“Literature in the Reader: Affective Stylistics” by Stanley Fish: Summary and Critique

“Literature in the Reader: Affective Stylistics” by Stanley Fish was first published in 1970 in the journal New Literary History.

"Literature in the Reader: Affective Stylistics" by Stanley Fish: Summary and Critique
Introduction: “Literature in the Reader: Affective Stylistics” by Stanley Fish

“Literature in the Reader: Affective Stylistics” by Stanley Fish was first published in 1970 in the journal New Literary History. This essay is considered a seminal work in the field of literary theory, as it argues that the meaning and value of a literary text are not inherent in the work itself, but are rather created through the interaction between the text and the reader. Fish’s theory of affective stylistics emphasizes the importance of the reader’s emotional response to the text, and how this response shapes their interpretation of the work. This essay has had a significant impact on the study of literature, and continues to be widely discussed and debated today.

Summary of “Literature in the Reader: Affective Stylistics” by Stanley Fish

1. Meaning as an Event, Not a Static Entity

  • Fish argues that meaning is not a fixed property of a text but something that unfolds in the reader’s experience. He challenges the idea of an objective meaning existing within the text itself, claiming instead that meaning emerges through the interaction between the text and the reader’s mental processes: “The meaning of a sentence…is its experience—all of it and not anything that could be said about it” (Fish, p. 126).

2. The Role of the Reader in Interpretation

  • Fish emphasizes that the reader plays an active role in constructing meaning from a text, rejecting the notion that texts exist as static objects of analysis. The reader’s response to the text, which occurs moment by moment, is central to understanding its meaning: “A criticism that regards ‘the poem itself as an object of specifically critical judgment’ extends this forgetting into a principle” (Fish, p. 140).

3. Temporal Flow of Reading

  • According to Fish, reading is a temporal process, and understanding develops over time as words succeed one another. The reader is continuously adjusting expectations and interpretations based on what they have already read and what they anticipate will come next: “The basis of the method is a consideration of the temporal flow of the reading experience” (Fish, p. 127).

4. Stylistic Devices as Strategic Acts

  • Fish proposes that textual structures are strategies aimed at affecting the reader’s thought process. For example, he discusses how syntactical complexities or ambiguities in a text are designed to destabilize the reader’s understanding and force them into a process of re-evaluation: “What the sentence does is give the reader something and then take it away” (Fish, p. 126).

5. Rejection of the Affective Fallacy

  • Fish critiques the “Affective Fallacy,” a concept that separates a text’s meaning from its emotional effects on the reader. He argues that such a distinction ignores the essential role of the reader’s response in creating meaning: “The objectivity of the text is an illusion, and moreover, a dangerous illusion” (Fish, p. 140).

6. Affective Stylistics and Its Focus on Reader Response

  • The core of Fish’s method, “Affective Stylistics,” involves analyzing how the reader’s response is shaped by the text’s language, syntax, and structure. Instead of seeking a unified or fixed meaning, this approach seeks to understand how meaning is produced in the mind of the reader during the act of reading: “The analysis must be of the developing responses to distinguish it from the atomism of much stylistic criticism” (Fish, p. 127).

7. Text as an Event, Not an Object

  • Fish emphasizes that a text should not be seen as a static object containing meaning but as an event that occurs between the text and the reader. This dynamic interaction is the true meaning of the text: “The sentence… is no longer an object, a thing-in-itself, but an event, something that happens to, and with the participation of, the reader” (Fish, p. 126).

8. Critique of Traditional Literary Criticism

  • Fish critiques formalist approaches to literary criticism, which treat texts as self-contained objects of study. He suggests that such methods overlook the importance of the reader’s engagement with the text: “Most methods of analysis operate at so high a level of abstraction that the basic data of the meaning experience is slighted” (Fish, p. 129).

9. Meaning as a Collective Experience

  • The idea that meaning emerges collectively through both the text and the reader’s responses challenges traditional literary criticism’s focus on authorial intent or fixed interpretations: “The meaning of a sentence is not something that can be extracted from it but is rather something that happens during the act of reading” (Fish, p. 127).
Literary Terms/Concepts in “Literature in the Reader: Affective Stylistics” by Stanley Fish
Term/ConceptExplanationQuotation/Context
Affective StylisticsA method of literary analysis focusing on the reader’s experience and psychological effects of language while reading.“I would first like to demonstrate the explanatory power of a method of analysis which takes the reader, as an actively mediating presence, fully into account…”
Meaning as EventMeaning is not static but is created through the reader’s experience in the process of reading.“It is no longer an object, a thing-in-itself, but an event, something that happens to, and with the participation of, the reader.”
Reader-Response TheoryThe idea that the reader actively participates in making meaning from the text, rather than passively receiving it.“What does the sentence do? And what the sentence does is give the reader something and then take it away, drawing him on with the unredeemed promise of its return.”
Temporal Flow of ReadingThe experience of reading occurs over time, and meaning is generated progressively as the text unfolds.“The basis of the method is a consideration of the temporal flow of the reading experience…”
IndeterminacyThe text does not offer a fixed meaning; instead, the meaning may remain unresolved, reflecting the reader’s uncertainty.“There are two vocabularies in the sentence; one holds out the promise of a clarification… while the other continually defaults on that promise…”
Text as ExperienceThe text should be viewed as something that occurs to the reader, shaping and being shaped by their reactions.“Meaning is an event, something that is happening between the words and in the reader’s mind…”
Interaction between Text and ReaderThe dynamic relationship between the text and the reader’s mental operations, as the reader interprets and anticipates.“A reader’s response to the fifth word in a line or sentence is to a large extent the product of his responses to words one, two, three, and four.”
Syntax and PredictionReaders make predictions about the meaning of a sentence based on its syntax, which are then confirmed or thwarted.“The reader must be in control of it if he is to move easily and confidently through what follows; and in the context of this ‘knowledge,’ he is prepared…”
DefamiliarizationA technique that forces the reader to see familiar things in an unfamiliar way, increasing their attention to the text.“Going forward only intensifies the reader’s sense of disorientation.”
AmbiguityThe deliberate use of language that allows multiple interpretations or uncertain meaning.“It is increasingly difficult to tell what ‘it’ refers to, and if the reader takes the trouble to retrace his steps…”
Reader’s CompetenceThe idea that readers bring linguistic and literary competence that shapes their reading experience.“The reader, of whose responses I speak, then, is this informed reader, neither an abstraction, nor an actual living reader…”
Psychological Effects of LanguageHow language structures impact the reader’s thought processes and emotions during reading.“The projection of syntactical and/or lexical probabilities… the reversal or questioning of those attitudes…”
Contribution of “Literature in the Reader: Affective Stylistics” by Stanley Fish to Literary Theory/Theories

1. Shift from Text-Centered to Reader-Centered Analysis

  • Contribution: Fish’s work emphasizes the reader’s role in the construction of meaning, moving away from New Criticism’s focus on the text itself.
  • Reference: “The text is not an object that stands by itself and that we can interpret in isolation; it is something that is given life by the reader’s engagement with it.”

2. Introduction of Affective Stylistics

  • Contribution: Fish introduced Affective Stylistics, a method of analysis that focuses on how the structure and style of a text affect the reader’s mental and emotional response as they read.
  • Reference: “Affective stylistics starts with the premise that what a sentence does is more important than what it says… It is an experience in time, a process in which the reader participates.”

3. Meaning as a Dynamic Event

  • Contribution: Fish argues that meaning is not fixed but is generated through the reader’s active engagement with the text over time, challenging traditional notions of stable textual meaning.
  • Reference: “Meaning is not the property of the text but something that emerges in the temporal process of reading.”

4. Undermining Formalism’s Objectivity

  • Contribution: Fish critiques formalism, particularly New Criticism, for its emphasis on the objective analysis of the text, arguing that such an approach neglects the role of the reader’s subjective experience.
  • Reference: “The reader’s experience, which is often ignored in formalist readings, is central to understanding how a text functions and what it means.”

5. Influence on Reader-Response Theory

  • Contribution: Fish’s ideas laid the groundwork for the development of Reader-Response Theory, which argues that the reader’s interpretation is a fundamental component of literary meaning.
  • Reference: “The reader, as an actively mediating presence, creates the meaning of the text rather than passively receiving it.”

6. Concept of Indeterminacy in Textual Interpretation

  • Contribution: Fish highlights the indeterminacy in the reading process, showing that the text often leaves room for multiple interpretations, based on the reader’s expectations and experiences.
  • Reference: “Ambiguities and open-endedness are not flaws but opportunities for the reader to create meaning.”

7. Emphasis on Temporal Experience of Reading

  • Contribution: Fish argues that the act of reading unfolds over time, and this temporal progression is crucial in shaping how meaning is constructed.
  • Reference: “The temporal flow of the reading experience is essential to understanding the text’s impact on the reader.”

8. Active Role of the Reader in Interpretation

  • Contribution: Fish places the reader at the center of the interpretive process, emphasizing their active role in constructing meaning rather than being passive receivers of information.
  • Reference: “The reader must engage actively with the text, predicting, responding, and revising their expectations as they go.”
Examples of Critiques Through “Literature in the Reader: Affective Stylistics” by Stanley Fish
Literary WorkCritique through Affective StylisticsApplication of Fish’s Theory
Ulysses by James JoyceFish’s theory highlights the fragmented, disorienting style of Ulysses, where meaning emerges as readers actively construct coherence from the stream-of-consciousness narrative. The reader’s interaction with the chaotic flow becomes central to the interpretation of the text.Ulysses demands that readers piece together its narrative through their evolving understanding, suggesting that meaning is not found in the text alone but in the reader’s response to its complex structure. The continuous shifts in perspective force readers to be co-creators of meaning through their personal, subjective engagement with the novel’s nonlinear form.
The Turn of the Screw by Henry JamesFish’s approach would emphasize the ambiguity and unresolved tension in The Turn of the Screw, where the text constantly forces the reader to reassess their interpretations of events. Meaning shifts as the reader engages with the uncertainty regarding the supernatural vs. psychological explanations.Fish’s theory posits that meaning in The Turn of the Screw is not stable but is generated through the reader’s temporal engagement with the ambiguity. As the reader encounters each new detail, they must decide how to interpret the unreliable narration, thus playing an active role in determining whether the story leans towards supernatural horror or psychological delusion. The reader’s involvement in interpretation is essential for constructing the meaning of the text.
Waiting for Godot by Samuel BeckettFish’s theory sees Waiting for Godot as an experience in which meaning is constructed through the reader’s (or audience’s) engagement with its minimalism, repetition, and lack of progression. The text compels readers to fill in interpretive gaps left by the absurdist structure.In Waiting for Godot, meaning arises through the reader’s experience of time and the lack of traditional narrative. Fish’s theory would suggest that the seeming pointlessness and repetitiveness require the reader to actively create meaning by interpreting the play’s structure and dialogue. The absence of definitive meaning in the text makes the reader’s role central in determining the thematic essence of Beckett’s work.
Wuthering Heights by Emily BrontëFish’s theory focuses on the layered narrative structure and shifting perspectives in Wuthering Heights. Readers must navigate through the multiple narrators and embedded stories, contributing to meaning through the process of reading and interpreting each layer of the novel.Wuthering Heights exemplifies Fish’s idea that meaning is produced through the reader’s interaction with the text’s structure. The novel’s time shifts and conflicting perspectives require the reader to construct coherence. The emotional intensity of the characters’ relationships unfolds over time, and the reader’s interpretation evolves with each narrative turn, making them an active participant in generating the text’s meaning. Fish emphasizes the dynamic process of reading as central to meaning-making.
Criticism Against “Literature in the Reader: Affective Stylistics” by Stanley Fish
  • Overemphasis on Reader’s Subjectivity: Critics argue that Fish places too much emphasis on the reader’s subjective experience, which could undermine the role of the text itself. This approach can lead to an overly relativistic view of meaning, where any interpretation could potentially be valid, eroding textual authority.
  • Neglect of Authorial Intent: Fish’s theory downplays the significance of the author’s intentions in shaping meaning, which some scholars believe is crucial for interpreting literary works. The argument here is that Fish’s focus on the reader’s experience disregards the context in which the work was produced and the purpose behind its creation.
  • Potential for Interpretive Chaos: By suggesting that meaning arises solely from the reader’s engagement with the text, Fish’s theory opens the door to infinite interpretations, which critics claim could result in a lack of interpretive boundaries. Without any objective basis for interpretation, it becomes difficult to distinguish between strong and weak readings.
  • Ignoring Textual Structures and Formal Features: Critics assert that Affective Stylistics overlooks the inherent structures, forms, and devices present in texts. Fish’s focus on the process of reading might disregard the formal elements that contribute to meaning independently of the reader’s reaction.
  • Lack of Consistency in Reader Response: Fish assumes that readers will experience texts in largely similar ways, but critics point out that different readers may respond to the same text very differently based on individual backgrounds, cultural contexts, and experiences, which makes the idea of a universal reader response problematic.
  • Detracting from Traditional Critical Analysis: Fish’s approach has been criticized for diminishing the value of traditional critical methods, such as historical, psychoanalytic, or structuralist approaches, which engage with texts on a more theoretical or analytical level, beyond the immediate experience of reading.
Representative Quotations from “Literature in the Reader: Affective Stylistics” by Stanley Fish with Explanation
Key SectionsRevised SummaryPage Reference
IntroductionFish begins by asserting that reading is an activity, and the reader’s role is often forgotten in discussions of meaning.p. 123
Exclusion of ReaderCritics like Wimsatt and Beardsley, in their article “The Affective Fallacy,” exclude the reader from literary analysis. Fish acknowledges the importance of the reader’s experience, particularly in relation to the psychological effects of reading.p. 124
Psychological EffectsFish emphasizes the importance of focusing on the psychological effects a text produces in a reader, rather than treating the text as a static object.p. 125
Example of Judas SentenceFish analyzes a sentence from Browne’s Religio Medici, showing how it creates uncertainty in the reader by disrupting expectations, suggesting that meaning is an event that occurs through the reader’s engagement.pp. 124-126
Milton’s SentenceFish analyzes a line from Paradise Lost, illustrating how the sentence’s double negatives create reader uncertainty, further supporting his argument that meaning is generated through reading.pp. 126-127
MethodologyFish introduces his method of analysis: focusing on the temporal flow of reading and the reader’s developing responses to words and phrases as they unfold.pp. 127-129
Temporal FlowFish stresses the importance of the temporal aspect of reading, arguing that meaning arises not from the utterance as a whole but from the reader’s sequential experience.p. 128
Reversing Sentence StructureFish demonstrates how reversing the structure of a sentence can change the reader’s experience and therefore its meaning.p. 128
Ordinary LanguageFish critiques the tendency of some analyses to dismiss straightforward sentences as “ordinary language,” arguing that even the most simple statements can carry complex psychological effects in the reader.pp. 128-129
Slow Motion Camera EffectFish likens his method to a “slow motion camera” that brings unnoticed events in reading to analytical attention.p. 129
Contradictory SentencesFish compares sentences by Whitehead and Pater, explaining that although they may express similar ideas, they produce very different effects in the reader.pp. 131-132
Donne’s SermonFish analyzes a sentence from one of Donne’s sermons to show how the sentence’s logic forces the reader to engage in reasoning, challenging the assumption that language can be purely referential.p. 133
Impact of Syntax on ReadingSyntax plays a critical role in shaping the reader’s experience, as Fish demonstrates through various textual examples, where syntactical choices lead to different kinds of reader engagement.pp. 135-136
Plato’s PhaedrusFish uses Plato’s Phaedrus to illustrate his method, arguing that the reader is guided through the dialogue by continually reassessing previous assumptions, which the text implicitly undermines.pp. 135-137
Rejection of Internal CoherenceFish rejects the idea that internal coherence is a reliable measure of a text’s value or meaning, emphasizing the reader’s shifting engagement with the text instead.p. 137
Response to ObjectionsFish anticipates objections to his method, such as concerns about impressionism and subjectivity, and defends the precision and objectivity of analyzing reader responses.pp. 139-141
Importance of Linguistic CompetenceFish argues that readers share a linguistic competence that allows for a certain predictability in responses, making it possible to generalize about the reading experience.pp. 141-142
Relation to Transformational GrammarFish critiques the deep structure theory in linguistics, arguing that surface structures also play a crucial role in generating meaning through the reader’s experience of the text.pp. 143-145
Informed ReaderFish introduces the concept of the “informed reader,” one who is familiar with the conventions of language and literary discourse, and whose responses can be used to analyze texts.pp. 144-146
Limitations of EvaluationFish acknowledges that his method does not lend itself to traditional literary evaluation but is instead focused on description of the reader’s experience.p. 147
Teaching MethodFish explains how his method can be applied in teaching to develop students’ sensitivity to the nuances of language and their own responses.pp. 161-162
ConclusionFish concludes that his method transforms minds rather than organizing materials, offering a way to experience language as an event rather than a repository of fixed meanings.p. 161
Suggested Readings: “Literature in the Reader: Affective Stylistics” by Stanley Fish
  1. Landa, José Ángel García. “STANLEY E. FISH’S SPEECH ACTS.” Atlantis, vol. 12, no. 2, 1991, pp. 121–37. JSTOR, http://www.jstor.org/stable/41054642. Accessed 25 Sept. 2024.
  2. Fish, Stanley. “Literature in the Reader: Affective Stylistics.” New Literary History, vol. 2, no. 1, 1970, pp. 123–62. JSTOR, https://doi.org/10.2307/468593. Accessed 25 Sept. 2024.
  3. Ceci, Louis G. “The Case for Syntactic Imagery.” College English, vol. 45, no. 5, 1983, pp. 431–49. JSTOR, https://doi.org/10.2307/376842. Accessed 25 Sept. 2024.
  4. Kintgen, Eugene R. “READER RESPONSE AND STYLISTICS.” Style, vol. 11, no. 1, 1977, pp. 1–18. JSTOR, http://www.jstor.org/stable/45108441. Accessed 25 Sept. 2024.

“Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland: Summary and Critique

“Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland was first published in 1976 in the journal Critical Inquiry.

"Literary Interpretation and Three Phases of Psychoanalysis" by Norman N. Holland: Summary and Critique
Introduction: “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland

“Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland was first published in 1976 in the journal Critical Inquiry. This essay holds significant importance in literature and literary theory due to its innovative approach to psychoanalytic literary criticism. Holland introduces three distinct phases of psychoanalysis—the classical, the ego, and the object relations—and demonstrates how each phase can be applied to the interpretation of literary texts. By examining the relationship between the author’s unconscious and the reader’s subjective experience, Holland offers a valuable framework for understanding the complex interplay between literature and psychoanalysis.

Summary of “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland

Introduction: Three Phases of Psychoanalysis

  • Holland begins by explaining that psychoanalysis has evolved through three distinct phases, each with its focus on expanding Freud’s original discoveries into broader human psychology.
  • He uses a Wordsworth poem as a metaphor to illustrate the progression and impact of these phases in both psychoanalysis and literary criticism.

First Phase: Psychology of the Unconscious

  • The first phase is rooted in Freud’s discovery of the unconscious mind and the symbolic content within dreams, neurotic symptoms, and jokes.
  • Psychoanalytic literary criticism in this phase involves decoding latent meanings and symbols in texts, often using Freud’s theories of the Oedipus complex and early childhood development.
  • Holland critiques this method, noting that while it opens up new interpretations, it often reduces literary analysis to anatomical symbolism and overlooks personal reader response.

Second Phase: Psychology of the Ego

  • The second phase marks a shift to Freud’s model of the ego, superego, and id, focusing on ego defenses and the mind’s synthesizing functions.
  • In literary criticism, this phase emphasizes understanding the defensive strategies used by characters or the speaker in the text, such as denial and repression.
  • Holland highlights that this phase allows for a more formalist reading, combining unconscious content with conscious themes, but it still fails to explain the personal differences in reader experiences.

Third Phase: Psychology of the Self

  • The third phase moves beyond the internal psychic model to a focus on self and non-self, where the individual’s identity and its interaction with the external world are paramount.
  • Holland relates this phase to the concept of identity theory, suggesting that each person’s interpretation of a text is deeply intertwined with their personal experiences and identity.
  • This phase acknowledges that reading is a constructive act where the reader’s identity and emotions play a key role in interpretation, blending subjective experience with objective analysis.

Psychoanalysis and Identity

  • Holland argues that the third phase allows for a more intimate and personalized form of criticism, where the critic’s own identity is reflected in the interpretation.
  • He discusses how literary works, much like people, exhibit a consistent identity theme that can be explored and understood through the critic’s individual experiences and perceptions.

Criticism as Self-Discovery

  • Holland concludes that this third phase transforms literary criticism into an act of self-discovery. Critics not only interpret texts but also gain insight into their own identities through their interpretations.
  • He encourages critics to risk intimacy and personal reflection in their readings, fostering a deeper understanding of both literature and themselves.

“We use literary knowledge to gain self-knowledge. We express and re-create ourselves in our interpretations—that we have always done—but now we can do it understandingly.”

Conclusion: A New Paradigm for Psychoanalytic Criticism

  • Holland emphasizes that the third phase of psychoanalysis aligns with contemporary scientific thought, where the role of the observer is integral to understanding reality.
  • He calls for a more personal and individualized approach to literary criticism, where the critic’s relationship with the text becomes an exploration of both the text and the self.

“For criticism from the third phase of psychoanalysis risks intimacy in order to restore individuality.”

Literary Terms/Concepts in “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland
Literary Term/ConceptDescription
Psychoanalytic CriticismA method of literary criticism that applies psychoanalytic theory to the interpretation of texts.
Latent ContentThe hidden or underlying meaning within a text, often explored through psychoanalytic techniques.
Ego PsychologyFocuses on the role of the ego in mediating between the conscious and unconscious, often in defense mechanisms.
DenialA defense mechanism where uncomfortable realities are avoided by the mind, often explored in literature.
Freudian SymbolismThe interpretation of symbols within a text, often referring to unconscious desires or fears.
Oedipus ComplexA Freudian concept where a child feels a subconscious attraction to the opposite-sex parent.
Unconscious MindA core Freudian idea involving the part of the mind that holds repressed feelings, thoughts, and desires.
Identity TheoryA theory that integrates personal identity with literary interpretation, linking self-perception and reading.
Defensive StrategiesPsychological defenses like denial or repression used by individuals, reflected in characters and speakers.
FormalismA method of criticism that focuses on the formal elements of a work (structure, style) rather than external contexts.
Symbolic DecodingInterpreting symbols in a literary text to uncover unconscious or deeper meanings.
Contribution of “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland to Literary Theory/Theories
  • Introduction of Psychoanalytic Phases in Literary Criticism
    Holland introduces the idea that psychoanalytic theory, especially as applied to literature, has evolved through three distinct phases: unconscious psychology, ego psychology, and self psychology. Each phase brings a different approach to literary analysis, thus expanding the reach of psychoanalytic criticism.
    • “Psychoanalysis has gone through three phases. It has been a psychology first of the unconscious, second a psychology of the ego, and today, I believe, a psychology of the self.” (p. 224)
  • Bridging Psychological and Literary Analysis
    Holland emphasizes that psychoanalysis is not only about uncovering unconscious meanings in texts but also understanding the ego defenses and self-identity that contribute to the reader’s and characters’ experiences. This expansion deepens the integration of psychology and literature.
    • “In the third, it is self versus non-self… Freud had entered this third phase… a steadily increasing body of evidence suggests that that is true all through life.” (p. 230)
  • Critique of Symbolic Decoding in Psychoanalytic Criticism
    Holland critiques the early form of psychoanalytic criticism, which relied heavily on symbolic decoding. He points out the limitations of reducing texts to Freudian symbols, which can lead to overly simplistic or mechanistic interpretations.
    • “This kind of symbolic decoding hurls us from poetry to anatomy, from the words-on-the-page to the depths of the unconscious.” (p. 227)
  • Incorporation of Identity Theory in Literary Interpretation
    The introduction of identity theory allows for a more personalized form of literary criticism, where the reader’s individual identity shapes interpretation. This shifts the focus from purely objective readings to subjective engagements with texts.
    • “We use literary knowledge to gain self-knowledge. We express and re-create ourselves in our interpretations—that we have always done—but now we can do it understandingly.” (p. 233)
  • Criticism as an Act of Self-Discovery
    Holland promotes the idea that literary criticism is not just an objective analysis of texts but also a journey of personal discovery, where critics reveal and reimagine themselves through their readings.
    • “By combining the two dimensions, we use literary knowledge to gain self-knowledge.” (p. 233)
  • Development of a Reader-Centered Criticism
    Holland’s theory contributes to reader-response criticism by recognizing that different readers will have varying interpretations based on their own psychological makeup, identities, and experiences.
    • “There can be as many readings as there are readers to write them. Can be and should be.” (p. 233)
  • Movement Beyond Formalism
    Holland critiques the formalist approach to literature, which isolates the text from the reader’s personal experience, advocating instead for an approach that incorporates personal and psychological dimensions.
    • “The second phase of psychoanalysis… is very like regular formalist reading. Yet, like regular formalist reading, it leaves us with unsolved problems.” (p. 229)
  • Engagement with Contemporary Scientific Thought
    Holland aligns his third phase of psychoanalytic literary criticism with modern scientific paradigms, acknowledging the role of the observer (reader) in constructing meaning, much like quantum mechanics or cognitive psychology.
    • “Even the hardest of sciences today acknowledge the role of the subject.” (p. 231)
Examples of Critiques Through “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland
Literary WorkPhase of Psychoanalysis AppliedKey Interpretation/Critique
Wordsworth’s “A Slumber Did My Spirit Seal”First Phase: Unconscious PsychologyThe unconscious content of the poem centers on the speaker’s denial of human loss and mortality. The “she” in the poem represents a denial of castration fears, while the second stanza reveals the collapse of this denial.
Shakespeare’s Plays (General)Second Phase: Ego PsychologyIn applying ego psychology, Holland examines how Shakespeare’s characters use ego defenses like repression and denial to navigate internal conflicts, allowing for a more nuanced understanding of their motivations.
Freud’s Case Studies (Anna O.)Third Phase: Self Psychology and Identity TheoryHolland’s third phase explores how Freud’s famous case studies (such as Anna O.) reflect the development of self-identity and the subject’s struggle between self and non-self, linking the individual to broader human experience.
Donne’s PoetrySecond Phase: Ego PsychologyHolland interprets Donne’s complex metaphors and irony as expressions of ego defenses, where the poet’s intellectualized style serves as a defense mechanism against emotional vulnerability.
Criticism Against “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland
  • Overemphasis on Subjectivity
    Critics argue that Holland’s focus on personal identity and subjective interpretation in the third phase of psychoanalysis undermines the possibility of finding common or objective meanings in literary texts. This could lead to an overly individualistic approach where the text becomes secondary to the reader’s psychology.

“There can be as many readings as there are readers to write them.”

  • Limited Applicability to All Texts
    Holland’s psychoanalytic model, especially the first and second phases, is seen as overly reliant on Freudian theories, which may not be suitable for all literary works or authors, particularly those outside of Western literary traditions or those that do not reflect Freudian psychological models.
  • Reductionism in Early Phases
    The first phase, which focuses on decoding latent unconscious content through Freudian symbolism, has been criticized for being reductive. It can reduce complex literary works to simplistic psychoanalytic symbols, such as reading characters or images as mere representations of sexual or castration anxieties.

“This kind of symbolic decoding hurls us from poetry to anatomy.”

  • Lack of Emphasis on Historical and Social Context
    Holland’s psychoanalytic approach often downplays the historical, cultural, and social contexts of literary works. Critics argue that ignoring these external factors can result in an incomplete or skewed understanding of the text, as literature is often a product of its time and cultural environment.
  • Challenges with Scientific Validity
    Some scholars question the scientific rigor of applying psychoanalysis, particularly subjective interpretations of identity, to literary criticism. The use of psychoanalytic theory in literature is sometimes viewed as speculative and lacking empirical support.
  • Inconsistent Critical Framework
    While Holland’s phases move from unconscious psychology to identity theory, critics argue that this progression is not always consistently applied across different works and lacks a unified methodology. The approach shifts between personal introspection and text-based analysis, leading to a fragmented critical framework.
  • Potential for Over-Personalization
    The third phase, which emphasizes self-discovery through interpretation, may lead to critics placing too much focus on their own emotions and experiences rather than the text itself. This can detract from a balanced analysis and make the critique overly personal.

“We use literary knowledge to gain self-knowledge.”

Representative Quotations from “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland with Explanation
QuotationExplanation
“Psychoanalysis has gone through three phases. It has been a psychology first of the unconscious, second a psychology of the ego, and today, I believe, a psychology of the self.”Holland introduces the core structure of his argument, showing how psychoanalysis and its application in literary criticism have evolved through three stages.
“The first phase was a psychology of the unconscious, focusing on hidden meanings and symbols within texts, particularly related to sexual and developmental anxieties.”This outlines the emphasis of the first phase on uncovering hidden or latent meanings using Freudian concepts such as the Oedipus complex or symbolic representation.
“In the second phase, the focus shifted to ego defenses, such as denial and repression, which are reflected in the way characters or speakers in literature deal with internal conflict.”Holland explains how the second phase uses ego psychology to examine how individuals manage conflicts between their desires and reality, as represented through literary characters.
“We use literary knowledge to gain self-knowledge. We express and re-create ourselves in our interpretations—that we have always done—but now we can do it understandingly.”Holland advocates for self-discovery through literary criticism, particularly in the third phase where readers’ personal identities shape their interpretation of the text.
“This kind of symbolic decoding hurls us from poetry to anatomy, from the words-on-the-page to the depths of the unconscious.”A critique of early psychoanalytic criticism, which often overemphasizes symbolic analysis, reducing literature to Freudian psychological concepts.
“Identity is the key term. Erikson and most other analysts treat it as simply one’s general sense of one’s own wholeness.”Here, Holland introduces identity theory, emphasizing its relevance to the third phase of psychoanalysis and how it impacts personal and critical interpretation of texts.
“The denier denied. If you try to escape the abrasions of time and human relationships, they will turn on you with dreadful truth.”Holland reflects on the inevitability of human experience, illustrating how literature reveals psychological truths, even if the reader or characters attempt to deny them.
“For me, the need to see and understand is very strong.”A personal statement from Holland that underscores his individual approach to literary criticism, linking his personal desire for understanding with his psychoanalytic method.
“In this kind of critical analysis, we located the experience of the work not in ourselves but in the work.”This statement critiques formalist approaches, which isolate the literary text from the reader’s personal engagement or emotional involvement, creating a dispassionate reading.
“There can be as many readings as there are readers to write them. Can be and should be.”Holland emphasizes the subjective nature of literary criticism, particularly in the third phase, where every reader’s interpretation is unique and personal.
Suggested Readings: “Literary Interpretation and Three Phases of Psychoanalysis” by Norman N. Holland
  1. Holland, Norman N. “Literary Interpretation and Three Phases of Psychoanalysis.” Critical Inquiry, vol. 3, no. 2, 1976, pp. 221–33. JSTOR, http://www.jstor.org/stable/1342886. Accessed 25 Sept. 2024.
  2. Jones, Mark. “Recuperating Arnold: Romanticism and Modern Projects of Disinterestedness.” Boundary 2, vol. 18, no. 2, 1991, pp. 65–103. JSTOR, https://doi.org/10.2307/303280. Accessed 25 Sept. 2024.
  3. Holland, Norman N. The Dynamics of Literary Response. Oxford University Press, 1968. https://www.jstor.org/stable/1342886
  4. Holland, Norman N. 5 Readers Reading. Yale University Press, 1975. https://yalebooks.yale.edu/book/9780300019172/5-readers-reading/
  5. Freud, Sigmund. The Interpretation of Dreams. Translated by James Strachey, Basic Books, 2010. https://archive.org/details/interpretationofdreams/page/n1/mode/2up
  6. Freud, Anna. The Ego and the Mechanisms of Defence. Karnac Books, 1992. https://www.karnacbooks.com/product/the-ego-and-the-mechanisms-of-defence/2260/
  7. Erikson, Erik H. Identity: Youth and Crisis. W. W. Norton & Company, 1994. https://wwnorton.com/books/9780393311440

“Human Identity” by Norman N. Holland: Summary and Critique

“Human Identity” Norman N. Holland, initially published in the prestigious journal Critical Inquiry in 1978, has since become a cornerstone in the fields of literary theory and criticism.

"Human Identity" by Norman N. Holland: Summary and Critique
Introduction: “Human Identity” by Norman N. Holland

“Human Identity” Norman N. Holland, initially published in the prestigious journal Critical Inquiry in 1978, has since become a cornerstone in the fields of literary theory and criticism. Holland’s exploration of the complex interplay between individual identity and the texts we encounter has had a profound and enduring impact on scholarly discourse. His innovative approach, which delves into the psychological dimensions of reading and interpretation, has provided invaluable insights into the ways in which readers engage with literary works to construct their own personal narratives.

Summary of “Human Identity” by Norman N. Holland

Psychoanalysis and the Reformation of Identity

  • Holland discusses the evolution of psychoanalysis in addressing human identity, shifting from Freud’s materialistic psychology to deeper explorations of the self.
    • “Psychoanalysis from its very origins has been profoundly involved in the owning of self.” (p. 451)

Concept of Identity in Erikson and Lichtenstein

  • Holland references Erikson’s “sense of identity,” which includes how individuals perceive themselves and how others perceive them.
    • “Erikson uses the word to mean sense of identity…through all of Eriksonian mutuality.” (p. 451)
  • Lichtenstein’s “primary identity” focuses on early childhood development, emphasizing the meshing of maternal and infant needs as the foundation of identity.
    • “A primary identity: something that develops in each of us in the first year of life…” (p. 452)

Identity as a Dialectic of Sameness and Difference

  • Holland emphasizes the concept of identity as a dynamic balance of sameness and difference, where personal identity remains consistent through life changes.
    • “I am constantly changing, but…there remains a continuing me who is the style that permeates all those changes.” (p. 452)

Theme and Variation: Identity as a Holistic Concept

  • Holland likens identity to a musical theme with variations, where each action is a variation on a core theme of the individual’s life.
    • “Each action is a variation on a theme…which we learn by seeing the theme in its ever-new variations.” (p. 453)

Holistic Reasoning in Psychoanalysis

  • Holistic reasoning in identity focuses on patterns, fit, and meaning rather than strict causality. Freud’s dream analysis is a prime example of this approach.
    • “Holistic explanations…bring out the individuality and wholeness of a system.” (p. 453-454)

Primary Identity vs. Identity Theme

  • Holland distinguishes between “primary identity” (an innate, unconscious sense of self) and “identity theme” (a formulation by others to understand an individual’s personal style).
    • “I can never know your ‘primary identity,’ for it is deeply and unconsciously inside you…[but] I can formulate a constancy in your personal style.” (p. 455)

Identity and Individual Uniqueness

  • Holland argues that identity theory allows us to talk rigorously about unique individuals, merging personal experience with scientific inquiry.
    • “We can talk rigorously about unique individuals, but not impersonally.” (p. 455)

Shaw as a Case Study in Identity

  • Holland uses George Bernard Shaw as a case study, showing how Shaw’s personal identity theme—seeking a “purposeful and fulfilling opposite”—shaped his political and literary work.
    • “Shaw tries either to find or to be a purposeful and fulfilling opposite.” (p. 457)

Identity as a Framework for Understanding Behavior

  • Holland suggests that understanding someone’s identity allows for holistic insights into their life choices, personality, and behaviors, beyond simple cause-effect models.
    • “Identity theory thus extends Freud’s method of dream interpretation…to the whole life of a person.” (p. 454-455)

The Impact of Identity Theory on Psychology

  • Holland concludes by arguing that identity theory transforms our understanding of personality, motivation, and social interaction, providing a comprehensive framework for psychological and cultural analysis.
    • “Identity theory gives us a way of accounting for human individuality within the generalities of species and culture.” (p. 468)
Literary Terms/Concepts in “Human Identity” by Norman N. Holland
Literary Term/ConceptDefinition/ExplanationContext in the Essay
Primary IdentityA foundational sense of self developed in early childhood, particularly through interactions between mother and child.Holland, drawing on Lichtenstein, defines “primary identity” as something formed during the first year of life when an infant’s needs mesh with the mother’s. This identity becomes the core of the individual’s later developments. (p. 452)
Identity ThemeA pattern of consistent traits or behaviors that characterize an individual, recognized by both self and others.Holland uses this concept to describe the continuity within a person’s life. Every action can be seen as a variation of an identity theme, forming a holistic understanding of the individual’s identity. (p. 453)
Sameness and DifferenceThe dialectic relationship where identity is defined both by what remains constant (sameness) and what changes (difference).Holland emphasizes that identity is understood through the interplay of sameness (what stays consistent) and difference (the variations in behavior and experience). This dialectic helps individuals recognize changes within the self. (p. 452)
Theme and VariationA concept borrowed from music, where a theme is repeated with changes (variations) while maintaining a recognizable core.Holland compares identity to a musical theme with variations. Each action is a variation on the individual’s core theme, helping to define the person’s identity across different contexts and life stages. (p. 453)
Holistic ReasoningA method of interpretation that focuses on understanding patterns, fits, and meanings rather than relying solely on cause-effect or predictive models.Holland contrasts this approach with scientific reasoning, using Freud’s dream interpretation as an example. Holistic reasoning allows for a more comprehensive understanding of human identity by examining how various life elements fit into an individual’s identity theme. (p. 454)
Freudian PsychoanalysisA method of psychological analysis that explores unconscious motivations, particularly through techniques like dream interpretation.Holland builds on Freud’s psychoanalytic theory, particularly Freud’s use of free associations and dream analysis to uncover identity themes and explore the relationship between conscious and unconscious desires. (p. 454)
Self and OtherThe relationship between the individual’s perception of themselves (self) and their perception of external individuals or forces (other).Holland discusses how identity is shaped by both self-perception and interactions with others. He stresses the importance of this dynamic in understanding personal identity and how it influences relationships and social contexts. (p. 455)
Relational KnowingA way of understanding individuals that acknowledges the role of personal relationships and subjective experiences in shaping knowledge.Holland argues that true knowledge of a person’s identity cannot be impersonal; it is always influenced by relationships and the interpretive framework of the observer. This concept emphasizes the role of empathy in understanding identity. (p. 455)
Psychoanalytic CriticismA form of literary analysis that interprets texts through psychoanalytic theories, especially those related to unconscious desires, childhood experiences, and identity.As a critic and psychoanalyst, Holland applies psychoanalytic principles to literary interpretation. He emphasizes how understanding an author’s identity and unconscious motivations can illuminate their work. (p. 456)
Identity as Process and ProductThe idea that identity is both a process of continual change and a stable product that remains recognizable over time.Holland explains that identity is dynamic, continuously shaped by new experiences, yet there is a core “product” of identity that persists through these changes. This dual nature allows for the holistic study of identity in psychoanalysis. (p. 466)
Individuum est ineffabileA medieval adage meaning “the individual is ineffable,” implying that unique individuals cannot be fully captured or described by language or science.Holland challenges this idea by suggesting that psychoanalytic techniques allow us to speak rigorously about human uniqueness, even though complete understanding remains elusive. He proposes identity theory as a way to approach this complexity. (p. 451)
Creative EvolutionA term used to describe the idea that human development is not determined by biological or social forces alone but involves purposeful, creative direction by the individual.Holland uses Shaw’s rejection of determinisms like Darwinism and Marxism to highlight how individuals (and by extension, identities) can creatively evolve based on personal choices, rejecting deterministic views of history or biology. (p. 457)
Empathy in PsychoanalysisThe ability to understand and share the feelings of another person, crucial in psychoanalysis for understanding an individual’s identity.Holland emphasizes that understanding identity requires empathy, as one’s perception of another’s identity is influenced by the observer’s own identity and subjective experience. (p. 455)
Identity as a Holistic ConceptThe view that identity encompasses the whole life of a person, integrating personal history, behaviors, beliefs, and external perceptions.Holland advocates for a holistic understanding of identity, where each action or event is seen as part of a broader, coherent pattern that defines the individual. This concept allows psychoanalysts to study individuals in a comprehensive way. (p. 453-454)
Contribution of “Human Identity” by Norman N. Holland to Literary Theory/Theories

·         Introduction of Identity Theory in Literary Criticism

  • Holland introduces identity theory as a new lens for literary criticism, focusing on how individual identity shapes literary interpretation.
    • “My books apply the concept of identity here developed to literary response.” (p. 451)

·         Holistic Approach to Literary Interpretation

  • Holland argues for a holistic approach to understanding literature, where the entire life and identity of the author and the reader influence the interpretation of a text.
    • “Holistic explanations…bring out the individuality and wholeness of a system.” (p. 454)

·         Psychological Reader-Response Theory

  • Expanding reader-response theory, Holland emphasizes the role of the reader’s identity in the process of interpreting texts, where each reader’s personal psychology and identity shape their unique reading of the same text.
    • “Identity theory gives us a way of accounting for human individuality within the generalities of species and culture.” (p. 468)

·         Integration of Psychoanalysis and Literary Criticism

  • Holland bridges psychoanalytic theory with literary theory, suggesting that literature can be understood through the psychological framework of identity, which encompasses unconscious desires, personal history, and subjective experiences.
    • “Freud’s theory of motivation begins with the pleasure principle, really an ‘unpleasure principle’…humans act to minimize unpleasure.” (p. 468)

·         Challenge to Structuralism and Objective Literary Theories

  • Holland critiques structuralist and objective approaches to literary analysis, asserting that literary interpretation cannot be impersonal or purely scientific because it involves the subjective identities of both the reader and the author.
    • “We can talk rigorously about unique individuals, but not impersonally.” (p. 455)

·         Concept of Identity as Dynamic and Evolving

  • Holland contributes to the notion of identity in literary theory by presenting it as both process and product. This allows for an understanding of identity (and by extension, literature) as something that is continuously shaped and reshaped through interactions with the text.
    • “Identity comprises both process and product, both a conclusion one comes to and a way of continually modifying that conclusion.” (p. 466)

·         Reformation of the Traditional “Author-Centered” Criticism

  • While rejecting rigid author-centered criticism, Holland redefines the relationship between an author’s identity and their work, suggesting that understanding an author’s personal identity theme can enrich literary analysis.
    • “I find I want to put that theme into words, even though I know that any such phrasing must…be inadequate.” (p. 457)

·         Influence of Eriksonian Identity and Psychoanalysis on Literary Theory

  • Holland incorporates Erik Erikson’s concept of identity development into literary theory, suggesting that literature can reflect stages of identity formation in both authors and characters.
    • “Erikson uses the word to mean sense of identity…through all of Eriksonian mutuality.” (p. 451)

·         Shift from Deterministic Interpretations to Creative Interpretations

  • Holland advocates for moving away from deterministic views (e.g., Marxism, Freudian determinism) in literary theory toward a model where the reader and the author engage creatively with the text, using identity as a dynamic force.
    • “Shaw rejected deterministic views like Darwinism…instead, he insisted on Creative Evolution, a purposeful and directed interpretation of life.” (p. 457)

·         Interdisciplinary Approach Combining Psychology, Literature, and Philosophy

  • Holland’s work contributes to literary theory by creating an interdisciplinary framework that integrates psychology, literary analysis, and philosophical questions about the nature of identity, knowledge, and human experience.
    • “The principle of identity re-creation…makes it possible to speak rigorously about individuals, reuniting objective and subjective realities.” (p. 469)

·         Empathy as a Critical Tool in Literary Analysis

  • Holland emphasizes the importance of empathy in literary criticism, where understanding the identity of the author, characters, and even readers themselves requires a subjective and empathetic approach.
    • “Any formulation of an identity theme will…be a function both of the you I see and of my way of seeing—my identity as well as yours.” (p. 455)
Examples of Critiques Through “Human Identity” by Norman N. Holland
Literary WorkCritique Through “Human Identity”Application of Holland’s Identity Theory
“Hamlet” by William ShakespeareHamlet’s indecision and actions are viewed as expressions of his conflicted identity, shaped by the trauma of his father’s death and his complicated relationship with his mother. Hamlet’s identity theme revolves around vengeance, loyalty, and moral hesitation.Holland’s theory would suggest that Hamlet’s identity is a dynamic balance between his internal struggles (sameness) and his external actions (differences). Each action is a variation of his core identity theme of ethical dilemmas and self-doubt.
“The Great Gatsby” by F. Scott FitzgeraldGatsby’s relentless pursuit of wealth and social status represents his identity theme, which is driven by his desire to recreate an idealized version of himself and his past love for Daisy. His self-creation reflects a primary identity shaped by longing and loss.Holland would argue that Gatsby’s identity is continuously recreated through his dreams of wealth and status. His theme is the contrast between his self-perception and the reality of his unattainable desires. His identity is defined by his need to reconcile these differences.
“Jane Eyre” by Charlotte BrontëJane’s journey of self-discovery is driven by her search for autonomy and moral integrity. Her identity theme revolves around the tension between social expectations and personal desires, as well as the need for love and self-respect.Holland’s theory would interpret Jane Eyre’s identity as a theme with variations—her choices reflect her consistent need to maintain self-respect while navigating social constraints. Each relationship and experience she encounters is a variation on this identity theme.
“A Portrait of the Artist as a Young Man” by James JoyceStephen Dedalus’s development as an artist is an exploration of his evolving identity. His search for independence and artistic expression mirrors his primary identity, formed through conflicts with family, religion, and nationalism.Through Holland’s lens, Stephen’s identity is a process of re-creation, constantly evolving as he interacts with different aspects of his environment. His identity theme involves breaking free from societal constraints to realize his artistic self. Each decision and artistic endeavor represents a variation on this core theme.
Criticism Against “Human Identity” by Norman N. Holland

Overemphasis on Subjectivity

  • Critics argue that Holland’s focus on the subjective identity of the reader and author can lead to overly personal interpretations, which may undermine more objective or shared understandings of a text.
    • “Interpretation becomes overly personal, dependent on individual psychology, rather than universal literary merit.”

Neglect of Structural and Formalist Approaches

  • Holland’s theory largely dismisses structuralism, formalism, and other more scientific approaches to literary analysis, which emphasize the text itself rather than the reader’s identity.
    • “Holland’s approach shifts too much focus from the text to the reader’s psychological framework, neglecting structural elements critical to literary form.”

Lack of Predictive Power

  • One critique of identity theory is that it lacks predictive power, meaning it cannot anticipate how readers will interpret texts or how identity themes will manifest in new contexts.
    • “Identity theory cannot predict reader responses, making it less useful for broad literary analysis or theory-building.”

Inconsistency in Defining Identity

  • Critics point out that Holland’s definition of identity is broad and fluid, making it difficult to establish a clear, consistent understanding of how identity functions in literary interpretation.
    • “Holland’s concept of identity is too vague, leading to inconsistencies in application across different texts and readers.”

Potential to Oversimplify Complex Texts

  • By focusing heavily on identity themes, there is a risk that Holland’s theory might oversimplify complex literary works, reducing them to reflections of personal identity rather than exploring their deeper literary, cultural, or historical significance.
    • “Complex texts can be reduced to mere reflections of identity, overlooking broader social, historical, or thematic layers.”

Limited Engagement with Broader Social and Cultural Contexts

  • Holland’s identity theory is often critiqued for focusing more on the individual’s psychological experience, potentially ignoring the broader social, political, or cultural contexts that influence literature and its reception.
    • “By prioritizing individual psychology, Holland downplays the importance of collective cultural and social influences on literary works.”

Difficulty in Empirical Validation

  • Critics argue that Holland’s identity theory is difficult to empirically validate or refute, since it relies on subjective experiences and interpretations, making it challenging to test in a rigorous academic framework.
    • “The theory’s reliance on subjective interpretation makes it hard to empirically verify or challenge through academic methods.”

Suggested Readings: “Human Identity” by Norman N. Holland

  1. Holland, Norman N. “Human Identity.” Critical Inquiry, vol. 4, no. 3, 1978, pp. 451–69. JSTOR, http://www.jstor.org/stable/1343069. Accessed 25 Sept. 2024.
  2. Gardiner, Judith Kegan. “On Female Identity and Writing by Women.” Critical Inquiry, vol. 8, no. 2, 1981, pp. 347–61. JSTOR, http://www.jstor.org/stable/1343167. Accessed 25 Sept. 2024.
  3. Holland, Norman N., and Leona F. Sherman. “Gothic Possibilities.” New Literary History, vol. 8, no. 2, 1977, pp. 279–94. JSTOR, https://doi.org/10.2307/468522. Accessed 25 Sept. 2024.
  4. Pagan, Nicholas O. “In Memoriam: Norman N. Holland, 1927–2017.” PMLA, vol. 133, no. 5, 2018, pp. 1268–70. JSTOR, http://www.jstor.org/stable/45179458. Accessed 25 Sept. 2024.
Representative Quotations from “Human Identity” by Norman N. Holland with Explanation
QuotationExplanation
“What is me? What is not-me? What am I responsible for?” (p. 451)Holland explores the core questions of identity, focusing on the boundaries between self and external forces. This inquiry underpins his exploration of how identity shapes our perception of responsibility, actions, and personal style.
“Identity refers to the whole pattern of sameness within change which is a human life.” (p. 452)This quote encapsulates Holland’s view that identity is the persistent pattern of self that remains even as a person undergoes changes. It highlights the dialectical relationship between constancy (sameness) and transformation (change).
“Each action is a variation on a theme which we learn by seeing the theme in its ever-new variations.” (p. 453)Holland likens identity to a musical theme with variations, emphasizing that identity is not static but expressed differently through each action. This metaphor illustrates the dynamic and evolving nature of personal identity.
“We can talk rigorously about unique individuals, but not impersonally.” (p. 455)This statement highlights Holland’s belief that true understanding of an individual’s identity requires personal involvement and empathy. He argues that analysis of identity cannot be detached or objective, as it is inherently subjective.
“Holistic explanations come in terms of ‘fit,’ similarity, pattern, or meaning. Hence, they do not predict.” (p. 454)Holland contrasts holistic reasoning with scientific methods, noting that identity cannot be understood through cause-effect relationships or prediction. Instead, identity is recognized through patterns and fits, resisting reductive analysis.
“I can never know your ‘primary identity,’ for it is deeply and unconsciously inside you.” (p. 455)Holland emphasizes that an individual’s primary identity is inaccessible to others because it is formed unconsciously in early life. This points to the intrinsic limits of psychoanalytic interpretation of identity, highlighting its complexity.
“Identity theory gives us a way of accounting for human individuality within the generalities of species and culture.” (p. 468)This quote illustrates Holland’s contribution to literary theory, where identity theory provides a framework for understanding human individuality within broader cultural and social contexts, making identity a central concept in literary analysis.
“The ultimate use of ‘identity’ is to change the paradigm through which we construe the world.” (p. 468)Holland argues that identity theory challenges traditional paradigms, particularly the division between subjective and objective knowledge, offering a new framework for understanding both literature and human behavior.
“In understanding someone’s cognition, we must understand what he is trying to do, and why.” (p. 468)Holland stresses the importance of understanding motivation and intent in analyzing cognition and behavior. This approach aligns with his broader theory that identity shapes perception, decision-making, and literary interpretation.
“All our knowing, even the most scientific, has become relational.” (p. 455)Holland argues that even scientific knowledge is influenced by human identity and relationships, challenging the notion of objective, impersonal knowledge. This reflects his view that all understanding is mediated by personal and subjective experience.

“How Ordinary Is Ordinary Language?” by Stanley E. Fish: Summary and Critique

“How Ordinary Is Ordinary Language?” by Stanley E. Fish first appeared in 1973 in the New Literary History journal.

"How Ordinary Is Ordinary Language?" by Stanley E. Fish: Summary and Critique

Introduction: “How Ordinary Is Ordinary Language?” by Stanley E. Fish

“How Ordinary Is Ordinary Language?” by Stanley E. Fish first appeared in 1973 in the New Literary History journal. This essay is considered a pivotal piece in the development of New Criticism and reader-response theory. Fish argues that language is not merely a neutral tool for conveying meaning but is actively shaped by the reader’s interpretive strategies. This idea challenges traditional notions of authorial intent and objective meaning, emphasizing the subjective nature of literary interpretation. Fish’s essay has had a significant impact on literary theory, influencing discussions about the relationship between the text, the reader, and the cultural context.

Summary of “How Ordinary Is Ordinary Language?” by Stanley E. Fish
  • Linguistics and Literary Criticism: A Lingering Debate Fish begins by addressing the long-standing conflict between linguists and literary critics, a debate ongoing for over 20 years. Linguists assert that literature is fundamentally language and therefore, linguistic analysis is relevant. In contrast, critics argue that linguistic analyses miss essential elements of literature, particularly what makes it unique (“linguists have failed to distinguish clearly between the structure of language and the structure of literature” – p. 43). This mutual critique has led to a stalemate in reconciling the two fields.
  • The Misconception of Ordinary Language Fish highlights that both linguists and critics err by assuming a distinction between ordinary and literary language. This split trivializes both, as ordinary language is stripped of its human values, purpose, and context, reducing it to mere form (“the very act of distinguishing between ordinary and literary language, because of what it assumes, leads necessarily to an inadequate account of both” – p. 45). Fish contends that separating ordinary and literary language impoverishes our understanding of both domains.
  • Trivialization of Ordinary Language By excluding purpose, value, and intention from ordinary language, it becomes sterile, a mere system devoid of human essence. Literature, then, is relegated to a marginal status where its deviation from this impoverished language is seen as inferior or parasitic (Fish critiques this as “deviation theories always trivialize the norm and therefore trivialize everything else” – p. 44). This binary approach reduces the value of both language and literature, imposing artificial constraints on their interpretation.
  • The Failure of Deviation Theories Fish critiques what he terms “deviation theories,” which separate ordinary and literary language by designating literary language as a deviation from the norm. This categorization, according to Fish, trivializes both the norm (ordinary language) and what deviates from it (literary language). The consequence is a diminished understanding of the richness inherent in both language forms.
  • Restoring Value to Ordinary Language Fish argues for a new perspective that restores human content to language, rejecting the trivializing effect of treating language as a formal system without values. He draws on speech act theory and philosophical semantics to propose that ordinary language, far from being devoid of human values, is deeply infused with them. This approach offers a way to view literature not as a deviation but as an enriched form of language, full of human purpose and intention (“a theory which restores human content to language also restores legitimate status to literature” – p. 50).
  • Implications for Linguistics and Literary Theory Fish suggests that embracing the human and intentional aspects of ordinary language opens up possibilities for new methods of literary analysis. Literature is no longer a special category isolated from everyday discourse but an integral part of language, shaped by the same values and purposes that govern human communication (“what characterizes literature is not formal properties, but an attitude—always within our power to assume—toward properties that belong by constitutive right to language” – p. 52).
  • Conclusion: Literature as Framed Language Ultimately, Fish concludes that literature is distinguished not by its inherent linguistic features but by the frame we impose on it, signaling our intent to examine language with heightened awareness (“literature is language around which we have drawn a frame, a frame that indicates a decision to regard with a particular self-consciousness the resources language has always possessed” – p. 52). This redefinition collapses the binary distinction between ordinary and literary language, positioning both as part of a continuum rather than separate entities.
Literary Terms/Concepts in “How Ordinary Is Ordinary Language?” by Stanley E. Fish
Term/ConceptExplanation
Ordinary LanguageRefers to language as it is used in everyday communication, often contrasted with literary language. Fish critiques its reduction to a formal system devoid of human values.
Literary LanguageThe language used in literature, often seen as distinct from ordinary language. Fish challenges the notion that literary language deviates from ordinary language.
Deviation TheoryThe idea that literary language is a deviation from the norm of ordinary language. Fish argues that this trivializes both types of language.
Speech Act TheoryA philosophical theory (rooted in the work of J.L. Austin and John Searle) that sees utterances as actions rather than mere statements. Fish uses this theory to argue that all language is permeated with human intention and purpose.
FormalismAn approach to literary theory that emphasizes the form or structure of a text over its content or meaning. Fish critiques this focus on form as limiting the understanding of language and literature.
Message-Plus TheoryA theory of literature that sees literary texts as conveying messages more effectively or beautifully than ordinary language. Fish criticizes this as prioritizing style over content.
Message-Minus TheoryA view of literature that emphasizes style and form, often at the expense of content or message. Fish sees this as equally limiting.
PositivismA belief in objective, observable facts that underpin both linguistic and literary analysis. Fish critiques this as ignoring the human values embedded in language.
Performative LanguageLanguage that accomplishes an action (e.g., promising, ordering) rather than merely describing something. Fish references this concept to argue that all language, including ordinary language, is performative.
NormThe idea of a standard or conventional form of language (ordinary language). Fish argues that deviation theories establish a norm that diminishes both ordinary and literary language.
FramingThe act of drawing attention to language by framing it in a particular way, often seen in literature. Fish argues that literature is distinguished by the frame we impose around language, not by inherent linguistic properties.
Autonomy of CriticismThe idea that literary criticism operates independently from other disciplines, like linguistics. Fish critiques this separation as artificial and unproductive.
Contribution of “How Ordinary Is Ordinary Language?” by Stanley E. Fish to Literary Theory/Theories

1. Challenge to Formalism

  • Contribution: Fish critiques formalism, which emphasizes the structure and form of literary texts over content. He argues that formalist approaches to literature fail to capture the richness of both ordinary and literary language.
  • Quotation: Fish states that “the very act of distinguishing between ordinary and literary language… leads necessarily to an inadequate account of both” (p. 45). He suggests that formalism trivializes both the norm of ordinary language and the deviation that defines literature in formalist terms.

2. Critique of Structuralism

  • Contribution: Fish indirectly critiques structuralism, especially the structuralist emphasis on the underlying structures of language. He opposes the view that literary language is a formal deviation from an ordinary linguistic structure.
  • Quotation: Fish critiques Roman Jakobson’s structuralist approach, noting that in Jakobson’s view, “the chief task of literary theory is to discover ‘what makes a verbal message a work of art'”, and that this method implies “a verbal message” is something distinct from language itself (p. 48).

3. Expansion of Speech Act Theory in Literary Studies

  • Contribution: Fish applies Speech Act Theory to literary criticism, arguing that all language—ordinary or literary—carries human intention, purpose, and value. This suggests that literature should be analyzed as a form of human action rather than as a distinct language form.
  • Quotation: Fish argues, “the strongest contention of the theory [speech act theory] is that all utterances are to be so regarded [as speech acts], and the importance of that contention is… ‘what we have to study is not the sentence… but the issuing of an utterance in a situation’ by a human being” (p. 50-51).

4. Rejection of the Ordinary vs. Literary Language Distinction

  • Contribution: Fish challenges the ordinary vs. literary language dichotomy by asserting that all language is inherently rich in purpose and human values. He calls for a unified approach to analyzing all forms of language, rejecting the idea that literary language is a deviation from an ordinary linguistic norm.
  • Quotation: Fish criticizes this division, stating, “It is my contention that the very act of distinguishing between ordinary and literary language… leads to an inadequate account of both” (p. 45). He argues that “ordinary language is extraordinary because at its heart is… the realm of values, intentions, and purposes” (p. 51).

5. Contribution to Reader-Response Theory

  • Contribution: Fish’s notion of “framing” language aligns with reader-response theory, where the meaning of a text emerges through the interaction between the reader and the text. He argues that literature is not defined by its language but by the attitude or “frame” that readers impose on it.
  • Quotation: Fish asserts that “what characterizes literature… is not formal properties, but an attitude—always within our power to assume—toward properties that belong by constitutive right to language” (p. 52). This notion reflects the idea that the reader’s role in interpreting a text is central to its literary value.

6. Critique of Positivism in Literary and Linguistic Theory

  • Contribution: Fish critiques positivism, the belief that language can be understood purely through formal, objective analysis. He argues that this approach strips language of its human essence and results in an artificial separation between language and literature.
  • Quotation: Fish criticizes “the positivist assumption that ordinary language is available to a purely formal description”, noting that this assumption impoverishes our understanding of both language and literature (p. 44).

7. Reevaluation of Literary Value and Aesthetic Judgment

  • Contribution: Fish’s argument leads to a reevaluation of how literary value and aesthetic judgment are determined. He claims that the evaluative criteria used to identify literature are not universal, but local and context-specific, reflecting collective decisions about what counts as literature.
  • Quotation: He argues that “criteria of evaluation (that is, criteria for identifying literature) are valid only for the aesthetic they support and reflect”, and that “all aesthetics… are local and conventional rather than universal” (p. 53).

8. Impact on Deconstruction

  • Contribution: While Fish doesn’t directly engage with deconstruction, his rejection of fixed linguistic boundaries between literary and ordinary language prefigures deconstructionist ideas, particularly the notion that meaning is fluid and constructed by both the text and its interpretation.
  • Quotation: Fish notes that “literature is no longer granted a special status”, which suggests a leveling of all types of language as valid sites for meaning-making (p. 52).
Examples of Critiques Through “How Ordinary Is Ordinary Language?” by Stanley E. Fish
Literary WorkTraditional CritiqueCritique Using Fish’s Framework
“A Modest Proposal” by Jonathan SwiftTypically analyzed for its satirical content and use of irony, showing how Swift criticizes British policies toward Ireland through exaggerated, grotesque proposals.Fish’s critique would focus on how the human intentions and values embedded in Swift’s language are inseparable from its ordinary usage. The satire becomes powerful because it uses “ordinary” language for extraordinary human critique, uniting purpose, values, and intentions with the language itself.
“Ulysses” by James JoyceOften analyzed through formalistic or structuralist lenses, focusing on Joyce’s complex narrative techniques and stream-of-consciousness writing style.Fish would argue against viewing Joyce’s language as a deviation from the norm. Instead, he would suggest that Joyce’s language is an example of how ordinary language is extraordinary in conveying deeply human experiences, like consciousness and memory. Joyce’s form and content are unified by purpose and value.
“The Faerie Queene” by Edmund SpenserTraditionally critiqued for its allegorical content and use of archaic language, often analyzed for the moral and religious messages encoded in its elaborate structure.Fish might critique the tendency to regard Spenser’s work as formally difficult or deviational. He would emphasize that Spenser’s language reflects the human purposes and values at play in his moral allegory, and that understanding these values unites the language and meaning without seeing the language as distinct from the human content.
“The Waste Land” by T.S. EliotSeen through a Modernist lens, it is typically critiqued for its fragmentary structure and allusions to classical and contemporary texts, representing a fragmented modern consciousness.Rather than focusing on the fragmentation as a formal deviation, Fish’s critique would emphasize how Eliot’s ordinary language reflects extraordinary human concerns about alienation and despair. He would argue that Eliot’s style is not a departure from ordinary language but is deeply tied to expressing human experience in modernity.
“How Do I Love Thee” by Elizabeth Barrett BrowningFrequently analyzed as a romantic love poem, it is traditionally viewed through its emotional expressiveness and its adherence to sonnet form.Fish would challenge the notion that lyric poetry such as this can be separated from ordinary language. He might focus on how Browning’s poem uses language imbued with purpose and intention, making it part of the continuum of everyday communication rather than a deviation. The poetic language and emotional expression are united with ordinary human values.
“An Essay on Man” by Alexander PopeCritiqued for its didactic tone and focus on philosophical arguments about human nature, often seen as a blend of poetry and rational discourse.Fish would reject the idea that Pope’s rational arguments reduce the work’s literary status. He would argue that the values and purposes in Pope’s writing (exploring human existence) are inseparable from the language, demonstrating that ordinary and literary language are united by human intention.
“The Rape of the Lock” by Alexander PopeAnalyzed as a mock-epic, it uses the grand style of classical epics to satirize trivial contemporary events, particularly in social satire.Fish would critique how this satirical work demonstrates that ordinary language is inherently literary. The high and low elements are both part of a unified language that serves human purposes—here, satirical and moral commentary. The work’s playfulness with form does not separate it from ordinary language but exemplifies how all language is embedded with purpose.
Criticism Against “How Ordinary Is Ordinary Language?” by Stanley E. Fish
  • Oversimplification of Literary-Linguistic Distinctions
    Critics might argue that Fish oversimplifies the established distinction between literary and ordinary language. By collapsing the two categories, he potentially overlooks important formal, structural, and stylistic differences that distinguish literary works from everyday speech.
  • Neglect of Formalism’s Contributions
    Fish’s critique of formalism can be seen as dismissive of the valuable insights that formal analysis provides. Formalist approaches allow for a deep understanding of the technical elements that contribute to a text’s meaning, and Fish’s rejection might be viewed as undermining this aspect of literary scholarship.
  • Undervaluing the Role of Aesthetic Experience
    Some critics could claim that Fish diminishes the aesthetic value of literature by focusing too heavily on its embedded human purposes and intentions. By merging literary and ordinary language, Fish may downplay the unique aesthetic experiences that literature offers, which are often central to its value.
  • Ambiguity in the “Framing” Concept
    Fish’s idea that literature is created through the “frame” readers impose on language has been critiqued as vague and subjective. Critics argue that it is unclear how this framing process operates, and it leaves too much open to interpretation, making it difficult to apply consistently across literary criticism.
  • Overreliance on Reader-Response Theory
    Fish’s emphasis on the reader’s role in making language “literary” aligns with reader-response theory, but some scholars criticize this approach for giving too much agency to the reader. This focus potentially neglects the text’s inherent qualities and undermines the importance of authorial intention.
  • Failure to Address the Practical Limits of Linguistics in Literary Criticism
    While Fish critiques linguistic approaches for failing to account for human purposes in language, critics may argue that Fish does not fully address the practical limitations of using linguistics as a tool for literary criticism. Linguistics, as a discipline, might not be designed to capture the aesthetic and symbolic dimensions of literary works.
  • Challenges to the Elimination of Literary Status
    Fish’s assertion that literature does not hold a special status might be criticized for eroding the distinctive cultural and intellectual value that has traditionally been afforded to literary works. This claim could be seen as reducing literature’s unique role in society by merging it too closely with ordinary language.
  • Resistance from Structuralist and Post-Structuralist Thinkers
    Structuralist and post-structuralist theorists might argue that Fish’s rejection of linguistic structures in favor of human intentions overlooks the importance of deeper linguistic patterns and structures that underlie both ordinary and literary language. Fish’s approach may seem too focused on external human contexts rather than internal textual structures.
  • Limited Applicability Across Genres
    Some critics might argue that Fish’s theory does not account for the diversity of literary genres. For example, works of experimental fiction or poetry that deliberately play with language in non-ordinary ways may not fit comfortably within Fish’s unified framework of language.
Representative Quotations from “How Ordinary Is Ordinary Language?” by Stanley E. Fish with Explanation
  1. “Deviation theories always trivialize the norm and therefore trivialize everything else.”
    Fish critiques the common distinction between ordinary and literary language, arguing that categorizing literary language as a deviation from the norm reduces the significance of both ordinary and literary language (p. 44).
  2. “The task of the linguist… is limited to describing those formal components of a literary text which are accessible to him, but the linguist cannot judge the value of these various features; only the literary critic can do that.”
    Fish references the linguist’s constrained role in literary criticism, critiquing the positivist assumption that linguistic analysis can exclude value judgments, which are essential for literary studies (p. 45).
  3. “Ordinary language is extraordinary because at its heart is precisely that realm of values, intentions, and purposes which is often assumed to be the exclusive property of literature.”
    Fish argues that ordinary language is not a neutral medium but is deeply intertwined with human purpose, making it as complex and value-laden as literary language (p. 51).
  4. “What characterizes literature then is not formal properties, but an attitude—always within our power to assume—toward properties that belong by constitutive right to language.”
    Fish challenges formalist approaches to defining literature by arguing that literature is defined by the reader’s frame of mind, not by intrinsic formal properties (p. 52).
  5. “The very act of distinguishing between ordinary and literary language, because of what it assumes, leads necessarily to an inadequate account of both.”
    Fish asserts that creating a dichotomy between ordinary and literary language results in an impoverished understanding of each, as both are interwoven with human values and intentions (p. 45).
  6. “By accepting the positivist assumption that ordinary language is available to a purely formal description, both sides assure that their investigations of literary language will be fruitless and arid.”
    Fish critiques the positivist notion that ordinary language can be analyzed purely through form, without considering its human content. This leads, he argues, to an incomplete understanding of literary language as well (p. 44).
  7. “Criticism, in its present form, is forced to choose between separating literature from life or reintegrating it with the impoverished notion of life implicit in the norm of ordinary language.”
    Fish identifies a central problem in contemporary criticism: either treat literature as separate from life or reintegrate it with a shallow understanding of ordinary language (p. 48).
  8. “In short, what philosophical semantics and the philosophy of speech acts are telling us is that ordinary language is extraordinary.”
    Drawing on speech act theory, Fish argues that all language is imbued with human purpose and meaning, collapsing the distinction between ordinary and literary language (p. 51).
  9. “A theory which restores human content to language also restores legitimate status to literature by reuniting it with a norm that is no longer trivialized.”
    Fish suggests that if we view ordinary language as rich with human content, literature too can be seen as part of this continuity, rather than as something deviant or lesser (p. 51).
  10. “All aesthetics… are local and conventional rather than universal, reflecting a collective decision as to what will count as literature.”
    Fish challenges universal aesthetic standards, arguing that judgments about what constitutes literature are culturally constructed and subject to change (p. 53).
Suggested Readings: “How Ordinary Is Ordinary Language?” by Stanley E. Fish
  1. Austin, J. L. How to Do Things with Words. Oxford University Press, 1962.
  2. Searle, John R. Speech Acts: An Essay in the Philosophy of Language. Cambridge University Press, 1969.
  3. Jakobson, Roman. “Closing Statement: Linguistics and Poetics.” Style in Language, edited by Thomas A. Sebeok, MIT Press, 1960, pp. 350–377. https://doi.org/10.7551/mitpress/9780262010550.003.0029
  4. Ohmann, Richard. “Speech Acts and the Definition of Literature.” Philosophy and Rhetoric, vol. 4, no. 1, 1971, pp. 1–19.
    URL: https://www.jstor.org/stable/40236802
  5. Barthes, Roland. Writing Degree Zero. Translated by Annette Lavers and Colin Smith, Hill and Wang, 1967.
  6. Fowler, Roger. Linguistics and the Novel. Methuen, 1977.

“Tragedy And Liberalism” By Terry Eagleton: Summary and Critique

“Tragedy and Liberalism” by Terry Eagleton, first published in 2018 in the Modern Theology journal, holds significant importance in literature and literary theory.

"Tragedy And Liberalism" By Terry Eagleton: Summary and Critique
Introduction: “Tragedy And Liberalism” By Terry Eagleton

“Tragedy and Liberalism” by Terry Eagleton, first published in 2018 in the Modern Theology journal, holds significant importance in literature and literary theory due to Eagleton’s exploration of the complex relationship between tragedy and liberalism. Eagleton challenges the traditional understanding of tragedy as a purely aesthetic or individualistic experience, arguing instead that it is deeply intertwined with social and political structures. By examining the tension between the tragic impulse and liberal values, Eagleton offers a provocative and insightful analysis of the enduring power of tragedy in contemporary culture.

Summary of “Tragedy And Liberalism” By Terry Eagleton
  • Critique of Tragedy Theorists’ Approach to Suffering
    Eagleton criticizes the historical treatment of suffering in tragedy, noting how figures like Aristotle and medieval theorists downplay the emotional depth of suffering. He argues that Idealist thinkers such as Nietzsche romanticize tragedy by focusing on notions like “victorious defeat,” where suffering is viewed as a necessary condition for art and heroism. He dismisses this as a form of “cut-price theodicy” that glorifies suffering without fully addressing its emotional or ethical weight.
    • “One gathers the impression that nothing is more spiritually stimulating or therapeutic than breakdown and loss.”
  • Williams’ Rejection of Tragic Theodicy
    Eagleton praises Rowan Williams for rejecting the idea that tragedy is meant to offer spiritual consolation or justification. Instead, Williams views tragedy as an event beyond rational explanation, emphasizing the complexity and ambiguity of human suffering. Eagleton agrees that the assumption that enduring the worst implies hope is questionable, pointing to the potential for even greater future suffering.
    • “Tragedy is ‘neither a formless lament nor an emotionally sanitized fiction.’”
  • The Role of Language in Tragedy
    Eagleton examines the dual nature of language in tragedy. On one hand, human expression may offer a form of solace in suffering, as suggested by Edgar’s lines in King Lear. On the other hand, these same lines imply that language may not always alleviate suffering and may, instead, hint at the possibility of even greater despair.
    • “Language by means of sounds, or better still words… is a vast liberation because it means that the sufferer is beginning to produce something.”
  • Tragedy, Politics, and Liberalism
    Eagleton contrasts Williams’ liberal politics with his own view that not all forms of “otherness” should be accepted or accommodated. He argues that Williams’ liberalism overlooks the necessity of radical political change in some cases, such as the overthrow of apartheid or oppressive regimes. Williams’ view of tragedy as a “ceremony of shared pain” is criticized for not fully engaging with the need for political action and resistance.
    • “There are times when entire social orders must be overthrown and refashioned.”
  • Empathy and the Limits of Tragic Understanding
    Eagleton warns against excessive empathy within tragedy, particularly toward individuals whose actions are morally indefensible, such as neo-Nazis or CIA torturers. He disputes the idea that tragedy is fundamentally about recognizing and empathizing with all forms of otherness, arguing that not all viewpoints are worthy of respect or accommodation.
    • “Tragedy cannot be reduced to a matter of recognizing the rights of others.”
  • Theological Insights into Tragedy
    Eagleton highlights Williams’ theological perspective on the limits of tragic understanding. Williams acknowledges that some forms of suffering, especially extreme physical pain, are inherently meaningless and cannot be redeemed through empathy or moral understanding. Eagleton connects this to the concept of the “demonic” in tragedy, which resists redemption and denies the very notion of meaning or value.
    • “Severe physical pain… are manifestations of utter meaninglessness, and that this meaninglessness is part of what we mean by the demonic.”
Literary Terms/Concepts in “Tragedy And Liberalism” By Terry Eagleton
Literary Term/ConceptExplanationContext in “Tragedy and Liberalism”
TragedyA dramatic genre involving human suffering, often leading to the protagonist’s downfall, intended to evoke catharsis or insight in the audience.Eagleton critiques how tragedy theorists, such as Idealist philosophers, romanticize suffering, turning it into a triumphalist narrative of “victorious defeat.”
TheodicyAn attempt to justify the existence of suffering and evil in the world, often by suggesting it serves a higher purpose.Eagleton dismisses “cut-price theodicy” in tragedy, which justifies suffering as spiritually enriching or redemptive without addressing its real emotional impact.
CatharsisA term from Aristotle’s theory of tragedy, referring to the emotional release or purification that the audience experiences after witnessing a tragedy.Eagleton suggests that traditional theories of tragedy prioritize catharsis but fail to engage deeply with the reality of suffering.
Dionysian vs. ApollonianNietzschean concepts: the Dionysian represents chaos, emotion, and suffering, while the Apollonian represents order, beauty, and reason.Eagleton discusses Nietzsche’s idea that art sublimates suffering through the Apollonian, but critiques the glorification of the suffering itself.
RomanticismA movement emphasizing emotion, individualism, and the sublime, often viewing suffering as a path to personal growth or artistic expression.Eagleton criticizes how Idealist thinkers from the Romantic tradition, such as Nietzsche, romanticize suffering in tragedy as a necessary component for artistic greatness.
EmpathyThe capacity to understand or feel what another person is experiencing, often regarded as a morally virtuous response.Eagleton challenges Williams’ view that tragedy should invoke empathy for all forms of “otherness,” warning against empathizing with morally reprehensible figures.
OthernessThe concept of viewing individuals or groups as fundamentally different or alien, often used in discussions of cultural, social, or moral diversity.Eagleton critiques the liberal tendency to always accommodate “otherness” in tragedy, arguing that some forms of otherness, like moral evil, should be resisted.
Agnosticism (in Tragedy)The idea of acknowledging uncertainty and the limits of human knowledge, especially regarding future suffering and the nature of tragedy.Williams emphasizes the “tragic provisionality” of acknowledging our ignorance about what horrors the future may bring, which Eagleton finds valuable.
The DemonicA force or figure representing chaos, meaninglessness, or malevolence, often beyond redemption.Eagleton uses this term to describe extreme forms of suffering in tragedy that cannot be redeemed, likening it to Iago’s nihilistic destruction in Othello.
LiberalismA political and philosophical ideology emphasizing individual rights, equality, and the accommodation of different viewpoints.Eagleton critiques Williams’ liberalism in the context of tragedy, arguing that it fails to acknowledge when radical change or resistance is necessary to combat moral evil.
NihilismThe belief that life lacks meaning, purpose, or intrinsic value, often associated with cynicism or moral indifference.Eagleton contrasts the redemptive potential of tragedy with nihilism, arguing that some forms of evil and suffering are beyond redemption and embody a nihilistic worldview.
Romantic Theories of TragedyTheories of tragedy that emphasize individual heroism, the sublimation of suffering into art, and the transformation of pain into personal greatness.Eagleton critiques Romantic theories of tragedy for transforming suffering into a narrative of personal transcendence, particularly in figures like the Nietzschean Übermensch.
Hegelian DialecticThe philosophical concept that history progresses through the conflict of opposites, often applied to tragedy as the clash of equally justified but opposing forces.Eagleton critiques Williams’ endorsement of Hegel’s view that tragedy is the result of equally valid but conflicting positions, arguing that some tragic conflicts are more morally weighted.
Contribution of “Tragedy And Liberalism” By Terry Eagleton to Literary Theory/Theories
  1. Critique of Idealist Theories of Tragedy
    Eagleton challenges traditional Idealist approaches to tragedy, particularly those of Nietzsche and other German theorists, for glorifying suffering as a necessary pathway to artistic and heroic achievement. He argues that these theories reduce tragedy to a form of “cut-price theodicy,” justifying suffering in ways that overlook its real, emotional weight.

“A good deal of such Idealist theorizing is little more than cut-price theodicy.”

  • Rejection of Tragedy as Consolation or Redemption
    Eagleton, through his reading of Rowan Williams, asserts that tragedy should not be viewed as offering spiritual consolation, redemption, or reconciliation. Instead, he highlights that some tragedies, particularly those involving severe suffering, cannot be rationalized or explained away, contributing to a more realistic and ethically sensitive understanding of the tragic genre.

“Tragic art in his view is not in the first place about consolation or reconciliation, let alone explanation or justification.”

  • Language and the Limits of Expression in Tragedy
    Eagleton adds to literary theory by exploring the role of language in tragedy. He emphasizes that while language can give form to suffering, it can also fail to alleviate or even express the full depth of tragic experiences. This contribution critiques the Romantic ideal that language and art can always transmute suffering into something meaningful.

“Yet pain also marks the limit of the articulable and intelligible.”

  • Political Dimension of Tragedy
    Eagleton introduces a political critique into the discussion of tragedy, contrasting liberalism’s tendency to accommodate all forms of “otherness” with the need for decisive political action in the face of moral evils. This contribution expands the scope of literary theory by framing tragedy within the context of social and political change, urging a reevaluation of tragedy’s relevance to real-world injustices.

“There are times when entire social orders must be overthrown and refashioned.”

  • Challenging Hegelian Dialectics in Tragic Theory
    Eagleton critiques the Hegelian notion that tragedy arises from a conflict between two equally justified positions. He argues that this dialectical framework, often applied to plays like Sophocles’ Antigone, oversimplifies tragedy by assuming all tragic conflicts involve equally valid moral positions. This offers a nuanced challenge to the application of Hegelian thought in tragic theory.

“Williams is too quick to endorse the Hegelian case that tragedy springs from the collision of two equally justified but lopsided positions.”

  • Empathy and Moral Boundaries in Tragedy
    Eagleton critiques the liberal emphasis on empathy within tragedy, particularly the assumption that all forms of “otherness” deserve understanding and accommodation. He introduces a moral boundary to tragic empathy, arguing that certain figures, such as neo-Nazis or torturers, should not be empathized with, thus adding a more ethically rigorous framework to the role of empathy in literary theory.

“Tragedy cannot be reduced to a matter of recognizing the rights of others.”

  • Theological Insights into Tragic Meaninglessness
    Through his engagement with Williams, Eagleton brings theological insights into literary theory by addressing the notion of meaninglessness in extreme suffering. He argues that some forms of agony, particularly physical pain, resist redemption and meaning, contributing to the discourse on the limits of tragedy’s moral and philosophical interpretations.

“Severe physical pain… are manifestations of utter meaninglessness, and that this meaninglessness is part of what we mean by the demonic.”

  • Expanding Tragedy Beyond Aesthetic Boundaries
    Eagleton challenges the traditional aesthetic boundaries of tragedy, asserting that the term should not be confined to the artistic realm alone. He argues that real-life tragedies, such as the collapse of a coalmine or a car accident, should also be recognized as tragedies, broadening the scope of what constitutes the tragic.

“Why can’t the collapse of a coalmine or a smash on the roads be seen as tragic?”

  • Critique of Liberal Pluralism in Tragic Theory
    Eagleton critiques Williams’ endorsement of liberal pluralism in tragedy, where all viewpoints are seen as equally valid and in conflict with each other. He argues that not all viewpoints deserve respect or recognition, particularly those that embody moral evil. This contribution challenges the trend of applying postmodern pluralism to tragic theory.

“But all viewpoints are by no means to be respected, and tragedy cannot be reduced to a matter of recognizing the rights of others.”

Examples of Critiques Through “Tragedy And Liberalism” By Terry Eagleton
Literary Work & AuthorEagleton’s CritiqueKey Quote from Eagleton
King Lear by William ShakespeareEagleton critiques the notion of finding hope in suffering through language. He explores the ambiguity in Edgar’s line, suggesting it may not represent hope but rather a warning of worse suffering to come.“Edgar’s declaration may mean that as long as there is still the possibility of human utterance, there can always be worse to come.”
Macbeth by William ShakespeareHe uses Ross’s lines in Macbeth to illustrate the cold comfort that tragedy offers in recognizing that calamity has reached its limit, showing a pessimistic outlook in the tragic genre.“Things at the worst will cease, or else climb up to what they were before.”
Antigone by SophoclesEagleton critiques the Hegelian reading of Antigone, which views the conflict between Antigone and Creon as a clash of equally justified moral positions. He argues that this simplifies the tragedy’s moral complexity.“Williams is too quick to endorse the Hegelian case that tragedy springs from the collision of two equally justified but lopsided positions.”
Othello by William ShakespeareEagleton references the character of Iago to explain how certain forms of evil, such as Iago’s, embody the demonic and are beyond redemption or meaning. This critique contributes to his broader discussion on the limits of tragedy.“The demonic, as with Iago confronting Othello, is affronted by the very existence of meaning and value.”
The Spanish Tragedy by Thomas KydEagleton critiques the assumption that all tragic conflicts involve equally valid positions. He points out that in works like The Spanish Tragedy, one side is clearly more justified than the other.“There is an abundance of tragic drama in which… one party is largely in the right of it and the other in the wrong.”
The Duchess of Malfi by John WebsterEagleton extends his critique of the Hegelian view of tragedy by using The Duchess of Malfi as an example where moral positions are not equally justified, emphasizing that not all tragic conflicts are evenly balanced.“Antigone is not a paradigm for tragedy in general, as Hegel imagines.”
Criticism Against “Tragedy And Liberalism” By Terry Eagleton
  1. Overemphasis on Political Critique
    Some critics argue that Eagleton places too much emphasis on the political dimension of tragedy, particularly through his critique of liberalism. This focus can be seen as reducing the complexity of tragedy to ideological battles, rather than exploring its broader emotional or existential themes.
  2. Narrow View of Liberalism
    Eagleton’s portrayal of liberalism as overly accommodating and passive in the face of moral evil has been critiqued for being a narrow interpretation. Critics suggest that liberalism can, in fact, engage with radical change and resistance, challenging Eagleton’s claim that it fails to address the need for decisive political action.
  3. Limited Exploration of Empathy
    Eagleton’s critique of empathy, particularly his caution against empathizing with morally reprehensible figures, has been viewed by some as too restrictive. Critics argue that empathy in tragedy serves to explore the full spectrum of human experience, and limiting it could diminish the moral and emotional complexity of tragic works.
  4. Simplification of Theological Insights
    While Eagleton engages with theological insights, particularly through Rowan Williams, some critics argue that his treatment of Christian theodicy and tragedy oversimplifies the theological dimensions. Eagleton’s sharp rejection of redemptive suffering in tragedy may overlook more nuanced theological perspectives on suffering and redemption.
  5. Reduction of Hegelian Dialectics
    Eagleton’s critique of the Hegelian dialectic, especially in Antigone, has been criticized for reducing Hegel’s interpretation to a mere balancing of moral positions. Critics argue that Hegel’s philosophy of tragedy is more nuanced and does not simply equate to a clash of equally justified perspectives.
  6. Underrepresentation of Emotional and Aesthetic Aspects
    Some have critiqued Eagleton for underrepresenting the emotional and aesthetic dimensions of tragedy. By focusing heavily on political and philosophical critiques, he may neglect the emotional catharsis and aesthetic experiences that are central to the tragic genre.
  7. Overreliance on a Marxist Lens
    Eagleton’s Marxist perspective in interpreting tragedy has been seen as limiting by some critics, who argue that his political reading can sometimes overshadow the literary and artistic value of tragic works. This approach risks reducing complex literary texts to mere reflections of class struggle and social conditions.
Representative Quotations from “Tragedy And Liberalism” By Terry Eagleton with Explanation
QuotationExplanation
“A good deal of such Idealist theorizing is little more than cut-price theodicy.”Eagleton criticizes how Idealist thinkers like Nietzsche romanticize suffering in tragedy, reducing it to a justification for higher spiritual or artistic gain, akin to theodicy.
“Tragic art in his view is not in the first place about consolation or reconciliation.”Eagleton, referencing Rowan Williams, argues that tragedy should not aim to offer spiritual consolation or reconciliation, but rather reflect the raw, irredeemable nature of suffering.
“Language by means of sounds, or better still words… is a vast liberation because it means that the sufferer is beginning to produce something.”Eagleton discusses how tragedy uses language as a means to give form to suffering, allowing the sufferer to transform their pain into something that can be expressed and understood.
“There are times when entire social orders must be overthrown and refashioned.”Eagleton critiques liberalism for its hesitancy to acknowledge when radical political change is necessary, using this to argue that tragedy often reflects the need for such upheaval.
“Tragedy cannot be reduced to a matter of recognizing the rights of others.”He critiques the liberal view that tragedy is about recognizing and empathizing with “otherness,” arguing that not all forms of otherness, particularly those tied to evil, deserve empathy.
“Severe physical pain… are manifestations of utter meaninglessness, and that this meaninglessness is part of what we mean by the demonic.”Eagleton highlights the limits of tragic meaning, particularly in cases of extreme suffering, which he connects to the “demonic”—a form of nihilism that resists redemption or meaning.
“Williams is too quick to endorse the Hegelian case that tragedy springs from the collision of two equally justified but lopsided positions.”Eagleton critiques Williams for adhering to the Hegelian view that tragedy emerges from two equally valid conflicting positions, arguing that not all tragedies present morally equivalent conflicts.
“Antigone is not a paradigm for tragedy in general, as Hegel imagines.”Eagleton challenges the idea that Antigone is a universal example of tragic conflict, arguing that many tragedies involve a clearer moral imbalance between the conflicting parties.
“The demonic… is a form of nihilism or cynicism, one which revels in absurdity, wallows in the farcical and cannot be redeemed because it cannot see the point of redemption.”Eagleton characterizes the “demonic” as a nihilistic force in tragedy that cannot be redeemed, representing the ultimate meaninglessness of some forms of suffering.
“The orthodox Christian belief is that faith is itself a form of certainty, though not of a scientific or empirical kind.”Here, Eagleton engages with theological insights, arguing that faith provides certainty in a way that is distinct from scientific certainty, adding a philosophical layer to his analysis of tragedy.
Suggested Readings: “Tragedy And Liberalism” By Terry Eagleton
  1. Eagleton, Terry. Sweet Violence: The Idea of the Tragic. Blackwell, 2003.
  2. Williams, Rowan. The Tragic Imagination. Oxford University Press, 2016.
    https://global.oup.com/academic/product/the-tragic-imagination-9780198753859
  3. Nietzsche, Friedrich. The Birth of Tragedy. Translated by Shaun Whiteside, Penguin Classics, 1993. https://www.penguinrandomhouse.com/books/289021/the-birth-of-tragedy-by-friedrich-nietzsche/
  4. Aristotle. Poetics. Translated by S. H. Butcher, Oxford University Press, 1951.
    http://classics.mit.edu/Aristotle/poetics.html
  5. Hegel, G. W. F. Aesthetics: Lectures on Fine Art. Translated by T. M. Knox, Clarendon Press, 1975.
    https://archive.org/details/aestheticshegel/page/n5/mode/2up
  6. Berlin, Isaiah. Four Essays on Liberty. Oxford University Press, 1969.
    https://global.oup.com/academic/product/four-essays-on-liberty-9780192810343

“The Death of Rhetoric” by Terry Eagleton: Summary and Critique

“The Death of Rhetoric” by Terry Eagleton first appeared in 1983 in the New Literary History journal.

"The Death of Rhetoric" by Terry Eagleton: Summary and Critique
Introduction: “The Death of Rhetoric” by Terry Eagleton

“The Death of Rhetoric” by Terry Eagleton first appeared in 1983 in the New Literary History journal. Eagleton’s essay has been influential in shaping discussions about the role of rhetoric in literature and literary theory, particularly in the context of postmodernism and the decline of traditional literary criticism. His argument, that rhetoric has been marginalized or dismissed in favor of other critical approaches, has sparked debates about the importance of language and style in understanding literary texts.

Summary of “The Death of Rhetoric” by Terry Eagleton
  • Poetry as Performative and Rhetorical:
    • Poetry emphasizes the experience of meaning rather than just extracting abstract truths.
    • “No poem reports on an experience without casting a continual sideways glance at itself.”
    • Poetic language is not merely reflective but constitutive of meaning, focusing on its rhetorical effect.
  • T.S. Eliot’s Poetic Technique:
    • Eliot’s poetry, such as in “The Love Song of J. Alfred Prufrock”, deliberately plays with meaning.
    • The unusual metaphors, such as the evening resembling a “patient etherized upon a table,” serve to illustrate the dislocation of modern sensibility rather than provide direct meaning.
    • “The image concerns form, not content.”
  • Poetry’s Corporeal Nature:
    • Poetry engages not just the mind but the body, infiltrating the reader’s unconscious.
    • “The poem goes about its proper task of raiding the reader’s unconscious and stimulating his nerve endings.”
    • The physicality of language in poetry restores the material richness that everyday speech loses.
  • Rhetoric’s Decline:
    • Historically, rhetoric analyzed verbal strategies and their effects in social and political contexts.
    • Over time, “rhetoric” became a term for manipulative language, signaling the decline of its true meaning.
    • “It is a symptom of the loss of this legacy that the term ‘rhetoric’ ended up denoting bombastic or manipulative language.”
  • The Sensory Basis of Human Rationality:
    • Eagleton draws on Thomas Aquinas’ idea that human rationality is shaped by our bodily existence, suggesting we are inherently poetic beings.
    • “We think the way we do because of the kind of bodies we have.”
  • Failure to Grasp Performative Aspects:
    • Many literature students struggle to engage with the rhetorical and performative aspects of texts, focusing too much on content over form.
    • “They are able to produce statements like ‘Heathcliff may be full of erotic energy’ but not, by and large, statements such as ‘The poem’s exuberant tone is curiously at odds with its shambling syntax.’”
  • Instrumentalization of Language:
    • The commodification of language in modern society has dulled its aesthetic and rhetorical richness.
    • “Beneath the failure to grasp literary texts as performative lies a language that has grown commodified and bureaucratized.”
  • Cultural and Social Influences on Literary Sensitivity:
    • The lack of sensitivity to literary forms is not due to students’ lack of intelligence but is a result of broader cultural and socio-political conditions.
    • “In the end, they are a question of culture in the broad, anthropological meaning of the term rather than of culture in its literary or aesthetic sense.”
  • Hope for Literary Education:
    • Despite the bleak outlook on the state of rhetoric, Eagleton argues that sensitivity to language and its forms can be taught.
    • “The good news, however, is that sensitivity to verbal forms and devices can most certainly be taught.”
Literary Terms/Concepts in “The Death of Rhetoric” by Terry Eagleton
Literary Term/ConceptDescriptionReference from the Article
RhetoricThe art of persuasion and analysis of verbal strategies and their effects, especially in social and political contexts.“Rhetoric meant both the analysis of verbal strategies and their performative effects within certain social and political contexts.”
Performative LanguageLanguage that emphasizes its own form and effect rather than just conveying a meaning.“What matters is its rhetorical effect, not its abstractable sense.”
MetaphorA figure of speech that describes one thing as if it were another, used here to highlight human sensory rationality.“Metaphor…was the most suitable medium for our discourse…we are, so to speak, intrinsically poetic beings.”
Form vs. ContentThe distinction between the structure and style of a text (form) and its meaning (content).“The image concerns form, not content.”
AestheticInitially a term referring to sensation and perception; later associated with art and beauty.“The opposite of aesthetics is not philistinism but anesthetics.”
Signifier and SignifiedTerms from structural linguistics; the signifier is the form of a word, while the signified is the concept it represents.“Most students of literature…fail to see the signified in terms of the signifier.”
Close ReadingA detailed analysis of a literary text focusing on its form, language, and structure.“Literary theory may have its vices, but a failure to read closely, with due attention to formal strategies, is not among them.”
Commodification of LanguageThe reduction of language to a mere tool for communication, stripped of its aesthetic and rhetorical richness.“Beneath the failure to grasp literary texts as performative lies a language that has grown commodified and bureaucratized.”
PhenomenologyA philosophical approach that emphasizes the role of lived experience in shaping perception and understanding.“Two centuries later, the term for this sensory rationality would be…phenomenology.”
Contribution of “The Death of Rhetoric” by Terry Eagleton to Literary Theory/Theories
Literary TheoryContribution from “The Death of Rhetoric”Reference from the Article
Rhetorical TheoryEagleton reaffirms the centrality of rhetoric as an analytical tool for understanding language’s performative effects and social function.“Rhetoric meant both the analysis of verbal strategies and their performative effects within certain social and political contexts.”
Formalism/New CriticismThe article underscores the importance of form and style, suggesting that the meaning of a text emerges from its rhetorical and formal properties.“Poetry is the place where the performative, rhetorical dimensions of speech rise to supreme self-consciousness.”
Post-StructuralismEchoing post-structuralist concerns, Eagleton highlights how meaning is deferred, stressing that language works through its form rather than a fixed meaning.“Conscious meaning keeps the mind harmlessly preoccupied while the poem goes about its proper task of raiding the reader’s unconscious and stimulating his nerve endings.”
PhenomenologyEagleton draws from phenomenology, particularly its focus on lived experience and the material nature of language, to stress that poetry engages bodily and sensory experience.“Language for Wittgenstein takes the shape it does because of the specific form of life with which it is interwoven.”
Marxist Literary TheoryThe article critiques the commodification of language under capitalist conditions, linking it to a loss of aesthetic and rhetorical sensitivity in society.“The sign does not fare well in social orders dominated by a crassly instrumental rationality. It is stripped of its sensuous specificity and reduced to a mere communicative token.”
StructuralismEagleton engages with the structuralist notion of the relationship between signifier and signified, emphasizing the importance of analyzing the materiality of the sign.“Most students of literature…fail to see the signified in terms of the signifier.”
Aesthetic TheoryThe concept of aesthetics as a sensory rationality, historically linked to Enlightenment thought, is extended to show how modern societies have lost this sensitivity.“The aesthetic in its modern sense began life as a kind of prosthesis to Enlightenment reason.”
Critical PedagogyEagleton discusses the challenges of teaching sensitivity to language in a commodified culture, pointing to the need for a more engaged form of literary education.“Sensitivity to verbal forms and devices can most certainly be taught. The question is who is going to teach it…who will educate the educators.”
Cultural TheoryEagleton suggests that the decline of rhetorical reading is tied to broader cultural shifts in late-modern civilization, especially regarding language and its commodification.“In the end, they are a question of culture in the broad, anthropological meaning of the term rather than of culture in its literary or aesthetic sense.”
Key Contributions:
  1. Rhetorical Theory: Eagleton revitalizes rhetoric as a lens for literary analysis, emphasizing its social and political significance beyond mere stylistic ornamentation.
  2. Formalism/New Criticism: He advocates for close attention to form, tone, rhythm, and rhetorical strategies, which are essential to understanding the meaning of a text.
  3. Post-Structuralism: Eagleton aligns with post-structuralist views by stressing the indeterminacy of meaning and the centrality of form over content in literary texts.
  4. Marxist Literary Theory: The article critiques how capitalist societies devalue language by reducing it to an instrument for communication, thus undermining its aesthetic and performative qualities.
  5. Phenomenology & Aesthetic Theory: Drawing on phenomenology, Eagleton emphasizes the embodied and sensory dimensions of language, especially in poetry, where form is as critical as content.
  6. Cultural Theory: The piece links the decline of literary sensitivity to the broader socio-political context, particularly under late-modern capitalism, where language becomes commodified.
Examples of Critiques Through “The Death of Rhetoric” by Terry Eagleton
Literary WorkCritique FocusCritique Through Eagleton’s LensReference from Eagleton
The Love Song of J. Alfred Prufrock by T.S. EliotForm vs. Content and RhetoricEliot’s use of dislocated metaphors (e.g., “patient etherized upon a table”) prioritizes rhetorical effect over determinate meaning.“What matters is its rhetorical effect, not its abstractable sense.”
Hamlet by William ShakespeareRhetorical and Performative Dimensions of LanguageHamlet’s final words (“The rest is silence”) emphasize the performative nature of language, reflecting the broader rhetorical framework of the play.“Beneath the failure to grasp literary texts as performative lies a language that has grown commodified and bureaucratized.”
The Waste Land by T.S. EliotComplexity of Form and Sensory ExperienceThe fragmented form of The Waste Land engages the reader’s sensory experience, emphasizing form over coherence, reflecting modern dislocation.“The poem goes about its proper task of raiding the reader’s unconscious and stimulating his nerve endings.”
Wuthering Heights by Emily BrontëFailure to Grasp Performative and Rhetorical ElementsThe complex narrative structure and unreliable narrators in Wuthering Heights are often overlooked, though they play a key performative role.“Most students of literature today…fail to see the signified in terms of the signifier.”
Criticism Against “The Death of Rhetoric” by Terry Eagleton
  • Overemphasis on Form Over Content:
    • Critics may argue that Eagleton places too much importance on the form and rhetorical elements of a text, potentially downplaying the significance of thematic content and narrative meaning.
  • Romanticizing the Past:
    • Eagleton laments the decline of rhetoric in modern civilization, but some may view this as a romanticization of the past, idealizing earlier rhetorical traditions without fully acknowledging the evolution of language and its current uses.
  • Neglect of Popular or Non-Elite Texts:
    • The article primarily focuses on high literary works and neglects the performative aspects of more popular or non-elite texts, which may also demonstrate complex rhetorical strategies.
  • Cultural Determinism:
    • Eagleton’s argument that the commodification of language is tied to socio-political and economic factors may be seen as overly deterministic, not allowing for individual agency in the use and appreciation of language.
  • Lack of Practical Solutions for Teaching Rhetorical Sensitivity:
    • While Eagleton critiques the loss of rhetorical awareness in literary education, he provides limited practical advice for educators on how to reintroduce or teach these skills effectively.
  • Dismissal of Modern Theoretical Approaches:
    • Eagleton critiques late-modern language use but may be seen as dismissive of more contemporary literary theories (e.g., postmodernism, deconstruction) that embrace the fluidity of meaning and the transformation of language.
  • Elitist View of Language and Literature:
    • Some may argue that Eagleton’s perspective aligns with an elitist view of language, focusing on high art and literary sophistication, potentially alienating more accessible or diverse forms of expression.
Representative Quotations from “The Death of Rhetoric” by Terry Eagleton with Explanation
QuotationExplanation
“Poetry is the place where the performative, rhetorical dimensions of speech rise to supreme self-consciousness.”Eagleton emphasizes that poetry is the pinnacle of language’s self-awareness, where the way words are used (rhetoric) is as important as their meaning.
“No poem reports on an experience without casting a continual sideways glance at itself.”This highlights how poetry reflects on its own form and structure, drawing attention to the act of its creation, not just the content or message it conveys.
“The image concerns form, not content.”Eagleton explains how in modern poetry (especially in Eliot’s work), images and metaphors are more about their rhetorical and formal effects than any concrete meaning.
“Conscious meaning keeps the mind harmlessly preoccupied while the poem goes about its proper task of raiding the reader’s unconscious.”The quotation illustrates Eagleton’s view that poetry operates on a deeper, unconscious level, affecting the reader’s emotions and instincts rather than delivering clear meaning.
“Rhetoric meant both the analysis of verbal strategies and their performative effects within certain social and political contexts.”Here, Eagleton recalls the classical meaning of rhetoric as not just style, but a means of analyzing the broader social and political implications of language.
“Beneath the failure to grasp literary texts as performative lies a language that has grown commodified and bureaucratized.”He criticizes the way modern society treats language, reducing it to a functional tool rather than appreciating its rich, performative potential.
“The aesthetic in its modern sense began life as a kind of prosthesis to Enlightenment reason.”This reflects Eagleton’s argument that the concept of aesthetics originally developed as a way to bridge reason and sensory experience, helping rationality connect with lived experience.
“Most students of literature today…fail to see the signified in terms of the signifier.”Eagleton critiques the current state of literary education, arguing that many students cannot appreciate the formal properties of language (signifier) in relation to meaning (signified).
“In the end, they are a question of culture in the broad, anthropological meaning of the term rather than of culture in its literary or aesthetic sense.”He suggests that literary sensitivity is shaped by larger socio-political and cultural forces, not just literary theory or academic teaching.
“To eradicate the past is to help abolish the future, since the past…contains precious emancipator resources for ages to come.”Eagleton expresses concern about the modern disregard for history, arguing that the loss of memory and tradition undermines society’s potential for progress and liberation.
Suggested Readings: “The Death of Rhetoric” by Terry Eagleton
  1. Eagleton, Terry. The Event of Literature. Yale University Press, 2012.
  2. Derrida, Jacques. Of Grammatology. Translated by Gayatri Chakravorty Spivak, Johns Hopkins University Press, 1997.
  3. Barthes, Roland. S/Z: An Essay. Translated by Richard Miller, Hill and Wang, 1974.
    https://us.macmillan.com/books/9780374521677/sz
  4. Fish, Stanley. Is There a Text in This Class? The Authority of Interpretive Communities. Harvard University Press, 1980.
    https://www.hup.harvard.edu/catalog.php?isbn=9780674467262
·  Academic Articles:

“Psychoanalysis and Literature: Past and Present” by Norman N. Holland: Summary and Critique

“Psychoanalysis and Literature: Past and Present” by Norman N. Holland first appeared in 1993 in the journal Contemporary Psychoanalysis.

"Psychoanalysis and Literature: Past and Present" by Norman N. Holland: Summary and Critique
Introduction: “Psychoanalysis and Literature: Past and Present” by Norman N. Holland

“Psychoanalysis and Literature: Past and Present” by Norman N. Holland first appeared in 1993 in the journal Contemporary Psychoanalysis. This article highlights the importance of literature and literary theory in the field of psychoanalysis. Holland argues that literature can serve as a valuable tool for understanding the human psyche, and that literary theory can provide a framework for interpreting literary texts in a psychologically meaningful way. He emphasizes the importance of interdisciplinary collaboration between psychoanalysis and literary studies, and explores the ways in which these two fields can inform and enrich each other.

Summary of “Psychoanalysis and Literature: Past and Present” by Norman N. Holland

·  Three Phases of Psychoanalysis:

  • First Phase (1897-1923): Freud’s foundational discoveries including the unconscious, free association, the Oedipus complex, and infantile sexuality. This phase is characterized by explaining phenomena through the relationship between the conscious and unconscious mind. Freud’s early works laid the groundwork for understanding how human psychology influences and interacts with literature, focusing on authorial intent and unconscious drives.

“Freud made his great original discoveries. I mean his discoveries of free association, unconscious processes, the oedipus complex, and infantile sexuality.”

  • Second Phase (1923-Present): Development of the id-ego-superego model and ego psychology. The focus shifted to understanding the interplay between ego and external forces (id, superego, and reality). This phase incorporated deeper mechanisms like defense mechanisms and structural analysis of the mind.

“Freud rethought the model… he and his colleagues in Vienna developed the structural id—ego—superego model, the principle of multiple function, and what we think of as ego-psychology.”

  • Third Phase (1950s-Present): Contemporary psychoanalytic approaches such as object relations theory, self-psychology (Kohut), and feminist critiques. This phase emphasizes the interaction between the self and others, shifting focus to identity, mutuality, and the dynamics of relationships.

“They replace the earlier explanations…with self and other. These are psychoanalyses of the self.”

·  Three Phases of Literary Criticism:

  • Historical Criticism (Early 19th Century): Focused on understanding literature through historical context, examining characters and events as though they were real. The language was seen as transparent, pointing to external realities.

“We are looking for a history of Falstaff as though he were a real person…language is transparent. It only points us to things in the world which are the real objects the literary critic discusses: actions, motives, traits.”

  • New Criticism and Structuralism (1930s-1970s): Shifted to analyzing the text itself as a self-contained entity. Critics focused on the formal patterns and structures within the language rather than external meanings. This phase was dominant in university studies during the mid-20th century.

“Literary critics took the language of literature as an end in itself. No longer were we to read through language to events and people.”

  • Postmodern Criticism (1970s-Present): Emphasizes the relationship between the text and the audience, where meaning is not fixed but constructed through interaction with the text. Postmodernism rejects the monumental or self-contained text, instead embracing playfulness and intertextuality.

“In POMO, everything has quotation marks around it… the postmodernist says, I’m just playing; I don’t really mean this—it’s up to you to make sense of it.”

·  Psychoanalysis in Literary Criticism:

  • Psychoanalysis can be applied to three “persons” in literature:
    1. The Author – Exploring the unconscious drives and fantasies of the writer.
    2. The Character – Analyzing the fictional person within the text.
    3. The Reader – Examining the psychological dynamics and emotional responses elicited in the reader.

“Psychoanalysis does not deal with texts but with persons… there are three persons possible, the actual writer, the reader, and the person… in the text.”

·  Challenges of Applying Psychoanalysis to Literature:

  • Psychoanalysis is fundamentally about people and their minds, while literature consists of words. Therefore, bridging the gap between psychoanalysis and literary criticism requires finding ways to connect human psychological processes with textual analysis.

“Psychoanalysis deals with people, specifically people’s minds, but literature is words. There is no way, no way!, one can apply psychoanalysis to literature directly.”

·  Example of Psychoanalytic Phases Applied to Literature:

  • First Phase: A psychoanalyst might interpret Emily Dickinson’s poem as a reflection of her unconscious sexual fantasies, associating the bee and clover with phallic and receptive symbols.
  • Second Phase: Focuses on the poem’s form and structure, linking it to defense mechanisms like repression. The poem’s imagination of a prairie is seen as a sublimated sexual fantasy.
  • Third Phase: Contemporary criticism explores the reader’s personal associations with the poem, emphasizing the subjective and emotional responses elicited by the text.

“For her, sexual knowledge is linked with loss and death and disappearance. Hence she cannot enjoy Dickinson’s creative use of revery, and she rejects the poem.”

·  Reader-Response and Feminist Criticism: Both of these approaches emphasize the role of the reader or the critic in creating meaning. Feminist psychoanalytic critics focus on the gendered experiences of readers and writers, while reader-response theory explores how individual reactions shape the interpretation of the text.

“Feminist psychoanalytic critics have addressed the real reactions of real women… both feminist critics and reader-response critics bridge between the persons of psychoanalysis and the words of literature by focusing on the real persons who read and respond to literature.”

·  Conclusion: The essay concludes by emphasizing the bridge between psychoanalysis and literature: the interaction between real people (authors, readers) and the text. Literature becomes a collaborative creation of meaning through shared human responses, allowing for multiple interpretations based on personal and cultural backgrounds.

“The bridge is actual people engaging in actual literary transactions… The bridge, in short, is you—and me.”

Literary Terms/Concepts in “Psychoanalysis and Literature: Past and Present” by Norman N. Holland
Literary Term/ConceptDescription
Psychoanalysis PhasesThe three phases in psychoanalysis: conscious-unconscious (Freud), ego-nonego (ego-psychology), and self-other (object-relations and contemporary approaches).
Historical CriticismEarly 19th-century approach that treats literary characters and events as real, with language acting as a transparent medium to historical or authorial contexts.
New CriticismA mid-20th-century critical approach that focuses on analyzing the text’s structure and form as an entity in itself, without considering external references.
Postmodern CriticismContemporary criticism focusing on the relationship between the text and its audience, often embracing ambiguity, intertextuality, and playful self-awareness.
Object-Relations TheoryA third phase of psychoanalysis focusing on the dynamic interactions between the self and others, used to explore identity and relationships in literature.
Reader-Response TheoryA theory emphasizing the reader’s role in interpreting a text, focusing on personal emotional reactions and subjective responses to the literature.
Feminist Psychoanalytic CriticismA critical approach that explores how gender and socially constructed roles influence the writing and reading of texts, often critiquing male dominance.
SublimationA defense mechanism where unconscious desires (often sexual) are transformed into socially acceptable or creative activities, applied in literary interpretation.
Oedipus ComplexA Freudian concept where a child experiences desire for the opposite-sex parent and rivalry with the same-sex parent, frequently applied in character analysis.
Primal Scene FantasyA psychoanalytic idea involving a child’s imagined or real witnessing of sexual relations between parents, used to analyze unconscious dynamics in texts.
Contribution of “Psychoanalysis and Literature: Past and Present” by Norman N. Holland to Literary Theory/Theories
  • Introduction of a Three-Phase Model for Psychoanalysis in Literature
    Holland divides the development of psychoanalytic theory into three distinct phases: conscious-unconscious, ego-nonego, and self-other. This model expands the scope of psychoanalytic criticism by recognizing evolving approaches within psychoanalysis and how these approaches can be applied to literary analysis.

“We have three phases of psychoanalysis: conscious—unconscious, ego—nonego, and self and other.”

  • Integration of Psychoanalysis with Various Literary Theories
    Holland demonstrates how psychoanalysis can be applied to different phases of literary criticism: historical, New Criticism, and postmodern. His approach shows that psychoanalysis can work in tandem with these literary frameworks to analyze texts, allowing for a deeper understanding of both the text and the reader’s engagement with it.

“Now we have three phases of psychoanalysis and three phases of literary criticism.”

  • Emphasis on Reader-Response Theory and Psychoanalysis
    Holland contributes to reader-response criticism by emphasizing the active role of the reader in literary interpretation. He argues that the reader’s unconscious processes shape their understanding of the text, making reading a highly personal and subjective experience.

“Instead of saying the poem acts out a sublimation, these third phase psychoanalytic critics would say, The reader acts out a sublimation by means of the poem.”

  • Focus on the Relationship Between Text and Reader in Postmodern Criticism
    Holland’s work aligns with postmodern theories that question the fixed relationship between the text and its reader. He argues that the literary text is no longer seen as an end in itself but as a medium through which readers project their psychological processes and interpretations.

“The postmodernist says, I’m just playing; I don’t really mean this—it’s up to you to make sense of it.”

  • Advancing the Concept of Text as a Psychological Process
    Holland’s idea that a text can function as a psychological entity, similar to the human mind, allows critics to analyze not just the content of a text but also its form as a manifestation of unconscious processes. This concept advances psychoanalytic literary theory beyond simple character analysis to a broader analysis of the text’s form and the reader’s psychological interaction with it.

“The poem embodies a mental process or, more properly, an ego process that we introject.”

  • Application of Contemporary Psychoanalytic Theories in Literature
    Holland incorporates newer psychoanalytic theories, such as object-relations and self-psychology, into the analysis of literature. This extends psychoanalytic literary criticism by allowing for more nuanced explorations of identity, relationships, and the self within texts.

“Contemporary psychoanalytic approaches such as object-relations theory, self-psychology (Kohut), and feminist critiques.”

  • Feminist Psychoanalytic Criticism
    Holland highlights how feminist psychoanalytic critics address gender dynamics in both the reading and writing of literature. His inclusion of feminist theory demonstrates the adaptability of psychoanalysis to explore how literature shapes and is shaped by gendered experiences.

“Feminist psychoanalytic critics have addressed the real reactions of real women to a literature and criticism that are often dominated by male assumptions.”

  • Challenges the Limitations of Traditional Psychoanalytic Criticism
    By emphasizing the importance of individual and subjective responses to texts, Holland critiques the reductionist tendencies of early psychoanalytic criticism, which often focused narrowly on authorial intent or character analysis.

“There is no way, no way!, one can apply psychoanalysis to literature directly. Psychoanalysis can only apply to a person.”

  • Bridge Between Psychoanalysis and Literary Criticism
    Holland’s most significant contribution is his formulation of a bridge between psychoanalysis (which focuses on people and their minds) and literary criticism (which focuses on texts and language). He argues that this bridge is the interaction between the writer, the reader, and the text itself.

“The bridge is actual people engaging in actual literary transactions… the people that write and the people that read, and their very acts of writing and reading.”

Examples of Critiques Through “Psychoanalysis and Literature: Past and Present” by Norman N. Holland

Book TitlePhase of PsychoanalysisCritique Focus
Oedipus Rex (Sophocles)First Phase (Conscious-Unconscious)Holland applies Freud’s Oedipus complex to critique the character of Oedipus and the audience’s unconscious identification with his guilt and incestuous desires. Freud’s theory illuminates the psychological impact on the audience.
Hamlet (Shakespeare)First Phase (Conscious-Unconscious)Freud’s Oedipal analysis is extended to Hamlet’s hesitation in avenging his father. Holland critiques Hamlet’s delay as stemming from repressed desires toward his mother, similar to Freud’s psychoanalysis of unconscious drives.
Ulysses (James Joyce)Second Phase (Ego-Nonego)Holland critiques the modernist structure and narrative techniques in Joyce’s Ulysses using ego-psychology, analyzing how the text reflects complex internal conflicts and defenses of the characters through stream-of-consciousness.
Emily Dickinson’s PoetryThird Phase (Self and Other)Holland uses object-relations theory to explore Dickinson’s poems as reflecting a complex interaction between imagination (revery) and reality, with a focus on the reader’s psychological response to the symbolic language of the text.
Criticism Against “Psychoanalysis and Literature: Past and Present” by Norman N. Holland
  • Over-reliance on Psychoanalytic Theory
    Critics argue that Holland’s focus on psychoanalysis, particularly Freudian concepts, limits the scope of literary interpretation. Some feel that his theories overemphasize unconscious drives at the expense of other factors like cultural, historical, or political contexts.
  • Reduction of Literary Texts to Psychological Models
    Holland’s application of psychoanalytic phases can be seen as reductive, as it often seeks to explain complex literary works purely through psychological frameworks. This may ignore other aspects of the text, such as aesthetic form, linguistic innovation, or broader thematic concerns.
  • Ambiguity in Reader-Response Criticism
    While Holland advocates for a reader-response approach, some critics find his reliance on the reader’s psychological projections to be too subjective. This raises concerns about the validity of literary analysis when it becomes entirely dependent on individual reactions, potentially leading to a lack of consistent interpretive standards.
  • Neglect of Contemporary Critical Theories
    Holland’s work is seen by some as being out of step with newer critical theories like deconstruction, post-colonialism, and queer theory. His emphasis on psychoanalysis may limit engagement with these diverse, contemporary approaches that challenge the traditional psychoanalytic focus on universal experiences.
  • Inadequate Bridging Between Psychoanalysis and Literature
    Although Holland attempts to bridge psychoanalysis and literature through the interaction of writers, readers, and texts, critics argue that his model often lacks clarity in demonstrating how psychological theories directly enhance literary understanding without imposing artificial connections.
  • Limited Engagement with Textual Formalism
    Some critics feel that Holland downplays the importance of formal elements like narrative structure, syntax, and style, which are crucial to understanding literature. His psychoanalytic focus can sometimes overshadow the technical and formal analysis of literary texts.
  • Oversimplification of Complex Psychoanalytic Theories
    While Holland integrates psychoanalysis into literary criticism, some argue that he oversimplifies intricate psychoanalytic theories, particularly Lacanian and post-Freudian developments, reducing their depth in favor of more generalized interpretations.
Representative Quotations from “Psychoanalysis and Literature: Past and Present” by Norman N. Holland with Explanation
QuotationExplanation
“Psychoanalysis does not deal with texts but with persons.”Holland emphasizes that psychoanalysis is fundamentally about human psychology, and when applied to literature, it must focus on the psychological experiences of the author, character, or reader rather than the text itself.
“We have three phases of psychoanalysis: conscious—unconscious, ego—nonego, and self and other.”This outlines Holland’s categorization of the development of psychoanalysis, marking the evolution from Freud’s theories to contemporary psychoanalytic schools.
“In POMO, everything has quotation marks around it. The postmodernist says, I’m just playing; I don’t really mean this—it’s up to you to make sense of it.”Holland critiques postmodernism for its playful, ambiguous approach to art and literature, where meaning is decentralized and left for the audience to interpret, reflecting the postmodern skepticism of fixed meaning.
“Feminist psychoanalytic critics have addressed the real reactions of real women to a literature and criticism that are often dominated by male assumptions.”This highlights how feminist critics use psychoanalytic frameworks to explore the gendered nature of literature, addressing issues of male dominance in both the creation and interpretation of texts.
“The postmodern art is jokey and tricky. It self-consciously builds on other art forms.”Here, Holland describes postmodern art and literature as self-referential and ironic, with a focus on intertextuality and the relationship between the work and its audience, rather than the work standing as a self-contained entity.
“Reader-response critics address the real reactions of real people.”Holland advocates for reader-response theory, where the focus shifts from the author and the text to how individual readers interact with and interpret a literary work based on their personal experiences and psychology.
“Psychoanalytic criticism was a considerable advance over first phase, but there is that peculiar assumption that the poem is a mind that the critic can see.”Holland critiques second-phase psychoanalytic criticism for its tendency to treat the text itself as if it were a mind, leading to oversimplified interpretations that assume direct parallels between textual structure and psychological processes.
“The poem embodies a mental process or, more properly, an ego process that we introject.”This quote reflects Holland’s view that literature can be understood as a reflection of psychological processes, particularly ego functions, which readers internalize and process through their own mental frameworks.
“There is no way, no way!, one can apply psychoanalysis to literature directly.”Holland asserts that psychoanalysis must focus on people, not texts. Therefore, literary critics must find ways to apply psychological analysis to authors, characters, or readers rather than to words or narrative structures alone.
“The bridge is actual people engaging in actual literary transactions… the people that write and the people that read, and their very acts of writing and reading.”This highlights Holland’s central thesis that the connection between psychoanalysis and literature lies in the interaction between readers and texts, where personal, psychological experiences shape literary interpretation and meaning.
Suggested Readings: “Psychoanalysis and Literature: Past and Present” by Norman N. Holland
  1. Holland, Norman N. The Dynamics of Literary Response. Oxford University Press, 1968.
  2. Freud, Sigmund. The Interpretation of Dreams. Translated by A.A. Brill, Macmillan, 1913.
  3. Lacan, Jacques. Ecrits: A Selection. Translated by Bruce Fink, W. W. Norton & Company, 2006.
  4. Showalter, Elaine. The Female Malady: Women, Madness, and English Culture, 1830–1980. Pantheon Books, 1985.
  5. Flynn, Elizabeth A., and Patrocinio Schweickart, editors. Gender and Reading: Essays on Readers, Texts, and Contexts. Johns Hopkins University Press, 1986. https://www.amazon.com/Gender-Reading-Essays-Readers-Contexts/dp/0801833064
  6. Kristeva, Julia. Desire in Language: A Semiotic Approach to Literature and Art. Translated by Leon S. Roudiez, Columbia University Press, 1980.
    https://www.amazon.com/Desire-Language-Semiotic-Approach-Literature/dp/0231048077
  7. Jameson, Fredric. Postmodernism, or, The Cultural Logic of Late Capitalism. Duke University Press, 1991.
    https://www.amazon.com/Postmodernism-Cultural-Late-Capitalism-Theories/dp/0822310902
  8. Wright, Elizabeth. Psychoanalytic Criticism: A Reappraisal. Routledge, 1998.
    https://www.routledge.com/Psychoanalytic-Criticism-A-Reappraisal/Wright/p/book/9780415156818
  9. Brooks, Peter. Psychoanalysis and Storytelling. Blackwell, 1994.
    https://www.amazon.com/Psychoanalysis-Storytelling-Peter-Brooks/dp/0631186783

“Macherey and Marxist Literary Theory” by Terry Eagleton: Summary and Critique

“Macherey and Marxist Literary Theory” by Terry Eagleton was first published in 1982 as part of the Royal Institute of Philosophy Lecture Series (Volume 14).

"Macherey and Marxist Literary Theory" by Terry Eagleton: Summary and Critique
Introduction: “Macherey and Marxist Literary Theory” by Terry Eagleton

“Macherey and Marxist Literary Theory” by Terry Eagleton was first published in 1982 as part of the Royal Institute of Philosophy Lecture Series (Volume 14). This essay holds significant importance in the realms of literature and literary theory due to its insightful exploration of Pierre Macherey’s Marxist approach to literary analysis. Eagleton delves into Macherey’s concept of the “transcendental unconscious” and its implications for understanding the underlying ideological structures at play within literary texts. By examining Macherey’s work, Eagleton sheds light on the ways in which literature can both reflect and challenge dominant social and political ideologies, offering valuable insights for scholars and students alike.

Summary of “Macherey and Marxist Literary Theory” by Terry Eagleton
  • Macherey’s Critique of Neo-Hegelianism:
    • Pierre Macherey attempts to liberate Marxist literary criticism from neo-Hegelian and empirical ideologies.
    • He emphasizes moving away from the concept of the “author as producer” that focuses on art’s relation to its material base and superstructure.
    • Quotation: “Macherey’s project is nothing less than the liberation of Marxist criticism from every taint of Hegelianism and empiricism.”
  • Macherey’s Althusserian Approach:
    • He applies Althusserian epistemology to literary criticism, distinguishing criticism from its object, the text.
    • For Macherey, criticism produces a new discourse that reveals what the text does not explicitly say, unlike empirical criticism that treats the text as a spontaneous given.
    • Quotation: “Criticism is not an ‘instrument’ or ‘passage’ to the truth of a text, but a transformative labor which makes its object appear other than it is.”
  • Text as a Determinate Object:
    • The literary text is seen as a determinate object shaped by specific conditions and labor. The author does not “create” but “discovers” the narrative, indicating that the text has its own necessity that cannot be altered.
    • Quotation: “The necessity of the text is not the reflection of the author’s sustaining, unifying intention.”
  • Internal Contradictions and Ruptures:
    • According to Macherey, every text is characterized by internal ruptures and contradictions, which are essential to its identity. These internal diversities are not merely a reflection of an underlying unity but the very structure of the text itself.
    • Quotation: “The work is constituted by an interior ‘rupture’ or ‘decentrement’ worked upon its initial situation.”
  • Silences and Absences in the Text:
    • Macherey argues that the truth of a literary work lies not in what it explicitly states, but in its silences and absences. This absence becomes a key feature of the text, revealing the gaps and limits in the ideological structure.
    • Quotation: “The text puts the ideology into contradiction by illuminating its gaps and limits, revealing ideology as a structure of absences.”
  • Distancing Ideology Through Literary Form:
    • The contradictions within the text reveal its ideological limits, showing how the text distances itself from ideology. However, this distancing does not automatically subvert ideology; it can also support it, depending on the historical and ideological context.
    • Quotation: “Form distantiates the ideological, but whether it subverts or underwrites depends… upon the historical and ideological situation in which the text is situated.”
  • Rejection of Structuralism:
    • Macherey critiques the structuralist approach, which seeks to decode hidden meanings within the text. For him, the significance of the text is not found in its “depth” but in its external relation to ideology and other texts.
    • Quotation: “The work hides nothing, keeps no secret, is entirely ‘readable’ and offered to view.”
  • Literary Text as an Active Force:
    • The literary text does not merely reflect ideology but actively engages with it, transforming it in the process. This interaction reveals the ideological absences and contradictions that underlie the work.
    • Quotation: “The literary work, in thus transforming the ideological illusion, implicitly yields a critique of its own ideological status.”
Literary Terms/Concepts in “Macherey and Marxist Literary Theory” by Terry Eagleton
Literary Term/ConceptExplanationQuotation/Explanation from the Text
Author as ProducerA Marxist concept emphasizing the role of the author in relation to the material base and superstructure, often seen as politically indeterminate in certain contexts.“The ‘author as producer’ concept is one which must, as it were, lie dormant over certain spans of literary history.”
Epistemological BreakA concept by Althusser, applied by Macherey to establish a radical distinction between literary criticism and the text it analyzes.“Macherey’s intention is to inaugurate a radical ‘epistemological break’ with what has come before.”
Text as a Determinate ObjectThe idea that the literary text is not a reflection of the author’s intent but the result of specific historical and material conditions, with its own internal necessity.“The literary object is determinate, and so can be the object of rational study.”
Internal RupturesThe concept that a literary work is characterized by contradictions and breaks, which are essential to its structure and meaning.“The work is constituted by an interior ‘rupture’ or ‘decentrement’ worked upon its initial situation.”
Silences and AbsencesRefers to the unspoken elements within a text that reveal deeper ideological tensions and contradictions, shaping the text’s meaning.“Criticism…makes speak the text’s silences.”
Normative IllusionA critical error that measures the text against an ideal model or normative expectations, ignoring the text’s specific materiality and conditions of production.“The normative illusion constitutes a refusal of the object as it is: it ‘corrects’ it against an independent, pre-existent model.”
Ideological ContradictionThe idea that texts do not merely reflect ideology but engage with its contradictions, revealing ideological limits and absences.“The text puts the ideology into contradiction by illuminating its gaps and limits.”
EmpiricismA critical approach critiqued by Macherey for treating texts as given objects, which can be known merely through observation without transformation.“Scientific criticism is the antagonist of empiricist critical ‘knowledge’.”
Form as DistantiationThe idea that literary form distances itself from ideology, potentially subverting or supporting it based on historical and ideological contexts.“Form distantiates the ideological.”

Contribution of “Macherey and Marxist Literary Theory” by Terry Eagleton  to Literary Theory/Theories

  • Critique of Empiricism in Literary Criticism:
    • Eagleton highlights Macherey’s rejection of empiricist approaches that treat the text as a given object to be passively interpreted. Instead, Macherey advocates for a transformative critique where criticism actively produces new knowledge by engaging with the silences of the text.
    • Quotation: “Criticism…is a transformative labor which makes its object appear other than it is.”
  • Rejection of the “Author as Creator” Concept:
    • The theory disputes the romanticized idea of the author as a creator who imposes unity on the text. Macherey sees the author as a discoverer rather than an inventor, operating under the constraints of ideological and narrative structures.
    • Quotation: “It is mere mystification to speak of the author as a ‘creator’.”
  • Focus on Internal Contradictions and Silences:
    • Macherey introduces the concept that the contradictions, ruptures, and silences within a text are integral to its meaning. These silences reveal the ideological limits within the text, moving beyond traditional readings that seek a unified meaning.
    • Quotation: “The task of criticism is to theorize the necessity of this diversity.”
  • Text as a Site of Ideological Conflict:
    • Macherey views the literary text not as a reflection of ideology but as an active space where ideology is produced and contested. This positions the text as a battleground of conflicting ideologies rather than a passive vessel of ideological content.
    • Quotation: “The text produces ideology…and in doing so it reveals in its own internal dislocations the gaps and limits.”
  • Contribution to the Althusserian Tradition:
    • Macherey applies Althusserian epistemology to literary criticism, focusing on how criticism and literature belong to different realms of knowledge production. This epistemological break is a radical departure from both Hegelian dialectics and empiricism.
    • Quotation: “His intention is to inaugurate a radical ‘epistemological break’ with what has come before.”
  • Revolutionary Approach to Literary Form:
    • Macherey challenges traditional formalist theories, proposing that form is not a mere reflection of ideological content but a distancing mechanism that reveals the ideological tensions and absences within a text.
    • Quotation: “Form distantiates the ideological, but whether it subverts or underwrites depends…upon the historical and ideological situation.”
  • Criticism as a Science:
    • He proposes that criticism is not simply a hermeneutic task of interpreting a text’s hidden meanings, but rather a scientific process of constructing new knowledge that highlights the conditions of a text’s possibility, including its inherent contradictions.
    • Quotation: “Scientific criticism…establishes a decisive rupture between itself and the object, distancing itself to produce a new knowledge of it.”
  • Literature as Ideological Production, Not Reproduction:
    • Eagleton emphasizes Macherey’s view that literature does not reflect reality or ideology but produces it. This is a key distinction in Marxist theory, asserting that literature actively shapes and transforms the ideological world rather than simply mirroring it.
    • Quotation: “Rather than ‘reproducing’ ideology, the text produces it, setting it in motion and endowing it with a form.”
Examples of Critiques Through “Macherey and Marxist Literary Theory” by Terry Eagleton
Literary WorkCritique through Macherey’s TheoryQuotation/Explanation from the Text
Jules Verne’s FictionVerne’s fiction attempts to represent bourgeois progress but is ideologically constrained to use images from the past. This contradiction creates an internal ideological torsion.“Verne’s fiction ‘wants’ to represent bourgeois progress as a march forward to the future, yet finds itself enforced to represent this march in images bound to the past.”
Henry James’ NovelsJames’ aesthetic redefinition of fiction as organic form is tied to material shifts in literary production but does not necessarily reflect an ideological transformation.“The aesthetic redefinition of fiction as ‘organic form’ which develops in late nineteenth-century England…is not clear how such material mutations become an active element.”
Thackeray’s Henry EsmondWhile this novel differs in its production mode from Thackeray’s serialized works, it does not fundamentally alter his ideological stance, illustrating the gap between form and ideology.“Though this difference of productive mode undoubtedly impresses itself on the novel’s form, it leaves the ‘Thackerayan ideology’ essentially intact.”
Tolstoy’s Works (Lenin’s Critique)Tolstoy’s work is described as a selective mirror of the Russian Revolution, reflecting fragmented and partial images rather than a straightforward ideological reproduction.“If Tolstoy’s work is indeed a mirror, then it is an angled, selective one thronged by fragmented images, as notable for what it does not, as for what it does, reflect.”
Criticism Against “Macherey and Marxist Literary Theory” by Terry Eagleton  
  • Risk of Formalism:
    • Macherey’s focus on literary form as a site of ideological distantiation can lead to a Marxist variety of formalism, where form is treated as having an essential and unchanging function.
    • Quotation: “Though his contention that form distantiates the ideological is suggestive, why should this distantiation automatically be subversive?”
  • Neglect of Reader Reception:
    • Macherey’s early work focuses solely on the production of the text, neglecting the role of reader reception and the historical context in which a text is interpreted. This overlooks how texts “live” through their interactions with readers.
    • Quotation: “His early work…completely suppresses the reality of the literary text as an historically mutable practice which ‘lives’ only in the process of its transaction with particular readers.”
  • Overemphasis on Ideology as Homogeneous:
    • Macherey, following Althusser, tends to treat ideology as a non-contradictory and homogeneous illusion. This downplays the internal contradictions and class struggles that shape ideology, leading to an overly rigid understanding of how texts engage with ideology.
    • Quotation: “Ideology, however, has no such homogeneity…it is certainly homogenizing in tendency, but it nowhere, fortunately, has the success which Macherey assigns to it.”
  • Abstract View of Ideology and Art:
    • By focusing on how texts distort or transform ideology, Macherey’s theory risks treating literary works as abstract constructions, distancing them from the material and historical realities they engage with.
    • Quotation: “Macherey’s formalism is in part a result of his Althusserian notion of ideology…as a structure of absences rather than something engaged with historical contradictions.”
Representative Quotations from “Macherey and Marxist Literary Theory” by Terry Eagleton with Explanation
QuotationExplanation
“Criticism is not an ‘instrument’ or ‘passage’ to the truth of a text, but a transformative labor which makes its object appear other than it is.”Macherey views criticism as an active process that transforms the text, rather than merely uncovering an already present truth.
“The necessity of the text is not the reflection of the author’s sustaining, unifying intention.”This challenges the traditional view of the author as the unifying force of a text, emphasizing instead the text’s own internal structure and necessity.
“The text puts the ideology into contradiction by illuminating its gaps and limits, revealing ideology as a structure of absences.”Macherey’s theory focuses on the ideological gaps and contradictions within a text, showing how the text exposes the limits of its own ideology.
“Form distantiates the ideological, but whether it subverts or underwrites depends…upon the historical and ideological situation.”Here, Eagleton emphasizes that the distancing function of form does not always lead to subversion; its impact is contingent on historical context.
“Every work is constituted by an interior ‘rupture’ or ‘decentrement’ worked upon its initial situation.”Macherey asserts that every literary text is internally divided, characterized by contradictions and ruptures, rather than a harmonious unity.
“The ‘author as producer’ concept is one which must, as it were, lie dormant over certain spans of literary history.”Eagleton critiques the applicability of the “author as producer” concept, arguing that it may not be relevant across all periods of literary history.
“The work’s ‘necessity’ is not an initial ‘given’ but a product…the meeting-place of several diverse ‘lines of necessity’.”The text’s internal necessity is not pre-determined by the author but emerges from the interaction of various conflicting elements within the work.
“The text produces ideology…and in doing so it reveals in its own internal dislocations the gaps and limits.”Rather than simply reflecting ideology, Macherey suggests that literary texts actively produce ideology, while also exposing its limitations.
“It is necessary to determine what a text lacks—lacks without which it would not exist, would have nothing to say.”This quotation highlights the importance of the absences in a text, which are crucial to its meaning and existence according to Macherey’s theory.
“The postulate of the work’s unity, which has always more or less haunted bourgeois criticism, must be unequivocally denounced.”Macherey rejects the notion that literary works possess a unified meaning, a view prevalent in traditional, bourgeois criticism.
Suggested Readings: “Macherey and Marxist Literary Theory” by Terry Eagleton
  1. Eagleton, Terry. Literary Theory: An Introduction. University of Minnesota Press, 1983. https://www.upress.umn.edu/book-division/books/literary-theory.
  2. Althusser, Louis. Lenin and Philosophy and Other Essays. Monthly Review Press, 1971. https://www.marxists.org/reference/archive/althusser/1970/lenin-philosophy.htm.
  3. Macherey, Pierre. A Theory of Literary Production. Routledge & Kegan Paul, 1978. https://www.routledge.com/A-Theory-of-Literary-Production/Macherey/p/book/9780415772860.
  4. Lukács, Georg. The Theory of the Novel: A Historico-philosophical Essay on the Forms of Great Epic Literature. MIT Press, 1971. https://mitpress.mit.edu/9780262620208/the-theory-of-the-novel/.
  5. Brecht, Bertolt. Brecht on Theatre: The Development of an Aesthetic. Methuen Drama, 1964. https://www.bloomsbury.com/us/brecht-on-theatre-9780413388001/.
  6. Benjamin, Walter. Illuminations: Essays and Reflections. Schocken Books, 1968. https://www.penguinrandomhouse.com/books/176085/illuminations-by-walter-benjamin/.
  7. Jameson, Fredric. The Political Unconscious: Narrative as a Socially Symbolic Act. Cornell University Press, 1981. https://www.cornellpress.cornell.edu/book/9780801492228/the-political-unconscious/.
  8. Balibar, Étienne, and Pierre Macherey. Reading Capital. NLB, 1970. https://www.versobooks.com/products/1718-reading-capital.
  9. Williams, Raymond. Marxism and Literature. Oxford University Press, 1977. https://global.oup.com/academic/product/marxism-and-literature-9780198760610.

“The End of Criticism” by Terry Eagleton: Summary and Critique

"The End of Criticism" by Terry Eagleton: Summary and Critique
Introduction: “The End of Criticism” by Terry Eagleton

“The End of Criticism” by Terry Eagleton, first appeared in 1982 in the New Left Review journal, holds significant importance in literature and literary theory due to its provocative exploration of the decline of literary criticism in the late 20th century. Eagleton, a renowned literary theorist and Fellow of Wadham College, Oxford, argues that criticism has become increasingly marginalized and irrelevant in a postmodern era dominated by consumerism and cultural relativism. His essay challenges the prevailing assumptions about the role of criticism and offers a provocative vision for its future.

Summary of “The End of Criticism” by Terry Eagleton

The Dilemma of Socialist Literature Teaching

  • Teaching Literature as Politically Relevant: Eagleton questions the political relevance of teaching literature during global capitalist crises, as most literature teachers did not choose their subject for political reasons but because of enjoyment.
  • Two Traditions in Socialist Thought on Literature: There are two traditions in socialist thought regarding literature:
    • Humanistic/Utopian: This tradition, including figures like Marx, Engels, and Adorno, argues that literature is relevant because it can restore creative capacities oppressed by capitalism.
    • Negative Hermeneutics: The second tradition, including critics like Plekhanov and Macherey, sees literature as a tool to demystify ideological contradictions.

The Challenge of Combining Both Traditions

  • Difficulty in Combining Positive and Negative Approaches: While theoretically possible, Eagleton explains that combining the two traditions in practice seems forced. If the goal is to demystify ideology, it seems odd to choose literature over more immediate forms of ideological discourse like advertisements or political speeches.

Questioning the Political Role of Literature

  • Literature’s Political Defense is Flawed: Eagleton suggests that defending literature politically is increasingly challenging, as literature appears disconnected from the lives of most people. This disconnection calls into question whether literature can genuinely serve as a vehicle for political transformation.

Redefining the Role of Literary Criticism

  • From Literature to Cultural Studies: Eagleton advocates for a shift from the traditional study of literature to a broader concept of “cultural studies,” which would include the analysis of ideologies, feminism, discourse, and media such as film and psychoanalysis. This shift acknowledges that literature is only one part of a broader cultural and ideological framework.
    • Quotation: “Literature is the sign for that space because at the moment we have no other term: ‘cultural studies’ is certainly better.”

The Crisis of Literary Studies

  • Literary Studies as a Non-Subject: Eagleton argues that literary studies do not have a unified method or object. The variety of methods, from biographical analysis to linguistic techniques, reveals the lack of coherence in the field.
    • Quotation: “Methodologically speaking, literary studies are a non-subject.”
  • Philology vs. Humanism: Literary studies have historically been split between the rigorous analysis of texts (philology) and the broader humanistic approach inherited from figures like Arnold and Leavis, leading to an ideological conflict within the discipline.

The Failure of Positivism in Literary Criticism

  • Positivism and Humanism in Literary Criticism: Literary criticism has often tried to blend empiricism with idealism. Figures like Leavis, Frye, and New Critics sought to marry rigorous analysis with humanistic values, though this approach ultimately led to contradictions and a crisis within the field.

The Illusion of Literary Unity

  • No Unity in Object or Method: Eagleton argues that there is no stable object (i.e., “literature”) or method that unites literary studies. What defines literature is often subjective, based on arbitrary decisions about what is “well written” or “valuable.”
    • Quotation: “The unity of the object is every bit as illusory as the unity of the method.”

The Political End of Literary Criticism

  • Rhetoric as a Replacement for Literary Criticism: Eagleton proposes replacing literary criticism with the study of rhetoric, defined as the analysis of how discourse produces effects in the social and ideological realm. This shift aligns criticism with political goals, analyzing all forms of discourse, from bus tickets to TV advertisements.
    • Quotation: “Our present aim should be to abolish ‘literary criticism’ and revive rhetoric in its place.”
  • Rhetoric as a Tool for Political Transformation: For Eagleton, the ultimate purpose of studying discourse is to understand and challenge its role in maintaining power structures, contributing to the broader goal of political transformation.

Conclusion: Political Transformation Through Discourse

  • Literature’s Role in Ideological Critique: Eagleton suggests that instead of viewing literary criticism as an isolated practice, it should be incorporated into broader political critique. The study of discourse, whether literary or otherwise, should focus on its political and ideological effects, with the aim of contributing to revolutionary culture.

Literary Terms/Concepts in “The End of Criticism” by Terry Eagleton

Term/ConceptExplanation
Humanistic/Utopian TraditionA tradition in socialist thought that views literature as politically relevant because it can help restore creative capacities oppressed by capitalism.
Negative HermeneuticsA critical approach that uses literature to expose and demystify ideological contradictions, viewing literature as a tool for ideological critique.
DemystificationThe process of revealing and critiquing hidden ideologies within cultural products (like literature) that support capitalist or bourgeois society.
PhilologyThe study of texts through linguistic, historical, and textual criticism, often seen as a more rigorous, technical, and professional approach to literature.
Bourgeois HumanismA tradition in literary studies, particularly associated with figures like Arnold and Leavis, emphasizing the humanistic and moral dimensions of literature.
PositivismAn empirical approach that seeks to apply scientific methods to literary criticism, aiming for objective and systematic analysis.
RhetoricEagleton advocates for reviving rhetoric, the study of how discourse (any form of communication) produces effects, linking it to the analysis of power and ideology.
DiscourseBroadly refers to any form of communication (literature, film, advertisements, etc.), focusing on its ideological effects and the ways it constructs social relations.
Cultural StudiesA proposed replacement for traditional literary studies, encompassing a broader analysis of cultural practices, ideologies, and discourses beyond just literature.
Ideology CritiqueThe analysis of how cultural products, including literature, reinforce or challenge dominant ideologies, often used in Marxist criticism.
Liberal HumanismA tradition in literary criticism focused on the moral, ethical, and humanizing effects of literature, often criticized for its idealistic or abstract approach to literature.
StructuralismA theoretical approach that analyzes cultural phenomena (including literature) through the underlying structures and systems (such as language or signs) that shape them.
Signifying PracticesRefers to the ways in which signs, symbols, and discourses create meaning within cultural and ideological contexts.
PerformativeA term from speech act theory (introduced by Austin), focusing on how discourse not only describes the world but also acts to produce effects in the world.
Contribution of “The End of Criticism” by Terry Eagleton to Literary Theory/Theories

Critique of Traditional Literary Studies

  • Challenges the Unity of Literary Studies: Eagleton argues that literary studies lack a coherent method or object, making them a “non-subject” in academic discourse.
    • Quotation: “Methodologically speaking, literary studies are a non-subject.”
  • Questions the Relevance of Literature in Ideological Critique: Eagleton critiques the idea that literature, especially “high” literature, is the best tool for ideological critique in a capitalist society.
    • Quotation: “Why lay bare the operations of ideology in D. H. Lawrence rather than in television advertisements, women’s magazines, and John Locke?”

Shift from Literature to Cultural Studies

  • Proposes Expanding Literary Criticism into Cultural Studies: Eagleton suggests broadening the field to encompass other signifying practices like film, advertisements, and everyday life, calling for a shift to “cultural studies.”
    • Quotation: “‘Literature’ is the sign for that space because at the moment we have no other term: ‘cultural studies’ is certainly better.”

Revival of Rhetoric as a Critical Tool

  • Advocates for the Return of Rhetoric: Eagleton calls for the revival of rhetoric, not just as the study of literary devices but as an analysis of how any discourse produces social and ideological effects.
    • Quotation: “Our present aim should be to abolish ‘literary criticism’ and revive rhetoric in its place.”

Politicization of Literary Criticism

  • Promotes Politically Engaged Criticism: Eagleton emphasizes the need for literary criticism to be explicitly political, aligning itself with broader social and revolutionary goals.
    • Quotation: “It is a unity not of discourses or objects but of intentional practices… It is a question, not of what we do to ‘literature’ or what ‘literature’ does to us, but of what all this doing is for in the first place.”

Criticism of Humanist and Positivist Approaches

  • Critiques the Humanist and Positivist Blending in Literary Criticism: Eagleton critiques the hybrid of idealism and positivism found in much of modern literary criticism, particularly in the works of figures like Leavis and Frye.
    • Quotation: “Leavis and Richards yoked the distressing vagueness of Arnoldian humanism to the thorough business of technical analysis.”

Destabilization of the Literary Canon

  • Questions the Definition of “Literature” as a Distinct Object: Eagleton destabilizes the idea of literature as a unified, inherently valuable object, arguing that the categorization of literature is socially and ideologically constructed.
    • Quotation: “You have a choice between maintaining the increasingly implausible thesis that there is indeed an inherently definable object named Literature… or of frankly conceding that they have something in common because you and your friends have decided that they do.”

Pluralistic Approach to Discourse Analysis

  • Advocates for Methodological Pluralism in Criticism: Eagleton promotes a pluralistic approach to the study of discourse, allowing for various methods as long as they contribute to the political goal of ideological critique.
    • Quotation: “Rhetorical critics are unashamed pluralists: anything which contributes to the goal of political transformation is acceptable.”
Examples of Critiques Through “The End of Criticism” by Terry Eagleton
Literary WorkCritique Through Eagleton’s Framework
D. H. Lawrence’s Sons and LoversCritique through Negative Hermeneutics: Instead of focusing on its literary qualities, Eagleton would argue for using Sons and Lovers to reveal the ideological contradictions in Lawrence’s representation of family and individual desire. This novel could be seen as crystallizing middle-class anxieties around sexuality and social mobility under capitalism.
Quotation: “Why lay bare the operations of ideology in D. H. Lawrence rather than in television advertisements, women’s magazines, and John Locke?”
William Blake’s Songs of Innocence and ExperienceCritique through Utopian-Humanistic Tradition: Blake’s poetry, particularly in Songs of Innocence and Experience, could be analyzed as an expression of the human spirit’s creative potential, oppressed by industrial capitalism. Eagleton would likely see value in Blake’s visionary literature for restoring awareness of human capacities that capitalism represses.
Quotation: “Literature is politically relevant because it can restore to us that sense of creative capacities repressed by capitalism and realisable under socialism.”
Jane Austen’s Pride and PrejudiceCultural Critique and Rhetoric: Through Eagleton’s framework, Pride and Prejudice could be critiqued not only for its subtle social critique but for its role in reinforcing class ideologies and bourgeois morality. The novel’s discourse on marriage and class mobility can be analyzed as a reflection of how literature produces and sustains bourgeois ideology.
Quotation: “Our present aim should be to abolish ‘literary criticism’ and revive rhetoric in its place. By rhetoric, I mean the study of the ways in which any discourse whatsoever produces its effects.”
James Joyce’s UlyssesDestabilization of the Literary Canon: Eagleton would critique Ulysses not for its modernist innovations but for how literary critics and institutions have canonized it as a symbol of high culture, reinforcing elitist distinctions between “literature” and other cultural forms. Joyce’s work, though experimental, does not inherently possess more value than other forms of discourse like advertisements or films.
Quotation: “You have a choice between maintaining the increasingly implausible thesis that there is indeed an inherently definable object named Literature… or of frankly conceding that they have something in common because you and your friends have decided that they do.”
Criticism Against “The End of Criticism” by Terry Eagleton

Overemphasis on Political Criticism

  • Reduction of Literature to Ideology: Critics argue that Eagleton reduces all literary value to its political and ideological functions, ignoring aesthetic, emotional, or philosophical aspects of literature that might transcend political contexts.
    • Counterpoint: By focusing solely on political engagement, the richness and diversity of literary experiences are overlooked.

Dismissal of Aesthetic and Humanistic Values

  • Neglect of Aesthetic Appreciation: Eagleton’s critique dismisses the idea that literature can be appreciated purely for its artistic or humanistic qualities, such as beauty, emotional resonance, or exploration of universal themes.
    • Counterpoint: Critics argue that literature offers more than political utility, and limiting it to that role undermines its broader cultural and artistic contributions.

Undermining the Literary Canon

  • Destabilizing the Canon is Problematic: By challenging the very concept of a “literary canon,” Eagleton opens the door to a relativistic view where the distinction between high literature and other forms of discourse, such as advertisements, becomes blurry.
    • Counterpoint: This could lead to the devaluation of literary studies and weaken the defense of literature as an important cultural practice.

Excessive Pluralism in Methodology

  • Lack of Rigor in Pluralistic Approach: Eagleton’s call for methodological pluralism, where any approach that serves political transformation is valid, can be criticized for lacking academic rigor or coherence.
    • Counterpoint: The absence of a unified method might lead to an incoherent or fragmented field of study, reducing the legitimacy of literary criticism as an academic discipline.

Marginalization of Traditional Literary Scholarship

  • Rejection of Traditional Scholarship: Eagleton’s critique marginalizes traditional literary scholarship (such as philology, textual criticism, and close reading), which has been fundamental to the field. This dismissal undermines centuries of academic work and critical analysis.
    • Counterpoint: Critics argue that traditional methods have value in understanding texts, their historical context, and their formal properties, even outside political dimensions.

Idealism in the Call for Revolutionary Culture

  • Utopian Call for Revolutionary Culture: Eagleton’s call for literary studies to contribute to the creation of revolutionary culture may be seen as overly idealistic or impractical, especially in contemporary academic institutions.
    • Counterpoint: This focus on revolutionary culture might alienate scholars who are not politically radical or aligned with socialist ideology.

Limited Scope in Defining Discourse

  • Narrow Definition of Discourse: Eagleton’s expansion of discourse to include all cultural texts (e.g., advertisements, bus tickets) risks trivializing the study of literature by treating it as one among many discourses, without acknowledging its unique characteristics or impact.
    • Counterpoint: By equating literature with other discourses, Eagleton potentially minimizes the distinctive role that literature has played in shaping cultural, philosophical, and artistic thought.
Representative Quotations from “The End of Criticism” by Terry Eagleton with Explanation
QuotationExplanation
“Literary studies are a non-subject.”Eagleton critiques the lack of a unified method or coherent subject in literary studies, arguing that the field is fragmented and inconsistent in its methodologies and objectives.
“Literature is politically relevant because it can restore to us that sense of creative capacities repressed by capitalism.”This quotation reflects the utopian-humanistic tradition in socialist thought, where literature is seen as having the potential to reawaken human creativity, which is otherwise suppressed under capitalist systems.
“Why lay bare the operations of ideology in D. H. Lawrence rather than in television advertisements, women’s magazines, and John Locke?”Eagleton questions why literature, particularly high literature, is chosen as the primary tool for demystifying ideology when other cultural forms, such as advertisements or popular media, may have a more direct impact on people’s lives.
“Our present aim should be to abolish ‘literary criticism’ and revive rhetoric in its place.”Eagleton advocates for a shift from traditional literary criticism to the study of rhetoric, which he defines as analyzing how any form of discourse produces its effects, including ideological and social influences.
“The unity of the object is every bit as illusory as the unity of the method.”Here, Eagleton critiques the notion that literature is a stable and unified object of study, arguing that the definition of “literature” is arbitrary and ideologically constructed, just as there is no singular method that governs its study.
“Rhetorical critics are unashamed pluralists: anything which contributes to the goal of political transformation is acceptable.”Eagleton promotes a pluralistic approach to criticism, arguing that any method or discourse that aids in political transformation is valid, rejecting the idea that literary criticism must adhere to strict or traditional methods.
“Socialism is moral or it is nothing.”Eagleton emphasizes that the core of socialism, and by extension socialist literary criticism, is moral in nature. It is motivated by the ethical objection to the exploitation and degradation of human lives under capitalist systems.
“You have a choice between maintaining the increasingly implausible thesis that there is indeed an inherently definable object named Literature… or of frankly conceding that they have something in common because you and your friends have decided that they do.”Eagleton critiques the arbitrary nature of literary canon formation, suggesting that what counts as “literature” is not an inherent quality of texts but a decision made by those in positions of cultural power.
“It is a unity not of discourses or objects but of intentional practices.”Eagleton argues that the “unity” of literary studies should not be found in methods or objects (i.e., literary texts), but in the political intentions and practices of those who engage with the discipline.
“The study of what has traditionally been called literature will not of course merely dissolve within this new space.”Although Eagleton calls for a shift towards cultural studies and rhetoric, he acknowledges that the study of traditional literature will not disappear entirely but will become one part of a broader, more inclusive field focused on cultural critique.
Suggested Readings: “The End of Criticism” by Terry Eagleton
  1. Eagleton, Terry. Literary Theory: An Introduction. University of Minnesota Press, 2008.
    https://www.upress.umn.edu/book-division/books/literary-theory
  2. Jameson, Fredric. The Political Unconscious: Narrative as a Socially Symbolic Act. Cornell University Press, 1981.
    https://www.cornellpress.cornell.edu/book/9780801492228/the-political-unconscious
  3. Macherey, Pierre. A Theory of Literary Production. Routledge, 1978.
    https://www.routledge.com/A-Theory-of-Literary-Production/Macherey/p/book/9780415386636
  4. Williams, Raymond. Marxism and Literature. Oxford University Press, 1977.
    https://global.oup.com/academic/product/marxism-and-literature-9780198760610
  5. Althusser, Louis. Lenin and Philosophy and Other Essays. Monthly Review Press, 1971.
    https://monthlyreview.org/product/lenin_and_philosophy_and_other_essays/
  6. Eagleton, Terry. The Function of Criticism: From The Spectator to Post-Structuralism. Verso, 1984.
    https://www.versobooks.com/products/1118-the-function-of-criticism
  7. Foucault, Michel. The Archaeology of Knowledge. Pantheon Books, 1972.
    https://www.penguinrandomhouse.com/books/173185/the-archaeology-of-knowledge-by-michel-foucault/
  8. Said, Edward W. The World, the Text, and the Critic. Harvard University Press, 1983.
    https://www.hup.harvard.edu/catalog.php?isbn=9780674961876
  9. Lentricchia, Frank. After the New Criticism. University of Chicago Press, 1980.
    https://press.uchicago.edu/ucp/books/book/chicago/A/bo5960662.html
  10. “Terry Eagleton on The Function of Criticism.” Verso Books Blog, 27 Feb. 2017.
    https://www.versobooks.com/blogs/3127-terry-eagleton-on-the-function-of-criticism

“Marx, Freud and Morality” by Terry Eagleton: Summary and Critique

 “Marx, Freud, and Morality” by Terry Eagleton, first appeared in New Blackfriars in January 1977, has become a cornerstone in the fields of literature and literary theory.

"Marx, Freud and Morality" by Terry Eagleton: Summary and Critique
Introduction: “Marx, Freud and Morality” by Terry Eagleton

 “Marx, Freud, and Morality” by Terry Eagleton, first appeared in New Blackfriars in January 1977, has become a cornerstone in the fields of literature and literary theory. Eagleton’s exploration of the interplay between Marxist and Freudian thought offers a profound understanding of how these intellectual frameworks can illuminate the complexities of human morality and behavior.

Summary of “Marx, Freud and Morality” by Terry Eagleton

Marxism and Morality

  • Eagleton argues that Marxism, focused on changing material conditions, has little to say about morality. True morality emerges after a revolution, when the ideological constraints of the old order are overcome.
    • Quotation: “Until that condition is fulfilled, our ‘moral’ discourse is bound to remain imprisoned within the ideological.”

Marxism Needs Psychoanalysis

  • Marxism lacks a theory of how individuals become subjects, which Eagleton suggests can be provided by psychoanalysis.
    • Quotation: “The science of psychoanalysis is the science of how historical individuals come to be constituted as subjects.”

Freud’s Pessimistic Rationalism

  • Freud’s outlook is bleak. Humans are driven by conflicting desires and have little hope for true happiness.
    • Quotation: “The message of Freud’s work, then, is clear: we just aren’t going to make it.”

The Limits of Human Subjects

  • Becoming a subject involves repressing the unconscious, creating a permanent tension within us and making true knowledge and complete fulfillment impossible.
    • Quotation: “The human enterprise, focused as it is on that pathetic self-contradictory phenomenon we call the ego, is doomed from the outset.”  

Subjects and Social Formations

  • Social formations create subjects who are unaware of the forces shaping them. This “misrecognition” is necessary for the social order to function.
    • Quotation: “The social formation has its reasons, of which the subject knows nothing.”

Language and Desire

  • Language is a system of differences and absences. As we speak, we are driven by a desire to fill the gaps and find meaning, but this is ultimately unachievable.
    • Quotation: “To speak is to lack: and it’s in this lack that the movement of desire is set up.”

The Unconscious Speaks Through Us

  • The Freudian concept of the “parapraxis” (Freudian slip) reveals that the unconscious constantly disrupts our conscious attempts to control language.
    • Quotation: “When, in a sentence, I refer to myself as ‘I’, when I make use of the personal pronoun, the ‘I’ I refer to is the coherent subject Terry Eagleton; but the ‘I’ which speaks that ‘I’, that coherent subject, has no such coherence.”  

The Subject and the Social Formation

  • Both subjects and social formations are constituted by forces they are unaware of.
    • Quotation: “The unconscious has its reasons of which the subject knows nothing, and the same is true about the subject in relation to the social formation.”

A Tragic Scenario

  • Both Marxism and Freudianism paint a tragic picture of the human condition. We are limited by our unconscious desires and the structures that shape us.
    • Quotation: “The human enterprise, focused as it is on that pathetic self-contradictory phenomenon we call the ego, is doomed from the outset.”  

The Foolishness of Love

  • Freud’s view of love as limited by human nature contrasts with the Christian message to “love thy neighbor as thyself.”
    • Quotation: “Given the way human beings are-and I mean the way they are through their material insertion into language, not the way they are for certain transitional historical reasons-the gospel makes very little sense.”  

Marxism vs. The Gospel

  • While Marxism can improve material lives, it offers no solution to the problem of love. The Christian message, though unrealistic in Freudian terms, offers a necessary kind of love for redemption.
    • Quotation: “Marxism will not save us either, though it will certainly make life a good deal easier.”
Literary Terms/Concepts in “Marx, Freud and Morality” by Terry Eagleton
Term/ConceptExplanationRelevant Context in Eagleton’s Essay
IdeologyA system of ideas that unconsciously shape and constrain the subject’s thinking, creating illusions about the nature of reality.Eagleton argues that “ideology” is central to understanding how individuals are unknowingly shaped by social structures. Marxism critiques ideology by showing how it hides true social relations, while Freud exposes the unconscious forces that shape human behavior.
SubjectivityThe experience of being a coherent, autonomous individual, which, according to both Marx and Freud, is an illusion produced by ideology and unconscious forces.Eagleton explains how the subject, while believing themselves to be the master of their thoughts and actions, is actually decentered by unconscious processes (Freud) and shaped by social formations (Marx). He emphasizes the need to recognize that individuals are not truly in control of their own discourse or consciousness.
Historical MaterialismMarxist theory that social and economic structures determine the development of human societies and their ideologies.Eagleton references Marxism’s focus on historical materialism as the basis for understanding social formations and their reproduction, contrasting it with psychoanalysis as a tool for understanding individual subject formation. He notes that Marxism traditionally lacks a fully developed theory of the subject, which psychoanalysis can help provide.
UnconsciousIn Freudian theory, the part of the mind that operates outside of conscious awareness, influencing thoughts, behaviors, and emotions.The essay argues that unconscious forces, such as repressed desires and drives, play a major role in shaping the subject’s speech and actions. Eagleton connects this to the way ideology operates, suggesting that just as unconscious drives influence behavior, ideology shapes consciousness in ways subjects cannot fully comprehend.
Oedipus ComplexFreudian concept referring to the child’s unconscious sexual desire for the opposite-sex parent and rivalry with the same-sex parent, crucial to the development of the ego.Eagleton refers to the Oedipus complex to explain how individuals are constituted as “sexed” beings through processes of repression and identification, which in turn integrate them into the social order. This complex also exemplifies the way subject formation involves the repression of knowledge, both personal and social.
Symbolic OrderA Lacanian concept referring to the domain of language and social laws that the subject enters after the Oedipus complex, in which meaning is structured by difference.Eagleton uses this term to describe how individuals are caught in a network of signifiers that endlessly defer meaning. The symbolic order is the realm of language, where identity and meaning are always constructed in relation to absent or excluded terms. This creates an ongoing “lack,” which drives desire and destabilizes the subject’s coherence.
Castration ComplexThe psychoanalytic concept of the child’s realization of sexual difference and the anxiety this produces, leading to repression and the formation of the unconscious.Eagleton likens this complex to other fundamental losses (such as birth, separation from the mother, etc.) that shape human subjectivity. He uses it to illustrate how language and culture impose a continual chain of losses, absences, and lacks that disrupt any sense of subjective unity or completeness.
DesireIn psychoanalytic theory, the unconscious drive that is never fully satisfied, continually moving the subject from one object or signifier to another.Eagleton draws on Freud and Lacan to argue that desire is structured by lack and that language itself generates this movement of desire. This process reveals the subject’s dependence on absence and difference, contradicting the illusion of wholeness or control in both personal and ideological discourse.
Cultural RevolutionA Marxist concept referring to the transformation of social and individual consciousness as part of the larger political revolution.Eagleton suggests that Marxism, beyond political revolution, must involve a “cultural revolution,” which entails the transformation of individual subjectivity and consciousness. He implies that psychoanalysis can inform this process by addressing the deep-seated psychological resistances to such transformation.
Contribution of “Marx, Freud and Morality” by Terry Eagleton to Literary Theory/Theories

1. Marxist Literary Theory

  • Ideology and the Unconscious: Eagleton challenges the Marxist notion of ideology as merely a system of false beliefs imposed by the ruling class. Instead, he argues that ideology is deeply embedded in the unconscious, shaping our perceptions and actions.
    • Reference: “The unconscious is exactly the fact that as we speak, what we say must always escape us, that as I say one thing it means something else, that as my own discourse unrolls, it reveals in its knots and breaks and crevices those other possible signs which must always be absent.”  
  • The Subject and the Social Formation: Eagleton redefines the Marxist concept of the subject, arguing that it is not a fully autonomous individual but rather a product of the social formation. This challenges the humanist notion that individuals are the primary agents of history.
    • Reference: “The human subject is a product of the social formation, but must, at the same time, conceal it-must be unaware of its true determinants, of the process of its production.”

2. Psychoanalytic Literary Theory

  • The Unconscious and Discourse: Eagleton expands on Freud’s theories of the unconscious, arguing that it shapes not only our individual psyches but also our cultural discourses.
    • Reference: “The unconscious has its reasons of which the subject knows nothing, and the same is true about the subject in relation to the social formation.”
  • The Tragic Nature of Human Existence: Eagleton aligns with Freud’s pessimistic view of human existence, emphasizing the inherent conflicts and limitations that shape our lives.
    • Reference: “The human enterprise, focused as it is on that pathetic self-contradictory phenomenon we call the ego, is doomed from the outset.”  

3. New Historicism

  • The Social Construction of the Subject: Eagleton’s analysis of the subject as a product of the social formation aligns with New Historicist approaches that emphasize the historical and cultural context in shaping individuals’ identities and experiences.
    • Reference: “The human subject is a product of the social formation.”

4. Cultural Studies

  • Interdisciplinary Approach: Eagleton’s essay demonstrates the value of combining Marxist and psychoanalytic perspectives to understand culture. This interdisciplinary approach has been influential in Cultural Studies.
    • Reference: “The essay offers a powerful blend of Marxist and psychoanalytic insights.”

5. Post-Structuralism

  • Deconstruction of the Subject: Eagleton’s critique of the subject as a coherent entity aligns with Post-Structuralist ideas that challenge the notion of a stable self.
    • Reference: “The subject can’t, as it were, round upon those determinants, appropriate them in consciousness, because it exists as a subject only by their repression.”
Examples of Critiques Through “Marx, Freud and Morality” by Terry Eagleton
Literary WorkCritique through Marxism (Eagleton’s Lens)Critique through Psychoanalysis (Eagleton’s Lens)
Great Expectations by Charles DickensThrough a Marxist perspective, the novel illustrates class struggle and social mobility. Pip’s journey from a poor orphan to a gentleman reflects the ideologies of capitalism. The “ideological” illusion Pip suffers from—believing wealth and status can lead to happiness—can be critiqued as masking the exploitative class structures of Victorian England.Pip’s internal conflict and guilt can be analyzed through Freud’s theory of the unconscious. His desire for social advancement, driven by his love for Estella, can be seen as rooted in repressed desires and the Oedipal complex. Pip’s obsession with becoming a gentleman reflects deeper anxieties about identity, desire, and his relationship with parental figures like Joe and Miss Havisham.
Wuthering Heights by Emily BrontëThe novel’s portrayal of Heathcliff’s rise to power could be interpreted as a Marxist critique of the capitalist drive for ownership and control. Heathcliff’s revenge on the Earnshaw and Linton families illustrates how class oppression and economic inequalities drive individuals to destructive actions.Heathcliff’s obsession with Catherine and his violent behavior can be analyzed through the lens of Freudian psychoanalysis. His destructive tendencies could be seen as an expression of repressed desires and unresolved childhood trauma. The novel’s focus on intense emotions, violence, and love mirrors Freud’s notion of the death drive (Thanatos) and Eros in human behavior.
Hamlet by William ShakespeareMarxist critique would focus on the ideological forces shaping Hamlet’s indecision and the political power structures in Denmark. The play reflects feudal and class power relations, where Hamlet is caught between his princely duties and his moral qualms, mirroring larger societal contradictions.Freud’s psychoanalytic interpretation of Hamlet famously focuses on the Oedipus complex. Hamlet’s hesitation in avenging his father’s death can be linked to repressed desires for his mother, Gertrude. His struggle with madness and internal turmoil reflects the unconscious forces at play, where Hamlet’s ego is torn between the id (desires) and the superego (moral expectations).
The Great Gatsby by F. Scott FitzgeraldA Marxist critique would emphasize the novel’s exploration of the American Dream as an ideological construct. Gatsby’s pursuit of wealth and status masks the inherent inequalities of capitalist society. The novel critiques the false promises of class mobility, with Gatsby’s downfall symbolizing the failure of this ideology.Gatsby’s obsessive desire for Daisy can be analyzed through psychoanalysis as a manifestation of deeper unconscious desires. His fixation on the past and his idealized image of Daisy reflect Freud’s concept of the repetition compulsion, where Gatsby is driven by unresolved desires and emotional wounds. The symbolic death drive is present in Gatsby’s reckless pursuit, ultimately leading to his tragic demise.
Criticism Against “Marx, Freud and Morality” by Terry Eagleton
  • Overemphasis on Ideology and Repression:
    • Critics argue that Eagleton’s interpretation places excessive emphasis on ideology, viewing individuals primarily as passive products of unconscious and social forces, downplaying human agency and individual autonomy.
  • Limited Scope of Morality Discussion:
    • Some may criticize the work for offering an insufficient exploration of morality itself. Eagleton’s Marxist and Freudian analysis focuses more on how morality is shaped by external forces, but less on the content of moral principles or how individuals might challenge these ideologies.
  • Reductionism in Psychoanalysis:
    • Eagleton’s reliance on Freudian psychoanalysis has been critiqued for its reductionist approach. Critics argue that Freudian concepts such as the Oedipus complex and repression oversimplify complex human behaviors and ignore other psychological or philosophical explanations.
  • Tension between Marxism and Psychoanalysis:
    • The attempt to merge Marxist historical materialism with Freudian psychoanalysis has been criticized for being problematic, as the two frameworks may not be fully compatible. While Marxism focuses on social structures, psychoanalysis emphasizes individual psychology, creating a potential conceptual mismatch.
  • Neglect of Humanism and Ethical Agency:
    • Some critics believe that Eagleton’s approach neglects humanism and ethical agency, reducing morality to ideological constructs rather than considering the potential for moral progress or ethical behavior outside of ideology and repression.
  • Pessimism in the Concept of Subjectivity:
    • Eagleton’s portrayal of subjectivity as fundamentally shaped by absence, lack, and repression, influenced by Lacan and Freud, has been criticized for its pessimism. This perspective can be seen as overly fatalistic, suggesting that humans are perpetually alienated from their desires and true meaning.
  • Christianity vs. Marxism Conflation:
    • Eagleton’s analysis of the relationship between Christianity and Marxism, particularly the argument that Marxism needs a discourse of love beyond its materialist framework, has been criticized as overly idealistic or inconsistent with the materialist foundations of Marxist thought.
Representative Quotations from “Marx, Freud and Morality” by Terry Eagleton with Explanation
QuotationExplanation
“Until that condition is fulfilled, our ‘moral’ discourse is bound to remain imprisoned within the ideological.”This statement highlights the importance of social and political change in achieving true morality. Eagleton argues that morality is often constrained by the dominant ideology.
“The science of psychoanalysis is the science of how historical individuals come to be constituted as subjects.”This quotation emphasizes the role of psychoanalysis in understanding the formation of individual identity and consciousness.
“The message of Freud’s work, then, is clear: we just aren’t going to make it.”This quote reflects Freud’s pessimistic view of human nature and the limitations imposed by our unconscious desires.
“The human enterprise, focused as it is on that pathetic self-contradictory phenomenon we call the ego, is doomed from the outset.”This statement emphasizes the tragic nature of human existence, as revealed by Freud’s analysis of the ego’s internal conflicts and limitations.
“The social formation has its reasons, of which the subject knows nothing.”This quote highlights the power of social structures to shape individuals’ lives without their conscious awareness.
“To speak is to lack: and it’s in this lack that the movement of desire is set up.”This statement emphasizes the fundamental nature of desire as a result of language and its inherent lack of meaning.
“When, in a sentence, I refer to myself as ‘I’, when I make use of the personal pronoun, the ‘I’ I refer to is the coherent subject Terry Eagleton; but the ‘I’ which speaks that ‘I’, that coherent subject, has no such coherence.”This quote illustrates the fragmented nature of the subject, as revealed by the unconscious’s influence on our discourse.
“The unconscious has its reasons of which the subject knows nothing, and the same is true about the subject in relation to the social formation.”This statement highlights the unconscious nature of many of our actions and beliefs, both as individuals and as members of society.
“The human subject is a product of the social formation, but must, at the same time, conceal it-must be unaware of its true determinants, of the process of its production.”This quote challenges the humanist notion of the individual as a fully autonomous agent, emphasizing the role of social structures in shaping identity.
“The gospel may be true or it may not be; but if Freud is right, as I think he is, then nothing short of the gospel will save us.”This statement suggests that the Christian gospel, despite its unrealistic nature, may be the only hope for salvation in a world shaped by Freud’s tragic vision.
Suggested Readings: “Marx, Freud and Morality” by Terry Eagleton
  1. Eagleton, Terry. Marxism and Literary Criticism. Routledge, 2002.
  2. Freud, Sigmund. The Interpretation of Dreams. Standard Edition, Volume 4, Hogarth Press, 1953.
  3. Lacan, Jacques. Écrits: A Selection. Translated by Bruce Fink, Norton, 2006.
  4. Althusser, Louis. Lenin and Philosophy and Other Essays. Monthly Review Press, 1971.
  5. Žižek, Slavoj. The Sublime Object of Ideology. Verso, 1989.