Social Constructionism

Social constructionism posits that reality, identities, and knowledge are not fixed or predetermined but are constructed and reconstructed within the framework of social, cultural, and historical contexts.

Etymology of Social Constructionism

The term “social constructionism” derives its etymology from the fusion of two key concepts: “social” and “construction.” It is rooted in sociological and philosophical discourse, primarily emerging in the mid-20th century.

“Social” signifies the communal or societal context in which meaning, knowledge, and reality are believed to be created and shaped. “Construction,” on the other hand, implies the active process of building or forming, suggesting that these aspects of human existence are not inherent or objective but are instead products of collective human interaction and interpretation.

Social constructionism posits that reality, identities, and knowledge are not fixed or predetermined but are constructed and reconstructed within the framework of social, cultural, and historical contexts, challenging notions of objectivity and universal truth.

This perspective has profoundly influenced fields such as sociology, psychology, anthropology, and gender studies, offering a critical lens through which to examine the dynamic interplay between society and the construction of human experiences and understanding.

Meanings of Social Constructionism
AspectMeanings
Narrative PerspectiveExamines how storytelling shapes our understanding of reality in literature.
Character IdentityExplores how characters’ identities are influenced by societal norms and context.
Power DynamicsAnalyzes power structures within narratives and their reflection of broader hierarchies.
Representation and StereotypesFocuses on how literature portrays individuals and groups, challenging or reinforcing stereotypes.
Identity and MarginalizationExplores the impact of societal constructs on marginalized groups, addressing race, gender, and more.
Deconstruction and ReconstructionQuestions the stability of meaning in texts, revealing the role of social constructs in interpretation.
Authorial IntentChallenges the idea that authors’ intentions dictate meaning, emphasizing reader interpretation.
Reader-Response TheoryAcknowledges readers’ role in constructing meaning, influenced by their social context and experiences.
IntersectionalityConsiders how multiple social constructs intersect to shape characters and themes in literature.
Critique of NormsOffers a critical lens to question and critique societal norms in literary narratives.
Definition of Social Constructionism as a Theoretical Term

Social constructionism is a theoretical framework that posits that reality, knowledge, and meaning are not inherent or objective but are socially and culturally constructed. It asserts that individuals and societies collectively shape their understanding of the world through shared language, symbols, and beliefs. Social constructionism highlights the influence of social, historical, and cultural contexts in shaping perceptions, identities, and the interpretation of phenomena.

Social Constructionism: Theorists, Works and Arguments
TheoristKey WorkKey Argument
Peter L. Berger and Thomas LuckmannThe Social Construction of Reality (1966)Individuals collectively create and maintain their shared reality through socialization and symbolic interaction. Society shapes perceptions and constructs knowledge in cultural and social contexts.
Judith ButlerGender Trouble (1990)Challenges fixed notions of gender, arguing that gender identity is constructed through performative acts. Society and language play a pivotal role in shaping and contesting gender roles and identities.
Michel FoucaultThe Order of Things (1966)Emphasizes the historical and cultural construction of knowledge and power. Investigates how societal structures influence our understanding of reality and how power shapes language and meaning.
Kenneth J. GergenThe Saturated Self (1991)Explores the idea that the self is constructed through interpersonal relationships and communication. Identity is shaped by interactions with others, highlighting social interconnectedness.
Erving GoffmanThe Presentation of Self in Everyday Life (1959)Investigates how individuals construct and perform identity through impression management in various social contexts. Emphasizes the performative aspects of identity presentation.
Social Constructionism and Literary Theories
1. Postmodernism:
  • Connection: Postmodernism and social constructionism both challenge the notion of fixed, objective truth.
  • Relevance: Postmodern literary theories emphasize that reality, including language and meaning, is socially constructed. Social constructionism aligns with postmodernism in highlighting the fluidity and constructed nature of reality and language. Literary works in this context often explore the instability of meaning and the deconstruction of established narratives.
2. Feminist Literary Theory:
  • Connection: Feminist theory and social constructionism both examine how gender roles and identities are socially constructed.
  • Relevance: Social constructionism plays a vital role in feminist literary theory by emphasizing the constructed nature of gender norms and stereotypes. It helps analyze how literary texts reflect and challenge these constructs. Feminist literature often explores how gender roles are constructed and how they impact characters, narratives, and society.
3. Queer Theory:
  • Connection: Queer theory and social constructionism share an interest in exploring how sexual and gender identities are constructed.
  • Relevance: Social constructionism informs queer theory by highlighting how societal constructs influence the understanding of sexuality and gender. Queer literature often challenges normative constructions of identity and sexuality, emphasizing the fluidity and socially constructed nature of these concepts.
4. Reader-Response Theory:
  • Connection: Both social constructionism and reader-response theory recognize that readers play an active role in constructing meaning.
  • Relevance: Social constructionism aligns with reader-response theory in emphasizing that meaning is constructed through the interaction between the reader and the text. This perspective allows for the exploration of how readers’ social contexts and experiences influence their interpretation of literary works.
5. Cultural Studies:
  • Connection: Cultural studies and social constructionism share a focus on how culture shapes individual and collective identity.
  • Relevance: Cultural studies often incorporate social constructionist principles to examine how cultural constructs influence literary works and characters. It explores how social norms, values, and power structures impact the creation and interpretation of literature within specific cultural contexts.
Social Constructionism in Literary Criticism
ArgumentExplanationExample
Deconstruction of Binary OppositionsSocial constructionism questions binary oppositions (e.g., male/female) as socially constructed. Literary works can be analyzed to reveal how these binaries are challenged or reinforced within the narrative.In Shakespeare’s Othello, the racial binary of black/white is deconstructed as the characters grapple with the complexities of racial identity, challenging the prevailing social constructs of the time.
Exploration of IdentitySocial constructionism emphasizes that identity is constructed within societal and cultural contexts. Literary works often delve into characters’ identity struggles and self-perceptions.In J.D. Salinger’s The Catcher in the Rye, the protagonist Holden Caulfield’s search for his authentic self highlights the influence of societal norms on identity construction.
Gender Roles and StereotypesLiterary works frequently address gender roles and stereotypes. Social constructionism can be applied to examine how gender identities and expectations are portrayed and questioned in literature.In Charlotte Perkins Gilman’s The Yellow Wallpaper, the protagonist’s descent into madness reflects the confinement and oppression imposed by gender roles and stereotypes in the 19th century.
Narrative PerspectiveSocial constructionism emphasizes the role of narrative perspectives in shaping reality. Literary analysis can reveal how meaning is constructed within the text based on the choice of narrative style and perspective.In Emily Brontë’s Wuthering Heights, the shifting narrative perspectives of multiple characters contribute to the construction of a complex and layered narrative, allowing readers to interpret events differently.
Intersections of IdentitySocial constructionism recognizes the intersectionality of social constructs. Literary works often explore how these intersecting identities influence characters.In Toni Morrison’s Beloved, the character Sethe’s experiences reflect the intersection of race, gender, and motherhood, illustrating how these social constructs profoundly shape her identity and choices.
Challenging Social NormsLiterature frequently challenges societal norms and conventions. Social constructionism can be applied to examine how literature critiques or subverts prevailing social constructs.In George Orwell’s 1984, the novel critiques the construction of a totalitarian society that tightly controls information and manipulates reality, challenging the social construct of a dystopian regime.
Authorial Intent and Reader ResponseSocial constructionism questions the idea of authorial intent as the sole source of meaning. Analyzing reader responses to literary works highlights the active role of readers in constructing meaning.In J.K. Rowling’s Harry Potter series, readers from diverse backgrounds interpret the story’s themes differently, constructing their own meanings and responses, demonstrating the social construction of interpretation.

Suggested Readings

  1. Berger, Peter L., and Thomas Luckmann. The Social Construction of Reality: A Treatise in the Sociology of Knowledge. Doubleday, 1966.
  2. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  3. Gergen, Kenneth J. The Saturated Self: Dilemmas of Identity in Contemporary Life. Basic Books, 1991.
  4. Goffman, Erving. The Presentation of Self in Everyday Life. Anchor Books, 1959.
  5. Haraway, Donna J. Simians, Cyborgs, and Women: The Reinvention of Nature. Routledge, 1991.
  6. Hacking, Ian. The Social Construction of What? Harvard University Press, 1999.
  7. Law, John, and John Hassard. Actor Network Theory and After. Wiley, 1999.
  8. Wacquant, Loïc. Body & Soul: Notebooks of an Apprentice Boxer. Oxford University Press, 2004.
  9. West, Cornel. Race Matters. Vintage Books, 1994.
You may read more on Literary Theory below:

Social Construction

Social construction, as a theoretical term, refers to the concept that reality is not an objective or inherent feature of the world but is instead shaped by human interpretations, beliefs, and societal agreements.

Etymology of Social Construction

When combined, “social construction” refers to the process by which individuals, groups, or societies collectively build or shape concepts, meanings, and understandings of reality through their shared beliefs, language, and cultural practices.

It is a concept that underscores the idea that many aspects of our reality are not inherent or objective but are, instead, products of social agreements, cultural norms, and human interactions.

This term is especially significant in fields such as sociology, anthropology, and philosophy, where it’s used to examine how social phenomena like gender, race, and morality are created and maintained within society.

Meanings of Social Construction
AspectMeaning
Social ConstructionIn literary theory, social construction refers to the process by which narratives and stories are created and shaped by the social, cultural, and historical contexts in which they are produced. It emphasizes how storytelling and literature are influenced by societal norms, values, and ideologies.
Interpretive FrameworkLiterary critics use the concept of social construction to analyze how texts, characters, and themes in literature are constructed by society’s collective understanding and interpretation of reality. It highlights how readers’ perceptions and interpretations are influenced by their social and cultural backgrounds.
Identity and RepresentationSocial construction in literary theory often centers on the creation and representation of identities, including gender, race, class, and sexuality. It explores how these identities are constructed in literary works and how they reflect or challenge societal norms and stereotypes.
Language and DiscourseLanguage plays a crucial role in the social construction of meaning in literature. Literary theorists examine how the use of language, including metaphors, symbols, and rhetoric, contributes to the construction of cultural and social narratives within texts.
Power DynamicsSocial construction in literature theory also addresses power dynamics and how they influence the creation of meaning. It investigates how dominant social groups can impose their narratives and ideologies onto literary works, as well as how marginalized voices can challenge and subvert these constructions.
Deconstruction and SubversionSome literary theories draw on social construction to deconstruct and subvert traditional literary and societal norms. This involves questioning and destabilizing established constructs and meanings within the literature to reveal underlying power structures and biases.
Reader ResponseSocial construction is relevant to reader response theories, where it highlights how readers’ interpretations of literary texts are influenced by their social backgrounds and experiences. It underscores that meaning is not fixed but is subject to individual and societal construction.
Definition of Social Construction as a Theoretical Term

Social construction, as a theoretical term, refers to the concept that reality is not an objective or inherent feature of the world but is instead shaped by human interpretations, beliefs, and societal agreements. It posits that various aspects of our social and cultural existence, including identities, norms, and meanings, are constructed through collective human processes rather than being preexisting or universally fixed. This perspective is central to social sciences, humanities, and critical theories, allowing scholars to examine how shared perceptions and language contribute to the formation of social realities.

Social Construction: Theorists, Works, and Arguments
Theorists:
  1. Peter Berger and Thomas Luckmann:
    • Key Work: The Social Construction of Reality (1966)
    • Core Argument: In their seminal work, Berger and Luckmann argue that reality is socially constructed through a process they describe as “institutionalization.” This involves individuals and society collectively agreeing upon and reinforcing particular meanings and interpretations of the world. They also emphasize “legitimation,” where these constructed realities gain authority and are accepted as the norm.
  2. Michel Foucault:
    • Key Works:
      • The Order of Things (1966): In this book, Foucault examines how knowledge systems and classifications change over time, shaping our understanding of the world.
      • Discipline and Punish (1975): Foucault discusses how power is exercised through institutions and how they construct and control social categories like criminals and deviants.
      • The History of Sexuality (1976-1984): Foucault explores how sexual identities and norms have been constructed and regulated throughout history.
    • Core Argument: Foucault’s work highlights the role of institutions and discourses in shaping knowledge, power, and social categories. He argues that these constructs are not natural but are produced and maintained through social practices and historical contexts.
  3. Judith Butler:
    • Key Works:
      • Gender Trouble (1990): Butler challenges the binary understanding of gender and argues that gender identity is performative. People continually enact and construct their gender through social and linguistic practices.
      • Bodies That Matter (1993): Butler expands on her ideas from “Gender Trouble” by examining how the materiality of the body is constructed through cultural and social norms.
    • Core Argument: Butler’s central argument is that gender is not a fixed biological category but rather a social construct. She emphasizes the performative nature of gender, suggesting that individuals create and enact their gender identity through repeated performances and societal expectations.
  4. Thomas Kuhn:
    • Key Work: The Structure of Scientific Revolutions (1962)
    • Core Argument: Kuhn’s work focuses on the philosophy of science and argues that scientific knowledge does not develop linearly. Instead, it progresses through periods of normal science within dominant paradigms and undergoes revolutionary changes when existing paradigms are challenged and replaced by new ones. Kuhn’s theory highlights how scientific reality is constructed within the context of dominant scientific paradigms.

These theorists have made significant contributions to the understanding of social construction by examining various facets of human experience, including knowledge, power, identity, and reality. Their works emphasize the role of social, cultural, and historical contexts in shaping and constructing these aspects of human existence.

Social Construction and Literary Theories
  1. Reader-Response Theory:
    • Social construction is highly relevant to reader-response theory, which focuses on how individual readers construct meaning from literary texts. Readers bring their own cultural and social contexts to their reading, influencing their interpretations of characters, themes, and symbols. This theory emphasizes that meaning in literature is not fixed but is actively constructed by readers.
  2. Feminist Literary Theory:
    • Feminist literary theory often draws on the concept of social construction to analyze how gender roles, identities, and expectations are constructed in literature. Feminist scholars examine how literature reflects and perpetuates societal norms and stereotypes related to gender, and they seek to deconstruct and challenge these constructions.
  3. Postcolonial Literary Theory:
    • Postcolonial theory explores the social and cultural construction of colonial and postcolonial identities. It examines how literature reflects the power dynamics and hierarchies inherent in colonial systems and how these constructions continue to affect postcolonial societies. Social construction plays a crucial role in understanding how colonial narratives shape perceptions of identity and culture.
  4. Queer Theory:
    • Queer theory challenges socially constructed norms of sexuality and sexual identity. It examines how literature can subvert or reinforce conventional constructions of gender and sexuality. Queer theorists analyze how characters and narratives can disrupt or conform to heteronormative norms, emphasizing the fluidity and complexity of sexual identities.
  5. Critical Race Theory:
    • Critical race theory applies the concept of social construction to race and racial identities in literature. It investigates how literary texts reflect and perpetuate racial hierarchies and stereotypes. Scholars in this field examine how narratives construct and deconstruct racial identities and how literature can be a tool for challenging racial inequalities.
  6. Marxist Literary Theory:
    • Social construction is relevant in Marxist literary theory when analyzing how literature reflects and critiques the social and economic structures of society. Marxist critics examine how literary works can either reinforce or subvert the dominant ideologies and class structures present in society.
  7. Deconstruction:
    • Deconstructionist literary theory, influenced by philosophers like Jacques Derrida, focuses on the instability and indeterminacy of language. It often challenges the notion of fixed meanings and highlights the socially constructed nature of language and its role in literature.
Social Construction in Literary Criticism
  1. Social Construction Critique: In To Kill a Mockingbird, the social construction of race and class in the American South during the 1930s profoundly impacts the lives of characters such as Atticus Finch, Scout Finch, and Tom Robinson. The novel highlights the unjust racial prejudices and stereotypes constructed by society. The trial of Tom Robinson, a Black man falsely accused of raping Mayella Ewell, exposes the constructed nature of racial hierarchy and the grave injustices it perpetuates.
  2. Social Construction Critique: Sylvia Plath’s The Bell Jar offers a poignant critique of the social construction of mental illness and gender roles in the 1950s, affecting Esther Greenwood. She grapples with her identity and mental health in a society that imposes strict expectations on women’s behavior and stigmatizes discussions about mental well-being. The novel’s portrayal of Esther’s struggles in a psychiatric institution underscores how society constructs notions of normality and deviance in mental health.
  3. Social Construction Critique: Márquez’s epic novel explores the social construction of reality and history in Latin America through characters like José Arcadio Buendía and Aureliano Buendía. The story blends magical realism with a critique of power, politics, and societal norms. It demonstrates how history is shaped by the dominant social constructs, such as political power and patriarchy, and how these constructs can perpetuate cycles of violence and instability in the region.
  4. Social Construction Critique: In The Great Gatsby, the characters Jay Gatsby, Nick Carraway, and Daisy Buchanan are deeply influenced by the social construction of wealth, status, and the American Dream in the 1920s. The novel explores the consequences of the societal constructs of success and social mobility. Gatsby’s extravagant parties, Nick’s observations, and Daisy’s longing for material wealth all exemplify how society constructs notions of success and happiness, often leading to disillusionment and moral decay.

In these literary works, social constructionism serves as a lens through which we can analyze how societal norms, expectations, and power structures shape the lives and choices of characters. This, in turn, leads to the development of themes and messages within the stories, revealing how literature can effectively convey the constructed nature of our world and its profound impact on individuals and society.

Suggested Readings
  1. Berger, Peter L., and Thomas Luckmann. The Social Construction of Reality: A Treatise in the Sociology of Knowledge. Anchor, 1966.
  2. Butler, Judith. Gender Trouble: Feminism and the Subversion of Identity. Routledge, 1990.
  3. Foucault, Michel. The Order of Things: An Archaeology of the Human Sciences. Vintage Books, 1994.
  4. Gergen, Kenneth J. The Saturated Self: Dilemmas of Identity in Contemporary Life. Basic Books, 1991.
  5. Goffman, Erving. The Presentation of Self in Everyday Life. Anchor Books, 1959.
  6. Haraway, Donna J. Simians, Cyborgs, and Women: The Reinvention of Nature. Routledge, 1991.
  7. Hacking, Ian. The Social Construction of What? Harvard University Press, 1999.
  8. Law, John, and John Hassard. Actor Network Theory and After. Wiley, 1999.
  9. Wacquant, Loïc. Body & Soul: Notebooks of an Apprentice Boxer. Oxford University Press, 2004.
  10. West, Cornel. Race Matters. Vintage Books, 1994.
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Theory of Irony in Literature

The Theory of Irony in literature examines the deliberate use of irony as a rhetorical and literary device to convey multiple layers of meaning.

Introduction: Theory of Irony in Literature

The Theory of Irony in literature examines the deliberate use of irony as a rhetorical and literary device to convey multiple layers of meaning. It encompasses various forms of irony, including verbal, situational, and dramatic irony, each serving to create contrast and provoke critical thought. Irony serves as a persuasive tool by engaging readers or audiences, challenging conventional norms, and prompting deeper reflection. It often introduces ambiguity and complexity, inviting multiple interpretations and subverting expectations, making it an essential element in literary analysis and communication.

Criticism Against Theory of Irony in Literature

1. Ambiguity and Miscommunication:

Critics argue that irony can lead to miscommunication and misunderstanding when readers or audiences fail to grasp the intended meaning, especially in cases of subtle or complex irony.

2. Overuse and Predictability:

Some critics contend that the overuse of irony in literature can diminish its impact and novelty, making it a predictable and clichéd literary device.

3. Subjectivity and Interpretation:

Irony’s effectiveness often depends on individual interpretation, which can lead to varying understandings among readers or viewers, raising questions about its objective meaning.

4. Cultural and Temporal Context:

Critics point out that what is considered ironic can vary across different cultures and historical periods, making it a less universal tool for conveying meaning.

5. Risk of Alienation:

The use of irony, especially in satire, may risk alienating certain readers or audiences who do not share the author’s perspective or sense of humor.

6. Potential for Sarcasm and Insensitivity:

In some instances, irony can devolve into sarcasm, potentially causing offense or insensitivity, which can be a valid criticism when used without careful consideration.

7. Lack of Clarity:

Critics argue that irony can obscure the author’s message or theme, making it challenging for readers to discern the intended purpose of the work.

8. Artifice and Contrivance:

Some view irony as an artificial construct in literature, suggesting that it may not always authentically reflect the complexities of real-life situations.

9. Reductionism:

Critics caution against reducing all literary analysis to the application of irony, emphasizing the importance of considering other elements such as character development, plot, and theme.

Examples of Theory of Irony in Literature
WorkCritique of Theory of Irony in Literature
Richard Cory” by Edwin Arlington RobinsonExplanation: The poem tells the story of a wealthy and admired man, Richard Cory, from the perspective of a narrator who envies him.
Irony: The poem employs situational irony when, in the final lines, it is revealed that Richard Cory, despite his wealth and charm, unexpectedly takes his own life. This stark contrast between appearances and reality highlights the theme of the unpredictable nature of human existence.
“The Necklace” by Guy de MaupassantExplanation: The story revolves around Mathilde Loisel, who borrows an expensive necklace to wear to a party and loses it, leading her and her husband into financial ruin.
Irony: The story employs situational irony when it is revealed that the necklace Mathilde borrowed was a fake, rendering her years of hardship and sacrifice pointless. This twist underscores the theme of the deceptiveness of appearances.
The Catcher in the Rye by J.D. SalingerExplanation: The novel is a first-person narrative by Holden Caulfield, a disenchanted teenager who criticizes the insincerity and phoniness of the adult world.
Irony: The novel is rich in verbal irony, as Holden frequently uses sarcasm and cynicism to express his disdain for what he perceives as the hypocrisy of society. This highlights the gap between Holden’s idealism and the flawed reality he encounters.
Animal Farm by George OrwelExplanation: The novel is an allegorical tale of a group of farm animals who overthrow their human owner to establish a utopian society but ultimately descend into tyranny.
Irony: The novel uses dramatic irony as the animals, driven by the desire for freedom and equality, end up oppressed by their own leaders, who become indistinguishable from the oppressive humans they initially rebelled against. This serves as a powerful critique of the corrupting nature of power and revolution.
Keywords in Theory of Irony in Literature
  1. Irony: A rhetorical device or literary technique that involves a contrast between appearance and reality, often used to convey deeper meaning or provoke thought.
  2. Verbal Irony: Occurs when a character says something but means the opposite, often used for humorous or critical effect.
  3. Situational Irony: Arises when there is a discrepancy between what is expected to happen and what actually occurs, often resulting in surprise or humor.
  4. Dramatic Irony: Takes place when the audience or reader knows something that the characters within the story do not, creating tension and anticipation.
  5. Socratic Irony: A form of verbal irony where a speaker feigns ignorance to encourage others to examine and question their own beliefs.
  6. Satire: A literary genre that uses irony, humor, and exaggeration to criticize or mock societal or individual flaws and vices.
  7. Ambiguity: The presence of multiple possible interpretations or meanings in a text, often employed in irony to invite reader engagement and reflection.
  8. Cynicism: A skeptical or pessimistic outlook on human nature or society, often expressed through ironic commentary.
  9. Incongruity: A state of being out of harmony or inconsistent with the expected, which can be a source of irony.
  10. Double Entendre: A phrase or expression that has two meanings, one of which is often risqué or ironic, adding depth to the text.
Suggested Readings
  1. Booth, Wayne C. A Rhetoric of Irony. University of Chicago Press, 1974.
  2. de Man, Paul. Blindness and Insight: Essays in the Rhetoric of Contemporary Criticism. Oxford University Press, 1983.
  3. Frye, Northrop. The Anatomy of Criticism: Four Essays. Princeton University Press, 1957.
  4. Frye, Northrop. The Educated Imagination. Indiana University Press, 1964.
  5. Frye, Northrop. The Secular Scripture: A Study of the Structure of Romance. Harvard University Press, 1976.
  6. Hutcheon, Linda. Irony’s Edge: The Theory and Politics of Irony. Routledge, 1994.
  7. Schlegel, Friedrich. Athenaeum Fragments. University of Pennsylvania Press, 2019.
  8. Schlegel, Friedrich. Lucinde and the Fragments. State University of New York Press, 1991.
  9. Schlegel, Friedrich. Dialogue on Poetry and Literary Aphorisms. University of Pennsylvania Press, 1968.

Theory of Irony as Literary Theory

The theory of irony has its roots in ancient Greek literature, dating back to the works of philosophers like Socrates and Plato, who used irony as a rhetorical device.

Etymology and Nomenclature of Theory of Irony

The term “irony” in theory or irony finds its origins in the ancient Greek word “eironeia,” initially denoting a form of feigned ignorance or concealed knowledge. In early literature, particularly Greek plays, this concept was skillfully employed, with characters pretending not to comprehend something to deceive others.

This notion evolved into the Latin “ironia,” which retained its meaning of dissimulation or feigned ignorance. By the 16th century, “irony” had made its way into the English language, predominantly as a rhetorical device characterized by a contrast between the intended meaning and the literal words used. Today, irony encompasses various forms, including verbal, situational, and dramatic irony, serving as a central element in both literary and rhetorical analysis.

The nomenclature of irony theory encompasses a range of different forms and concepts, each designed to aid in the analysis and categorization of irony’s multifaceted manifestations. Noteworthy among these are:

  • Verbal Irony: Involving the juxtaposition of spoken words and intended meaning.
  • Situational Irony: Arising from the disparity between expected and actual outcomes.
  • Dramatic Irony: Occurs when the audience possesses knowledge withheld from the characters, thereby creating tension and suspense.
  • Cosmic Irony: Where fate humorously undermines human plans.
  • Romantic Irony: Characterized by the juxtaposition of conflicting ideas or emotions.

These concise nomenclatures and categories significantly facilitate the exploration of irony in literature and communication.

Theory of Irony: Origin, Theorists, Works and Arguments
Origin

The theory of irony has its roots in ancient Greek literature, dating back to the works of philosophers like Socrates and Plato, who used irony as a rhetorical device to provoke critical thinking and expose contradictions in arguments. It evolved over centuries, with contributions from various cultures and thinkers.

Theorists:
  • Socrates: Often considered the father of irony, Socrates used the Socratic irony to feign ignorance and lead interlocutors to deeper self-examination.
  • Plato: Plato explored different forms of irony, such as dramatic irony in his dialogues, where the audience knows more than the characters.
  • Aristotle: Aristotle analyzed irony as a form of communication and examined its persuasive power in rhetoric.
  • Friedrich Schlegel: A Romantic poet and philosopher, Schlegel introduced the concept of romantic irony, where the author creates ambiguity and multiple interpretations in their works.
  • Wayne C. Booth: In the 20th century, Booth’s work, especially A Rhetoric of Irony, delved into the complexities of verbal irony and its role in literature.
Works:
  • Plato’s Dialogues: Plato’s dialogues, such as The Republic and The Symposium, are rich sources of ironic discourse and philosophical exploration.
  • Friedrich Schlegel’s Novels: Schlegel’s novels, like Lucinde and Athenaeum Fragments, exemplify romantic irony and its use to challenge conventional narrative structures.
  • Wayne C. Booth’s A Rhetoric of Irony: Booth’s seminal work thoroughly examines different types of irony, providing a comprehensive framework for analyzing ironic elements in literature.
Arguments:
  • Rhetorical Power: The theory of irony argues that irony is a potent rhetorical tool for engaging audiences, challenging norms, and conveying deeper meanings.
  • Persuasion: Irony can be persuasive by encouraging critical thinking, as exemplified by Socratic irony.
  • Ambiguity and Complexity: Irony introduces ambiguity and complexity into texts, encouraging readers to explore multiple interpretations.
  • Subversion of Expectations: Irony often subverts readers’ expectations, leading to surprise, humor, and thought-provoking moments.

In short, the theory of irony has a rich history and continues to be a subject of study and debate among scholars and literary theorists. It offers valuable insights into the multifaceted nature of human communication and expression.

Principles of Theory of Irony
PrincipalExplanationExample in Literature
Types of Irony:Verbal Irony: Involves a contrast between what is said and what is meant.
Situational Irony: Arises from the disparity between expected and actual outcomes.
Dramatic Irony: Occurs when the audience possesses knowledge withheld from the characters.
Verbal Irony: In Shakespeare’s Romeo and Juliet, when Juliet pretends to praise Tybalt while actually expressing her love for Romeo.
Situational Irony: In O. Henry’s The Gift of the Magi, a husband sells his pocket watch to buy his wife combs, while she cuts her long hair to buy him a chain for his watch.
Dramatic Irony: In Sophocles’ Oedipus Rex, the audience knows Oedipus’s true identity while he remains unaware.
Rhetorical Power:– Irony is a potent rhetorical tool for engaging audiences, challenging norms, and conveying deeper meanings.Mark Twain’s use of irony in The Adventures of Huckleberry Finn to criticize the social norms of his time, particularly in relation to racism and slavery.
Persuasion:– Irony can be persuasive by encouraging critical thinking and leading to deeper self-examination, as seen in Socratic irony.Socrates’ use of irony in Plato’s dialogues to engage in philosophical discussions and prompt self-reflection in his interlocutors.
Ambiguity and Complexity:– Irony introduces ambiguity and complexity into texts, encouraging readers to explore multiple interpretations.Vladimir Nabokov’s use of irony in Lolita, where the unreliable narrator, Humbert Humbert, presents a morally skewed perspective, inviting readers to question their own judgments and interpretations.
Subversion of Expectations:– Irony often subverts readers’ expectations, leading to surprise, humor, and thought-provoking moments.George Orwell’s use of irony in Animal Farm to critique the betrayal of revolutionary ideals by the ruling class, resulting in an unexpected and thought-provoking conclusion.
Suggested Readings
  1. Booth, Wayne C. A Rhetoric of Irony. University of Chicago Press, 1974.
  2. Frye, Northrop. The Anatomy of Criticism: Four Essays. Princeton University Press, 1957.
  3. Frye, Northrop. The Educated Imagination. Indiana University Press, 1964.
  4. Frye, Northrop. The Secular Scripture: A Study of the Structure of Romance. Harvard University Press, 1976.
  5. Schlegel, Friedrich. Athenaeum Fragments. University of Pennsylvania Press, 2019.
  6. Schlegel, Friedrich. Lucinde and the Fragments. State University of New York Press, 1991.
  7. Schlegel, Friedrich. Dialogue on Poetry and Literary Aphorisms. University of Pennsylvania Press, 1968.
  8. Schlegel, Friedrich. Philosophical Fragments. University of Minnesota Press, 1991.
  9. Schlegel, Friedrich. On the Study of Greek Poetry. University of Minnesota Press, 2001.
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Textual Criticism in Literature

Textual criticism in literature is a scholarly practice that rigorously examines the written or printed versions of literary works to discern their most accurate and authentic forms.

Introduction: Textual Criticism in Literature

Textual criticism in literature is a scholarly practice that rigorously examines the written or printed versions of literary works to discern their most accurate and authentic forms.

It involves comparing various manuscript copies to identify errors, variants, and editorial alterations, with the goal of reconstructing the author’s original intent. Textual criticism plays a pivotal role in preserving literary heritage, shedding light on the evolution of texts over time, and enhancing our understanding of the cultural and historical contexts in which these works were created.

Through meticulous analysis, textual critics aim to provide authoritative editions that serve as foundational texts for scholars and readers alike.

Criticism Against Textual Criticism
  • Subjectivity: Critics argue that textual criticism in literature can introduce subjectivity into the interpretation of texts, as scholars make decisions about the author’s original intent based on their own judgments, potentially altering the text’s meaning.
  • Loss of Diversity: Some argue that an overemphasis on textual criticism can result in a narrow focus on establishing a single authoritative text, potentially erasing valuable textual variants and the richness of different manuscript traditions.
  • Neglect of Reader Response: Critics contend that textual criticism may prioritize the author’s intent over the reader’s interpretation and response, neglecting the importance of diverse readings and the dynamic nature of literary engagement.
  • Historical Bias: Textual criticism can inadvertently reinforce historical biases, as scholars may prioritize certain manuscripts or versions over others, perpetuating inequalities in the interpretation and study of literature.
  • Inhibition of Creativity: There is criticism in literature that an excessive emphasis on textual accuracy can stifle creativity in literary interpretation, discouraging innovative approaches and limiting the exploration of multiple meanings within a text.
  • Loss of Authenticity: Some argue that the relentless pursuit of an “authoritative” text can lead to the loss of authenticity, as the author’s original voice may be obscured by an artificial reconstruction.
  • Incompatibility with Oral Traditions: Critics suggest that textual criticism in literature may be less relevant when applied to literary works rooted in oral traditions, where the fluidity and variability of texts are inherent to their cultural significance.
  • Neglect of Paratextual Elements: Detractors contend that textual criticism often focuses exclusively on the core text, neglecting the valuable insights provided by paratextual elements like marginalia, illustrations, and annotations.
  • Underestimation of Editorial Influence: Critics argue that textual criticism may underestimate the influence of editors and publishers on a text, failing to acknowledge the impact of external forces in shaping literary works.
Examples of Textual Criticism
WorkCritique
1. Oliver Twist by Charles DickensCharacter Portrayals: Textual analysts closely examine various editions of Oliver Twist to investigate discrepancies in character names, traits, and character arcs. Variations in the depiction of characters like Fagin, the manipulative criminal, and Oliver himself, provide insights into Dickens’ evolving character dynamics and the impact of editorial decisions.
Critical Events: Critics also focus on critical events within the story, such as Oliver’s escape from Sowerberry’s funeral parlour or his interactions with the Artful Dodger. Differences in how these events are described or structured can reveal shifts in the author’s narrative choices and the editorial influence on pivotal moments.
2. Jane Eyre by Charlotte BrontëCharacter Dialogues: Literary critics delve into different versions of the novel to uncover variations in character dialogues, particularly those between Jane Eyre and Mr. Rochester. Changes in these dialogues shed light on the evolving dynamics between the characters and the role of editing in shaping their interactions.
Key Plot Moments: The examination extends to crucial plot moments, such as the revelation of Bertha Mason in the attic or Jane’s decision to leave Thornfield Hall. Variations in how these moments are presented provide valuable insights into Charlotte Brontë’s narrative intentions and the editorial impact on significant plot developments.
3. Middlemarch by George EliotCharacter Development: Scholars of textual criticism in literature engage with various published renditions of “Middlemarch” to discern disparities in character development, especially regarding complex characters like Dorothea Brooke and Dr. Tertius Lydgate. These differences illuminate George Eliot’s intricate character portraits and the role of editorial decisions in shaping their trajectories. – Social Commentary: The examination extends to the novel’s exploration of social issues and commentary on the society of the time. Variations in Eliot’s portrayal of societal dynamics and class distinctions highlight her evolving thematic emphasis and the influence of editorial choices on the novel’s social critique.
4. The Strange Case of Dr. Jekyll and Mr. Hyde by Robert Louis StevensonTransformation Scenes: Literary analysts explore multiple textual versions of the novella to reveal shifts in the transformation scenes between Dr. Jekyll and Mr. Hyde. These scenes are pivotal in conveying the duality of human nature, and variations in their description offer insights into Stevenson’s thematic exploration and the nuanced changes in the text’s portrayal of duality.
Narrative Perspectives: Critics also investigate changes in narrative perspectives, particularly those related to Dr. Jekyll’s personal accounts and the observations of other characters. These variations provide a deeper understanding of the novella’s narrative structure and the impact of editorial decisions on the reader’s perception of the characters.
Keywords in Textual Criticism in Literature
  1. Textual Variant: A textual variant refers to a difference or discrepancy found in different manuscript copies or editions of a literary work, including variations in wording, spelling, punctuation, or content.
  2. Authorial Intent: Authorial intent pertains to the original author’s intended meaning, message, or artistic choices within a text, and textual criticism aims to uncover and understand this intent.
  3. Manuscript: A manuscript is a handwritten or typed copy of a literary work, often used in textual criticism to compare different versions of a text.
  4. Editorial Intervention: Editorial intervention encompasses changes made to a text by editors or scribes, including alterations in language, structure, or content, which can affect the interpretation of the work.
  5. Historical Context: Historical context involves the social, cultural, and political conditions surrounding the creation of a literary work, which can provide valuable insights into the author’s motivations and influences.
  6. Critical Apparatus: A critical apparatus is a scholarly apparatus accompanying a text in textual criticism in literature, documenting textual variants, changes, and annotations, aiding readers in understanding the text’s history and variants.
  7. Reconstruction: Reconstruction in textual criticism involves the process of reconstructing the most faithful representation of the original text by making informed decisions about which textual variants to accept or reject.
  8. Paratext: Paratext includes elements surrounding the main text, such as footnotes, prefaces, or marginalia, which can provide additional context for the interpretation of the work.
  9. Collation: Collation is the process of comparing different manuscripts or editions of a text to identify variations, discrepancies, and errors.
  10. Textual Evidence: Textual evidence consists of sources and materials, such as manuscripts, translations, or commentaries, that textual critics evaluate to make informed decisions about the original text’s content and meaning.
Suggested Readings
  1. Bowers, Fredson. Textual and Literary Criticism. Cambridge University Press, 1966.
  2. McKenzie, D. F. Bibliography and the Sociology of Texts. Cambridge University Press, 1986.
  3. McGann, Jerome. A Critique of Modern Textual Criticism. University of Virginia Press, 1983.
  4. Shillingsburg, Peter L. From Gutenberg to Google: Electronic Representations of Literary Texts. Cambridge University Press, 2006.
  5. Tanselle, G. Thomas. A Rationale of Textual Criticism. University of Pennsylvania Press, 1989.
  6. Tinkle, Theresa M. Editing Emily Dickinson: The Production of an Author. University of Michigan Press, 2007.
  7. West, Thomas G. The Making of the ‘KJV’: The King James Bible at 400. Baker Academic, 2011.

Textual Criticism

Textual criticism is a scholarly discipline focused on analyzing and evaluating the accuracy and authenticity of written texts, particularly ancient manuscripts.

Introduction: Textual Criticism

Textual criticism is a scholarly discipline focused on analyzing and evaluating the accuracy and authenticity of written texts, particularly ancient manuscripts. It involves meticulous examination of textual variants, errors, and alterations within manuscripts to reconstruct the original or authoritative version of a given text.

This field plays a crucial role in biblical studies, classical literature, and historical documents, aiding scholars in understanding the evolution of texts over time. Through rigorous comparison and critical assessment of multiple manuscript copies, textual critics strive to discern the most reliable and faithful representation of the author’s intended words, shedding light on the cultural and historical contexts in which these texts were created.

Textual criticism is an indispensable tool for scholars seeking to preserve and interpret the rich tapestry of human knowledge contained within written works.

Meanings of Textual Criticism
  1. Determining authorial intent by studying different versions of a work.
  2. Identifying errors and variants in manuscripts.
  3. Reconstructing definitive texts.
  4. Providing historical and cultural context.
  5. Influencing interpretation and meaning of literary works.
Textual Criticism: Origin, Theorists, Works and Arguments
Origin:

Textual criticism as a scholarly discipline has ancient roots, with origins dating back to the classical era in Greece and Rome. The practice of comparing manuscripts to establish accurate texts can be traced to scholars like Aristarchus of Samothrace in the 3rd century BCE and later to the Roman poet and scholar, Horace.

Notable Theorists:

Textual criticism has been shaped by the contributions of several influential figures, including:

  1. Aristarchus of Samothrace: An ancient Greek scholar who established principles for the critical editing of Homer’s epics.
  2. Erasmus of Rotterdam: A Renaissance scholar who applied textual criticism to biblical texts, most notably in his groundbreaking work, Novum Instrumentum omne, a critical edition of the Greek New Testament.
  3. Richard Bentley: An English classical scholar who made significant contributions to textual criticism in the late 17th century, particularly in his critique of the works of the Greek philosopher Philo in Phileleutherus Lipsiensis.
Significant Works:
  1. Homer’s Iliad and Odyssey: Aristarchus of Samothrace‘s pioneering work on Homer’s epics laid the foundation for textual criticism.
  2. Novum Instrumentum omne: Erasmus of Rotterdam‘s critical edition of the Greek New Testament remains a landmark in biblical textual criticism.
  3. Phileleutherus Lipsiensis: In Richard Bentley‘s series of letters critiquing the text of the Greek philosopher Philo’s works, he provided valuable insights into textual analysis.
Key Arguments:
  1. Authorial Intent: Textual critics contend that their primary objective is to recover the author’s original intent by identifying and rectifying errors and alterations in manuscripts.
  2. Textual Variants: Scholars closely examine textual variants to discern how and why changes occurred over time, shedding light on the historical, cultural, and editorial influences on a text.
  3. Historical Context: Textual criticism offers a window into the historical and cultural milieu in which a work was produced, enriching our comprehension of the text.
  4. Editorial Choices: Debates persist among critics regarding the role of editors in shaping the final text, including discussions on how editorial interventions may impact interpretations.

In summary, textual criticism boasts ancient origins and has evolved through the contributions of luminaries such as Aristarchus of Samothrace, Erasmus of Rotterdam, and Richard Bentley. Its core principles revolve around uncovering authorial intent, comprehending textual variants, exploring historical context, and scrutinizing the influence of editorial decisions.

Principles of Textual Criticism
PrincipalExplanationExample
Authorial IntentThe central aim of textual criticism is to recover the original author’s intended text. This involves studying the author’s known works, drafts, and historical context to discern the words and meanings the author intended to convey.Analyzing drafts and related writings of Shakespeare to determine the exact wording and meaning of a particular sonnet.
Textual VariantsTextual critics analyze and understand the differences, discrepancies, and alterations found in various manuscript versions of a text. They investigate how and why these variants arose, whether due to errors, intentional changes, or external influences.Comparing different versions of the Bible to identify variations in wording and understanding the reasons behind these differences.
Historical ContextPlacing the text within its historical and cultural framework is essential for textual criticism. Understanding the time and place in which the text was written helps elucidate the author’s motivations, influences, and the cultural norms of the period.Studying ancient Egyptian hieroglyphics in the context of the society and beliefs of the time to decipher the meanings of inscriptions on monuments.
Editorial ChoicesTextual critics examine the role of editors and scribes in shaping the final text. They assess the extent of editorial intervention and its impact on the text’s content, structure, and meaning.Analyzing the changes made by a 19th-century editor in a novel, and considering how these changes affect the narrative’s tone and message.
Manuscript ComparisonComparison of multiple manuscript copies is fundamental to textual criticism. By scrutinizing various versions, critics can identify commonalities, differences, and potential errors, aiding in the reconstruction of the authoritative text.Studying different copies of an ancient Greek play to determine the most accurate and complete version for a modern production.
ReconstructionTextual critics aim to reconstruct the most faithful representation of the text. This process involves making informed decisions about which textual variants to accept or reject based on evidence and analysis.Piecing together fragments of a lost medieval manuscript to recreate the original text as accurately as possible.
Evidence EvaluationCritical textual scholars evaluate various sources and evidence, such as manuscripts, translations, and commentary, to make informed decisions about the original text. This involves considering the reliability and context of each piece of evidence.Assessing the credibility and context of historical accounts written by different eyewitnesses to reconstruct an accurate narrative of an event.
Critical ApparatusTextual critics provide a critical apparatus—a scholarly apparatus that documents textual variants, changes, and annotations. This helps readers understand the textual history of the work and make their own judgments about the text.Including footnotes in a critical edition of a classic novel to explain variations in wording between different manuscript sources.
PreservationEnsuring the preservation and accurate transmission of texts is a critical responsibility of textual criticism. This involves efforts to prevent the loss of manuscripts, digital archiving, and creating reliable editions for future generations.Digitizing and archiving ancient scrolls to safeguard them against deterioration and making them accessible to researchers and the public.
InterpretationTextual criticism can significantly influence the interpretation and understanding of literary works. By providing a well-established text, critics enable readers and scholars to engage with the work more accurately, considering its historical, cultural, and authorial context.Analyzing variations in the original text of a Shakespearean play to understand how different versions affect the interpretation of the characters and themes.
Suggested Readings
  1. Bentley, Richard. Phileleutherus Lipsiensis: The Scholar against the Sophist; or, The Controversy of Dr. Bentley with Monsieur Boyle. Edited by Christopher Stray, Cambridge University Press, 2015.
  2. Bowers, Fredson. Textual and Literary Criticism. Routledge, 1983.
  3. Greetham, David C. Textual Scholarship: An Introduction. Garland, 1994.
  4. McKenzie, D. F. Bibliography and the Sociology of Texts. The British Library, 1999.
  5. Reynolds, Leighton D. A Critical Bibliography of Old English Syntax to the End of 1984. Medieval & Renaissance Texts & Studies, 1991.
  6. Tanselle, G. Thomas. A Rationale of Textual Criticism. University of Pennsylvania Press, 1989.
  7. Tanselle, G. Thomas. Editing, Printing, and the Digital Divide: From Scholarly Editor to Website. University of Michigan Press, 2014.
  8. Tanselle, G. Thomas. Textual Criticism since Greg: A Chronicle, 1950-2000. University of Massachusetts Press, 2005.
  9. West, M. L. Textual Criticism and Editorial Technique Applicable to Greek and Latin Texts. Franz Steiner Verlag, 1973.
  10. Wiegand, Wayne A. The Textual History of the Greek New Testament: Changing Views in Contemporary Research. Society of Biblical Literature, 2011.

Bathos in Literature: Creating and Critiquing It

Bathos in literature is a literary device that brings abrupt shifts in tone, often transitioning from the profound or serious to the trivial or comical.

Introduction: Bathos in Literature

Bathos in literature is a literary device that brings abrupt shifts in tone, often transitioning from the profound or serious to the trivial or comical within a work of literature. This deliberate juxtaposition creates unexpected contrasts, evoking emotional responses ranging from humor to irony. Bathos serves as a powerful tool for authors to manipulate readers’ expectations and engage them emotionally, highlighting the incongruities between the sublime and the mundane in storytelling.

Examples of Bathos in Literature
Example and ReferenceExplanation
“The Comedy of Errors” by William ShakespeareLiterary Example: In one scene of “The Comedy of Errors,” the character Dromio of Syracuse delivers an emotionally charged monologue about the hardships and challenges he faces as a servant. He speaks passionately about his difficult life and how he’s mistreated. Just as the audience begins to empathize with him, he concludes his monologue by complaining that his main hardship is having to eat “sour porridge” every day.
Explanation as Bathos: Bathos in literature shows its use in this scene involves a sudden shift from Dromio’s intense emotional outpouring to the trivial complaint about his food. The audience is led to believe that Dromio is about to reveal a profound and heart-wrenching struggle, but the revelation of his complaint about porridge is unexpected and humorous. This bathetic moment contrasts deep emotion with a mundane concern, creating a comedic effect.
The Sellout by Paul BeattyLiterary Example: In The Sellout, the protagonist, Bonbon, reflects on the racial discrimination and injustices he faces as a Black man in contemporary America. He narrates a powerful and emotionally charged account of his experiences with racism, police brutality, and systemic inequality. As the reader is drawn into his poignant narrative, Bonbon abruptly digresses to complain about the poor quality of airline peanuts.
Explanation as Bathos: The bathetic moment in this passage involves a sudden transition from Bonbon’s serious reflection on racial issues to his trivial complaint about airline peanuts. This shift disrupts the emotional intensity of the narrative, juxtaposing profound social commentary with a humorous and inconsequential observation. It highlights the absurdity of complaining about peanuts in the context of the broader themes of racial injustice.
“The Lottery” by Shirley JacksonLiterary Example: In Shirley Jackson’s “The Lottery,” the story builds tension and suspense as the townspeople gather for the annual lottery. The atmosphere is charged with fear and anticipation as the lottery winner is chosen. Just as the tension reaches its peak, the selected winner is revealed to be Tessie Hutchinson, who exclaims, “It isn’t fair, it isn’t right.”
Explanation as Bathos: The use of bathos in literature is clear in this short story involves a sudden shift from the intense and foreboding atmosphere to Tessie’s protestation about fairness. Her exclamation disrupts the sense of impending doom with a trivial objection. This bathetic moment is shocking and underscores the disturbing nature of the lottery, as it presents a stark contrast between the gravity of the situation and Tessie’s complaint.
“Noises Off” by Michael FraynLiterary Example: In the play “Noises Off,” there is a farcical scene where characters are involved in a series of mishaps during a live performance of a play within the play. As chaos ensues on stage, one character attempts to deliver a heartfelt and romantic monologue, expressing his deep love for another character. However, his emotional declaration is constantly interrupted by the physical comedy happening around him, including falling props and characters crashing into each other.  
Explanation as Bathos: The bathetic element in this play involves the juxtaposition of the character’s earnest and passionate monologue with the chaotic and slapstick physical comedy occurring simultaneously. The audience is presented with a stark contrast between the character’s emotional depth and the absurdity of the situation, resulting in comedic effect. This bathos highlights the absurdity of life in the theater and the challenges of maintaining serious moments in the midst of chaos.
How to Create Bathos in Literature
  1. Establish a Serious or Emotional Tone: Begin your narrative by setting a serious or emotional tone. This can involve describing a profound situation, a character’s deep feelings, or a significant moment.
  2. Build Tension or Expectations: Create anticipation and build tension in your narrative to draw readers into the serious or emotional atmosphere you’ve established. Readers should be emotionally invested in the moment.
  3. Introduce the Unexpected: Suddenly introduce an unexpected element that contrasts with the serious tone. This can be a humorous observation, a trivial detail, or an absurd event that breaks the tension.
  4. Shift to the Mundane or Comical: Transition smoothly from the serious to the mundane or comical element, ensuring that the shift is jarring yet coherent within the context of your narrative.
  5. Highlight the Contrast: Emphasize the contrast between the initial seriousness and the unexpected triviality or humor. This sharp juxtaposition will create the bathetic effect, eliciting laughter or irony from your readers.
Benefits of Using Bathos in Literature
  1. Emotional Impact: Using bathos in literature allows you to manipulate the emotional journey of your readers. By transitioning from serious or emotional moments to the trivial or comical, you can evoke a range of emotions, including surprise, laughter, or irony, effectively engaging your audience on a deeper level.
  2. Reader Engagement: Bathos captures readers’ attention by defying their expectations. The sudden shifts in tone pique their curiosity and encourage them to stay invested in the narrative as they anticipate further surprises.
  3. Humor and Entertainment: Using bathos in literature is a valuable tool for injecting humor into your writing. It can provide comedic relief in serious stories, making them more enjoyable and relatable to readers. In comedy, bathos can be used to set up punchlines and deliver unexpected laughs.
  4. Character Development: Employing bathos can add depth to your characters. It reveals their complexities by showcasing how they respond to unexpected situations or contrasts between their inner thoughts and outward actions, making them more relatable and human.
  5. Narrative Diversity: Bathos adds diversity and versatility to your storytelling toolkit. It allows you to navigate between different emotional registers within a single narrative, enabling you to address serious themes while maintaining reader engagement and interest.
Bathos in Literature and Literary Theories
TheoryStatus of BathosUse of Bathos
Psychoanalytic TheoryStatus: In psychoanalytic literary theory, bathos can be seen as a tool for exploring the inner conflicts and subconscious desires of characters. It delves into the contrast between their profound emotions and trivial actions or thoughts.Use: Authors can employ bathos to reveal the hidden depths of characters’ psyches. The juxtaposition of emotional intensity with mundane behavior can serve as a window into the characters’ subconscious motivations and repressed emotions.
StructuralismStatus: In structuralist literary theory, bathos can be analyzed as a disruption of binary oppositions and hierarchical structures of meaning. It challenges the binary division between the serious and the trivial.Use: Bathos can be used to subvert conventional structuralist interpretations by introducing unexpected contrasts. This can lead to new insights and interpretations of literary works by revealing the limitations of structuralist analysis.
Postcolonial TheoryStatus: Within postcolonial literary theory, bathos can be examined in the context of cultural clashes and power dynamics. It may reflect the contrast between the gravity of colonial oppression and the superficiality of colonial rhetoric.Use: Authors from postcolonial regions can employ bathos to critique colonial narratives by exposing the dissonance between colonial rhetoric and the harsh realities of colonialism. This can highlight the deceptions of colonial discourse.
Feminist TheoryStatus: In feminist literary theory, bathos can be analyzed as a tool for critiquing gender roles and expectations. It may reveal the absurdity of gender stereotypes and the contrast between societal expectations and individual experiences.Use: Authors can use bathos to challenge traditional gender norms by highlighting the incongruity between the serious treatment of gender issues and the absurdity of societal gender expectations. This can promote feminist discourse and empower marginalized voices.
Suggested Readings
  1. Abrams, M. H. The Mirror and the Lamp: Romantic Theory and the Critical Tradition. Oxford University Press, 1971.
  2. Beckett, Samuel. Waiting for Godot. Grove Press, 1954.
  3. Kafka, Franz. The Metamorphosis: Exploring Bathos as a Literary Device. Translated by Stanley Corngold, Bantam Books, 1972.
  4. Pope, Alexander. The Rape of the Lock: Bathos in Literary Context. Edited by Cynthia Wall, Norton Critical Editions, 2015.
  5. Swift, Jonathan. A Modest Proposal: Bathos and Satire. Dover Thrift Editions, 1996.
  6. Wilde, Oscar. The Importance of Being Earnest, Dover Publications, 1990.
You may read more on Literary Devices below:

Bathos: A Literary Device

Bathos, as a literary device, refers to the sudden and often unintentional transition in a text from a tone of elevated emotion, seriousness, or grandeur to one that is trivial, mundane, or absurd.

Etymology of Bathos

The word “bathos” has its origin in Greek. It can be traced back to the Greek word “βάθος” (bathos), which means “depth.” In ancient Greek, it was used literally to refer to the depth of the sea. With time, the term evolved and was adopted into English as “bathos.”

Meanings of Bathos
MeaningDescription
AnticlimaxSudden shift in tone from serious to trivial, undermining emotional impact.
Overly Sentimental or Melodramatic WritingExcessive sentimentality, resulting in insincere or artificial emotional content.
Ineffectual or Forced PathosAttempt to evoke deep emotion that falls flat due to contrivance or clichés.
Comedic EffectIntentional use for humor, transitioning from serious to unexpected and humorous outcomes.
Rhetorical DeviceShift in tone for satire or criticism, often exposing the absurdity of a subject.
Literary CritiqueAnalyzing shifts in tone and emotional depth in literature and their impact on reader interpretation.
Definition of Bathos

Bathos, as a literary device, refers to the sudden and often unintentional transition in a text from a tone of elevated emotion, seriousness, or grandeur to one that is trivial, mundane, or absurd.

It creates a jarring contrast that can undermine the intended emotional impact or seriousness of the subject matter. Bathos is employed to elicit various effects, including humor, critique, or the highlighting of insincerity or artificiality in writing.

Common Examples of Bathos
Common TypesExplanationExample
Film and TelevisionA dramatic scene is abruptly disrupted by a comical or trivial event, creating a jarring contrast in tone.In a suspenseful movie, a character’s intense monologue about a life-changing decision is interrupted when they accidentally sit on a whoopee cushion.
LiteratureA serious or heartfelt speech by a character is followed by an unintentionally humorous or incongruous remark.In a novel, a character delivers an emotional farewell speech to a loved one and then accidentally farts loudly, breaking the solemnity of the moment.
AdvertisingAn advertisement employs grandiose language to promote a mundane product, exaggerating its significance.An ad for a basic household sponge describes it as a “revolutionary cleaning marvel that will change your life forever,” complete with epic music and visuals.
Political SpeechesA politician’s passionate and heartfelt speech is followed by an unrelated and humorous anecdote, undermining seriousness.During a campaign rally, a candidate passionately discusses national issues and then tells a funny story about their pet hamster, eliciting laughter.
Everyday ConversationA serious discussion is abruptly shifted to a trivial or unrelated topic, creating a bathetic shift in the conversation.In a meeting about budget cuts, someone suddenly starts discussing their weekend plans to go hiking, derailing the discussion.
Literary ParodiesA parody mocks emotionally charged literary works with exaggerated or absurd language, creating humor through contrast.A parody of a famous romantic novel describes a passionate kiss as “the collision of two quivering blobs of lip meat,” highlighting the absurdity.
Satirical WritingSatirical writing uses bathos to criticize overly sentimental or pompous language or themes, revealing their absurdity.A satirical article mocks excessive corporate jargon by describing a simple office task as “synergizing our multidimensional productivity vectors.”
ComedyStand-up comedians employ bathos to create humor by setting up serious expectations and then subverting them with unexpected punchlines.A comedian talks about the meaning of life and ends with, “And the answer to it all is… pineapple pizza!”
Song LyricsSome songwriters use bathos by combining profound-sounding lyrics with mundane or absurd imagery, creating comedic contrast.In a song about love, the lyrics compare the beloved to the vastness of the universe and then mention their penchant for eating cereal without milk.
Visual ArtsIn visual arts, bathos is achieved by juxtaposing a serious or emotional subject with incongruous elements, creating an artistic contrast.A painting depicting a somber funeral scene includes a background detail of a clown riding a unicycle, introducing an element of humor.
Types of Bathos
TypeDefinitionExample
Dramatic BathosSudden shift from emotional or serious to trivial or absurd, often for humor or irony.A character’s heartfelt love confession is met with, “Can you pass the ketchup?”
Verbal BathosDrop in language from elevated to colloquial, highlighting tone incongruity.After praising nature poetically, a character says, “Yeah, it’s nice, I guess.”
Character-Driven BathosCharacter’s actions, often serious, lead to comical effect.A solemn leader unexpectedly dances during an official ceremony.
Situational BathosSeemingly serious event is revealed as trivial or anticlimactic.A heist’s safe reveals rubber duckies instead of jewels.
Emotional BathosAbrupt shift from sorrow to laughter or emotional shallowness.Mourning turns to laughter as a character slips on a banana peel.
Satirical BathosNarrative BathosRomantic parody uses exaggerated declarations of love.
Narrative BathosShift in tone affects overall narrative, often introducing trivial elements.Epic fantasy shifts to a subplot about collecting rare coins.
Visual BathosJuxtaposes serious subject with incongruous visuals for impact.Funeral painting includes a clown juggling rubber chickens.
Symbolic BathosSymbols transition from profound to banal, challenging meaning.Majestic eagle symbolizes freedom but obsessively collects pebbles.
Shakespearean Bathos
  1. Hamlet (Act 5, Scene 1):
    • Example: In the graveyard scene, Hamlet encounters two gravediggers who are digging Ophelia’s grave. Hamlet picks up a skull and delivers his famous soliloquy, beginning with “Alas, poor Yorick! I knew him, Horatio, a fellow of infinite jest.”
    • Reference: This moment is a classic example of bathos as it transitions from Hamlet’s reflection on mortality and the skull of a court jester to his playful banter with Horatio and the gravediggers.
  2. Macbeth (Act 5, Scene 5):
    • Example: As Lady Macbeth’s mental state deteriorates, she sleepwalks and obsessively tries to wash an imaginary bloodstain from her hands, saying, “Out, damned spot! Out, I say!”
    • Reference: This scene exhibits bathos by juxtaposing Lady Macbeth’s intense guilt and hallucinations with the triviality of washing an invisible stain, highlighting the contrast between her inner turmoil and her mundane actions.
  3. A Midsummer Night’s Dream (Act 3, Scene 1):
    • Example: In this comedic play, the character Bottom undergoes a transformation and gets a donkey’s head. The fairy queen, Titania, falls in love with him due to a magical spell.
    • Reference: This situation creates bathos by combining the absurdity of Bottom’s appearance with the seriousness of Titania’s enchantment, resulting in comedic and emotional effects.
  4. As You Like It (Act 2, Scene 7):
    • Example: In this scene, the melancholic character Jaques reflects on the “seven ages of man,” describing the various stages of life from infancy to old age.
    • Reference: The bathetic shift occurs when Jaques concludes his reflective speech by saying, “Last scene of all, That ends this strange eventful history, Is second childishness and mere oblivion, Sans teeth, sans eyes, sans taste, sans everything.” The phrase “sans everything” injects a humorous and abrupt contrast into the otherwise serious reflection.
  5. The Comedy of Errors (Act 2, Scene 2):
    • Example: In this farcical comedy, Dromio of Syracuse returns home and describes an incident where he was pursued by a fat kitchen wench. He says, “Thou calledst me dog before thou hadst a cause. But since I am a dog, beware my fangs.”
    • Reference: This passage showcases bathos through the juxtaposition of Dromio’s witty wordplay with the inconsequential nature of the situation, contributing to the play’s humor.
Suggested Readings
  1. Abrams, M. H. The Mirror and the Lamp: Romantic Theory and the Critical Tradition. Oxford University Press, 1953.
  2. Derrida, Jacques. Dissemination. University of Chicago Press, 1981.
  3. Hutcheon, Linda. The Politics of Postmodernism. Routledge, 1989.
  4. McHale, Brian. Postmodernist Fiction. Routledge, 1987.
  5. Preminger, Alex, and Brogan, T. V. F., editors. The New Princeton Encyclopedia of Poetry and Poetics. Princeton University Press, 1993.

Auditory Image in Literature

Auditory image is a literary device that engages the reader’s sense of hearing by using descriptive language to evoke sounds, rhythms, and tones.

Introduction to Auditory Image

Auditory image is a literary device that engages the reader’s sense of hearing by using descriptive language to evoke sounds, rhythms, and tones within a text.

It is a form of sensory imagery that adds depth and vividness to written works, allowing readers to mentally perceive and experience auditory sensations.

Through carefully chosen words and phrases, auditory imagery can create aural landscapes, convey emotions, and establish a distinct atmosphere, enriching the reader’s understanding and immersion in the narrative. This literary technique is a powerful tool for poets and writers to craft evocative and memorable passages in their works.

Literary Examples of Auditory Image
  1. Walt Whitman (from “Song of Myself”):
    • “I hear the sound I love, the sound of the human voice.”
    • Explanation: In this line, Whitman emphasizes his deep appreciation for the human voice, using auditory image to convey the idea that the sound of human speech is a source of beauty and connection.
  2. Langston Hughes (from “The Weary Blues”):
    • “And the stars went out and so did the moon, / The singer stopped playing and went to bed / While the Weary Blues echoed through his head.”
    • Explanation: Hughes employs auditory image to describe the lingering impact of the blues music in the poem. The phrase “Weary Blues echoed through his head” vividly conveys the sound and resonance of the music.
  3. Robert Louis Stevenson (from “My Shadow”):
    • “I have a little shadow that goes in and out with me, / And what can be the use of him is more than I can see.”
    • Explanation: Stevenson uses auditory images to suggest the presence of the shadow as it moves in and out with the speaker, creating a sense of companionship, like a subtle, ever-present sound.
  4. Emily Dickinson (from “Because I could not stop for Death”):
    • “We paused before a House that seemed / A Swelling of the Ground— / The Roof was scarcely visible— / The Cornice—in the Ground.”
    • Explanation: In this stanza, Dickinson employs auditory imagery to evoke a sense of silence and stillness around the description of the house, emphasizing its eerie and otherworldly quality.
  5. William Wordsworth (from “I Wandered Lonely as a Cloud”):
    • “Continuous as the stars that shine / And twinkle on the Milky Way.”
    • Explanation: Wordsworth uses auditory image to liken the golden daffodils to the continuous twinkling of stars in the Milky Way, creating a visual and auditory connection between the natural world and the cosmos.
How to Create an Auditory Image
  1. Select Appropriate Descriptors:
    • Choose vivid and evocative words and phrases that relate to sound, such as onomatopoeic words, adjectives, and adverbs that convey the desired auditory experience.
  2. Engage Multiple Senses:
    • Complement auditory image with other sensory details, such as visual and tactile elements, to provide a well-rounded and immersive description.
  3. Consider Rhythm and Repetition:
    • Utilize rhythm, rhyme, and repetition to mimic or mirror the sounds you want to convey, enhancing the musicality of your prose or poetry.
  4. Show, Don’t Tell:
    • Instead of outright stating the sound, create scenarios or situations where the reader can infer the auditory experience through context and description.
  5. Edit and Refine:
    • Review your writing to ensure that the auditory image aligns with your intended tone, mood, and message. Make adjustments to enhance clarity and impact.
Benefits of Using Auditory Image
  1. Enhanced Engagement: Auditory image captivates readers’ attention by immersing them in a sensory experience, increasing their engagement with your text.
  2. Emotional Impact: It enables you to evoke specific emotions or moods in readers, fostering a deeper connection and resonance with your writing.
  3. Vivid Description: Auditory imagery provides a powerful tool for creating detailed, memorable descriptions that paint a clear picture in readers’ minds.
  4. Atmosphere and Setting: It helps establish the tone, mood, and setting of your narrative, enriching the overall ambiance of your writing.
  5. Improved Memorability:Utilizing auditory image makes your writing more memorable, as readers are more likely to recall pieces that engage their senses and emotions.
Auditory Image and Literary Theory
TheoryCritique Focus
New Criticism– Emphasizes close reading and textual analysis.
– Examines how auditory image contributes to a work’s overall meaning and structure.
– Assesses the impact of sound-related elements like rhythm and rhyme on text coherence.
Reader-Response Theory– Explores how auditory image influences individual reader interpretations and emotional responses.
– Investigates how readers with diverse backgrounds perceive and engage with auditory elements.
– Considers personal experiences and cultural backgrounds.
Feminist Literary Theory– Critiques auditory image in terms of gender representation and power dynamics.
– Examines how sound and voice portray or challenge traditional gender roles and expectations. – Highlights gendered language and instances of silencing.
Postcolonial Literary Theory– Critiques auditory image in the context of colonialism and cultural imperialism.
– Analyzes how auditory elements reflect or resist colonial narratives.
– Examines the use of native languages, music, or oral traditions to assert cultural identity.
Marxist Literary Theory– Critiques auditory image with a focus on class and socioeconomic contexts.
– Explores how sound and voice representation reflects power imbalances and economic disparities.
– Considers whose voices are privileged or marginalized in the text.
Suggested Readings
  1. Royster, Francesca T. Sounding Like a No-No: Queer Sounds and Eccentric Acts in the Post-Soul Era. University of Michigan Press, 2013.
  2. Sterne, Jonathan. MP3: The Meaning of a Format. Duke University Press, 2012.
  3. Thompson, Emily. The Soundscape of Modernity: Architectural Acoustics and the Culture of Listening in America, 1900-1933. MIT Press, 2002.
  4. Toop, David. Sinister Resonance: The Mediumship of the Listener. Continuum, 2010.
  5. Truax, Barry. Acoustic Communication. Ablex Publishing, 2001.

Auditory Imagery: A Literary Device

Auditory imagery, as a literary device, refers to the technique of using descriptive and evocative language to evoke sound-related experiences in the minds of readers.

Etymology of Auditory Imagery

The term “auditory imagery” derives its etymology from the fusion of two key components: “auditory” and “imagery.” “Auditory” originates from the Latin word “auditus,” which pertains to hearing or the sense of hearing.

“Imagery,” on the other hand, traces its roots to the Latin “imago,” meaning image or likeness. The combination of these terms in the context of literature and sensory perception signifies the mental process of creating vivid and evocative auditory experiences through language.

Meaning of Auditory Imagery
Meanings of Auditory Imagery
Sensory Language: Auditory imagery refers to the use of vivid and descriptive language in literature to create aural or sound-based experiences within the reader’s mind.
Sound Evocation: It involves the use of words and phrases that mimic or evoke specific sounds, allowing readers to mentally “hear” the auditory elements described in the text.
Immersive Writing: Authors use auditory imagery to immerse readers in the sensory world of a narrative, enhancing the reader’s engagement and understanding of the story.
Emotional Impact: This literary device can evoke emotions, setting the tone and mood of a scene or narrative by describing the sounds associated with it.
Narrative Depth: Auditory imagery adds depth and dimension to storytelling by appealing to the sense of hearing, making narratives more lifelike and sensory-rich.
Reader Experience: It enriches the reader’s experience by allowing them to engage with a text on a sensory level, creating a more vivid mental picture of the narrative’s auditory aspects.
Definition of Auditory Imagery

Auditory imagery, as a literary device, refers to the technique of using descriptive and evocative language to evoke sound-related experiences in the minds of readers. This literary device employs words, phrases, and descriptions that mimic or summon specific auditory sensations, enabling readers to mentally “hear” the sounds being conveyed in the text.

Common Features of an Auditory Imagery

FeatureDescriptionExample
Vivid DescriptionsAuditory imagery uses detailed descriptions that vividly depict sounds, enabling readers to mentally perceive and “hear” the auditory elements described.In the forest, the leaves rustled and whispered secrets to the wind, creating a symphony of nature’s voices that filled the air.
Sound AssociationsIt employs words and phrases that evoke specific sounds, including onomatopoeic words and auditory-connotative language.The door creaked open slowly, its eerie groan echoing through the empty hallway, sending shivers down their spines.
Emotional ResonanceAuditory imagery conveys emotions and moods by describing sounds, enhancing the emotional impact of scenes or situations.The joyful laughter of children playing in the park filled the neighborhood, infusing the sunny afternoon with an atmosphere of pure happiness.
Immersive WritingAuthors use it to immerse readers in the sensory world of the narrative, fostering deeper engagement and understanding.As the waves crashed against the rocky shore, the salty sea breeze enveloped them, transporting them to a coastal paradise of sights and sounds.
Setting and AtmosphereAuditory imagery helps establish the setting and atmosphere of a story, making the environment more tangible and relatable to readers.In the bustling market, the vendors’ shouts and the clinking of coins created a vibrant and chaotic backdrop for the protagonist’s journey.
Types of Auditory Imagery
TypeExplanationExample
OnomatopoeiaInvolves words that phonetically imitate or resemble the sound they describe.The “buzz” of bees filled the air as they collected nectar from the flowers.
AlliterationInvolves the repetition of consonant sounds at the beginning of words to create a rhythmic and musical quality in the text.The “whispering winds” carried secrets through the “silently, softly” swaying trees.
AssonanceInvolves the repetition of vowel sounds within words to create a harmonious and melodic effect.“Fleet feet sweep by sleeping streets” resonates with a melodic quality.
ConsonanceInvolves the repetition of consonant sounds, especially at the end of words, to add a pleasing and rhythmic quality to the text.The “trickling, crackling fire” provided a soothing and rhythmic backdrop.
EcholaliaInvolves the repetition or imitation of sounds, words, or phrases, often reflecting a character’s mental state or the environment, creating a sense of mimicry or echo.In the eerie silence, her “hello, hello” seemed to return as a haunting “echo, echo.”
ReverberationConveys the idea of sound echoing or resonating in a space, emphasizing the acoustic characteristics of the environment.The “sound of footsteps reverberated” through the empty hallway, amplifying the sense of emptiness.
CadenceRefers to the rhythmic flow or modulation of sound in a passage, often used in poetry and prose to create a musical quality or emphasize mood or tone.The poem’s “cadence” resembled a gentle lullaby, soothing the reader into a contemplative state.
Harmony and DiscordDepicts either harmony, where sounds blend smoothly and melodiously, or discord, where sounds clash and create tension or dissonance, contributing to the emotional atmosphere.The “harmony” of birdsong contrasted with the “discord” of city traffic, evoking a sense of tranquility and chaos.
RhythmEncompasses the rhythm of sound, such as the steady beat of a drum or the irregular patter of raindrops, setting the tempo and mood of a narrative.The “rhythm” of the tribal drumming quickened as the storm’s “raindrop” percussion intensified, building tension in the story.
Pitch and ToneDescribes the pitch (high or low) and tone (e.g., cheerful, mournful) of sounds, adding depth to auditory imagery and conveying emotional nuances.The “high-pitched” laughter of children playing in the park created a “cheerful” atmosphere on a sunny day.
Shakespearean Auditory Imagery
  1. Example: “Hark, hark! the lark at heaven’s gate sings.”
    • Reference: From Shakespeare’s Sonnet 29.
    • Explanation: In this line, the auditory imagery is evident in the word “sings,” which appeals to the sense of hearing. It conjures the image of a lark singing, and the reader can almost hear the beautiful melody as if it were happening in the moment.
  2. Example: “Is this a dagger which I see before me, / The handle toward my hand? Come, let me clutch thee.”
    • Reference: From Act 2, Scene 1 of “Macbeth.”
    • Explanation: In this line, Macbeth is contemplating the dagger he sees before him. The word “clutch” invokes a sense of sound as it implies the act of grabbing or gripping. This auditory imagery adds to the suspense and tension of the scene.
  3. Example: “So we grew together, / Like to a double cherry, seeming parted, / But yet an union in partition.”
    • Reference: From Act 3, Scene 2 of “A Midsummer Night’s Dream.”
    • Explanation: In this passage, the auditory imagery is created by the phrase “an union in partition.” The idea of a union or connection, despite being “parted,” evokes a sense of harmony and togetherness that can be heard in the words, even though it’s not a literal sound.
  4. Example: “I do hear them, and it is some ill / Unwonted tempest of the mind.”
    • Reference: From Act 2, Scene 4 of “Hamlet.”
    • Explanation: The auditory imagery here is in the words “I do hear them,” where Hamlet is referring to the sounds or voices he perceives. The phrase creates a sense of foreboding and unease, as it hints at a disturbance in his mental state.
  5. Example: “It was the nightingale, and not the lark, / That pierced the fearful hollow of thine ear.”
    • Reference: From Act 2, Scene 2 of “Romeo and Juliet.”
    • Explanation: This line features auditory imagery through the mention of the nightingale’s song “piercing the fearful hollow of thine ear.” The audience can imagine the beautiful, melodious sound of the nightingale’s song filling the night, enhancing the romantic atmosphere of the scene.
Suggested Readings
  1. Altieri, Charles. Enlarging the Temple: New Directions in American Poetry during the 1960s. Bucknell University Press, 2014.
  2. Peretz, Isabelle, and Robert J. Zatorre, eds. The Cognitive Neuroscience of Music. OUP Oxford, 2003.
  3. Royster, Francesca T. Sounding Like a No-No: Queer Sounds and Eccentric Acts in the Post-Soul Era. University of Michigan Press, 2013.
  4. Sterne, Jonathan. MP3: The Meaning of a Format. Duke University Press, 2012.
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