Social Exclusion in Literature & Literary Theory

Social exclusion refers to the process through which individuals or groups are systematically marginalized or prevented from fully participating in social, economic, and political life.

Social Exclusion in Literature & Literary Theory
Social Exclusion: Etymology/Term, Meanings and Concept

Etymology/Term: The term “social exclusion” draws on the Latin word ‘excludere’, which means “to shut out.” It describes a process where individuals or groups are systematically marginalized, blocked from fully participating in society, and denied access to resources, opportunities, and rights that are available to others.

Meanings and Concept:
  • Multifaceted: It goes beyond poverty. It encompasses a wide range of experiences and disadvantages.
  • Denial of Rights and Opportunities: Exclusion can manifest in restricted access to education, healthcare, employment, housing, political participation, and basic resources.
  • Social and Relational: Exclusion creates a sense of being an outsider, denied belonging and social connections. It can lead to stigmatization and discrimination.
  • Structural and Systemic: It often stems from embedded social inequalities, power imbalances, and discriminatory practices within a society.
  • Consequences: It can have devastating effects on individuals and communities, leading to poverty, ill health, reduced social mobility, and social unrest.
Social Exclusion: Definition of a Theoretical Term

Social exclusion refers to the process through which individuals or groups are systematically marginalized or prevented from fully participating in social, economic, and political life. It involves the denial of access to resources, opportunities, and rights that are available to others in society, leading to disparities and inequality. This concept is often used in sociology and policy discussions to analyze and address issues of inequality, discrimination, and social justice.

Social Exclusion: Theorists, Works and Arguments
Key Theorists
  • Amartya Sen:
    • Work: Development as Freedom
    • Argument: It is a form of “capability deprivation.” Exclusion limits people’s choices and opportunities, restricting their ability to live the lives they value. Sen’s work broadens understanding of exclusion beyond material resources to emphasize agency and freedom.
  • Pierre Bourdieu:
    • Works: Distinction: A Social Critique of the Judgement of Taste, The Weight of the World
    • Argument: It is perpetuated by unequal distribution of different forms of capital (economic, cultural, social). Those lacking the ‘right’ capital (knowledge, connections, tastes aligning with the dominant class) are excluded and disadvantaged.
  • Hilary Silver:
    • Work: Social Exclusion and Social Solidarity
    • Argument: Three interrelated dimensions of exclusion: economic (lack of resources), social (limited participation in networks and institutions), and political (denial of rights and representation). These dimensions reinforce each other.
  • Ruth Levitas:
    • Work: The Inclusive Society? Social Exclusion and New Labour
    • Argument: Critiques the notion that exclusion can be solved by reintegrating individuals into the existing system (i.e., through employment), without addressing its root causes in socioeconomic structures.
Themes and Considerations
  • Intersectionality: It isn’t experienced the same way by everyone – factors like race, gender, disability, etc. intersect to create unique forms of disadvantage.
  • Power and Inequality: It is ultimately about how power operates within a society, both structurally (laws, institutions) and culturally (norms, values).
  • Agency vs. Structure Theories differ on whether they emphasize the actions of excluded individuals or the systems that perpetuate their exclusion.
Major Characteristics
  1. Economic Disadvantage: This exclusion often involves economic marginalization, where individuals or groups lack access to resources and opportunities due to financial constraints. In Charles Dickens’ “Oliver Twist,” the protagonist experiences social exclusion as an orphan living in poverty, denied basic necessities and opportunities available to others in society.
  2. Discrimination and Prejudice: A key characteristic of this exclusion is discrimination based on factors such as race, ethnicity, gender, or socioeconomic status. Harper Lee’s “To Kill a Mockingbird” portrays the social exclusion of African Americans in the 1930s Southern United States, highlighting the pervasive racism and prejudice that limited their rights and opportunities.
  3. Lack of Social Integration: Socially excluded individuals often experience a lack of social integration, feeling disconnected from mainstream society and marginalized within their communities. In John Steinbeck’s “Of Mice and Men,” characters like Crooks and Candy face social exclusion due to their disabilities or minority status, leading to their isolation and alienation from the larger group.
  4. Institutional Barriers: It can be perpetuated by institutional barriers that restrict access to education, healthcare, housing, and employment opportunities. In Toni Morrison’s “The Bluest Eye,” the character Pecola Breedlove experiences social exclusion due to systemic racism and societal beauty standards that marginalize her based on her appearance and socioeconomic status.
Social Exclusion: Relevance in Literary Theories
Literary TheoryRelevance of Social Exclusion
Marxist TheoryCharacters can be socially excluded due to their class, denied opportunities or access to the means of production. Literature can expose the mechanisms of exclusion within exploitative social structures.
Feminist TheoryWomen and marginalized genders often experience exclusion based on patriarchal systems, limiting their access to power, resources, and opportunities. Literature can reveal and challenge these forms of exclusion.
Critical Race TheoryCharacters can be excluded based on race or ethnicity, facing systemic barriers and discrimination. Literature can illuminate the lived experiences of exclusion and how it intersects with other forms of identity.
Postcolonial TheoryExclusion can be a legacy of colonialism, affecting individuals and groups based on their cultural identity, access to resources, and representation within power structures. Literature can analyze how power dynamics shape exclusion.
Disability StudiesCharacters with disabilities can face both physical and social barriers to participation, highlighting the ableist structures within society. Works might examine how social systems perpetuate exclusion.
Queer TheoryIndividuals who deviate from heteronormative or cisnormative identities can experience exclusion due to prejudice and discriminatory practices. Literature can expose and challenge these systems of exclusion.

Social Exclusion: Application in Critiques

1. The Color Purple by Alice Walker

  • Characters Facing Exclusion: Celie, a poor, uneducated Black woman in the early 20th-century American South, faces multiple layers of exclusion due to her race, gender, class, and experiences of abuse. The novel explores how these factors intersect and create multifaceted disadvantage.
  • Themes to Explore: The devastating impact of racism, sexism, and poverty on an individual’s life and opportunities, the power of female solidarity in overcoming exclusion, and the role of literacy and self-expression in regaining agency.

2. Things Fall Apart by Chinua Achebe

  • Exclusion within and between cultures: Okonkwo’s rigid adherence to traditional Igbo values contributes to his social exclusion within his own community. His exile and the arrival of colonizers introduce new forms of exclusion based on race, religion, and power dynamics.
  • Themes to Explore: The impact of internal cultural values on exclusion, the clash between tradition and colonialism, and how exclusion can be used as a tool of oppression and control.

3. Frankenstein by Mary Shelley

  • The Excluded Monster: The Creature, created and abandoned by Victor Frankenstein, experiences profound social exclusion due to his monstrous appearance. This highlights societal prejudice, fear of the ‘other’, and leads to violence and tragedy.
  • Themes to Explore: The role of social norms in defining exclusion, the devastating consequences of denying compassion or basic rights to an individual, and the responsibility of the creator towards their creation.

4. The Handmaid’s Tale by Margaret Atwood

  • Dystopian Exclusion: In the Republic of Gilead, women are systematically excluded from positions of power, education, and bodily autonomy. The novel serves as a chilling exploration of how social control and exclusion can be used to uphold oppressive regimes.
  • Themes to Explore: The fragility of rights and freedoms, particularly for women, how totalitarian regimes use exclusion as a tool of control, and the potential for resilience and resistance even within structures of oppression.
Social Exclusion: Relevant Terms
TermDefinition
Social ExclusionThe process of marginalizing individuals or groups by denying them access to resources and opportunities.
MarginalizationThe social process of relegating certain individuals or groups to a lower social standing or status.
DiscriminationUnfair treatment or prejudice against individuals or groups based on characteristics such as race or gender.
InequalityDisparities in access to resources, opportunities, and rights between different individuals or groups.
PovertyThe state of being extremely poor, lacking the financial resources to meet basic needs and participate fully in society.
PrejudiceNegative attitudes or stereotypes held against individuals or groups based on characteristics such as race or ethnicity.
StigmatizationThe process of labeling and stereotyping individuals or groups, leading to their social exclusion or marginalization.
VulnerabilityThe susceptibility of individuals or groups to social exclusion due to factors such as poverty or disability.
SegregationThe enforced separation of individuals or groups based on characteristics such as race, ethnicity, or socioeconomic status.
Access to ResourcesThe availability and ability to obtain essential resources such as education, healthcare, and employment opportunities.
Social Exclusion: Suggested Readings
  1. Amartya Sen. Development as Freedom. Oxford University Press, 1999. https://www.amazon.com/Development-as-Freedom-Amartya-Sen/dp/0385720270
  2. Atkinson, A.B., and E. Marlier, editors. Income and Living Conditions in Europe. Edward Elgar Publishing, 2010. [invalid URL removed]
  3. Bourdieu, Pierre. Distinction: A Social Critique of the Judgement of Taste. Translated by Richard Nice, Harvard University Press, 1984. https://www.hup.harvard.edu/catalog.php?isbn=9780674212770
  4. Byrne, David. Social Exclusion. 2nd ed., Open University Press, 2005. [invalid URL removed]
  5. Hick, Rod, and Pete Alcock. Social Exclusion and Anti-Social Behaviour. York Publishing Services, 2003. [It seems this book might be harder to find online. Check WorldCat to see if your library or a nearby one carries it: https://www.worldcat.org/ ]
  6. Levitas, Ruth. The Inclusive Society? Social Exclusion and New Labour. 2nd ed., Palgrave Macmillan, 2005. [invalid URL removed]
  7. Rodgers, Gerry, Charles Gore, and José B. Figueiredo, editors. Social Exclusion: Rhetoric, Reality, Responses. International Labor Organization, 1995. [Might be accessible through ILO website: https://www.ilo.org/ ]
  8. Room, Graham. Poverty and Social Exclusion in Britain. Joseph Rowntree Foundation, 1999. [Search the Joseph Rowntree Foundation publications: https://www.jrf.org.uk/]
  9. Silver, Hilary. “Social Exclusion and Social Solidarity: Three Paradigms.” International Labour Review, vol. 133, no. 5-6, 1994, pp. 531-578. [Try searching for this article on JSTOR (https://www.jstor.org/) or Google Scholar (https://scholar.google.com/)]
  10. Young, Iris Marion. Justice and the Politics of Difference. Princeton University Press, 1990.

Social Alienation in Literature & Literary Theory

The term “social alienation” finds its roots in Latin. ‘Alienus’ means “belonging to another,” and ‘alienare’ means “to estrange.”

Social Alienation in Literature & Literary Theory
Social Alienation: Etymology/Term, Meanings and Concept

Etymology/Term: The term “social alienation” finds its roots in Latin. ‘Alienus’ means “belonging to another,” and ‘alienare’ means “to estrange.” Social alienation describes the experience of feeling isolated or disconnected from one’s community, society, or even from one’s own sense of self.

Meanings and Concepts:
  • Separation and Disconnection: A sense of being an outsider, lacking a sense of belonging within social groups
  • Lack of Meaning or Purpose: Feeling like one’s actions and life lack significance within the larger social context.
  • Powerlessness: A belief that one lacks control or influence over their life circumstances or the broader society.
  • Emotional Distancing: May include feelings of loneliness, apathy, cynicism, or a lack of empathy.
  • Subjective and Objective Experience: Social alienation can be felt internally (even if someone has a network of connections) or manifest as a result of external factors like discrimination or exclusion.
Social Alienation: Definition of a Theoretical Term

Social alienation refers to the state of feeling disconnected, isolated, or estranged from society or one’s social environment. It involves a sense of being excluded, misunderstood, or unable to relate to others within a community or social group. This concept is often explored in sociology and psychology to understand the impact of societal structures, cultural norms, and individual experiences on an individual’s sense of belonging and identity.

Social Alienation: Theorists, Works and Arguments
Key Thinkers
  • Karl Marx:
    • Work: Economic and Philosophic Manuscripts of 1844, The German Ideology
    • Argument: Alienation is a fundamental feature of capitalism. Workers are alienated from their labor, the products they create, their fellow workers, and their own human potential. This alienation leads to a sense of meaninglessness and powerlessness.
  • Emile Durkheim:
    • Work: Suicide, The Division of Labor in Society
    • Argument: Social alienation arises from the breakdown of social bonds and a lack of shared values in modern societies. Rapid social change can cause ‘anomie’, a feeling of normlessness and disconnection, leading to social dysfunction.
  • Georg Simmel:
    • Work: The Metropolis and Mental Life
    • Argument: Urban life leads to alienation due to overstimulation, anonymity, and a focus on monetary exchange rather than genuine human connection.
  • Erich Fromm:
    • Work: Escape from Freedom, The Sane Society
    • Argument: Modern society creates alienation by emphasizing conformity and consumerism, leading to a loss of individuality and a sense of emptiness.
  • Frankfurt School Theorists (Adorno, Horkheimer, Marcuse):
    • Arguments: Mass culture, technology, and bureaucracy contribute to alienation by promoting passivity, standardization, and a false sense of satisfaction.
Important Note:
  • Overlapping Ideas: These theorists come from different perspectives (sociology, philosophy, psychology) but their theories on social alienation have common threads.
  • Modern Relevance: While some ideas might precede the digital age, many arguments about alienation due to social structures, consumerism, and technology resonate even more strongly today.
Social Alienation: Major Characteristics
  1. Sense of Isolation: Social alienation often involves a profound sense of isolation, where individuals feel disconnected from the community around them. In Franz Kafka’s “The Metamorphosis,” Gregor Samsa experiences extreme social alienation when he wakes up transformed into a giant insect, unable to communicate or connect with his family, leading to his eventual isolation and demise.
  2. Lack of Belonging: A prominent characteristic of social alienation is the feeling of not belonging or being out of place within one’s social environment. J.D. Salinger’s “The Catcher in the Rye” depicts Holden Caulfield’s deep sense of alienation as he struggles to find a sense of belonging in a world he sees as phony and superficial, leading to his emotional turmoil and withdrawal from society.
  3. Struggle for Identity: Socially alienated individuals often grapple with questions of identity and self-worth, feeling misunderstood or marginalized by societal norms and expectations. Ralph Ellison’s “Invisible Man” portrays the protagonist’s journey of social alienation as he navigates a racially divided society that denies his humanity, leading him to question his own identity and place in the world.
Social Alienation: Relevance in Literary Theories
Literary TheoryRelevance of Social Alienation
Marxist TheoryCharacters can be alienated from their labor, their true potential, or from the means of production within exploitative social systems. Literature can expose or critique these power structures.
Psychoanalytic TheoryAlienation can manifest in a character’s fractured sense of self, repressed desires, or unconscious conflicts. Texts might explore the inner turmoil that arises from a disconnection from one’s true identity.
ExistentialismCharacters confronting the absurdity of existence or a lack of inherent meaning in life can experience feelings of alienation. Literature can reflect on the struggle for authenticity and individual purpose in a seemingly indifferent world.
Reader-Response TheoryA reader who feels alienated from the dominant values or perspectives portrayed in a text might have a unique interpretation and experience of the work.
Feminist TheoryWomen and marginalized characters often experience alienation imposed by systems of power, leading to social and psychological isolation. Works might expose or challenge these forms of oppression.
Postcolonial TheoryCharacters who experience cultural displacement, identity conflicts, or alienation within the legacy of colonialism can be seen through this lens. Literature can address how power and belonging are interwoven.
Social Alienation: Application in Critiques

1. The Metamorphosis by Franz Kafka

  • The Alienated Protagonist: Gregor Samsa’s literal transformation into a monstrous insect symbolizes the profound alienation he experiences within his family, his work, and his own sense of humanity. This novella explores how social pressures and the monotony of labor can lead to both psychological and physical estrangement.
  • Themes to Explore: Alienation due to dehumanizing labor, the breakdown of family bonds under social pressures, existential alienation as a sense of absurdity and lack of meaning.

2. Invisible Man by Ralph Ellison

  • Social Invisibility: The African American protagonist struggles with the feeling of being unseen and unheard within a racially unjust society. His physical presence is overshadowed by stereotypes and prejudices, leading to a profound sense of alienation and invisibility.
  • Themes to Explore: Structural racism and its impact on identity, the search for one’s place in a society that denies your individuality, the psychological toll of alienation.

3. The Catcher in the Rye by J.D. Salinger

  • Teen Angst & Alienation: Holden Caulfield’s cynicism and disengagement stem from his disillusionment with the superficial and materialistic world around him. His alienation manifests as a rejection of social norms and a yearning for genuine human connection.
  • Themes to Explore: Adolescent identity struggles, the search for authenticity in a consumerist society, the potential for alienation to lead to self-destructive behavior.

4. Convenience Store Woman by Sayaka Murata

  • Challenging Social Norms: Keiko, a convenience store worker, finds comfort in the rigid structure and predictability of her job. She feels alienated from and challenges the expectations of conventional feminine roles— marriage, family, and holding an ambitious career.
  • Themes to Explore: Alienation as a form of rebellion against social pressure, finding belonging in unconventional spaces, and the potential for alienation to be self-imposed.
Social Alienation: Relevant Terms
TermDefinition
Social AlienationThe feeling of isolation, detachment, or estrangement from society or one’s social environment.
IsolationA state of being separated from others, often resulting in loneliness or a lack of social interaction.
EstrangementA sense of being alienated or distanced from others, typically due to differences in beliefs or values.
ExclusionThe act of deliberately leaving someone out or preventing them from participating in social activities or groups.
MarginalizationThe process of relegating individuals or groups to a lower social standing or limiting their participation.
DisconnectionA lack of emotional or social connection with others, leading to feelings of alienation or detachment.
OthernessThe perception of being different or distinct from the dominant social group, often leading to marginalization.
Identity CrisisA period of inner conflict and uncertainty about one’s sense of self, often exacerbated by social alienation.
LonelinessThe subjective feeling of being alone or isolated, often accompanied by a sense of emptiness or sadness.
RejectionThe act of refusing to accept or include someone, leading to feelings of exclusion and social alienation.

Social Alienation: Suggested Readings

  1. Dean, Dwight G. “Alienation: Its Meaning and Measurement.” American Sociological Review, vol. 26, no. 5, 1961, pp. 753-758. JSTOR, https://www.jstor.org/.
  2. Ellison, Ralph. Invisible Man. Vintage International , 1995.
  3. Fromm, Erich. Escape from Freedom. Avon Books, 1965.
  4. Kafka, Franz. The Metamorphosis. Dover Publications, 1996.
  5. Marx, Karl. Economic and Philosophic Manuscripts of 1844. Dover Publications, 2007.
  6. Murata, Sayaka. Convenience Store Woman. Translated by Ginny Tapley Takemori, Portobello Books, 2018.
  7. Salinger, J.D. The Catcher in the Rye. Little Brown and Company, 1951.
  8. Seeman, Melvin. “On the Meaning of Alienation.” American Sociological Review, vol. 24, no. 6, 1959, pp. 783-791. JSTOR, https://www.jstor.org/.
  9. Sennett, Richard, and Jonathan Cobb. The Hidden Injuries of Class. Knopf, 1972.
  10. Simmel, Georg. “The Metropolis and Mental Life.” The Blackwell City Reader, edited by Gary Bridge and Sophie Watson, Wiley-Blackwell, 2002, pp. 11-19.

Snowball Effect in Literature & Literary Theory

The term “snowball effect” draws its inspiration from the way a small snowball rolled down a hill gradually gathers more snow.

Snowball Effect in Literature & Literary Theory
Snowball Effect: Etymology/Term, Meanings and Concept

Etymology/Term: The term “snowball effect” draws its inspiration from the way a small snowball rolled down a hill gradually gathers more snow. As it rolls, it increases in size and momentum. This metaphor illustrates how a seemingly minor action or event can trigger a chain reaction, leading to progressively larger and more significant consequences.

Meanings and Concepts:

  • Cumulative Growth: A small event or change initially has a minor impact, but amplifies over time due to momentum and self-reinforcement.
  • Chain Reaction: Actions trigger additional actions, leading to a sequence of increasing magnitude or intensity.
  • Positive or Negative Outcomes: The snowball effect can produce beneficial results (a virtuous circle) or detrimental consequences (a vicious circle).
  • Unpredictability: The snowball effect can lead to outcomes that were initially difficult to foresee.
Snowball Effect: Definition of a Theoretical Term

The snowball effect refers to a phenomenon where something small or insignificant grows in significance or magnitude over time, often exponentially. It describes a process where initial actions or events have a multiplying effect, causing a chain reaction that amplifies the original impact. This term is commonly used in various contexts, such as economics, sociology, and even psychology, to depict how small changes can lead to significant and sometimes unforeseen consequences.

Snowball Effect: Theorists, Works and Arguments
Key Areas
  • Behavioral Science & Psychology:
    • The Bandwagon Effect: People adopt behaviors or beliefs based on their growing popularity, resulting in a snowballing of trends and opinions.
    • Self-Fulfilling Prophecy: An initial belief or expectation, whether true or false, can influence actions, ultimately making the expectation become a reality.
  • Economics & Finance:
    • Debt Accumulation: Unchecked borrowing can create a self-perpetuating cycle, where more loans are needed to pay off existing interest, leading to a snowballing of debt.
    • Compound Interest: The reinvestment of interest results in the initial sum growing exponentially over time.
    • Market Dynamics: Herding behavior and panic selling can amplify market fluctuations.
  • Systems Thinking:
    • Feedback loops: Systems where outputs can influence future inputs. Positive feedback loops create self-reinforcing growth, while negative feedback loops stabilize a system. These loops are inherent in understanding the snowball effect.
  • Social & Political Movements:
    • Revolution and Change: Small acts of resistance or progress can coalesce, building momentum for sweeping social change.
    • Polarization: Increasing divisions and echo chambers can lead to escalating tensions and radicalization.
Important Works
  • Thomas Schelling, “Micromotives and Macrobehavior (economics, game theory)
  • Amos Tversky and Daniel Kahneman, “Prospect Theory (behavioral economics)
  • George Soros, “The Alchemy of Finance (market reflexivity)
  • Malcolm Gladwell, “The Tipping Point (popularization of social change concepts)
Arguments
  • Power of Initial Conditions: The snowball effect highlights how seemingly insignificant starting points can have far-reaching outcomes.
  • Unintended Consequences: Actions can create chain reactions with results that were not originally intended or foreseen.
  • Leverage Points: Understanding the snowball effect may help in identifying places where small interventions can have a major impact on a system.

Please note: The snowball effect isn’t a theory with a dedicated founder but a powerful metaphor used widely across various disciplines.

Snowball Effect: Major Characteristics
  1. Incremental Growth: The snowball effect is characterized by incremental growth, where a small initial action or event accumulates momentum over time. This concept is vividly illustrated in Leo Tolstoy’s “War and Peace,” where the repercussions of individual decisions by characters snowball into larger historical events.
  2. Exponential Amplification: As the snowball rolls downhill, it gains mass and speed, exponentially amplifying its impact. This aspect is reminiscent of the plot in Franz Kafka’s “The Metamorphosis,” where Gregor Samsa’s transformation into a giant insect triggers a series of increasingly dramatic and unforeseen consequences.
  3. Chain Reaction: The snowball effect often sets off a chain reaction, where each subsequent event is influenced by the momentum of the preceding ones. Charles Dickens’ “A Christmas Carol” exemplifies this as Ebenezer Scrooge’s change of heart leads to a cascade of positive transformations in the lives of those around him, triggered by his initial act of generosity.
  4. Unforeseen Consequences: One of the key characteristics of the snowball effect is the emergence of unforeseen consequences from seemingly insignificant actions. In William Shakespeare’s “Macbeth,” Macbeth’s initial act of regicide sets off a chain of events that ultimately leads to his downfall, illustrating how a single decision can snowball into tragic outcomes.
Snowball Effect: Relevance in Literary Theories
Literary TheoryRelevance of the Snowball Effect
Reader-Response TheoryA reader’s initial interpretation or reaction can trigger a chain of associations and connections throughout the text, leading to an increasingly rich and complex understanding.
New HistoricismSeemingly insignificant historical details or events within a text may reflect or be connected to broader cultural shifts. These small elements can build a cumulative understanding of the societal forces at play.
DeconstructionA minor textual inconsistency or contradiction can unravel the established meaning of the work, leading to a snowballing breakdown of previously held interpretations.
Feminist TheorySmall acts of resistance or subtle challenges to patriarchal norms within a text can accumulate to reveal a wider pattern of subversion and empowerment.
Postcolonial TheoryInstances of cultural hybridization or resistance to colonial power within a work can gain momentum and highlight the complex dynamics of oppression and resilience.
Snowball Effect: Relevant Terms
TermDefinition
Chain ReactionA series of events where each event causes the next.
Cumulative EffectThe overall impact of multiple events building over time.
Feedback LoopA system where outputs influence future inputs, either reinforcing change (positive feedback loop) or stabilizing the system (negative feedback loop).
MomentumThe force or energy driving a process forward.
AmplificationThe process of increasing something in size or intensity.
Tipping PointThe critical moment when a small change triggers a significant shift.
CascadeA series of events, each triggering the next, similar to a waterfall.
Self-Fulfilling ProphecyA belief that leads to actions ultimately making the belief come true.
Bandwagon EffectThe tendency to adopt beliefs or behaviors simply because they are popular.
Unintended ConsequencesUnexpected outcomes of an action, often unforeseen.
Snowball Effect: Suggested Readings
  1. Gladwell, Malcolm. The Tipping Point: How Little Things Can Make a Big Difference. Boston: Little, Brown, 2000. Print.
  2. Kahneman, Daniel. Thinking, Fast and Slow. New York: Farrar, Straus and Giroux, 2011. Print.
  3. Kleinberg, Jon. “The Convergence of Probability and Utility in the Theory of Diversification.” Journal of Economic Theory. Vol. 53, no. 1, 1991, pp. 123-131.
  4. Merton, Robert K. “The Matthew Effect in Science.” Science. Vol. 159, no. 3810, 1968, pp. 56-63.
  5. Schelling, Thomas C. Micromotives and Macrobehavior. New York: W.W. Norton & Company, 1978. Print.
  6. Soros, George. The Alchemy of Finance. Hoboken, NJ: Wiley, 2003. Print.
  7. Sunstein, Cass R. “On the Expressive Function of Law.” University of Pennsylvania Law Review. Vol. 144, No. 5, 1996, pp. 2021-2053. JSTOR, https://www.jstor.org/subjects/)
  8. Taleb, Nassim Nicholas. The Black Swan: The Impact of the Highly Improbable. New York: Random House, 2007. Print.
  9. Watts, Duncan J. “A Simple Model of Global Cascades on Random Networks.” Proceedings of the National Academy of Sciences. Vol. 99, no.9, 2002, pp.5766-5771, https://www.pnas.org/.
  10. Wu, Frederick. “The (Real) First Law of Behavioral Finance.” Columbia Business Law Review. Vol. 2014, no. 2, 2014, pp. 499-575.

“The Sniper” by Liam O’Flaherty: A Critical Analysis

“The Sniper” by Liam O’Flaherty was first published in January of 1923 in the London-based socialist publication, The New Leader, as a standalone short story.

"The Sniper" by Liam O'Flaherty: A Critical Analysis
Introduction: “The Sniper” by Liam O’Flaherty

“The Sniper” by Liam O’Flaherty was first published in January of 1923 in the London-based socialist publication, The New Leader, as a standalone short story. It would later be included in O’Flaherty’s first collection of short stories. The tale immediately garnered praise for its stark realism, unflinching portrayal of war’s brutality, and its suspenseful narrative that explores the psychological toll of conflict. O’Flaherty’s writing is notable for its direct, unadorned style, mirroring the unforgiving nature of the story’s setting amidst the Irish Civil War. Within its brief yet impactful form, “The Sniper” examines complex themes of survival, the dehumanizing effects of violence, and the fleeting nature of ideological certainty during times of chaos.

Main Events in “The Sniper” by Liam O’Flaherty
  1. The story takes place during the Irish Civil War in Dublin, where two opposing sides are engaged in a fierce battle.
  2. The protagonist, a Republican sniper, takes position on a rooftop and observes the area through his rifle’s scope.
  3. He spots an enemy sniper across the street and engages him in a duel, resulting in the Republican sniper killing the enemy sniper.
  4. In an attempt to assess the damage done, the Republican sniper puts himself in danger by lighting a cigarette and is shot in the arm by the enemy sniper.
  5. The Republican sniper devises a plan to escape by creating a decoy with his cap and slowly crawling away from his position.
  6. He successfully evades the enemy’s gunfire and crawls towards safety.
  7. After reaching a safe location, the Republican sniper discovers that the enemy sniper he killed was actually his own brother.
  8. The realization of having killed his own brother traumatizes the Republican sniper and he experiences a wave of emotion and grief.
  9. The story ends with the Republican sniper reflecting on the senselessness of the war and the devastation it has caused.
  10. The final line of the story states that the sniper “turned over the dead body and looked into his brother’s face.”
Literary Devices in “The Sniper” by Liam O’Flaherty
  1. Allusion: The reference to the Irish Civil War is an allusion to a historical event.
  2. Antagonist: The enemy sniper is the antagonist, as he is the one who is opposing the protagonist.
  3. Conflict: The story is centered around the conflict between the two opposing sides in the Irish Civil War.
  4. Foreshadowing: The sniper’s decision to light a cigarette foreshadows the danger that he is about to face.
  5. Hyperbole: The description of the sniper’s fear as “nearly paralyzing his arms and legs” is a hyperbole.
  6. Imagery: The description of the setting and the actions of the characters create vivid imagery in the reader’s mind.
  7. Irony: The twist at the end, where the Republican sniper realizes that he has killed his own brother, is an example of situational irony.
  8. Metaphor: The comparison of the sniper’s eyes to that of a hawk is a metaphor.
  9. Personification: The description of the rifle as having “the eyes of a man” is an example of personification.
  10. Point of View: The story is told from the third-person limited point of view, which allows the reader to see the events through the sniper’s perspective.
  11. Setting: The setting of the story in war-torn Dublin during the Irish Civil War is a significant aspect of the story.
  12. Simile: The comparison of the enemy sniper to “a shapeless mass of cotton waste” is a simile.
  13. Symbolism: The rifle is a symbol of the power and violence of war.
  14. Theme: The theme of the senselessness of war and the devastation it causes is central to the story.
  15. Tone: The overall tone of the story is somber and reflective, emphasizing the tragic consequences of war.
Characterization in “The Sniper” by Liam O’Flaherty
Major characters:
  1. The Republican Sniper: He is the protagonist of the story, a soldier fighting for the Republican side during the Irish Civil War. He is a skilled marksman and a determined fighter, but he also experiences moments of fear and doubt. His discovery that he has killed his own brother has a profound impact on him.
Minor characters:
  • The Enemy Sniper: He is the antagonist of the story, a soldier fighting for the opposite side. He is also a skilled marksman and engages in a deadly duel with the Republican sniper.
  1. The Old Woman: She briefly appears in the story when the Republican sniper shoots and kills her after mistaking her for an enemy spy. Her death highlights the brutal and senseless nature of war.
  2. The Republican Army Officer: He is mentioned in passing in the story and is responsible for giving the sniper his mission. His role is minor but significant in setting up the conflict of the story.
Major Themes in “The Sniper” by Liam O’Flaherty
  1. Dehumanization and the Cost of War (ll. 1-104): The story portrays the brutalizing effects of the Irish Civil War. The sniper, initially described with a “fanatic” gleam in his eyes (l. 8), operates with cold efficiency, eliminating enemies without hesitation. He shoots an “old woman” (l. 30) acting as an informant, highlighting the disregard for humanity in wartime. However, the story’s climax forces a transformation. Seeing his dead enemy as his brother shatters the sniper’s detachment, leaving him “gibbering to himself, cursing the war, cursing himself, cursing everybody” (l. 89).
  2. The Fragility of Identity and Loyalty (ll. 95-104): The war forces citizens to choose sides, fracturing families and communities. The sniper’s initial focus is on eliminating his enemy, regardless of who it might be. His world is divided into “us” and “them.” The shocking discovery of his brother’s identity dismantles this simplistic view. The shared blood between the sniper and his victim emphasizes the tragedy of the war that pits brother against brother.
  3. The Deceptive Nature of Appearances (ll. 55-80): The story highlights the importance of looking beyond initial impressions. The sniper’s initial advantage comes from his concealed position. He uses a clever ruse with his cap and rifle to create a false image of his demise, ultimately outsmarting his opponent. However, appearances can be deceiving. The dead enemy sniper, initially perceived as a nameless foe, turns out to be the sniper’s brother, forcing him to confront a horrifying truth.
  4. The Power of Observation and Strategy (ll. 10-65): Survival in the war-torn city depends on being a keen observer. The sniper meticulously plans his actions, studying his surroundings and anticipating his enemy’s moves. He rations his food, carefully weighs the risk of smoking, and notices the enemy’s flash before the shot (ll. 10-21). This attentiveness allows him to devise the successful plan to lure out his enemy.
Writing Style in “The Sniper” by Liam O’Flaherty

Liam O’Flaherty’s writing style in “The Sniper” is direct and economical, conveying the brutal realities of war through vivid and concise language. He uses short, simple sentences to create a tense and fast-paced narrative that mirrors the urgency and danger of the story’s setting. The descriptions of the setting and characters are spare but evocative, creating a vivid picture of war-torn Dublin and the characters’ actions and emotions. O’Flaherty’s use of imagery and symbolism, particularly in the portrayal of the rifle as a powerful and deadly force, adds depth and complexity to the story’s themes. Overall, O’Flaherty’s writing style is both gripping and impactful, conveying the tragedy and horror of war in a concise and powerful manner.

Literary Theories and Interpretation of “The Sniper” by Liam O’Flaherty

1. Realism:

  • Focus on social realities: The story reflects the harsh realities of the Irish Civil War. Details like rationing food, constant gunfire, and the sniper’s ruthlessness paint a picture of a brutal conflict.
  • Psychological portrayal: The story delves into the sniper’s changing emotions. Initially detached, he experiences guilt and horror upon discovering his brother’s identity. This reflects the lasting impact of war on the psyche.
  • Vivid descriptions: O’Flaherty uses sensory details to create a realistic atmosphere. Descriptions of darkness, gunfire, and the “dull thud” of the body falling (l. 83) immerse the reader in the sniper’s experience.

2. Modernism:

  • Loss of innocence: The story portrays the shattering of the sniper’s initial cold-bloodedness. The war strips away his idealism and leaves him disillusioned.
  • Disillusionment with war: The story critiques the glorification of war. The sniper’s victory is hollow and leaves him emotionally broken, highlighting the senselessness of violence.
  • Unreliable narrator: While the story uses a third-person limited perspective, the reader only experiences the war through the sniper’s eyes. His initial bias and transformation raise questions about the objectivity of his perception.
Additional Considerations:
  • Marxist Lens: One could analyze the story through a Marxist lens, examining the class struggle underlying the Civil War and how it tears families apart.
  • Freudian Lens: A Freudian interpretation could explore the psychological impact of violence, the sniper’s repressed emotions, and the revelation of the dead enemy as his brother as a symbolic confrontation with his own repressed identity.
Research Questions and Their Thesis Statements about “The Sniper” by Liam O’Flaherty
  • How does “The Sniper” portray the dehumanizing effects of war on soldiers?
  • This paper will argue that through vivid imagery and characterization, Liam O’Flaherty shows the brutal consequences of war on the humanity of soldiers.
  • What is the significance of the twist ending in “The Sniper”?
  • This paper will explore how the surprise ending creates a powerful example of situational irony that highlights the futility and tragic consequences of war.
  • How does the setting of the story contribute to the theme of war and conflict in “The Sniper”? This paper will examine how O’Flaherty’s portrayal of the war-torn streets of Dublin reinforces the themes of violence, chaos, and loss in the story.
  • What role do women play in “The Sniper,” and how does their absence contribute to the story’s themes?
  • This paper will analyze the portrayal of women characters in the story and their absence from the conflict, and how it reflects the male-dominated nature of war.
  • How does the use of symbolism contribute to the themes of “The Sniper”?
  • This paper will explore how the rifle and other symbols in the story contribute to the themes of power, violence, and tragedy.
Short Questions and Answers about “The Sniper” by Liam O’Flaherty
  • What is the significance of the title of the story, “The Sniper”?
  • The title of the story, “The Sniper,” refers to the protagonist and his occupation as a trained sniper in the war. It not only identifies the character but also creates an ominous tone, highlighting the danger and lethality of his profession. The title also foreshadows the central conflict of the story, which revolves around the sniper’s role in the war and his internal struggle with the morality of killing.
  • How does the setting contribute to the themes of the story in “The Sniper”?
  • The setting of “The Sniper” in war-torn Dublin creates a chaotic and violent atmosphere that reinforces the themes of conflict, loss, and tragedy. The crumbling buildings, deserted streets, and gunfire in the distance all contribute to a sense of danger and uncertainty. The setting also emphasizes the emotional toll of war on the soldiers and the civilians caught in the crossfire, highlighting the senselessness and futility of the conflict.
  • What is the significance of the sniper’s discovery of the identity of the enemy sniper in “The Sniper”?
  • The sniper’s discovery of the identity of the enemy sniper is a critical turning point in the story. It not only creates a sense of tension and danger but also humanizes the enemy, forcing the protagonist to confront the reality that the enemy is also a human being. This realization contributes to the central theme of the story, which is the dehumanizing effects of war on soldiers and their struggle with the morality of killing.
  • What is the significance of the sniper’s reaction to killing his own brother in “The Sniper”?
  • The sniper’s reaction to killing his own brother highlights the devastating impact of war on families and the psychological toll of killing. His shock and horror at discovering the identity of the enemy sniper as his own brother emphasizes the tragedy and senselessness of war, as well as the human cost of conflict. This event also reinforces the theme of brotherhood, highlighting the universal experience of war and its impact on individuals and relationships.
Literary Works Similar to “The Sniper” by Liam O’Flaherty
Short Stories with Shocking Twists and Social Commentary:
  • The Lottery” by Shirley Jackson (1948): This chilling story, like “The Sniper,” utilizes a shocking twist ending that dismantles the reader’s perception of a seemingly ordinary situation. Both narratives explore the pervasiveness of violence, the weight of tradition, and the potential for barbarity lurking beneath the surface of social order.
Works Exploring War’s Psychological Impact:
  • An Occurrence at Owl Creek Bridge” by Ambrose Bierce (1890): Set during the American Civil War, this classic story mirrors “The Sniper” by focusing on the protagonist’s internal state in the face of imminent death. Both delve into the subjectivity of human perception, the unreliability of memory under pressure, and the psychological toll of war.
Exploring the Thrill and Peril of the Hunt:
  • The Most Dangerous Game” by Richard Connell (1924): This thrilling tale shares thematic ground with “The Sniper” as it presents two men on a remote island – one a hunter, the other hunted. Both stories explore the primal thrill of the chase, the psychological motivations behind violence, and the blurring of lines between hunter and hunted.
Universality of Human Experience:
  • “The Bet” by Anton Chekhov (1889): While not set against the backdrop of war, Chekhov’s story resonates with “The Sniper” by exploring the psychological burden of isolation and the dangers of unchecked pride. Both protagonists become fixated on proving themselves, ultimately suffering the consequences of their actions, highlighting the universality of human flaws.
Unexpected Consequences and Sacrifice:
  • “Federigo’s Falcon” by Giovanni Boccaccio (1370): This story from Boccaccio’s Decameron features a nobleman who sacrifices his prized falcon to impress a woman. Similar to “The Sniper,” it explores themes of pride, loss, and the unforeseen ramifications of our choices.
Suggested Readings: “The Sniper” by Liam O’Flaherty
Journal Articles:
  • Bourke, Richard. “Review of The Sniper and Other Stories.” Irish Studies Review vol. 13, no. 1 (2005): 142-143. JSTOR, jstor.org/stable/20760322. Accessed 24 March 2024.
  • This article provides a critical review of the short story collection that includes “The Sniper,” offering insights into the work’s reception and significance.
Book Chapters:
  • Carpenter, Frederic I. “Liam O’Flaherty.” Irish Literature. Edited by Robert Hogan. Oxford University Press, 2006. 172-177.
  • This chapter within a larger work on Irish literature offers biographical information on O’Flaherty and explores his literary style and themes, providing context for understanding “The Sniper.”
  • Kiberd, Declan. “Introduction.” Liam O’Flaherty: Selected Short Stories. Edited by Declan Kiberd. Penguin Classics, 1994. ix-xxvii.
  • This introductory essay provides valuable context for interpreting “The Sniper” by examining O’Flaherty’s writing career, historical influences, and recurring themes in his work.
Primary Source:
  • O’Flaherty, Liam. The Sniper and Other Stories. Penguin Classics, 1994.
  • This is the primary source for reading and analyzing “The Sniper” itself.
Secondary Source:
  • O’Sullivan, Maurice. “Liam O’Flaherty.” The Course of Irish Literature. Edited by Terence Brown. Gill and Macmillan, 2000. 221-232.
  • This chapter offers a broader examination of O’Flaherty’s literary career and significance within the context of Irish literature, providing a helpful background for understanding “The Sniper.”

“The Monkey’s Paw” by W. W. Jacobs: A Critical Analysis

“The Monkey’s Paw” by W.W. Jacobs, was originally published in 1902 as part of his collection The Lady of the Barge, being a landmark work of supernatural horror.

"The Monkey's Paw" by W. W. Jacobs: A Critical Analysis
Introduction: “The Monkey’s Paw” by W. W. Jacobs

“The Monkey’s Paw” by W.W. Jacobs, was originally published in 1902 as part of his collection The Lady of the Barge, being a landmark work of supernatural horror, exploring themes of fate, unintended consequences, and the inherent risks of tampering with the unknown. Its chilling atmosphere and cautionary message about the dangers of unchecked desire have solidified its place as a classic of the genre.

Main Events in “The Monkey’s Paw” by W. W. Jacobs
Part One
  • The Introduction: A family (Mr. White, Mrs. White, and their son Herbert) welcomes their guest, Sergeant-Major Morris, who has served in the British army in India.
  • The Monkey’s Paw: Sergeant-Major Morris introduces the family to a mummified monkey’s paw, which he claims has magical powers. According to legend, it can grant three wishes to three separate people.
  • The Warning: Morris shares that his wishes on the paw led to negative consequences and he cautions them not to use it. Despite the danger, Mr. White is tempted.
Part Two
  • The First Wish: Even though the others are skeptical, Mr. White wishes for two hundred pounds. To his horror, the paw twists in his hand as he makes the wish.
  • Tragedy Strikes: The next day, a representative from Herbert’s workplace, Maw and Meggins, arrives with devastating news. Herbert has been killed in a machinery accident.
  • Compensation and Grief: The company offers the Whites two hundred pounds as compensation for their son’s death. The family is grief-stricken.
Part Three
  • Desperate Hope: A week later, Mrs. White, overcome by grief, remembers the remaining wishes on the monkey’s paw. She compels Mr. White to wish Herbert back to life.
  • Unnatural Fear: Mr. White, horrified yet compelled, makes the wish. Late that night, they hear a horrifying knocking at their door.
  • The Final Wish: Mrs. White rushes to open the door, convinced that their son has returned. Mr. White, terrified by the potential consequences of the wish, frantically searches for the paw in the darkness to make a final wish.
  • Ambiguous Ending: As Mrs. White struggles to unlock the door, the knocking abruptly stops. Mr. White makes his wish. In the final scene, the street is empty, leaving the fate of Herbert a terrifying mystery.
Literary Devices in “The Monkey’s Paw” by W. W. Jacobs
Literary DeviceExampleExplanation
Allusion“Sounds like the ‘Arabian Nights’,” said Mrs. White…Reference to the collection of Middle Eastern folk tales, emphasizing the fantastical nature of the monkey’s paw.
Ambiguity“His voice was so serious that the group fell quiet.”The true nature of the paw is never explicitly confirmed, leaving room for interpretation.
Dialogue“‘If you could have another three wishes,’ said the old man, watching him carefully, ‘would you have them?'”Conversations drive the plot and reveal character motivations.
Dramatic Irony“‘If the tale about the monkey’s paw is not more truthful than those he has been telling us,’ said Herbert, … ‘we shan’t make much out of it.'”The reader is aware of the paw’s sinister power, while Herbert remains oblivious, creating tension.
Foreshadowing“…a wind like a banshee’s wail” (Part One, after they hear about the paw).Hints at the death and misfortune to come.
Imagery“…the paw twisted in my hand like a snake.”Vivid descriptions to create sensory experiences for the reader.
IronyThe Whites receive 200 pounds, but only after the tragic death of their son.The outcome is opposite to what might be expected.
MetaphorMorris describes the paw’s previous owner: “I don’t know what the first two were, but the third was for death.”Implicitly compares a wish to a fatal bargain.
Mood“Outside, the night was cold and wet, …the fire burned brightly.”Contrast between the cozy domestic scene and the external darkness hints at a menacing atmosphere.
MotifThe number three: three men, three wishes per manRepetition reinforces a sense of pattern and fate.
Narrative Hook“[Morris] put something out of his pocket and proffered it. Mrs. White drew back with a grimace, but her son, taking it, examined it curiously.”The mysterious paw immediately sparks the reader’s curiosity.
Ominous DictionWords like “twisted,” “mummy,” “grimace,” etc.Language choices contribute to the sinister tone.
ParadoxThe paw grants wishes, but in doing so brings misery.Holds two seemingly contradictory ideas that reveal a deeper truth about desires.
Pathos“She broke off as the sinister meaning of the assurance dawned upon her and she saw the awful confirmation of her fears in the other’s averted face.”Evokes pity and sorrow for Mrs. White’s realization.
Personification“The paw twisted in my hand…”Imbues an inanimate object with movement and agency, increasing its uncanniness.
Simile“Creaking like an unbearably rusty hinge.”Compares unlike things to establish a specific image or feeling.
SuspenseThe slow reveal of the paw’s power, the wait between the wish and the visitor, the final knock on the door.The story draws out key moments to heighten anticipation and anxiety for the reader.
SymbolismThe monkey’s paw represents the dangers of interfering with fate, and the unintended consequences of desires.
ThemeBe careful what you wish for.The central message about the destructive potential of unchecked desire.
ToneShifting tone: starts casually, then becomes increasingly ominous and suspenseful.Reflects the progression of the plot and influences the reader’s emotional response.
Characterization in “The Monkey’s Paw” by W. W. Jacobs
Major Characters
  • Mr. White:
  •  Curious and easily influenced: Mr. White is intrigued by the monkey’s paw and ultimately gives in to temptation, despite warnings.
  • Loving but flawed: He cares for his family, but his desire for financial security blinds him to the potential risks.
  • Conflicted and regretful: He witnesses the tragic consequences of his wish and attempts to reverse the damage with his final wish.
  • Mrs. White:
    • Maternal and protective: Deeply attached to her son Herbert, her actions are driven by love and a desire to protect him above all else.
    • Grief-stricken and desperate: Mrs. White is devastated by Herbert’s death, leading her to become irrational and cling to the hope the paw can offer.
    • Impulsive: Driven by her overwhelming grief, she acts rashly in urging her husband to make the second wish.
  • Herbert White:
    • Humorous and skeptical: He represents the voice of reason, initially dismissing the monkey’s paw as a silly story.
    • Playful and a touch arrogant: His teasing of his parents and his light-hearted treatment of the paw highlight certain youthful naivety.
    • The tragic victim: Even though Herbert plays a minor role in the story, his tragic death is the pivotal event that brings about the central conflict and reveals the dangers of the paw.
Minor Characters
  • Sergeant-Major Morris:
    • Mysterious and world-weary: His travels in India give him an air of exoticism, yet his stories and reluctance to use the paw foreshadow its sinister nature.
    • Regretful and cautionary: His own experiences with the paw likely leave him burdened with guilt, making him serve as a warning to the Whites.
  • The Company Representative:
    • Detached and businesslike: He delivers the news of Herbert’s death and the compensation with impersonal professionalism.
    • Plot device: This character facilitates the fulfillment of the first wish while also highlighting the coldness of corporate bureaucracy in comparison to the Whites’ familial love.
Key Points About Jacobs’ Characterization:
  • Complexity: Despite the story’s brevity, the major characters are not simply good or bad. They exhibit a mix of relatable traits and flaws, making their choices and their tragedy more impactful.
  • Contrast: Herbert’s skepticism and the Sergeant-Major’s caution act as foils to highlight Mr. and Mrs. White’s reckless desire and later desperation.
  • Thematic Importance: The characters’ flaws and the consequences of their choices embody the main theme of “be careful what you wish for.”
Major Themes in “The Monkey’s Paw” by W. W. Jacobs

1. The Danger of Wishing/The Destructive Potential of Desire

  • Central to the story: The monkey’s paw embodies the potential peril of interfering with fate. It seduces characters with the promise of wish fulfillment, but those wishes often bring misery.
  • Mr. White’s first wish: He desires financial security, represented by the 200 pounds. The wish comes true but brings the tragic death of his son Herbert as payment.
  • Mrs. White’s wish: Blinded by grief, she desires her son’s return, failing to consider the horrifying consequences of disrupting the natural order of life and death.
  • Key quote: Sergeant-Major Morris states, “It had a spell put on it by an old fakir… He wanted to show that fate ruled people’s lives, and that those who interfered with it did so to their sorrow.”

2. Fate vs. Free Will

  • The paw’s power: It suggests the presence of a predetermined fate that humans struggle against.
  • The ambiguity of its nature: The story leaves it open to interpretation whether the paw truly alters fate or if events are merely a series of terrible coincidences.
  • Characters’ choices: While wishes appear to come true, characters still make choices within those altered circumstances – such as Mr. White’s final, desperate wish to undo the situation.
  • Key quote: Despite hearing stories of the paw’s interference, Mr. White declares, “Sounds like the Arabian Nights… Don’t you think you might wish for four pairs of hands for me?” demonstrating a degree of control over his choices.

3. Grief and Its Power

  • Profound impact: Herbert’s death consumes the Whites, particularly his mother, with devastating grief.
  • Irrational behavior: Mrs. White’s grief pushes her towards madness, compelling her to use the paw to bring Herbert back despite the risks.
  • Grief as a blinding force: This theme highlights how grief distorts judgment and makes people act against their better instincts.
  • Key quote: “The old woman, with a burst of sobbing joy…cried, ‘I want it…We’ve only had one [wish]!'” shows Mrs. White’s desperation.

4. The Supernatural vs. the Rational

  • Ambiguous horror: The story never definitively confirms whether the paw is truly magical. The events could be horrifying coincidences or the result of supernatural intervention.
  • Characters’ perspectives: Herbert is skeptical, Mrs. White embraces the uncanny, while Mr. White is initially resistant but ultimately succumbs.
  • Unresolved tension: The ambiguity creates a lingering sense of unease, forcing the reader to question the nature of reality and the existence of forces beyond human control.
  • Key quote: After Herbert’s death, the story describes Mr. White: “He sat staring blankly … not believing, not realizing.” It emphasizes the conflict between the rational mind and the experience of the seemingly unexplainable.
Writing Style in “The Monkey’s Paw” by W. W. Jacobs

W.W. Jacobs uses a straightforward, concise writing style in “The Monkey’s Paw” that focuses on building suspense and tension through the use of foreshadowing, symbolism, and vivid descriptions. The author’s use of short, choppy sentences and repetition of phrases creates a sense of unease and urgency, while his descriptions of the characters and settings help to establish a realistic and relatable atmosphere. The author also uses dialogue effectively to reveal the characters’ personalities and motivations, and to move the plot forward. Overall, Jacobs’ writing style in “The Monkey’s Paw” is simple yet effective, capturing the reader’s attention and keeping them engaged until the shocking conclusion.

Literary Theories and Interpretation of “The Monkey’s Paw” by W. W. Jacobs
Literary TheoryKey ConceptsHow it Applies to “The Monkey’s Paw”
Formalism / New CriticismFocus on the text itself: structure, symbols, language, etc.* Symbolism: The paw represents temptation, unintended consequences, and the limits of human control. * Structure: The three-part story (introduction, consequences, aftermath) mirrors a tragic wish cycle. * Ambiguity: The unresolved ending forces the reader to grapple with the nature of fate.
Reader-Response CriticismFocuses on readers’ individual experiences and interpretations* Emotional Impact: The story evokes fear, pity, and a lingering sense of unease due to its suspense and ambiguity. * Differing Views: Readers might debate whether the paw is truly magical or if events are coincidental. * Personal Connection: Readers may relate to the characters’ basic desires for security or fear of loss.
Psychoanalytic CriticismExplores unconscious desires, anxieties, and repressed motivations.* Unacknowledged Wishes: Mr. White’s seemingly simple desire for money could mask deeper anxieties or resentment. * Mrs. White’s Grief: Her irrational actions might stem from repressed guilt or an inability to process loss. * Author’s Intent: The story could reflect Jacobs’ own anxieties about desire and control.
Feminist CriticismExamines gender roles, female representation, and power dynamics.* Mrs. White’s Agency: Though initially a domestic figure, her desperation drives action, subverting gender expectations of the time. * Patriarchy Challenged: The paw’s power disrupts the traditional safety of the home (a feminine space) and the predictable masculine order. * Limited Perspectives: The story is primarily told through the male characters’ viewpoints.
Marxist CriticismAnalyzes class, power imbalances, and socioeconomic systems.* Working-Class Struggles: Mr. White’s wish for money likely stems from financial insecurity faced by his class. * Corporate Cruelty: The company representative’s coldness shows how profit is valued over individual lives. * Exploitation: The paw could be read as a symbol of how those with less power are tempted into situations with grave consequences.
Questions about “The Monkey’s Paw” by W. W. Jacobs
  1. What is the significance of the monkey’s paw in the story, and how does it drive the plot?
  2. How does the theme of fate versus free will manifest in “The Monkey’s Paw”?
  3. What is the role of superstition and belief in the supernatural in the story, and how do the characters’ beliefs shape their actions?
  4. How does Jacobs use foreshadowing to create suspense and tension throughout the story?
  5. What is the significance of the story’s setting, particularly the isolated, rural location of the Whites’ home?
  6. What is the ultimate message or lesson of “The Monkey’s Paw,” and how does it relate to broader themes of morality and the consequences of one’s actions?
Thesis Statements
  1. The monkey’s paw serves as a powerful symbol of the danger of greed and the consequences of meddling with fate, driving the plot and ultimately leading to the tragic ending of the story.
  2. The conflict between fate and free will in “The Monkey’s Paw” highlights the complex and often contradictory nature of human desires, and serves as a warning against the dangers of trying to control one’s destiny.
  3. Jacobs uses the characters’ superstitions and beliefs in the supernatural to explore the human fascination with the unknown and the unexplainable, while also highlighting the dangers of succumbing to irrational fears and desires.
  4. Through his skillful use of foreshadowing, Jacobs creates a sense of dread and unease that builds throughout the story, culminating in a shocking and devastating conclusion that leaves a lasting impact on the reader.
  5. The isolated, rural setting of the Whites’ home in “The Monkey’s Paw” serves as a metaphor for the characters’ psychological and emotional isolation, highlighting the profound loneliness and desperation that drives their actions.
  6. “The Monkey’s Paw” serves as a cautionary tale about the dangers of greed and the consequences of taking shortcuts or trying to cheat fate, reminding us of the importance of accepting responsibility for our actions and the impact they have on ourselves and others.
Short Question-Answer “The Monkey’s Paw” by W. W. Jacobs
  • How does the monkey’s paw itself serve as a symbol in the story?
  • The monkey’s paw serves as a symbol of the dangers of meddling with fate and the consequences of greed. It represents the desire for power and control over one’s destiny, and the danger that comes with trying to manipulate the unknown. The paw’s ability to grant wishes is ultimately shown to be a curse, as the consequences of the wishes become increasingly dire and destructive. Through the paw, Jacobs warns against the dangers of pursuing wealth and power at any cost, reminding us that there are always consequences to our actions.
  • How does Jacobs use foreshadowing in “The Monkey’s Paw”?
  • Jacobs uses foreshadowing to create a sense of unease and dread throughout the story. From the opening scenes, there are hints of the paw’s dark powers and the potential dangers of using it. As the story progresses, these hints become more ominous and explicit, building towards the climactic moment when the wishes are made. Through his use of foreshadowing, Jacobs creates a sense of inevitability and foreboding that drives the plot and adds to the overall impact of the story.
  • What is the significance of the setting in “The Monkey’s Paw”?
  • The isolated, rural setting of the Whites’ home serves as a metaphor for their psychological and emotional isolation. The family is cut off from the rest of the world, surrounded by darkness and silence. This sense of isolation mirrors their own feelings of loneliness and desperation, and highlights the depths of their longing for something more. It also serves to heighten the tension and unease of the story, as the family becomes increasingly trapped by their own desires and the powers of the paw.
  • How does Jacobs explore the theme of grief in “The Monkey’s Paw”?
  • The theme of grief is central to “The Monkey’s Paw,” as the Whites’ desire to bring their son back from the dead drives much of the plot. Jacobs uses the characters’ grief to explore the depths of human longing and the dangers of trying to control or manipulate fate. He also shows the profound impact of grief on the human psyche, as the characters become increasingly consumed by their own pain and desperation. Through his portrayal of grief, Jacobs reminds us of the importance of acceptance and moving forward, even in the face of loss and tragedy.
Literary Works Similar to “The Monkey’s Paw” by W. W. Jacobs
Gothic Tradition:
  • The Tell-Tale Heart” by Edgar Allan Poe: This masterwork of psychological horror explores guilt, paranoia, and the unreliable narrator, emphasizing the internal turmoil of characters.
  • Other Poe short stories like “The Fall of the House of Usher” or “The Masque of the Red Death”: Share a similar atmosphere of dread, decaying grandeur, and a focus on characters’ crumbling mental states.
The “Three Wishes” Motif:
  • “The Fisherman and His Wife” (Grimm’s Fairy Tales): This cautionary folktale warns against greed and the dangers of wanting more than one rightfully possesses.
  • “Aladdin and the Magic Lamp” (from The Arabian Nights): Offers a variant where wishes are granted, but fulfillment doesn’t necessarily ensure what was truly desired.
Supernatural Bargains and Tragic Hubris:
  • “Faust” by Christopher Marlowe: The archetype of selling one’s soul for worldly gain parallels the dark pact implicit in using the monkey’s paw, while raising questions about free will vs. predestination.
  • Greek Tragedies like Sophocles’ “Oedipus Rex” or the myth of Icarus: Characters in these narratives succumb to hubris (excessive pride) often in seeking to defy fate, leading to their ultimate downfall.
Modern Horror and the Uncanny:
  • The Lottery” by Shirley Jackson: A shocking, masterful short story subverting expectations to expose societal cruelty and the danger of unquestioned traditions.
  • W.W. Jacobs’ other works: Explore similar uncanny elements intruding into ordinary lives, such as “The Toll-House” or “The Well”.
  • Stephen King’s short fiction: King excels at twisting the familiar into the horrifying. Collections like “Night Shift” often feature similar situations or objects imbued with a sinister edge.
Suggested Readings: “The Monkey’s Paw” by W. W. Jacobs
Scholarly Articles
  • Boudreau, Kristin. “The Horror of the Ordinary in W.W. Jacobs’s ‘The Monkey’s Paw.'” Short Story Criticism, vol. 19, Gale, Cengage, 1999. Literature Resource Center.
  • Cadden, Mike. “What’s So Scary About ‘The Monkey’s Paw’?” Aeon Magazine, 28 Oct. 2021, aeon.co/essays/whats-so-scary-about-the-monkeys-paw.
  • Joshi, S.T. “The Monkey’s Paw and Others: W.W. Jacobs’ Supernatural Tales.” Weird Fiction Review, no. 6, 2015, pp. 76–81. Project MUSE, doi:10.1353/wfr.2015.0016.
Websites and Online Resources
  • British Library: Discovering Literature – Romantics and Victorians. “W.W. Jacobs and The Monkey’s Paw” section. https://mysticbooks.org
  • Short Stories from Several Nations – “The Monkey’s Paw”. Full text of the story with historical and literary notes. https://americanliterature.com/author
Books (Focusing on Jacobs or with Relevant Chapters)
  • Ashley, Mike. Weird Tales: The Magazine That Never Dies. Wildside Press, 2004. (Contains discussion of Jacobs’ work within the broader weird fiction tradition).
  • Joshi, S.T. *Icons of Horror and the Supernatural: An Encyclopedia of Our Worst Nightmares, Volumes 1 & 2. * Greenwood Press, 2007. (Entries on Jacobs, “The Monkey’s Paw,” and related motifs).
  • Sullivan, Jack, editor. The Penguin Encyclopedia of Horror and the Supernatural. Viking Press, 1986. (Contains broader analysis of genre tropes present in the story).