the understanding of how these themes are portrayed in the context of globalization.
Jhumpa Lahiri’s The Namesake explores such experiences of immigrants in the United States, revealing the challenges of navigating between their cultural heritage and the American identity.
Critical Race TheoryRelevance: Critical race theory intersects with subaltern studies by focusing on racial hierarchies and power dynamics in literature. This approach uncovers the experiences of racialized subaltern groups and their confrontation with systemic racism.
Example: In novels by authors like James Baldwin or Zora Neale Hurston, the subaltern lens exposes how these writers engage with and subvert racialized oppression.
James Baldwin’s The Fire Next Time delves into the subaltern experiences of African Americans in the context of racial discrimination and civil rights, offering a powerful critique of systemic racism.
Subaltern in Literary Criticism
  1. The Sympathizer by Viet Thanh Nguyen (2015):
    • In The Sympathizer, the perspective is central to the narrative as it explores the experiences of a Vietnamese communist sympathizer during and after the Vietnam War. The novel delves into the subaltern voice of a character caught between the competing forces of colonialism and nationalism.
    • It critiques the dominant narratives of the war, highlighting the complexities and moral dilemmas faced by the protagonist. Through this lens, the novel exposes the suffering and agency of the Vietnamese people, often overlooked in Western-centric accounts of the war.
  2. Exit West by Mohsin Hamid (2017):
    • Exit West uses a subaltern lens to portray the experiences of refugees in a world disrupted by conflict and displacement. The subaltern perspective is crucial in understanding the challenges, resilience, and aspirations of the characters who escape war-torn regions through magical doors.
    • It critiques the global response to the refugee crisis and challenges the dominant narratives surrounding migration. By focusing on the subaltern voices of refugees, the novel offers a humanizing portrayal of those who are often dehumanized or ignored in political discourse.
  3. Homegoing by Yaa Gyasi (2016):
    • Homegoing employs a subaltern approach to trace the intergenerational experiences of two branches of a Ghanaian family—one that remains in Africa and the other that is sold into slavery in America. This novel is a critique of the historical silencing of African voices in the context of the transatlantic slave trade.
    • It emphasizes the resilience and cultural identity of African and African American subalterns throughout history. By juxtaposing the narratives of these two branches, the novel exposes the enduring impact of slavery on generations and challenges dominant historical narratives.
  4. The Water Dancer by Ta-Nehisi Coates (2019):
    • Ta-Nehisi Coates’ The Water Dancer is a novel that uses a subaltern perspective to explore the experiences of enslaved people in the American South. The protagonist possesses a supernatural power that allows him to transport others to freedom, giving voice to the subalterns in their quest for liberation.
    • This novel critiques the dehumanization of enslaved individuals and the violence of the antebellum South. It underscores the agency of the subaltern characters in their resistance against oppression and their pursuit of a better future.

In these four recent works, this concept is a critical tool for literary criticism, enabling a deeper understanding of marginalized voices and their struggles against dominant power structures. These narratives challenge historical and social injustices while emphasizing the importance of recognizing and widening these perspectives in literature and society.

Suggested Readings
  1. Chakrabarty, Dipesh. Provincializing Europe: Postcolonial Thought and Historical Difference. Princeton University Press, 2000.
  2. Fanon, Frantz. The Wretched of the Earth. Translated by Richard Philcox, Grove Press, 2004.
  3. Gramsci, Antonio. Selections from the Prison Notebooks. Edited and translated by Quintin Hoare and Geoffrey Nowell Smith, International Publishers, 1971.
  4. Mohanty, Chandra Talpade. Feminism Without Borders: Decolonizing Theory, Practicing Solidarity. Duke University Press, 2003.
  5. Spivak, Gayatri Chakravorty. A Critique of Postcolonial Reason: Toward a History of the Vanishing Present. Harvard University Press, 1999.
  6. Spivak, Gayatri Chakravorty. Can the Subaltern Speak?: Reflections on the History of an Idea. Edited by Rosalind C. Morris, Columbia University Press, 2010.
  7. Young, Robert J.C. Postcolonialism: An Historical Introduction. Wiley-Blackwell, 2001.
  8. Young, Robert J.C. White Mythologies: Writing History and the West. Routledge, 1990.

Essentialism in Literature & Literary Theory

Essentialism, as a theoretical term, refers to the philosophical perspective that asserts the existence of inherent and unchanging qualities or characteristics that define the nature of a particular object, concept, or phenomenon.

Etymology of Essentialism

The term “essentialism” is derived from the word “essence,” which has its roots in Latin (essentia) and Middle English (essencial). It refers to the concept of inherent and fundamental qualities or characteristics that define the nature of something. Essentialism as a philosophical and educational concept emerged in the late 19th and early 20th centuries, building upon this idea of a fixed and unchanging core.

It primarily emerged within the context of essentialist philosophies of education, which advocated for a focus on a fixed and unchanging core of knowledge and skills as the foundation of curriculum and instruction. Drawing on the ancient concept of “essence” from Aristotle’s philosophy, essentialism posits that there are inherent, timeless qualities or truths that define the nature of a subject or discipline.

Meanings of Essentialism
AspectMeaning
Philosophical FoundationIn literary theory, essentialism refers to the belief that texts have inherent, unchanging meanings and that these meanings can be discovered through analysis.
Interpretation ApproachIt entails a rigid approach to literary interpretation, where a text is seen as possessing a fixed and singular essence, often overlooking nuances and multiple interpretations.
Critique of EssentialismMany literary theorists critique essentialism for its tendency to oversimplify the complexities of literature and disregard the role of context, reader response, and cultural influences in shaping meaning.
Post-Structuralist AlternativePost-structuralist literary theory, in contrast, emphasizes the fluidity and multiplicity of meanings in texts, challenging essentialist notions and promoting a more dynamic approach to interpretation.
Definition of Essentialism as a Theoretical Term

Essentialism, as a theoretical term, refers to the philosophical perspective that asserts the existence of inherent and unchanging qualities or characteristics that define the nature of a particular object, concept, or phenomenon. It posits that these essential qualities are fundamental and fixed, serving as the core identity of the subject in question. Essentialism has been applied across various disciplines, including philosophy, education, and literary theory, often as a foundational concept that underpins beliefs about identity, meaning, and interpretation.

Essentialism: Origin, Theorists, Works and Arguments
Origin:
  • The concept of essentialism has ancient philosophical roots, with notable contributions from thinkers like Plato and Aristotle.
Theorists:
  • Plato: Essentialist elements are evident in Plato’s philosophy, particularly in his theory of Forms. Plato believed in the existence of abstract, unchanging forms or essences that define reality.
  • Aristotle: Aristotle’s exploration of essential attributes and qualities is a cornerstone of essentialist thought. His work, particularly Metaphysics significantly influenced the development of essentialism.
Key Works:
  • Plato’s The Republic: In this influential work, Plato discusses essentialism within the context of his theory of the ideal state, emphasizing the role of essential qualities in the governance of society.
  • Aristotle’s Metaphysics: Aristotle’s examination of essence and essential attributes is central to the concept of essentialism. His exploration of these concepts in Metaphysics played a pivotal role in shaping later essentialist thinking.
Arguments:
  • Essentialism asserts the existence of inherent, unchanging qualities or characteristics that define the true nature of objects, concepts, or ideas.
  • It contends that understanding these essential attributes is crucial for gaining insight into the essence and significance of a subject.
  • Critics of essentialism argue that it can oversimplify complex phenomena, disregarding the influence of context, culture, and temporal change, which may lead to reductionist interpretations.
Essentialism and Literary Theories
  1. Classical Criticism: Essentialist ideas are evident in classical approaches to literature, where texts were often interpreted to reveal universal truths or essential human experiences. For example, Aristotle’s theory of tragedy seeks to uncover the essential elements that make a tragic story.
  2. New Criticism: This mid-20th-century literary theory emphasizes the inherent structure and meaning of a text, focusing on close reading and formal analysis to uncover the work’s essential qualities. New Critics argue that the meaning of a text can be found within the text itself.
  3. Structuralism: Structuralist literary theory, influenced by Ferdinand de Saussure, seeks to identify the underlying structures that give meaning to language and narrative. Structuralists look for the essential binary oppositions and structural patterns within texts to decipher their meaning.
  4. Formalism: Formalist literary criticism, similar to New Criticism, concentrates on the formal elements of a text, such as structure, style, and language. Formalists believe that the essential meaning of a literary work can be derived from these formal elements.
  5. Archetypal Criticism: This approach, popularized by Carl Jung’s theories, seeks to uncover universal archetypes and symbols in literature that represent essential, recurring elements of the human experience. Archetypal critics argue that these symbols tap into a collective human consciousness.
  6. Essentialist Interpretations: Some literary critics and scholars, though not adhering to a specific literary theory, may employ essentialist interpretations when analyzing texts, looking for unchanging and fundamental meanings or themes within the work.

While essentialist approaches have been influential in literary criticism, it’s important to note that many contemporary literary theories, such as post-structuralism, deconstructionism, and reader-response criticism, challenge essentialism. These theories argue that meaning in literature is not fixed but is dynamic, context-dependent, and subject to diverse interpretations. As a result, essentialism in literary theory has faced criticism and evolved over time.

Essentialism in Literary Criticism
BookEssentialism Critique
The Vanishing Half by Brit Bennett (2020)Essentialist Perspective: An essentialist analysis might attempt to distill a single essential meaning from The Vanishing Half, such as the exploration of racial identity through the lives of the Vignes sisters, Desiree and Stella, who take divergent paths in life, one passing as white while the other lives as a Black woman.
Critique: While this interpretation is valid, essentialism might not fully capture the novel’s complex portrayal of the sisters’ individual journeys, their relationships with their respective daughters, and the enduring impact of their choices. Reducing it to one theme could overlook the intricate character development and intergenerational dynamics.
“Cat Person” by Kristen Roupenian (2017)Essentialist Perspective: An essentialist reading of Cat Person might focus on a singular, essential message, such as the portrayal of the protagonist Margot’s experience in a brief, disheartening relationship with Robert.
Critique: Essentialism in this context could miss the nuanced portrayal of Margot’s inner thoughts, the exploration of consent, and the story’s resonance with contemporary discussions about online dating and modern relationships. Reducing it to one aspect could overlook its psychological complexity.
The Underground Railroad by Colson Whitehead (2016)Essentialist Perspective: An essentialist reading of The Underground Railroad could center on the character of Cora’s journey as a metaphorical representation of the historical Underground Railroad, highlighting themes of escape and freedom.
Critique: Essentialism might miss the novel’s innovative approach to historical fiction, its exploration of the psychological impact of slavery on various characters, and the allegorical elements that challenge conventional narratives of escape and freedom. Reducing it to one character’s journey could overlook its narrative depth.
“The Paper Menagerie”
 by Ken Liu (2011)
Essentialist Perspective: An essentialist approach to The Paper Menagerie might emphasize a fixed, essential theme, such as the preservation of cultural heritage through the relationship between the protagonist Jack and his mother.
Critique: While these themes are central, essentialism might not fully capture the emotional depth, blending of fantasy and reality, and the exploration of the immigrant experience through Jack’s perspective and his interactions with his mother. Reducing it to one aspect could overlook its narrative richness.
Suggested Readings
  1. Anderson, Lorraine. Essentialism: The Disciplined Pursuit of Less. Crown Business, 2014.
  2. Aristotle. Metaphysics. Translated by W. D. Ross, Oxford University Press, 1924.
  3. Bennett, Brit. The Vanishing Half. Riverhead Books, 2020.
  4. Lee, Harper. To Kill a Mockingbird. HarperCollins, 1960.
  5. Plato. The Republic. Translated by Benjamin Jowett, Dover Publications, 2000.
  6. Whitehead, Colson. The Underground Railroad. Doubleday, 2016.
  7. Roupenian, Kristen. “Cat Person.” The New Yorker, 2017.
  8. Liu, Ken. “The Paper Menagerie.” The Magazine of Fantasy & Science Fiction, 2011.
  9. Jackson, Shirley. “The Lottery.” The New Yorker, 1948.
  10. Atwood, Margaret. The Testaments. Nan A. Talese, 2019.
You may read more on Theoretical Terms below:

Power Dynamic in Literature & Literary Theory

Power dynamic refers to the ability of individuals, groups, or institutions to shape outcomes in socio-political, or interpersonal contexts.

Etymology of Power Dynamic

The etymology of the word “power dynamic” can be traced back to its Latin origin, “potentia,” derived from potens,” meaning “able” or “capable.” In its earliest linguistic roots, “power” signified the capacity or ability to act, influence, or control.

With time, its usage evolved to encompass a broader spectrum of meanings, including physical force, authority, dominance, and political control. The concept of power has been a central theme in philosophy, politics, and social sciences with scholars and thinkers examining its multifaceted nature and implications throughout history.

Understanding the etymology of “power” illuminates its fundamental association with the ability to effect change, make decisions, or shape outcomes, and underscores its enduring significance in the discourse of human affairs.

Meanings of Power
AspectMeanings
Narrative ControlAuthors’ ability to shape characters, events, and themes within the story, conveying their perspectives effectively.
Character DynamicsExploration of power dynamics among characters, revealing insights into human relationships and social structures.
Social and Political CommentaryPlatform for critiquing or reflecting on power relations in society, addressing authority, oppression, and resistance.
Language and RhetoricPower of words and literary devices in conveying ideas, evoking emotions, and influencing reader interpretations.
Reader-Text InteractionReaders’ power to interpret and construct meaning based on their perspectives and experiences, engaging with literary works.
Deconstruction of PowerChallenges traditional notions of power, questioning language, authorship, and established meaning, revealing complexities.
Agency and EmpowermentExploration of characters’ agency, especially among marginalized groups, as they challenge norms and effect change.
Symbolism and MetaphorSymbolic representation of power through metaphors, symbols, and motifs, conveying abstract concepts tangibly.
Psychological PowerExamination of characters’ perceptions, desires, and struggles related to power, providing insights into human motivations.
Intertextual PowerSignificance of references and allusions to other texts, contributing to intertextual dialogues and adding layers of meaning.
Definition of Power as a Theoretical Term

Power, as a theoretical term, refers to the capacity or ability of individuals, groups, or institutions to influence, control, or shape outcomes in social, political, or interpersonal contexts.

It encompasses the means and mechanisms through which authority, coercion, persuasion, or manipulation are employed to assert dominance, enforce decisions, or maintain hierarchies.

In academic discourse, the concept of power is central to the analysis of social relations, institutions, and dynamics, with scholars exploring its various dimensions, forms, and effects in different disciplines, including sociology, political science, and cultural studies.

Power: Theorists, Works, and Arguments
Theorists:
  • Michel Foucault: Foucault’s works, such as Discipline and Punish and The History of Sexuality, explore the intricate relationship between it, knowledge, and social control. His argument centers on the pervasive nature of power, operating through various institutions and practices.
  • Max Weber: Weber’s concept of “authority” distinguishes between traditional, charismatic, and rational-legal forms of power. His ideas, found in works like Economy and Society, provide a foundational framework for understanding authority and bureaucracy.
  • Hannah Arendt: In The Human Condition, Arendt discusses the concept within the context of public life. She emphasizes the importance of political action and participation as essential components of power.
  • Karl Marx: Marx’s writings, including The Communist Manifesto and Capital, delve into its dynamics through the lens of class struggle, with a particular emphasis on economic power and its societal implications.
Works:
  • The Power Elite by C. Wright Mills: This book offers an analysis of how it becomes concentrated among a small elite in society. Mills explores the roles of business, government, and the military in shaping power structures.
  • The Concept of Power by Bertrand Russell: Russell’s essay delves into various aspects and its relationship with authority, justice, and morality.
  • Power and Powerlessness by John Gaventa: Gaventa’s work examines it dynamics in social and political contexts, with a focus on marginalized groups and their potential to influence change.
Key Arguments:
  • Power as Knowledge: Foucault’s argument posits that power and knowledge are intricately linked. Those in power shape what is considered “knowledge” to maintain control and authority.
  • Power as Domination: Many theorists, including Marx, argue that it involves the domination of one group or class over others, often driven by economic interests.
  • Power as Resistance: Some argue that it can be resisted and subverted, as observed in movements for social justice and human rights.
  • Power as Legitimacy: Weber’s argument revolves around its legitimacy. He emphasizes how authority is maintained through beliefs in its legitimacy.

These theorists, works, and arguments collectively contribute to a comprehensive understanding of the multifaceted and complex nature in various societal contexts.

Power and Literary Theories
TheoryPower DynamicExample
Postcolonial Literary TheoryColonial Power Dynamics: Postcolonial literary theory explores how colonial powers exerted control over colonized regions and how this power dynamic is depicted in literature.An example can be found in Chinua Achebe’s Things Fall Apart which portrays the power dynamic between colonizers and colonized in a Nigerian village.
Resistance and Adaptation: It analyzes how colonized communities resist, adapt to, or challenge colonial oppression in literary works, shedding light on the nuanced responses to power imbalances.In Salman Rushdie’s Midnight’s Children the characters’ resistance and adaptation to postcolonial power shifts in India are central to the narrative, illustrating the complex power dynamics of decolonization.
Feminist Literary TheoryGendered Power Imbalances: Feminist literary theory critically examines power imbalances rooted in gender, emphasizing the portrayal of women in literature and the power dynamics shaping their experiences.Virginia Woolf’s Mrs. Dalloway is an example that highlights the gendered power dynamics and societal constraints faced by the novel’s female characters, contributing to a deeper understanding of women’s experiences.
Challenging Patriarchy: This perspective highlights how female authors and characters navigate and resist patriarchal structures, contributing to a deeper understanding of gender-based power in literary narratives and societal norms.In Margaret Atwood’s The Handmaid’s Tale the protagonist’s resistance against a patriarchal dystopian society serves as a powerful exploration of gender-based power dynamics and the struggle for agency.
Critical Race TheoryRacial Power Dynamics: Critical race theory intersects with literature by focusing on racial power dynamics and how they are reflected and contested in literary works.Toni Morrison’s Beloved delves into the traumatic experiences of African American characters and their agency in confronting the historical racial power dynamics of slavery, providing profound insights into this aspect of power.
Marginalized Experiences: It uncovers the experiences of marginalized racial groups in literature and emphasizes the agency of characters who confront racialized oppression, contributing to a more profound exploration of racial power dynamics.In Ralph Ellison’s Invisible Man the protagonist’s journey as an African American man navigating a racially stratified society offers a powerful exploration of marginalized experiences and the struggle for empowerment.
Marxist Literary TheoryClass-Based Power Disparities: Within Marxist literary theory, the analysis centers on power disparities related to class and economic systems, examining how these economic structures influence characters and their interactions.John Steinbeck’s The Grapes of Wrath vividly portrays the struggles of impoverished workers during the Great Depression, highlighting the class-based power disparities inherent in capitalist society.
Critiquing Capitalism: It investigates how literature portrays and critiques capitalism and class struggle, offering valuable insights into how power is distributed within society and how literature engages with these power dynamics.Upton Sinclair’s The Jungle critiques the exploitation of immigrant laborers in the meatpacking industry, serving as a scathing examination of the power imbalances and human suffering inherent in capitalist systems.
Power in Literary Criticism
  1. by Margaret Atwood: Margaret Atwood’s dystopian novel The Handmaid’s Tale remains a powerful exploration of power in a theocratic society. The story centers on the subjugation of women, highlighting the power dynamics of gender and religious authority. It underscores how power can be wielded to enforce control and suppress individual agency, particularly among marginalized groups.
  2. by Suzanne Collins: Suzanne Collins’ The Hunger Games trilogy offers a contemporary critique of power and its consequences. The story unfolds in a dystopian future where a totalitarian regime, the Capitol, exerts control over the districts through a brutal annual event. The series delves into themes of resistance, surveillance, and the manipulation of power, resonating with modern discussions of authoritarianism and resistance movements.
  3. by Naomi Alderman: Naomi Alderman’s speculative fiction novel The Power flips the traditional power dynamic by exploring a world where women develop a physical ability to generate electrical energy, shifting the balance of power between genders. The novel provides a thought-provoking examination of how power structures can be disrupted and how individuals respond to newfound power.
  4. by Art Spiegelman: Art Spiegelman’s graphic novel Maus is a powerful exploration of the interplay between personal and historical power. Through the narrative of his father’s experiences during the Holocaust, Spiegelman depicts the dehumanizing effects of political power, prejudice, and trauma. The graphic novel offers a unique perspective on the consequences of power and its impact on identity and memory.

These literary works, both classic and contemporary, continue to be integral to literary criticism and provide fresh insights into its complexities, its manifestations, and its repercussions in diverse societal contexts.

Suggested Readings

Books:

  1. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  2. Foucault, Michel. Discipline and Punish: The Birth of the Prison. Vintage Books, 1995.
  3. Freud, Sigmund. The Interpretation of Dreams. Basic Books, 2010.
  4. Marx, Karl, and Friedrich Engels. The Communist Manifesto. Penguin Classics, 2002.
  5. Morrison, Toni. Beloved. Vintage, 2004.
  6. Orwell, George. 1984. Signet Classic, 1950.
  7. Said, Edward. Orientalism. Vintage Books, 1979.
  8. Shakespeare, William. Macbeth. Simon & Schuster, 2003.
  9. Spiegelman, Art. Maus. Pantheon, 1993.
  10. Weber, Max. Economy and Society: An Outline of Interpretive Sociology. University of California Press, 1978.

Edited Collections:

  1. De Beauvoir, Simone. The Second Sex. Edited by H. M. Parshley, Vintage Books, 2011.
  2. Eagleton, Terry. Marxism and Literary Criticism. Routledge, 2002.
  3. Gates, Henry Louis Jr., and K. A. Appiah, editors. Identities. University of Chicago Press, 1996.
  4. Tyson, Lois. Critical Theory Today: A User-Friendly Guide. Routledge, 2014.
  5. Williams, Raymond. Keywords: A Vocabulary of Culture and Society. Revised Edition, Oxford University Press, 1985.

Epistemology in Literature & Literary Theory

Epistemology refers to the critical examination of how knowledge is constructed, represented, and conveyed within literary texts.

Etymology of Epistemology

The term “epistemology” finds its roots in ancient Greek philosophy. It is derived from the Greek words “epistēmē,” meaning knowledge, and “logos,” meaning study or discourse.

Epistemology is the branch of philosophy concerned with the study of knowledge, belief, and justification. It explores questions related to the nature of knowledge, how knowledge is acquired, the criteria for justified belief, and the limits of human understanding.

The etymology of “epistemology” reflects its fundamental inquiry in the nature and scope of knowledge, making it a central discipline یn the philosophical tradition.

Meanings of Epistemology
AspectMeanings
Study of KnowledgeUnderstanding the nature, origin, and limits of knowledge.
Theory of KnowledgeFramework for evaluating knowledge, justified belief, and truth conditions.
Nature of BeliefExploration of belief formation, reliability, and justified beliefs.
Justification and RationalityInvestigation of belief justification and rational reasoning.
Limits of Human UnderstandingConsideration of cognitive boundaries and knowledge constraints.
Skepticism and CertaintyEngagement with skepticism and challenges to certain knowledge.
Truth and RealityExamination of the relationship between beliefs, truth, and objective reality.
Empirical and A Priori KnowledgeDistinction between experiential and non-experiential knowledge.
Reliability of SourcesAssessment of source reliability, including perception, testimony, and reason.
Ethical and Social DimensionsInclusion of ethical and social aspects, like intellectual responsibility and the influence of power and authority on knowledge.
Definition of Epistemology as a Theoretical Term

Epistemology, as a theoretical term in literary theory, refers to the critical examination of how knowledge is constructed, represented, and conveyed within literary texts. It investigates the ways in which authors and readers engage with and interpret the sources, methods, and limitations of knowledge depicted in literature.

Epistemology, in literary theory, seeks to uncover the underlying assumptions, ideologies, and epistemic frameworks that shape the meaning-making processes within narratives and their implications for understanding the nature of reality and human cognition.

Epistemology: Theorists, Works and Arguments
Epistemologists:
  • René Descartes: Known for his work in Meditations on First Philosophy, Descartes famously argued, “I think, therefore I am,” emphasizing the foundational role of individual consciousness and reason in establishing certain knowledge.
  • John Locke: In his essay titled An Essay Concerning Human Understanding, Locke argued that knowledge is derived from sensory experience and that the mind is a tabula rasa (blank slate) upon which experiences are imprinted.
  • Immanuel Kant: In Critique of Pure Reason, Kant explored the limits of human knowledge and introduced the concept of synthetic a priori knowledge, suggesting that some truths are both necessary and not derived from experience.
  • David Hume: In A Treatise of Human Nature, Hume challenged the notion of causality and argued that all knowledge is based on impressions and ideas formed through sensory experience.
  • Ludwig Wittgenstein: Wittgenstein’s Tractatus Logico-Philosophicus and later work Philosophical Investigations examined the relationship between language, thought, and knowledge, emphasizing language games and the limitations of language in expressing knowledge.
Significant Works:
  • Descartes’ Meditations on First Philosophy: Descartes’ meditations form a foundational text in epistemology, where he seeks to establish a secure foundation for knowledge through doubt and reason.
  • Locke’s An Essay Concerning Human Understanding: Locke’s essay explores the origins and limitations of human knowledge, emphasizing empiricism and the role of experience in shaping beliefs.
  • Kant’s Critique of Pure Reason: Kant’s critique delves into the nature of a priori knowledge and the limits of human understanding, challenging traditional notions of metaphysics.
  • Hume’s A Treatise of Human Nature: Hume’s treatise critically examines causality, induction, and the foundations of knowledge, arguing for a skepticism about the certainty of knowledge.
  • Wittgenstein’s Tractatus Logico-Philosophicus and Philosophical Investigations: Wittgenstein’s works explore language, meaning, and the structure of knowledge, offering insights into the nature of linguistic and conceptual understanding.
Key Arguments:
  • Descartes’ Cogito: Descartes’ argument “I think, therefore I am” asserts the indubitable existence of the thinking self as the foundation of certain knowledge.
  • Locke’s Tabula Rasa: Locke’s concept of the tabula rasa posits that the mind is a blank slate at birth, and knowledge is built through sensory experience and reflection.
  • Kant’s Synthetic A Priori: Kant’s argument for synthetic a priori knowledge suggests that some truths, like those of mathematics, are both necessary and not derived from empirical experience.
  • Hume’s Impressions and Ideas: Hume distinguishes between impressions (direct sensory experiences) and ideas (mental representations), challenging traditional ideas about causality and inductive reasoning.
  • Wittgenstein’s Language Games: Wittgenstein’s notion of language games highlights how language is embedded in particular social practices, leading to an understanding of the limits and functions of language in conveying knowledge.

These epistemologists, their works, and arguments have significantly influenced discussions about the nature, acquisition, and limits of knowledge in the field of philosophy.

Epistemology and Literary Theories
  1. Reader-Response Theory:
    • Reader-response theorists, such as Wolfgang Iser and Stanley Fish, explore how readers construct meaning through their interpretations of literary texts. Epistemological questions arise concerning the role of the reader’s knowledge and beliefs in shaping the reading experience and the extent to which a reader’s understanding aligns with the author’s intended meaning.
  2. New Criticism:
    • While New Criticism primarily focuses on close textual analysis, questions related to the reliability of the text as a source of knowledge and the limitations of the reader’s access to the author’s intentions often emerge in discussions within this critical approach.
  3. Poststructuralism and Deconstruction:
    • Poststructuralist and deconstructionist theorists like Jacques Derrida challenge the stability of meaning and knowledge. They explore how language itself shapes and limits our understanding of reality. Epistemological concerns center on the nature of linguistic constructs, the instability of signs, and the relationship between language and knowledge.
  4. Feminist Theory:
    • Feminist literary theorists investigate how gender and power dynamics influence knowledge production and representation in literature. Epistemological inquiries include questions about the gendered nature of knowledge, the authority of female voices, and the social construction of knowledge in patriarchal societies.
  5. Postcolonial Theory:
    • Postcolonial theorists examine how colonialism and imperialism have shaped knowledge systems, including the Eurocentric construction of knowledge. Epistemological issues encompass the subaltern’s marginalized perspectives, the decolonization of knowledge, and the implications of cultural hybridity.
  6. Narrative Theory:
    • Narrative theorists, such as Roland Barthes and Gerard Genette, explore how narratives convey knowledge and construct reality. They investigate the role of narrative devices in shaping reader understanding and the narrative’s potential for multiple interpretations.
  7. Cultural Studies:
    • Cultural studies scholars engage with questions of ideology, representation, and power in literature. Epistemological considerations involve the ways in which dominant cultural narratives construct and maintain particular forms of knowledge, identity, and social hierarchies.
  8. Psychoanalytic Theory:
    • Psychoanalytic approaches, like those of Sigmund Freud and Jacques Lacan, delve into the unconscious mind and how it influences perception and interpretation. Epistemological inquiries center on the impact of repressed desires and subconscious motives on knowledge formation.
  9. Marxist Literary Theory:
    • Marxist theorists examine how economic and social structures influence knowledge and ideology in literature. Epistemological questions include the class-based construction of knowledge and the role of literature in reinforcing or challenging hegemonic narratives.
  10. Queer Theory:
    • Queer theorists analyze how normative categories of sexuality and gender shape knowledge and representation in literature. Epistemological concerns involve deconstructing heteronormative knowledge systems and exploring alternative ways of knowing and being.
Epistemology in Literary Criticism
  1. by Donna Tartt (2013): Donna Tartt’s novel delves into the complexities of knowledge and deception. The protagonist, Theo, grapples with the authenticity of art and the knowledge it imparts, as he becomes entangled in the world of art forgery. The novel raises questions about the reliability of perception, memory, and the pursuit of genuine knowledge in a world filled with deception.
  2. by Emily St. John Mandel (2014): Emily St. John Mandel’s post-apocalyptic novel explores how knowledge is preserved and transmitted in a world devastated by a pandemic. The Traveling Symphony, a group of performers, seeks to preserve the knowledge and culture of the past through their art. The novel highlights the fragility of human knowledge and the role of storytelling in preserving our collective memory.
  3. by Colson Whitehead (2016): Colson Whitehead’s novel reimagines the Underground Railroad as a literal underground network, raising questions about hidden knowledge and secret histories. The protagonist, Cora, seeks freedom and knowledge about her own past as she navigates the subterranean world. The novel explores themes of historical erasure and the power of hidden knowledge to challenge oppressive systems.
  4. by Richard Powers (2018): Richard Powers’ novel explores the intersection of environmental knowledge and human understanding. It weaves together the stories of characters deeply connected to trees and the natural world. The novel raises epistemological questions about our relationship with the environment and the ways in which knowledge of the natural world can transform our understanding of reality.
Suggested Readings
  1. Foucault, Michel. The Order of Things: An Archaeology of the Human Sciences. Vintage, 1994.
  2. Gettier, Edmund L. Is Justified True Belief Knowledge?. Analysis, 1963.
  3. Hacking, Ian. Representing and Intervening: Introductory Topics in the Philosophy of Natural Science. Cambridge University Press, 1983.
  4. Kuhn, Thomas S. The Structure of Scientific Revolutions. University of Chicago Press, 1996.
  5. Locke, John. An Essay Concerning Human Understanding. Edited by Peter H. Nidditch, Oxford University Press, 1979.
  6. Quine, W. V. O. Word and Object. MIT Press, 1960.
  7. Russell, Bertrand. A History of Western Philosophy. Simon & Schuster, 2007.
  8. Searle, John R. Speech Acts: An Essay in the Philosophy of Language. Cambridge University Press, 1969.
  9. Wittgenstein, Ludwig. Philosophical Investigations. Translated by G. E. M. Anscombe, Prentice Hall, 1953.
  10. Zagzebski, Linda T. Virtues of the Mind: An Inquiry into the Nature of Virtue and the Ethical Foundations of Knowledge. Cambridge University Press, 1996.

Dehumanization in Literature & Literary Theory

Dehumanization refers to the process by which individuals or groups are treated or depicted as stripped of their inherent human qualities.

Etymology of Dehumanization

The term “dehumanization” finds its etymological origins in the Latin language, notably rooted in the word “hominis,” which signifies “human.” The prefix “de-“ in Latin conveys a sense of reversal or negation. Hence, “dehumanization” denotes the deliberate process or action of stripping individuals or groups of their inherent human qualities, rights, or dignity.

This term has garnered prominence within the realm of moral and philosophical discourse, particularly in discussions concerning the degrading treatment endured by individuals or populations. It serves as a crucial conceptual framework for addressing matters related to human rights abuses, social injustice, and the ethical treatment of individuals within various sociopolitical contexts.

Meanings of Dehumanization in Literature and Literary Theory
  1. Characterization and Narrative Representation:
    • Dehumanization in literature refers to a recurring theme where characters or groups are portrayed as losing their essential human qualities, dignity, or moral worth within a text.
    • It involves depicting characters subjected to inhumane treatment, degradation, or marginalization, often serving as a reflection of real-world social and political issues.
    • Characters may experience physical, psychological, or social dehumanization, shedding light on the moral and ethical consequences of such treatment.
    • Additionally, literature can explore how characters themselves may dehumanize others, offering insights into complex human and societal dynamics.
  2. Metaphorical and Symbolic Use:
    • Beyond character treatment, dehumanization can serve as a literary device with metaphorical or symbolic significance within a text.
    • It transcends individual characters and represents broader thematic ideas.
    • Dehumanization can symbolize societal concerns, such as the dehumanizing effects of modernity, technology, or consumerism.
    • It can also critique the erosion of human connection, empathy, or ethical values in contemporary society.
  3. Literary Theory and Critical Analysis:
    • In literary theory, dehumanization serves as a recurring motif or theme that prompts critical examination of a text’s socio-political and philosophical dimensions.
    • Scholars analyze how authors employ dehumanization to provoke thought, raise moral questions, or critique societal norms.
    • This analysis encompasses various aspects, including the portrayal of marginalized groups, the role of empathy, the consequences of dehumanization, and potential avenues for resistance and humanization within literary narratives.
Definition of Dehumanization as a Theoretical Term

Dehumanization, as a theoretical term, refers to the process by which individuals or groups are treated or depicted in a manner that strips them of their inherent human qualities, dignity, and moral worth.

It involves the reduction of human beings to a subhuman or objectified status, often facilitating acts of cruelty, discrimination, or violence. This concept is crucial in analyzing various sociopolitical contexts, literature, and human rights discourse, shedding light on the degrading treatment and ethical implications associated with such dehumanizing practices.

Dehumanization: Theorists, Works and Arguments
Prominent Theorists:
  1. Frantz Fanon: In his work The Wretched of the Earth, Fanon discusses the dehumanizing effects of colonialism and the psychological impact on colonized individuals. He argues that colonialism’s dehumanizing practices lead to a struggle for liberation and the restoration of humanity.
  2. Hannah Arendt: Arendt, in The Origins of Totalitarianism, explores how totalitarian regimes dehumanize both their victims and perpetrators, emphasizing the loss of moral and ethical boundaries in such contexts.
Key Works:
  1. The Wretched of the Earth by Frantz Fanon: This seminal work examines the dehumanizing impact of colonialism on the colonized, emphasizing the necessity of revolutionary action for rehumanization.
  2. The Origins of Totalitarianism by Hannah Arendt: Arendt’s work delves into the dehumanizing aspects of totalitarianism, emphasizing how it strips individuals of their moral agency and responsibility.
Arguments and Themes:
  1. Dehumanization as a Precursor to Liberation: Fanon argues that the dehumanization experienced by colonized individuals serves as a catalyst for resistance and liberation movements, as they seek to regain their lost humanity.
  2. Dehumanization and the Erosion of Morality: Arendt highlights how totalitarian regimes erode the moral boundaries of individuals, rendering them capable of extreme cruelty and violence, thus emphasizing the ethical consequences of dehumanization.

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Dehumanization and Literary Theories
TheoryRelevance
PostcolonialismDehumanization is a central theme in postcolonial literature and theory. Postcolonial scholars examine how colonial powers often depicted colonized peoples as inferior, exotic, or subhuman, contributing to their dehumanization. Writers from colonized regions often use literature to challenge and critique these dehumanizing narratives and to assert their humanity and cultural identity.
Feminist TheoryFeminist literary theory frequently addresses issues of dehumanization, especially in relation to the objectification and marginalization of women in literature. Feminist critics analyze how women have been reduced to stereotypes, denied agency, or subjected to violence and dehumanizing treatment in literature.
Critical Race TheoryCritical race theory explores the dehumanization of racial and ethnic minority groups in literature. Scholars in this field examine how racial stereotypes, racism, and prejudice have been perpetuated through literature, contributing to the dehumanization of marginalized communities. They also highlight the ways in which literature can be used to challenge these narratives and advocate for social justice.
Marxist TheoryMarxist literary theory can engage with dehumanization in terms of class struggle and economic oppression. It examines how literature portrays the dehumanizing effects of capitalism, exploitation of the working class, and the alienation of individuals from their labor and humanity.
Psychoanalytic TheoryPsychoanalytic theory, particularly the work of Sigmund Freud and Jacques Lacan, can be applied to the analysis of characters who undergo processes of dehumanization in literature. This perspective may explore the psychological dimensions of dehumanization, such as the suppression of individual desires and the impact on the psyche.
ExistentialismExistentialist literary theory delves into themes of existential angst and the search for meaning in a world that can often dehumanize individuals. Literature in this vein may explore the absurdity of existence and the struggle to assert one’s humanity in the face of societal pressures and dehumanizing forces.
Narrative TheoryNarrative theorists investigate how dehumanization is constructed and conveyed through narrative techniques. They analyze the narrative structures, point of view, and framing devices that contribute to the portrayal of characters as dehumanized or as agents of dehumanization.
Dehumanization in Literary Criticism
African American Novels:
  1. The Water Dancer by Ta-Nehisi Coates:
    • Hiram Walker: The protagonist, Hiram Walker, faces the dehumanization of slavery. He experiences the loss of his family and grapples with the erasure of his personal identity as he confronts the brutal realities of enslaved life.
  2. Such a Fun Age by Kiley Reid:
    • Emira Tucker: The novel follows Emira Tucker, who experiences modern-day microaggressions that strip her of her dignity and agency. These subtle forms of dehumanization challenge her sense of self in a contemporary social context.
Indian Novels:
  1. The Ministry of Utmost Happiness by Arundhati Roy:
    • Aftab: In this novel, characters like Aftab, a transgender person, grapple with societal dehumanization and marginalization. The story sheds light on their struggles for recognition and dignity amidst political conflicts in India.
  2. The White Tiger by Aravind Adiga:
    • Balram Halwai: The protagonist, Balram Halwai, faces economic dehumanization as he is trapped in a life of servitude and poverty. His journey is a quest to break free from the dehumanizing forces of a deeply divided society.

In these novels, characters like Hiram, Emira, Aftab, and Balram confront various forms of dehumanization, whether rooted in historical oppression, modern-day microaggressions, political conflicts, or economic disparities. Literary criticism of these works can offer deeper insights into the characters’ experiences and the ways in which the novels challenge and address the theme of dehumanization.

Suggested Readings
Books:
  1. Fanon, Frantz. The Wretched of the Earth. Grove Press, 2004.
  2. King, Thomas. The Inconvenient Indian: A Curious Account of Native People in North America. University of Minnesota Press, 2013.
  3. Nussbaum, Martha C. Upheavals of Thought: The Intelligence of Emotions. Cambridge University Press, 2001.
  4. Said, Edward W. Orientalism. Vintage, 1979.
  5. Spivak, Gayatri Chakravorty. A Critique of Postcolonial Reason: Toward a History of the Vanishing Present. Harvard University Press, 1999.
  6. Wynter, Sylvia. Black Metamorphosis: New Natives in a New World. CRB, 2020.
Edited Collections:

Phallocentrism in Literature & Literary Theory

Phallocentrism, as a theoretical term, refers to a pervasive literary and cultural bias that prioritizes and centers male experiences, perspectives, and narratives while often marginalizing or overshadowing those of females and non-binary individuals.

Etymology of Phallocentrism

The term “phallocentrism” derives its etymology from two key elements: “phallo,” which is rooted in the Greek word “phallos,” referring to the male genitalia, particularly the penis, and “centrism,” signifying a focus or concentration around a central point.

Phallocentrism, as a concept, is deeply embedded in feminist and gender theory, critiquing the historically pervasive dominance of male perspectives and values in various aspects of society, including culture, language, and power structures. It underscores the systematic privileging of masculinity and male experiences as the norm, often relegating women and alternative gender identities to subordinate or marginalized positions.

The term serves as a critical lens through which scholars analyze and challenge the inherent biases and inequalities that arise from this male-centric worldview.

Meanings of Phallocentrism
AspectMeanings
1. Gender Bias and Male-Centric PerspectiveBias favoring male viewpoints, overshadowing female and non-binary voices.
2. Representation of Gender and SexualityExamining portrayal of gender and sexuality, reinforcing stereotypes.
3. Power and PatriarchyExploration of male-dominated power structures in literature.
4. Language and DiscourseHow language reinforces phallocentric ideologies, promoting gender bias.
5. Feminist CritiqueCentral concern in feminist theory, critiquing gender inequality.
6. Deconstruction and SubversionChallenging and subverting phallocentric norms in literature.
Definition of Phallocentrism as a Theoretical Term

Phallocentrism, as a theoretical term, refers to a pervasive literary and cultural bias that prioritizes and centers male experiences, perspectives, and narratives while often marginalizing or overshadowing those of females and non-binary individuals.

It is characterized by the reinforcement of traditional gender norms, stereotypes, and male-dominated power structures in literary works and discourse. In feminist literary theory, phallocentrism is a critical concept used to analyze and critique the inherent gender bias and inequity present in many literary texts and broader societal contexts.

Phallocentrism: Theorists, Works, and Arguments
Theorists:
  • Jacques Derrida: Introduced the concept of phallogocentrism, emphasizing the connection between language, patriarchy, and male dominance.
  • Luce Irigaray: Critiqued traditional psychoanalysis and argued for a feminine language and sexual difference as alternatives to phallocentrism.
  • Judith Butler: Explored gender performativity, challenging the binary framework perpetuated by phallocentric norms.
Works:
  • Of Grammatology by Jacques Derrida: Discusses the privileging of speech over writing and its connection to phallocentrism.
  • This Sex Which Is Not One by Luce Irigaray: Explores the female body and sexuality in contrast to the phallocentric perspective.
  • Gender Trouble by Judith Butler: Challenges conventional notions of gender identity and expression, highlighting their relation to phallocentrism.
Arguments:
  • Phallocentrism perpetuates a male-centered perspective in literature and culture, sidelining the voices and experiences of women and non-binary individuals.
  • Language and discourse play a crucial role in reinforcing phallocentric ideologies, contributing to the marginalization of alternative perspectives.
  • Feminist critique utilizes the concept of phallocentrism to call attention to the need for gender equality and the dismantling of traditional gender norms and stereotypes.
Phallocentrism and Literary Theories
TheoryRelevance
Feminist Literary TheoryPhallocentrism is central to feminist literary theory, analyzing the historical favoring of male experiences in literature and the marginalization of female characters and authors.
PostcolonialismIn postcolonial literature, phallocentrism explores colonial narratives that reinforce patriarchal and gender-biased structures.
Queer TheoryQueer theory examines how phallocentrism contributes to reinforcing heteronormative and binary views of sexuality and gender, excluding non-binary and LGBTQ+ perspectives.
Psychoanalytic TheoryPhallocentrism remains relevant in psychoanalytic literary theory when discussing the phallic symbol’s influence on power, desire, and gender representation in literature.
DeconstructionJacques Derrida’s works, introducing phallogocentrism, remain relevant in deconstructionist literary theory, challenging male-centered language and discourse in texts.
Gender and Sexuality StudiesPhallocentrism is pertinent in interdisciplinary studies of gender and sexuality, exploring how literature constructs and reinforces gender norms and stereotypes.
Marxist Literary TheoryMarxist literary theory explores the intersection of phallocentrism with class structures and economic power in literature, highlighting gender bias and social inequality.
Narrative TheoryIn narrative theory, phallocentrism influences the structure and plot of stories, often centering on male characters and their perspectives.
Phallocentrism in Literary Criticism
  1. by Margaret Atwood (1985): In this dystopian novel, phallocentrism is taken to extreme levels as women are reduced to their reproductive abilities, emphasizing the control of female bodies by men. The novel critiques the oppressive nature of patriarchal power structures.
  2. by Naomi Alderman (2016): In this speculative fiction novel, women develop the power to produce electric shocks, subverting traditional gender dynamics. Phallocentrism is explored as the balance of power shifts, challenging the conventional male-dominated narrative and highlighting the consequences of gender-based power structures.
  3. by Sally Rooney (2018): This novel delves into the complexities of a romantic relationship between the characters Connell and Marianne. It subtly examines how societal expectations, including phallocentrism, impact their interactions and decisions, illustrating the influence of traditional gender norms on personal relationships.
  4. by Brit Bennett (2020): This novel explores themes of identity and race, but it also touches on phallocentrism within the context of gender and identity. The characters grapple with societal expectations and stereotypes related to gender roles and sexuality, illuminating how these norms affect their lives.

In these novels, phallocentrism is portrayed and critiqued in various ways, shedding light on its continued relevance in contemporary literary discourse and its impact on characters and society.

Suggested Readings
  1. Derrida, Jacques. Of Grammatology. Translated by Gayatri Chakravorty Spivak, Johns Hopkins University Press, 1997.
  2. Irigaray, Luce. This Sex Which Is Not One. Translated by Catherine Porter, Cornell University Press, 1985.
  3. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  4. Cixous, Hélène. The Laugh of the Medusa. Translated by Keith Cohen and Paula Cohen, Signs, vol. 1, no. 4, 1976, pp. 875-893.
  5. Mulvey, Laura. “Visual Pleasure and Narrative Cinema.” Screen, vol. 16, no. 3, 1975, pp. 6-18.
  6. Freud, Sigmund. Three Essays on the Theory of Sexuality. Translated by James Strachey, Basic Books, 2000.
  7. Showalter, Elaine. A Literature of Their Own: British Women Novelists from Brontë to Lessing. Princeton University Press, 1977.
  8. Weedon, Chris. Feminist Practice & Poststructuralist Theory. Blackwell, 1997.

Subjectivity in Literature & Literary Theory

Subjectivity, as a theoretical term, denotes the inherent quality of individuality and personal perspective that shapes human experiences and interpretations.

Etymology of Subjectivity

The term “subjectivity” traces its origins to the Latin word “subiectus,” meaning “lying beneath” or “submissive.” In its modern conceptualization, subjectivity emerged during the Enlightenment era, particularly in the works of philosophers like Immanuel Kant and René Descartes.

It refers to the quality or condition of being shaped by an individual’s personal perspective, experiences, emotions, and beliefs, rather than solely relying on objective, external facts or truths.

Subjectivity became a central concept in various academic disciplines, including philosophy, psychology, and sociology, as it underlines the inherent complexity of human consciousness and the challenges of achieving complete objectivity in understanding and interpreting the world. This multifaceted term has since played a pivotal role in discussions surrounding perception, cognition, interpretation, and the nature of reality.

Meanings of Subjectivity
AspectMeanings
Character PerspectivesIn literature, subjectivity often refers to the personal viewpoints, thoughts, and emotions of characters within a story.
Narrative InterpretationSubjectivity can influence how a narrative is presented and interpreted, with an author’s personal bias or perspective shaping the storytelling.
Reader EngagementIt highlights that readers bring their own experiences and perspectives when interpreting and engaging with a text.
Stream of ConsciousnessCertain literary techniques, like stream of consciousness, delve deeply into characters’ inner thoughts and feelings, emphasizing subjectivity.
Identity and RepresentationSubjectivity intersects with how marginalized groups are represented in literature and how their unique perspectives are conveyed.
Autobiographical ElementsAutobiographical fiction often incorporates the author’s own subjectivity into the narrative, blurring the line between fact and fiction.
Emotional and Aesthetic ResponseIt encompasses the individual emotional and aesthetic reactions that readers and characters have to a literary work.
Definition of Subjectivity as a Theoretical Term

Subjectivity, as a theoretical term, denotes the inherent quality of individuality and personal perspective that shapes human experiences and interpretations. It highlights the subjective nature of human consciousness, emphasizing the influence of emotions, beliefs, and personal biases in constructing one’s understanding of reality.

In academic discourse, it is often analyzed within various disciplines, including philosophy, psychology, and sociology, to explore the complexities of human perception and cognition.

Subjectivity: Theorists, Works and Arguments
Theorists:
  • Immanuel Kant: Kant explored it in his Critique of Pure Reason, distinguishing between the noumenal (objective) and phenomenal (subjective) realms of experience.
  • Jean-Paul Sartre: Sartre’s Existentialism emphasizes the role of individual subjectivity in defining one’s existence and choices.
  • Jacques Lacan: Lacanian psychoanalysis delves into the subject’s formation through language, signifiers, and the “mirror stage.”
  • Michel Foucault: Foucault’s works, like The Birth of the Clinic and Discipline and Punishment, analyze how power structures shape subjectivity.
  • Judith Butler: Known for her work on gender and performativity, Butler challenges fixed notions of identity and highlights the performative nature of subjectivity.
Works:
  • Critique of Pure Reason (1781) by Immanuel Kant: Kant’s seminal work explores the nature of human subjectivity and its role in shaping perception and knowledge.
  • Being and Nothingness (1943) by Jean-Paul Sartre: This existentialist treatise examines subjectivity and freedom in human existence.
  • Écrits (1966) by Jacques Lacan: Lacan’s collection of essays introduces his psychoanalytic theories on subjectivity and language.
  • The Birth of the Clinic (1963) by Michel Foucault: This work analyzes how medical knowledge and discourse influence subjectivity and power relations.
  • Gender Trouble (1990) by Judith Butler: Butler’s book challenges conventional views of gender by emphasizing the performative aspects of subjectivity.
Key Arguments:
  • Kant’s Transcendental Idealism: Kant argues that human subjectivity imposes a structure on the world, shaping our understanding of reality through categories like time and space.
  • Sartre’s Existential Freedom: Sartre asserts that human subjectivity entails radical freedom and responsibility, as individuals create their essence through choices.
  • Lacan’s Mirror Stage: Lacan’s mirror stage theory posits that it begins with a misrecognition of oneself, leading to identity formation through language.
  • Foucault’s Discursive Formation: Foucault argues that subjectivity is shaped by the discourses and power structures within society.
  • Butler’s Performativity: Butler contends that gender and identity are performed rather than innate, challenging its fixed notions.

These theorists, works, and arguments have significantly contributed to the exploration and understanding of subjectivity within various academic fields.

Subjectivity and Literary Theories
TheoryRelevance
Reader-Response TheoryIt is central to reader-response theory, which posits that a reader’s personal experiences, emotions, and interpretations are crucial in determining the meaning of a text. The reader’s subjectivity shapes their engagement with the narrative, and different readers may derive distinct meanings from the same text.
Feminist TheoryIn feminist literary theory, it is examined concerning gender roles and the representation of women in literature. This perspective explores how women’s subjectivity has been historically marginalized and how literature can be a platform for reclaiming and expressing female subjectivities.
Postcolonial TheorySubjectivity is relevant in postcolonial theory as it relates to the colonial experience and the construction of identity. Postcolonial literature often highlights the subjectivities of colonized individuals and their struggles to assert their voices and identities in the face of colonial oppression.
Psychoanalytic TheoryPsychoanalytic literary theory, influenced by Freud and Lacan, delves into the inner workings of characters’ subjectivity. It examines how subconscious desires, conflicts, and traumas shape character motivations and narrative events.
PostmodernismPostmodern literary theory challenges the idea of objective reality and emphasizes the subjective nature of truth and meaning. It often blurs the boundaries between fiction and reality, inviting readers to engage with texts from multiple subjective perspectives.
Identity and Identity PoliticsLiterary theories that focus on identity, including racial, ethnic, and LGBTQ+ identities, consider how it is constructed through these social and cultural factors. These theories explore how literature reflects and shapes individual and collective subjectivities.
Autobiographical and Memoir StudiesThe study of autobiographical literature and memoirs involves a close examination of the author’s subjectivity. These genres allow authors to express their personal experiences, emotions, and perspectives, making subjectivity a central element in analyzing autobiographical works.
Narrative TheoryIt influences the way narratives are structured and presented. Narrative theorists consider how narrators, whether first-person or third-person, impact the reader’s perception of events and characters, often highlighting the subjectivity inherent in storytelling.
Aesthetic TheoriesDiscussions about the aesthetic experience in literature frequently involve subjectivity. Different readers and critics may have subjective reactions to the style, tone, and imagery of a text, contributing to diverse interpretations and evaluations of literary works.
Subjectivity in Literary Criticism
  1. The Vanishing Half by Brit Bennett (2020):
    • Subjectivity Example: A critic with a background in African American studies currently focuses on how the novel explores issues of racial passing and identity. They emphasize the complexities of light-skinned characters passing as white and how this reflects historical and contemporary racial dynamics.
    • Subjectivity Impact: The critic’s expertise in African American studies presently shapes their interpretation, emphasizing the novel’s exploration of racial subjectivities.
  2. The Night Circus by Erin Morgenstern (2011):
    • Subjectivity Example: A critic with a penchant for fantasy literature currently emphasizes the novel’s magical elements and intricate world-building. They delve into the symbolism of the circus and how it represents a space of subjective imagination and escapism.
    • Subjectivity Impact: The critic’s affinity for fantasy literature currently guides their interpretation, focusing on the novel’s fantastical and imaginative aspects.
  3. The Overstory by Richard Powers (2018):
    • Subjectivity Example: An environmentalist critic currently emphasizes the novel’s ecological themes and its exploration of human relationships with trees and nature. They highlight it with reference to characters as it evolves in response to the natural world.
    • Subjectivity Impact: The critic’s environmentalist perspective currently informs their interpretation, emphasizing the novel’s ecological subjectivities and its call for environmental stewardship.
  4. Such a Fun Age by Kiley Reid (2019):
    • Subjectivity Example: A critic interested in contemporary social issues currently focuses on the novel’s exploration of race, privilege, and performative allyship. They delve into the characters’ subjective experiences of navigating these dynamics in a modern setting.
    • Subjectivity Impact: The critic’s interest in social issues currently shapes their interpretation, emphasizing the novel’s commentary on contemporary social subjectivities.

In each of these examples, it plays a role in how critics approach and analyze contemporary novels. Critics’ backgrounds, interests, and perspectives currently influence the aspects of the texts they emphasize, allowing for diverse and nuanced interpretations that currently reflect their individual subjectivities. This recognition of it enriches the discourse around contemporary literature, highlighting its multifaceted nature.

Suggested Readings
  1. Beauvoir, Simone de. The Second Sex. Vintage, 1989.
  2. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  3. Descartes, René. Meditations on First Philosophy. Translated by Donald A. Cress, Hackett Publishing Company, 1993.
  4. Freud, Sigmund. The Ego and the Id. W. W. Norton & Company, 1960.
  5. Foucault, Michel. Madness and Civilization: A History of Insanity in the Age of Reason. Vintage, 1988.
  6. James, William. The Principles of Psychology. Dover Publications, 1950.
  7. Lacan, Jacques. Ecrits: The First Complete Edition in English. W. W. Norton & Company, 2006.
  8. Merleau-Ponty, Maurice. Phenomenology of Perception. Translated by Colin Smith, Routledge, 2012.
  9. Nietzsche, Friedrich. Beyond Good and Evil. Translated by Walter Kaufmann, Vintage, 1989.
  10. Sartre, Jean-Paul. Being and Nothingness: An Essay on Phenomenological Ontology. Translated by Hazel E. Barnes, Washington Square Press, 1992.